Dynamic Transfer Services Corp

3434 E Bengal Blvd #210, Cottonwood Heights, UT, 84121-5803

Office Fax 801.994.6804 866.560.7699

Fee Schedule
For Issuers and Requestors www.dynamictransfer.com
information@dynamictransfer.com

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Transfer
Base Fees
Cancelation
Certificate Cancelation
additional fees may apply, see below

$5.00

per cert

Issuance
Restricted Certificate Issuance
additional fees may apply, see below

$40.00

per cert

FreeTrading Certificate Issuance

additional fees may apply, see below

$30.00

per cert

FAST Fees
DWAC

Withdraw from FAST

$10.00 +

$30.00

per cert

Withdrawing a physical certificate out of the electronic DTC FAST system, additional fees may apply

Deposit into FAST

$25.00 +

$5.00

per cert

Depositing a physical certificate into the electronic DTC FAST system, additional fees may apply

FAST Statement
Mailing of FAST statement $5.00 per holder

Once a month mailing of account statement to FAST transacting holders, additional fees may apply

FAST Transaction

Fee Schedule for Issuers and Requestors

Page 1 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Processing of a FAST Transaction

Each balancing FAST transaction

$10.00

per transaction

Transfer - Additional Fees

Additional Fees
Lost

Mail Loss Re-Issuance

$55.00 +

$40.00

affidavit required (no charge if DTSC error)

Bonded Certificate Issuance

Issuance where a bond is associated

$55.00 +

$40.00

Lost Certificate Replacement

affidavit required

$55.00 +

$40.00

Restricted Special Certificate Legend

issuer's approval of a sample is required

$20.00

per cert

$20.00

Legend Removal Fee

per Rule 144, documentation

$65.00

Special Non-Payment Fee $40.00

additional fee if order shipped, but payment not included with instructions, unless pre-arranged prior to DTSC receipt of transfer instructions

Death Transfers

$55.00 +

$40.00

Original Issuances
pursuant to board resolution

$65.00 +

$40.00

Transfer
Additional Fees
Compliance

Fee Schedule for Issuers and Requestors

Page 2 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

OFAC Validations

$1.00 per name

montly, per holder name validated per transfer order, whether by certificate cancelation or by certificate issuance

Professional
Audit

Audit Work
Legal

$75.00

per hour

Legal Research
Research
billed per quarter hour

$225.00

per hour

$125.00

per hour

$30.00

Systems
Maintenance

Data Systems Maintenance FAST Systems Maintenance

Printing

$60.00 $250.00

per month per month

Special Printing Requests

for items not listed here, request a quote

$1.00 per page

$25.00

Historical Research Requests

$35.00 +

$20.00

per 15 min

$95.00

includes a shareholder statement, in addition to relevant information derived from research

Labor
Professional
TA Termination Fees
per Outstanding Cert per Shareholders $1.00 $0.50 per cert per holder $1,100.00 $1,100.00

Document Storage

$200.00 +

$0.20 per page

$400.00

Labor

Fee Schedule for Issuers and Requestors

Page 3 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Professional
Archival Retrieval
Document Archival $500.00 + $0.20 per page $400.00

at time of agreement breech, including non-payment as determined by DTSC at its sole discretion

per Outstanding Cert

$1.00 per cert

$1,100.00

added to billing statement at time of archival, see appointment agreement for terms and conditions

per Shareholders

$0.50

per holder

$1,100.00

added to billing statement at time of archival, see appointment agreement for terms and conditions

Certification
Documents
Letters
Certification Letters $65.00

this is an additional fee if requested for any of various shareholder lists, summaries, or statements

Accounting
Receivables
Deposits
Checks in Foreign Currency $15.00

No Fee for foreign Payors paying via US banks or via foreign banks in US Dollars

Lists
ShareHolder
Current
Current Shareholder List
as of date of request

$0.20

per holder

$85.00

$250.00

Historical
Historical Shareholder List $0.75 per holder $85.00 $900.00

prior to date of request, older than recent 24 months (includes cancelation dates)

Fee Schedule for Issuers and Requestors

Page 4 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Recent Shareholder List

$0.40 per holder

$85.00

$500.00

prior to date of request, within recent 24 months (includes cancelation dates)

Labels Proxy Label Printing $0.25 per holder $60.00

Address Label Printing

Address Labels emailed
emailed as a MS Office Word 2010 <.docx> file attachment

$0.20 per holder

$0.10 per holder

$50.00
$25.00

Proxy Labels emailed

emailed as a MS Office Word 2010 <.docx> file attachment

$0.15 per holder

$30.00

Mailing

Proxy Mailing
please request a quote

Shareholder News Letter

please request a quote

Special
Special percentage list $0.20 per holder $65.00 $500.00

based on a request of holders holding "more than" or "less than" some %

Special Transaction Log

per request, based on a date range

$45.00 +

$0.05 per line

$85.00

Control Persons list

more than 10%-holding shareholders list

$0.20

per holder

$65.00

$500.00

Non-Control Persons list

less than 10%-holding shareholders list

$0.20 per holder

$65.00

$500.00

Round Lot shareholders list

100 share or more

$0.20 per holder

$65.00

$500.00

Statement
Issuer

Current Share Structure

$25.00 +

$10.00

per issue

$75.00

not for general public release, appropriate request must be on business letterhead or from verifiable business email domain

Fee Schedule for Issuers and Requestors

Page 5 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Historical Share Structure

