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WCDMA Handover

Principle
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Chapter 1 Overview of Handover


Chapter 2 Handover Measurement
Chapter 3 Soft Handover
Chapter 4 Hard Handover

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Page 1

Chapter 1

Overview of Handover

1.1

Purposes of Handover

1.2

Modes and Status of the UE

1.3

Methods and Types of


Handover

1.4

Comparison between Soft


Handover and Hard Handover

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Purposes of Handover
l Providing the continuous service in mobile system is the basic

element in QoS
[ Providing continuous communication service is the main purpose
of handover.
l The load balance: sharing the resource
l The hierarchy divided by speed and service: high efficiency of

using resource

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Chapter 1

Overview of Handover

1.1

Purposes of Handover

1.2

Modes and Status of the UE

1.3

Methods and Types of


Handover

1.4

Comparison between Soft


Handover and Hard Handover

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UE Modes and Status

URA_PCH
DEAD

IDLE

RRC connection
CELL_DCH

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CELL_PCH

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CELL_FACH

UE Modes and Status (Status migration)


- Reducing activities, saving power and resource

RRC connection
URA_PCH

CELL_PCH
URA Update

After several Cell


Updates

Cell Update No traffic

CELL_DCH

CELL_FACH
Low speed PS

- Common channel,
low speed service
- Triggered by theCN

- Dedicated channel
SMS
VP/Voice/PS

These statuses are only applied


in the UTRAN and UE. They
are transparent to the CN.

IDLE

- Monitering the paging channel


- Cell reselecting

- Searching a PLMN
- Find a cell to camps on

DEAD

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Chapter 1

Overview of Handover

1.1

Purposes of Handover

1.2

Modes and Status of the UE

1.3

Methods and Types of Handover

1.4

Comparison between Soft


Handover and Hard Handover

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Handover Methods
l Changing cells in the status of CELL_DCH

[ Handover
[ Directly retry
l Changing residing cells in the statuses of IDLE, CELL_FACH,

CELL_PCH, and URA_PCH


[ Cell reselection (forward handover)

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Handover Types in CELL_DCH


Classify by
Classify by
System Change Signaling Flow

Classify by
Frequency
Change

Soft handover

Low-rate services (e.g. AMR, VP

Intra-frequency
Intra- system
Hard handover
Inter-frequency
Inter-system
(Inter-RAT)

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Description

High-rate services (e.g. PS384K)


No Iur interface between to RNCs
For the purpose of coverage or
load balancing (e.g. handover
between carriers with different
load, handover to the carrier that
supports the HSDPA service.
WCDMA-to-GSM handover)

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Page 9

Chapter 1

Overview of Handover

1.1

Purposes of Handover

1.2

Modes and Status of the UE

1.3

Methods and Types of Handover

1.4

Comparison between Soft


Handover and Hard Handover

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Features Comparison between Soft Handover


and Hard Handover
Item

Soft Handover (Softer Handover)

Hard Handover

Number of radio links in


the activate set

Several

One

Interruption during
handover

No

Yes

Frequencies in the cells


before and after
handover

Intra-frequency

Intra-frequency
Inter-frequency or
Inter-RAT

Handover gain

Maximum-ratio combining or selective


combining which can reduce the impact of
fading and transmission power of the UE.

None

Disadvantage

Occupies more resources.


Problems occur when the power of soft
handover cells is unbalanced.

Call drop ratio is


relatively higher

In a word, some resources are wasted to obtain optimal system performance in soft handover.

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Soft Handover (Connection before Disconnection)

NodeB1

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NodeB2

RNC

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Softer Handover (A Special Case of Soft Handover)


RNC

Node B
Cell A

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Cell B

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Hard Handover- (Disconnection before Connection)

NodeB1

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NodeB2

RNC

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Questions

l What are the differences between soft

handover, softer handover, and hard


handover?
l Why intra-frequency handover is not

always soft handover?


l How does handover gain arise? How

much are various handover gains?

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Summary

l This chapter describes the purposes of

handover, working modes of the UE and


common handover types in the WCDMA
system, compares soft handover and hard
handover and describes respective
advantages and disadvantages.
l In addition, this chapter describes a brief flow

of each type of handover.

