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ABSTRACT: Piles are useful in lowland areas in order to improve the properties of the soil. Several methods are
available to predict the ultimate lateral resistance of a rigid pile in clays. The existing solutions for ultimate lateral
resistance of rigid piles in clays are either semi-empirical in nature or based on approximate analysis with several
simplifications. In most of these methods, the behaviour of soil is assumed as plastic throughout the analysis including
at the point of rotation. Even though the ultimate lateral loads predicted by these methods are somewhat comparable
with the measured values, the lateral pressure distributions are not consistent. A new approach based on kinematics and
non-linear subgrade (hyperbolic) response has been developed to study the load-displacement response of a single rigid
pile with free-head in cohesive soils. The predicted ultimate lateral capacities of the piles as well as the lateral soil
pressure distributions along the pile length compare well with the results of available theories and experimental test
results.
Keywords: Lateral load, rigid pile, non-linear subgrade response, cohesive soil, kinematics, ultimate load
INTRODUCTION
Design of foundations subjected to large lateral
forces caused by wind, wave action, earthquake and
lateral earth pressures is a challenging task especially if
founded in soft ground usually prevalent in lowland
regions of the world. Structures such as transmission line
towers, bridges, tall buildings, which are usually founded
on piles, must be designed to support both axial and
lateral loads and moments. The lateral resistance of piles
is governed by several factors, the most important being
the ratio of the structural stiffness of the pile to the soil
stiffness. The relative stiffness of the foundation element
with respect to the soil controls the mode of failure and
the manner in which the pile behaves under an applied
lateral load.
Extensive theoretical and experimental studies have
been carried out by several investigators on laterally
loaded piles to determine their ultimate lateral loads and
displacements, under working loads. Matlock and Reese
(1960) define the relative rigidity of a laterally loaded
pile in terms of the ratio of the flexural stiffness of the
pile, EI, and the coefficient of lateral subgrade reaction,
ks. Their method is applicable only if the deflection of
piles is within the range of linear deformation of the soil.
Vesic (1961), Davisson and Gill (1963), Broms (1964),
Banerjee and Davies (1978) and Poulos and Davis
1
2
(1)
where Es - is the deformation modulus of the soil, Ep the modulus of elasticity of the pile material, Ip the
moment of inertia of pile cross-section and L - the length
of the pile. The pile usually behaves as a rigid one for Kr
values greater than 10-2.
Kasch et al. (1977) have proposed that embedded
length to diameter ratio, L/d, of the pile also be used to
assess the flexural behaviour of the pile and concluded
that in order to ensure rigid behaviour, the L/d ratio
should not exceed about 6. However, under some
conditions, a foundation can have L/d ratio as high as 10
and still behave as a rigid one, but, for flexible behaviour
L/d should be in excess of 20. Based on the studies of
Meyerhof et al. (1981, 1985), the pile behaviour is rigid
even though L/d is as high as 16. From the above studies,
it is felt that assessing the rigid behaviour of the pile
through relative stiffness factor, Kr, would be a better
option. Failure of rigid or short shafts takes place when
the lateral earth pressure resulting from lateral loading
attains the limiting lateral resistance of the supporting
soil along the full length of the member. The rigid pile is
assumed to be infinitely stiff and the only motion
allowed is pure rotation of the shaft as a rigid body about
Dept. of Civil Engineering, JNTU College of Engg., Hyderabad, Andhra Pradesh, INDIA
Dept. of Civil Engineering, JNT University, Kukatpally, Hyderabad, Andhra Pradesh, INDIA
Note: Discussion on this paper is open until December 31, 2008
Padmavathi, et al.
2cud
Approximately
3d
Soil
Movement
8cud to 12 cud
1200
600
Reese
McDonald
Hays
Matlock
Hansen
0.5
Present
Hansen:
pu = Kc.cud
(2)
2.
Matlock:
pu = [3+( z/cu)+(0.5z/d)]cud
(3)
3.
Reese:
pu = [3+( z/cu)+(2.83z/d)]cud
(4)
4.
Hays:
pu = 2 cud + z
(5)
5.
(6)
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
Hu
e
2 cud
1.5d
GL
3d
Deflection,
Load (H)
L
z0
z
9 cud
9 cud
9 cud
(a)
(b)
(a)
9 cud
(b)
(c)
Padmavathi, et al.
