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Occupational therapy practitioners may rely on several key resources to guide their
clinical reasoning. Ideally, rehabilitation intervention strategies emerge from theory,
and the professional advances through refinement and application of testable theories
that inform about clinical decisions (Bellner, 1999; Herman, 1992; McColl, 1998). In
addition, a document such as the Occupational Therapy Practice Framework: Domain
and Process (2nd edition) (Framework II) (American Occupational Therapy Association [AOTA], 2008) may influence clinical decision-making. The Framework II provides standardized language and overarching areas of concern for clinical practice, and
complements the theories and models of practice that guide clinical reasoning. While
Kathleen E. Yancosek is a Major in the United States Army, and is affiliated with the Department
of Rehabilitation Sciences, University of Kentucky, Lexington, Kentucky.
Dana Howell is Associate Professor of Occupational Therapy, Department of Occupational Therapy, Eastern Kentucky University, Richmond, Kentucky.
Address correspondence to: Kathleen E. Yancosek, 42 Kansas St., Natick, MA 01760, USA
(E-mail: Kathleen.yancosek@us.army.mil).
Occupational Therapy in Health Care, Vol. 24(3), 2010
Available online at http://informahealthcare.com/othc
C 2010 by Informa Healthcare USA, Inc. All rights reserved.
doi: 10.3109/07380577.2010.496824
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many theories and models of practice have been proposed to guide occupation-based
approaches (Barrett & Kielhofner, 2003; Bass-Haugen, Mathiowetz, & Flinn, 2007;
Kielhofner, 1995; Shapero Sabari, 2007), there are relatively few examples of how to
specifically integrate the Framework II with them to inform clinical reasoning. The
challenge in successfully combining concepts from a chosen theory, model of practice,
and the Framework II may be based on factors such as the sheer number of closely
related theories and models of practice available to choose from and potentially limited
time to devote to explore different options. Pragmatic and explicit demonstration of how
to clinically integrate theory with the Framework II may benefit occupational therapy
students as well as provide continued refinement of quality service delivery among
experienced practitioners.
This paper describes the purposeful integration of a theory, a model of practice, and
the Framework II to inform clinical reasoning, through a clinical example of an adult with
a hand injury requiring the transfer of hand dominance. Adult clients with injuries to the
dominant upper extremity may require rehabilitation intervention strategies that focus,
at least in part, on changing motor behavior related to the transfer of hand dominance
for occupational tasks, such as handwriting. Many occupations are renegotiated as part
of a hand dominance transfer process, for example, dressing, oral hygiene, driving, meal
preparation, work, education, sports, child-care, and home maintenance (Smurr, Gulick,
Yancosek, & Ganz, 2008). Handwriting skill acquisition is the chosen example for
two reasons. First, handwriting is the occupation most commonly accepted as defining
ones dominant hand (Doyen & Carlier, 2002). Second, handwriting is not a skill of autoemergence but rather needs to be trained directly through deliberate practice (Woodward
& Swinth, 2002).
Handwriting often becomes second nature unless challenged by unusual or unexpected environmental or personal factors. Imagine an adult sitting at a desk in a quiet,
well-lit office building using a black-ink pen to write on papers attached to a clipboard
to complete an application for employment. He has a normal tripod grasp on the pen,
medium pressure around the pen, a familiar writing speed, style, letter shape and slant,
and content knowledge for what he is writing. Now suppose the electricity goes out
in the office building and the backup generators turn on dimly lit safety lighting. To
finish the task and avoid making errors on the job application, he must adapt to the
environment change and renegotiate the task. He immediately slows his writing speed,
leans closer to the paper, and increases the pressure around the pen, thereby drawing
from personal attributes, which place additional constraints on his body and permits an
adaptive response to the increased task demands.
To appreciate the complexity and potential variability of the motor task of handwriting, imagine other possible variations: writing a phone number on a small scrap of paper
using ones hand to provide the stable surface upon which to write, writing an essay
on a college exam, writing in a poorly lit and loud room, writing with a large marker,
writing on a digitized computer screen with an interactive pen that is attached to the
digitizer via a short wire, writing in the sand with a stick, or writing while wearing
gloves. These variations demonstrate the dynamic nature of the familiar occupation of
handwriting. An injury to the dominant hand, requiring transfer of hand dominance, adds
even further complexity to this familiar occupation. To clinically address this situation,
practitioners may benefit from using an integrated practice model to guide their clinical
reasoning.
