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CONTENTS
Introduction
Section 1
Assessment purpose and principles
Section 2
Intended and implemented curriculum
Section 3
Assessed curriculum
Section 4
Achieved Curriculum
12
12
13
14
Section 5
Whole school approach
16
Appendices
Assessment Design Analysis Tool
18
20
20
21
(08) 89993707
Assuring the integrity of the assessment of student learning in Northern Territory Schools
Introduction
The NT Curriculum Framework (NTCF) is the overarching document that guides school
curriculum provision for Transition to Year 9 students for all schools in the Northern
Territory. This Assessment Guideline provides an elaboration on the NTCF operational
accountability policy statements that are relevant to assessment. For further detailed
information regarding these policy statements refer to the NTCF 2009 Overview, pp11-13.
Policy Statement 3 Assessment and Monitoring and this guide aim to provide a set of
assessment systems by which schools can both ensure and assure that assessment of
learning is fair, honest, valid and reliable. It can be used as a guide for teachers to assist
them in implementing assessment in their classrooms.
In planning and implementing curriculum and assessment, schools must take into account
all relevant legislation and policy.
Assess, monitor and evaluate learners progress and achievement against Northern
Territory Curriculum Framework standards, using processes to support consistency
of teachers judgements.
NT Schools will:
plan, document and ensure implementation of a school assessment policy that
addresses the following requirements
- ensure consistency of teacher judgement through confirming and clarifying
processes
- gather and record evidence of learners demonstrations of outcomes
- use data to inform teaching and learning programs
use assessment methods that reflect the principles of assessment; explicit, valid
and reliable, accessible, instructional utility, learner centred and practical
convenience
use a range of assessment opportunities to monitor learner progress
use assessment for, of and as learning as the purposes for monitoring learner
progress and informing future teaching foci
administer assessments in the National Assessment Program including
- full cohort testing in literacy and numeracy for Years 3, 5, 7 and 9 National
Assessment Program Literacy and Numeracy (NAPLAN)
- sample assessments for Science Literacy, Civics and Citizenship, ICT
Literacy, Programme for International Student Assessment (PISA) and
Trends in International Mathematics and Science Study (TIMSS) when
required.
design for learning using data (evidence of learning) from system and school
assessments to respond to the learning needs of individual and learner cohorts
use agreed standards to make judgements about learner achievement. The
NAPLAN national standards for Reading and Writing are in the English
Introduction, for Numeracy they are in the Mathematics Introduction and for
scientific literacy in the Science Introduction.
make judgements about learner achievement using the NTCF outcomes and
provide information about learner growth within a Key Growth Point, Band or
ESL Level
solid,
comprehensive).
Section
1 (emerging,
Purpose
and
Principles
1
Informative
Assessment
benefit students by clarifying their understanding of what they know and can do and
what they still need to learn. Assessment assists students in maintaining focus,
motivation and increasing confidence;
involve students by discussing, clarifying and reflecting on their goals for learning and
strategies they use;
support teaching and learning goals by ensuring students understand outcomes and
the criteria for success with teachers providing feedback to assist assessment as
learning;
align with outcomes, teaching strategies (pedagogy) and assessment criteria. Teacher
programs should be flexible to allow for changes in response to new information about
student learning.
Principles of assessment
Assessment is underpinned by the following principles (refer to Appendix 1 of this
document and p9 NTCF 2009 Overview).
Explicit
Valid and
Reliable
Accessible
Instructional
Utility
Student
Centred
Practical
Convenience
These principles along with the Learning Management Questions (p15, NTCF 2009
Overview) must be considered when developing assessment plans.
Learning Management Questions
Quality assessment design and pedagogy that incorporates the principles of assessment,
the Learning Management Questions and an understanding of how assessment supports
effective learning (refer Table 1) should be used as a reference when developing and
reviewing assessment tasks. The design of the assessment task impacts on the students
ability to demonstrate their learning.
