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(ii)
Law is a process, and this is equally true for International Law. It is now well established
that the principle components of International Law is no more confined to binding
customary and conventional rules but also consists of general principle of Law which are
constantly enriching the International Jurisprudence.
The main object of international law has been to product an ordered rather than a just
system of international relations. Moreover, apart from seeing that states receive just
treatment, the modern law of nations aims at securing justice for human beings. Justice is
a primary purpose of the law of nations emphasises its kinship to state law.
ORIGINS AND DEVELOPMENT OF INTERNATIONAL L AW
The modern system of international law grew to some extent out of the usages and
practices of modern European states in their intercourse and communications, while it still
bears witness to the influence of writers and jurists of the 16th, 17th, and 18th centuries,
who first formulated some of its most fundamental tenets.
With the growth of a number of independent states there was initiated, the process of
formation of customary rules of international law from the usages and practices followed
by such states in their mutual relations. Jurists had begun to take into account the
evolutions of a community of independent sovereign states and to think and write about
different problems of the law of nations, realising the necessity for some body of rules to
regulate certain aspects of the relations between such states. The writings of early jurists
reveal significantly that one major preoccupation of 16th century international law was the
law of warfare between states.
Dutch scholar, jurist, and diplomat, Grotius systematically treatise on the subject De Jure
Beli ac Pacis (The Law of War and Peace). On account of this treatise, Grotius has
sometimes been described as the 'father of the law of nations'. It cannot, be maintained
that Grotius dealt fully with the law and practice of his day as to treatise, or that his
coverage of the rules and usages of warfare was entirely comprehensive. Groutius dealt
repeatedly with actual customs followed by the states of his day. At the same time Grotius
was theorist who espoused certain doctrines. One central doctrine in his treatise was the
acceptance of the 'law of nature' as an independent source of rules of the law of nations,
apart from custom and treaties.
In the 18th century, there was a growing tendency among jurists to seek the rules of
international law mainly in custom and treaties, and to relegate to a minor position the
'law of nature', or reason, as a source of principles.
In the 19th century the works of jurists contributed significantly to the scientific treatment
of the subject. In the 20th century the permanent Court of Arbitration was established. The
set-up of International Court of Justice. Then there has been the creation of permanent
international organisations in the interests of peace and human welfare, such as the UN,
ILO, etc.
International Law, as we know it today, is that indispensable body of rules regulating for
the most part the relations between states, without which it would be virtually impossible
for them to have steady and frequent intercourse. This was a natural result of the growing
interdependence of states, and of the vastly increased intercourse between them. Modern
exigencies called for a speedier method of law making. As a result, there came into being
the great number of multilateral treaties, 'law making treaties' or 'international legislation'.
Apart from these 'law making treaties' there was a remarkable development in the use of
arbitration to settle international disputes, and at the same time the Permanent Court of
International justice came by its decisions to make an important contribution to the growth
of international law. The work of codifying and progressively developing international law
at present being sponsored by the UN with the expert aid of a body known as the
International Law Commission.
was the 'dictate of right reason'. His followers applied the law of nature as an ideal law
which was founded on the nature of man as a reasonable being.
Some writers adopting the view that international law derived its binding force from the fact
that it was a mere application to particular circumstances of the 'law of nature'. In other
words, states submitted to international law because their relations were regulated by the
higher law- the 'law of nature' of which international law was but a part. 'Natural Law' was
invoked also in order to justify the punishment of offenders, guilty of the grosser and more
brutal kind of war crimes
It contains those precepts which the natural law dictates to States, and it is no less binding
upon them than it is upon individuals. For States are composed of men, their policies are
determined by men, and these men are subject to the natural law under whatever capacity
they act. This same law is called by Grotius and his followers the internal Law of Nations,
inasmuch as it is binding upon the conscience of nations. Several writers call it the natural
Law of Nations.
Because of its rational and idealistic character, the conception of the 'law of nature' has had
a tremendous influence a beneficent influence- on the development of international law.
POSITIVISM
Positivism is based on law positivism i.e. Law which is in fact as contrasted with law which
ought to be. According to the positivists, law enacted by appropriate legislative authority is
binding. The positivists base their views on the actual practice of the States. IN their view,
treaties and customs are the main sources of International Law. The 'positivists' hold that
the rules of international law are in final analysis of the same character as 'positive'
municipal law (ie State law) inasmuch as they also issue from the will of the state. They
believe that international law can in logic be reduced to a system of rules depending for
their validity only on the fact that states have consented to them.
Positivism begins from certain premises, that the state is metaphysical reality with a value
and significance of its own, and that endowed with such reality the state may also be
regarded as having a will. Pursuant to their initial assumptions, the positivists regard
international law as consisting of those rules which the various state-wills have accepted by
a process of voluntary self-restriction. International law as a branch of state law, as external
public law and only for that reason binding on the state.
The outstanding positivist has been the Italian jurist Anzilotti. In his views the binding force
of international law can be traced back to one supreme, fundamental principle or norm, the
principle that agreements between states are to be respected, or as the principle is better
known, Pacta sunt servanda. This norm pacta sunt servanda is an absolute postulate of
the international legal system, and manifests itself in one way or another in all the rules
belonging to international law. Consistently with this theory, Anzilotti holds that just as in
the case of treaties, customary rules are based on the consent of states, and there is here
an implied agreement.
The main defect in this analysis is that the norm pacta sunt servanda is only partially an
explanation of the binding force of international law. Anzilotti's view that customary rules
are binding on states by virtue of an implied pactum is no more convincing than the 'tacit'
consent arguments of other positivists.
It is difficult to reconcile the facts with a consensual theory of international law. In the case
of customary rules, there are many instances where it is quite impossible to find any
consent by states to the binding effect of these rules.
It is never necessary in practice when invoking a particular rule of international law against
a particular state to show that state has assented to it diplomatically. The test applied is
whether the rule is one generally recognised by the society of states.
There are concrete examples today of treaty rules, particularly those laid down by 'law
making' treaties, having an incidence upon states without any form of consent expressed by
or attributable to them.
These objections to positivism are by no means exhaustive, but they sufficiently illustrate
the main defect of the theory the fallacy of the premise that some consensual
manifestation is necessary before international law can operate. In spite of its many
weaknesses, positivist theory has had one valuable influence on the science of international
law. It has concentrated attention on the actual practice of states. This has led to a more
realistic outlook in works on international law, and to the elimination of much that was
academic, sterile, and doctrinal.
Sanctions of observance of international law
At one extreme there is the view that international law is a system without sanctions.
However, it is not quite true that there are no forcible means of compelling a state to
comply with international law. If any state, party to a case before the I C J, fails to perform
the obligations incumbent upon it under judgment rendered by the Court, the Security
Council may upon application by the other state. Party to the same case, make
recommendations or decide upon measures to be taken to give effect to the judgment.
These may include, not only the actual use of force, but also economic sanctions.
If the word 'sanctions' be taken in the larger sense of measures, procedures, and expedients
for exerting pressure upon a state to comply with its international legal obligations, then the
above-mentioned provisions of the UN Charter are not exhaustive of the sanctions which
may become operative in different areas of international law.
(1) The greatest shortcoming of international law is that it lacks an effective executive
authority to enforce its rules.
(2) It lacks an effective legislative machinery.
(3) The International Court of Justice lacks compulsory jurisdiction in the true sense of the
term.
