Science and the Soviet Social Order
Forthcoming as the introduction to Sci the Sovi
‘Cambridge, MA: Unviersity Press, 1990, Loren Graham (ed.).
Loren Graham is Professor of the History of Science
at the Massachusetts Institute of Technology
‘Working Paper Number 6
Program in Science, Technology, and Society
‘Massachusetts Institute of Technology‘Science and the Soviet Social Order
Loren Graham
Science and technology have been among the most important influences on the
social behavior and structure of the Soviet Union, changing that nation in ways that
observers and scholars have not yet adequately appreciated. Discussions of how
Soviet society responds to political and economic changes are commonplace, but
analyses of the social implications of science and technology in the Soviet Union are
rare, Hence, here I will emphasize the active and distinctive roles of science and
technology in changing Soviet society.
As forces of change, science and technology cannot, of course, be isolated from
other factors, such as economics, politics and culture. An adequate understanding of
the relationship of science and society in any nation must be based on an
internationalist model in which causal arrows flow in both directions, not on a
deterministic one in which changes come entirely, or even primarily, from science and
technology.
Obviously, some of the changes technology has brought to the Soviet Union are
not different from those in all industrialized nations, such as the abbreviation of time
and space by improved means of transportation, or the substitution of handicraft
production by industrial manufacture. My focus here is not on these familiar results
of the spread of science and technology. Instead, it is upon effects that may not be
obvious at first glance and that may not have occurred in other nations in the same
ways,
The distinctive social consequences of science and technology in the Soviet
Union fall into three broad categories: "Intellectual Attitudes,” “State Policies,” and
“Internal Political Development." Here I will sketch out the broad strokes of
development, looking at social changes tied to science and technology thatare best discerned by examining the entire period of the development of the Soviet
Union since its origin in 1917.
Historically, the most important effect of science and technology on the Soviet
‘Union has been to reduce the “exceptionalism” of that country, to make it more like
other modem societies. However, the apogee of the influence of science and
technology as a force toward convergence of Soviet and other societies may actually
have passed. Cultural and nationalistic factors now seem to be gaining the upper
hand. Ifso, it will be a paradox that although Gorbachev celebrates and promotes
science and technology, their impact on Soviet society may actually be less under his
‘glassnost’ than under the repressive censorship and political controls imposed by his
predecessors. In order to understand this curious development we need to examine
some of the ways science and technology have already influenced Soviet society.
Changing Intellectual Attitudes
‘Views of Society. The revolutionaries who established the Soviet regime believed
that they were opening not only a new epoch in human history but also were creating
a new intellectual world. According to Soviet Marxist theory, scholarship and
learning were a part of the ideological superstructure of society deriving its
characteristics from the economic base. Once the transformation to a socialist
economy was accomplished, the whole world of scholarship would also be reformed,
with Marxist approaches to social and natural reality supplanting capitalist ones.
Early Soviet Marxist theorists derided the achievements of bourgeois scholars in
Western countries and called for uniquely Soviet developments.
From the first years of the regime, however, science presented a special problem.
Revolution is based on discontinuity but science seems to rely on continuity. Marxist
literature and art might be different from bourgeois forms, but would Soviet physicsor biology? It might be possible to dismiss all the unreliable pre-Revolutionary
professors of philosophy or history in the universities and replace them with young
Marxists favoring different interpretations, but was it possible to replace similarly
politically-suspect mathematicians, physicists, and other technical specialists?
Answering these questions praved to be far more difficult than a Western observer
might guess. The most militant Soviet ideologists argued that the principle of Soviet
uniqueness or exceptionalism extended to science itself. Even though Lenin defended
the older “bourgeois technical specialists," especially engineers who could help with
practical tasks, the idea of a revolution in science comparable to that in other areas
of culture lived on for many years.
‘The concept of a distinct Soviet science was involved in a long debate among
Soviet philosophers in the nineteen twenties, between two groups known as the
“mechanists" and the “dialecticians."! However, the rejection of Western scientific
theories as "bourgeois" did not become a political possibility until Stalin stoked the
fires of ideological passions during the Cultural Revolution of the late twenties and
early thirties. In the thirties and forties Stalin supported the rise of Trofim Lysenko,
a poorly-educated agronomist who had some ideas about growing plants. Lysenko
learned that if he described his biological theories as an ideologically-superior rival to
the Mendelian genetics of the West he would receive praise from many journalists,
politicians, and philosophers, Soon the theory of “two biologies," one Maraist and
Soviet, the other bourgeois and Western, become known throughout Soviet society.
Lysenko’s victory in 1948 marked the extreme point in the Soviet commitment to
exceptionalism in science. This catastrophe for Soviet scholarship was not overcome
until 1965, and some of its effects linger on even today.
Most Soviet scientists, philosophers, and political leaders have learned
the lesson of Lysenkoism, however, and they now remember the theory of “twosciences" with great distaste. Even Soviet Maraist theorists have surrendered their
laim to a unique Marxist natural science, an event officially recognized in 1961 when
the Party Program declared that science was becoming “a direct productive force," in
other words, a part of the economic base.
‘The implications of this long and tortured transition are enormous, Science
proved to be an element of continuity between Soviet and non-Soviet intellectual life.