An analysis checklist has been developed for teachers to use as a tool for analysing the
quality of their assessment. Refer to Appendix 1, pp18-19 for Assessment Design Analysis
Tool.
Table 1 (Forster, ACER 2009 conference).
Learning is:
- a personal process
Assessment should:
-
- an ongoing
process
most effective if it
builds deep
understanding
influenced by
attitudes and
emotions
The cycle of analysis, planning, teaching, assessing and reporting has been represented in
a flow chart, titled Classroom planning, teaching, assessment and reporting cycle T-9 (refer
to Appendix 2).
Within this cycle assessment is the process that teachers use to collect information and
make judgements about student learning of the intended and experienced curriculum at
various times throughout the school year.
Section summary
Assessment is an ongoing process within curriculum provision where teachers gather
evidence of learning that demonstrates what each student knows, understands and
can do.
Assessment is used to diagnose specific learning needs, to improve student learning,
to inform and improve teaching design and to provide information for our community
about student progress.
Informative assessment encompasses assessment of learning, assessment for
learning and assessment as learning.
Assessment principles, Learning Management Questions and an understanding of the
relationship between effective learning and assessment should be used to guide
teachers in designing quality assessment.
Section 2
Section 3
Assessed Curriculum
Within the context of curriculum provision teachers need to implement practices to ensure that
teaching, learning and assessment are integral or interconnected with each other. Assessed
curriculum can be any part of the teaching and learning program that a teacher decides to
monitor closely in order to identify student learning progress.
There is a wealth of formal and informal assessments that can measure student learning.
Listed here are some broad examples of assessment strategies and tasks that provide the
opportunity for students to demonstrate learning and teachers to collect this evidence.
Section 3
It is strongly recommended that schools implement the following process for ensuring
quality assessment. This process will:
promote a collaborative professional learning community within the school
contribute to quality assessment design
ensure consistency and integrity of teacher judgement of student learning.
The process consists of a quality assurance and assessment integrity cycle comprised of
four phases. Ensuring quality assurance involves teachers reflecting on current practice
with the objective of ongoing improvement. This ensures comparability and validity of
student performance information and supports a shared understanding of standards.
Planning
Reviewing and
Improving
Clarifying
Confirming
Quality assurance for English literacy and numeracy in particular, should be established in
four phases within a teaching and learning cycle - planning, clarifying, confirming and
reviewing and improving process. These phases focus on the following critical elements of
teacher practice:
assessment design
consistency of teacher judgement through moderation activities
community of professional practice through the use of collaborative protocols
pedagogy of instruction.
It is recommended that the following timeline be used when implementing the process for
ensuring quality assessment and that all schools consider how these phases can be
incorporated into staff communities of practice.
Planning
Clarifying
Confirming
Early Term 1
During Term 1
End Term 2
Reviewing
&
Improving
Early Term 3
Collaborative evaluation
of teacher assessment
and consensus on
teacher judgement.
Improvement
oriented activities
incorporated for
next teaching and
learning cycle.
Collaborative Protocols1 are structured formats that help the school community engage in
collaboratively analysing and discussing teachers assessment pedagogical practices and
student evidence of learning. Through the use of protocols, teachers clarify problems,
identify evidence to support opinions, share perspectives and create a professionally safe
climate that supports teacher reflective practice.
1. Planning
Teachers consider the range of possible learning opportunities that will enable students
to demonstrate their learning against the curriculum standards.
Principles of
assessment, learning management questions and an understanding of effective learning
should be taken into account when planning for and designing assessment.
Planning looks like teachers asking:
What do learners already know? Use evidence of learning and data sets such as
NTCF summary reports and NAPLAN data to determine students learning needs.
Where do the learners need or want to be? Use curriculum and achievement
standards to set targets and/or learning goals.
What evidence of learning will best match the intended learning?
How do learners best learn? Determine instructional and assessment pedagogy.
Refer to principles of assessment when designing assessments keeping in mind that
assessment design impacts on the students ability to demonstrate their learning.
Refer to Appendix 4 for further information on protocols to use during quality assurance and assessment
integrity cycle.
