Employee ID

207606

Date of joining

June 01, 2015

Employee Name

Aloke Kumar Gupta

Review Period

01-04-2015 to 31-03-2015

HR Grade

D4

Total Experience(with IHFL) 10 months

Designation

GM Finance

Department

Finance & Accounts

Location

Gurgaon

Total Experience(Industry)

Over 20 years

Previous Promotions (if any) NA

Reporting Manager

Mukesh Kumar Garg

GOAL SHEET

KRA
Description

Goals
Weightage

Measure

Target

Achivement

Self Rating
1

FINANCIAL
PERSPECTIVE:
1. Implementation of Internal
Financial Control ("ICF") as
per new the Companies Act
2013

2. Assignment Deal Pay-out

50%

1. ICF implementation

1. Complete drive on ICF

completion, implementation
and Compliance before audit

2. Timely and accurate

payment

2. Timely and accurate

payment.

3. Review of Trial Balance

3. Review of Trail Balance 3. Review of Trail Balance

PROCESS PERSPECTIVE

Loan file review and

Loan file review and
observation to share with observation to share with the
the team
team as per timelines

Loan File analysis for NHB

and RBI and for Auditor
20%

1. Successfully drive and

implemented the ICF in IBHFL
and ICCL and submitted to the
statutory auditors which is a
mandatory requirement as per
the new Companies Act 2013
and also taken remedial
measures to strengthen the
control gaps in the process
2. Completeness of all
assignment deal payments on
respective due dates and also
taken initiative for reduction of
interest cost independently

3. Post review of Trial

Balance, it was observed that
income tax refund entry was
pending for earlier year &
entry is done which has
impacted in PAT of the
Company with a considerable
amount

Detailed review of customer

loan files and observations
shared with the operation
team and compliance before
NHB and RBI audit. Document
gap identified as well as
rectification measures taken
wherever required

Rating

Appraisals
Appraiser
Remarks

Rating

Reviewer
Remarks

Employee ID

207606

Date of joining

June 01, 2015

Employee Name

Aloke Kumar Gupta

Review Period

01-04-2015 to 31-03-2015

HR Grade

D4

Total Experience(with IHFL) 10 months

Designation

GM Finance

Department

Finance & Accounts

Location

Gurgaon

Total Experience(Industry)

Over 20 years

Previous Promotions (if any) NA

Reporting Manager

Mukesh Kumar Garg

GOAL SHEET

KRA
Description

Goals
Weightage

Measure

Target

Achivement

Self Rating
2

CUSTOMER
PERSPECTIVE
Submission of statutory
returns to NHB/RBI

Facilitate timely submission

of statutory returns to
NHB/RBI

Submission of statutory
Respective returns are
returns on or before due dates submitted on time
to NHB/RBI

20%
NHB Returns Compliance
Checklist
NHB Returns Compliance
Checklist preparation as per
the timelines set by the
management

NHB Returns Compliance

Checklist

Compliance checklists are

prepared which facilitated
controls on respective NHB
returns submition

5%

TRAINING OF SUBORDINATES 5%

LEARNING PERSPECTIVE

Rating

Appraisals
Appraiser
Remarks

Rating

Reviewer
Remarks