It reduced the exceptionalism of the Soviet Union and brought its intellectuals closer
to the rest of the world and the rest of history. Temporally, a link was created
between the pre-Revolutionary and the post-Revolutionary periods, since scientists
educated before the Revolution could be celebrated for their contributions to
international science even if their political views were unacceptable. Geographically,
links were created between Western and Soviet natural scientists, who had grounds for
believing that their subjects of study were less fraught with political difficulties that
those of humanists or social scientists.
‘The Soviet recognition in the post-Lysenko period of the international character
of natural science has allowed Soviet and Western scientists to cooperate much more
fully in many joint projects, Not surprisingly, scientists on both sides have often
used the allegedly apolitical character of science as a bridge to decidedly political
questions, such as human rights and arms control. The psychological bridge was
important, especially in the years of early contacts.>
Itis ironic that Soviet Marxists have accepted the internationalism and
universality of science at the same time that Western historians and sociologists of
science have increasingly come to see science as a “social construction,” a body of
thought heavily influenced by society.4 Taken to its extreme, this approach might
look like a form of the Marxist superstructure theory, and one would be tempted to
say that Soviet and Western analysts of science are exchanging places. The situationis, of course, not nearly so polarized. Most scholars studying science in all countries
accept the fact that it is an international endeavor and that there exists "one
physics” and "one biology’ in the world, not several. The degree to which social and
cultural forces mediate science is, however, still an open question on which some of
the most interesting Western work in the history and sociology of science is currently
being done.
Literature and Att, In the early years of the Soviet regime the leftist members
of the Soviet cultural intelligentsia were often enthusiastic about the official
promotion of a positive connection among the fields of science, technology, art, and
literature. In paintings, films, plays, poetry, short stories, novels, and even music
compositions, the metallic world of the machine and the clangorous environment of
the factory were major motifs. One group of proletarian poets after the Revolution
was known as "The Smithy’; its members wrote odes to the machine as a “friend and
a deliverer."5 Aleksei Gastev, a promoter of industrial acceleration on the basis of
time-and-motion studies of work habits, was also a poet who wrote verses celebrating
machines and technology. Two of the most popular novels of the twenties were the
technological communist utopias Red Star and Engineer Menni, written by Lenin’s
erstwhile Marxist colleague Alexander Bogdanov.?
Many other writers, artists, sculptors, and architects followed the same path,
including Tatlin, who promoted "machine art,” Maiakovskii, who called his study a
"word workshop," and the constructivist artist Krinskii, who produced drawings
approvingly showing the conversion of churches into factories.8 In paintings, the
image of the spume of black smoke coming from a smokestack did not evoke fear of
pollution, which would come decades later, but instead the progressive march of
technology into rural areas, the elimination of the “differences between city and
countryside," that Marxist ideologists promoted, The village was seen by writers andartists sympathetic to the regime as a backward area to be transformed into a rural
factory. Several composers and conductors went straight to industry itself in their
search for proletarian inspiration, where they conducted “proletarian symphonies" in
which the major sounds were steam whistles, drop-hammer clangs, turbine roars, and
the grinding, cutting, whining, and banging noises of various types of machinery? In
films of the twenties, the gears, lathes, wheels, and smokestacks of industry were
often featured, just as in Charlie Chaplin's “Modern Times," but imbedded in the
opposite message of the beneficence of technology. Dziga Vertov, a leading Soviet
documentary director, wrote:
Revealing the souls of machi
enthusing ‘the worker with ats, lathe,
the Sever wi hg engine
we bring creative joy to every mechanical labor,
sels mi
It would be an exaggeration to maintain that all these trends have been reversed
in recent years, since there are still many admirers of science and technology in the
Soviet Union. Nonetheless, a striking shift has occurred in the most popular images
of science and technology in cultural works. For the last several decades one of the
most powerful trends have been the derevenshchikd (rural writers), authors who
celebrate not the machine but the virtues of pre-technologicat life. In many of their
writings an anti-technological theme is clearly visible. One of the best known of the
derevenshchiki is V. Rasputin, whose novel Farewell to Matyora tells the story of an
ancient Russian village which is submerged when the river is dammed in order to
construct a hydroelectric power station.11 The flooding of the village with its old
Orthodox church is used as a metaphor for the general destruction of rural values in
the Soviet Union by onrushing technology. Rasputin has graphically demonstrated that
this theme is intended as a political statement by becoming one of the most vocalopponents of "The Northern Rivers Project," a river diversion plan promoted by the
Soviet government until widespread protest among the intelligentsia caused its
shelving, at least temporarily.!2
In art, a corollary to the rural writers can be found in the paintings of
Glazunov, who portrays old villages in a nostalgic style somewhat reminiscent of
‘Andrew Wyeth in the United States.13 A revealing contrast in attitudes toward
technology by the cultural intelligentsia can be seen by recalling that although the
early Soviet poet Maiakovskii called his study "a word workshop,” the later artist,
Glazunov has made his studio into a religious and nationalistic retreat complete with
icons, candles, and portraits of Nicholas II.14
In film, an example of the emergence of criticism of science and technology in
Soviet culture is Tengiz Abuladze’s sensational work "Repentance," seen by many
millions of Soviet citizens. Throughout much of the film a comparison is made of the
scientific and religious approaches to human issues, with the advantage given to the
religious. Although Krinskii in the twenties approvingly portrayed the use of old
churches as industrial shops, Abuladze depicted a protest against the destructive