8
Students
School
Leaders
create and sustain systems (both within the school and from outside
the school) that guide the ongoing development of teachers, their
professional learning and the development of quality and authentic
learning, teaching and assessment plans.
Systems
2. Clarifying
This phase focuses on teachers checking that their planned assessment tasks are
effectively assessing the intended curriculum. Teachers work collaboratively reviewing
evidence of learning to ensure that the assessment opportunities provided in their program
align with curriculum standards and principles of assessment. That is, the assessment
tasks reflect the intended curriculum and the quality of the assessment design incorporates
consideration of the principles of assessment.
Subsequently, teachers respond by making adjustments to their assessment plans if
necessary.
A suitable collaborative protocol for this activity is the Assignment Protocol2. The
Assessment Design Analysis Tool3 is also a useful resource at this point in time.
Clarifying looks like teachers collaboratively discussing and asking:
What criteria will I use to check to determine if the learner has achieved the curriculum
standard?
Have I used appropriate assessment tools to give me the most accurate picture of
student learning?
What changes do I need to make to my assessment plans in order to ensure that the
learner has the opportunity to demonstrate what they know and can do in respect to the
curriculum standard?
2
3
Refer Appendix 4
Refer Appendix 1
9
Teachers
School
Leaders/Systems
3. Confirming
The confirming phase focuses on common agreement and comparability of assessment
within a class, throughout the school and across the NT. Teachers ensure that the
curriculum standards that are the focus of the assessment have been interpreted
consistently and accurately. Moderation4 is a structured process by which teachers in and
across schools confirm or validate their judgements regarding student achievement. A
suitable collaborative protocol for this process is the Standards Protocol5.
Confirming looks like teachers collaboratively discussing and asking:
Does the evidence of learning give accurate information about assessment of and for
learning information?
4
5
Teachers
Students
School
leaders
Students
School
leaders
create and sustain systems that regularly analyse the results of the
whole school and individual students to identify where assistance and
support may be provided in teaching programs.
Section summary
A wide range of assessment strategies and types exist for teachers to select as the
most appropriate assessment design for students.
The process cycle for ensuring quality assessment in a school is comprised of phases
called planning, clarifying, confirming and reviewing and improving.
Quality assessment design and consistency and accuracy of teacher judgement are
two critical elements of assessment.
Results can include evidence of learning, assessment rubric information, NTCF Curriculm eTool Monitoring
information, NTCF Summary reports and NAPLAN data.
11
Section 4
Achieved Curriculum
The achievement of a student is the assessed level
made by the teacher e.g. Number, Band 1 Solid at a
point in time. This judgement is in reference to the
curriculum standard as well as consideration of the
quality of learning demonstrated by the learner.
Assessment of learning and assessment for learning
are both essential and should not be considered
mutually exclusive in practice. However, they do have
very different purposes.
Assessment for learning promotes future learning by identifying learning needs and
adjusting teaching appropriately in response to students demonstrations of learning.
Assessment of learning is a point-in-time assessment describing and labelling learning.
The table below identifies the purpose and teacher action for each.
Assessment
Purpose
Assessment
for Learning
or
Formative
Assessment
Teacher Action
Evidence
Gather evidence of
learning to identify
curriculum
standards.
Evidence of learning
from a range of
assessment
opportunities e.g.
teacher observation,
conferencing, skills
practice.
Provide continuous
oral and written
feedback to
students.
Assessment of
Learning
or
Summative
Assessment
Make standards
explicit to students.
Identify growth
within a band using
on-balance
judgements.
Multiple samples of
learning across a
range of contexts.
Provides a summary
judgement of what has been
learnt.
Enables tracking of student
progress.
Informs target or goal setting
process.
Used when reporting to
parents and other
stakeholders.
Identify
weaknesses in
specific areas of
learning through
analysis to guide
future planning.
Note: The intent of assessment for learning is to inform immediate teaching and learning
actions. Therefore it is not recommended to determine growth or quality of learning i.e.
assigning emerging, solid or comprehensive to one assessment sample.
