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Project acronym:
Project full title:
Grant agreement no.:
HARP
High capacity network Architecture with Remote
radio heads & Parasitic antenna arrays
318489
Version number: 1
Date of preparation of final project report (latest version): 16/11/2015
Date of approval of scientific report by Commission: ......................................
Authors:
Tharmalingam Ratnarajah, Faheem Khan, Jiang Xue, Fahd Khan, Sudip Biswas, Paula Aquilina, Lin Zhou,
S. Razavi, Constantinos Papadias, Konstantinos Ntougias, Dimitrios Ntaikos, Bobby Gizas, David
Gesbert, Laura Cottatellucci, Haifan Yin, Bruno Clerckx, Borzoo Rassouli, Yueping Wu, Ralf Muller,
Mohamamd Ali Sedaghat, Lars Dittmann, Henrik Christiansen, Matteo Artuso, Bjarne Skak Bossen,
Aleksandra Checko, Laurent Roullet, Francois Taburet, Dora Boviz, Stephane Senecal, Jean-Marc Kelif
Table of Contents
1. Final Publishable Summary report ...................................................................................................... 4
1.1 HARP Vision ................................................................................................................................... 4
1.2 Work Packages .............................................................................................................................. 7
1.3 Executive Summary ........................................................................................................................... 8
1.3.1 Technical Highlights ................................................................................................................... 8
1.3.2 Key findings .............................................................................................................................. 10
1.3.3 Collaboration in the HARP Project ........................................................................................... 12
1.3.4 Summary of Year III Conclusions.............................................................................................. 12
1.4 Technical Work................................................................................................................................ 14
1.4.1 Network Requirements and Fundamental Limits (WP3 lead by Orange) M1-M36 .............. 14
1.4.2 Multi-Point ESPAR Enabled RRH Access (WP5 lead by Imperial) M13-M30 ............. 16
1.4.3 Aggregation Network (WP6 lead by DTU) M9-M33 ..................................................... 23
1.4.4 Experimentation and Demonstration (WP7 lead by ALU) M13-M36 ......................... 31
2. Dissemination and Use of Foreground ............................................................................................. 48
2.1 Dissemination Activities ....................................................................................................... 48
2.1.1 Journal Papers ................................................................................................................. 49
2.1.2 Conference Papers ............................................................................................................. 50
2.1.3 Industry White Papers ....................................................................................................... 55
2.1.4 Papers Submitted or in Preparation ................................................................................. 55
2.1.5 Multi-partner joint publications ....................................................................................... 57
2.1.6 Invited Talks, Tutorials, Poster Presentations ................................................................. 59
2.1.7 Workshops .......................................................................................................................... 61
2.1.8 Special Sessions .................................................................................................................. 61
2.2 Use of foregrounds: Exploitable foreground and plan for exploitation ..................................... 62
2.2.1 Education ............................................................................................................................ 62
2.2.2 Description of exploitable foreground................................................................................. 64
2.2.3 Path towards standardization ........................................................................................... 69
3. Report on societal implications ......................................................................................................... 71
From the antenna design and the air interface point of view, multiple radio frequency (RF)chains are required to drive the available antenna elements that should also retain a large
enough inter-element spacing in order to provide the necessary fading properties.
From the network infrastructure point of view, the intelligence that coordinates the
transmission among adjacent cells could be located either in the central processing unit or at
the individual base station itself.
The HARP project envisions to overcome these two limitations by combining advantageously two
recently emerged technology innovations:
Remote radio heads (RRHs)
RRHs are compact radio units that are connected with a central base station via optical fibres and have
been recently proposed as a way to share multiple geographically dispersed sets of wireless users.
RRH reduce substantially the network cost and also allow the implementation of a distributed
multiple-input multiple-output (MIMO) transmission, thus improving network throughput.
Single RF compact array radiators
This term refers to antenna arrays with very small inter-element spacing that are fed with only a single
RF chain. The apparent cost, hardware and size savings make those lightweight arrays an ideal
candidate for RRHs radio equipment. This entails an important increase of the network throughput
without making the base stations bulkier and without increasing the cost and implementation
complexity.
An overview of the architecture that benefits from the combination of these two approaches is shown
in Figure 1. HARPs objectives can be listed as follows:
To define an end-to-end architecture, including both wireless access and backhaul network,
based on RRHs and single-RF compact arrays that can deliver substantially higher over-the air
capacity.
To develop efficient transceiver techniques (both single and multi-user) for single-RF compact
arrays that enable them to emulate spatial multiplexing / beamforming / diversity
communication, which comply with the requirements of the LTE Advanced and related next
generation wireless systems
To develop appropriate channel estimation and channel feedback techniques, as required for
the developed transceiver techniques and as dictated by the distributed mobile access
network parameters. This will be an important catalyst for the envisioned intelligent
interference.
To define, model and optimise the aggregation network between the RRH-based wireless
access nodes and the central processing stations (building upon the existing common public
radio interface (CPRI) & OBSAI protocol structures) so as to best serve the requirements in
both data traffic and channel distribution of the developed wireless access techniques.
To demonstrate the key HARP concept by building an end-to-end demonstration that will
include both LTE-compliant base stations and prototyped electronically steerable parasitic
antenna radiator (ESPAR)-equipped radio heads, thus showcasing the validity of the approach
over the air towards the end user.
a beamforming design for MISO broadcast channels that exploits both statistical and delayed
CSI has been described and evaluated.
a rate splitting approach for the case where CSI is imperfect was studied.
implementation in Cloud-RAN of uplink and downlink cooperative techniques selected among the
ones defined in Task 5.2.
WP6 - Aggregation Network: During Y3, T6.2-T6.4 were ongoing.
T6.2 Aggregation Network Optimisation
In this Task, we investigate the optimisation of the aggregation network in order to meet the
requirements specified by the HARP project. During Y3 of the project,
we studied both through simulations and using testbeds the use of protocols and techniques
that will allow a packet-based aggregation network to meet the stringed inter-cell cooperation
delay requirements of Cloud-RAN setups that employ coordinated transmission.
prototype made of custom equipments (PC and USRP board) that we call the RRH gateway using the
OAI code base. It can receive IQ samples from the cloud based eNB and forward them to the USRP
board. The end to end validation has been performed with the possibility to connect a 4G phone. This
RRH gateway offers a 3rd option to the fronthaul (in addition to the direct USB3 and the 10GbE
interfacing the CPRI gateway).
T7.3 Verification of the Aggregation Network Protocols
This Task focuses on the design, implementation and verification of the protocols used in the
aggregation network. In Y3 of the project, we implemented several possible designs that came up in
the study of 6.3 in the end-to-end network model and we then performed a comparative analysis of
their performances. As a result, we then chose the protocol configuration that was able to ensure the
best performances for the applications running in the UEs.
T7.4 System Integration and Final Demo
This Task focuses on the integration of the various system components (ESPAR-based transmitters,
RRH nodes, Eth2CPRI gateways, Cloud-RAN, OpenAir receivers etc.) and the over-the-air (OTA)
demonstration of the end-to-end system. In Y3 of the project, we have built an end to end
demonstrator that is composed of the following elements: RRH prototypes with ESPAPR antennas, CSI
based downlink cooperative beamforming, uplink user selective joint detection and Cloud-RAN
integration with network and protocol simulator.
Results regarding the optimum (capacity-achieving) input signal format in single-RF MIMO
systems (point-to-point and multiple access) with bounded or constant sum-power have been
derived.
Asymptotic capacity analysis for the case where the number of antennas grows towards
infinity has been conducted for the aforementioned setups when the optimum input signal
format is applied.
The optimal input distribution for 22 MIMO systems with arbitrary channel matrix has also
been derived.
Linear beamforming design and power allocation strategies for ergodic rate optimization in
MISO broadcast channels with statistical and delayed CSIT have been proposed and their
performance gains have been evaluated through numerical simulations.
The performance of rate-splitting (RS) techniques in MIMO wireless networks with imperfect
CSIT has been analyzed and evaluated through numerical simulations.
The optimum RS precoding design for the aforementioned setup has been studied and
evaluated through numerical simulations.
A user-centric interference nulling (IN) scheme for the downlink of two-tier HetNets that can
improve network performance by improving each users SIR has been proposed. Analysis and
simulations focused on the outage probability and the asymptotic DoFs of the system.
The use of IEEE 1588 for aggregation network synchronization has been studied.
A source scheduling algorithm for the aggregation network has been proposed.
The effect of different functional splits on MFH capacity has been studied.
TCP performance has been studied in the context of the developed end-to-end protocol stack.
Load-controlled parasitic antenna arrays that support the application of the developed
cooperative transmission techniques and meets the implementation requirements of the final
OTA demo have been designed, fabricated and tested.
A replacement of the planned RRH prototype made of custom equipments that uses the OAI
code has been developed.
OTA transmission with and without CSI feedback has been demonstrated.
An end-to-end over the air system has been implemented with a beam selection optimization
based on downlink CQI using the RRH prototype.
Results on optimal signal design and corresponding performance evaluation for single-RF
multi-antenna systems with bounded and constant sum-power have been presented.
A novel precoding technique for single-RF ESPAR antennas has been devised.
Design and performance results of limited beamforming and power allocation schemes for
MISO broadcast channels with statistical and delayed CSIT have been provided.
Results on rate-splitting (RS) performance in MIMO wireless networks with imperfect CSIT
have been derived.
