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Proceedings of the
International Conference on
Geotechnical Engineering
November 5-6, 2010
Lahore, Pakistan
Editors:
Sohail Kibria
Hamid Masood Qureshi
Arooj Mahmood Rana
ABSTRACT: The response of deep foundations to axial loading can be evaluated from the profiles of 4 independent readings provided by the Seismic Piezocone Tests (SCPTu): qt, fs, u1 or u2, and Vs. Established correlations are used to assess geotechnical parameters at the site for pile capacity evaluations. Alternatively, CPT
readings are used for direct capacity evaluations. Vs readings enable estimation of the soil stiffness (Gmax), allowing derivation of the load-settlement response by integrating elastic solutions with the Gmax softening
schemes. A review of selected methods is presented relevant to the EURIPIDES case study illustrating the
application of SCPTu results for the response evaluation of driven pipe piles in dense sands.
Seismic piezocone tests (SCPTu) provide an alternate, yet quick and reliable means of obtaining
geotechnical parameters via well established correlations from 4 separate readings: [total tip resistance (qt), sleeve friction (fs), tip (u1) or shoulder
(u2) porewater pressure, and shear wave velocity
(Vs)]. Pile foundations analysis can be performed
using multiple-readings-based methodologies. The
penetrometer readings (qt, fs, u1 or u2) allow for the
evaluation of Qult. At the opposite end of the stressstrain-strength response, the initial soil deformations (for shear strains s < 10-6%), and the small
strain stiffness (Gmax or Emax) can be obtained from
the Vs. Applied within the elastic continuum
framework, these results enable evaluation of the
complete load-displacement-capacity response for
the axial loading performance of deep foundations
(Randolph & Wroth 1978, 1979).
INTRODUCTION
Pile response to axial loading consists of evaluating the ultimate capacity for design (Qult = Qt),
transfer of Qt to the pile shaft (Qs) and the base
(Qb), and pile settlements for different loads, traditionally termed as the load-settlement response.
Load-settlement response for pile compressibility
can be accounted for by evaluating the total settlements corresponding to total, shaft and base loads
(wt vs. Qt, wt vs. Qs, and wt vs. Qb), and base settlements corresponding to base loads (wb vs. Qb).
Pile load tests are conducted on instrumented piles,
involving colossal effort, time, and money, besides
ensuring redundancy of costly instrumentation to
compensate for expected damage during driving or
casting. Nevertheless, the readings are not perfectly reliable, more so, in case of damage to the instruments, which is commonplace during these
tests. Subsurface soil strata affecting the performance of these foundations are characterized using
the conventional boring and sampling methods,
which are time consuming and tedious, besides the
limitations of sample disturbance. Site investigations for the driven piles in the offshore environment are much more affected by the aforementioned specifics.
SITE CHARACTERIZATION
SCPTu data can be used to evaluate the soil strata
at a site in terms of soil classification and engineering parameters to estimate the pile capacity. A
summary of the selected established correlations is
given in Table 1.
259
TABLE 1
Relationship
Soil Classification
a
1.5
1.3
Soil type
Reference
All
All
All
All
Sands
Clays
All
All
All
All
All
All
All
All
Sands
Sands
Sands
Clays
a
Q=(qtvo)/vo', Bq=(u2uo)/(qtvo), F=fs100/(qtvo), and vo' (effective vertical stress) = vouo; vo (total overburden
stress) = tizi, uo (hydrostatic porewater pressure) = whw; hw is the height of water, ti and zi are the total unit weight and
depth of ith soil layer, respectively, and w (unit weight of water) = 9.8 kN/m3. IC: clays: 2.82 < IC < 3.22; silt mix: 2.54 < IC
< 2.82; sand mix: 1.90 < IC < 2.54; sands: 1.25 < IC < 1.90; and gravelly sands: IC < 1.25.
b
atm is a reference stress = 100 kPa.
c
For Bq < 0.1 corresponding to granular soils.
d
For fine-grained silts and clays, where: 0.1 < Bq < 1.0 and 20 < ' < 45.
e
d values at working loads increase to larger values at failure state.
f
Gmax represents the elastic region of soil behavior, to be reduced corresponding to strains for the applicable loads for the
elastic solution. and max represent operational shear stress and shear strength, respectively; Qop is the operational load
between minimum & Qult; FS is the factor of safety, and f & g (empirical curve fitting exponents): 0.98 to 1.0 and 0.3 + 0.1,
respectively, for uncemented, insensitive, & nonstructured soils of common mineralogies/origin.
g
Subscripts OC & NC represent over-consolidated and normally-consolidated, respectively. Equation represents undrained
shear strength for the direct simple shear (DSS) mode, which has been shown suitable for direct use in the analysis of
foundation bearing capacity (e.g., Larsson 1980). is the plastic volumetric strain potential 0.8 for DSS mode.
