Beruflich Dokumente
Kultur Dokumente
Author(s): JoelS.Kahn
Source: Current Anthropology, Vol. 42, No. 5 (December 2001), pp. 651-680
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for
Anthropological Research
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Anthropology and
Modernity
1
by Joel S. Kahn
Encountering Modernity
Ethnography in its broadest sense doubtless remains a
cornerstone of the discipline of anthropology, but of
equal importance are the theoretical considerations provoked by the ethnographic confrontation between self
and other. The following brief discussion of Southeast
Asia is therefore aimed at raising these theoretical issues
in a context that may be broadly typical of many such
encounters.
My own research began in the early 1970s with two
years of ethnography in Minangkabau villages in both
highland and coastal areas in the Indonesian province of
West Sumatra (see Kahn 1980, 1993), although the encounter dates back to the years before that when the U.S.
government attempted but failed to send me to Southeast Asia for less peaceful activities. I returned with my
partner, Maila Stivens,2 to a Malay village in the Malaysian state of Negeri Sembilan for an extended period in
197576. Since that time we have returned to Malaysia
together or separately every year or so for periods ranging
from a few days to several months, during which times
we have done further research, attended conferences,
given seminar papers, and visited postgraduate students
carrying out their own dissertation research. At the same
time we have welcomed Malaysian and Indonesian colleagues and postgraduate students in Australia as supervisors, conference organizers, and collaborators in a variety of research and publishing projects (see, e.g., Kahn
and Loh 1992, Kahn 1999, Sen and Stivens 1998, Hilsdon
et al. 2000).
In the time since the first research, developments in
Malaysia have so clearly transformed our ethnographic
subject that we have been increasingly compelled to redefine our ethnographic project as an anthropology of
modernity. The story of Malaysian modernization, particularly since the state-led policies of industrialization
2. I am extremely grateful to the following bodies for funding research in Indonesia and Malaysia over the years: the London-Cornell Projects, the British Social Science Research Council, the British Academy, The Leverhulme Foundation, The British Institute in
Southeast Asia, and The Australian Research Council.
transformed. Wage labour was not uncommon in the villages where we carried out our research, but since around
1970 we have witnessed the development of wage labour
into the quasi-universal form of distribution, to borrow a term coined to describe the effects of late capitalism in Europe (see Sulkunen 1992). The emergence of
a Malay working class, a significant proportion of which
is young and female, has directly or indirectly affected
the lives of almost all rural Malays, including those living in villages in Negeri Sembilan. Particularly significant in terms of their implications for rural Malays have
been the specific character of the new capitalist work
processes in the burgeoning, labour-intensive, export-oriented manufacturing sector and the impact of the ethnic
restructuring aims of the Malaysian state. These have
meant that more and more Malay villagers, including
substantial numbers of young women, have taken up
employment as unskilled labourers in nearby factories,
with some abandoning village residence altogether for
the modern lifestyle (kaki jolly) of the factory girl.
At the same time, there has been a substantial increase
in the relative size of what sociologists are wont to call
(problematically) the new middle classes, a development
that has also affected a large proportion of Malays who
were previously living in Malay villages (cf. Kahn 1996).
We did ethnography and carried out interviews with Malays in a range of new middle-class occupations on housing estates on the fringes of Seremban (the capital of
Negeri Sembilan) during the late 1980s. These peopleamong them the children, siblings, and cousins of
villagers among whom we had earlier done our ethnographywere still to varying degrees bound up in
village life. Many of them had until quite recently lived
in peasant villages either in Negeri Sembilan or elsewhere, most of them kept up close ties with kin and
friends in their villages of origin, some had left their
children behind with their own parents in the village,
and many expected at some point to return to village
residence, at least on retirement. More successful urban
residents were expected to send cash remittances and/
or do favours for village kin. Some saw it as their duty
as pious Muslims to bring true Islamic teachings and
practices to their villages.3 Many consciously attempted
to re-create the best features of village life in their new
middle-class housing estates.
Apart from changes associated most directly with economic transformation, there have been significant
changes to both political and cultural/religious landscapes. The growth in the size, functions, and modernizing mission of the Malaysian state proceeded apace
during the prime ministership of Mahathir Mohamad.
The current construction of a new capital complex at
3. One should also mention the emergence in both urban and rural
areas of new underclasses mainly drawn from the ranks of immigrants, both legal and illegal, from poorer regions of Southeast Asia
(including Sumatra) who came in Malaysias boom times. At the
same time, economic growth has thrown up new kinds of business
elitesChinese and Malaywith extremely close links to the political parties (cf. Gomez 1990, Heng 1992, Sieh 1992, Gomez and
Jomo 1997).
Putrajaya is perhaps the grandest expression of a statedirected modernization project. The political parties
have also been transformed. Malaysia is governed, as it
was when independence was granted by the British in
1957, by a coalition of race-based parties dominated by
the United Malay National Organization (UMNO).
UMNO has developed into a party of full-time professional politicians, a growing number of Malay-educated
small and medium-level businessmen, andthe real
power brokersthe so-called New Malays, the wealthy
and influential businesspeople, financiers, and managers
of large business conglomerates who have benefited the
most from government policies favouring Malay commercial interests (see Rustam 1993). Following UMNOs
lead, all the parties in the coalition have followed this
path of greater professionalism, on the one hand, and
closer links with big business, on the other. Again, the
implications of this particular modernizing process for
village residents and migrants alike have been significant, as all Malaysian citizens have come more directly
under the scrutiny of rational, bureaucratic state and
party apparatuses, with an accompanying decline in the
personalized and localized political hierarchies of the
earlier period.
