2015 EQUITIES MARKETS RESEARCH

BALLPARK
DEUM

BALLPARK
LPT's

BALLPARK
SMALL CAPS

Total

Sector

A/C MGT RSRCH SALES

BANKS

BUILDING
MATERIALS

Institution

462

29

16

11

150

25

50

ACCORDIUS

1000

100

700

ACORN
CAPITAL
LIMITED

500

10

500

ADAM SMITH
ASSET
MANAGEMENT

6000

150

350

AIRLIE FUNDS
MGT

18000

1100

AMP QUANT

500

500

250

APN FUNDS
MANAGEMENT

-2014

500

75

150

ARETE
INVESTMENT
PARTNERS

4000

500

150

ARNHEM
INVESTMENT
MGT

250

50

75

ASPIRING
ASSET MGT

220

25

180

AURORA
FUNDS

24

5000

106

1500

AUSBIL
INVESTMENT
MGT

2000

150

300

AUSTRALIANS
UPER

27

0
-2014

800

800

AVOCA
INVESTMENT
MANAGEMENT

200

50

50

BLACKROCK
INV MGT

180

30

150

BLUELAKE
PARTNERS

-2014

16000

2000

1400

BT FINANCIAL
GROUP

14

2600

20

450

CALEDONIA

700

10

700

CELESTE
FUNDS MGT

14000

750

1200

CFS GDP
GROWTH

-2014

-2014

-2014

100

15

50

DS CAPITAL

150

25

150

EIGHT
INVESTMENT
PARTNERS

-2014

5000

50

800

ELLERSTON
CAPITAL
LIMITED

-2014
1000

150

150

EQUIPSUPER
PTY LTD

600

15

600

FAIRVIEW
EQUITY
PARTNERS

-2014
12500

250

500

FIRST STATE
SUPER

6500

200

650

GOLDMAN
SACHS ASSET
MGT

28

6500

50

300

GREENCAPE
CAPITAL

33

700

55

700

IFM
INVESTORS ACTIVE

24

-2014

8500

250

250

IFM
INVESTORS INDEXED

3000

150

280

INTEGRITY INV
MGT

25

2000

30

50

L1 CAPITAL

-2014

0
-2014

1000

85

500

LHC CAPITAL

50

35

LONGLEAD
CAPITAL
PARTNERS

16

8000

150

250

MAPLEBROWN
ABBOTT

22

250

25

50

MERRICKS
CAPITAL

2000

50

450

MILTON
CORPORATIO
N LIMITED

-2014
250

700

50

85

100

MONASH
INVESTORS

500

MONTGOMER
Y
INVESTMENT
MANAGEMENT

-2014

-2014

-2014

100

25

75

NAOS ASSET
MANAGEMENT

6000

150

1300

NORTHCAPE
CAPITAL

NORTHWARD
CAPITAL

400

75

400

OPHIR ASSET
MGT

0
-2014

8000

1000

PARADICE
INVESTMENT
MGT

-2014
1500

25

350

PENGANA

23

10000

550

550

PERENNIAL
VALUE MGT

-2014

21500

500

1200

PERPETUAL
INVESTMENTS

13

3500

50

150

PERPETUAL
PRIVATE

250

PRIME VALUE
ASSET
MANAGEMENT

5000

250

500

REGAL FUNDS
MGT

0
-2014

1400

600

950

RENAISSANCE
ASSET

-2014

0
-2014

500

50

150

RF CAPITAL

15000

20

200

SCHRODERS

500

120

SMALLCO
INVESTMENT
MANAGER

-2014

3200

500

65

STATE
STREET
GLOBAL
ADVISORS
AUST

1000

200

250

TELSTRA
SUPER

150

85

30

TOTUS
CAPITAL

-2014

-2014

-2014

-2014

-2014

0
-2014

500

50

75

UBIQUE
ASSET MGT

5000

1000

400

UBS ASSET
MANAGEMENT

17000

2000

200

UNI SUPER

4000

200

200

VICTORIAN
FUNDS MGT
CORP

-2014
20000

500

750

VINVA INV
MGT

27

2000

100

500

WATERMARK
FUNDS
MANAGEMENT
PTY LTD

-2014
1000

15

100

WAVESTONE
CAPITAL

500

21

350

WILSON
ASSET MGT

BALLPARK
DEUM

BALLPARK
LPT's

BALLPARK
SMALL CAPS

-2014

-2014

-2014

Institution

462

29

16

11

Total

Sector

A/C MGT RSRCH SALES

BANKS

BUILDING
MATERIALS

COMMODITIES

CONSTRUCTI
CORPORATE
ON AND
ACCESS
ENGINEERING

DATABASE

DERIVATIVES

DIV FINANCIAL
SERVICES

DIVERSIFIED
METALS &
MINING

ECONOMICS

11

14

11

15

14

0
-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

1
0
-2014

-2014

-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

11

14

11

15

14

DATABASE

DERIVATIVES

DIV FINANCIAL
SERVICES

DIVERSIFIED
METALS &
MINING

ECONOMICS

COMMODITIES

-2014

-2014

CONSTRUCTI