An integrated practice model emerges when occupational therapy practitioners give
careful consideration to the selection of a theory and model of practice that is congruent
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with the Framework II. A theory can be thought of as a set of principles used to explain
a phenomenon, whereas a model of practice outlines methods used in clinical practice
that are representative of underlying theoretical beliefs. For simplification of terms,
we propose that a theory answers a clinicians why questions; a model of practice
answers a clinicians how questions; and the Framework II answers a clinicians what
questions. For example, when working with an adult with a hand injury requiring
hand dominance transfer, the clinician may choose to integrate the dynamical systems
theory, the task-oriented approach, and the Framework II. In this proposed integrated
practice model, the dynamical systems theory provides the clinician with information
about why a dominant-hand injury changes motor behavior, the task-oriented approach
helps the clinician know how to engineer interventions to facilitate improved motor
behavior (Jongmans, Linthorst-Bakker, Westenberg, & Smits-Engelsman, 2003), and
the Framework II gives the clinician guidance in terms of what is the scope of practice
and the overarching goal of intervention. These three resources combine for improved
clinical reasoning in large part because of their ideological congruence. Each of the
three resources is described below.
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to be the key performance attractor of human life. This tenet speaks of the notion that
behaviors are not merely neural events but are also goal-directed, purposeful, and the
manifestation of what was available to meet task demands.
Client-Centered Intervention
From this perspective, the client is at the core of assessment and intervention. This
requires a clinician to work closely with the client to determine goals, interests, and
other information specific to that individual in order to customize the clinical interaction.
Clients are encouraged to be active participants through facilitated problem-solving, selfevaluation, and even task analysis (Bass-Haugen et al., 2007). The approach focuses on
the client and his or her meaningful roles and occupations to elicit changes in motor
behavior. For example, an adult client with a hand injury may be asked to select a
meaningful task, such as handwriting to perform during intervention, and also asked to
rate their anticipated performance before beginning the task.
Occupation-Based Intervention
Meaningful, purposeful, and goal-directed tasks are used as the basis for assessment
and intervention. The clinician observes the client engaging in the selected occupation and identifies what movements are necessary, optimal, or superfluous (Schmidt
& Wrisberg, 2008). Motor behaviors are also analyzed to determine if the movements
are stable or in transition (Bass-Haugen et al., 2007), a concept which is based on the
dynamical systems theory premise of effector and attractor states. A client with a recent
injury to the dominant hand is likely to have movements that are in transition; in other
words, each time the client engages in a task, the movements are unpredictable. Using
a self-selected, meaningful occupation as the task may help to stabilize the movement
due to the re-emergence of preferred movement patterns as well as the importance of
goal-directed movement.
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factors, (c) performance skills, (d) performance patterns, (e) context and environment,
and (f) activity demands (see Table 1).
The Framework II encourages practitioners to focus on performance of occupations
that results from the dynamic intersection of the client, the context and environment,
and the clients occupations (p. 626). The Framework II also captures the process of
occupational therapy by explicitly defining clientpractitioner collaboration as a central
component of service provision. The intervention process revolves around the clients
regaining or sustaining health in order to fully participate in life occupations.
For the adult client working on transferring hand dominance, the Framework II advocates a thorough evaluation by which the practitioner works with the client to create
an occupational profile. The occupational profile could reveal an essential client goal,
such as attending college. Handwriting retraining, or the augmentation of written communication, would then be addressed as a skill necessary to fully participate in college
activities. The Framework II provides language to describe the dynamic, nonlinear occupational therapy processes of evaluation, intervention, and outcomes that will transpire
over the rehabilitation course.
IDEOLOGICAL CONGRUENCE
Dynamic systems theory, the task-oriented approach, and the Framework II, each
reflects a shared belief that behavior is shaped by the interaction between the person,
task, and environment. There is a sense of appreciation for a holistic and complex view
of a person interacting with the environment to meet task demands. Accordingly, there is
an agreement that the functional output of a person can neither be known nor predicted
based on reducing the whole into components and knowing something of those components. Rather, the human system, in its full complexity, interacts dynamically within
and upon the environment to engage (participate) in life and meet various occupational
demands (Kamm, Thelen, & Jensen, 1990).
All three resources also share an emphasis on the client. Both the Framework II
and the task-oriented approach call for client-centered goal setting, recognizing that
the client contains the all-important variable of volition or motivation that vigorously
influences much of what transpires in any practice setting. The client is therefore the key
force as a change-agent in his or her situation. Acknowledging an individuals capacity
to adapt to constraints placed upon him/her, justifies early focus on participation and
function, rather than starting with a component-based (reductionistic) service delivery
plan.
Likewise, the dynamical systems theory views an individual as a complex system
capable of adaptation based on unique attributes, coordinated by available redundancy
of DOF, ultimately drawing upon personal competencies and environmental affordances
to produce goal-directed behavior. Personal competencies are related to the idea that a
dynamical system is sensitive to initial conditions, and both ideas underscore the belief
that a persons starting point influences his or her final outcome. This may well account
for the wide variability of client outcomes despite standard, protocol-based interventions
provided by the same practitioner.