There have been parallel shifts in the cultural/religious
landscape. As did Lisa Rofel in China, we found that
modernity was something that many people from all
walks of life felt passionately moved to talk about and
debate (Rofel 1999:xi). At the same time, the rise in the
1970s of the so-called dakwah (Islamic missionary)
movements marked the beginning of significant shifts
in the style and language of religious debate among Muslims and non-Muslims. These were part of what is usually described as a religious revival in politics and in
society more widely but might be more accurately
termed a new phase of modernist Islamization of both
state and society (cf. Hussin Mutalib 1993:xxi). The socalled Islamic revival and parallel developments among
other religious groups have been less a spiritual movement than a process of religious rationalization through
the establishment of closer links between religion and
worldly social processes, both political and economic.4
Alongside the greater involvement of Islam in politics
and the bureaucracy, for example, the period has witnessed the emergence of a highly commodified lifestyle Islam, particularly among the new Malay middle
classes (see Stivens n.d.). The spread of these rationalized
Islamic practices and of new Islamic lifestyles into Malay
villages on the peninsula has tended to follow the links
between urban and rural Malay life forged by migration,
bureaucratization, and the spread of the modern media,
the result being the virtual disappearance of the ruralized
Islamic beliefs and religio-political hierarchies that prevailed in the first decade after independence.5
This rather simplistic story of modernization has important implications for the doing of anthropology in
Malaysia. At a practical level, as have many of our contemporaries we have felt compelled to go beyond the
narratives of social change that had previously been
tacked onto most ethnographies, enlarging the scope of
our village-based research to include cities, industrial
workers, and wage work among emigrant (and transmigrant) villagers and their urban-based offspring, an
increasingly bureaucratized and rationalized national
political machine, and the performance of Malay culture and Islamic doctrine in film, popular music, advertisements, and the ceremonies of state.6 This has taken
place mainly because of a transformation in the Malay
kampong (village) itselfthe traditional object of an anthropology of the Malays. In the decades since our first
ethnographic research the kampong has not disappeared
from the rural landscape, but any illusions about its selfsufficiencyits constituting a significant space from
which the economic, social, and cultural forces that constitute Malay life emanatehave clearly been shattered.
At the same time, the self-sufficient and virtuous kampong republic continues to reappear in virtual form in
the imaginations of mainly city dwellers (and foreign
tourists) in large part because of the growth industry
feeding an urban-based Malay nostalgia. This nostalgia
is fed in turn by academics and intellectuals, largely Malay but including foreign ethnographers with their romanticized images of a rural Malay cultural otherness.
Like it or not, the ethnographer of Malaysia is dragged
inexorably into a direct encounter with modernity at the
same time as its peoples have been enmeshed in modern
processes of commodification, instrumentalization, and
rationalization.
The impact of these changes has apparently been less
dramatic in places like Sumatra or supposedly more remote parts of Malaysia itself. However, one does not
5. The classic study of a peasantist Malay Islam is Clive Kesslers
superb ethnographic account of the growth of the Pan Malay Islamic
Party (the PMIP, now PAS) in rural Kelantan in the 1960s. Kessler
showed that the success of the PMIP in capturing a substantial
proportion of the UMNO vote was mainly a consequence of rural
discontent with the leadership and policies of the UMNO elite,
who in the immediate postindependence period claimed to be the
main guardians of Malay interests (Kessler 1978). The Islamic revival since the 1970s, by contrast, has been overwhelmingly urban,
even global, in origin, spread to rural areas mainly by returning
migrants, educated members of the dakwah movements, and the
media (cf. Jomo and Cheek 1992, Stivens n.d.).
6. The results of some of this refocused ethnography are published
elsewhere, in discussions of the discourse of Malaysian intellectuals
on Malay identity (Kahn 1994) and of the constitution of Malayness
in Malay film and popular music (Kahn 2001:chap. 4), modern Malay urbanism, tourism, and the heritage movement in Penang (Kahn
1997), the formation of the new Malaysian middle classes (Kahn
1996), the gender dimensions of agrarian change and industrialization (Stivens 1996) and modern politics (Stivens 1991), the development of modern notions of motherhood (Stivens 1998a), the
moral panics generated by consumption in modern shopping malls
(Stivens 1998b), and the emergence of a universalizing discourse of
human rights (Stivens 2000).
have to look too far beneath the surface even in supposedly remote areas to discover the transformative
effects on village life of commodification, land alienation, bureaucratization, and religious rationalization.
Therefore, ethnographic experience in Southeast Asia, as
in many other parts of the world, has led to a new understanding of the anthropological projectno longer as
an anthropology of premodernity but as an anthropology
of modernity. The experience drives us towards rather
than away from existing modernist narratives, but there
is a second, equally compelling reason for anthropology
to engage with Western modernist narratives, this one
stemming from what is seen as anthropologys reflexive
project.
text of the singular dialogue between individual ethnographers and particular informants on the supposedly nonmodern terrain on which individual acts of ethnography
are carried out than as part of a sustained project of
knowledge production and consumption within modernity. To recognize that ethnographic knowledge is itself
modernist is to accept that the reflexive imperative
forces us to consider the social relations (including, but
not exclusively, power relations) within which anthropological knowledge circulates in modern spaces and the
implications of such knowledge for the world in which
it circulates. Of course, since the discipline of anthropology in the strict sense has its origins in the West, the
modern world within which anthropological knowledge
has circulated has been a Western one. But this imperative is not altered by the fact that since that time anthropology has been globalized and, hence, that the practising anthropologist is as likely to be a postcolonial
intellectual in the West or the East. The relationship
between native anthropologists and their informants
is of the same order as that involving Western anthropologists.
One important role played by anthropological knowledge in the West has been as part of a project of cultural
critique. The case of classical American cultural anthropology is perhaps the most commonly cited instance of
this (Marcus and Fisher 1986). But this embedding of
notions of cultural otherness within a critique of modern
instrumentalism was certainly not restricted to anthropology, being part of a much broader movement among
artists, intellectuals, and even wider parts of the new
middle classes in the Americas, Europe, and Asia in the
interwar years (see Kahn 1995). Surely the reflexive imperative demands an analysis of this movement, one
based on careful examination of the changing role and
function of intellectuals in different periods of modern
history, the significance of modern cultural debates and
conflicts over rationality and its limitations, and the like.
This kind of reflexivity is possible only when we accept
that the results of ethnography have always been constituted by their relationships with modernist narrativeseven when mobilized within a critique of a particular version of modernism, namely, techno-instrumental rationalism.