(4) Due to lack of effective sanctions, rules of international law are frequently violated.
(5) The enforcement machinery of international law is very weak.
(6) A great limitation of International law is that it cannot intervene in the matters which are
within the domestic jurisdiction of States.
(7) As compared to rules of State Law, the rules of International Law suffer from greater
uncertainty.
(8) International Law has, in many cases, failed to maintain order and peace in the world.
Despite the above mentioned weaknesses, it has to be noted, that International law is
constantly developing and its scope is expanding. It is a dynamic concept for it always
endeavours to adopt itself to the needs of the day. Its survival and efficiency are due to its
CUSTOMARY L AW
Custom is a habitual course of conduct. Until recent time, international law consisted for the
most part of customary rules. It is the oldest and the original source, of International as well
as of law in general. These rules had generally evolved after a long historical process
culminating in their recognition by the international community. The preponderance of
traditional customary rules was diminished as a result of the large number of 'law-making'
treaties concluded since the middle of the last century, and must progressively decline in
measure as the work of the International Law Commission in codifying and restarting
customary rules produces results in treaties. Yet according to views recently expressed by
some writers, international custom may still have a significant role to play as a dynamic
source of fresh rules of international law where the international community undergoes
change in new areas untouched by treaties, judicial decisions or the writings of jurists.
Article 38 (b) of the Statute of International Court of Justice recognises 'International
Custom, as evidence of general practice accepted as law', as one of the sources of
International Law.
The terms 'custom' and 'usage' are often used interchangeably but they are distinguished..
A Custom, in the intendment of law, is such usage as that obtained the force of law. Usage
represents the twilight stage of custom. Custom begins where usage ends. Usage is an
international habit of action that has not yet received full legal attestation. It is not
necessary that the usage should always precede a custom. It is also not necessary that a
usage must always become a custom. The following are the certain conclusions:(i) In certain cases usage gives rise to international customary law, in other cases it does
not. But there is no rule of international law, or indeed any rule at all, which determines
when usage shall give rise to custom.
(ii) Together with usage there are a number of other purely factual phenomenon which in
various combinations contribute to the creation of international custom, and custom can
arise even without any usage.
(iii) When a usage is combined with opinio juris sine necessitatis, a rule of customary law
exists, and it is probably justifiable to say that a usage reflects a customary rule if it is
connected with a practically universal opinio juris.
A customary element has been a feature of the rules of international law from antiquity to
modern times. In ancient Greece, the rules of war and peace sprang from the common
usages observed by the Greek City States. These customary rules crystallised by a process
of generalisation and unification of the various usages separately observed by each city
republic.
Customary rules crystallised from usages or practices which have evolved in approximately
three sets of circumstances:
(a) Diplomatic relations between states. :- Thus acts or declarations by statesmen, opinions
of legal advisers to state governments, bilateral treaties, and now press releases or official
statements by government spokesmen may all constitute evidence of usages followed by
states.
(b) Practice of International organs. :- The practice of international organs, again whether by
conduct or declarations, may lead to the status, or their powers and responsibilities.
(c) State laws, decisions of state courts, and state miltary or administrative practices. :- A
concurrence of state laws or of judicial decisions of state courts or of state practices may
indicate so wide an a adoption of similar rules as to suggest the general recognition of a
broad principle of law.
A general, although not inflexible, working guide is that before a usage may be considered
as amounting to a customary rule of international law, two tests must be satisfied. These
tests relate to:
(i) the material, i.e. in a similar circumstances States acts similarly, in other words, usage
has been constantly and uniformally practiced by States, and
(ii) the psychological aspects involved in the formation of the customary rule.
As regards the material aspect, there must be general be a recurrence or repetition of the
acts which give birth to the customary rule. A state practice can be categorized into three
groups as-
1. MUTUAL RELATIONS Among States: Practice of states with other nations in the form
of diplomatic correspondence, press releases, bilateral treaties, memorandum of
understanding, acts and declarations by statesman etc. Constitute evidence of practices of
States followed in the sphere of international relations.
In the Asylum case, a person who had been declared a fugitive after an unsuccessful
rebellion led by him in Peru, was granted asylum by the Columbian Embassy in Peru.
Columbia sought from Peru a safe custody to allow him to leave the country, but Peru
refused to grant this. Under the 1928 Havana Convention on Political Asylum, to which both
the countries were parties, a political fugitive if granted diplomatic asylum, was entitled to
safe custody. However, Peru refused to accept the Columbian contention that it is for the
State granting the asylum to determine the nature of the crime, which would be binding on
the territorial state, and this rule is accepted as a customary rule among the Latin American
countries. Peru considered him merely a common criminal under its laws. The ICJ to whom
the dispute was referred for adjudication, refused to accept the Columbina contention that
such a custom exists among the Latin American States, since it failed to establish any clear
evidence in support of its contention.
The International Court of Justice has held, however, in the Right of Passage over Indian
Territory Case (Portugal-India), that a particular practice between two states only, which is
accepted by them as law, may give rise to a binding customary rule inter parties. The facts
of this case are as follows:-This case deals with the question relating to the right of Protugal to send its national and
military through the Indian territory. Until 1954 Portugal possessed the right of passage
through Indian territory which was in between Dadra and Nagar Haveli and Daman. The
right was however subject to control and regulation by India. The relation between India and
Portugal worsened, the people of Dadra revolted against the Portuguese Government.
Consequently the Government of India suspended the right of passage of Protugal over this
area. India contended that it had become necessary due to the special circumstances that
had arisen. Portugal took this matter to the ICJ. The It may be noted that the claim of
Portugal was based on the treaty of 1779. The ICJ decided that Portugal was not entitled to
send its armed forces through the way which fell within the Indian territory. The Court ruled
that India did not act contrary to its obligations. The Court, however, ruled that the Treaty of
1779 was a valid treaty and Portugal was entitled to get passage through Indian territory in
consequence of the provisions of the said treaty. The decision is important in so far as that
the ICJ ruled that if under a treaty a Sate gets right of passage through the territory of
another State and if it continues for a long time, then it gains the force of law and thereby
imposes the obligation upon the State affected to continue to give right to such passage.
A single act of a state agency or authority could not create any rights of custom in favour of
another state which had benefited by the act; conduct to be creative of customary law must
be regular and reputed. Material departures from a practice may negative the existence of a
customary rule, but minor deviations may not necessarily have this negative consequence.
Apart from recurrence, the antiquity of the acts may be also a pertinent consideration. Yet
even a short time may be enough where the state practice has been extensive and for all
practical purposes uniform.
2. PRACTICE OF INTERNATIONAL ORGANISATIONS: International organizations also
contribute to the development of customary International Law by providing a clear and
concentrated form of state practice. The statements made and the votes cast at these
forums by state representatives on legal matters provide strong evidence of existing or
emerging rules of customary International Law. The proceedings of the International
Organisations have their solitary effect in the creation of the new rules of customary
International Law.
3. UNILATERAL ACTS OF STATES: The legislative acts, decisions of states courts,
opinion of law officers, military and administrative practices of various states are of great
evidentory value in the development of International Custom. A comparison of these
indicates the existence of a practice uniformally followed by all states, which may be some
evidence that a custom does or does not exist.