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Chapter 1

Overview of Handover

Chapter 2

Handover Measurement

Chapter 3

Soft Handover

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Chapter 2

Handover Measurement

2.1

Basic Concepts about


Handover

2.2

Three Steps of Handover

2.3

Measurement Control

2.4

Measurement Report

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Basic Concepts about Handover

l Active set

l Radio link (RL)

l Monitor set

l Radio link set (RLS)

l Detection set

l Maximum-ratio combining

l Event report

l Selective combining

[ Event to periodic report


l Periodic report

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l Soft handover gain


l Pilot channel (CPICH)

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Chapter 2

Handover Measurement

2.1

Basic Concepts about Handover

2.2

Three Steps of Handover

2.3

Measurement Control

2.4

Measurement Report

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Three Steps of Handover


The following figure shows handover
procedure (measurement quality set
to PCPICH Ec/Io)
UE
UEmeasures
measuresthe
theCPICH
CPICHEc/Io
Ec/Io
ofofits
serving
cell(s)
and
its serving cell(s) and
neighbor
neighborcells.
cells.And
Andsends
sendsthe
the
measurement
report
to
RNC.
measurement report to RNC.

Measurement

Decision

Measure

N
Are
Arehandover
handovercriteria
criteriameet?
meet?

Decision

Execution
Perform
Performaahandover
handover
and
update
and updaterelative
relative
parameters
parameters

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Execution

Chapter 2

Handover Measurement

2.1

Basic Concepts about Handover

2.2

Three Steps of Handover

2.3

Measurement Control

2.4

Measurement Report

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Measurement Control
l Measurement control is used to notify the UE of the object to be

measured, neighbor cell list, report method, and event parameters.


l When measurement conditions are changed, the RNC notifies the

UE of new conditions.

UE

UTRAN
Measurement Control

Measurement Control, normal case

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Measurement Control
l Measurement Control

[ The RNC sends a


measurement control message
according to the best cell in the
active set.
Measurement identity
Measurement command
Measurement type
Measurement object
Criteria of measurement report
Measurement report mode

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Measurement Objects
l Measurement objects

[ Intra-frequency measurement
CPICH RSCP, CPICH Ec/Io, or Pathloss (normally Ec/Io)

[ Inter-frequency measurement
CPICH RSCP, CPICH Ec/Io

[ Inter-RAT measurement
GSM Carrier RSSI, BSIC Identification, and BSIC Reconfirmation

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Measurement Model
parameters

Layer 1
filtering

Layer 3
filtering

parameters

C
C'

Evaluation
of reporting
criteria

Measurement time of layer 1 is 200 ms. The vendor


can decide the filtering method.

Filtering parameters of layer 3 can be configured.

Measurement results are reported when the reporting


criteria are met.

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Measurement Model - Layer 3 Filtering


Filtering of measurement results by the UE is calculated according to
the following formula:

Fn(1-)Fn-1+Mn
[ Fn: new measurement result after L3 filtering
[ Fn-1: the last measurement result after filtering
[ Mn: the latest measurement result from the physical layer of the UE
[ 0.5k/2, K is the parameter in filter coefficient in the measurement
control message (default=3 ). If it is set to 0 , layer 3 filtering is
unavailable.

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Chapter 2

Handover Measurement

2.1

Basic Concepts about


Handover

2.2

Three Steps in Handover

2.3

Measurement Control

2.4

Measurement Report

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Measurement Report
l When the measurement reporting criteria are met, the UE

reports the results to the RNC as an event.

UE

UTRAN

Measurement Report

Measurement Report

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Measurement Report Methods


l Event report

[ The measurement report is sent when the reporting criteria are met.
l Periodic report (event to periodic report)

[ If the RNC does not respond after several events are reported, the
UE switches to periodic report.
[ The interval between report and total report times are controlled
through parameters.