effects of machines being used in an ancient church. In discussing the film with a
Western reporter Abuladze remarked, "Be sure to notice the woman with a book on
her head and a rat on top of it, She is the medieval symbol of overreaching science
which is destroying us."45
In architecture, one of the most popular movements in the Soviet Union in
recent years has been the restoration of pre-Revolutionary churches, village huts,
tsarist castles, and the homes of nineteenth-century cultural figures in such areas as
the old Arbat near downtown Moscow. In several instances the restorations have
taken place over the objection of Soviet officials still clinging to the earlier
modernization ethos, a message that has lost much of its popular attraction.‘This interest in the past goes far beyond the restoration of churches and old
buildings or the praise of rural Russia in literature and painting. It is a powerful
yearning for an older, more variegated, and more sensually-rich culture than the
Soviet-style machine age permits. In the name of industrial strength and the
scientific-technological revolution, Soviet citizens in the last two generations have
been so harangued and coerced by calls for industrialization and acceleration that
many of them have become immune. A constant sermon to modernize can be as
deadening as a constant sermon to repent. A conflict between two styles of life is
occurring in the Soviet Union, a clash between a pastoral tradition and a campaign
for a technological future.!6 Although similar conflicts have occurred in other
countries experiencing rapid industrialization, including the United States, the division
is particularly deep in the Soviet Union.!7 The split is exacerbated by nostalgia and
romantic recall of ancient Russia’s thousand-year-old history, by the denigration of
much of this history by the Soviet government, and, finally, by the unrelenting
demand of the Soviet regime to catch up with or surpass the economic power of its
Western competitors. This combination of factors has never before existed in history
in such a potent brew, and the reactions against technocratic culture by a substantial
portion of the creative intelligentsia is particularly strong.
Ethics. Many commentators on classical Marxism have noted that it does not
provide an adequate treatment of ethical concerns. 18 According to Marx and Engels,
the ethical systems of capitalist society are based on idealistic, ultimately religious,
principles rather than on an analysis of objective reality. Marx believed that in a
communist society the "is" and the “ought” would come together, as the sources of
exploitation and greed disappeared. He did not, therefore, see reason for a separate
and autonomous system of ethics, Many of his followers interpreted this stance to
mean that anything that brought communism closer was moral.19The inadequacy of this approach becomes particularly clear in recent biomedicine
and biotechnology. Soviet scientists, along with those in other countries, have in the
last decade developed very powerful technical means of altering, prolonging, and
reproducing life. What are the ethical rules that should hold here? If a biologist
wishes to insert human DNA into the embryo of an ape and continue its development
in the ape’s womb with the goal of producing a hybrid between an ape and a man,
should the experiment be permitted? Or, if, like Pierre Soupart in the United States,
he or she proposes to fertilize human embryos in the laboratory and then freeze and
preserve them indefinitely, should the government fund the effort? 20 Is it
permissible to ‘pull the plug" on life-support equipment for a terminally-ill patient,
and, if so, when? What sorts of rules, if any, should govern surrogate motherhood?
Is it permissible to apply genetic engineering to human beings, either to cure
individual genetic deficiencies or to "improve" the human race in future generations?
Can genetic principles and technologies be applied to produce better mathematicians,
musicians, or athletes to excel in international competitions? These questions have in
recent years moved from speculation to possible, and in some cases, existing realities.
In Western societies answering these questions has been very difficult, just as in
the Soviet Union, and many of them remain controversial. Western societies,
however, are far ahead of the Soviet Union in developing systems for discussing and
coping with these issues. The predominant approach in the West is to form "ethical
advisory committees" or "institutional review boards" with broad public representation
and membership, These committees typically include scientists, ethicists, community
representatives, and religious leaders. 21 Often the latter three types of members
have served as the "brakes" on the pace of application of biotechnology to human
beings, resisting or slowing down the process until the ethical implications have
become clearer. To scientists like Pierre Soupart, who lost his federal research grant10
because of such resistance, this retardation has sometimes been frustrating, but many
of them recognize the necessity to proceed cautiously and to consult the public.22
Finding both institutional mechanisms and intellectual rationalizations for such a
"braking process" has been difficult in the Soviet Union, Despite the request of some
religious leaders to be involved, the official opposition to religion as a source of
meritorious values has so far kept the Russian Orthodox Church and other religious
groups off the memberships of the few “scientific councils" that have been formed to
deal with these questions.23 At the same time, the lack of a developed ethical theory
within Soviet Marxism has prevented the Marxist philosophers — some of whom are
being consulted, although so far at a distance ~ from playing effective roles in these
discussions.
Perhaps recognizing the practical inadequacy of their ethical views, reformist
Marxist philosophers such as 1. T. Frolov have joined with American biocthicists at
the Hastings Institute in New York and the Kennedy Institute in Washington in
international exchanges and discussions of these issues.24 In some instances, the
Soviets seem simply to be adopting the guidelines of Western countries on
biotechnology, worked out with considerable controversy and with the involvement of
people unacceptable by Soviet standards, such as religious leaders. The Soviet Union
adopted, for example, the guidelines of the U.S. National Institutes of Health on
recombinant DNA research.5 In this sense, the Soviet Union is engaged in both
"technology transfer” and “ethics transfer" with the West, a concept that would have
shocked early Soviet Marxist philosophers, who believed that "bourgeois" ethics had
nothing to offer the Soviet Union.