Opinio juris sive necessitates:- The psychological aspect is better known as the opinio
juris sive necessitatis, i.e., the practice is recognized as obligatory and there is the
conviction that its repetition is the result of a compulsory rule. Recurrence of the usage or
practice tends to develop an expectation that, in similar future situations, the same conduct
or the abstention therefrom will be repeated. This opinio juris, is a convenient test that a
usage or practice has crystallised into custom; the opinio juris is not an essential element of
custom, but if it is present, it is helpful as distinguishing custom from a course of action
followed as a matter of arbitrary choice or for other reasons.
In the S S Lotus case, a stricter requirement was laid down by the court for a customary
rule to evolve. IN that case, the French Ship S S Lotus had collided on the high sea with
Turkish Vessel, killing thereby eight Turkish nationals. When the Lotus arrived in Turkish
waters, criminal proceedings were initiated in Turkish Court against the captain of Lotus
alongwith the captain of Turkish Vessel for manslaughter, and sentenced. The French
Government protested against Turkish action, and by an agreement between the parties the
dispute was submitted to Permanent Court of International Justice. The French Government
argued that under the Customary International Law, criminal jurisdiction pertains to the flag
state of the vessel in which the crime is committed. Evidence for this alleged rule existed in
the state practice where the court had generally abstained from exercising criminal
jurisdiction in deference to the flag state, thereby giving rise to the assumption that there
had been a tacit acceptance by States of the rule that in criminal matters, the flag state was
entitled to exclusive jurisdiction. The court rejected the French contention and observed that
the circumstances alleged by the French Government merely show that States had often, in
practice, abstained from instituting criminal proceedings, and not that they recognized
themselves as being alleged to do so. The alleged fact does not allow one to infer that
states have conscious of having such a duty.
This line of reasoning of the Lotus case was adopted by the ICJ in North Sea Continental
Shelf case, where Denmark and the Netherlands in their case against the Germany for
delimitation of continental shelf between them, attempted to show that the 1958 Geneva
Convention on continental shelf in general, and Article 6 of the convention, dealing with the
equi-distance-special-circumstances rule of delimitation of continental shelf among the
adjoining states, in particular, had become a part of customary International Law. The court
found the absence of the psychological element required for creation of such a new rule,
and observed that in certain cases where the States concerned agreed to draw or did draw
the boundaries concerned according to the principle of equidistance, there is no evidence
that they so acted because they felt legally compelled to draw them in this way by reason of
a rule of customary law obliging them to do so-especially considering that they might have
been motivated by other obvious factors.
Generation by Treaty of Customary Rules of International Law.-- A provision of a treaty may
also generate a rule of customary International Law. In North Sea Continental Self case the
International Court of Justice observed that provisions in treaties can generate customary
law and may be in the words of the Court; of a norm-creating character. But a treaty
provision can generate customary international law only when the provision concerned is of
a fundamentally norm-creating character such as could be regarded as forming the basis of
a general rule of law.
In West Rand Central Gold Mining Co. v. R. There the Court laid down that it must be proved
by satisfactory evidence that the alleged rule 'is of such a nature, and has been so widely
and generally accepted, that it can hardly be supposed that any civilised State would
repudiate it'. This amounts to a test of 'general recognition' by the international society of
states.
Test of 'general recognition' underlies the provision in the Statute of the International Court
of Justice, under which the Court is directed to apply international custom 'as evidence of a
general practice accepted as law', and is to be found also in Art. 53 of the Vienna
Convention.
Ingredients or elements of Custom
Following are the main ingredients of an international custom :1. LONG DURATION.-- Article 38 of the Statute of the International Court of Justice directs
the World Court to apply 'international custom, as evidence of a general pracatice accepted
as law'. Emphasis is not given on a practice being repeated for a long duration. In the field
of international law, customs have emerged in a short duration.
2. UNIFORMITY AND CONSISTENCY.-- In the Asylum case, the International Court of
Justice observed that the rule invoked should be 'in accordance with a constant and uniform
usage practised by the States in question, and that this usage is the expression of a right
appertaining to the Sate granting asylum and duty incumbent on the territorial State.' This
follows from Article 38 of the Statute of the Court which refers to international custom 'as
evidence of a general practice accepted as law'.
3. GENERALITY OF PRACTICE.-- Although universality of practice is not necessary, the
practice should have been generally observed or repeated by numerous State.
4. OPINIO JURIS ET NECESSITATIS.-- According to Article 38 of the Statute of the
International Court of Justice, international custom should be the evidence of general
practice accepted as law.
There has been a marked decline in the importance of custom in present times. It is because
of certain drawbacks in the evolution of the rules of customary International law.
1. The growth of a new custom is always a slow process and the character of International
society presently makes it particularly slow, where states from different political, economical
and legal system participate in law creating process. It is unable to keep pace with the
changes in international relations.
2. The question of whether usage has or has not crystallized into a custom and has become
obligatiory has many difficulties, particularly when there is no agreement about its
existence. It is for the court to ex tract the rule from the mass of documents, State practices
and judicial decisions etc. and accord it legal authenticity.
3. It is an unsuitable vehicle for international welfare or cooperative law as also to meet
the new scientific challenges.
For these reasons the law creating process sis not more often done through treaties.
mediately in Kelsen's sense. The rule of international law by which states are authorised to
attack, seize and punish pirates jure genetium, is a rule 'imposing a legal duty directly upon
individuals and establishing individual responsibility'.
Many modern treaties do bestow rights or impose duties upon individuals. It was
authoritatively decided by the Permanent Court of International Justice that if by a particular
treaty the parties intended to confer rights on individuals, then these rights should receive
recognition and effect at international law, that is to say from an international court.
Kelson's view appear to be logically sound. But so far as the practice of the States is
concerned it is seen that the primary concern of the international law is with the rights and
duties of the States. From time to time certain treaties have been entered into which have
conferred certain rights upon individuals. Although the statute of the ICJ adheres to the
traditional view that only states can be parties to international proceedings, a number of
other international instruments have recognised the procedural capacity of the individual. It
would be contend that States are not the subjects of international law. The correct position
therefore is that besides States, individuals, public international organisations and some
non-state entities are also the subjects of the International law.
These developments lay in the direction of imposing duties on individuals under
international law. But parallel thereto, there has been also a movement for conferring rights
on individuals, even as against states of which such individuals are national or citizens.
In regard to individuals in general, it should be noted that there is a widely recognised rule
of international practice that before an international tribunal, the rights of, or the obligations
binding individuals at international law, are respectively enforceable at the instance of or
against those states only whose nationality such individuals posses. In other words an
individual cannot generally assert his own rights against a state before an international
tribunal or be answerable to a state in the same jurisdiction for failing in his obligations, but
only through the state of which he is a national.
3. States, Individual and Certain non-State Entities are Subjects.-- Following arguments may
be put forward in support of this view:
(i) In the present time, several treaties have conferred upon individuals certain rights and
duties.
(ii) In Danzing Railway Official Case, The Permanent Court of Justice ruled that if in any
treaty the intention of the parties is to confer certain rights upon some individuals, then
international law will recognize such rights and will enforce them.
(iii) 1949 Geneva Convention on the Prisoners of War has conferred certain rights upon the
Prisoners of War.
(iv) The Nuremberg and Tokyo Tribunals propounded the principle that international law may
impose obligations directly upon the individuals. According to the Nuremberg Tribunal :Crimes against international law are committed by men, not by abstract entities, and only
by punishing individuals who commit such crimes can the provisions of international law be
enforced.'