Yet one thing that both the insistence on ethnography
as dialogue and the postcolonial emphasis on its role in
governing relations between the West and the Rest
forcefully remind us of is that ethnography is also implicated in a set of relations between the us and the
them of ethnographic discourse. In other words, ethnography is more than decontextualized knowledge performing the function of cultural critique far from its
point of production. Ethnographers of Malaysia, for example, would find it impossible to avoid this conclusion
not so much because of the individual actions of their
traditional interlocutors as because intellectuals, politicians, and others are coming to speak forcefully, and
with authority, for or on behalf of those interlocutors.
Allowing informants to become interlocutors produces a very limited degree of reflexivity when there are
so many native voices with the authority to interrogate ethnography who would thereby be bypassed because they are not the voices of ethnographys traditional
informants but those of academics, intellectuals, politicians, and others. Ironically, now that there are natives with real power to act as gatekeepers in the circulation of ethnographic knowledge, their contributions
are completely erased by a vision of a non-modern ethnography that denies them authenticity presumably because they are too caught up in the meta-narratives of
modernity to speak in the unmediated subaltern voice.
The best-known critic of Western representations of
Malaysia is none other than Prime Minister Mahathir
Mohamad, although his vigilance is shared now by a
wide range of Malaysian intellectuals, including anthropologists. Nor can foreign anthropologists any longer easily escape these voices when they come back home,
given the intensification of cultural globalization and the
powerful sensitivity to the concerns of postcolonial intellectuals in what remain the metropolitan centres of
anthropological knowledge production. Not surprisingly,
as the example of the voice of Mahathir suggests, these
native voices are not ones anthropologists are always
happy to hear, if only because they do not fit our notion
of what it is appropriate for natives to say. Insisting on
the integrity of interlocutors located at the sites of production of ethnographic knowledge still permits metropolitan anthropologists to ignore almost completely
the crucial question of the role and function of ethnographic knowledge in places like modern Malaysia and
hence to sidestep what are far more significant reflexive
dilemmas than those posed by traditional ethnography.
At the same time, theorizing Malaysia as a site of modernity and redefining our task as an anthropology of
modernity compels us to take these voices seriously. It
forces us to probematize the relation between insiders
and outsiders, between foreigners and natives, between us and themin other words, to engage in a
project that is genuinely rather than spuriously reflexive.
What, then, might the role of ethnography be in a place
like modern Malaysia? This question can be broached
only if we reconsider the proposition that ethnography
speaks of places outside modernity.
Being forced to confront the essential modernity of
contemporary Malaysia leads one to question whether
there nonetheless remain remote spaces within Southeast Asia that are somehow outside modernity or
whether these remote traditions are similarly the inventions of a colonial society that was by any measure
of rationalization, social differentiation, commodification, and bureaucratization itself already modern. Were
not the traditional spaces in the apparently remote
corners of the world being colonized by classical ethnography in the 1920s and 1930s in fact already part of
the same world that had given rise to anthropology and
anthropologists in the first place? And are those parts of
the Third World that, unlike peninsular Malaysia, have
not achieved high rates of economic growth, urbanization, and industrializationincluding the supposedly remote areas of Malaysia itself and the outlying regions
along primordial ethnic and religious fault lines. Similarly, race remains a primary principle of identity and
identification in the everyday lives of most Malaysians.
Measured against the yardstick of modernist narratives, then, Malaysia and Indonesia become other to the
modern in significant ways, forcing us back into the
language of a liberal social evolutionism in which otherness was constituted as historically anterior to and, as
a result, an incomplete or immature version of the modern, civilized self (see Kahn 2001). Southeast Asia appears
at best perversely modern, or to manifest various perverse forms of modernity. These may be explained away
as premodern survivals or invented traditions, but neither explanation does much to come to grips with what
is apparently unique to such places.
One reason for this state of affairs has to do with an
understanding of modernization as some sort of pure,
disembedded process uncontaminated by culture and
history that prevails particularly within the liberal tradition. The implications of such a vision have recently
been nicely exposed by Peter Wagner in a rather different
context. In an article on the image of America in European social theory (Wagner 1999), Wagner argues that
modernist theory has tended to represent America precisely as such a sphere of pure modernity. This treatment leads to an assessment of America as superior to
Europe in a technical-economic and sociopolitical sense
but inferior in a moral and philosophical sense. All such
approaches, he says (p. 43),
have in common a double intellectual move. They
first withdraw from the treacherous wealth of sensations that come from the socio-historical world to
establish what they hold to be those very few indubitable assumptions from which theorizing can
safely proceed. And subsequently, they reconstruct
an entire world from these very few assumptions.
Their proponents tend to think that the first move
decontaminates understanding, any arbitrary and
contingent aspects being removed. And that the second move creates a pure image of the world, of scientific and/or philosophical validity from which
then further conclusions, including practical ones,
can be drawn. (Whatever dissonance there may be
between sensations and this image will then be
treated as the secondary problem of the relation between theory and empirical observation.)
Such an operation is bound to fail, Wagner maintains,
because concepts such as autonomy and rationality, so
central to the modernist interpretation of the world, are
never pure, or merely procedural and formal, never devoid of substance. As a consequence, they cannot mark
any unquestionable beginning, and doubts can be raised
about any world that is erected on their foundations, that
is, about the consequent second move. To understand
modernity as always embedded in culture, inevitably
contaminated by history, is to go against the Western
quest for universal principles by which we must all live
and to accept that, precisely because our own meanings
of the modern are particularistic, they may also be exclusionary, even racist, however well-intentioned (Kahn
2001).
The alternative has been to attempt to reconceptualize
modernity in the plural. Some such notion of multiple
modernities has been developed, often independently,
in a wide range of anthropological accounts. A first step
in this pluralization of modernity is the argument that,
while modernity is a singular phenomenon of Western
origin, once spread to non-Western contexts by colonialism it became indigenized and hence diverged
from the Western trajectory in significant ways. Mayfair
Yang, for example, examines the intricate networks of
personalized relationships and informal practices associated with the phenomenon of guanxi/guanxixue in
China as a way of gaining a window on the formation
of modernity in that country, a modernity that differs in
many respects from the modern patterns of the West
(Yang 1994). Guanxi relationships, ideas, and practices
have recently (re)emerged in the Chinese context and
become increasingly widespread and influential. Yang argues that these form a sort of gift economy that is
located within (and is just as much constitutive of) the
modernity that has emerged in socialist China. Modernity can, writes Yang (pp. 3738),
be spoken of in the singular because it issues from
the Western Enlightenment and Industrial Revolution. But when the force of modernity impinges on
and interacts with hitherto more discrete cultural or
political-economic zones, it produces not one form
but many. . . . For a long time, the West has ceased
to be the only site of modernity or the only generator of the types of power found in modernity. Modernity in China was triggered by western and Japanese imperialism in the nineteenth and twentieth
centuries. [But i]t gave rise to, and its direct impact
was diffused and overtaken by, new social forces
that were a complicated mixture of native and imported elements . . .