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Intra-frequency Measurement Events


l

Intra-frequency measurement events are identified through 1X:


[ 1A: A CPICH signal from monitor set enters the reporting range. Means a
monitor cell is good enough that the UE can add it into active set.
[ 1BA CPICH signal in active set leaves the reporting range. Means a cell in
the active set is not good enough according to the best cell.
[ 1C: Replace event. A CPICH signal from a monitor set is better than one in
the active set.
[ 1D: Event of changing the best serving cell.
[ 1F: Event that measurement results of the cells in the active set are lower
than an absolute threshold.

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Inter-frequency Measurement Events


l Inter-frequency measurement events are identified by 2X:

[ 2B event: The quality of the serving cell is lower than an absolute


threshold value and the quality of another inter-frequency neighbor
cell is higher than another threshold value. - Handover based on
Coverage

[ 2C event: The quality of the inter-frequency neighbor cell is higher


than an absolute threshold value. - Handover based on Non-Coverage
(e.g. Load)

[ 2D event: The quality of the serving cell is lower than an absolute


threshold value. It is used to start the compress mode.
[ 2F event: The quality of the serving cell is higher than an absolute
threshold value. It is used to stop the compress mode.

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Inter-RAT Measurement Events


l Inter-RAT Measurement events are identified through 3X:

[ 3A event: The quality of the currently used frequency is lower than an


absolute threshold value, but the quality in a GSM cell is higher than
another absolute threshold value. - Handover based on Coverage
[ 3C event: The quality in a GSM cell is higher than an absolute threshold
value. - Handover based on Non-Coverage (e.g. Load)
[ 2D event: The quality of the currently used frequency is lower than an
absolute threshold value. It is used to start the compress mode.
[ 2F event: The quality of the currently used frequency is higher than
another absolute threshold value. It is used to stop the compress mode.

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Some Event Report Control Parameters


l Relative threshold (reporting range)
[ Unidirectional difference between two measurement results, for example,
relative threshold value between 1A event and 1B event

l Absolute threshold (threshold)


[ Measurement results reach an absolute value, for example, absolute
threshold values of 1E event and 1F event

l Hysteresis
[ Bi-directional difference between two measurement results

l Time to trigger
[ Time that lasts until the previous threshold value is met

l Weight factor (W)


[ Control calculation of comparative benchmark values

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Event Report Decision


l Deciding according to the judgment inequation

[ Example: decision inequation of 1A event


1. Path loss

10 LogM

New

NA

W 10 Log M i + (1 W ) 10 LogM
i =1

Best

+ ( R H 1 a / 2 ),

Best

( R H 1 a / 2 ),

2. Other measurement variables (e.g. RSCP, Ec/Io)


10 LogM

M: measurement results

New

NA

W 10 Log M i + (1 W ) 10 LogM
i =1

R: relative threshold values


H: hysteresis
W: weight factor. It is 0 generally.

If W = 0, for RSCP and Ec/Io,


10LogM(New)10LogM(Best) - (R1a-H1a/2)

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Event Report Decision


- Example of 1A Event Measurement Report

Measurement results in the primary cell

1A event occurs

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Event Report Decision (Continued)


Trigger criteria of 1B event:

10 LogM new

NA

W 10 Log M i + (1 W ) 10 LogM Best ( R1b + H 1b / 2)

i =1

Trigger criteria of 1C event:

M New M InAS + H 1c / 2,
Trigger criteria of 1D event:

M NotBest M Best + H 1d / 2,
Trigger criteria of 1F event:

M New T1 f H 1 f / 2 ,
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Event Report Decision


- Example of 1B Event Measurement Report

1B event is reported

Delete the cell which primary scrambling code is 23

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Event Report

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Event Report

Replace cell 1 by the cell 2


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Event Report

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Questions
l In which cases does the RNC trigger

measurement control?
l Is the start time of intra-frequency,

inter-frequency, and Inter-RAT


measurement the same?
l When is an event reported?
l How to report an event?
l What events does intra-frequency

measurement contain?
l What events does inter-frequency

measurement contain?

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Summary

l This chapter describes concepts related to

handover, explains measurement control, which


covers measurement objects, event report.

