Beruflich Dokumente
Kultur Dokumente
PROPER NAMES
A CONTROVERSIAL ESSAY
BY
SIR ALAN G A R D I N E R
Fellow of the British Academy
L O N D O N
O X F O R D UNIVERSITY PRESS
NEW Y O R K TORONTO
Oxford University Press, Amen House, London E.C.4
GLASGOW NEW YORK TORONTO MELBOURNE WELLINGTON
FIRST PUBLISHED 1 9 4 O
SECOND EDITION 1954
SECOND IMPRESSION 1957
1953
CONTENTS
I . Mill's conception outlined I
M I L L ' S conception o f P r o p e r N a m e s as m e a n i n g -
less marks set u p o n things to distinguish t h e m
f r o m one another seems, at first sight, as sensible
as it is simple. A p p l i e d , for e x a m p l e , to the names o f the
rock-infesting monsters S c y l l a a n d C h a r y b d i s a definition
a l o n g these lines appears u n e x c e p t i o n a b l e . T h o s e n a m e s
might, if c h a n c e h a d so willed it, h a v e been i n t e r c h a n g e d
w i t h o u t i m p a i r i n g their demonstrative efficacy. T o us in
m o d e r n times, at all events, S c y l l a a n d C h a r y b d i s m e a n ,
merely as names, absolutely n o t h i n g . N o d o u b t they w e r e
f r a u g h t w i t h sinister m e a n i n g for a n Odysseus perilously
steering his ship between t h e m . B u t M i l l explicitly ex-
cludes from his understanding o f the t e r m ' m e a n i n g ' a n y
previous k n o w l e d g e of the o b j e c t denoted. I n s p e a k i n g o f
proper n a m e s as meaningless m a r k s he makes ' m e a n i n g '
s y n o n y m o u s w i t h 'connotation', a n d b y a c o n n o t a t i v e
n a m e he understands one w h i c h not o n l y denotes some-
thing, b u t also connotes or implies some attribute o f it :
such a concrete general n a m e , for instance, as tree, w h i c h
m a y b e used to denote this or that particular tree, b u t
w h i c h in so d o i n g simultaneously implies o f it the attri-
butes shared b y it with other trees. Since the n a m e s Scylla
a n d Charybdis connote no such attributes, they are n o n -
connotative or meaningless a c c o r d i n g to M i l l ' s termi-
nology. A n d since also these n a m e s are u n d e n i a b l y
B
i8 T H E T H E O R Y OF P R O P E R " N A M E S
distinguishing marks, for h i m they w o u l d h a v e been
typical 'proper names'. 1
T o the objection arising f r o m the fact that p r o p e r
names are usually g i v e n for a reason, w h i c h reason m a y
h a v e been the possession o f characters a c t u a l l y indicated
in the names, e.g. Dartmouth, Rochefort, Mont Blanc, M i l l
has again a n answer. C o n c e r n i n g D a r t m o u t h he writes : 2
T h e a r g u m e n t is not c o n v i n c i n g as it stands. T h e n a m e
Dartmouth seems at least to i m p l y the attribute ' l y i n g a t
the m o u t h o f the D a r t ' , seems at least to be connotative.
B u t if it is connotative, a n d if none the less w e continue
to regard it as a proper n a m e , then M i l l ' s definition
breaks d o w n . F r o m that definition c o m b i n e d w i t h the
situation conjured u p b y h i m , w e m i g h t rather conclude
that Dartmouth c o u l d b e c o m e a p r o p e r n a m e only after
the sand or e a r t h q u a k e h a d accomplished its character-
e f f a c i n g work. S u c h was, indeed, the v i e w a d v o c a t e d b y
the Swedish g r a m m a r i a n Noreen, 3 w h o contended that
II
Ill
μεν olov λίθος, πράγμα Se olov naiSeι'α, κοίνώς re και ι8ίως λεγόμΐνον,
κοινώς μ£ν olov ανθρωπος ΐππος, ί&ίως Be olov Σωκράτης. Dionysios Thrax,
p. 634ft, Ρ· 24 t h e edition by U h l i g , L e i p z i g , 1885.
Κΰρίον μίν ovv earl, TO την lb Lav ονσίαν σημαΐνον, otov "Ομ-ηρος
1
130-4.
i8 T H E T H E O R Y OF P R O P E R " N A M E S
logician says a n y t h i n g o f this kind : ' H e r e the w o r d smith
[seil. L a t i n faber) is used as a p r o p e r n a m e ' , j u s t as if the
n a m e Smith were a fortuitous m o m e n t a r y a p p l i c a t i o n ,
a n d h a d not belonged to its o w n e r f r o m the v e r y d a y o f '
his birth. 1
M o d e r n philology has f o l l o w e d ancient e x a m p l e b y
referring to a κύριον like Jugurtha, not as a w o r d m e a n i n g
that p a r t i c u l a r individual, b u t as his ' n a m e ' . W e speak o f
'proper names', not o f 'proper nouns' or 'proper w o r d s ' .