z0
z0
H = qt d dz qb d dz
(8)
e
GL
3d
z0
3d
z0
or H = q t1 d dz + q t 2 d dz q b d dz
z0 z
z0
ks z
ks z
d dz
d dz +
ks z
ks z
3d
1+
1+
q max
q max
3d
H=
or
ks z
z0
1+
ks z
(b)
(a)
(9)
d dz
(10)
q max
Stress
qmax
ks
3d
z0
3d
+ qb z d dz
Displacement,
(11)
z0
(c)
3d
(c)
k s z
k
1+ s z
q max
(7)
M = H.e =
z0
3d
k s d z ( z 0 z )tan
dz
k s ( z 0 z )tan
1+
(2 + 10z/ 3d )cu
L k d z ( z z )tan
k s d z ( z 0 z )tan
0
dz
dz + s
k
(
z
z
k s ( z 0 z )tan
z0
s
0 )tan
1+
1+
12cu
12cu
(12)
( z 0 z )tan
dz
( z 0 z )tan
k s dL
0
1+
2 + 10 z / 3 d
z0
1
( z z 0 )tan
( z 0 z )tan
dz
+
dz
( z 0 z )tan
( z z 0 ) tan
3d
z0
1+
1+
12
12
(13)
H* =
3d
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
= H * .e/L =
where z = z/L - the normalized depth, z 0 = z 0 / L normalized depth of point of rotation d = d/L
normalized diameter and H * = H k s dL 2 - normalized
load. The relative stiffness factor for the soil, , is
defined as
ks L
cu
(15)
=0
1.00E-02
Normalised Load, H*
z( z 0 z)tan
dz
( z 0 z)tan
k s dL
0
1+
2 + 10z/ 3d
(14)
z0
1 z( z z )tan
z( z 0 z)tan
0
dz +
dz
( z 0 z)tan
( z z 0 )tan
3d
z0
1+
1+
12
12
3d
M* =
200
1000
2000
5000
10000
1.00E-03
1.00E-04
1.00E-05
0
0.03
Normalised Displacement, *
0.014
=0
50
H*
10
50
100
0.006
200
500
1000
2000
10000
0
0
0.03
Normalised Displacement, *
0.007
200
500
2000
10000
0
0
0.04
0.08
Rotation,
= 0
0.012
0.06
0.06
Padmavathi, et al.
H*
7.01E-03
1.00E-05
0.65
Normalised Pressure, p*
1.40E-02
-0.004
0.004
0
10
0.008
=0
50
50
Normalised Depth, z/L
z0 /L
100
200
0.71
500
1000
2000
200
1000
5000
10000
0.5
= 10000
0.77
Fig. 9
Movement of normalized depth to point of
rotation, z 0 /L with respect to H* and for e=0 and
L/d = 4
0.78
z0/L
=0.07
0.71
0.05
0.02
0.01
0.005
0.002
0.001
0.64
1
100
10000
-0.012
Normalised Pressure, p*
-0.004
0
0.004
0
-0.008
0.78
=0.00
=10000
10.002
0.72
200
50
0.66
z0/L
5000
1000
0.008
0.02
0.007
0.05
0.5
0.1
0
0
0.04
Rotation in Radians,
0.08
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
-0.0004
q*
0
0
6
7
8
9
-0.0002
z0/L
1 --- = 0.002-0.001
2 ---0.003-0.002
3 ---0.004-0.003
4 ---0.005-0.004
5 ---0.006-0.005
6 ---0.007-0.006
7 ---0.008-0.007
8 ---0.009-0.008
9 ---0.01-0.009
0.0004
0.0002
5 4 3
0.5
z/L
0.05-0.04
0.07-0.06
0.09-0.08
0.5
0.1-0.09
Padmavathi, et al.
1.20E-03
Normalised Load, H*
1.00E-03
0.006
0.008
0.01
H*
0.004
6.00E-04
0.002
1.00E-04
0
0.005
Rotation,
0.01
Fig. 16 Normalized load increments with = 0.001 0.01 for = 1000, e/d = 0 and L/d = 4
depth for points below the point of rotation and tend to
attain the ultimate resistance values. The point of
rotation moves downwards and the soil pressure in the
zone of counter thrust increases rapidly towards the base
of the pile. Thus the lateral pressure is less at the top,
increases with depth upto the point before becoming zero
at the point of rotation as it should be. At depths below
the point of rotation, the normalised pressure increases
monotonically with depth as the ultimate soil pressures
are constant with depth. The pressure distributions
obtained are much less than those predicted for the
complete or total plastic state assumed by Broms (1964)
and McDonald (1999).
To elaborate the above phenomenon, the increments
in the values of soil resistances, p*, mobilized at
different depths with each increment in rotation, , are
presented in Figs. 14 and 15 for increments of 0.001 and
0.01 in rotation for rotations up to 0.01 and 0.1
respectively for L/d = 4, e/L = 0 and = 1000. The
increments in soil resistances decrease monotonically
with increase in . Fig. 16 traces the points along the
non-linear load rotation response curve of the pile for
the above case.
Normalised Pressure, p*
-0.002
Normalised Depth, z/L
-0.004
20
16
12
8
L/d=4
= 0.001
0
0
L/d=1.5
4
8
12
0.002
0.004
0.006
16
20
24
0.