Determining student growth within a band/level and identifying quality of learning should
take into account the following three dimensions in order to identify surface to deep
knowledge and understandings:
Content:
Competence:
Low to high level of skills i.e. the quality of the students procedural
knowledge (what learners are able to do).
Context:
Content
Emerging
Solid
Evidence of learning is
inconsistent.
Beginning to
demonstrate behaviours
for this band/level.
Consistent
demonstrations
of learning across
a range of
multiple samples.
Some evidence of
learning of the previous
band/level.
Only evidence of
this level.
Demonstrates an
incomplete
understanding or has
misconceptions about
concepts and facts
taught.
Competence
Context
Demonstrates an
accurate
understanding of
the concepts and
facts taught.
Comprehensive
Consistent
demonstrations of
learning - rich in
depth, precise in
detail and uses
knowledge
meaningfully.
Some emerging
evidence of the next
level.
Demonstrates a
thorough
understanding of the
concepts and facts
taught.
Makes errors or
inaccuracies when
performing skills specific
to the task or situation.
Demonstrates
capacity to
perform skills
specific to the
task or situation,
reflecting the
curriculum
standard without
significant error.
Demonstrates
proficiency and
extended application
in performing a skill.
Evidence of learning is
within simple or limited
contexts (even when the
Evidence of
learning is within
the context of the
teaching
program.
Application of
learning across a
range of contexts,
that is beyond routine
and practice
activities.
assessment design
provides opportunity for
richer demonstrations of
learning).
13
The demands of the task i.e. the difficulty of each of the assessment tasks. For
example, an open-ended richer task such as the preparation and delivery of an oral
language presentation or a literary response should be given more consideration than a
skill assessed task such as a cloze reading activity or running record.
The strength of the relationship between the assessment task and the intent or meaning
of the targeted outcome.
On-going assessment
e.g. teacher
observation
Assessment 1
e.g. running record
Assessment 2
e.g. comprehension
activity
Assessed level
determined by
on-balance
judgement
e.g. Reading Band 2 Solid
Assessment 3
e.g. story map
Recorded assessed
level
Assessment 4
e.g. in CeTool
14
Running record
provides information at
word level e.g identify less
common sound/symbol
correspondences (LS&F).
provides information
regarding metacognitve
and comprehension
processes and strategies
e.g. use strategies such as
reading on, re-reading
and use knowledge of
sound, visual and
meaning patterns to
decode words (S).
Comprehension/cloze
activity
provides information
Story Map
provides information
on reader's ability to
identify key events,
sequence of events,
identify relationships
between characters
(L,S &F).
Literary Response
Provides information on:
the ability of the learner to read texts independently that contains information and ideas
that is beyond their immediate experience.
the ability of the learner to understand author/audience relationships and the language
structures and features that influence the reader e.g. similes, vocabularly use
the learner's ability to make connections with the text, understand and infer characters'
motivations, feelings .
While the assessment tasks are used in the two-way process of assessment for and as
learning, each of the tasks contribute to the teachers final judgement of the students
demonstration of the curriculum standard. That is, multiple samples of learning used as
evidence to determine an assessed level using on-balance judgements.
The quality of the learning is recognised through the assessment guide and this information
is used to provide feedback to the student on their performance and the teacher on the
quality of their instruction.
15
Section summary
1. Emerging, solid and comprehensive descriptors are used when making on-balance
judgements about student learning.
2. Three dimensions of learning: content, context and competence, are used to
identifying surface to deep knowledge and understandings.
3. On-balance judgements are made using multiple samples of evidence. This is for
the purpose of assessment of learning for reporting and monitoring growth.
4. Moderation is a professional practice that teachers engage in to ensure that
assessment is fair, honest, valid and reliable.
16
Section 5
Outcomes
Figure 1
A whole school approach should be articulated in a schools vision, mission statement and
policy and practices documents. Using cycles of ongoing self-review as a whole school,
ensures that schools and school communities are partners in a process that support
students within their community to achieve to their potential.