A hierarchical RS scheme for massive MIMO setups has been proposed and evaluated.
A user-centric interference nulling (IN) technique for the downlink of HetNets has been
proposed and evaluated.
The use of IEEE 1588 for aggregation network synchronization has been evaluated through
both numerical simulations and lab testbed-based experimentation.
A source scheduling algorithm for the aggregation network has been proposed and evaluated.
Results on the effect of various functional split schemes on the MFH capacity have been
provided.
TCP performance over the devised end-to-end protocol stack has been evaluated.
Load-controlled parasitic antenna arrays for applying the proposed coordinated transmission
/ precoding techniques and for using in the final OTA demo have been designed, fabricated
and tested.
A replacement of the planned RRH prototype made of custom equipments that uses the OAI
code has been developed.
OTA transmission with and without CSI feedback has been demonstrated.
An end-to-end over-the-air system has been implemented with a beam selection optimization
based on downlink CQI using the RRH prototype.
y = Hx + n,
where y is the receive vector,
the receive antenna elements, x is the input vector and nis the additive white Gaussian noise vector.
In single-RF multiple-antenna transmitters, we have a limitation on the sum power as
x x P.
We are interested to find the channel capacity of such a channel. The simplest case is when the
channel matrix is a unitary matrix and
given in the following theorem.
Theorem: The channel capacity is obtained by the input vector distributed uniformly on discrete and
finite number of sphere shells.
The higher the SNR of the channel, the larger the number of the sphere shells. The above theorem
states that the optimal distribution is uniform in phases and discrete in amplitude. The result is
generalized form of the results in [1] and [2]. For very low SNR, one sphere shell is enough to achieve
the capacity.
MIMO systems with constant sum power
Next, we explain the results in the case that the sum power is constant. In this case we have
x x = P.
This is motivated by the result of bounded sum power. In fact, it is observed that for typical values of
SNR, the input vector distributed on one sphere shell achieves a large portion of the channel capacity.
We call the class of signals with fixed norm as Phase Modulation on the Hypersphere (PMH) signals.
We have analyzed PMH in different MIMO channels. The derivation and analysis are given in [4], [5]
and a summary of the results is presented here.
First, the system is analyzed when the channel matrix is identity or unitary. We have shown in [4] that
the capacity is acheived by uniformly distributed PMH and the channel capacity is plotted in Figure 2
compared to the normalized channel capacity of the same channel with average power constraint. It
is shown that by increasing the number of antennas, the channel capacity becomes closer to the
mutual information of Gaussian input.
Figure 2: The normalized channel capacity of PMH in channels with unitary matrices versus SNR.
Next, we investigated the mutual information of uniform PMH in a multiple access MIMO channel. To
this end, the uplink channel of a wireless system is considered. The analysis is done using the replica
method from statistical physics [4]. Lets assume that the number of antennas at the base station and
the aggregated number of antennas at the user terminals go to infinity and they are equal. M is
assumed to be the number of antennas at each user terminal. The channel is assumed to be iid
Gaussian channel. The mutual information versus SNR is plotted in Figure 3. Once again, it is observed
that increasing the number of antennas makes PMH very attractive in terms of channel capacity. Few
antennas are enough to obtain mutual information very close to the mutual information of Gaussian
input.
Figure 3: The mutual information of PMH in a multiple-access iid Gaussian channel for different
number of antenna elements at the user terminals.
We have also analyzed 2 by 2 MIMO channels with arbitrary channel matrix (see [5] for more details).
In this case, it has been shown that the optimal distribution is some discrete points on the circle. The
number of points is finite and depends on SNR and the channel matrix.
Next, we have also proposed some mapping strategies to construct PMH in [4]. The first option is to
distribute some points on the hypersphere randomly with maximum possible distance. This can be
done using spherical codes which is discussed in [6]. Spherical codes are not known for many
dimensions. Therefore, we proposed a new mapping method in [4] which is called Minimum Shift
Keying on the Hypersphere (MSKH). In MSKH, the mapping is with memory and the symbols are not
independent. Finally, we have also proposed a new spectral shaping method called spherical filtering.
Spherical filtering keeps the symbols on the hypersphere in order to fix PASPR to 0dB [7].
1.4.2 Multi-Point ESPAR Enabled RRH Access (WP5 lead by Imperial) M13M30
Cooperative Techniques (Task 5.2 lead by Imperial) M13-M30
Several techniques have been investigated to deal with multi-user / multi-cell transmission, consider
both cases of perfect and imperfect channel state information at the transmitter. The latter term
refers, for instance, to the case where delayed, quantized or statistical information about the CSI is
known to the transmitter.
Cooperative Multi-Cell Beamforming in ESPAR-enabled Cloud-RAN Setups with perfect CSIT
Arbitrary Precoding Utilizing Single-RF ESPAR Antennas
y = Hi + n ,
where y is the vector of open-loop voltages at the receive antennas, i is the vector of currents that
run on the transmit antennas, H is the channel matrix that relates the input currents with the output
voltages, and n is zero-mean circularly symmetric complex Gaussian (ZMCSCG) additive noise vector
{ }
y = HWs + n,
where W is the precoding matrix and s is the transmit signal vector. Thus, by mapping the precoded
symbols to the antenna currents, that is, by setting [9]
i = Ws,
we can perform channel-depending precoding with single-RF ESPAR antennas. For that purpose, we
have first to calculate the required currents for the desired precoding design and input signal
according to i = Ws and then compute the corresponding loading values that will generate these
currents according to the generalized Ohms law [8]
1
i = ( Z + Z L ) v,
where Zis the mutual coupling matrix, Z L is a diagonal matrix that holds the source resistance and the
impedances of the tunable loads, and
The computed loads should lie within a reasonable range of values. Moreover, the following design
condition should be met [10]:
Re{Zin } > 0
This is because if the input resistance is negative, the ESPAR antenna feeds back power and, therefore,
exhibits unstable behavior. The input resistance depends on the antenna currents (that is, on the input
signal) and, therefore, on the corresponding loading values and on the mutual coupling matrix
(which, however, is fixed for a given array geometry).
Unfortunatelly, this design condition cannot be met for any given input constellation. On the other
hand, it is well-known that adaptive transmit beamforming with single-RF ESPARs admits any input
signal format. That is because the radiation pattern (and, therefore, the currents and the
corresponding loading values required to shape the desired beam) does not depend on the signal to
be transmitted.
Based on that remark, we have devised a novel beamforming-based approach which enables us to
overcome the aforementioned implementation challenges and perform arbitrary channel-dependent
precoding with single-RF ESPARs. This method consists of two steps:
1. First, we perform beamforming using any valid method.
2. Then, we perform precoding-based transmission over the beams.
This technique is universal, i.e., it applies on any input signal format (and, in fact, on any type of
antenna array technology as well).
Radio Transmission Protocol for Multi-Cell Cooperative Beamforming with ESPAR Antennas
Now, consider the downlink transmission in a Cloud-RAN setup where there are K RRHs equipped
with single-RF ESPAR antennas and K single-antenna UE. At each timeslot (TS), each RRH wishes to
serve its UE. All transmissions take place simultaneously and over the same frequency band. Each RRH
is able to generate at each TS one out of Ldistinct predetermined beams, corresponding to a set of
fixed loading configurations. Thus, there are L beam combinations in total. RRHs can cooperate (i.e.,
exchange control information) due to the Cloud-RAN architecture, but the UEs operate independently
from each other.
System operation is divided in three phases [11]:
1. Learning phase: Each UE returns to its RRH either (a) its SINR or (b) its estimates of the
direct and cross channels.
2. Beam-selection phase: (a) If SINR values have been fed back to the RRHs by the UEs, then
K
selected, where
( k =1,2,K,K) . (b) If channel estimates have been fed back to the RRHs by the UEs, then
the RRHs exchange the channel estimations to compile the composite ( K K ) channel
matrix
is calculated and
has been incorporated in the simulation program to capture the effects of radiation beams and small-
/large-scale fading. The beams have been generated with the help of antenna design software for a
load-controlled parasitic antenna array with 5 elements. The half-power beam width (HPBW) is 30 .
Moreover, the channel matrices have been normalized appropriately to facilitate performance
evaluation.
Figure 4: Average sum-rathe throughput over SNR for cooperative multi-cell techniques in ESPARenabled Cloud-RAN setups.
The following transmission schemes have been considered:
1. Non-precoding-based transmission. In this case, beam-selection is based on SINR
feedback.
2. Reduced feedback overhead precoding-based transmission. In this case, beam-selection
is based on SINR feedback. For the selected beam combination, the UEs report to the RRHs
their channel estimates, in order for joint ZFBF precoding to be performed.
3. Standard multi-cell beamforming transmission. In this case, beam-selection is based on
CSI.
Also, for comparison purposes, it has been considered an equivalent single-RF scenario where each
RRHs is equipped with a single antenna and joint ZFBF transmission takes place.
We note that:
The curves related with precoding-based transmission schemes do not floor, since the
application of ZFBF results in null inter-cell interference (ICI).
The ESPAR-enabled setup performs better than the omni-directional-antennas setup over the
entire SNR range due to the power gain related with the application of transmit beamforming.
maximum IN DoF which minimizes the asymptotic outage probability. More information is available
in [16], [17].
Our results in this setup prove that ESPAR-enabled precoding-based joint Zero-Forcing Beamforming
outperforms the omni-directional setup over the entire SNR range due to the power gain related to
the application of transmit beamforming.