The concept that behavior emerges from the interaction between person, task, and
environment is fully developed and recognized by the dynamical systems theory, the
task-oriented approach, and the Framework II. The correlation between the construct of
emergence (the dynamical systems theory) and performance patterns (the Framework II)
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Client Factors
Routines
Habits
Performance Patterns
Performance Skills
Virtual
Physical
Social
Temporal
Personal
Cultural
Context and
Environment
Required body
functions
Required body
structures
Social demands
Sequencing and timing
Required actions
Activity Demands
Note: All aspects of the domain transact to support engagement, participation, and health. This table does not imply a hierarchy. (Duplicated from the Framework II,
p. 628; reproduced with permission from AOTA.)
Leisure social
participation
Play
Areas of Occupation
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is strong. In essence, performance patterns are the product of the emergence of selforganization and self-similarity by the establishment of engrained routines, habits,
and rituals that are related to a clients roles. There is also a strong conceptual link
between effector states (the dynamical systems theory) and areas of occupation (the
Framework II) because a client is drawn toward effector states of function in key
areas of work, play, education, leisure, activities of daily living (ADL), work, and
social participation. Attractors (the dynamical systems theory) can be associated with
performance skills (the Framework II) because various body structures and functions
contribute to the ultimate emergence of function.
Using the task-oriented approach, the practitioner can use therapeutic goals to create
effector states and reinforces attractors to create ideal performance trajectories. By
engaging clients in meaningful occupations, there is a modulation and regulation of
DOF that drives an adaptive (emergent) response. Ultimately, it is the engagement in
meaningful occupations that drives behavior. This gives credence to establishing relevant
interventions that are harmonious with what the client wishes to address.
INTEGRATING THEORY, MODEL OF PRACTICE, AND FRAMEWORK FOR
CLINICAL REASONING
Choosing of a theory and a model of practice that are ideologically similar and
congruent with the Framework II is an important aspect of clinical reasoning. The relationship between these three may conjure up a vision of a linear (nonchaotic) model that
shows input (theory) throughput (practice framework) and output (model of practice);
however, a three-dimensional model may be more accurate and clinically applicable.
The metaphor of a house is used to conceptualize the interdependent relationship (see
Figure 1). The foundation of the house represents a chosen theory (in this case, the
dynamical systems theory), supplying the boundaries, shape, stability, and depth of
knowledge, and answering the clinicians why questions, such as, Why is functional
change possible following a hand injury? The inside of the house represents choices
in clinical decision-making, strategizing, and customizing service delivery orientation
to meet the unique needs of a particular client using a model of practice (in this case,
the task-oriented approach). Questions of how are addressed here, such as, How will
clinicians engineer an effective hand dominance intervention program? The frame of
the house represents the Framework II, supplying the height of understanding and limits
of application, answering the what questions, such as, What is the domain of concern
for occupational therapy in relation to a given diagnosis?
This three-dimensional metaphorical construction is intended to capture the flexibility
of intervention strategies within an established professional framework, using a general
approach to service delivery, both of which are based upon a theoretical foundation of
understanding a clients capacity to change and adapt. In keeping with this metaphor,
imagine 10 of these houses in one neighborhood, all appearing similar in size and
structure from the outside, and yet a seemingly limitless variability within. The combined
effect of the idiosyncrasies and interactions of the people and the activities that occur
therein makes each house unique. In the context of clinical application, the houses
metaphorically represent 10 ways a practitioner could make clinical decisions for a
particular client based on different combinations of theory, framework, and model of
practice. Each client is undeniably unique, with variability in attributes, deficits, future
goals, and past experiences. Next add variability from the process by factoring in the
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dynamic interaction each client will have with the occupational therapy practitioner.
Finally, consider the potential variability from service delivery options. In house and
human terms, no 10 will be alike.
CLINICAL APPLICATION
The hand is the most frequently injured area of the body and accounts for over 28%
of injuries to the musculoskeletal system (Trybus, Lorkowski, Leszek, & Hladki, 2006).
Hand injuries often require specialized, extensive, and costly rehabilitation of clients
to return to previous occupations (Trybus et al., 2006). And perhaps most importantly,
the hand represents the body part that interacts with the environment through various
tasks and is, therefore, a focal, junction point between person, task, and environment
(Kimmerle, Mainwaring, & Borenstein, 2003). Clinicians may benefit from using an
integrated conceptual practice model, incorporating concepts from the dynamical systems theory, the task-oriented approach, and the Framework II that serves as a guide
to effective clinical decisions about transferring hand dominance for functional tasks,
such as handwriting.
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Constraints
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Task
Environmental
Lighting
Temperature
Intensity/duration of task
Angle of writing
surface
Purpose of writing
Height of writing
surface
Noise/distractions
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model of practice that is congruent with the Framework II may ultimately strengthen
the profession.
Declaration of interest: The authors report no conflict of interest. The authors alone
are responsible for the content and writing of this paper.
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Received: 09/14/2009
Revised: 05/24/2010
Accepted: 05/25/2010
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