Policy Statement 3 Assessment and Monitoring, articulates the language and
understandings that schools are required to use when implementing assessment practices.
Schools should implement the following actions to create a whole school approach to
assessment:
Embed the language and the understandings made explicit in Policy statement 3into
school policy documents.
Use the Assessment Guidelines as a reference for constructing school guidelines.
Create a system for monitoring the implementation of assessment as a whole school,
for each year cohort and for individual teachers. An emphasis should be placed on
using assessment in an ongoing way to inform teaching and learning cycles and not for
summative purposes only.
Create a system for regularly monitoring teachers assessment and ensuring that all
staff regularly engage in analysis of data and review of standards to establish
challenging, relevant targets for learners. Additionally data are routinely accessed to
strategically evaluate and improve teaching programs and learner outcomes.
Create a system for professional learning that will develop teachers capacity and
capabilities to meet the needs of their students.
Create a culture of ongoing inquiry where there is a continual focus on improvement.
All staff share, align and extend practices to provide innovative programs to support all
learners.
17
Appendix 1
Assessment Principles
Questions
Explicit
- What is the planned outcome/s of this task?
- How has this been made explicit to the students?
- What is the expected end product?
- How will the task be implemented?
Valid and Reliable
- What is the task requiring the students to demonstrate?
- Does the task allow the students to demonstrate the planned
outcome/s across a range of NTCF levels/bands?
- What criteria are being used to assess student achievement
and are they relevant to the planned outcome/s?
Accessible
- Does this assessment task account for diversity? (e.g. ability,
learning styles, culture etc.)
- Are you intending to assess these outcomes using an
alternate assessment method?
Instructional Utility
- What prior skills/knowledge does the student need before they
attempt this task?
- Will the task allow you to determine where to next?
Student Centred
- How does the task allow for student involvement in the
learning process?
- Are the students aware of how this task fits into their learning
journey?
Student Centred
- Will the students be able to evaluate their progress and
determine future learning goals from this task?
- Does this task provide insight for student reflection of their
learning?
Instructional Utility
- How will you provide feedback to the students?
- How will you use this assessment to inform others about the
students progress?
- What role will be taken by the teachers, parents and students
for further learning?
18
Learning Management
Assessment Principles
Questions
What resources do I
have at my disposal?
The means
Practical Convenience
- Do you think this task will be worthwhile for yourself, your
students and your purpose? (Is the end product worth the
time/money/human resources invested?)
- Are there any other possible outcomes that could be achieved
with this task, not already identified? (More elements/other
learning areas working smarter not harder.)
Future assessment
considerations?
19
6. Monitoring student
achievement based on
evidence of learning
2. Target Setting
Where does the learner
Use standards to determine
need and want to be?
student growth, planning for
learning and establishment of
learning goals.
Design for learning using data.
Refer to Progress Maps (p20)
How does the
for identification of curriculum,
learner
best learn?
achievement, national and
reporting standards.
3. Planning & Teaching
Use NTCF (mandated curriculum).
Use own pedagogical knowledge.
Use Principles of Assessment in
assessment design (p3).
Plan for collection of evidence of
learning.
Use Assessment for, of and as
Classroom planning,
Learning (p2).
teaching, assessment and
Use planning and clarifying
processes (pp8-9) to check that
reporting cycle
intended curriculum standards are
T-9
demonstrated.
7. Reporting
Appendix 2
Appendix 3
National Minimum
Standard range for
that year level
This
indicates the
location of
the A-E
reporting
range in
relation to the
NT
Achievement
Standards.
Proficiency is the
Australian average
for that year level
21
Appendix 4
The following protocols have been adapted from the Turning Points Guide Looking
collaboratively at student and teacher work, Turning Points Transforming Middle
Schools, http://www.turningpts.org/guides.htm. These are just a few of the protocols
provided in the resource.