(v) The above trend of international law towards attaching direct responsibility to individuals
was reaffirmed in the Genocide Convention adoption by the United Nations General
Assembly. It imposed certain duties directly upon the individuals. According to the
convention, persons guilty of crime of genocide may be punished, no matter whether they
are the head of the State, high officials or ordinary individuals.
(vi) In addition to the above example, a new trend or movement has started in the
international field under which some rights are conferred upon individuals even against the
States. A glaring example of this is the European Convention of Human Rights in 1950.
Under the provisions of the said convention, European Commission and the European Courts
were established. The European Commission is entitled to investigate the violation of human
rights. An individual who is the victim of the violation of human rights and whose State is
the member of the U.N. may send a petition regarding violation of human rights by his own
State is not able to act on the domestic plane in the manner required b international law. In
such a situation, whether the municipal court would apply the international law by
overriding the municipal law depends on the provisions of the municipal law itself. The
supremacy of international law in municipal sphere simply requires that if a state is in
breach of its international obligations for which it is internationally responsible, it cannot
shelter itself behind domestic law by way of absolution.
On this point, the protagonists of monism are somewhat divided. Kelsen's answer was to
make a structural analysis of international law and state law. Here he applied his well-known
'hierarchical or Grundnorm doctrine' according to which each rule is conditioned by a
superior rule for its validity and thus, in turn, it derives validity from the fundamental
postulate, i.e. the Grundnorm which might belong either to international law or state law. He
has ascribed primacy to State law because, in his opinion, the choice between either system
could not be made in a strictly scientific way.
The thesis of the ultimate primacy of state law was claimed to break down in two crucial
cases:
a. If international law drew its validity only from a state constitution, it would necessarily
cease to be in force once the constitution on which its authority rested, disappeared. But
nothing is more certain than that the valid operation of international law is independent of
change or abolition of constitutions, or of revolutions.
b. The entry of new states into the international society. It is well established that
international law binds the new state without its consent, and such consent if expressed is
merely declaratory of the true legal position. Besides, there is a duty on every state to bring
not only its laws, but also its constitution, into harmony with international law.
It may be argued in favour of state primacy that states have the very widest liberties and
exercise almost complete sovereignty.
'TRANSFORMATION' AND 'SPECIFIC ADOPTION' THEORIES
Certain theories concerning the application of international law within the municipal sphere.
On the one hand, the positivists have put forward the view that the rules of international law
cannot directly be applied within the municipal sphere by state courts or otherwise; in order
to be so applied such rules must undergo a process of specific adoption by, or specific
incorporation into, municipal law. Since, according to positivist theory, international law and
state law constitute two strictly separate and structurally different systems, the former
cannot impinge upon state law unless the latter allows its constitutional machinery to be
used for that purpose. In the case of treaty rules, it is claimed that there must be
transformation of the treaty, and this transformation of the treaty into state law, which is not
merely a formal but a substantive requirement, alone validates the extension to individuals
of the rules laid down in treaties.
The transformation theory is based on an alleged difference between treaties on the one
hand, and state law or regulations on the other according to the theory, there is a difference
between treaties which are of the nature of promises, and municipal statutes which are of
the nature of commands. Critics of the transformation theory have objected that this point is
somewhat artificial. The real object of treaties and of statutes-indeed their common groundis to stipulate that certain situations of fact will involve certain determinate legal
consequences. The distinction between promise and command is relevant to form and
procedure but not to the true legal character of these instruments.
Critics have put forward a theory of their own-the delegation theory. According to this theory
there is delegated to each state constitution by constitutional rules of international law, the
right to determine when the provisions of a treaty or convention are to come into force and
the manner in which they are to be embodies in state law. There is no transformation, there
is no fresh creation of rules or municipal law, but merely a prolongation of one single act of
creation.
State Practice as to Operation of International Law within Municipal Sphere
The object of the present discussion is to ascertain in what manner and to what extent
municipal courts do apply a rule of international law. The answers to these questions will be
found to require distinctions to be made between customary and treaty rules of international
law; and on the other between statutory and judge-made municipal law.
British Practice
British practice draws a distinction between (i) customary rules of international law; (ii) rules
laid down by treaties.
(i) The rule as to customary international law according to the current modern judicial
authority is that customary rules of international law are deemed to be part of the law of the
land, and will be applied as such by British municipal courts, subject to two important
qualifications:
a. That such rules are not inconsistent with British Statutes.
b. That once the scope of such customary rules has been determined by British courts of
final authority, all British courts are thereafter bound by that determination.
The rules as stated above is somewhat narrower than which was formerly applicable. In the
eighteenth century, by a doctrine known sometimes as the 'Blackstonian doctrine, but
more generally as the 'incorporation' doctrine, customary international law and the two
above-mentioned qualifications were not expressly formulated. Thus Blackstone's statement
of the doctrine was in these terms:
'The law of nations is here adopted in its full extent by the common law, and it is held to be
a part of the law of the land.
In terms the courts of law and equity stated that they would give effect to settled rules of
international law as part of English law. This did not mean, however that they would enforce
international law if it conflicted with an English statute or judicial decision.
A customary rule must not be inconsistent with statutes or prior judicial decisions of final
authority, it is also a condition precedent that the rule is one generally accepted by the
international community.
Customary rules of international law could never be applied by British municipal courts
unless they had been embodied in a British statute. A more moderate view is that
international law is not a part of British domestic law, but may be a 'source' of rules applied
by a British court; if, however, this meant that a British judge were free to reject a generally
recognised customary rule of international law, it would be contrary to authority.
There are two important exceptions to the automatic applicability of customary international
law by British municipal courts :
1. Acts of state by the executive, for example a declaration of war, or an annexation of
territory, may not be questioned by British municipal courts, notwithstanding that a breach
of international law may have been involved.
2. British municipal courts regard themselves as bound by a certificate or authoritative
statement on behalf of the executive in regard to certain matters falling peculiarly within the
Crown's prerogative powers. Such certificate or statement may be difficult to reconcile with
existing rules of international law.
Notwithstanding judicial doubts as to its scope, the incorporation doctrine has left its
definite mark in two established rules recognised by British Courts.
a. A Rule of Harmonious construction. Acts of Parliament and statutory instruments are to be
interpreted so as not to conflict with international law. There is indeed a presumption that
Parliament did not intend to commit a breach of international law.
b. A Rule of evidence. International law need not, like foreign law, be proved as a fact by
expert evidence or otherwise. The British courts will take judicial notice of its rules, and may
of their own volition refer to textbooks and other sources for evidence thereof.
In the matter of giving effect to international law, the position of British Prize Courts is
different from that of the courts of common law and equity. Prize Courts are specifically
appointed to apply international law.