Figure 6: Required overall SNR for achieving 10-1 symbol error rate during the joint detection and
improvement of energy efficiency with respect to the 1 user/PRB case.
The overall network architecture considered here is a Cloud-RAN-based mobile network equipped
with load-controlled parasitic antenna arrays. Cloud-RAN implies separating the baseband and the RF
and then pooling all baseband processing. The main area of investigation in WP6 has been the network
interconnecting the Remote Radio Heads (RRHs) and the baseband proccessing pool. This network is
here denoted as the RRH aggregation network. Traditionally, the RRH aggregation network would
consist of direct fibers running the CPRI protocol to each RRH. In HARP, however, we move to a packet
switched, Ethernet-based RRH aggregation network as shown in Figure 7.
2. Protocols
Protocols are required to control the information exchange in networks. There is a bunch of
protocols running on top of the RRH aggregation network. However, they were all designed
to be running in the basestation (eNB in the case of LTE). In the Cloud-RAN architecture where
processing is moved away from the RF, additional delay is introduced and this will impact
protocol and application behavior. So the challenge here is to investigate if the Cloud-RAN
architectures imposes any limitations to the network and if that is the case, if they can be
alleviated by proper protocol design / configuration.
3. Dimensioning
Finding the required RRH aggregation network capacity is crucial for a well-functioning radio
access network. The capacity obviously depends on the number of RRHs attached to the
fronthaul but also on the so-called functional split, i.e., which functionality to place in the
baseband pool and in the RRH, respectively, impacts the required capacity. With a packet
based RRH aggregation network we get a lot of flexibility in terms of resource sharing. The
challenge is how to exploit this flexibility without sacrificing high bit rates and low latency
from a user point of view.
These issues along with the key findings will be elaborated on subsequently. The elements (1) and (3)
are dicussed in this section, whereas (2) is studied in the next Section which is about T6.3.
Synchronization
Albeit being very flexible, Ethernet is far from ideal for use in fronthaul networks. The challenge is
keeping the RRHs synchronous despite jitter occurring in the packet based fronthaul. Figure 9 presents
an overview of synchronization requirements end-to-end. What was investigated here was ways of
mitigating this problem. This was investigated theoretically using simulation as well as experimentally
using a lab setup (see Figure 8). Both indicated that the required level of synchronization is achievable.
Figure 8: Implemented lab setup used to find the delay measurements shows to the right.
1588
Slave
or
GPS
1588
Transparent Clock
1588
Master
Switch
RRH
Radio, LTE-A TDD
LTE
CPRI2Eth
GW
CPRI
LTE
CPRI
CPRI
IQ
1588
Frequency error
requirement:
50ppb (Wide Area BS).
250ppb (Home BS).
Cell phase
synchronisation
requirement:
5s between to
overlapping cells
65ns between MIMO
signals
1588
Performance affected by
Variable queueing delay
Timestamping error: +1ns/
+4ns
1588
Ethernet
CPRI Data
1588 packets
IQ
1588
Eth
IQ Data
BBU
Pool
Eth
Eth
Figure 9: Overview of synchronization in the various domains and a mapping from RF level
requiremnts to fronthaul transport synchronization requirements.
Mainly two things were investigated:
Using IEEE 1588 for synchronization. It was verified using simulation that the requiements
could be met.
Using source scheduling and preemption. There is currently a large focus on this within the
Ethernet community. The basic idea is to avoid delay variation by eliminate the need for
queueing in the intermediate switches. We have proposed a source scheduling algorithm
especially for use in packet based fronthaul.
Dimensioning
At the end of the day what matters is the application level delay experienced by the users of mobile
terminals attached to the network. The huge benefit of using a packet based fronthaul is that statistical
multiplxing can be exploited. However, this is only possible in case more functionality is moved to the
RRHs. The traditional functional split will generally cause a constant bitrate between the BBU and RRH,
i.e. no multiplexing gain in the fronthaul. However, other functional splits load the fronthaul
proportionally to the cell load, meaning that the tidal effect can now be exploited to also reduce the
requied fronthaul capacity. This is interesting because the required fronthaul capacity directly impacts
the overall cost of the network.
One of the most interesting findings was that the fronthaul latency originating from the physical size
of the network should be kept below 0.1 ms in order to avoid severe penalties (delays) at application
level.
Figure 10: The comprehensive protocol model encompassing the entire HARP network.
The issue here is that the entire fronthaul network is in between BBU and the end user. These are the
two devices that terminate the RLC and MAC protocols. These two protocols can do retransmission
which is governed by a set of timers, i.e., they will be impacted by a change in fronthaul latency, which
again changes with the physical size of the network. One investigation carried out was to look into
TCP, which is running on top of RLC/MAC and which can also do retransmissions.
TCP is interesting because a lot of widely used applications (e.g., web browsing) are using it and hence
delay at TCP level directly means delay imposed to the end users applications. The optimal TCP
settings depend on the properties of the network and the interesting thing is that they can be adjusted
from the end users devices, i.e., in this case the mobile phones.
Figure 11: Example results showing the end-to-end application delay for vasious TCP settings.
Frequency error comparison between Distributed RAN and Cloud-RAN setup including CPRIto-Ethernet Gateway. We have highlighted the necessity of thight synchronization between
network front-end and central processing unit.
Delay and queueing measurements on Ethernet based fronthaul network containing several
switches. We used the laboratory setup represented in the following Figure 12.
1588
Slave
1588
Master
Eth
RRH
BBU
Pool
Measurements
CPRI2Eth
Eth
switch
SDN
Figure 12: Laboratory setup for measuring delay and queueing on Ethernet-based fronthaul
network.
The results of these measurements are included in Deliverable 6.4. They provide a detailed
understanding of the behavior of Ethernet fronthaul network and allowed us to design network
protocol consequently.
Definition of Radio over Ethernet protocol
This protocol defines two aspects of data transfer between the RRH and the BBU-pool:
The split in the physical layer between network front-end and BBU-pool.
Transport of I/Q samples in Ethernet packets.
We have several possibilities to perform different stages of uplink and downlink physical layer
processing either in the front-end components (RRH, CPRI-to-Ethernet Gateway) or in the BBU-pool.
The following Figure 13 shows different interfaces (PHY layer) where this split can take place.
As indicated on Figure 13 above, depending on split interface the required fronthaul bandwidth
changes. Scaling values are understood with respect to time-domain I/Q samples transmission
(interface 4).
Radio-over-Ethernet protocol that we have defined allows establishement of communication and data
transfer over the fronthaul interface as represented on Figure 14 below.
Metrocell
clock
Small Cell
Wi-Fi
Small cell
Backhaul
EPC
LTE Fronthaul
LTE Backhaul
S1
EPC
Ethernet RRH
at Macrocell site
BBU
at Central Office
Sychronization between the CPRI-to-Ethernet Gateway and the BBU-pool. We realized the
setup of the Figure 15 below to meet network requirements.
A
L
M
1588 slave A
C FPGA
P
Software BBU
B
el
l
Clock
1588
Reference
Figure 15: Setup for sychronization between the CPRI-to-Ethernet Gateway and the BBU-pool
Implementation of Xilinx FPGA platform realizing low-delay forwarding. We used Xilinx ZC706
board, Zinq System-on-Chip (FPGA+800 MHz dual core arm processor). Its characteristics
allow high performance execution of functional blocks included in the gateway.
Figure 17: ESPAR antenna design (tilted view) where hole positions are shown.
Simulation Results
The ESPAR antenna resonates at 2.6GHz. Its reflection coefficient versus frequency is presented in
Figure 18.
R is the ohmic part of the impedance and represents the energy loss
and X is the imaginary part and represents the phase shift. This energy loss and phase shift are in
turn used to change the amplitude and phase of the reflected waves, thus leading to beam
manipulation (reshaping and/or beam steering). In our proposed design the carefully selected load
values are presented in the following Table Table 1: ESPAR parasitic elements load termination values..
Table 1: ESPAR parasitic elements load termination values.
Zvalue
Load 1
Load 2
Load 3
Load 4
50 j122, 427
50 j 68 , 015
50 j76, 517
50 j68, 015
( 2 fC ) ,
where f is the resonant frequency (in Hz) and C is the capacity (in Farad). The resulting values for the
termination capacitors are presented in Table Table 2.
Table 2: ESPAR parasitic elements termination capacitor values.
X value
C1
0,5 pF
C2
0,9 pF
C3
0,8 pF
C4
0,9 pF
The final version of the ESPAR antenna has been implemented using varactors as termination loads,
since they can be easily controlled using a Digital-to-Analog (DAC AD5504) module.
Figure 19, Figure 20 and Figure 21 present the E-plane, the H-plane and the 3D form of the far field
radiation pattern, respectively, as they have been simulated using a full wave EM analysis software. It
is clear that there is one main lobe, while all other side lobes have been suppressed. This lobe has a 3dB bandwidth of about 35 , thus ensuring very low interference with neighboring lobes (high
isolation). Its gain was found to be of the order of 12dB, while its radiation efficiency was about 0.49,
which is a very typical value for planar via fed patch antennas.
Figure 22: Schematic block diagram of the proposed load control circuit.
Additional Load-Controlled Parasitic Antenna Array Solution
Since the last EuCNC meeting in Paris (June 2015), we experienced quite a few problems with the
voltage-controled capacitors. Namely, it has been proven that these components are extremely
sensitive to slight voltage variations, thus making very hard to control their exact capacity value with
high presicion. Being unable to precisely set the desired capacity value for each of the four capacitors
connected the parasitic elements, led to the unpleasant situation of not being able to steer/reshape
the far field radiation pattern as planned.