STANDARDS PROTOCOL
Focus on the relationship between student work and standards
Purpose
Process
5. Analysing the work (15 minutes) the presenter restates and confirms
the focus for discussion and then listens to the discussion. This
discussion should balance the conversation between strengths and
weaknesses and tie to the standards.
6. Presenting a response (10 minutes) the presenter shares their own
perspective about the evidence and the link to standards.
7. Discussing implications for teaching and learning (10 minutes) share
new thoughts, look for ways to support the student, develop an action
plan about what needs to happen.
23
ASSIGNMENT PROTOCOL
Provides insights into how an assessment will enhance student learning
Purpose
Process
Time - 60 minutes - limiting the group discussion can shorten the time.
Roles Presenter - is the teacher who brings the assessment to the group.
Facilitator - leads the group through the protocol, watches the time and
balances the warm and cool feed-back.
Procedure
c.
d.
24
Process
Time - 60 minutes, however the time may be varied by altering the group
Roles consultation time and/or presenter response time.
Presenter - is the teacher who brings the issue or work to be discussed.
Facilitator leads the group through the protocol, watches the time and
balances the warm and cool feed-back.
Procedure 1. Presenting the work (5 minutes) facilitator reviews the protocol and
the presenting teacher shares the work with participants. The teacher
says nothing about the work, the context or the student until Step 5.
2. Analysing the work (5 minutes) participants observe or read the
work in silence, making brief notes about what they particularly
notice.
3. Describing the work (10 minutes) facilitator asks the group What
do you see? Group members offer observations without making
judgements. The presenter listens and takes notes.
4. Asking questions about the work (10 minutes) facilitator asks the
group What questions does this raise for you? Group members
state any questions they have about the work, the student, the
assessment and the circumstances under which the work was carried
out. The presenter makes notes about these questions but does not
respond yet.
The facilitator then asks the questions What do you think the student
is working on? Based on their reading or observations, participants
speculate about the problems or issues that they think the student
focused on in attempting the assessment.
5. Responding to the group discussion (10 minutes) facilitator invites
the presenter to speak his/her perspective on the student work,
responding to questions, commenting on anything surprising or
unexpected.
6. Discussing the implications for teaching and learning (10 minutes)
facilitator invites everyone to share their thoughts regarding teaching,
student learning and ways to support future learning.
7. Reflecting on Collaborative Assessment Conference (15 minutes)
8. At any time over the next few weeks the presenting teacher comes
back to the team to share what he/she did with the ideas from the
protocol process, and note any changes observed in the student
learning.
25
References
Forster, M, 2009, Informative Assessment understanding and guiding learning, Australian
Council for Educational Research, 2009 Assessment and Student Learning: Collecting,
interpreting and using data to inform teaching.
Center for Collaborative Education, 2009, Turning Points, Looking Collaboratively at
Student and Teacher Work, http://www.turningpts.org/guides.htm
Marzano, R, 2008, Classroom Assessment & Grading that work, Hawker Brownlow
Education.
Marzano, R, Pickering, D, McTighe, J, 2007, Assessing Student Outcomes, Performance
Assessment using the Dimensions of Learning Model, Hawker Brownlow Education.
Masters, G & Forster, M, 1996, Assessment Resource Kit, Allanby Press Printers, Pty Ltd.
NT Department of Employment, Education and Training, 2008, Accountability and
Performance Improvement Framework, Guide for Schools, NT Government Printer
NT Department of Education and Training, 2009, Year 10 Curriculum, NT Government
Printer
NT Department of Education and Training, 2009, NT Curriculum Framework Overview, NT
Government Printer
NT Department of Education and Training, 2001, NT Curriculum Framework Overview, NT
Government Printer
Queensland Government, Department of Education, Training and the Arts, 2009,
Guidelines for assessing student achievement and moderating teacher judgements,
http://education.qld.gov.au/curriculum/framework/p-12/assessment-guidelines.html
South Australia Certificate Education, Board of SA, 2009, Quality Assurance and
Assessment Integrity Cycle.
26