T h i s , therefore, is a fitting o p p o r t u n i t y to consider the
difference between a ' w o r d ' a n d a ' n a m e ' . O f the t w o
terms, ' n a m e ' is far the older. I t is indeed i n c o n c e i v a b l e
that a n y h u m a n society, h o w e v e r primitive, should h a v e
lacked a w o r d for ' n a m e ' . T h i s term belongs to the pre-
g r a m m a t i c a l stage o f t h o u g h t , to a time w h e n p e o p l e h a d
no interest in words for their o w n sake, b u t t h o u g h t o f
t h e m solely as a means o f s p e a k i n g a b o u t the things o f
the e x t e r n a l w o r l d . T h e y n e v e r inquired w h a t such a n d
such a w o r d meant, but only b y w h a t n a m e such a n d such
a t h i n g w a s called. M a t e r i a l l y a ' w o r d ' a n d a ' n a m e ' are
identical. B u t there is this i m p o r t a n t difference that the
direction o f thought is opposite in each case. 2 W h e n w e
speak o f a ' w o r d ' our minds travel f r o m the sound-sign
to w h a t e v e r it m a y m e a n ; w h e n w e speak o f a ' n a m e ' w e
i m p l y that there exists s o m e t h i n g to w h i c h a certain
sound-sign corresponds, s o m e t h i n g that w a s the Jons et
origo o f the n a m e , something t h a t supplies its raison d'être.
IV
Paris, 1933, § 381 : ' A c t u e l l e m e n t nous devons prendre les prénoms sur
une liste officielle établie en 1865 : cette liste contient Eusébiote et Rigobert,
mais non Henriette, Juliette, Paulette, Pierrette.' Further, Prof. Bröndal tells
m e that some years ago the Danish G o v e r n m e n t , in order to remedy the
existing monotony of surnames (most of them formed b y means of -sen
f r o m the father's n a m e ) , published an official N a m e - b o o k , out of w h i c h
i8 T H E T H E O R Y OF P R O P E R " N A M E S
Duns Scotus himself, b u t only to his followers ; the early f o r m is a Duns man.
i8 T H E T H E O R Y OF P R O P E R " N A M E S
been a d m i t t e d l y perverted f r o m its proper function to
serve some other semantic purpose, the latter lies outside
our i m m e d i a t e problem. T h e categorization o f Marys,
Johns, a Shakespeare, Joves, Galliae, is not affected b y the
a b n o r m a l f u n c t i o n or b y the use o f a p l u r a l ending. O n
the other h a n d , it becomes a m a t t e r o f opinion, or r a t h e r
o f linguistic feeling, w h e t h e r the status o f proper n a m e
should b e a l l o w e d to cases like a Ford, a Panama. T h e e m -
p l o y m e n t or n o n - e m p l o y m e n t o f a c a p i t a l letter indicates
the line a c t u a l l y taken in this m a t t e r b y philologists a n d
printers. It is inevitable that there should be hesitation
a n d disagreement as to w h a t w o r d s are proper n a m e s a n d
w h a t not. W e thus find ourselves m o v i n g towards a con-
ception in h a r m o n y w i t h the G r e e k v i e w , a c c o r d i n g to
w h i c h a p r o p e r n a m e is m e r e l y a n a m e m o r e g e n u i n e l y
so (KvpLov) t h a n others. F o r m y p a r t I should h a v e pre-
ferred to use a different m e t a p h o r a n d to say that p r o p e r
names are n a m e s that are more p u r e l y so t h a n words o f
a n y other kind, since in t h e m the process a n d purpose o f
n a m i n g shine forth like u n a l l o y e d m e t a l , whilst in the
m a j o r i t y o f words that process a n d purpose are obscured
a n d c o n t a m i n a t e d b y the a d m i x t u r e o f m e a n i n g , or b y
the imperfect success w i t h w h i c h the purpose o f n a m i n g
is attended.
VI
VII
VIII
IX
notative, but declares that some at least are general (§ 4), e.g. colour.
i8 T H E T H E O R Y OF P R O P E R " N A M E S
a n d so forth to be proper names, b u t here w h a t I should
like to call the L a w o f Serial U n i f o r m i t y stands in the w a y
on a c c o u n t o f such names o f elements as gold a n d silver.