260
(1)
where
fpi is the unit side resistance
DLi is the shaft area of the ith soil layer
D is the pile diameter.
fp and qb values can be calculated using the engineering parameters obtained from the aforementioned, using the so called indirect methods: method and limit plasticity solutions.
CASE STUDY
Overview
An extensive axial pile load tests program, the European initiative on piles in dense sands (EURIPIDES), was conducted on a highly-instrumented
0.76m diameter pipe pile driven open-ended in
dense sands at Eemshaven, the Netherlands. It
comprised a series of static compression (C) and
tension (T) tests conducted at two locations, 18 m
apart [driven and tested at location 1 at three
depths (30.5m, 38.7m and 47m), extracted and redriven and tested at location 2 at 46.7m depth]. Details on the load test program, equipment, instrumentation and results have already been published
(e.g., Fugro 2004, Kolk et al. 2005a, Zuidberg &
Vergobbi 1996). Later researchers have also attempted to evaluate the capacities of these piles using several design methods.
QsT/QsC={10.2log[100/(L/D)]}(18+252) (2)
where
=ptan(L/D)(Gavg/Ep),
tan=CMtan',
is the soil-pile interface friction,
p is the Poissons ratio of the pile,
Gavg=average shear modulus along the pile length,
L
Ep=pile modulus
LOAD-SETTLEMENT RESPONSE
The pile response in terms of settlement and axial
load transfer (Qs and Qb) can be evaluated from the
closed-form elastic pile solution given by Randolph & Wroth (1978, 1979) (see Fig. 1). The
modulus reduction corresponding to operational
load can be conveniently applied in this solution. It
accounts for homogeneous as well as Gibson types
of soils. It also encompasses the floating- and endbearing type piles. Fig. 1 also shows a model proposed for layered soils in which the capacity of
261
TABLE 2
Some CPT-Based Design Methods for Unit Side and Base Resistances applicable to Driven Pipe Piles
Methods
Pile unit side resistance (fp)
Indirect Methods
a
-Method
b
Limit plasticity
NGI
Direct Methods
d
LCPC
Design Equations
Pile unit end bearing (qb)
fp = CM CK Ko vo' tan'
Drained: qb = 0.1*Nqvo'
Undrained: qb = *Ncsu
For NC clays with < 0.25:
fp = NCNCvo' = 0.32(Ip10)0.3NCvo'
For OC clays with > 1:
fp = suUUFtip = 0.570.3suDSSFtip
For clays with 0.25<<1: Linearly interpolate between 0.5 and 0.32(Ip10)0.3
Reference
Kulhawy et al.
1983
Lee et al. 2003;
Vesic 1977
Karlsrud et al.
2005
fp = qc /
qb = kcqc
UniCone
fp = CseqE
qb = Cte(qt u2)
Fugro
NGI
Bustamante &
Gianeselli 1982
Eslami & Fellenius
1997;
Fellenius 2002
Kolk et al.
2005b
qb0.1=min[qb0.1(plugged), qb0.1(unplugged)]
Clausen et al.
Plugged:
2005
2
qb0.1 = qc,tip[0.7/(1+3Dr )]
Unplugged:
qb0.1=qc,tipAr+12fp,avgL(1Ar)/(Di)
a
CM=tan/tan' & CK=K/Ko are modifiers for soil-pile interaction & installation effects, respectively. =soil-pile interface
friction, while K=h'/v' (acting lateral stress coefficient). For driven pipe piles: rusted steel CM = 0.7 and CK = 1.1.
b
*Nq=[1+(/)tan'][1+2 tan'(1-sin')2tan-1(L/B)]etan'tan2(45+'/2); *Nc 9.33 for circular piles; A & B are side dimensions of rectangular piles; B/A=1 for circular piles; L=pile length. Operational drained qb at working load is reduced for
tolerable displacements. vo' and su are the average values from depth z=L to depth z=L+D, where D=pile diameter.
c
Strength ratio =suUU/vo'; suUU=1.14suDSS; Ip=Plasticity Index. FDr=2.1(Dr0.1)1.7; Ftip=1.0 (driven open ended pipe piles); Dr
(relative density in decimal) = 0.4ln[qc/(22vo'0.5atm0.5)]; Fload=1.0 (tension) and 1.3 (compression); Fmat=1.0 (steel); L=pile
length; D=pile outer diameter; Di=pile inner diameter; fp,avg=average external friction over L; Ar (area ratio) = 1(Di/D)2.