Trying to find ways to overcome this situation we ended up with an alternative solution, which is
equivalent in terms of functionality with the original one. More specifically, we built three parasitic
arrays in three different FR-4 boards. These three boards are placed at a 45 degree angle one next to
the other as presented in Figure 23. The parasitic elements of each antenna board are connected to a
set of fixed loads. These different load configurations, in conjuction with the physical displacement of
the board, generate three different beam patterns. By switching to a different antenna board each
time, we select the radiation beam pattern that we want to use. At each time, only a single antenna
board is active, that is, a single-RF is utilized.
Figure 23: Back and front view of the layout of the antennas.
The generated beams of the above layout are presented in Figure 24.
tuning the reactive loads of the antennas parasitic elements or (2) by selecting a desirable beam angle
using RF switches.
Initially, the controller architecture was planned to follow the first approach, as described in T7.1.
However, due to implementation challenges and given the new emphasis on the arbitrary precoding
over pre-selected beams which emerged in Y3 of the project, we opted eventually a more robust
method for producing the beams in the HARP final demo. We have chosen to use microstrip parasitic
antenna arrays in a pre-defined geometry configuration with each parasitic element terminated to
fixed loads. By switching to a different antenna board, we are able to perform beam selection. Hence,
the properties of the antenna system do not deviate from the initial plan, since we still use one RF
input and achieve the proposed radiation characteristics, while at the same time this architecture
serves more efficiently the needs of the final HARP demo.
The complete antenna system consists of a number of hardware modules, including a microcontroller
unit, an Ethernet controller, an RF switch and fixed loads. Among these, the Microcontroller Unit
(MCU) is the core module that provides the functionality to control the antenna radiating properties
through a secure shell connection (SSH).
A number of MCUs were investigated including the STM32F4 from ST Microelectronics but since most
evaluation boards including the aforementioned module do not come with an Ethernet controller, we
had decided to build our system around a raspberry pi board. This readily available solution runs a
Linux-based operating system (OS), is Ethernet enabled and is compatible with many interfaces such
as SPI, I2C, etc.
The complete system consists of three antenna sectors placed in such a way that is capable of
producing directive beams in the desired angles of 45 , 0 and 45 degrees (see T7.1). The direction
of a beam is selected via a highly isolated, low insertion loss 4-port RF switch which is controlled
through a raspberry pi. The antenna control board is shown in Figure 23 (left).
The integration of the antenna into the final end to end system is simple enough, since it only requires
two connections. The RF signal from the external antenna connector (EAC) port is fed to the RF input
of the switch and the controller (RPi) is connected to the 1Gbit Ethernet switch. Once the raspberry pi
module acquires a static IP, the beam can be controlled through an SSH session.
The end-to-end system architecture is shown in Figure 25.
Figure 25: End-to-end System Architecture with Load-Controlled Parasitic Antennas Arrays
RRH prototype description
We have developed a replacement of the planned RRH prototype made of custom equipments (PC
and USRP boards) that we call the RRH gateway using the OAI code base. It can receive IQ samples
from the cloud based eNB and forward them to the USRP board. The end to end validation has been
performed with the possibility to connect a 4G phone. This RRH gateway offers a 3rd option to the
fronthaul (in addition to the direct USB3 and the 10GbE interfacing the CPRI gateway). These options
are used in the final demonstration.
An ESPAR antenna has been developed on a Raspberry Pi chassis that can control the beam selection
via a SSH command interface.
We have then developed a log collector that connects to the eNB to retrieve the CSI and an analytics
engine that can process them.
of their performances. As a result, we then chose the protocol configuration that was able to ensure
the best performances for the applications running in the UEs.
System Integration and Final Demo (Task 7.4 lead by ALU) M25-M36
The antennas are connected to various sets of fixed load configurations. By switching to a different
set of loading values, a different beam combination is generated at the transmit antennas,
corresponding to a different 22 beam-channel
H.
To accomplish channel estimation, explicit MIMO channel training is added to the preamble of the
transmission. The second antenna transmits during the first burst of Short Training Symbols (STS) in
order to ensure that proper gains are selected at the receive node radio interfaces. To avoid
beamforming accidentally the transmission to an arbitrary direction, the STS symbols transmitted
from the second antenna are cyclically shifted by a user-changeable number of samples. Long Training
Symbols (LTS) are used by the receiver to estimate and correct for Carrier Frequency Offset (CFO) as
well for timing alignment via a cross correlator.
y = Hp
Then, the channel matrix can be estimated as follows:
H = yp ( pp )
In general, receiver CSI feedback has to be quantized and fed back to the transmitter but in this case
and since the two WARP modules are controlled through the same PC/Controller, we provide channel
state information feedback directly back to the transmitter through MATLAB code.
W is calculated as follows:
F = H + = H ( HH )
W=
F (:, k )
F (:, k )
, k = 1, 2
= HWs
.
y = Hs
Note that we have assumed perfect CSI at the transmitter (CSIT), so that H = H . This is a realistic
assumption for the considered setup.
Under this assumption, ZFBF diagonalizes the channel matrix and nulls co-channel interference (CCI).
The effective channel matrix is given by
= Q,
H eff = HW
where Q is a scaled version of the identity matrix I . Hence, we can rewrite the signal model as
y = H eff s = Qs.
That is, by plugging also into the previous equation the noise components and focusing on the symbolsampled complex-baseband received signal at each Rx, we have
yk =
1
sk + nk , k = 1, 2.
F (:, k )
SINRk =
Pk
, k = 1, 2
F (:, k ) n2
where P k is the transmit power of T X k and n2 is the noise variance. The data rate associated with
R X k is
[b its/channel use]
Getting the channel estimations from the WARP testbed configuration for each one of four different
pre-determined beam pairs over 100 channel realizations, we have evaluated the average sum-rate
throughput of the system for a target SNR range
2.5
Beam pair 1
Beam pair 2
Beam pair 3
Beam pair 4
1.5
0.5
0
-10
-8
-6
-4
-2
10
Figure 29: Sum-rate throughput for 4 different beam pairs when joint ZFBF transmission is applied
over the beams.
The final demonstrator including major findings during the project illustrates improvements that we
have realized during the HARP project. The demonstator is composed of four elements:
References
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Sedaghat, Mohammad A., and Ralf R. Mueller. "A novel modulation scheme for user devices equipped with
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C. Hao, Y. Wu and B. Clerckx, Rate Analysis of Two-Receiver MISO Broadcast Channel with Finite Rate
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[14]
H. Joudeh and B. Clerckx, Sum-Rate Maximization for Linearly Precoded Downlink Multiuser MISO Systems
with Partial CSIT: A Rate-Splitting Approach, submitted to IEEE Trans. on Wireless Comm.
[15]
M. Dai, B. Clerckx, D. Gesbert and G. Caire, "A Rate Splitting Strategy for Massive MIMO with Imperfect
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http://mangocomm.com/products/kits/warp-v3-kit.
The conference papers have been presented at internationally well renowned conferences such as
The details of all dissemination activities in the project are given below:
11. A. L. Zhou, F. A. Khan, T. Ratnarajah and C.B. Papadias, "Achieving Arbitrary Signals
Transmission Using a Single Radio Frequency Chain, IEEE Trans. Communications, in press.
12. C. Masouros, M. Sellathurai and T. Ratnarajah, "Vector Perturbation Based on Symbol Scaling
for Limited Feedback MISO Downlinks," IEEE Trans. on Signal Processing, vol. 63, no. 3, pp.
562-571, Feb., 2014.
13. C. Zhong, T. Ratnarajah, Z. Zhang, K-K Wong and M. Sellathurai, "Performance of Rayleigh
Product MIMO Channels with Linear Receivers", IEEE Trans. on Wireless Communications,
vol. 13, No. 4, pp. 2270-2281, Apr. 2014.
14. C. Masouros, M. Sellathurai and T. Ratnarajah, "Maximizing Energy-Efficiency in the Vector
Precoded MU-MISO Downlink by Selective Perturbation," IEEE Trans. on Wireless
Communications, vol. 13, no. 9, pp. 4974-4984, Sept. 2014.
15. X. Yi, S. Yang, D. Gesbert, and M. Kobayashi, "The degrees of freedom region of temporally
correlated MIMO networks with delayed CSIT," IEEE Trans. on Information Theory, vol. 60,
no. 1, pp. 594-614, Jan. 2014.
16. Ralf Mller, Laura Cottatellucci, and Mikko Vehkaper, Blind pilot decontamination, IEEE
Journal of Selected Topics in Signal Processing, vol. 8, no. 5, pp. 773-786, Oct. 2014.
17. Haifan Yin, David Gesbert, and Laura Cottatellucci, Dealing with Interference in Distributed
Large-scale MIMO Systems: A Statistical Approach, IEEE Journal of Selected Topics in Signal
Processing, vol. 8, no. 5, pp. 942-953, Oct. 2014.
18. V. I. Barousis and C. B. Papadias, Arbitrary precoding with single-fed Parasitic arrays: Closedform expressions and design guidelines, IEEE Wireless Communications Letters, vol. 3, no.
2, pp. 229-232, Apr. 2014.