But did the key elements of modernity really appear
first in the West, only then to be transported and indigenized elsewhere? Evidence can certainly be produced
to demonstrate that the modernization of the West and
at least parts of the non-WestRussia, Japan, China, the
centres of the Islamic world (or even apparently remote
corners of the Islamic world such as Malaya)were contemporary processes rather than being merely cases of
early Westernization, raising the possibility of more
genuinely parallel, multiple, or plural modernities.8
In his monograph on Greece, for example, James Faubion (1993) argues that Greek modernity is more than
an indigenized version of something that came from outside. Citing Webers characterization of Western European civilization as dominated by technical, instrumental, and formal rationalism, he seeks to counterbalance
8. For a discussion of the origin of Malay-Islamic modernism that
makes it almost contemporary with the European Enlightenment,
see Milner (1995).
litical and military practices, and the growing monetarization of values. Modernity therefore [is seen to
arise] with the spread of western imperialism in the
sixteenth century; the dominance of capitalism in
northern Europe . . . in the early seventeenth century; the acceptance of scientific procedures . . .; and
pre-eminently with the institutionalization of Calvinistic practices and beliefs in the dominant classes
of northern Europe. We can follow this process further through the separation of the family from the
wider kinship group, the separation of the household
and the economy, and the creation of the institution
of motherhood in the nineteenth century. Although
the idea of the citizen can be traced back to Greek
times via the independent cities of the Italian states
. . . the citizen as the abstract carrier of universal
rights is a distinctly modern idea.
Jurgen Habermas, a key figure in the 20th-century critical tradition, for example, understands the modern as
more than a grab bag of social and cultural traits, as a
process of social differentiation, on the one hand, and
cultural autonomization, on the other (Habermas 1987,
Outhwaite 1996; see also Giddens 1990, Giddens and
Pierson 1998, Beck, Giddens, and Lash 1995). Critical
theorists of course differ, for example, on the issue of
periodization (see Smart 1990, Castoriadis 1991) and on
the question of whether the modern has come to an end.
In general, they have concluded that what French theorists and the American ones following them have called
postmodernity describes not a totally new worldview
or a new historical epoch but a critique of modernism
from within or a new phase in the development of modern society, as it were.
The term modernism here is somewhat more problematic. It is typically used to refer to an aesthetic sensibility and hence a movement (or set of movements)
within the arts (Lash 1990:66):
Modernism, for its part, rejects history in order to
embrace movement and change. Modernism in Vienna, Paris, Berlin and a number of other European
cities, as the nineteenth century drew to a close,
was ushered in by a series of effective secession
movements. These movements consisted of a rejection of academic standards by artists and architects. This was at the same time a rejection of statesponsored art. . . . French Impressionism (and
realism), Viennese Art Nouveau . . . and German Expressionism, all took from the institutional context
of the reaction against historical art. In each case
the rejection was in favour of a modernist or protomodernist aesthetic of working through the possibilities of aesthetic materials.
In such usages there is the general implication that, following Habermas (1987), modernism refers to a cultural
movement or sensibility to which modernity gives rise.
A somewhat different account of this link is suggested
by Castoriadis, who prefers to restrict the use of the term
modernity precisely to the development of a modern
hand, the individual and collective aspiration to autonomy and creativity. . . . On this view, the cultural orientations characteristic of modernity are
embodied in institutions, but not reducible to them.
. . . [they] are mutable enough to translate into different institutional patterns, and at the same time
sufficiently autonomous to transcend all existing institutions and allow the construction of critical alternatives as well as utopian projections.
The discovery of culture in critical theory has two very
significant implications for the understanding of modernity. First, and partly in response to antipositivist
trends in social theory more broadly, it shifts from an
objective to a subjective emphasis. The consequence is
a view that puts modern subjectivity at the core of our
understanding of what it is to be modern, making modernity as much a state of mind as a set of objective
historical processes. Modernity can be seen to be inseparable from the modern imaginaries that make it possible, to adapt Castoriadiss term. Modernity, in other
words, and contra Habermas, cannot in any simple sense
be said to pre-date modernism. Modernism constructs
modernity as much as modernity provides the conditions
for modernisms emergence. Modernity can never be unambiguously defined except in the context of its construction in an ambivalent/interrogating modernism.
Secondly, as Arnason argues, modernity should be seen
as a product of contradictory or conflicting cultural processes. This heralds a significant break with liberal narratives of modernization (as well as those of their critics),
which, as we have seen, construct modernity as (borrowing Wagners [1994] terms) a single cultural movement of liberty or discipline. Such single-logic notions
of cultural modernization are completely incapable of
producing a theory of modern culture understood as the
meanings and performative values of actual people living
under modern conditions. Surely reducing modern subjectivity to any single logic cannot then account for the
cultural lives of modern peoples. At the same time, single-logic notions of cultural modernization fail to provide for the possibility of modernist theory itself. How
is it possible for the theorist to see modernization as a
loss of meaning when everyone else is a slave precisely
to a single logic of rationalization? Only by rejecting
single-logic notions of modernization as either liberty or
discipline but never both can a genuinely reflexive modernism ever be achieved. Only in this way can modernismas a culture of ambivalenceever be understood.