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Chapter 1

Overview of Handover

Chapter 2

Handover Measurement

Chapter 3

Soft Handover

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Chapter 3

Soft Handover

3.1

Flow of Soft Handover

3.2

Common Parameters and Intra


Frequency Neighbor Cell

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Flow of Soft Handover - Adding Radio Link

(Reporting 1A event)

(Add new radio link)

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Flow of Soft Handover - Adding Radio Link

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Flow of Soft Handover - Deleting Radio Link

(Reporting 1B event)
(Del old radio link)

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Chapter 3

Flow of Soft Handover

3.1

Flow of Soft Handover

3.2

Common Parameters and Intra


Frequency Neighbor Cell

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Setting Common Parameters of Soft Handover


l

Relative threshold
[

1A and 1B event have their individual values.

The value of 1B should be larger than that of 1A, to avoid ping-pong


handover. (1A < 1B)

Default setting: 1A: 3 dB; 1B: 6 dB

Hysteresis
[

Configure it for each event separately.

Usually the threshold values of 1A event and 1B event are 0 dB and those
of 1C, 1D, 1F are 4 dB.

This value affects the soft handover area of the UE.

MML command for adding cell-class intra-frequency handover


parameters: ADD CELLINTRAFREQHO
MML Command for setting RNC-class intra-frequency handover
parameters: SET INTRAFREQHO

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Common Parameters of Soft Handover (Continued)


l Time to trigger

[ Configured it for each event separately.


[ The value of 1B should be larger than that of 1A, to avoid ping-pong
handover. (1A < 1B)
Default setting: 1A: 320 ms; 1B: 640 ms; 1C, 1D: 640 ms
l Lay 3 filtering coefficient

[ It is shared by all types of intra-frequency measurement.


[ This parameter is sensitive to the delay of event triggering and pingpong handover.
[ It is usually set to 3.

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Intra Frequency Neighbor Cell

l The Handover can only happened among the neighbor cells


l MML: Add IntraFreqNCell:

[ Configure neighbor cells with the same frequency


[ The maxim number of IntraFreqNCell for each cell is 31

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Questions
l Draw the signaling flow chart of soft

handover.
l What is the impact of parameters in soft

handover on system performance?


l What parameters can affect

performance of soft handover besides


the parameters described in this
chapter?

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Summary

l This chapter describes the signaling

flow and common parameters of soft


handover in WCDMA.

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Other Handovers
l The WCDMA system supports many handover technologies.

Besides soft (softer) handover described previously, there are


intra-frequency hard handover, inter-frequency hard handover,
and Inter-RAT handover.
l If the system supports HSDPA, the WCDMA system also

supports handover between carrier frequency of HSDPA and


ordinary carrier frequency to balance load and to utilize network
resources efficiently.
l Refer to supplementary contents for description of intra-

frequency hard handover, inter-frequency hard handover, and


Inter-RAT handover. This part is provided for self-study.

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Course Summary

Course
Summary

l This course describers the principles,

algorithm, related parameters and


general flow of soft handover in the
WCDMA system.

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Thank you
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Chapter 4

Hard Handover

4.1

Intra-frequency Hard Handover

4.2

Inter-frequency Hard Handover

4.3

Inter-RAT Hard Handover

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Intra-frequency Hard Handover


- Measurement and Event
l Measurement

[ It is similar to that in soft handover


l Related events

[ 1D event

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Intra-frequency Hard Handover


- Handover Flow
TARGET NODEB

SOARCE NODEB

3. ALCAP ESTABLISHMENT

9. ALCAP RELEASE

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Intra-frequency Hard Handover


- Common Parameters
l BeBitrateThd: BE service handover rate decision threshold.

[ If the maximum rate of transmission channel of the BE service is not more


than this threshold, the system performs soft handover for the users using
this service.
[ If the maximum rate of transmission channel of the BE service is greater
than this threshold, the system performs intra-frequency hard handover for
the users using this service.
MML: SET HOCOMM
l Parameters related to the 1D event

[ Time to trigger (640ms), hysteresis (4dB)


[ The parameters should be appropriate so the system can not only track
changes of the signal to perform handover, but also avoid ping-pong
handover.