(ii) The British practice as to treaties, as distinct from customary international law is
conditioned primarily by the constitutional principles governing the relations between the
executive and Parliament. The negotiation, signature, and ratification of treaties are matter
belonging to the prerogative powers of the Crown. It has become established that:
a. Treaties which : (1) affect the private rights of British Subjects, or (2) involve any
modification of the common or statute law by virtue of their provisions or otherwise, or (3)
require the vesting of additional powers in the Crown, or (4) impose additional financial
obligations, direct or contingent, upon the government of Great Britain, must receive
parliamentary assent through an enabling Act of Parliament, and, if necessary, any
legislation to effect the requisite changes in the law must be passes.
b. Treaties made expressly subject to the approval of Parliament require its approval, which
is usually given in the form of a statute, though sometimes by resolution.
c. Treaties involving the cession of British territory require the approval of Parliament given
by a statute.
d. No legislation is required for certain specific classes of treaties, namely, treaties
modifying the belligerent rights of the Crown when engaged in maritime warfare, and
administrative agreements of an informal character needing only signature, but not
ratification, provided they do not involve any alternation of municipal law.
Where under the above-mentioned rules, a British treaty is required to be implemented by
legislation, a mere general or vague allusion to the treaty in a statute is not sufficient to
constitute the necessary legislative implementation.
American Practice
In the matter of customary rules of international law, the American Practice is very similar to
the British Practice. Such rules are administered as part of the law of the land, and Acts of
the United States Congress are construed so as not to conflict therewith, although a later
clear statute will prevail over earlier customary international law. Also, an American court is
entitled to ascertain the rules of international law on a particular point by referring to
textbooks, state practice, and other sources. Defense is, however, paid to the views of the
executive, as in the case of British courts, to the extent that American courts normally
regard themselves as bound by the certificates or 'suggestions' of the executive regarding
such matters as the recognition of foreign states, the territorial limits of a foreign country,
and the immunity of governments, persons, corporations, or vessels from jurisdiction.
But so far as treaties are concerned, there is a radical difference from the British practice.
The American practice does not depend like the British practice upon any reconciliation
between the prerogative powers of the executive and the legislative domain of Parliament,
but upon the provisions of United States Constitution stipulating that 'all Treaties made, or
which shall be made under the Authority of the United States', shall be 'the Supreme Law of
Land', and upon a distinction drawn by American courts between 'self-executing' and 'nonself-executing' treaties. A self-executing treaty is one which does not in the view of American
courts expressly or by its nature require legislation to make it operative within the municipal
field.
If a treaty is within the terms of the Constitution, and it is self-executing within the meaning
just referred to, then under the Constitution it is deemed to be operative as part of the law
of the United States, and will prevail, also, over a customary rule of international law. On the
other hand, treaties which are not self-executing, but require legislation, are not binding
upon American courts until the necessary legislation is enacted. Moreover, if the relevant
treaty purports to deal with a particular subject matter in respect of which the United States
Congress has exclusive legislative powers, the treaty will be considered as prima facie nonself-executing irrespective of what the intention of the parties is claimed to be.
Self-executing treaties or conventions ratified by the United States, are binding on American
courts, even if in conflict with previous American statutes, provided that there is no conflict
with the United States Constitution. But a statute passed by Congress overrules previous
treaties that have become the law of the land, although there is a presumption that
Congress did not intend to overrule such treaties, and unless the purpose of Congress to
overrule international law has been clearly expressed, such abrogation or modification will
not be deemed to have been carried out.
INDIAN PRACTICE
Before the adoption of Indian Constitution the Indian practice in respect of relation of
international law was similar to the British practice. After the adoption of the constitution of
India everything depended upon the provisions of Constitution. In order to know the position
of International Law in the post constitution period, it is necessary to examine the relevant
provisions of the Constitution of India. The most relevant provision is contained in Article 51.
But Article 51 does not give any clear guidance regarding the position of international law in
India as well as the relationship of municipal law and International law because this article is
contained in Part IV of the Constitution of India which are non-justiciable. Both international
customary law and treaty law have been treated on the same footing in Article 51. An
analysis of judicial decision shows that in India dualism is followed.
Article 51 of the Constitution of India, in so far as it requires the various organs of State, to
foster respect for international law and treaties would seem to strengthen rather weaken the
legacy of the common law principle that international law is a part of the law of the land.
Thus, so far as customary rules of international law are concerned, the position prevailing
immediately preceding the commencement of the Constitution continues even after the
coming into force of the Constitution.
In Re-Berubari Union and Exchange of Enclaves, the Supreme Court had to decide whether
any legislation was necessary for the agreement relating to Berubari Union. Since it involved
the cession of Indian territory, the highest tribunal answered in alternative. The Supreme
Court observed that the treaty-making power would have to be exercised in the manner
contemplated by the Constitution and subject to the limitations imposed by it. Whether the
treaty made can be implemented by ordinary legislation or by the constitutional
amendments will naturally depend on the provisions of the constitution itself.
This was held by the Supreme Court of India in Jolly George Garghese v. Bank of Cochin, in
the judgment of the Court quoted that international conventional law must go through the
process of transformation into the municipal law before the international treaty can become
an internal law.
In Gramophone Company of India Ltd. v. Birendera Bahadur Pandey, the Supreme Court
observed that if in respect of any principle of international law the Parliament says 'no', the
national court cannot say 'Yes'. National court shall approve international law only when it
does not conflict with national law. In case however the conflict is inevitable, the national
law shall prevail.
PRESENT LEGAL POSITION.-The Supreme Court in Vishaka v. State of Rajasthan, in the absence of domestic law
occupying the filed to formulate effective measures to check the evil of sexual harassment
of working women at all work places, the contents of International Conventions and norms
are significant for the purpose of interpretation of the guarantee of gender equality and
right to work with human dignity in article 14, 15, 19) and 21 of the Constitution and the
safeguards of sexual harassment implicit therein. Any international Convention not
inconsistent with the fundamental rights and in harmony with its spirit must be read into
these provisions to enlarge the meaning and content thereof, to promote the object of
constitutional guarantee. This implicit from Article 51(c) and the enabling power of
Parliament to enact laws for implementing international Conventions and norms.
In this case, the Apex Court was dealing with the problem of harassment of working women
observed that the meaning and content of the fundamental rights guaranteed in the
Constitution are of sufficient amplitude to encompass all the facets of gender equality
including prevention of sexual harassment abuse. Independence of judiciary forms a part of
our constitutional scheme. The International Conventions (especially Convention on the
Elimination of All Forms of Discrimination Against Women) and norms are to be read into
them n the absence of enacted domestic law occupying the field when there is no
inconsistency between them. It is now an accepted rule of judicial construction that regard
must be had to International Conventions and norms for construing domestic law when
there is no inconsistency between them and there is a void in the domestic law.
RECOGNITION
The identity and number of states belonging to the international community are by no
means fixed and invariable. The march of history produces many changes. Old states
disappear or unite with other states to form a new state, or disintegrate and split into
several new states, or former colonial or vassal territories may be process of emancipation
themselves attain statehood. Then, also, even in the case of existing states, revolutions
occur or military conquests are effected, and the status of the new governments becomes a
matter of concern to other states, which formerly had relations with the displaced
governments, raising the question of whether or not to engage in formal or informal
relations with the new regimes, either by recognition of new government is not followed,
solely by some kind of intercourse.
These transformations raise problems for the international community, of which one is the
matter of recognition of the new state or new government or other change of status
involved. At some time or other, this issue of recognition has to be faced by certain states,
particularly if diplomatic intercourse must necessarily be maintained with the states or
governments to be recognised.
However, the subject of one of some difficulty, and at this stage of the development of
international law, can be presented less as a collection of clearly defined rules or principles
than as a body of fluid, inconsistent, any unsystematic state practice, involving as well the
adoption by states of different policies.
a.