The immediate sources for this critical understanding
of modernization as rationalization are, as Arnason suggests, the writings of Weber and, following him, the theorists of the so-called Frankfurt School. But its roots are
much deeper; indeed, it could be said that the core of
the culturalist model of modernity lies in what can be
called the first critical intellectual encounter with modernizationthe romantic critique of Enlightenment philosophy and particularly of its instrumentalist notions
of human reason. More particularly I have in mind what
Charles Taylor calls the expressivist conception of hu-
man life that develops as a reaction and hence an alternative to an Enlightenment vision of man based upon
an associationist psychology, utilitarian ethics, atomistic politics of social engineering, and ultimately a
mechanistic science of man (Taylor 1975:539).11 Rather
than seeing human life and activity as essentially without meaning, expressivism sees them as expressions,
realizations of a purpose or an idea. In modern expressivism meaning is thus seen to unfold within human
subjectivity. Expressivism therefore represents simultaneously an embrace and a critique of an Enlightenment
anthropology (in the philosophical sense of the term). It
posits a self-creating modern subject but locates it in a
modern world that is objectified and potentially without
meaning.
Expressivists decried the rift between humans and nature created by Enlightenment instrumentalism, but, as
Taylors discussion of Herder shows, they also decried
the rifts among humans created by the Enlightenment
vision of human nature. As Taylor (1975:2728) points
out,
what has been said of communion with nature applies with the same force to communion with other
men. Here too, the expressivist view responds with
dismay and horror to the Enlightenment vision of
society made up of atomistic, morally self-sufficient
subjects who enter into external relations with each
other, seeking either advantage or the defence of individual rights. They seek for a deeper bond of felt
unity which will unite sympathy between men with
their highest self-feeling, in which mens highest
concerns are shared and woven into community life
rather than remaining the preserve of individuals.
The very notion of freedom espoused by Enlightenment
philosophers and the French revolutionaries was, according to the expressivists, therefore only negative and
hence meaningless.
Expressivism in this sense is clearly present, as Taylor
argues, in Hegels critique of civil society, a critique
taken up in the more radical rejections of bourgeois
rationality by the Young Hegelians and in Marxs own
writings on human alienation under capitalism. It appears also in 19th-century German critiques of political
economy and then neoclassical economics, from where
it first posed the problem of the historical specificity of
capitalist rationality to a young Max Weber (Kahn 1990).
An expressivist sensibility is clearly articulated in the
work of the Frankfurt School, which sprang as much
from the concerns of Weber as from the vision of Marx.
And it serves to define the ambivalence to modern rationalism and rationalization that informs the project of
contemporary modernist social theory. Here, in the
words of Habermas, modernization (understood as rationalization) is not so much rejected as counterbalanced
by an expressive (communicative) rationality in the unfinished project of modernity. In a distinctive, al11. I have discussed the significance of expressivist currents in
modern thought in Kahn (1995).
Conclusions
Two final points about the encounter between anthropology and modernity seem appropriate. These arise out
of critical musings on the usual construction of the problem of the anthropological encounter as a confrontation
between the West and the Rest. It is evident that this
is a tremendous oversimplification, obscuring the fact
that critical theory is itself already a precipitate of such
conflicts between central-eastern Europe and northwestern Europe, between the cores and peripheries
of nations and empires in the 19th century, or, adapting
Baumans terminology, between mainstream moderns in
the centres of power and ambivalent moderns on the
margins in the early part of the modern age. In other
words, the tension between expressivism and instrumentalism that constitutes critical modernism has been
manifest in modernity from the start, and this is why
the critical theory of modernity resonates so strongly in
places like Malaysia. It may explain precisely the pertinence of concepts developed within the heritage of Hegel, Marx, and Weber to more recent encounters with
rationalizing, instrumentalizing, and impersonal forces
of globalization.
The rejection of such a dialogue because of the irreconcilability of the West and the Rest further obscures
the degree to which what we call modernity is something
that encompasses the West and the Rest from the very
start. In this view it would be a mistake to invoke either
a plurality of modernities or the globalization and then
re-localization of modernity as a means of accounting
for anthropological realities. After all, as we have already
had occasion to note, modernization and traditionalization are very often simultaneous processes.
If this is the case, then apparently thorny questions
about when modernity began and whether modernity is
Western or universal, plural or singular, abstract or concrete, emic or etic, are much less problematic and perhaps even open to empirical investigation and debate.
Modernity becomes a far less elusive concept, as well as
being a social and cultural form far more open to ethical
and political critique, than might otherwise have appeared. The encounter between theories of the modern
and ethnographic realities ends up being far more productive than we might have assumed at the start.
Bringing into confrontation a particular body of theory
Comments
johann p. arnason
Department of Sociology and Anthropology, La Trobe
University, Melbourne, Victoria 3086, Australia
(j.arnason@latrobe.edu.au). 18 vii 01
There is no reason to disagree with Kahns main claims:
A dialogue between anthropology and social theory is
much needed by both sides; the question of modernity
should be at its centre; the most interesting current sign
of contact is the emerging problematic of multiple modernities. The following remarks, coming from a non-anthropologist, will focus on some specific theoretical aspects of the debate.
The ancestry of the notion of modernity may be contested but is perhaps not as uncertain as Kahn suggests. However controversial some parts of the story may
be, there seems to be a definite record of successive epochs in Western history described as modern to demarcate them from preceding phases. This contextual
meaning links the first use of the word modernus in late
antiquity (in contrast to pagan predecessors) to the semantics of the western European exit from a medieval
world, as well as to the more controversial debate on
classics and moderns on the eve of the Enlightenment.
It was logical for this generic signifier of epochal novelty
to become more closely associated with cultures and societies which detached themselves from the past and
embraced change more emphatically than any earlier
ones had done. The sociological classics use the term
modern in this broad but loosely defined sense, although their specific concerns do not call for any explicit
theorizing of modernity as such. A decisive step in that
direction was taken by modernization theory. At its best,
as formulatedfor exampleby Talcott Parsons, it combined the advocacy of Western models with a clear commitment to reform within their framework. The alignment with existing modernity allowed for a certain
distance from current modernizing practices, and this
reflexive moment was also evident in the efforts made
to theorize an overall epochal shift which the classics
had analyzed only from certain angles.
This understanding of modernization theory as an episode in a much longer hermeneutical narrativeand as
a genuine if self-limiting reflexive turn within that contextis relevant to the discussion of alternative views.
As Kahn sees it, critics shared with modernization theorists the vision of modernity as a process of emancipation and continuous technological change but
claimed that the inbuilt promises had not been fulfilled.