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Chapter 4

Hard Handover

4.1

Intra-frequency Hard Handover

4.2

Inter-frequency Hard Handover

4.3

Inter-RAT Hard Handover

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Inter-frequency Hard Handover Overview


l Features

[ The frequency is different after handover.


[ For the UE with only one transceiver, the compress mode should be
started to assist measurement.
l Advantages

[ The handover success rate is higher than that of intra-frequency hard


handover.
[ The load on carrier frequencies are balanced.

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Inter-frequency Hard Handover Overview


(Continued)
l

Disadvantages
[ The compress mode causes extra radio resource

Application scenarios
[ Uncontinuous coverage of carrier
[ Load caused handover
[ Hierarchical cell

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Inter-frequency Hard Handover


- Measurement and Event
l

Measurement in inter-frequency hard handover


[

Measurement variables:

CPICH RSCP, CPICH Ec/N0

Different measurement types are used for different handover purposes:

Edge of carrier coverage area: CPICH RSCP

Center of carrier coverage area: CPICH Ec/Io

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Inter-frequency Hard Handover


- Measurement and Event (Continued)
l

Measurement Report Methods


[ Event report
2D event: The quality of current frequency is lower than a certain absolute
threshold value. It is used to start the compress mode.
2F event: The quality of current frequency is higher than a certain absolute
threshold value. It is used to stop the compress mode.
2B event: The quality of current frequency is lower than the absolute
threshold value, and the quality of the neighbor frequency is higher than
another absolute threshold value. It is used in coverage handover trigger.
2C event: The quality of the neighbor frequency is higher than a certain
absolute threshold value. It is used in load handover trigger.

[ Periodic report

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Inter-frequency Hard Handover


- Starting and Stopping of the Compression Mode
l Starting conditions of measurement
[ 2D event: If the quality of the currently frequency is lower than a certain
absolute threshold value, the compress mode is started.
[ Use the velocity estimation algorithm to decide starting of inter-frequency
handover measurement.

l Stopping conditions of measurement


[ 2F event
[ After the best cell is changed, the new best cell does not have any interfrequency neighbor cell.
[ The timer of inter-frequency measurement expires.
[ The speed estimate status of the UE changes, and related inter-frequency
handover measurement is disabled according to the hierarchical cell algorithm
[ In hard handover, if the coverage reason is triggered, handover is stopped
simultaneously.

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Inter-frequency Hard Handover Flow


l Signaling flow
TARGET NODEB

SOARCE NODEB

3. ALCAP ESTABLISHMENT

9. ALCAP RELEASE

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Inter-frequency Hard Handover


- Common Parameters
l

Inter-frequency coverage handover parameters:


[ Methods for report inter-frequency measurement: periodic or event
[ Inter-frequency measurement variables: CPICH Ec/Io or CPICH RSCP.
[ Inter-frequency measurement layer 3 filtering coefficient, time to trigger,
and hysteresis
[ Starting and stopping threshold values of inter-frequency measurement:
Configure it respectively for CPICH Ec/Io, CPICH RSCP, and configure 2D,
2F event for CS and PS.
[ Inter-frequency coverage handover threshold value: quality threshold value
of the target cell
[ Quality threshold value of used frequency in inter-frequency hard handover
[ Lowest access threshold value in inter-frequency handover

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Inter-frequency Hard Handover - Questions


l

Why the compress mode threshold for the CS and PS are


configured different?
[ The Eb/No required by these two services are different, so the
RSCPs are also different.

If the UE uses the CS service and PS service at the same time,


the 2D and 2F parameters of which service are used to decide
starting the compress mode?
[ If the parameters of any service meet the threshold, the compress
mode will started.

Is the compress mode started immediately after the UE sends


the 2D parameter?
[ The compress mode is started after the RNC reconfigure the RB.