19. M. Matthaiou, C. Zhong, M. R. McKay, and T. Ratnarajah, ``Sum Rate Analysis of ZF Receivers
in Ditributed MIMO Systems", IEEE Journal on Selected Areas in Communications, (Special
issue on Large-scale multiple antenna wireless systems), vol. 31, no. 2, pp. 180-191, Feb. 2013.
20. H. Yin, D. Gesbert, M. Filippou and Y. Liu, A Coordinated Approach to Channel Estimation in
Large-Scale Mulitple-Antenna, IEEE Journal on Selected Areas in Communications, (Special
issue on Large-scale multiple antenna wireless systems), vol. 31, no. 2, pp. 264-273, Feb. 2013.
21. C. Masouros, M. Sellathurai and T. Rantarajah, Large-Scale MIMO Transmitters in Fixed
Physical Spaces: the Effect of Correlation and Mutual Coupling, IEEE Trans. on
Communications, vol. 61, no. 7, pp. 2794-2804, July 2013.
22. C. Masouros, M. Sellathurai and T. Rantarajah, Computationally Efficient Vector
Perturbation
Precoding
Using
Thresholded
Optimization, IEEE
Trans.
on
Communications, vol. 61, no. 5, pp. 1880-1890, May 2013.
23. C. Masouros, M. Sellathurai, T. Ratnarajah, A Low Complexity Sequential Encoder for
Threshold Vector Perturbation, IEEE Communications Letter, vol.17, no.12, pp.2225-2228,
Dec. 2013.
2. B. Rassouli , C. Hao, and B. Clerckx, DoF Analysis of the K-user MISO Broadcast Channel with
Hybrid CSIT, in Proc. of IEEE International Conference on Communications, London, June
2015.
3. Y. Wu, Y. Cui and B. Clerckx, Performance Analysis and Optimization of Inter-Tier
Interference Coordination in Downlink Multi-Antenna HetNets with Offloading, in Proc. of
IEEE International Conference on Communications, London, June 2015.
4. A. Checko, A. Juul, H. Christiansen and M S. Berger, "Synchronization Challenges in Packetbased Cloud-RAN Fronthaul for Mobile Networks", in Proc. of IEEE ICC 2015 - Workshop on
Cloud-Processing in Heterogeneous Mobile Communication Networks (IWCPM), London, June
2015.
5. M. Artuso, H. Christiansen, Fronthaul Dimensioning in C-RAN with Web Traffic for
Coordinated Multipoint Joint Transmission, in Proc. Of IEEE ICC 2015 - IEEE Workshop on
Next Generation Backhaul/Fronthaul Networks BackNets 2015, London, June2015.
6. Y. Wu, Y. Cui and B. Clerckx, User-Centric Interference Nulling in Downlink Multi-Antenna
Heterogeneous Networks, in Proc. of IEEE ISIT 2015, Hong Kong, June 2015.
7. L. Zhou, F. A. Khan, and T. Ratnarajah, "Arbitrary Signal Transmission Using An ESPAR
Antenna", in Proc. of IEEE International Conference on Communications, London, June, 2015.
8. P. Aquilina and T. Ratnarajah, Topological Interference Management for Interference
Broadcast Channels with Alternating Connectivity in Proc. Of IEEE ISIT, Hong Kong, June 1419, 2015.
9. S. Biswas, J. Xue, F. Khan and T. Ratnarajah, "On the Capacity of Correlated Massive MIMO
Systems using Stochastic Geometry" in Proc. of IEEE ISIT, Hong Kong June 14-19, 2015.
10. A. Avramova, H. Chrisansen and V. Iversen, Cell Deployment Opmization for Cloud Radio
Access Networks using Teletraffic Theory, The Eleventh Advanced International Conference
on Telecommunications, AICT 2015, June 21 - 26, 2015.
11. P. Aquilina and T. Ratnarajah, "Topological Interference Management for Two Cell
Interference Broadcast Channels with Alternating Connectivity," in Proc. of IEEE 40th
International Conference on Acoustics, Speech and Signal Processing, Brisbane, Australia, April
19-24, 2015.
12. C. Masouros, M. Sellathurai, and T. Rantarajah, "A Scalable Performance-Complexity
Tradeoff for Vector Precoding by Partial Perturbation," in Proc. of 16th IEEE International
Workshop on Signal Processing Advances in Wireless Communications, Stockholm, Sweden,
June 2015.
13. H. Du, T. Ratnarajah, M. Sellathurai, and J. Chambers, "Mixed Norm Minimization for MIMO
Cellular Interference Channel" in Proc. of 16th IEEE International Workshop on Signal
Processing Advances in Wireless Communications, Stockholm, Sweden, June 2015.
26. A. Papazafeiropoulos and T. Ratnarajah, "Ergodic Channel Capacity for Generalized Fading
channels," In Proc. of IEEE Wireless Communications and Networking Conference, Istanbul,
Turkey, April 6-9, 2014.
27. A. Sedaghat, R. R. Muller, and G. Fischer, A Novel Single-RF Transmitter for Massive MIMO,
in Proc. of ITG Workshop on Smart Antennas (WSA), March 2014.
28. M. Sedaghat, R. Mller, and G. Fischer, Broadcast precoding for massive MIMO subject to
an instantaneous total power constraint, in Proc. of IEEE Global Commun. Conf.
(Globecom), Austin, TX, USA, Dec. 2014.
29. Laura Cottatellucci, Spectral Efficiency of Extended Networks with Randomly Distributed
Transmitters and Receivers, in proc. of 2nd IEEE China Summit and International Conference
on Signal and Information Processing (ChinaSIP14), Xi'an China, July 9--13, 2014.
30. M. Artuso, H. Christiansen, Discrete-Event Simulation of Backhaul Impact on Coordinated
Multi-Point in LTE-Advanced, in Proc. of 11th International Symposium on Wireless
Communication System, Barcelona, August 2014.
31. M. Artuso and H. Christiansen, Modeling and Event-Driven Simulation of Coordinated MultiPoint in LTE-Advanced with Constrained Backhaul, in proc. of 2014 Winter Simulation
Conference, Savannah, GA, Dec. 2014.
32. G. C. Alexandropoulos, V. I. Barousis, and C. B. Papadias, "Precoding for multiuser MIMO
systems with single-fed parasitic antenna arrays," in Proc. of IEEE Global Communications
Conference, Austin, USA, 812 Dec. 2014.
33. Jean-Marc Kelif, Stephane Senecal, Constant Bridon, and Marceau Coupechoux, Quality of
Service and Performance Evaluation: a Fluid Approach for Poisson Wireless Networks, in
Proc. of IEEE NOF 2014, Paris, France, 3-5 Dec. 2014.
34. Jean-Marc Kelif, Stephane Senecal, Marceau Coupechoux, Constant Bridon , Analytical
Performance Model for Poisson Wireless Networks with Pathloss and Shadowing
Propagation, Invited to WONC Workshop, Proc. of IEEE GLOBECOM 2014, Austin/USA, 2 Dec.
2014
35. L. Dittmann, H. L. Christiansen, and A. Checko, "Meeting fronthaul challenges of future
mobile network deployments - the HARP approach", Invited to WONC Workshop, Proc. of
IEEE GLOBECOM 2014, Austin/USA, 2 December 2014
36. M. A. Sedaghat, R. R. Mller,and G. Fischer, Broadcast Precoding for Massive MIMO Subject
to an Instantaneous Total Power Constraint, in Proc. of IEEE Global Communications
Conference (GLOBECOM), Dec. 2014.
37. Laura Cottatellucci, Capacity per Unit Area of Distributed Antenna Systems with
Centralized Processing, in Proc. of IEEE Global Communications Conference (GLOBECOM),
Dec. 2014.
38. R. R. Muller, M. A. Sedaghat, and G. Fischer, Load modulated massive MIMO, in Proc. of
IEEE Global Conf. Signal & Inform. Proc. (Global SIP), Atlanta, GE, USA, Dec. 2014.
39. A. Zakrzewska, A. P. Avramova, H. Christiansen, Y. Yan, A. Checko, A. Dogadaev, S. Ruepp, M.
S. Berger and L. Dittmann, A Framework for Joint Optical-Wireless Resource Management
in Multi-RAT, Heterogeneous Mobile Networks, in Proc. of IEEE International Conference on
Communications (ICC), Budapest, Hungary, 9-13 June 2013.
40. A. Dogadaev, A. Checko, A. P. Avramova, A. Zakrzewska, Y. Yan, S. Ruepp, M. S. Berger, and L.
Dittmann and H. Christiansen, Traffic Steering Framework for Mobile-Assisted Resource
Management in Heterogeneous Networks, in Proc. of IEEE 9th International Conference on
Wireless and Mobile Communications (ICWMC) 2013, Nice, France 21-26 July 2013.
41. C. Hao and B. Clerckx, Imperfect and Unmatched CSIT IS Still Useful for the Frequency
Correlated MISO Broadcast Channel, In Proc. on IEEE International Conference on
Communications (ICC), Budapest, Hungary, 9-13 June 2013.
42. C. Masouros, T. Rantarajah, M. Sellathurai, J. Chen and T. Kenneth, Towards Massive-MIMO
Transmitters: On the Effects of Deploying Increasing Antennas in Fixed Physical Space, in
Proc. of Future Network and Mobile Summit, Lisbon, Portugal, 3-5 July 2013.