Such borrowing of Western experience in the area of ethics will probably
continue until the Soviet Union finds a way of creating truly representative bodies
(including religious figures) to answer these crucial questions involving life, death, andi
human values. Biotechnology is, then, a powerful example of how science and
technology are influencing the Soviet Union, reducing its "exceptionalism" among other
nations and creating forces calling for greater public representation.
State Policies
Foreign Policy and Nuclear War. The historian who takes the long view of the
evolution of Soviet attitudes toward the rest of the world since 1917 will see, in my
opinion, a fundamental shift in its underlying assumption, a transformation in which
technology played an important role. The original assumption of Soviet foreign policy
was that the antagonism between socialism and capitalism was so intense that
cooperation between the two systems could only be episodic and for temporary
strategic purposes. Eventually one of the two world systems would triumph, and
Marxism feft no doubt about which one it would be. Beginning with Khrushchev,
however, a different principle based on some degree of long-term cooperation began
to emerge implicitly in the speeches of Soviet leaders. Gorbachev has now
pronounced that principle explicitly and prominently. The new view is that the two
systems must cooperate on common long-term problems, Itis striking how many of
these problems have a technological component: avoiding nuclear war, reducing world
pollution, controlling atomic energy from fission reactors and attempting to obtain it
from fusion reactors, dealing with the green-house effect, combatting international
health threats such as AIDS, and joining forces for expensive projects like space
exploration and high-energy physics research.26
‘The area where technology has had the greatest impact on Soviet attitudes toward
the rest of the world has been on the question of the likelihood and consequences of
major wars. Lenin's position on great wars was that they are inevitable among
capitalist powers and that when they occur, socialists should try to convert them intoclass wars27 Barly Soviet leaders believed that international conflict would lead to
the emergence of successful socialist revolutions. The Soviet Union was bora, after
all, amidst the destruction and violence of World War I, and the entire East European
bloc of socialist countries arose in the aftermath of World War IL. In its purest
ideological form, the belief that war leads to revolution and positive social change did
not mean that the Soviet Union should aim for war; on the contrary, the orthodox
Leninist belief was that capitalist states would wage wars against each other, which
the proletariat would convert into revolutionary struggles. Regardless of the phrasing
of the ideological reasoning, however, early Soviet foreign policy saw conflict, both
among nations and among classes, as the seedbed of positive social change.
At the Twentieth Party Congress in 1956 Nikita Khrushchev noted that "There is
a Maraist-Leninist principle which says that while imperialism exists, wars are
inevitable,” but he went on to declare that this principle is not longer valid.28
Khrushchev believed that it was the advent of deliverable atomic weapons which
required the revision of this Leninist principle. Even wars among capitalist states
would likely involve socialist ones as well and therefore were to be avoided. In 1959
he emphasized the need for peaceful coexistence, and continued:
It would be too late to discuss what peaceful coexistence means when
the talking will be done by such frightful means of ion as
atomic and hydrogen bombs, as ballistic rockets which are practically
impossible to locate and which are capable of delivering nuclear
watheads to any part of the globe. To disregard this is to shut one’s
533 one’s ears, and bury one’s head as the ostrich does when in
Not believing in the inevitability of wars left plenty of room for their
occurrence, however, and Khrushchev and his immediate successors continued to
maintain that, horrible though modern war was, it was still possible for the Soviet
Union not only to survive wars, but actually to win. In order to do so, it was
necessary for the Soviet Union to be adequately armed; during Brezhnev's tenure as13
leader of the Soviet Union that country achieved rough parity with the United States
in nuctear armaments.
Gorbachev has now renounced the view that the Soviet Union could emerge
victorious from a world war, and atomic weapons are the main reasons he cites for
the change. In his book Perestroika he expressed his fear that nuclear war might
break out even accidentally, and he continued, "Everyone seems to agree that there
would be neither winners not losers in such a war, There would be no survivors. It
isa mortal threat to all."39 And in his speech to the UN General Assembly on
December 8 1988, he said that nuclear weapons had revealed the “absolute limits" to
military power31
The skeptic may say at this point that the Soviet shifts over the years on the
subject of war are more of rhetorie than of substance, and point to the recent Soviet
support of conflicts in Africa, Latin America, and Afghanistan. But the important
point to notice is that although the Soviet Union has continued on occasion to
support tocal wars (just as has the United States), both by word and deed it has
demonstrated its fear of major ones and its loss of hope that armed conflicts among
capitalist nations would result in revolution.
Avoiding miclear war requires cooperation between what the Soviet Union calls
the “two major world orders,” as a series of agreements involving communications,
major military maneuvers, arms testing, and arms control and verification now attest.
Limited as these successes may seem, they clearly represent the beginning of the "new
thinking" that is so much discussed at the moment in the Soviet Union.
‘That new thinking is now progressing into many other areas, such as cooperation
on controlling threats to the enviroment and in scientific research. Just as in arms
control, however, the two nations have a very long way to goin these areas. Many
of the scientific exchange agreements that have existed between the USSR and the US4
in recent decades were so hobbled by bureaucratic regulations and so restricted by
Soviet fears of free contact, as well as by American fears of technology drain, that
their results were meager. With the advent of Gorbachev and glasnost’to the Soviet
Union, this situation is changing. The prospects for fruitful work on common
problems are brighter now than at any recent moment.