The reason for this are two fold :
Recognition is, as the practice of most states shows, much more a question of policy
than of law. The policy of the recognising state is conditioned principally by the
necessity of protecting its own interests, which lie in maintaining proper relations
with any new state or new government that is likely to be stable and permanent.
b. There are several distinct categories of recognition. The recognition of new states,
and the recognition of new heads or governments of existing states. Although very
much the same principles are applicable to both, it is heads of recognition, there are
the recognition of entities as entitled to the rights of belligerency, the recognition of
entries entitled to be considered as insurgent governments, the recently proposed
new category of recognition of national liberation or resistance movements, and the
recognition of territorial and other changes, new treaties, etc. Finally, there is the
distinction to bear in mind between recognition de jure and de facto of states and
governments.
According to Kelsen, a community to be recognised as an international person must
fulfil the following condition :
i.
ii.
iii.
iv.
act. A state may exist without being recognized and if it exists in fact, then
whether or not, it has been formally recognized by other States it has a right to
be treated by them as a State.
The bulk of international practice supports the evidentiary theory, inasmuch as while
recognition has often been given for political reasons and has tended therefore to be
constitutive in character, countries generally seek to give or to refuse it in accordance with
legal principles and precedents. Moreover, a mere refusal by a single state to recognise
could not affect the situation could not affect the situation if a great number of other states
had already given their recognition.
The evidentiary theory is further supported by the following rules.
a. The rule that if a question arises in the courts of a new state as to the date at which
the state came into existence, it will be irrelevant to consider the date when
treaties with other states recognising it came into operation. The date when the
r4equirements of statehood were in fact first fulfilled is the only material date.
b. The rule that recongition of a new state has retroactive effect, dating back to its actual
inception as an independent state.
These two rules which apply also to newly recognised governments are based principally on
the necessary consideration that there should be no gap of time during which a state or
government is out of existence. In other words, continuity is the essence of state
sovereignty or of governmental authority.
Further authority against the constitutive theory is the Tinoco Arbitration, where the
Arbitrator held that the revolutionary Tinoco Government of Costa Rica which came into
power in 1917 was a properly constituted government, although not recognised by Great
Britain, and the Great Britain was not estopped (ie, precluded in law) by such prior nonrecognition from later alleging that the government was in fact a duty and property
constituted one.
IS THERE A DUTY TO GRANT RECOGNITION?
It has been urged that states are subject to a duty under international law to recognise a
new state or a new government fulfilling the legal requirements of statehood or of
governmental capacity. There is no general acceptance of the existence of the duty or the
right mentioned. If there were such a duty under general customary international law, it
would be one observed by all major states, yet no such duty is acknowledged by states
following the Estrada doctrine of non-recognition, nor so far as concerns the recognition of
new governments is the existence of the duty recognised by states such as the United
States, the United Kingdom and Australia, which have abandoned the policy of such
recognition of new regimes.
Implied recognition
Implied recognition is very much a matter of the intention of the state said to have given
recognition. The implication is made solely when the circumstances unequivocally indicate
the intention to establish formal relations with the new state or new government. For
example, by entering into some form of relations with it. Such conduct can usually amount
to no more than recognition de facto, or recognition of an entity as an insurgent authority or
indicate an intention to maintain through agents, informal relations without recognitions.
In practice, the only legitimate occasion for conclusively implying recognition de jure are :
1. The formal signature of a bilateral treaty by the recognised and recognizing States as
distinct from mere temporary arrangements or agreements. It is not necessary that the
treaty be ratified.
2. The formal initiation of diplomatic relations between the recognised and recognising
state.
3. The usage of a consular exequatur by the admitting state for a consul of an unrecognised
state.
In certain circumstances exceptional circumstances, but no otherwise, recognition has been
inferred from the following circumstances :
a. Common participation in a multilateral treaty.
b. Participation in an international conference.
c. Initiation of negotiations between a recognising and a recognised state.
Recognition of the validity of the laws decreed or enacted by a particular entity, does not
necessarily import recognition of the law-making entity.
Recognition subject to a condition
Sometimes states are recognised subject to a condition, generally an obligation which they
undertake to fulfil. The effect of such conditional recognition is that failure to fulfil the
obligation does not annul the recognition, as once given this is incapable of withdrawal. By
breaking the condition, the recognised state may be guilty of a breach of international law,
and it is open to the recognising states to sever diplomatic relations as a form of sanction,
or otherwise to proceed. But the status which the recognised state has obtained from the
act of recognition cannot then be retracted.
In practice states have repeatedly, as consideration for the grant of recognition, exacted
from states or governments to be recognised some guarantee or undertaking or stipulation.
Collective recognition
The advantage of recognition taking place by some collective international act, or through
the medium of an international institution cannot be denied. It would obviate the present
embarrassments due to unilateral acts of recognition.
Recognition of a head of state or of a new government
This has nothing to do with the recognition of a state itself. In case of existing states, no
difficulty in recognising a government arises except when changes in the headship of the
state or of its government take place in an abnormal or revolutionary manner.
Where the change proceeds in a formal and constitutional way, recognition by other states
is purely a matter of formality. The recognising government should at least be satisfied as to
the prospects of stability of the new government.
In the case of nascent states, recognition raises many problems for the recognising states;
first, because of the merging of the new state with its new government and the difficulty of
recognising the one without recognising the other; secondly, most states prefer, in the
matter of recognition of nascent states, to be as non-committal as possible and to preface
the date of recognition de jure by a stage of recongition de facto.
There is no difficulty, of course, where the new state is a former dependency or trust
territory, and the parent or tutelary state, itself already de jure recognised, has consented to
emancipation. Recognition can be accorded automatically, and is essentially then a legal act
of a cognitive nature.
Geneva Convention of 1958, and creates some new regimes. In fact, many of the provisions
repeat verbatim or in essence the provisions of the Geneva Conventions, or give more
detailed rules on matters covered by them. It contains provisions on those matters on the
new legal regimes of Exclusive Economic Zone and the deep seabed. It has laid down a 12
nautical miles limit for the territorial sea. The Convention contains a detailed machinery for
the settlement of disputes, including an International Tribunal for the Law of the Sea. It also
provides for the compulsory judicial settlement of most of the disputes that may arise under
the Convention, at the request of one of the parties to the dispute.
In the case Concerning the Continental Shelf between Libya and Malta, the Court observed
that the 1982 Convention is of major importance, having been adopted by an overwhelming
majority of States; hence it is clearly the duty of the court to consider in what degree any of
its relevant provisions are binding upon the parties as a rule of customary international law,
and noted that the provisions on the continental shelf reflect the customary law of the
continental shelf.
Thus, the Convention is a major achievement and its ambit is very wide.
Maritime Belt or Territorial Sea: Maritime belt or territorial sea is that part of the sea which is
adjacent to the coastal State and which is bounded by the high seas on its outer edge. The
coastal State exercises its sovereignty over this area as it exercises over its internal waters.
The sovereignty extends to the airspace over the territorial sea as well as its bed and subsoil. This sovereignty accrues to a State under customary international law which no State
can refuse. However, the sovereignty over this area has to be exercised subject to the
provisions of the conventions and to other rules of international law, which provides certain
rights to other States, particularly right of innocent passage in the territorial waters of the
State.