Who are these critics? The context suggests that Kahn
is referring to the Frankfurt School and Foucault, but
neither of these two models for critical theory took shape
through a critique of modernization theory. The ideas
which Adorno and Horkheimer (1979) developed in the
Dialectic of Enlightenment werefor bothan alternative to an earlier version of unorthodox Marxism,
which had already been critical of the progressivist mainstream. As for Foucault, his communist phase was longer
and more significant than he later liked to admit, and
his earliest publications grew out of a settling of accounts
with the Marxism of the party and its fellow travellers;
the shift from Marx to Nietzsche was decisive (Didier
Eribons [1989] biography of Foucault is very illuminating on this point). The explicit critique of modernization
theory came laterin the 1970s and early 1980sand
was in the most interesting cases combined with an
equally thorough critique of the Marxist alternative. Jurgen Habermas, Alain Touraine, and Anthony Giddens
(in his pre-Third Way incarnation) published seminal
works in this vein, but mention should also be made of
S. N. Eisenstadt, the only prominent modernization theorist who went on to develop an original and powerful
critique of modernization theory. None of these theorists
can be said to have retained the premises of modernization theory in a negative mode. Rather, they deconstructed the paradigm of modernization from within and
proposed to replace the underlying image of modernity
with a more complex one. This debate is still in progress,
and it remains to be seen how closely it can be linked
to the legacy of critical theory, Frankfurt- or Foucaultstyle. The most ambitious attempt to synthesize the two
agendasHabermass theory of communicative actionhas come under telling criticism from several
angles.
In short, the dialogue which Kahn envisages is to be
welcomed, but I would like to see it situated in a more
pluralistic theoretical field. An overgeneralized idea of
critical theory does not seem very useful. The same applies to streamlined models of tradition. I am not convinced that it makes sense to speak of a Hegel-MarxWeber tradition: Weber was surely not wholly wrong
when he said that nothing was as opposed to his vision
of history as the Hegelian one. And although there is no
space for further discussion, I would like to register a
strong objection to the idea of a Comte-Spencer-Durkheim tradition. The critical potential in Durkheims
work is far greater than this label would suggest.
s. n. eisenstadt
Department of Sociology, Hebrew University,
Jerusalem IL-91905, Israel. 11 vii 01
I am very much in sympathy with Kahns general orientation or premises, namely, that what we call modernity is something that encompasses the West and
the Rest from the very start. I also agree with him that
the tension between tendencies to rationalization and
what, following Taylor, he calls expressivist orientations
has been inherent in modernity from its very beginning
and is reproduced, as it were, with the expansion of
modernity and that these themes have constituted enduring foci of the intellectual, academic, and on-theground discourse of modernity. But in some ways his
analysis does not go far enough, nor does it fully confront
some of the problems to which the emphases on multiple modernities are addressed.
First of all, he does not recognize that the tension between rationalization and expressivism is not the only
one inherent in the cultural programme of modernity.
Of no smaller importance has been the tension between
absolutizing, totalizing tendencies and more pluralistic,
multifaceted visions and practices.
In modern political discourse and practice this tension
has crystallized around the problem of the totalizing ideologies, nationalistic communal and/or Jacobian, which
denied the legitimacy of such pluralities. It has also manifested itself in the construction of collective identities
and collectivities, around which developed continual
struggles between forces pressing for the homogenization of social and cultural spaces and proponents of the
construction of multiple spaces allowing for heterogeneous identities. The tension has also been expressed in
the construction of rationalities, where there is opposition between the acceptance of the existence of different
values, commitments, and rationalities and the conflation of such different values and rationalities in a totalistic way, with a strong tendency towards their absolutizationbetween, as Toulmin (1990) has shown,
totalizing ones, of which the Cartesian is possibly the
best illustration, and pluralistic ones developed, for instance, by Erasmus or Montaigne.
This tension was inherent in modernity as a distinct
civilization (Eisenstadt 2001) which emerged in the West
but, as Kahn points out, changed the West as well as
other civilizations. In all these civilizations this programme generates the loss of markers of certitude and
the constant search for them in which these tensions
become fully articulated (Lefort 1988).
It was these characteristics that constituted the core
of the premises of modernity as a distinct civilization.
But just as in the cores of other civilizations (for instance,
the Islamic one), the concrete ways in which these premises were institutionalized, interpreted, and reflected
upon varied greatly in the different societies which
shared it. As in the case of Islam, so also Western modernity constituted a model and reference pointwhile
in fact constituting one of many modernities. The first
multiple non-European modernities developed, as in
a way de Tocqueville recognized, in the Americas.
The recognition of the development of constantly
changing multiple modernities does not deny their
strong common core but only emphasizes their changing
dynamics. In such dynamics the Westfirst Europe, then
the United Stateshas always constituted an ambivalent reference point around which many of the tensions
inherent in modernity were played out. It is with respect
to this dimension that we have seen the very important
changes foundbut perhaps not fully explicatedin
some of Kahns illustrations from Malaysia.
Thus lately there have developed throughout the world
new interpretations of modernity, promulgated especially by new religious movements and, significantly,
including many of the postmodern ones which have
emerged in the West, which have attempted to dissociate
ficiently to engage with them; (2) that we need to reestablish the conversation between anthropology and social theory; and (3) that we must bring the contextual
and popular dimensions of modernity into frame, especially by making better provision for the experiences,
aspirations, and ambivalences of those we encounter in
the field. In presenting these and ancillary arguments,
Kahn provides an overview of his fieldwork in Malaysia
and Indonesia since the 1970s; he also refers to other
parts of Southeast Asia, since much of his essay is offered
as a critique of the literature on multiple modernities in
that expansive region.
Concerning the first two sets of issues, I concur with
Kahn that more extensive dialogue with the works of
classical social theorists (Marx, Weber, critical theorists
associated with the Frankfurt school, and their interlocutors, for starters) will enhance our ethnographic and
theoretical contributions as anthropologists and scholars
of the human condition. Although Kahn does not make
the point, it is arguably all the more crucial for anthropologists to attend to the big questions posed by classical sociology because much contemporary sociology is
preoccupied with quantification and methodology.