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Chapter 4

Hard Handover

4.1

Intra-frequency Hard Handover

4.2

Inter-frequency Hard Handover

4.3

Inter-RAT Hard Handover

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Inter-RAT Hard Handover


l

Overview

Measurement and Event

Handover Decision Algorithm

Handover Flow

Common Parameters

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Inter-RAT Hard Handover - Overview


l

Category
[ WCDMA FDD <>GSM
[ WCDMA FDD <>WCDMA TDD
[ WCDMA FDD <>CDMA2000

l Features

[ The radio access technology (RAT) adopted in the system after handover
is different.
[ Need compress mode to assist measurement.
l Advantages

[ Coverage: Solve the problem of transition between different systems.


[ Capacity: Improve the utilization of old equipments to the greatest extent
(2G->3G)
l Disadvantages

[ The flow is complicated, and the requirement for compatibility of


equipment is high.
[ The UE is complicated.
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Inter-RAT Hard Handover


- Measurement and Event
l

Measurement in Inter-RAT hard handover (GSM measurement)


[ Measurement types:

GSM Carrier RSSI

BSIC Identification

BSIC Reconfirmation

[ Measurement processing: layer-1 filtering, layer-3 filtering

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Inter-RAT Hard Handover


- Measurement and Event (Continued)
[ Measurement Report
Event report
2D event: starting GSM measurement
2F event: stopping GSM measurement
3A event: The quality of WCDMA is lower than an absolute
threshold but quality of a GSM neighbor cell is higher than
another absolute threshold. - Handover based on Coverage
3C event: The quality of a GSM neighbor cell is higher than an
absolute threshold. - Handover based on Non-Coverage (e.g. Load)

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Inter-RAT Hard Handover - Decision Algorithm


l Decision of Inter-RAT handover

[ Inter-RAT handover based on coverage


Event

3A event: The quality of the currently used frequency is lower


than an absolute threshold value, but quality of a GSM cell is
higher than another absolute threshold value.

Periodic

Evaluation: Confirm the status according to the GSM RSSI


measurement value and the BSIC of the target cell in GSM and
evaluate the cell of which the GSM RSSI exceeds the absolute
threshold value. If both conditions are met, consider the cell of
which the BSIC is confirmed.

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Inter-RAT Hard Handover


- Decision Algorithm (Continued)
[

Inter-RAT handover based on non-coverage

Event

The 3C event means that the quality of the GSM cell is


higher than an absolute threshold value.

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Inter-RAT Handover Flow


UE

N o de B

SR N C

CN
1 . R e lo c atio n
R e q u ir ed

6 . R e lo c atio n
C o m m an d

M SC
2 . P re p a re
H an d o v e r

5 . P rep are
H an d o v e r
R esp o n s e

B SC

3 . H a n d o v er
R e q u e st
4 . H a n d o v er
R eq u e st A c k

7 . D C C H : H a n d o v er
fro m U T R A N C o m m an d
8 . H an d o v e r
D e te ct
9 . H a n d o v er C o m p le te

1 2 . Iu R elea se
C o m m and
1 3 . Iu R elea se
C o m p le te

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1 1 . S en d
E nd

1 4 . Send E nd
S igna l R e spo n s e

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1 0 . H ando ver
C o m p l ete

Inter-RAT Handover - Common Parameters


l Inter-RAT coverage handover parameters
[ Starting and stopping thresholds of Inter-RAT measurement: They
determine the thresholds of the 2D event and 2F event. Configure CPICH
Ec/Io, CPICH RSCP for the CS service and PS service respectively.
[ Measurement variables for the 2D event and 2F event in Inter-RAT
handover: Select CPICH Ec/Io or PICH RSCP.
[ BSIC selection confirmation switch
[ Inter-RAT coverage handover threshold: GSM RSSI threshold in Inter-RAT
coverage handover. Configure it for the CS service and PS service
respectively.
[ Quality threshold of used frequency in Inter-RAT handover
[ Configure time to trigger and hysteresis for each event respectively
[ Penalty duration

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Summary - Categories of Handover


l According to the signaling characters

Soft handover (softer handover)


Hard handover
l According to the properties of source cell and target cell:

Intra-frequency handover
Inter-frequency handover
Inter-RAT handover (UMTS GSM/GPRS)
l According to the purpose of handover:

Based on Coverage
Based on Noncoverage

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