In short, the advent of atomic weapons and the emergence of a large spectrum
of scientific and technological issues requiring joint work have been important factors
in moderating Soviet hostility to the rest of the world. While it would be a mistake
to assume that science and technology have played exclusive roles in this growing
moderation, their significance is unmistakable,
Modernization. ‘The impact of science and technology can also been seen on
Soviet modernization policies, Throughout most of Soviet history those policies have
displayed a narrow focus on technical criteria and a neglect of social and economic
ones. One reason for the neglect of social considerations in Soviet modernization
Policies may well have been the predominance of people with narrow engineering
educations in the top leadership. Between 1956 and 1986 the percentage of members
of the Politburo, the most powerful political body in the USSR, who had received
educations in technical specialties rose from 59% to the remarkable level of 89%.32
Although it is not possible to prove that their educational backgrounds influenced
their management style and policy preferences, strong circumstantial evidence suggests
that this is the case.
For decades Soviet leaders emphasized enormous construction projects that were
seriously flawed from the standpoint of investment choices, environmental
considerations, and social costs. Many top administrators were former engineers who
admired mammoth construction projects but who knew little about economtics and cost-
benefit analysis, not to speak of sociotogical analysis, Even today, the profession of15
social work does not exist in the Soviet Union. One of the results is inadequate
awareness of the effects of government priorities and policies on underprivileged
éitizens.33
The large-scale Soviet construction projects of the past included the most
ambitious programs in hydroelectric power and canal-building in the twentieth century,
as well as the largest nuclear power plants ever built, Even more breath-taking
Projects have been discussed, but not yet approved, such as the “Northern Rivers
Project" mentioned earlier under which the direction of flow of several of Siberia’s
largest rivers would be partially reversed in order to provided irrigation water for
Central Asian agricultural regions. It has been called the largest civil engineering
Project in history. Favored by Central Asian political leaders, it has been vehemently
opposed by environmentalists, Russian nationalists, and by several leading economists,
Soon after Gorbachev came to power, the Northern Rivers Project was shelved and
many Western observers now consider it dead. However, recent articles report that
Gorbachev has once again authorized feasibility studies of this gigantic project 3+
Soviet agricultural policies have also displayed a search for a technological fix
for what is essentially an economic and social problem. The original preference for
collectivized agriculture was based not only on the principle of socialist ownership of
the land but also on a conviction that the full potential of modern agricultural
machinery, such as tractors and combines, could not be fulfilled as long as the land
was divided into small private plots. There was a certain justification for this belief,
as the growth of the average size of farms all over the world in the last fifty years
indicates, but it was too narrowly grounded on reliance on technology and not
sufficiently attuned to the economic and psychological factors that make the
difference between a hard-working private farmer and a listless state employee. When
it became clear to Khrushchev in the late fifties and early sixties that Sovietagriculture was in deep trouble he reached once again for a technocratic solution:
the extension of massive, mechanized state farms (which he called “agricultural cities")
to virgin lands previously not cultivated. This program soon ran into trouble because
it united flaws of the original technocratic vision of collectivized agriculture with the
difficulties of raising crops on arid lands. Only in the last few years have Soviet
leaders begun to recognize that all the agricultural machinery in the world will not
solve the motivational problem that lies at the basis of their low productivity in
agriculture 35
Politic
Communication Techniques. Soviet authorities have traditionally feared the
political effects of communication technology. In a recent conversation, Evgenii
‘Velikhov, the vice-president of the Soviet Academy of Sciences in charge of computer
science, admitted that personal computers have been subject to unusual restrictions in
the Soviet Union, but he believed that situation is now changing.>6 In the past, he
maintained, Soviet citizens were so politically immature, so vulnerable to Western
Propaganda, that they needed to be protected by censorship. During those years
foreign books, newspapers, and radio broadcasts were blocked by the Soviet censors,
‘This task was feasible because of the relatively primitive communications technologies
involved. AC firs, similar restrictions were applied to personal computers. Now,
Velikhov continued, crucial changes have occurred both in communications
technologies and in Soviet society itself.37 "Two curves have crossed," he observed,
"the curve of communications technology capability, and the curve of increasing
political maturity of Soviet citizens." Communications technologies have developed so
extensively, Velikhov observed, that to block the information flow would not be
possible now even if the Soviet government wished to do so. Fortunately, at the7
same time, he optimistically observed, the maturity of the Soviet population has
developed to the degree that the earlier controls are “no longer needed."38
Asa leading Gorbachevian reformer, Velikhov’s observation is more a part of his
desired program than an established policy.39 Certainly not every Soviet politician or
ideologist agrees with Velikhov that the time has come to drop all censorship
controls.40 Andrei Sakharov warned during his visit to the United States in late 1988
that several proposed laws in the Soviet Union would once again tighten censorship,
and even stated that one of them may be aimed at personal computers.41
Nevertheless, Velikhov’s observation nicely poses the dilemma that new
communications technology presents to the Soviet leaders. Because of the
ubiquitousness of technologies like personal computers, communications networks, fax
machines, and satellite broadcasts, they probably cannot maintain the traditional
Soviet censorship barriers. They may be able to hold on for a while longer, but one
thing is clear: if they impose heavy restrictions on such technologies as personal
computers they will retard the growth of computer literacy and technical innovation,
and therefore cause their nation to fall further behind other advanced industrial
states.
Environment. Computers are not the only example of how science and
technology are changing the internal political development of the Soviet Union.