CORPORATE
ON AND
ACCESS
ENGINEERING

ENERGY

EQUITY
CAPITAL
MARKETS

ESG

FOOD &
BEVERAGES

GAMING

14

11

19

13

16

14

0
-2014

HEALTHCARE INFRASTRUCT
& BIOTECH
URE

INSURANCE

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
1

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014
1

-2014

-2014

0
-2014

0
-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
1

-2014

-2014

-2014

13

16

14

-2014

-2014
14

11

19

ENERGY

EQUITY
CAPITAL
MARKETS

ESG

FOOD &
BEVERAGES

GAMING

HEALTHCARE INFRASTRUCT
& BIOTECH
URE

INSURANCE

REAL ESTATE
PAPER
INVESTMENT
PACKAGING & QUANTITATIVE REAL ESTATE
TRUSTS
CHEMICALS
DEALING

MEDIA

OTHER
METALS &
MINING

RETAIL

SALES
TRADING &
FACILITATION

19

13

19

17

15

-2014

-2014

-2014

0
-2014

-2014

-2014
1

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
1

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014
0

-2014

-2014

-2014

-2014

-2014

19

13

19

17

15

MEDIA

OTHER
METALS &
MINING

RETAIL

SALES
TRADING &
FACILITATION

-2014
1

-2014

-2014

REAL ESTATE
PAPER
INVESTMENT
PACKAGING & QUANTITATIVE REAL ESTATE
TRUSTS
CHEMICALS
DEALING

SMALL AND
MID CAPS
DEALING

SMALL AND
MID CAPS

STEEL

STRATEGY

25

27

14

25

0
-2014

TELECOMMUN
TRANSPORT
ICATIONS

UTILITIES

Sector

10

18

462

-2014

-2014

-2014

-2014

-2014

27

24

-2014

-2014

-2014

-2014

14

-2014

-2014
0

-2014

-2014

-2014

-2014
0

-2014
1

-2014

28

33

-2014
0

-2014
1

24

25

-2014

-2014

-2014

-2014

-2014

-2014

-2014

16

22

-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

23

-2014
0

-2014

-2014

13

-2014

-2014
0

-2014

-2014

0
-2014

-2014

0
-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

0
-2014
0

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

-2014

27

-2014

-2014

-2014

25

27

14

25

10

18

462

SMALL AND
MID CAPS
DEALING

SMALL AND
MID CAPS

STEEL

STRATEGY

UTILITIES

Sector

-2014

TELECOMMUN
TRANSPORT
ICATIONS

Total

Institution
ACCORDIUS
ACORN
CAPITAL
LIMITED
ADAM SMITH
ASSET
MANAGEMENT

AIRLIE FUNDS
MGT
AMP QUANT

APN FUNDS
MANAGEMENT

ARETE
INVESTMENT
PARTNERS

ARNHEM
INVESTMENT
MGT

ASPIRING
ASSET MGT

AURORA
FUNDS

AUSBIL
INVESTMENT
MGT

AUSTRALIANS
UPER

AVOCA
INVESTMENT
MANAGEMENT

BLACKROCK
INV MGT

BLUELAKE
PARTNERS

BT FINANCIAL
GROUP

CALEDONIA
CELESTE
FUNDS MGT

CFS GDP
GROWTH

DS CAPITAL

EIGHT
INVESTMENT
PARTNERS

ELLERSTON
CAPITAL
LIMITED

EQUIPSUPER
PTY LTD

FAIRVIEW
EQUITY
PARTNERS

FIRST STATE
SUPER

GOLDMAN
SACHS ASSET
MGT

GREENCAPE
CAPITAL

IFM
INVESTORS ACTIVE

IFM
INVESTORS INDEXED
INTEGRITY INV
MGT

L1 CAPITAL

LHC CAPITAL
LONGLEAD
CAPITAL
PARTNERS

MAPLEBROWN
ABBOTT
MERRICKS
CAPITAL

MILTON
CORPORATIO
N LIMITED

MONASH
INVESTORS

MONTGOMER
Y
INVESTMENT
MANAGEMENT

NAOS ASSET
MANAGEMENT

NORTHCAPE
CAPITAL
NORTHWARD
CAPITAL

OPHIR ASSET
MGT

PARADICE
INVESTMENT
MGT

PENGANA

PERENNIAL
VALUE MGT

PERPETUAL
INVESTMENTS

PERPETUAL
PRIVATE
PRIME VALUE
ASSET
MANAGEMENT

REGAL FUNDS
MGT

RENAISSANCE
ASSET

RF CAPITAL
SCHRODERS

SMALLCO
INVESTMENT
MANAGER

STATE
STREET
GLOBAL
ADVISORS
AUST
TELSTRA
SUPER

TOTUS
CAPITAL

UBIQUE
ASSET MGT

UBS ASSET
MANAGEMENT

UNI SUPER

VICTORIAN
FUNDS MGT
CORP

VINVA INV
MGT

WATERMARK
FUNDS
MANAGEMENT
PTY LTD

WAVESTONE
CAPITAL

WILSON
ASSET MGT
Institution

Total