It is generally held view that at the turn of the century, there existed a three-mile limit as a
ruleof general application. The three-mile rule, popularly known as cannon-shot rule, had a
rationale that a States sovereignty extended to the sea as far as a canon could reach or
fire. Before the 1982 Sea Convention was concluded, States proclaimed varying breadth of
the territorial sea, generally ranging from 3 to 12 miles, though in certain cases they had
proclaimed wider areas than that, in few cases upto 200 nautical miles. But at the UNCLOSIII, claims wider than 12 miles did not find favour and the 12 miles rule was accepted by the
Conference, which may be considered the present customary international law position.
Article 3 of the 1982 Sea Convention limits the breadth of the territorial sea to 12 nautical
miles measured from baselines determined in accordance with the Convention. Two
methods have been laid down for measuring the breadth of the territorial sea: the low-water
line and the straight baseline. The normal method used is the low-water line as marked on
large scale charts officially recognized by coastal State. Where the coastline is deeply
intended and cut into, or if there is a fringe of islands along the coast in its immediate
vicinity, the straight baseline method joining appropriate points may be employed in
drawing the baseline from which the breadth of the territorial sea is measured.
The method of straight baseline was enunciated by the Anglo Norwegian Fisheries case,
which had a decisive effect on the baseline issue. In this case, Norway which has a fringe
coastline, by its 1935 Decree proclaimed exclusive fishery zone (meant territorial sea) along
almost 1000 miles of its coastline. The zone which was four miles wide, measured not from
the low-water mark but from straight baselines linking some 48 outer most points of island
and lands, at a considerable distance from the coast By using the straight baselines, some
of which were 30 miles long and the longest was 44 miles, Norway could enclose waters
within its territorial sea that would have been the high seas, and hence open to foreign
fishing. The UK, whose fishing interests were affected by this Decree, challenged the legality
of the straight baseline system adopted by Norway and the choice of certain baselines used
in applying it. The Court upheld the method applied by Norway in drawing the baselines and
it also did not reject the criterion of low water mark. But the manner of application of
through such waters. The Central Government, if satisfied that it is necessary in the interest
of peace, good order or security of India or any part thereof, may suspend the innocent
passage, absolutely or subject to certain exceptions or modifications, by notification made in
the official gazette. Thus, the position of India in this regard is in accordance with the 1982
Convention.
EXCLUSIVE ECONOMIC ZONE
The most significant contribution of the UNCLOS III was the creation of the new regime of
EEZ. The zone, in fact, has its roots in the concept of Exclusive Fishing Zone and the
doctrine of the continental shelf. It was actuated by the developments that had taken place
after the Second World War, when many nations (particularly Latin American) started
proclaiming 200 miles as their fishery zone. Such claims were motivated by a concern for
the conservation of living sea resources and other considerations.
The concept was finally incorporated in 1982 Convention and it has since become part of
the customary law of the sea. The EEZ is an area beyond and adjacent to the territorial sea
extending upto 200 nautical miles from the baselines from which the breadth of the
territorial sea is measured. The zone is an intermediate area between the high seas and the
territorial sea with a distinct regime of its own which a State can specifically claim. The zone
comprises the area which was previously part of the high seas, and is not under the
sovereignty of the coastal State. Thought the Convention refrains from describing EEZ as a
part of the high seas, other State generally continue to exercise the freedoms of the high
seas in the EEZ, in particular, freedoms of navigation and overflight, laying of submarine
cables and pipelines and other internationally lawful uses of the sea related to these
freedoms. But the Convention does not specify whether foreign warships, which enjoy
freedom of navigation through EEZ, can conduct navel exercises in the EEZ as the can on
high seas.
The regime of EEZ accords certain rights to the coastal State. One, it has sovereign rights
for the purpose of exploring, exploiting, conserving and managing the natural resources,
whether living or non-living, of the waters superjacent to the seabed and of the seabed and
sub-soil, and with regard to other activities, such as the production of energy from the
water, currents and winds. Two, the coastal State has the exclusive jurisdiction with respect
to the establishment and use of artificial islands, installations and structures; marine
scientific research; and the protection and preservation of the marine environment.
While exercising its rights and performing its duties in relation to this zone, the coastal
States has to give due regard to the rights and duties of other States. Foreign ships are
required to respect these laws and abstain from illegal fishing. But imprisonment or any
other corporal punishment for violation of fisheries legislation is excluded. While exercising
this right, the coastal State is obliged to conserve and manage the living resources of the
EEZ, and to determine the level of exploitation taking into account the environmental and
economic factors.
Any conflict on the unregulated uses of the EEZ between a coastal State and other States
should be resolved on the basis of equity and in the light of all the relevant circumstances.
The delimitation of the EEZ between States with opposite or adjacent coasts is to be
effected by agreement on the basis of international law in order to achieve an equitable
solution. If no agreement can be reached within a reasonable time, the States concerned
may resort to the procedures provided in the Convention.
Section 7 of the Martime Zones Act, in India, is in compliance of the 1982 convention, which
prescribes 200 nautical miles as the limit of EEZ. The limit may be altered by the Central
Government, giving due regard to international law and State practice, through a
notification in the Official Gazette to this effect. The notification should have the approval of
both the House of Parliament before issuance. No person, including a foreign government,
can explore or exploit this area without an agreement with the Central Government or an
authority granted by the Central Government. This provision, however shall not apply to
fishing by an Indian citizen.
The Central Government, by notification, declares any area as a designated area and makes
laws with respect and also for the protection of the marine environment, or customs or other
fiscal matters in relation to such designated area. While declaring any area of the EEZ a
designated area, the government will ensure freedom of navigation, by taking into account
the interests of India. The government may extend any law, imposing restrictions and
modifications, temporarily on the EEZ or part thereof, and may make any provision for the
enforcement of such law.
CONTINENTAL SHELF
One of the important development after the second World War in relation to the law of the
sea was the evolution and acceptance of the concept of continental shelf. The President of
the United States, proclaimed that the natural resources of the continental shelf were
beneath the high seas but contiguous to the coasts of the United States as appertaining to
the United States and subject to its jurisdiction and control. The continental shelf was
regarded as an extension of land mass of the coastal nation. The main reason for this
action of the United States was to reserve for itself, the oil and mineral resources in the
seabed which had become technologically possible to drill.
Proclamation soon became the trend setter and was immediately followed by similar
unilateral declarations by many maritime nations which laid claims of exclusive jurisdiction
control or sovereign rights over the resources of the continental shelf and associated
offshore areas. These declarations led to the formation of customary international law giving
coastal States jurisdictional rights over their shelves. These rights over the resources of the
continental shelf were universally accepted by the 1958 Geneva Convention on the
Continental Shelf.
The continental shelf maybe defined as the zone around the continent extending from the
low-water line to the depth, at which there is usually a marked increase of declivity to
greater depth. What is commonly understood by the continental shelf is a gently sloping
platform of submerged land surrounding the continents and islands. It is a submerged bed of
the sea, contiguous to a continental land mass, and found in such a manner as to be really
an extension of, or appurtenant to this land mass. Normally, it extends to a depth of
approximately 200 meters, at which point the first substantial fall off of the seabed occurs.
At certain places it continues beyond a depth of 200 meters.