43. M. A. Sedaghat, and R. R. Mller, "Large System Analysis of Low-Cost MIMO Transmitters", in
Proc. of ITG Workshop on Smart Antennas (WSA), Mar. 2013.
44. H. Yin, D. Gesbert, M. Filippou and Y. Liu, Decontaminating Pilots in Massive MIMO
Systems, In Proc. of IEEE International Conference on Communications (ICC), Budapest,
Hungary, 9-13 June 2013.
45. P. de Kerret, J. Hoydis, and D. Gesbert, Rate Loss Analysis of Transmitter Cooperation with
Distributed CSIT, in Proc. of IEEE International Workshop on Signal Processing Advances in
Wireless Communications (SPAWC), Darmstadt, Germany, 16-19 June 2013.
46. L. Cottatellucci, R. Muller, and M. Vehkapera, Analysis of Pilot Decontamination Based on
Power Control, in Proc. of IEEE Vehicular Technology Conference (VTC Spring), pp. 15, Dresden, Germany, June 2013.
47. P. de Kerret, X. Yi and D. Gesbert , On the Degrees of Freedom of the K-user Time Correlated
Broadcast Channel with Delayed CSIT, in Proc. of IEEE International Symposium on
Information Theory (ISIT), Istanbul, Turkey, 7-12, July 2013.
48. A. Papazafeiropoulos and T. Ratnarajah, Degrees of Freedom of Multiple-Antenna
Interference Channel with General CSIT", In Proc. of IEEE 24 Annual International Symposium
on Personal, Indoor and Mobile Radio Communications, London, UK, Sep. 08-11, 2013.
49. C. Masouros, T. Ratnarajah, M. Sellathurai, "Low Complexity Vector Precoding for Fast Fading
MIMO Downlinks", In Proc. of IEEE Global Communications Conference, Atlanta, USA, 9-13,
Dec. 2013.
50. B. E. Godana and D. Gesbert, Coordinated Beamforming in Multicell Networks with Channel
State Information Exchange Delays, In Proc. of IEEE International Symposium on Personal,
Indoor and Mobile Radio Communications (PIMRC), London, UK, 8-11 Sep. 2013.
51. C. Hao and B. Clerckx, MISO broadcast channel with imperfect and (un)matched CSIT in the
frequency domain: DoR region and transmission strategies, In Proc. of IEEE International
Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC), London, UK, 811 Sept. 2013.
52. A. Checko, H. Christiansen and M. S. Berger, Evaluation of energy and cost savings in mobile
Cloud Radio Access Networks, In Proc. of OPNETWORK 2013 conference, Washington D.C.,
USA, August 26-30 2013.
53. J. M. Klif, S. Senecal and M. Coupechoux, Impact of Small Cells Location on Performance
and QoS of Heterogeneous Cellular Networks, in Proc. of IEEE International symposium on
personal, indoor and mobile radio communications (PIMRC), 8-11 Sep., London UK, 2013.
54. R. Mller, M. Vehkaper, and L. Cottatellucci: Blind pilot decontamination in Proc. of ITG
Workshop on Smart Antennas (WSA), Stuttgart, Germany, Mar. 2013.
55. R. Mller, M. Vehkaper, and L. Cottatellucci Analysis of blind pilot decontamination in
Proc. of 47th Asilomar Conference on Signals, Systems and Computers, Pacific Grove, CA, USA,
Nov. 2013.
56. C. Masouros, T. Ratnarajah, and M. Sellathurai, "Complexity Reduction for Vector Precoding
Using QoS Requirements, in Proc. of IEEE 38th International Conference on Acoustics, Speech
and Signal Processing, Vancouver, Canada, May 26-31, 2013.
57. C. Masouros, M. Sellathurai, and T. Ratnarajah, "A Performance-Complexity Tradeoff for
Vector Perturbation Precoding", In Proc. the IEEE International Conference on
Communications, Budapest, Hungary, June 9-13, 2013.
3. B. Rassouli, C. Hao and B. Clerckx, DoF analysis of the K-user MISO broadcast channel with
hybrid CSIT, first round review to IEEE Trans. on Info. Theory, 2015.
4. B. Rassouli and B. Clerckx, "On the Capacity of Vector Gaussian Channels With Bounded
Inputs" first round review to IEEE Trans. on Info Theory, 2015.
5. M. Dai, B. Clerckx, D. Gesbert and G. Caire, "A Rate Splitting Strategy for Massive MIMO with
Imperfect CSIT," submitted to IEEE Trans. on Wireless Comm.
6. H. Joudeh and B. Clerckx, Sum-Rate Maximization for Linearly Precoded Downlink Multiuser
MISO Systems with Partial CSIT: A Rate-Splitting Approach, submitted to IEEE Trans. on
Wireless Comm.
7. C. Hao, B. Rassouli, and B. Clerckx, Achievable DoF Regions of MIMO Networks with
Imperfect CSIT, submitted to IEEE Trans. on Info Theory
8. B. Rassouli and B. Clerckx, Constant Envelope Signaling in MIMO Channels, submitted to
IEEE Trans. on Info Theory
9. S. Biswas, C. Masouros and T. Ratnarajah, Performance Analysis of Large Multi-User MIMO
Systems with Space-Constrained 2D Antenna Arrays, Submitted to IEEE Trans. on Wireless
Communications, under 3nd round of review.
10. K. Ntougias, D. Ntaikos, and C. B. Papadias, "Reducing Complexity in Next-Generation MUMIMO Systems". Online: http://arxiv.org/pdf/1507.04050v1.pdf
11. A. Checko, A.P. Avramova, M. S. Berger and H. L. Christiansen, Evaluating C-RAN fronthaul
functional splits in terms of network level energy and cost savings Submitted to IEEE Journal
Of Communications And Networks
12. L. Zhou, T. Ratnarajah and J.Xue, "Energy Efficiency of Cloud Radio Access Network with
ESPAR Antenna", IEEE Journal on Selected Areas in Communications (Special Issue on EnergyEfficient Techniques for 5G Wireless Communication Systems), under 2nd round of review.
13. H. He, J. Xue, F. A. Khan, T. Ratnarajah, and C. B. Papadias, "Modeling and Analysis of Cloud
Radio Access Networks Using Mat\'ern Hard-core Point Processes," IEEE Trans. on Wireless
Communications, under 2nd round of review.
14. P. Aquilina and T. Ratnarajah, "On the Degrees of Freedom of Interference Broadcast
Channels with Topological Interference Management," IEEE Trans. Communications, under
2nd round of review.
15. M. Artuso, H. Christiansen, Optimizing TCP for Cloud-Based Mobile Networks, submitted
to IEEE Vehicular Technology Conference 2016 - Spring, Nanjing 2016.
8. A. Checko, H. Holm, and H. Christiansen, Optimizing small cell deployment by the use of CRANs, Proc. of European Wireless 2014 (EW 2014), May 2014, Barcelona.
9. L. Dittmann, H. L. Christiansen, A. Checko, "Meeting fronthaul challenges of future
mobile network deployments - the HARP approach", Invited to WONC Workshop, Proc. of
IEEE GLOBECOM 2014, Austin/USA, 2 December 2014
10. A. Checko, A. Juul, H. Christiansen and M S. Berger, "Synchronization Challenges in Packetbased Cloud-RAN Fronthaul for Mobile Networks", in Proc. of IEEE ICC 2015 - Workshop on
Cloud-Processing in Heterogeneous Mobile Communication Networks (IWCPM)
11. H. Holm, A. Checko, R. Al-obaidi and H. Christiansen, Optimizing CAPEX of Cloud-RAN
Deployments in Real-life Scenarios by Optimal Assignment of Cells to BBU Pools EuCNC 2015
Paris, July 2015
12. R. Al-obaidi, A. Checko, H. Holm and H. Christiansen, Optimizing Cloud-RAN Deployments in
Real-life Scenarios Using Microwave Radio awarded Best Student paper, EuCNC 2015,
Paris, July 2015.
13. M. Dai, B. Clerckx, D. Gesbert and G. Caire, A Hierarchical Rate Splitting Strategy for FDD
Massive MIMO under Imperfect CSIT, accepted to IEEE CAMAD 2015 (invited paper).
Computation and Simulation Institutre of Pierre&Marie Curie University, Paris, March 2014.
Orange internal TOOS project seminars, Paris, Dec. 2013
13. Ralf Mller, Information Theory and Applications Workshop (ITA) San Diego, Feb 2015.
14. Ralf Mller, ``Load Modulated MIMO: A New Hardware Concept to Reduce Cost, Size, and
Amplifier Back-off', keynote speech at WONC collocated with GLOBECOM 2015, Austin, US,
Dec 2014
15. Ralf Mller, Workshop on Smart Antennas (WSA) Ilmenau, Germany, Mar. 2015.
16. M. A. Sedaghat poster presentation in SPcoding school in Campinas, Brazil (17-31 Jan. 2015):
Load Modulated Massive MIMO
17. Mohammad A. Sedaghat and Ralf Muller. A novel modulation scheme for user devices
equipped with a single-RF MIMO transmitter, In Proc. ITG Workshop on Smart Antennas
(WSA), Ilmenau, Germany, Mar. 2015.