0.00E+00
0
10
e/d
20
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
H u = H u* k s dL 2
(16)
Normalised pressure, p*
0
0.001
-0.004 -0.003 -0.002 -0.001
0
16
8
4
0.002
12.5
L/d
25
0.5
Hu
H * k d L2
= u s 2 = H u* ( L / d )
2
cu d
cu d
2
1
e/d=0
80.00
10000
Broms
Hu/cu d 2
500
200
100
1000
=10
McDonald
16
20
40
0.00
0.003
20
40.00
2
4
Hu/cud2
e/d=1
80
10
L/d
(17)
20
Padmavathi, et al.
ks L
0.8 c u
(18)
and
ks L
cu
(19)
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
cu kN/m2
f
20
170
50
200
100
270
150
310
200
320
250
330
PREDICTION
OF
LOAD-DISPLACEMENT
RESPONSE OF PILES AT WORKING LOADS
Broms (1964), Poulos (1971) or McDonald (1999)
presented only ultimate lateral loads. Briaud et al. (1983)
reported measured load - displacement under lateral load
for the data given in Table 3. The measured load displacement curves are compared (Fig. 22) with the
predictions based on the present method. The load
displacement curves compare well with the experimental
data. The measured load-displacement curves are shown
in Fig. 23 corresponding to shaft I, II and III based on
Bierschwale et al. (1981) which are already specified
800
800
Shaft Ip
Shaft
Shaft IIm
Im
Shaft IIIm
Shaft IIp
Lateral Load, kN
Shaft IIIp
400
0
0
5
Displacement at GL, mm
100
case 1m
case 2m
Case 1p
case 3m
-1000
-500
500
1000
Case 2p
Case 3p
400
Lateral Load, kN
0
McDonald
Broms
exp.
0.5
Proposed
0
0
37.5
75
Displacement at GL, mm
Padmavathi, et al.
CONCLUSIONS
-750
-250
250
750
1250
McDonald
Brom
s
0.5
exp.
2.
Proposed
1
3.
-750
-250
250
750
1250
0
Normalised Depth, z/L
McDonald
Broms
0.5
exp
Proposed
4.
5.
6.
REFERENCES
1
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
Padmavathi, et al.
Length of pile
in Clay, L (mm)
Diameter of the
pile, d (mm)
Load
Eccentricity, e
(mm)
Average
Undrained
Cohesion (cu)
kPa.
Estimated
Ultimate Load
(N)
Ultimate Load
by Broms (N)
Ultimate Load
by McDonald
(N)
Ultimate Load
by Proposed
Method (N)
146.0
139.7
132.1
6.35
6.35
6.35
19.05
25.4
33.78
38.8
38.8
38.8
112
112
94
96
86
74
100
89
77
130
116
100
95.80
95.80
95.80
60.00
60.00
60.00
60.00
1111.00
769.00
526.00
45.00
16.00
33.00
20.00
1285.00
857.00
770.70
31.40
14.60
28.00
16.80
1250.00
769.00
714.00
34.50
15.53
30.70
18.10
References
1046.00
616.00
604.50
15.18
2.10
12.51
3.38
Ultimate Load by
Proposed Method
(kN)
Ultimate Load by
McDonald (kN)
0.00
0.00
0.00
1.50
1.05
1.50
1.05
Ultimate Load by
Broms (kN)
Load
Eccentricity, e (m)
0.90
0.90
0.75
0.45
0.45
0.45
0.45
Extrapolated
Ultimate Load
(kN)
Diameter of the
pile, d (m)
6.00
4.50
4.50
1.48
0.93
1.40
1.00
Average Undrained
Cohesion (cu) kPa.
Table 3 Comparisons with Briaud et al. (1983) and McDonald (1999) field tests
McDonald (1999)
Diameter of the
pile, d (m)
Load
Eccentricity, e( m)
Average
Undrained
Cohesion (cu) kPa.
Ultimate Load at
2 rotation
(kN)
Ultimate Load by
Broms (kN)
Ultimate Load by
McDonald (kN)
Ultimate Load by
Prasad (kN)
Ultimate Load by
Proposed Method
(kN)
4.58
1.22
0.23
260.00
1850.00
1513.00
2650.00
2050.00
2500.00
3.81
1.22
0.23
228.00
1730.00
784.70
1778.60
1450.00
1667.00
4.73
1.22
0.23
228.00
2050.00
1442.50
2439.30
2370.00
2000.00
2.75
0.61
0.23
228.00
715.00
488.00
725.00
750.00
667.00
4.73
0.61
0.23
228.00
1420.00
1368.60
1612.00
1400.00
1667.00
References
Bhushan et al.
(1979)
Pier 2,
Site A
Pier 4,
Site B
Pier 6,
Site B
Pier 7,
Site B
Pier 8,
Site B
Behaviour of laterally loaded rigid piles in cohesive soils based on kinematic approach
Diameter of the
pile, d (m)
Load Eccentricity,
e (m)
Average Undrained
Cohesion (cu) kPa.
Extrapolated
Ultimate Load
(kN)
Ultimate Load by
Broms (kN)
Ultimate Load by
McDonald (kN)
Ultimate Load by
Proposed Method
(kN)
Particulars
References
6.100
0.915
0.790
110
1111
1052
1292
1250
Shaft I
4.572
0.915
0.790
110
714
591
822
769
Shaft II
4.572
0.762
0.790
110
476
577
736
714
Shaft III
Bierschwale
et al.(1981)
LIST OF SYMBOLS
*
z
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
qmax
=
=
=
=
=
cu
d
e
Ep
Es
H
H*
Hu
Hu*
Ip
Kc
Kr
ks
L
M
M*
pu
qt
qb
qt1
qt2
z
z0
z0
=
=
=
=