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A STUDY ON RISK MANAGEMENT REGARDING WORKING OF A

BROKING FIRM AND ITS INVESTORS


AT
RELIGARE SECURITIES LTD. IN JAIPUR
Company Schedule
1. Name & Address of the Company

Religare Securities Ltd.


.
83, Roop Vandana building, Gurunanakpura
Raja-Park, Jaipur (Raj.) 302004
.
26 June 1986
.
9799499610
.
Broking Company
.

2. Date of Incorporation of the Company:


3. Contact Number of Company
:
4. Type of Business of Company
:
.

A STUDY ON RISK MANAGEMENT REGARDING WORKING OF A


BROKING FIRM AND ITS INVESTORS
AT

RELIGARE SECURITIES LTD. IN JAIPUR


[Dealers Questionnaire]

Section-A Demographic profile of the Respondents

Name:

Age:

a) Below 21

b) 21 35

c) 35 50

d) Above 50

Section-B
Q1. How long you have been working with Religare Securities Limited?
a. Below 1 year

b. 1-3 years

c. 3-5 years

d. Above 5 years

Q2. What is the major Risk involved in the Broking firm?


a. Market Risk

b. Financial Risk

c. Credit Risk

d. Liquidity Risk

e. Operational Risk
Q3. According to you, which is the best suitable way to deal with the Risk?
a. Avoid

b. Retain

c. Reduce

d. Transfer

Q4. What are the most suitable measures taken by Broking firm to reduce the risk?
a. Outsourcing

b. margin