T h e d o u b t f u l categorization o f several o f the a b o v e
e x a m p l e s y e t once a g a i n shows t h a t w e must not r e g a r d
the c a t e g o r y o f proper n a m e s as a rigidly d e m a r c a t e d
d o m a i n , b u t rather as a sort o f e m i n e n c e attained b y a
large n u m b e r o f words, t h o u g h their foothold is often
s o m e w h a t insecure a n d m a y b e m a d e more so b y a n
incautious step in one direction or another.
XI
XII
XIII
XIV
XV
XVI
XVII
XVIII
A n u m b e r o f other categories o f p r o p e r n a m e s c a n b e
d e a l t w i t h v e r y r a p i d l y , since o n l y in one particular d o
they teach us a n y t h i n g n e w . A l l ships a n d boats receive
p r o p e r names o f their o w n o n a c c o u n t o f the c o m m e r c i a l
a n d other interest w h i c h they possess for their owners,
t h o u g h not necessarily for the c o m m u n i t y at large. Houses
are not quite so universally a c c o r d e d this m e a n s o f distinc-
tion, since t e m p o r a r y tenants c a n feel little objection to
their place o f residence b e i n g identified b y a n u m b e r .
T h e effective m o t i v e here comes into v i e w . T h e m a n
w h o builds a n e w house for himself or u n e x p e c t e d l y be-
comes the p r o u d possessor o f one is specially apt to m a r k
his satisfaction b y choosing a n a m e for it, a n d the n a m e
chosen is likely to recall some scene o f the name-giver's
previous activity or to reflect some subject o f peculiar
interest to him. T h e like holds good o f the n a m i n g o f
animals, pets, a n d indeed a n y o b j e c t o f h u m a n pride or
affection.
i8 T H E T H E O R Y OF P R O P E R " N A M E S
XIX
XX
1 Prof. Bröndal (see below p. 69) is the philologist w h o has most clearly
XXI
1 I n other parts of this essay I h a v e used ' o b j e c t ' in the same sense,
since it seemed the more easily comprehensible term. H e r e for once I
write 'subject' h a v i n g in m i n d that, in speaking o f a w o r d as a ' n a m e '
the direction of thought is f r o m the thing to its sound-sign, not vice versa.
i8 T H E T H E O R Y OF P R O P E R " N A M E S
speak. T o d o h i m justice, the limitations o f time a n d
space p r e v e n t him from even k n o w i n g most o f the things
vital to his fellows farther afield. T h e proprietary instinct
is the seed-ground o f proper n a m e s . E v e r y m a n has his
o w n h o m e a n d family, his o w n goods a n d chattels, his
o w n neighbours and t o w n , his o w n c o u n t r y . A c c o r d i n g
as these are d e a r to h i m , a n d a c c o r d i n g as they are too
i n d i v i d u a l l y distinct to be g r o u p e d in a mere class, he
gives t h e m n a m e s w h i c h enables h i m to foist t h e m u p o n
the attention o f the linguistic c o m m u n i t y at large.
T h i s b r i e f statement e n d e a v o u r s to explain w h y p r o p e r
n a m e s a d h e r e most o f all to i n d i v i d u a l things. L e t it b e
e m p h a s i z e d , however, that it is o n l y a v e r y tiny fraction
o f the i n d i v i d u a l things in the w o r l d w h i c h are e v e r
a c c o r d e d n a m e s o f their o w n . H e n c e the notion that not
m e r e l y all individual things, b u t also their m o m e n t a r i l y
p e r c e i v e d parts, are the p r e - o r d a i n e d subjects o f p r o p e r
names, seems a stupendous illusion. F o r most i n d i v i d u a l
things the proper m o d e o f reference is description, the
g e n e r a l n a t u r e o f w h i c h I h a v e a t t e m p t e d r o u g h l y to
s u m m a r i z e a b o v e (p. 44) ; a n d there is no t h i n g h o w e v e r
small or u n i m p o r t a n t that c a n n o t be r e a c h e d b y descrip-
tion. 1 B u t these generalizations b r i n g m e to the final topic
of m y inquiry.
XXII
XXIII
SOME O T H E R D E F I N I T I O N S
Brunot, F . , 10, n. I. R a n k e , H . , 8.
Russell, Bertrand (Earl), v i ; 36,
Dionysius T h r a x , v i ; 4 - 6 ; 1 1 ; 64. n . I ; 57 ff.
Dornseiff, F., 7, n. 2.
S c h o e m a n n , G . F . , 4, n. 1.
F u n k e , O . , 38, n . 1; 69.
G a r d i n e r , A . H . , 6, n. 1; 29, n. 1; Sisam, K . , 54, n. 1.
5 5 ; 57, n. 1 ; 66-67.
Jespersen, O . , 31. S t e b b i n g , S., 58, 63.
M a w e r , A . , 8. W a c k e r n a g e l , J . , 4, n. 1.
W e e k l e y , E . , 8, 49.
W y l d , H . C . , 29, n. 1.
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