18. M. A. Sedaghat participated in RF & Communications Round Table in Lund University, Sweden
(11-13 Nov. 2013) on massive MIMO demo
19. Aleksandra Checko, C-RAN fronthaul: Options, benefits and challenges. At http://www.ictijoin.eu/ijoin-winter-school-2015/
20. Joint Poster: Dimitrios Ntaikos, Bobby Gizas, Constantinos Papadias, Laurent Roullet, Franois
Taburet. ``Over-the-air demonstration for Remote Radio Head (RRH) based LTE access with the
use of parasitic antenna arrays: Results from the FP7 project HARP, EUCNC 2015
21. H.Chrisansen: Architectures of C-RAN, workshop at the COST 1044 training school.
Luxembourg, April 2015
22. Ralf Mller, Continuous Phase Modulation on the Hypersphere, Future of Wireless
Workshop, Stockholm, June 2015
23. Bruno Clerckx MIMO Wireless Networks: A Promising Rate Splitting Transceiver
Architecture Nanyang Technological University (NTU), July 2015 (sponsored by IEEE ComSoc
Singapore Chapter).
24. C. Papadias (AIT), Single-RF Transmission: An Emerging Technology for both Link and MultiUser MIMO Systems, keynote speech at Emerging MIMO Technologies and Millimeter-waves
for 5G Networks Workshop (mmW5G-WS) collocated with VTC 2015, Glasgow, UK, May 2015
25. Bruno Clerckx MIMO Wireless Networks: A Promising Rate Splitting Transceiver
Architecture I2R ASTAR, Singapore, July 2015.
26. Bruno Clerckx MIMO Wireless Networks: A Promising Rate Splitting Transceiver
Architecture LGE, Korea, August 2015
27. C. B. Papadias, "Antenna Arrays with less RF Chains than Elements: An Emerging Technology
for Multi-Antenna Wireless Systems, invited talk presented at
-
28. Navid Nikaein, Thrasyvoulos Spyropoulos, and Aleksandra Checko Backhaul and Fronthaul:
Principles, Challenges, and Technologies, submitted proposal to WCNC 2016
2.1.7 Workshops
1. WONC: Workshop on Wireless Optical Network Convergence in Support of Cloud Architectures
- Globecom 2014
Co-chairs: Laura Cottatellucci, Anna Tzanakaki
http://www.fp7-harp.eu/globecom-2014wonc.html
Contributions from HARP:
1. Keynote speech: ``Load Modulated MIMO: A New Hardware Concept to Reduce Cost, Size, and
Amplifier Back-off by Ralf Muller.
2. Invited paper: Analytical Performance Model for Poisson Wireless Networks with Pathloss and
Shadowing Propagation, by Jean-Marc Kelif, Stephane Senecal, Marceau Coupechoux, Constant
Bridon.
3. Invited paper: "Meeting fronthaul challenges of future mobile network deployments - the HARP
approach,L. Dittmann, H. L. Christiansen, A. Checko.
2. mmW5G-WS on Emerging MIMO Technologies and Millimeter-waves for 5G Networks - VTCSpring 2015
TPC-chairs from HARP: Bruno Clerckx, Constantinos Papadias, and Tharmalingam Ratnarajah
http://www.miwaves.eu/mmW5G-WS.html
Contributions from HARP:
1. Keynote speech: ``Single-RF Transmission: An Emerging Technology for both Link and Multi-User
MIMO Systems by Constantinos Papadias
Other contributions from the related European projects MiWaveS and MiWEBA
Title: Cloud- and fog-based PHY communications in 5G: performance, feedback and complexity
Organizers: Laura Cottatellucci, Petros Elia
http://www.gdr-isis.fr/index.php?page=reunion&idreunion=291
Contributions from HARP
1. CRAN challenges: the architecture and solutions in HARP by Laurent Roullet.
2. C-RAN fronthaul enhancements using Software Defined Networking by Dora Boviz.
2.2.1 Education
PhD Students and Post Docs
PhD students
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
Dr J. Xue (UEDIN)
Dr Fahd Ahmed Khan (UEDIN)
Dr Papazafeiropoulos (UEDIN)
Dr Faheem Ahmad khan (UEDIN)
Dr Ebtihal Yousif (UEDIN)
6.
7.
8.
9.
10.
11.
Master Theses
1. H. Bro, Backhaul for 5G mobile networks, supervised by H. Christiansen, M. Artuso (DTU)
2. F. H. Panah, Radio over Fibre Fronthaul design for 5G mobile networks, supervised by H.
Christiansen, M. Artuso (DTU)
3. L. Salim, Millimetre wave and 5G for Mobile Networks supervised H. Christiansen, A.
Marcano (DTU)
4. M. Rodriguez, 5G Technologies: Challenges for Next Generation Mobile Networks,
supervised by H. Christiansen (DTU)
5. Talu, Wireless interfaces for 5G mobile networks, supervised H. Christiansen (DTU)
6. Mixi Han Transceiver design for very large scale MIMO systems, supervised by Bruno
Clerckx (Imperial)
7. MIMO systems, supervised by Bruno Clerckx (Imperial)
8. Zongze Lu A new look at interference and feedback in MIMO wireless networks: overhear
the interference!, supervised by Clerckx (Imperial)
9. Ge,Y., MIMO Transmission with Single RF Chain, supervised by Clerckx (Imperial)
10. Cao,Q., Statistical and delayed CSIT-aided Multiuser MISO systems, supervised by Clerckx
(Imperial)
11. Xu,S., Space-time/frequency multi-user MIMO MS thesis, supervised by Clerckx (Imperial)
12. Ning, Yan, MIMO Transmission with Single RF Chain, supervised by Clerckx (Imperial)
13. Shi, Ruibo, Rate-Splitting for MISO Broadcast Channels, supervised by Clerckx (Imperial)
14. Gupta, Siddhant, Rate-Splitting for MISO Interference Channels, supervised by Clerckx
(Imperial)
15. Arslan Ali, Evaluation of Passive Load-Modulator Circuits for Single-RF Massive MIMO
Systems, supervised by Ali Sedaghat and Mller (NTNU)
We expect the proposed PMH technique to solve advanced problems for which their channel
capacities are unknown including the problem of finding the channel capacity of PMH signaling in
arbitrary MIMO channel for more than two antennas and the problem of investigating channel
capacity of PMH in multi-user scenario is unknown in general.
IPR:
No patent submitted
Contact details:
RALF MLLER ( RALF.MUELLER@LNT.DE)
Contact details:
Laurent Roullet (laurent.roullet@alcatel-lucent.com)
that is addressing these problems. The innovation of the solution is twofold: First, it replaces CPRI by
a new radio transport protocol based on Ethernet. This protocol is called sometimes CPRI over
Ethernet, which, we will see is an error, since it does not transport exactly the same content. The
second is a new functional breakdown of the LTE PHY layer between the Server Unit (SU) and the
Remote Unit (RU). Such a change will allow generating the constant deterministic cell traffic locally in
the RU and as a consequence, there will be less information to transmit between the RU and the SU.
This solution can adapt different C-RAN deployments and ultimately, the RRH itself preprocess the IQ
samples and send/receive the results over Ethernet. This solution can be also relevant for the small
cells market on copper.
Exploitation: The proposed technique implemented in our prototype will be exploited in different CRan deployments and in small cell market.
Market: The developed implementation will target the telecommunication equipment manufacturing
companies.
Further development: Future work will cover addressing the delay and jitter constraints by means of
prioritization, preemption and source scheduling.
IPR:
No patents submitted.
Contact details:
Laurent Roullet (laurent.roullet@alcatel-lucent.com)
5. ESPAR Prototype
Description: Electronically Steerable Parasitic Antenna Radiator (ESPAR) antennas have only one
active element that is fed with the radio frequency while the others are parasitic. These parasitic
elements are in a close vicinity to the active one, in such a topology that allows them to interact with
it. This interaction is in essence strong electromagnetic (EM) coupling between the closely spaced
elements. We can take advantage of this strong EM coupling and by varying the parasitic elements we
can steer or reshape the far-field radiation pattern (beam) of the antenna. The basic concept of ESPAR
antennas is that the active element resonates at the desired frequency (which in our case is 2.6 GHz)
while its input resistance is matched to the RF generator (50Ohm in our case for maximum power
transfer) and the parasitics are terminated with either inductive or capacitive loads. This way, by
varying the values of the loads of the parasitic elements, we can reshape or steer the beam. Our
proposed ESPAR antenna consists of five patches which form a cross. It is built on commercially
available FR-4 substrate material with dielectric constant (r = 4.4) and loss tangent (tan = 0.002).
The front side of the board is etched with the active and the four parasitic patches, while the back side
is the common ground. Each square patch is 26mm by 26mm. The distance between all patches is
2mm. The active element (which is at the center) is fed through via feeding point. It has to be noted
that in order for the active element to have input impedance equal to 50Ohms, the via feeding point
has to be off-centered downwards by 8mm. The overall FR-4 board dimensions are 100mm by 100mm.
The ESPAR antenna design is presented in Figures 1 and 2. During HARP demo, two RRHs are used.
Each one will be connected to an ESPAR antenna. Every RRH will switch between three predefined
beams. In the demo, the cooperating RRHs will each choose one of the predefined beams so that the
chosen beam combination maximizes the sum rate of the links to their intended receivers, based on
SINR feedback. Furthermore, it is possible to precode over the chosen beams, based on the fed-back
channels seen at the receivers through the beams.
Figure 2: ESPAR antenna design (tilted view) where via hole positions are shown.
