Beruflich Dokumente
Kultur Dokumente
No. 96-2309
Appellee,
v.
Defendant, Appellant.
____________________
____________________
Before
____________________
Assistant
United
States
Attorney,
States.
____________________
with
February 3, 1998
____________________
____________________
BOUDIN,
Circuit Judge.
_____________
Jose V. Andrade,
Jr., appeals
from
his conviction
for
conspiracy
371,
922(a)(1)(A)
without
922(a)(3).
appeal
The
engage
without
(1994),
license
to
into
and
his
for
state
facts pertaining
transporting
of
residence,
to the
As
firearms
issues
id.
___
raised on
the sufficiency
of the
Andrade,
native of
Boston,
attended
Jackson State
the
suspected Andrade of
1994,
Andrade--then in
arrested
and questioned
Boston
in
for Christmas
At
moving guns
On December 16,
vacation--was
circumstances described
below.
Andrade was
released the
same day,
questioned
at home
on
On April 26,
for conspiracy
Terrance Smith,
the
grand
jury
issued
superseding
In January 1996,
indictment
against
-2-2-
into
Massachusetts).
By
that time,
Todd
had pled
guilty, and
On
May 8,
authorities on
December 16 and
court issued
a decision
December 19 and
refusing to
United
______
States
______
Supp.
1996).
v. Andrade,
_______
925 F.
71, 81
(D. Mass.
Andrade
was tried
before
weeks.
jury in
The most
May
1996, the
trial
damaging testimony
was
them in 1993 and 1994 to buy handguns and his statements that
he planned to
each
described multiple
to sell.
occasions
on
Todd
and Smith
which, in
Andrade's
Two
pawnshop
identified Andrade as
employees,
from
different
pawnshops,
Todd on
specific occasions.
and friend,
Michael
admitted saying
Spinola
that Andrade
Spinola
had told
testimony to this
-3-3-
effect to the
is also testimony
that
in
December
1994
after
the
There
search
warrants
were
Andrade
Although
sought
he
did
not
to
impeach
testify
government
himself,
witnesses.
Andrade
offered
University in Mississippi.
helped
Andrade pack,
Andrade's own
from
the
and had
statements, and
apartment
searches,
never seen
some of
were
had driven
any guns
around.
the evidence
introduced
seized
by
the
government.
The jury
next day
retired to
deliberate on May
29, 1996.
to answer a question
The
about the
question and
court's reply
discussed below.
On May
are at issue
on appeal
and are
on both
Andrade's
court
first claim
of error
December
is
arrest, Andrade
substation and
was taken to
handcuffed
that the
station.
an office in a
to a
-4-4-
chair.
district
during his
After his
Roxbury police
There,
Bureau
of
Alcohol,
Tobacco and
Andrade the
Firearms
agent
Miranda warnings,
_______
rights; Andrade
Daniel Campbell
see Miranda
___ _______
said that he
did.
v. Arizona,
_______
read
384
he understood his
A state
police officer,
Campbell told
Andrade that
he was under
investigation
for
with Andrade.
Andrade said
that
where
he had
search warrants
stayed.
Campbell
and obtained
then went
to execute
permission from
the owner
the
to
After Campbell
Andrade
left, an
INS agent
Matthews told
the agent to
status.
leave.
sought to
Andrade
A Boston
question
refused, so
police officer
was
angry
leave.
said to Andrade
he didn't
want to
bothering Andrade if
then spent
about two
At some
suggested
to
point
during the
Andrade's
sister
-5-5-
searches, police
that
she
apparently
talk to
him
by
telephone;
talk
to
the
substation,
police.
Andrade
had
When
Campbell
been held
for
with Andrade to
returned
about
to
the
four hours.
Andrade
replied that he knew Todd and Smith and was present when they
purchased
guns.
to three
Andrade was
released after
offering to
cooperate with
and a
Boston Police
detective visited
would
soon be
Andrade
arriving in
Boston
at home
on
from Houston
with weapons
men to Campbell.
and drugs.
Andrade's
In
this
statements
by
court,
Andrade
does
remain silent
under the
not
claim
that
the
Miranda doctrine,
_______
see Michigan
___ ________
v.
-6-6-
Mosley, 423
______
U.S.
96, 104
(1975),
and that
when
Campbell
searches,
in
the
second
interrogation.
The
district
court
held
Miranda
_______
requires
that
the police
warn
suspect in
custody
of his
silent.
If
right to
counsel
if
and his
otherwise voluntary.
wants to consult
remain silent,
But
remain
asserts that he
counsel is provided.