$35.00 +

$10.00

per issue

$85.00

as of any date prior to "today", see "Current Share Structure Summary"

Shareholder Current Shareholder Holdings $35.00 + $10.00 per issue $85.00

not for general public release, available to the registered shareholder, or to a business with appropriate request which must include information release from registered shareholder and be on business letterhead or from verifiable business email domain

Historical Shareholder Holdings

$40.00 +

$10.00

per issue

$95.00

as of any date prior to "today", see "Current Shareholder Holdings"

Regulatory
ReOrg
CUSIP

CUSIP's Application Fee

$165.00

$165.00

dependent upon specifics of request to CUSIP (paid by DTSC to CUSIP, with filing)

CUSIP Application Processing

Filling out and submission of CUSIP application

$60.00 +

$65.00

per hour

$125.00

FINRA
FINRA Corporate Action Notification Processing
Filling out and submission of ICRAN

$85.00 +

$65.00

per hour

$150.00

FINRA's Corporate Action Notification Fee

$200.00

dependent upon timeliness and specifics of filing to FINRA (paid by DTSC to FINRA, with filing)

Records Operations
Name Change Processing $50.00 + $0.10 per cert $100.00

processing of name change on transfer records, separate from FINRA application/disclosures and verification

Stock Split Processing

$100.00 +

$0.20 per cert

$200.00

processing of stock-split on on transfer records, separate from FINRA application/disclosures and verification

TA Verification

Fee Schedule for Issuers and Requestors

Page 6 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

FINRA TAVF - Other - Exchange Offer - no potential dissolution $75.00

processing fee for verification and certification of information filed with FINRA

TAVF - Name Change - no exchange required

$50.00

processing fee for verification and certification of information filed with FINRA (name change processing fees to be paid by issuer.)

TAVF - Split - Reverse - no exchange required

$125.00

processing fee for verification and certification of information filed with FINRA (split processing fees to be paid by issuer.)

TAVF - Split - Forward - new shares issued

$125.00

processing fee for verification and certification of information filed with FINRA (split processing fees and issuance fees to be paid by issuer.)

TAVF - Other - Exchange Offer - potential dissolution

$2,000.00

processing fee for verification and certification of information filed with FINRA (all potential cancelation fees to be paid by issuer.)

TAVF - Spin-Off

$75.00

processing fee for verification and certification of information filed with FINRA (all potential issuance fees to be paid by issuer.)

TAVF - Split - Reverse mandatory exchange

$125.00

processing fee for verification and certification of information filed with FINRA (split processing fees to be paid by issuer, and transfer fees to be paid by surrenderer, or by issuer, at issuer's discretion, with such notification to holders.)

TAVF - Split - Forward mandatory exchange

$125.00

processing fee for verification and certification of information filed with FINRA (split processing fees to be paid by issuer, and transfer fees to be paid by surrenderer, or by issuer, at issuer's discretion, with such notification to holders.)

TAVF - Name Change mandatory exchange

$50.00

processing fee for verification and certification of information filed with FINRA (name change processing fees to be paid by issuer, and transfer fees to be paid by surrenderer, or by issuer, at issuer's discretion, with such notification to holders.)

Verification
Responses

Fee Schedule for Issuers and Requestors

Page 7 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Verification Letters
NASDAQ, DTCC, CPA, Broker Dealers, etc.

$35.00

per cert

Correspondence
Documents
Electronic Scan & Email Fee
per page scanned in emailed PDF

$1.00

per page

$5.00

Fax Fax Fee

per page sent

$1.50

per page

$5.00

Mailings
additional sheets per mailing
see "other Mailings"

$0.10

per sheet

other mailings
1 oz. maximum each stuffed envelope weight (est. 3 sheets)

$1.80 per holder

$225.00

Reports

Annual Shareholders List

$65.00 +

$0.10 per cert

$70.00

subscription at minimum fee (excess, if any, billed), automatically sent annually

Monthly Transaction Log

$45.00 +

$0.05

per line

$50.00

subscription at minimum fee (excess, if any, billed), automatically sent monthly

Quarterly Shareholders List

$60.00 +

$0.10

per cert

$65.00

subscription at minimum fee (excess, if any, billed), automatically sent quarterly

Conveyance
Delivery
Immediate Rush processing $40.00 + $10.00 per cert

pushed to "Rush Queue" (processed after "Immediate Queue") in addition to other 'per certificate' issuance fees

Fee Schedule for Issuers and Requestors

Page 8 of 9

Fee Item

Document Review Fee

Base Fee

Item Fee

Min Fee

Max Fee

Walk-In processing

$80.00 +

$20.00

per cert

pushed to the 'next in line' at front of "Immediate Queue", if required to process while requestor waits, in addition to other 'per certificate' issuance fees

Immediate processing

$80.00 +

$20.00

per cert

pushed to 'back' of "Immediate Queue", in addition to other 'per certificate' issuance fees

Shipping
USPS First Class
no charge

$0.00

Next Day - US
via commercial Courier

$40.00

Next Day - International

via commercial Courier

$70.00

Next Day - Residential

$5.00

via commercial Courier, surcharge for delivery to a residential destination

USPS Certified
includes Delivery Confirmation

$10.00

Systems
Records Operations

Certificate Stops

$20.00 +

$5.00 per cert

$25.00

processing of certificate stops; bond and supporting documentation required

Subject to change (submitted to DTCC upon change)

Thursday, April 25, 2013 11:22:31 PM

Fee Schedule for Issuers and Requestors

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