Kahns assertions concerning the purported deficiencies
of the literature on multiple modernities in Southeast
Asia are more difficult to evaluate, for he does not really
engage any of the relevant scholarship (e.g., Ong 1999;
Ong and Nonini 1997) or any of the equally pertinent
literature on civil society in Southeast Asia (e.g., Budiman 1990; Hefner 1993, 1997, 2000). In fact, he barely
refers to any of this literature, even in passing. In light
of the lost opportunities that result, these intellectual
moves are unfortunate. They are also curious and ironic,
since Kahns essay is intended as a clarion call to develop
social theory through genuinely reflexive critical engagement with both the ideas of politics and the politics
of ideas.
The curiously decontextualized and disembodied dimensions of Kahns intellectual positioning become all
the more striking when one is told that metropolitan
anthropologists almost completely ignore the crucial
question of the role and function of ethnographic knowledge in places like modern Malaysia. None of the anthropologists implicated in these types of unsubstantiated assertions are identified. Who are they? More
serious is that with one or two partial exceptions (e.g.,
a passage from Ong), Kahn does not cite any of the ethnographically grounded work of Malaysian, Indonesian,
or other Southeast Asian scholars (such as Raymond Lee,
Noraini Othman, Shamsul A. B., and Yao Souchou) that
is directly relevant to the questions of theory and practice he is addressingand this despite his justly critical
observations that the voices of natives with real power
to influence the practices of ethnography . . . are [often]
completely erased by anthropologists from the metropole. In sum, retheorization of the meta-narratives of
modernity and anthropologys relation to them is a
broadly collective enterprise. To be truly compelling and
pluralized it will need to make provision for native
voices and intellectual continuity, not just real or imag-
ogy of premodernitya Western constructionever existed. Although it has not been an issue for many of
them, anthropologists have always been part of modernity or students of its many facets and reflections.
We need to envision anthropology as a set of relational
practices and discourses supposing encounters in which
power positions differentiating the people involved from
the ethnographer should be dissolved.
Anthropologys task is often metaphorically described
as an attempt to establish dialogues between different
peoples (cultures, classes, identities, etc.). This calls for
taking into account all the participants in interaction
and admitting that conversations may prompt change
and transformation. Hybridity, a term Kahn seems to
avoid, is a common outcome of dialogical encounters
(including, evidently, all others and not just the ethnographic encounter). But is it enough to propose that we
consider anthropology a kind of hybrid discourse? Can a
truly universal anthropology exist? Or should we accept
a fundamental aporia of anthropological thoughtthat
the other is always irreducible? Or, conversely, do discussions such as these prefigure a day when it will be
impossible or irrelevant to trace the origins of universals such as modernity, since there will be no more
indigenizing particulars?
All these questions raise the issue of difference as a
main axis that supports the anthropological project. Difference will never disappear. Its production is a function
of power inequalities, of the symbolic and linguistic universes in which human beings exist, and of the relationships between social representation and individual
representation, to frame it as Durkheim did. However,
the modes, contexts, and conditions whereby differences
are produced are subject to change. Those who have only
recently discovered that we are all natives now have
not perceived that all of us have always been natives of
a place. It is not the absence or presence of an anthropologist anywhere that defines nativeness. Such anthropological views were based on Eurocentric and Americanocentric perspectives of the universal. I would
rather believe, following Laclau (1992), that the relationship between universalism and particularism is always
incomplete, a field of tensions, a struggle for an empty
place that, once occupied, tends to colonize other places
that, in turn, will struggle against their reduction to the
images or projects of a dominant Other.
Modernity(ies) is one aspect of this field of tensions.
As do various other such ideologies and utopias, it needs
to be understood within regimes of production of homogenization and heterogenization and not singled out
as the yardstick against which difference and sameness
are measured.
d o n a l d ro b o t h a m
Anthropology Program, The Graduate Center, City
University of New York, New York, N.Y. 10016-4309,
U.S.A. (dkrobotham@aol.com). 29 vi 01
Kahns paper presents anthropology with another opportunity to overcome its endemic parochialism. Like it or
not, anthropology is born of and operates within modernity and must engage with the main body of sociological reasoning which both expresses and seeks to theorize modernity.
Anthropology will not become modernitys handmaiden as a result of accepting these realities. This is
because a self-critical, disconsolate, divided consciousnessconsuming the material fruits of instrumental rationality while yearning to be released from its Weberian
iron cageis, according to Kahn, at the very core of
modernity. This antinomic attitude is precisely what
again, according to Kahnis embodied in the HegelMarx-Weber critical sociological tradition. It is also a
sensibility increasingly to be found at the popular level
in countries in the East (and elsewhere) experiencing
rapid modernization.
Kahn convincingly demonstrates that notions of reflexivity which understand the problems of anthropology to be derived from the epistemological limitations
of fieldwork or authorship are, at best, hopelessly nave.
Would that these could be overcome by resorting to
clever rhetorical devices such as multivocality, which,
of course, leave the actual relationships of inequality
firmly intact (Robotham 1997:364)! Kahn points out that
all anthropologists (not only those from the West) will
have to abandon such transparent textual maneuvers.
Whether native or foreign, anthropologists will be
compelled to engage with this rising intelligentsia out
there although not in the field. This intelligentsia
has little inclination to be used as informants or patronized as interlocutors and has difficulty discerning
what is to be gained by engaging in dialogue with anthropologists, especially those branded as foreign. Paradoxically, this challenge, if taken up, leads to a reinvogorated anthropology of equalsa real-world reflexivityrather than a rhetorical pseudo-reflexivity artfully constructed by the condescending anthropologist.
This is an absolutely vital point in Kahns paper, but will
more anthropologists take it up?
Kahns approach is deeply imbued with Weberian
thinking, though more that of the Nietzschean and neoKantian than of the Marxist Weber (Mommsen 1989:
2443). His typically Weberian assertion that the principal contradiction of modernity is the tension between
personal autonomy and instrumental rationality, rather
than that between widespread global immiseration
amidst stupendous wealth, must be unintended, for it
borders on the scandalous. Hegel and Marx would perhaps have dismissed this brand of modernist agonizing
as the height of intellectualist self-indulgence.