484-85 (1981).
right to
when a defendant
cease until
invokes his
that the
right to
police are
not
Andrade's
initial
statements
to
them but
were
to
Campbell
were
not couched
as a
refusal
to talk
with
anyone.
that Andrade
no longer
neither
Andrade
did
wanted
rule out
to talk
the
with Matthews,
possibility
but
of talking
later.
We
questioning
of Andrade
after the
-7-7-
searches.
reasonable
interval
separated
the
two
periods
of
questioning,
see
___
reverse
a refusal
circumstances
Barone, 968
______
resisted
to
were
talk
quite
questioning,
was
through
undue pressure.
different
in
United States
______________
held
for
The
over
v.
the defendant
24
hours,
was
substantial
[physical]
without cooperating."
danger
if
he
returned
to
Boston
The problem is
that "mere silence is not enough" for a waiver, but that this
understanding
indicating
of
his
rights
and
course
conduct
that the
round, Campbell
of
support a conclusion
reminded him
of the
the second
earlier warnings,
and
events,
Matthews'
dismissal
of the
INS
agent
and police
-8-8-
that Andrade
whom
he
was in
would
charge of the
speak.
By ending
decision whether
the
initial
and to
round
of
Andrade's
confessions
subsequent admissions
wrested from
to
a reluctant
Campbell were
detainee.
not
Andrade's
attempt to explain
in
Boston.
In short,
Andrade
have
helped
the
had a
of the weapons
rational reason
for
government,
it
is
not
mechanical
requirement.1
Andrade's
instructions
firearms
next
on
without
requirement.
the
18 U.S.C.
claim
is
that
first
count--conspiracy
license--set
the
too
trial
low
to
court's
deal
in
scienter
a license, require
undertaken.
Andrade's counsel
be willfully
to instruct
doubt
that "the
defendant
knew
that Section
922(a)(1)(A)
____________________
signature on
-9-9-
requires
one
who engages
firearms to obtain
in
the
business
of dealing
in
the Secretary of
the Treasury."
The
district court
Instead, it
told the
intentionally commits
refused
illegality had
But it
this instruction.
acts willfully
when he
of
to give
to be
proved beyond a
reasonable doubt.
have to
was charged
with violating
or that
he intended
to violate
issue appears
ways,
easy.
The
in various
defendant
acted
unlawful,"
"with
knowledge
1 L. Sand,
that
[his]
J. Siffert, W. Loughlin
3A.01, at
conduct
is
& S. Reiss,
3A-18 (1997).
commonly
thought
willfulness
to
be
requirement
lawful.
reverses
In
the
some
measure,
the
usual
rubric
that
in
its
underlying
purpose,
requires
that
the
defendant
-10-10-
possess specific
knowledge of
the statutory
provision that
detailed knowledge
judges could
of the
firearms statutes
dealer laws
very difficult.
(to which
an enforcement of
few
the gun
goes well
Our
view
accords
with
the
purpose
Protection
Act
of 1986,
Congress's concern
conduct
be
was that,
L.
in
99-308,
because of
Congress
100 Stat.
the nature
449.
of the
committed
conduct
Pub.
of
by
individuals who
had been
made criminal.2
Congress was
were
unaware
that their
Nothing indicates
that
who knew
that their conduct was unlawful but might not be able to cite
The proponents
extent that we
of the willfulness
requirement, to
the
nothing to
____________________
not
others, and
the
dividing
line is
crudely
drawn
18
U.S.C.
assault weapon
appear
922(v),
crimes), and
actions that
(shipping
a firearm in
924(a)(1)(B)
id.
___
-11-11-
might not
922(e),
interstate commerce
(semiautomatic
always
924(a)(1)(D)
without written
is unlawful.
of
the "details"
amendment; given
normally get
of
the
law came
the incentive to
little
weight.
from
opponents of
exaggerate, such
NLRB v.
____
the
remarks
The
Second
Circuit
has
squarely
ruled
that
the
his
76-77,
cert. denied,
____________
504 U.S.
944
(1992).
Accord United
______ ______
States v.
______
1997); United
______
States v.
______
cert. granted,
_____________
118 S.
Ct. 622
(1997).
The
Seventh Circuit's
decision in
toward
although
standard
one
of
sentence
general
suggests
knowledge
that
of
illegality,
knowledge
of
the
say
____________________
(opponent's
comments
that
the
[I]t would be a
with
____
(statement of Rep.
new statute
prosecutor's nightmare"),
Boehlert) (supporter's
would
of the law. . . .
id. at 6861
___
of Rep.