Science and technology are also deeply involved in the recent dramatic rise of
interest groups in Soviet politics, groups made up of independent clubs and
associations with their own political agendas.
‘These movements are quite different from each other, often centering on ethnic,
religious, economic, and political problems.42 ‘The oldest, largest and most visible of
them, however, was a response to technology, a protest against the damage to the
environment caused by industry. It was the 1960s and 1970s campaign to save LakeBaikal, the largest body of fresh water in the world and one possessing many unique
features, that galvanized environmentalists in the post-Stalin Soviet Union.43
In its gathering of public support against official policies, this early campaign
was in many ways an antecedent of the glasnost’ of the late eighties. Defense of the
environment was politically possible in Khrushchev’s and Brezhnev’s Soviet Union in a
‘way in which calls for political and religious freedom were not.44 The
environmentalist movement served as a model for groups with other causes who
emerged after Gorbachev declared glasnost’.
‘While many other groups have now emerged, the Soviet environmentalist
‘movement continues to be the largest and most successful of the new interest groups.
‘Within recent years environmentalist protests in the Soviet Union have resulted in the
cancellation of construction plans for several nuclear power plants, improvement of
pollution controls on lakes and rivers, the closing of a plant manufacturing synthetic
additives for livestock feed, and the delay or shelving of plans for river diversion.
‘Many other protests have not been successful, but nonetheless are continuing. They
include demonstrations against a chloropene rubber plant in Armenia and against a
flood-protection dike around the harbor of Leningrad.45 And these are only the best-
known of the protests; by now almost every large city in the Soviet Union and many
small ones have witnessed environmentalist demonstrations or petition-gathering
campaigns, To Americans or West Europeans these developments may not seem
remarkable, but within the context of Soviet history they are momentous events, It
is still not accurate to describe the Soviet Union as a pluralistic society, but these
developments show how inadequate the old totalitarian model is for describing the
Soviet Union today.9
Asthe Impact of Science Passing?
Looking back over the various influences of science and technology on Soviet
society which I have described, are there any general conctusions that we can draw?
‘One obvious conctusion is that science and technology have helped to make Soviet
society more like the rest of the world, eroding the revolutionary and exceptional
ethos in which the USSR was born. The eatly Soviets like Lenin who admitted that
science and technology presented the Bolsheviks with a special challenge were right.
How could they embrace these refined products of bourgeois civilization without being
contaminated with the social and political values of that civilization?
In subsequent decades we have seen alternating moments of acceptance and.
ejection of some of those values, but the trend toward acceptance seems clear.
Gorbachev recently asserted that he does not have “any intention to be hemmed in by
our values.” That would result, he continued, “in intellectual impoverishment, for it
‘would mean rejecting a powerful source of development ~ the exchange of everything
original that each nation has independently created."45 At least partially as a result
of science and technology, Soviet leaders have permitted a relaxation of censorship
controls; they tolerate more heterogeneity in politics; they no longer insist so strongly
on their unique intellectual characteristics; they admit that they can learn something
even about ethics from the West; and they have dramatically changed their views on
the consequences of wars. With experience, they have also learned about the
limitations of technocratic visions, and are paying more attention to the social and
political consequences of science and technology. These are momentous shifts, and
the role of science and technology in helping to bring them about has been
underappreciated,
Nevertheless, in none of the areas in which I discussed the influences of science
and technology on Soviet attitudes and behaviors would it be accurate to say that theSoviet Union is now "just like other modern societies." The impact of science and
technology on all societies, and certainly on the Soviet Union, is heavily mediated by
the culture, politics, and economy of that particular society. Thus, although controls
on communications technologies in the Soviet Union are currently much looser than
they were a few years ago, there are no signs yet of dropping all controls. In
literature and art, the earlier apotheosis of technology as a means of achieving
socialism has been replaced not just by the ambiguity toward technology that is
common in the West, but even by expressions of hostility towards it that can only be
understood within the context of pre-Revolutionary Russian literary and religious
traditions that are distinct from those of Westera societies. In scholarship, the desire
to flee from the political interference of Stalinism has led many Soviet intellectuals to
shun the discussions of science as a "social construction” that currently engage
Western historians of science, placing themselves outside of an important debate. We
see, then, that although the most obvious effect of science and technology on Soviet
society has been to reduce its exceptionalism and bring it closer in its characteristics
to Western societies, the results are still quite distinct from what we see in other
societies.
In each of the areas I have described, whether it be the emergence of interest
groups in domestic politics or the evolution of attitudes toward international
cooperation in foreign policy, the impact of science and technology on the Soviet
‘Union has not been unidirectional, resulting in behavior changes that can be
understood outside of social context; instead, the relationship between science and
Soviet society has been a complex interaction in which social and technical influences
were intermingled.
While science and technology have, on balance, helped make the Soviet Union
more like the rest of the world, itis entirely possible that with the advent ofa
Gorbachev we have already passed through the period of maximum development in this
direction, The Stalinist regime of the forties and fifties and even the Brezhnev
regime of the sixties and seventies were striking deviations from the predominant
‘economic and political patterns of other industrialized nations. In a basic sense,
Stalinism was an irrational political and economic order; science and technology are
based on rationality, and therefore they were corrosive elements within the Stalinist
system, eating away at its most aberrant features. However, as the Soviet Union
reduces it most irrational characteristics under Gorbachev, the potency of science and
technology as transforming political and social factors is reduced. Other factors in
Soviet society, such as cultural, religious and national traditions, are not emerging
and playing larger roles. We are seeing this development already, with nationalistic
movements within Russia itself gaining ascendancy over demonstrations for scientific
freedom and basic human rights,
Ttis therefore not at all certain that science and technology will continue to
drive the Soviet Union unrelentingly toward a common pattern for all industrialized
nations. The influence of the unique history and culture of that country is probably
too pervasive for such a homogenization to occur. In order to understand what
powerful influences science and technology have recently been on Soviet society and
politics we should not rely on a model of universal technological determinism.