That this kind of nostalgia for Gemeinschaft and Heimatoriginally the preserve of German anticapitalist romanticismis now emerging even more acutely in the
East is unsurprising. Both are cases of very rapid latecapitalist transformation of rural societies driven from
above by more or less autocratic regimes. Similarly, the
claims around Asian values are eerily reminiscent of
the arguments for a superior German Sonderweg commonplace among the nationalistic German intelligentsia
of the late 19th century.
another narrative about it. There is no uninterpreted social object that can be cognized, known, or interpreted
as it is in itself. All interpretation, all cognition, is always
relative to a conceptual scheme. And there is no way to
show that the social world mandates a single possible
interpretation. Plural, disparate narratives are always
possible. A choice between them cannot be made on
merely empirical grounds; it also cannot be made other
than from one or another extraempirical point of view.
By modernity Kahn means in the first place the
changes in social structures resulting from the development of a market-oriented economy, what is often
called capitalism. Which model should one employ? In
pointing out that our ideas of modernity are mainly derived from Western conceptual models, Kahns answer
is twofold. He is favorably disposed to the idea that alternative narratives can be constructed about the objects
of social science, such as Malaysian villages, which suggests that we must reject anything like a single, univocal
logic of modernization in studying such societies. Yet he
also suggests that modernity, East and West, is part of
one continuous historical process.
I think it would be simplistic to think that Kahn is
contradicting himself or that he is caught in a vicious
circle. We can paraphrase his point as that the construction of alternative, discrete, even incompatible narratives about a given social group always presupposes a
continuous process in terms of which they can be differentiated. In denying the possibility of grand narratives,
what Lyotard calls a meta-recit, positivist historians
like Foucault typically insist on the formation of discrete
cultural formations, or epistemes, which come into and
go out of existence. Foucault means to prevent anything
like History with a capital H in thinking difference as
primary. Yet difference can only be thought on the basis
of the very unity that a positivist approach to history
means to deny. Kahns insight seems to be that in the
domain of social science different types of narratives
must be understood in terms of a continuous historical
process on which they provide alternative perspectives.
The deeper problem, which he does not mention, concerns cognition of the continuous historical process, or
what it is that we know when we know. It makes eminent good sense to hold that we can provide different
alternative narratives of the real historical process. If
there were nothing there, it could not be described. If
our descriptions do not relate to an object, there cannot
be knowledge of it. But the cognitive object cannot be
known other than through alternative narratives. In
other words, there must be something there in order to
describe it in different ways, but what there is can never
be known other than through alternative descriptions.
We never know that we know social reality as it is because we never know that we know mind-independent
reality. What we know through empirical research is always and inevitably a construct or an artifact of one or
another conceptual scheme. Paradoxically, then, we
must presuppose the existence of an uninterpreted reality which we cannot know as a condition of knowing
on the basis of conceptual frameworks keyed to the em-
b j o r n w i t t ro c k
Swedish Collegium for Advanced Study in the Social
Sciences, Gotavagen 4, 752 36 Uppsala, Sweden
(bjorn.wittrock@scasss.uu.se). 20 vii 01
Despite decades of critique, the dominant sociological
form of theorizing about global developments remains
that of modernization theory. This type of theorizing was
explicitly premised on a set of dichotomies between the
traditional and the modern, the Western and the nonWestern, the stagnant and the dynamic. Implicitly it was
also premised on a view of the world that took the experiences of one particular country in one particular historical period, notably the United States in the
postWorld War II period, as the yardstick against which
the achievements and failures of other countries were
measured. Thus one particular trajectory to modernity
tended to be assumed rather than examined. Furthermore, long-term relationships between this trajectory
Reply
joel s. kahn
Melbourne, Australia. 9 vii 01
I am gratified by the number and variety of responses to
my argument for a deepening of the encounter between
anthropology and theories of modernity, even if in a
number of cases I find myself somewhat taken aback by
the negative tone of some of the more critical comments.
In particular I was disappointed by the reactions of
Englund and Leach, whose article in an earlier issue of
current anthropology stimulated me to clarify my
own thoughts on the relationship between anthropological knowledge making and Western narratives of modernization. Instead of being pleased that their piece had
served to stimulate a serious discussion of these issues,
they appear to imagine that my own piece had as its
single raison detre a desire to attack it. And on that
front I stand accused of simultaneously misrepresenting
their arguments and claiming them for my own. (It is
extremely difficult to see how one could be guilty on
both counts at once.) In fact their article was not the
sole or even the primary stimulus for my own argument,
and I do not propose here a point-by-point refutation of
either their article or the separate comments they make
here. Perhaps instead a single example might serve to
illustrate where our disagreements are sharpest. At one
point in their article they take the Comaroffs among
others to task for operating with a covert meta-narrative
of modernity in making claims about the effects of generalized commodification. In essence their argument is
that engaging with this particular modernist narrative is
ethnocentric, since it reads local reactions to commodification through the grid of a preexisting modernist debate. Instead of engaging, however critically, with the
shortcomings of this particular (one might add unidimensional) narrative and exposing its shortcomings (in
the West as well as the non-West), they appeal to a fieldwork tradition through which the ethnographer somehow escapes into a place of radical otherness-to-modernity, allowing the fieldworker to be transformed in
the process of inquiry by imposing interlocutors concerns and interests upon the ethnographer, thereby
challenging the perceptual faculties the ethnographer
is accustomed to trust (Englund and Leach 2000:229).
This particular vision of the nature of ethnography is
precisely what I have termed a traditionalist one to
the extent that it promises an escape into a space of
radical alterity. In this sense the label traditionalist is
hardly a misrepresentation of their position. And whatever one may think of it, it is very difficult to see how
the very clear alternative I proposed can be taken to be
a case of claiming their positions as my own.
The work of my colleague Arnason has done much to
clarify my own thinking on the strengths and weaknesses of contemporary social-theoretic discourse in the
critical tradition. Given my attempt to engage with it, I
References Cited
a d o r n o , t h e o d o r w. , a n d m a x h o r k h e i m e r . 1979.
Dialectic of enlightenment. Translated by John Cummings.
London: Verso. [jpa]