In 1958 Continental Shelf Convention used the term continental shelf as referring to the
seabed and sub-soil of the submarine areas adjacent to the coast but outside the area of the
territorial sea, to a depth to 200 meters or beyond that limit, to where the depth of the
superjacent waters admits of the exploitation of the natural resources of the said areas.
Thus, the shelf has been defined in terms of exploitability; and the depth of the sea. It
means that if the exploitation of the resources could be made beyond the limit of 200
meters depth, that area could be claimed by the coastal State as its continental shelf. The
requirement of the phrase adjacent of the coast is not solely confined to the proximity, but
provided the legal basis for the coastal State to claim jurisdiction over the continental shelf.
The coastal State enjoys limited sovereign rights over the continental shelf for the purpose
of exploring and exploiting its natural resources, and not sovereignty. These rights are
exclusive in the sense that no one can undertake these activities without the express
consent of the coastal State or make a claim to the continental shelf. They also do not
depend on occupation, effective or notional, or any express proclamation.
The natural resources of the continental shelf consist of mineral and other non-living
resources of the seabed and sub-soil, together with living organisms which at the
harvestable stage, either are immobile on or under the seabed, or are unable to move
except in constant physical contact with the seabed or sub-soil.
The coastal State also has the exclusive right to authorize and regulate drilling of the subsoil for all purposes. Like the EEZ, the coastal State has the exclusive right to construct,
maintain or operate the artificial islands, installations and structures on the shelf.
The above rights of the coastal State, however, are not to affect the legal status of the
superjacent waters, or the air space above those waters. The exercise of these rights by the
coastal State is not to impair navigation or other rights and freedoms of States.
The delimitation of continental shelf between nations has generated a lot of litigation
because of its economic importance. Rules relating to delimitation are provided in Art. 6 of
the 1958 Continental Shelf Convention and Art. 83 of the 1982 Convention.
The delimitation of boundaries remained more contentious between the adjacent States as
opposed to the opposite States where the median line was to be followed. In the case of
adjacent States, equidistance principle was found to be inadequate to demarcate the
continental shelf, nor did it represent the customary international law. The International
Court of Justice, for the first time has the occasion to determine the adequacy of the rule
enshrined in Art. 6 in the North Sea Continental Shelf cases. In the two separate cases
against West Germany filed by the Netherlands and Denmark, the Court was asked to
decide about the applicable principles and rules of international law to the determination
as between the Parties of the areas of the continental shelf in the North Sea which appertain
to each of them beyond the partial boundary.
The two cases were joined by the Court. Denmark and the Netherlands argued that the
equidistance/special circumstances rule in Art. 6 would be applied. Germany, instead
proposed the doctrine of the just and equitable share. Germanys opposition to the
equidistance rule was based on the fact that the rule, if applied on a concave coastline,
such as that of North Sea, shared by all the three States concerned, would result into giving
the State in the middle, and in this case Germany, a smaller continental shelf than it might
otherwise obtain. The Court rejected both these contentions and held that applying the
equidistance principle will lead to inequitable results because of the peculiar coastline of the
States concerned and opined that the notion of equidistance could not be logically be
compulsorily applied in all situations. It is not consonant with certain basic legal notions,
those principles being that delimitation must be the object of agreement between the
States concerned, and the such agreement must be arrived at in accordance with equitable
principles.
Thus, in the following the equitable principles, the factors to be taken into account are: the
relevant circumstances, i.e., the geographical situation of the parties and natural
configuration of the coast; proportionally, i.e., the extent of the continental shelf areas
appertaining to coastal State and the length of the coast measured in the general direction
of the coastline; and the concept of natural prolongation, i.e., shelf is an appurtenant to the
land territory.
The approach taken by the International Court of Justice on the equidistance principle has
been followed by the Court in the Continental Shelf case (Tunisia V. Libya) case, the Court
was asked to specify principles and rules of international law which were applicable to the
delimitation of continental shelf between Tunisia and Libya. They have a single continental
shelf as the natural prolongation of their land territory, and hence no principle of natural
prolongation as such could be applied. The Court observed that since the two countries
abutted on a common continental shelf, physical criterion was of no assistance for the
purpose of delimitation. The application of the equidistance method could not, in particular
circumstances of the case, lead to an equitable result, and in such a case, the delimitation
can be effected on the basis of equitable principles, taking into account all the relevant
circumstances.
The Continental Shelf (Libya V. Malta) case was the first case decided by the Court a fater
signining of the 1982 Convention. Though both the States were signatories to the
Convention, they agreed for the dispute to be governed by customary international law. The
Court, however, looked into the provisions of the Convention as a rule of customary
international law, and observed that the principles and rules, applicable to the delimitation
of continental shelf areas are those which are appropriate to bring about an equitable
result. In deciding the dispute, the Court placed great reliance on the equidistance
principle. But to achieve an equitable result, it will be necessary to first draw a line, every
point of which should be equidistant from the coast of the two opposite States concerned
and then to make adjustments in the light of all the relevant circumstances. The Court once
again discounted the natural prolongation factor propounded in the North Sea Continental
Shelf cases, which was subservient to the equitable principle.
Thus, the judicial practice has clearly established that equidistance is not an applicable rule
in all cases of delimitation between adjacent States. The natural prolongation criterion has
similarly given way to distance criterion (i.e. 200 nautical miles from the coast). The
emphasis on equitable solution in the 1982 Convention, however, is without any
accompanying procedure to be followed to achieve it. The application of equitable principle
reduces the chances of settling boundary disputes without litigation.
The Martime Zones Act, states the Indian position. India has proclaimed 200 nautical miles
from the baselines as its continental shelf. The rights and duties of Indian in this regime are
similar to other States, as specified in the international Conventions. However the
government can declare the area of continental shelf and its superjacent waters as
designated areas and make provisions to regulate it.
CONTINENTAL SHELF AND EEZ:
The regimes of continental shelf and EEZ co-exist under the customary international law and
the 1982 Convention. They contain few significant similarities and overlappings. The coastal
State enjoys sovereign rights over the resources of the EEZ and the continental shelf. These
rights are primarily of economic kind and the area otherwise pertains to the high seas. The
traditional freedoms of the high seas under the customary international law, i.e., freedoms
of navigation, overflight and immersion and available to other nations in these zones.
However, they are different in may ways:
(1) Whereas the coastal State gets rights over the continental shelf because of its land
territory, i.e., continental shelf accrues to it under customary international law, the EEZ is a
concept of law, whereas continental shelf is a concept of geography.
(2) Whereas the rights of continental shelf can exist beyond the limit of 200 miles from the
coast whereas shelf and margin extend beyond that limit, it is not so with the EEZ.
(3) The resources of the EEZ are subject to the rule of sharing the surplus of the living
resources of the EEZ with other nations, particularly with landlocked and geographically
disadvantageous States, but the resources of the continental shelf are immuned from this
requirement and if the coastal State does not exploit them, no other State has a right to do
so.
(4) The continental regime applies to shelf resources of States that have claimed an EEZ as
well as States that have not done so, and applies to the shelf resources beyond the 200 mile
limit. Thus, under the 1982 Convention, a continental shelf can exist without EEZ, but there
cannot be an EEZ without a corresponding continental shelf.
In the Libya V. Malta Case, the Court was of the view that both the regimes are linked
together, since the rights enjoyed by a State over its continental shelf would also be
possessed by it over the seabed and sub-soil of any exclusive economic zone which it might
proclaim.