Beruflich Dokumente
Kultur Dokumente
PRESIDENT. SEBI ACT,1992-REGULATE THE BUSINESS OF MARKET INTERMEDIARIES,REGULATION OF MUTUAL FUND PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES AND INSIDER DEALINGS. THE EXECUTIVE DIRECTOR HAS WISE POWER EVERY STOCK EXCHANGE IS MANAGED BY A GOVERNING COMMITTEE.
EXCHANGE POWER OF CENTRAL GOVERNMENT TO CALL FOR PERIODICAL RETURNS POWER OF RECOGNIZED STOCK EXCHANGE TO MAKE RULES
TRADING OF SECURITY
NSE TRADING SYSTEM MARKET TYPES:1.NORMAL MARKET 2.ODD LOT
1.LISTED SECURITY
BSE ONLINE TRADING
2.PERMITTE SECURITY\
MARGIN TRADING
WHEN INVESTOR DOES NOT HAVE SUFFICIENT
MONEY TO BUY PARTICULAR SECURITIES THEN HE CAN TAKE LOAN FROM HIS BROKER UP TO A CERTAIN PERCENTAGE AS PRESCRIBED BY THE NORMS.
TRADING ON STOCK EXCHANGE THROUGH A FORMAL AGREEMENT BETWEEN COMPANY AND STOCK EXCHANGE. ADVANTAGE OF LISTING1.TO THE COMPANY 2.TO THE INVESTORS FORMALITIES ASSOCIATED WITH LISTING
REGISTERED UNDER THE COMPANY ACT,1956 AND WHICH GRANTED A CERTIFICATE OF REGISTRATION UNDER SUBSECTION (1A)OF SECTION 12 OF SEBI. DEPOSITORIES AND DEPOSITORY PARTICIPANTS ARE REGULATED BY DEPOSITORIES ACT 1996 PARTICIPANTS IN IT ARE 1.NSDL 2.DEPOSITORY PARTICIPANT 3.RAGISTRARS AND SHARE TRANSFER AGENT 4.THE INVESTOR
SAME WITH COMPANY FOR TRANFER IS NOT NECESSARY THERE WOULD NOT BE ANY BAD DELIVERY EXEMPTION FROM PAYING STAMP DUTY FASTER PAYMENTS ON SALE OF SHARE NO SCOPE FOR FORGERY OF SHARE CERTIFICATE TIME SAVING IN TRANSFERS
OF PARTICIPATING INVESTORS HELD IN AN ELECTRONIC FORM IT FUNCTIONS LIKE A BANK. FOR THIS INVESTOR WHO WANTS HIS SHARES DEMAREIALIZED SHOULD OPEN AN ACCOUNT AT THE DEPOSITORY THROUGH DEPOSITORY PARTICIPANT SEBI GUIDELINE SAYS THAT FINANCIAL INSTITUTIONS,BAN K AND SUB BROKER CAN ACT AS DEPOSITORY PARTICIPANTS.
OBSERVED BY THE CORPORATE SECTOR IN RELATION TO ISSUE,ALLOTEMENT AND TRANSFER OF SECURITIES,AND DESCLOSURE TO BE MADE IN PUBLIC ISSUES. THE ACT PRESCRIBES- TIME LIMIT,PROCEDURE AND CONDITION FOR RAISING CAPITAL,PROCEDURE FOR AND RESTRICTIONS ON BUY BACK OF SECURITIES BY A COMPANY,MAKE AN APPLICATION TO A RECOGNIZED STOCK EXCHANGE FOR PERMISSION FOR LISTING.