Exploitation: Incorporating ESPAR antennas in the RRH will allow transmitters (Tx) to focus more easily
on their intended receivers (Rx) while using only a single RF chain compared to conventional uniform
linear arrays ULAs. The antenna design procedure will assist to the faster integration of RRH
techniques in future C-RAN based cellular systems. The ESPAR techniques can offer, under certain
circumstances, a large improvement in spectral efficiency and boost the overall system-level capacity.
ESPARs make a very strong candidate for such systems due to their beam-shaping abilities, compact
size, and unique RF chain need.
Market: Parasitic arrays could bring in a significant improvement at the performance of future
communication systems. They could contribute to the acceleration of miniaturization of base stations
down to RRHs and, at the same time, they could equip consumer devices such as laptops or tablets
(and potentially smartphones) providing improved performance but maintaining a low manufacturing
cost. Moreover, they could be the enabling technology of future communication systems with massive
antenna arrays at the transmitter side where they would significantly reduce the total number of RF
(Radio Frequency) chains and would provide advanced beam-forming capabilities. Both aspects are
promising candidates for future cellular systems and have been highly studied over the last few years.
In that sense, there is an important potential in the telecommunications market since major
manufacturers have already shown interest in parasitic prototypes.
Further development: Future steps for the ESPAR design for RRH involve, firstly, the investigation of
its beamforming capabilities. For these cases, different topologies and/or larger number of elements
may be needed. A second topic for further research remains the miniaturization problem. Although
ESPARs are already very compact they may not fit in future, handheld devices.
Expected impact: The constantly increasing demand for data over mobile networks and, at the same
time, the exploding growth of connected devices (with smartphones being the leading edge) has
created the urgent need for higher system capacities. The combination of parasitic array antennas
with RRHs could form an attractive solution for the next generation cellular systems that will address
the aforementioned problem.
IPR: No patents submitted. However, the designs exist at the projects public documents while early
prototypes have been fabricated and used for lab experimentation.
Contact details:
Constantinos Papadias (cpap@ait.gr)
Furthermore, the framework and methodology developed in HARP will be considered for adoption
in the ways of working in the relevant standardization activities in 3GPP. It is believed that some of
the HARP techniques will be applicable in a much wider range of studies than has been considered in
the project since they are of a more fundamental nature and not necessarily C-RAN specific.
Finally, it is believed that the industry-academia contacts that have been fostered within HARP will
allow not only a one-directional flow of knowledge from the project towards standardization, but that
it will be possible to feed back further challenges and scenarios identified by 3GPP towards the
academia and to bring the application of the HARP results in 3GPP to the attention of the respective
originators. Thereby it will be possible to strengthen the connections between academic research and
standardization to the benefit of both parties.
318489
High capacity network Architecture with Remote radio heads & Parasitic Antenna Arrays
Ethics
If Yes: have you described the progress of compliance with the relevant Ethics
Review/Screening Requirements in the frame of the periodic/final project reports?
No
Special Reminder: the progress of compliance with the Ethics Review/Screening Requirements should be
described in the Period/Final Project Reports under the Section 3.2.2 'Work Progress and Achievements'
2.
Please indicate whether your project involved any of the following issues (tick box) :
NO
RESEARCH ON HUMANS
NO
NO
NO
NO
NO
NO
NO
NO
NO
NO
Did the project on human Embryonic Stem Cells involve cells in culture?
NO
Did the project on human Embryonic Stem Cells involve the derivation of cells from Embryos?
NO
PRIVACY
NO
Did the project involve processing of genetic information or personal data (eg. health, sexual
lifestyle, ethnicity, political opinion, religious or philosophical conviction)?
Did the project involve tracking the location or observation of people?
NO
RESEARCH ON ANIMALS
NO
NO
NO
NO
NO
Did the project involve the use of local resources (genetic, animal, plant etc)?
NO
Was the project of benefit to local community (capacity building, access to healthcare, education
etc)?
NO
DUAL USE
NO
NO
Workforce Statistics
3.
Workforce statistics for the project: Please indicate in the table below the number of
people who worked on the project (on a headcount basis).
Type of Position
Number of Women
Number of Men
Scientific Coordinator
10
PhD Students
Other
4.
20
D Gender Aspects
5.
6.
Yes
No
Which of the following actions did you carry out and how effective were they?
Not at all
effective
7.
Did you carry out specific Gender Equality Actions under the project?
Very
effective
Other:
Was there a gender dimension associated with the research content i.e. wherever people were
the focus of the research as, for example, consumers, users, patients or in trials, was the issue of gender
considered and addressed?
Yes- please specify
No
8.
Did your project involve working with students and/or school pupils (e.g. open days,
participation in science festivals and events, prizes/competitions or joint projects)?
Yes- please specify
9.
No
Did the project generate any science education material (e.g. kits, websites, explanatory
booklets, DVDs)?
Yes- please specify
www.fp7-harp.eu
No
Interdisciplinarity
10.
11a
Did your project engage with societal actors beyond the research
community? (if 'No', go to Question 14)
Yes
No
11b If yes, did you engage with citizens (citizens' panels / juries) or organised civil society
(NGOs, patients' groups etc.)?
No
Yes- in determining what research should be performed
Yes - in implementing the research
Yes, in communicating /disseminating / using the results of the project
Yes
11c In doing so, did your project involve actors whose role is mainly to
No
organise the dialogue with citizens and organised civil society (e.g.
professional mediator; communication company, science museums)?
12. Did you engage with government / public bodies or policy makers (including international
organisations)
No
Yes- in framing the research agenda
Yes - in implementing the research agenda
Yes, in communicating /disseminating / using the results of the project
13a Will the project generate outputs (expertise or scientific advice) which could be used by
policy makers?
Yes as a primary objective (please indicate areas below- multiple answers possible)
Yes as a secondary objective (please indicate areas below - multiple answer possible)
No
13b If Yes, in which fields?
Agriculture
Energy
Human rights
Enlargement
Information Society
Budget
Enterprise
Institutional affairs
Competition
Environment
Internal Market
Consumers
External Relations
Culture
External Trade
Public Health
Customs
Regional Policy
Food Safety
Space
Fraud
Taxation
Humanitarian aid
Transport
14.
23
23
23
Please check all applicable reasons for not providing open access:
publisher's licensing agreement would not permit publishing in a repository
no suitable repository available
no suitable open access journal available
no funds available to publish in an open access journal
lack of time and resources
lack of information on open access
other3:
15.
How many new patent applications (priority filings) have been made?
16.
Trademark
Registered design
Other
17.
18. Please indicate whether your project has a potential impact on employment, in comparison
with the situation before your project:
In small & medium-sized enterprises
Increase in employment, or
Safeguard
employment,
or
In large companies
None of the above / not relevant to the project
Decrease in employment,
Difficult to estimate / not possible to quantify
19. For your project partnership please estimate the employment effect resulting
directly from your participation in Full Time Equivalent (FTE = one person working
fulltime for a year) jobs:
Indicate figure:
20.
21.
As part of the project, have any beneficiaries received professional media / communication
training / advice to improve communication with the general public?
Yes
No
22
Which of the following have been used to communicate information about your project to
the general public, or have resulted from your project?
23
Press Release
Media briefing
TV coverage / report
Radio coverage / report
Brochures /posters / flyers
DVD /Film /Multimedia
In which languages are the information products for the general public produced?
English
Question F-10: Classification of Scientific Disciplines according to the Frascati Manual 2002 (Proposed
Standard Practice for Surveys on Research and Experimental Development, OECD 2002):
NATURAL SCIENCES
1.1
Mathematics and computer sciences [mathematics and other allied fields: computer sciences and
other allied subjects (software development only; hardware development should be classified in the
engineering fields)]
1.2
Physical sciences (astronomy and space sciences, physics and other allied subjects)
1.3
Open Access is defined as free of charge access for anyone via Internet.
Earth and related environmental sciences (geology, geophysics, mineralogy, physical geography and
other geosciences, meteorology and other atmospheric sciences including climatic research,
oceanography, vulcanology, palaeoecology, other allied sciences)
1.5
2.1
2.2
2.3.
Other engineering sciences (such as chemical, aeronautical and space, mechanical, metallurgical and
materials engineering, and their specialised subdivisions; forest products; applied sciences such as
geodesy, industrial chemistry, etc.; the science and technology of food production; specialised
technologies of interdisciplinary fields, e.g. systems analysis, metallurgy, mining, textile technology
and other applied subjects)
3.
MEDICAL SCIENCES
3.1
3.2
3.3
Health sciences (public health services, social medicine, hygiene, nursing, epidemiology)
4.
AGRICULTURAL SCIENCES
4.1
Agriculture, forestry, fisheries and allied sciences (agronomy, animal husbandry, fisheries, forestry,
horticulture, other allied subjects)
4.2
Veterinary medicine
5.
SOCIAL SCIENCES
5.1
Psychology
5.2
Economics
5.3
5.4
Other social sciences [anthropology (social and cultural) and ethnology, demography, geography
(human, economic and social), town and country planning, management, law, linguistics, political
sciences, sociology, organisation and methods, miscellaneous social sciences and interdisciplinary ,
6.
HUMANITIES
6.1
History (history, prehistory and history, together with auxiliary historical disciplines such as
archaeology, numismatics, palaeography, genealogy, etc.)
6.2
6.3
Other humanities [philosophy (including the history of science and technology) arts, history of art, art
criticism, painting, sculpture, musicology, dramatic art excluding artistic "research" of any kind,
religion, theology, other fields and subjects pertaining to the humanities, methodological, historical
and other S1T activities relating to the subjects in this group]