Instead, we should see that at a certain moment in Soviet history ~ Stalinism and its
aftermath — science and technology emerged as major factors in reducing the
exceptionalisms of the Soviet Union. That period will not last forever, and may
already be passing.Endnotes
1. David Joravsky, Soviet Marxism and Natural Science, Columbia University Press,
New York, 1961.
2, Paul Josephson, "Science and Ideol in the Soviet Union: The Transformation
ee ee eee eee vi Uncar/Uungu Sodehaue (VoL Part
2). 1981, pp. 159-185, Also see Program of the CPSU (1961), International Publishers,
few York, 1963, p. 81.
3. My iation to Paul Doty, Harvard University, for conversations describing
how early contacts between American and Soviet scientists on technical matters
created a level of trust which enabled them to proceed subsequently to difficult
Political subjects, such as arms control.
4. See, for example, Karin D. so CE ES eae abl cations To
1983, especially the chapters by Snes eating, Als, soz Everett
chapters see Byer
sh ead Richard Whi ), The Social Production of
Mendelson, Peter Weingart, (eds.)
ee Raladge BY Reidel Dordrcebt Holans, 77
5. Herman Ermolaev, , Soviet Literary Thenries 1947-1954: The Genesis of Socialist
Realism, Octagon Books, New York, 1977, pp. 19
6. Kurt Jo! johansson, Aleksei Gastev. Proletarian Bard of the Machine Age, Almguist
and Wiksell International, Stockholm, 1
7. Loren R. Graham and Richard Stites (eds.)
(tr. Charles Rougle), Indiana University Press, Bloomington, 1984.
8, Ermolaev, op. cit, and R. Fuelop-Millr, Geist und Gesicht des Bolschewismus,
Vienna, 1926. oP
a agony 198 1983, ue 75, ee inset anal Mille: the Mind and
loo ene filler,
am oe (tr. F, §. Flint and
ee F. Tait), GP. ‘Putnam’s Sons, London and New York, 1927.
10. Richard Taylor, The Politics of the Soviet Cinema, 1917-1929, ‘Cambridge
University Press, Cambridge, 1979, p.
11. Valentin Raspuun, Farewell io Mater. Macmillan Publishing Co., New York, 1979.
Several of the fo aragraphs rely ye ea oe le of mine,
"Adapting to New Tecnology: in'T. Anthony, Jones, David Powell, and Walter Connor
(eds), Westview Press, forthe
12. Theodore Shabad, “Soviet, After Studies, Shelves Plan to Turn Siberian Rivers,’
(December 16, 983) p. 1, Rasputin has also begn active ox he
ollution of Lake Baikal and other Siberian e1 roblems. See Valentin
jronmental f
tin, "Posluzhit’ otechestvu Sibiu,” Izvestiia (Nov. 3, 1985),p. 3.B
13. siiealenis Sojgukity, Ia Giazunew, lsat Kiudozhi Izobrazitel’noe iskusstvo,
Moscow, oe Izobrazitel‘noe iskusstvo,
14, Iia Glazunov, Izdatel’stvo ‘Planeta’, Moscow, 1978, esp. pp. 190 ff.
1s. ‘Olga Carlisle, "From Russia With Scorn,” New York Times (November 29, 1987),
34. Neither my research assistant, Lisa Halustick, nor Ihave been able to
[ocate the woman with the book and the rat fn the film; one wonders if
subsequently deleted.
16. A Soviet debate in the late 190%, and early 1960s, often called Physicists vs
Lyrticists,” was a nition of continuit re-evaluation. ‘science technology in
i a ad ii Se Siu, "Field i iti” Koquomatsignorada (October
y of artic on leme ate
leratarnata gazsta in late 1959 and early 1900.
17, See Eric Hobsbawn, doi oun Si Bue Haun an Googe Rade
1750, Weidenfeld and Nic ‘London, 1968; Eric Hobsbawn e Rude,
‘Captain Swing, Las erg tp Mace
wrence and Wishart, London, 1969; Maxine
e Making of Politic 8
Press, New me 1964.
18. See Richard De George's in this volume and bis book Soviet Ethics and
Morality, University of Michigan Press, Ann Arbor, 1969.
19. nka, The Ethical Foundations of Marxism, Routle« and K ke Paul,
Ea, 1 TP Philip T. Grier, eidel,
cht, 1978,
20. "Test Tube Babies,” The Hastings Center Report (October 1978). Also, Loren R.