d
is the coefficient for limiting fp with values for different material corresponding to steel pipe pile: silt & loose sand with qc
< 5 MPa: = 120 (fp max = 0.035 MPa), moderately compact sand with qc = 5 to 12 MPa: = 200 (fp max = 0.08 MPa), very
compact sand with qc > 12 MPa: = 200 (fp max = 0.12 MPa), soft clay with qc < 1 MPa: = 30 (fp max = 0.015 MPa); kc is the
penetrometer bearing capacity factor with values for different material corresponding to steel pipe pile: silt & loose sand with
qc<5 MPa, moderately compact sand with qc = 5 to 12 MPa, and soft clay with qc < 1 MPa: kc = 0.5, very compact sand with
qc>12 MPa: kc= 0.4. For open ended pipe piles, full values of kc should only be adopted once it is established that plug occurs
under the pile tip capable of taking up the load equivalent to close ended pile. qc for qb is the average value between L + 1.5D.
e
qE is the effective cone resistance = qt u2 (in MPa); qt is the cone resistance corrected for shoulder pore water pressure (u2)
= qc + u2(1an); an = ratio between shoulder area (cone base) unaffected by the pore water pressure to total shoulder area; Cse
is the side correlation coefficient found from the zones in the UniCone soil classification chart using qE (in MPa) and fs (in
kPa): zone 2 (soft clay and silt, Cse = 0.05), zone 4 (silty sandy mixtures Cse = 0.01), and zone 5 (sands Cse = 0.004); Cte = toe
correlation coefficient, generally taken as 1. For pile diameter D > 0.4 m, Cte = 1/(3D), where D is in m.
f
h is the height above pile tip; R* is the equivalent pile radius = (R2Ri2)0.5 where Ri is the internal pile radius = Di/2; atm =
100 kPa; qc,avg is the average value of measured tip resistance between L + 1.5D; Ar is the area ratio = 1(Di/D)2.
262
20
40
60
80 0
0.8
1.2
Porewater, u1 (MPa)
1.6 0
0.3
0.6
0.9
Shearwave, Vs (m/s)
1.2 0
100
200
300
400
10
CPTu 40
CPTu 41
SCPTu 42
CPTu 40
CPTu 41
SCPTu 42
uo
CPTu 40
CPTu 41
SCPTu 42
SCPTu 42
SCPTu 36
20
Depth (m)
Soil Profile
500
30
40
50
60
Fig.2 CPTu and SCPTu Soundings at Location 2 of EURIPIDES Project (after Fugro 2004).
263
Fig.4
Gmaax profile at EU
URIPIDES tesst site.
Lo
oad-Displacem
ment Evaluattion
To
o compare thee load-displaccement respo
onse from
thee elastic conttinuum solutiion (shown in
n Fig. 1)
witth the measuured response, separate ressponse of
eacch segments of
o the pile embbedded throug
gh its corressponding layeer was evaluuated using applicable
a
sid
de and base caapacities alreaady adopted for
f the relev
vant layers. The values of Gmax from Fig. 4 were
useed for respectiive layer to caalculate G app
plicable to
thee operational loads using tthe modulus reduction
264
algorithm. 'f' and 'g' parameters were adjusted starting with reference values of 1 and 0.3, respectively,
and varying within the ranges given in Table 1 to fit
the measured results. Cumulative load-displacement
curves for the compressiontensioncompression
(C1TC2) tests, shown in Figure 6, were obtained
by integrating individual responses of seven layers
and the base, yielding comparable results to the
measured values.
30
25
C2
C1
Force (MN)
20
15
10
5
Qt Measured
Qt Elastic Solution (C1)
Qs Elastic Solution (C1)
Qb Elastic Solution (C1)
Qt=Qs Elastic Solution (T)
Qt Elastic Solution (C2)
0
-5
-10
-15
0
50
100
150
200
250
300
350
Fig.5
fp and qb profiles from different CPT-based methods for EURIPIDES pile load tests.
ACKNOWLEDGEMENTS
The authors gratefully acknowledge the assistance
of Philippe Jeanjean of BP America Inc. and Harry
J. Kolk of Fugro Engineers B.V. who provided the
field test data.
Base Capacity,
Qb (MN)
10.02
12.83
6.85
5.10
6.57
* Shaft Capacity,
Qs (MN)
7.82
14.45
13.07
14.76
11.10
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CONCLUSIONS
Pile load tests conducted at the EURIPIDES project
site in dense sands have been reviewed. A methodology of applying SCPTu readings to evaluate the
axial pile performance including the loaddisplacement-capacity behavior and axial load transfer with depth is presented. A considerable scatter in
the estimates of fp and qb was observed from different capacity design methods. Dr of sand in addition
to soil layering and pile type/geometry appears to
265
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266