The scattered
history is recounted in
of conduct
D. Hardy,
-12-12-
law," e.g.,
____
United States
_____________
Cir. 1995)
("the defendant
that his
F.2d
intentional
767
(8th
Cir.
violation of
could
Second Circuit.
in
must have
F.3d 126,
acted with
764,
language
v. Hayden, 64
______
be read
1991)
know legal
either
purporting to disagree
("`willful'
duty").
to support
130 (3d
knowledge
v. Hern, 926
____
means
But
Andrade
an
this
or the
Circuit, several
Admittedly,
two
other
circuits
say
that
conviction
requirement
itself,
persuasive.
at *4
decisions
we
(5th Cir.
Corcino,
_______
but
85
549,
553-54
Rodriguez,
_________
not
find
these
cases
F.3d
like
do
United States
_____________
(11th
Cir.
purporting to
v. Sanchez________
1996).
require
Even
specific
specific
knowledge
from
circumstantial
evidence.
See
___
Such
evidence
is likely
to
be
good proof
that
the
thin
____________________
4The
Circuit the view that the government need prove only that the
defendant
n.6.
The
expressed
evidence
knew what he
Second
was doing.
Circuit
this view.
has,
See
___
Hayden, 64
______
to
our
Collins, 957
_______
"demonstrate[d] that
Collins
F.3d at 130
knowledge,
F.2d
at 77
understood that
never
(the
his
-13-13-
evidence that
the defendant
WL 797506, at *6
made it
so.
("counter-surveillance
Bunker'
which she should have been familiar with the firearms laws").
could be
`gift' as
drawn
from the
fact that
[defendant] had
listed
the [guns] . .
. after
having indicated that the first two purchases were for retail
sale.").
jury with
language suggesting
on the
that the
standard is
higher
Nor
is Andrade's position
supported, as he
claims, by
Ratzlaf held
_______
required "knowledge of
illegality [as]
willfulness, Bates
_____
United States,
_____________
what
an element"
v.
the district
knowledge of
to show
court told
the jury
a specific statute
here.
In Ratzlaf,
_______
to it)
U.S.C.
5324.
of 31 U.S.C.
present case.
-14-14-
5313(a).
See 31
___
not part of
the
In
ground
in joining
enough
that the
unlawful.
the Second
defendant
Circuit position
aware
circumstances.
In
our
station,
be
the cases, we
and
other
case, the
that his
feel on solid
that it
is
conduct
is
scale
of Andrade's
gun
evidence
that he
sought
to
hide the
Andrade
insufficient on
address
concerns
a supplemental
second
instruction
to a question from
given by
the jury.
The
transporting
firearms
without
the
a license
residence.
Following
deliberation,
charge
into
and
state of
period
a written question
"transport" as it
is used in Page
Does defendant
of
to the
court as follows:
to
the
22 of
have
Is (sic)
transportation,
especially
in
the
phrase
"to
told
case,
the jury
that, given
it would not
the parties,
the district
the government's
-15-15-
theory
court
of the
the
defendant
"merely
Massachusetts."5
be
guilty if
or
accepted
guns
in
he had
associate" to bring
counsel, in
received
turn,
caused
"an agent,
employee or
objected
to
this
further
other
Andrade's
supplemental
instruction.
The
law one is
liable as a principal if
At common
6.6(a), at 126
(1986),
and the
forward by
U.S.C.
2(b).
principle has
been carried
18
liability, id.
___
to
be criminally
offense but
without
liable.
a general
Section 2(b)
principle of
reference in
is not
a separate
liability that
applies
the indictment.
United
______
Andrade
closing
says
that
arguments
delivering
violated
Fed.
the
R.
instruction
Crim.
P.
30,
after
which
to their arguments
to the
jury."
By its terms
and, as
____________________
5In
his
original
instructions,
the
trial
judge had
indictment--that
transported
earlier the
statute
the
judge had
guns
into
Massachusetts.
makes transportation or
__
in full,
receipt criminal,
However,
and the
if other
-16-16-
matter
of
necessity, Rule
instructions
requested by
30
refers
counsel "[a]t
only
the
to rulings
on
close of
the
R. Crim.
procedure
retired.
P. 30.
The
rule
for supplemental
See
simply does
not prescribe
Fed.
the
jury has
___
_____________
________
allowed to address
the jury on
pointing
refusal
to permit
further
argument
made
We agree that a
necessary
error.
by
But here it
argument
case.
of prejudice is fanciful.
Defense
of the guns
asked
to Massachusetts.
an "agent, employee
him.
or other associate"
to transport
nothing.
-17-17-
At the same
to
conclude
that
somehow
_______
Andrade
had
for a jury
managed
to
get
Todd and Smith that he planned to do so, and some of the guns
had
in fact
been recovered
here.
The
government had
no
In context,
make this
There is no
attack on the
need to address
in detail Andrade's
final
a whole,
jury.
Although Andrade's
prevailed, we
think it
fair to note
and that
represented on
Affirmed.
________
are substantial
this appeal
with
-18-18-