Graham, “Koncerns Abou About Science and Pierre Soupar’s Proposal,” testimony presented
to Ethics Advisory Board, Department of Health, tion and Welfare, Boston
Getober 14, 1978
21, Loren R, Graham, "Science, Citizens, and the Policy- oy Making Process:
US and Soviet Experiences," Environment (September 1984)
22. Ibid,
23, "Khristianskii vzgliad na ekologicheskuit: problemu," Zhurnal moskovskoi
‘pazttlatkh, (No. 41980), pp. ae Pr
24, Frolov is the Soviet coordinator of the project on biomedical ethics of the
Subcommission on the History, Philosophy, and Social Study of Science and
Technology, sponsored by the American Council of Learned Scoieties, the Social
Sciences Research Council, and the Academy of Sciences of the USSR. The project
includes meetings on biomedical ethies in both countries.
(7), pp. ‘sonin Linda L. Lubrano mon (eds.) The Social
‘Weawiew Brose Bouldes 1 1980 pp. 205-240.
‘Eugene Skolnikoff, "The Technological Factor East/West Re Relations,"
fe ey for Institute for East/West Security Studies
on the Future of European Security and Cooperation,” Finland, June 11-
+r atamany tine expressed his. opinion that wars under capitalism are inevitable.
See, for exam le, VL Lenin, Collected Works, Second evised Edition, Foreign
:s Put ‘House, Moscow, Vol. 8, p. vl. p. 80; and Vol. 21, p. 39.
ess frequently ci es Sete weag ac SR Yan
See Vol. 21, p. 299. When Soviet Russia needed a breathing ei
supported the Brest-Litovsk peace against the advice of his col
28. Quoted in David J, Dallin, in, Soviet Foresin Policy After Stal, J. B. Lippincott Co.
Philadelphia, 1961, p. 323. John Lewis Gi bys mymaige tat the crm Cold
Waris & misnomet forthe period after World War Ib emphasizing the stabi
t telations. See tee ee
War. University Press, Oxford-New York, 1
29. Nikita Khrushchev, For Victory in Peaceful Competition with Capitalism, E. P.
Dutton Co,, Inc, New York, 1960, p. xv.
30. Mikhail Gorbachev, ‘
Harper and Row, New York, 1987, p. 11.
31.°V5 slenie M. S. Gorbache icheva OOS
(December & 1988) p. 1 and New Vo isha tc
32. Thomas P. Barnet ve Consnot Rete the Saver Politburo
Department of Govethment, Harvard University, unpublished
33. T. Anthony Jones, Walter Connor, and David Powell (es) Sos Soca Pubs
Westview Press, forthcoming.
34, “Debating ihe Need for River Diversion,” The Current Digest of the Soviet Press,
Vol. XXXVIIL, No. 7 (March 19, 1986), p. 1. An excellent analysis of the different
motives and groups inthe coneovery over ivr diversions Robert G. Dars, I,
“Environmentalism in the ition forthe the River ‘Diversion Projects,"
Soviet Eeannay Vol # Gly September 8) pp.
35. In Soviet newspaper and articles since Gorbachev, the
dismeat has bson Seach regiiced ou Stet eee cares for
it separately is often praised as the "master of the farm’ (khaziain na ferme). See,
for example, "Khoziain na ferme,” Pravda (September 3, 1988), p. 1.
36. "How Good is Soviet Science?” produced by Marin Smith Productions, Ine, under
the direction of Paula Apsell, WGBH, Boston.Fedureryiow Evgeail Velikhov, Presidium ofthe Academy of the Sciences of the
cember 4, 1986.
2h ere Spang sa a pe
this observation. But controls over Personal computers are still in effect, See S.
Ushanov,“Sploshnaia kompin-terrorizati,” Ljueranummaia gaze (January 27, 1988),
P.
39. Velikhov has of Personal the
Velikhov has actively pushed for widespread use of Personal computers in
as Academician A. Ershov has warned that the introduction of
schools must be done with ul onidration fr aur stil se i ale veallies and
uz gultural and socal traditions” A. Ershor, "EVM v Kasse” Pasuds (February 6,
P.
4G. In a talk at Georgetown University on October 7, 1988, Aleksandr Chakovskii,
editor-in-chief of. said that Glavlit (the sntnental sousoship
bureau) st still has a censor: in his editorial office with a lis of items t that
cannot be printed, officially called the Perechen’, ‘informally known as the “Talmud.*
Sint aid most of the items were about military secrets, SOVSET message 1692,
41. Press conference, American Academy of Arts and Sciences, Cambric
Massachusetts, November 5, 1988. dee,
42 See. Anthony Joes, Wal Connor, and David Powel (ee)
hony J tor S Sovies Social
eee ete Noe 0 oa
fa o Baikal,” ‘Pravda
(February 381068 Pn Also, see Machall Gol Fa Ct
Santa linia Stn inion, MIT ridge, 19
45. V, Umnoy, "Ts ." Komsomol'skaia pravda (. 27, 1988), p. 2.
Also, gC Bl Kaley vi Sap Nw Atm Bay Fct of Bota Ove P
‘The New York Times (Ie 28, 1988) and Bill Keller, "No spe
ee ely Osis in the Russian Wilderness," mber
the resistance to a biotechnology plant in Kirishi, see, "The Ministry vs. the
Pres 5s," Moscow News, No. 30 (July 24, iD os ‘Also see Protest by the Greens
in irhuske and "Yerevan in Trouble: emical Attack Continues,” Glasnost:
Anfonmation Bulletin, November 1987 (Nos. 7, 8, and 9) pp. 46-47.
ium "In Gorbachev's Words: “To Preserve the Vitality of Civilization,” New York
Times (December 8, 1988) p. A16.