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et al.

Journal of Psychiatric and Mental Health Nursing, 2004, 11, 221–228

An analysis of Roy’s Adaptation Model of Nursing as used within


acute psychiatric nursing
D. PATTON rpn rnt bns(hons) pgdiped msc
Lecturer, School of Nursing and Midwifery, University College Dublin, Ballsbridge Campus, Ballsbridge, Dublin, Ireland

Correspondence: PATTON D. (2004) Journal of Psychiatric and Mental Health Nursing 11, 221–228
D. Patton An analysis of Roy’s Adaptation Model of Nursing as used within acute psychiatric
School of Nursing and Midwifery nursing
University College Dublin
Ballsbridge Campus This article examines the use of Roy’s Adaptation Model of Nursing within acute psychi-
Ballsbridge
atric nursing. The analytical framework used to analyse the model was that of McKenna’s
Dublin
(1997) framework. The author believed this framework would allow for analysis of an
Ireland
abstract nature to occur. After examining the model under different headings it was con-
E-mail: Declan.Patton@ucd.ie
cluded that there exists a research gap in relation to the use of Roy’s model within acute psy-
chiatric nursing. It is recognized that Roy’s model is well developed and therefore has the
potential to positively effect nurse practice and patient outcomes within acute psychiatric
nursing. However, it is also acknowledged that a greater level of research-based evidence is
required in order to fully justify the use of the model within acute psychiatric nursing.

Keywords: McKenna’s analytical framework, nursing models, Roy’s model

Accepted for publication: 10 September 2003

For the purpose of this article the author will analyse


Introduction
Roy’s Adaptation Model/Theory of Nursing (Roy &
Within nursing the development and utilization of nursing Andrews 1999), using McKenna’s (McKenna 1997) ana-
models is an area of constant growth. Within psychiatric lytical framework as a conceptual guide. The author believes
nursing the development and use of nursing models is not that this particular analytical guide is somewhat more all
so evident (Barker 2001). The reason for this may lie in the encompassing than other analytical theories, such as those
fact that psychiatric nursing can go without the use of nurs- by Chinn & Kramer (1995), Fawcett (1995) and Metzger
ing models, as such models do not address what nurses do McQuiston & Webb (1995). The author also believes that
within clinical realities (Gournay 1995). It is supposed that McKenna’s guide allows analysis of an abstract kind to
the utilization of nursing models in clinical practice gives occur. In analysing Roy’s model the author will pay atten-
design to the nursing process; itself a systematic cycle tion to previous work Roy has completed on her model,
designed to give a semblance of structure to the deliverance which was first published in 1970 (Roy 1997), but which
of nursing care (Walsh 1991). It has also been proposed was further refined through the 1970s and 1980s (Roy
that nurses will become more autonomous and subse- 1997). The most recent expansion of the model occurred in
quently more accountable in what they do if they use a 1999 (Roy & Andrews 1999). The main focus of this article
nursing model in practice (Smith 1996). In order for a nurs- will be on analysing the use of Roy’s model within acute psy-
ing model to be rendered useful within a practice area it chiatric nursing. In performing this, the author will use cita-
must first be examined and defined in such a way that tions from relevant literature, make reference to his own
makes it clear that its use will benefit nursing practice and experiences of using the model within an acute psychiatric
patient outcomes. environment and use the example of a short case study.

© 2004 Blackwell Publishing Ltd 221


D. Patton et al.

interventions may also differ. At quite a primitive level, the


How Roy’s theory was developed
above issues may lead to the usefulness of Roy’s model
Whilst studying for her master’s degree at the University of within an acute psychiatric setting being called into ques-
California (1964–66), Sr. Callista Roy was challenged in a tion. However, the above point helps to illustrate how
seminar by the nurse theorist Dorothy Johnson, to develop adaptable the model is. Such adaptability may prove of
a conceptual model of nursing. In her clinical practice as a value in the provision of care to persons with an acute form
paediatric nurse Roy had become impressed by the ability of a mental illness.
of children to adapt with illness. This impression gave Roy As already stated Roy deduced heavily from the work-
the idea that adaptation may be a useful conceptual foun- ings of Harry Helson. Helson’s adaptation theory is very
dation upon which to build a nursing theory. Roy also much the parent theory to Roy’s nursing theory. A major
identified the positive role that nursing had to play in the concern exists in relation to Helson’s theory on adaptation
promotion and enhancement of adaptation. At a theoreti- in that it was limited to an investigation of the responses of
cal level, the work of Harry Helson, a non-nursing theorist, the retina of the eye to environmental stimuli (Helson, cited
influenced Roy greatly with regards to the merits of adap- by Fawcett 1987, p. 266). In response to this Roy states
tation (Roy 1984). Helson had formulated a theory of that Helson’s theory is applied widely within health care
adaptation, which stated that people adapt positively or (Roy 1997). At a broader level the use of Helson’s theory
negatively to incoming stimuli. Helson first identified the may be seen as another example of nursing theorists bor-
focal, contextual and residual stimuli that must be rowing ideas from theorists outside the nursing profession.
addressed in assessing a patient using Roy’s model. Roy’s Perhaps nursing should be attempting to formulate models,
earlier work focused on the importance of nursing science which are developed solely within the realms of nursing.
in promoting positive patient outcomes (Roy & Andrews The use of an approach such as reflective practice may help
1991). However, her most recent definition of nursing has nurses define what they do. Subsequently, development
moved slightly away from this notion of nursing science of nursing theory, which is ‘nursing’ specific, may develop.
being so integral to providing good nursing care (Roy & Reflective practice may be defined as that reflection which
Andrews 1999). may occur upon or during practice, which leads to the
Two main types of theory development exist. These are development of intuitive or tacit knowledge. It has been
inductive and deductive theory development (Metzger stated that this knowledge type may be more apt within the
McQuiston & Webb 1995). It is apparent that Roy’s theory world of professional (Schon 1983) or nursing (Benner
was developed both inductively and deductively. From an 1984) practice. Because of the intangibility of psychiatric
inductive perspective Roy’s personal clinical observations nursing (Chapman 1999), knowledge and subsequent prac-
influenced her beliefs on what should underpin a nursing tice development may prove difficult. Allowing for the
model. Student observations of 500 patients also helped development of tacit-based knowledge may therefore serve
Roy to conclude that human behaviour falls within one or the advancement of psychiatric nursing in a more mean-
more areas of human functioning (Roy 1980). Within her ingful way.
theory these functional areas are called the four adaptive In conclusion Roy paints a philosophical picture of a
modes. More specifically these modes are labelled the phys- nurse assisting a patient to adapt to a current life difficulty
iological, role function, interdependence and self-concept/ whilst maintaining adaptive health and living patterns. The
group identity modes. The physiological mode focuses on act of nursing is defined as practical and scientific in nature
the physical needs of the patient whilst the other three (Roy & Andrews 1999). Therefore, nursing help should be
modes focus on the psychosocial needs of the patient. The given in a way that incorporates good practice underpinned
goal of the nurse is to help the patient regain or maintain by a sound scientific base.
adaptation within one or more of these modes. When
assessing a patient who is experiencing an acute form of a
How the theory is internally structured
mental illness, it may not always be possible to classify
behaviour into one of the four modes. Indeed, it may be Many concepts underpin Roy’s model. She outlines con-
questioned if it is good practice to put areas of patient func- cepts relating to the general theory of the person as an inte-
tioning into certain categories. This may reinforce the grated whole and to the four adaptive modes and their
scheme of patient labelling. subcomponents. Nine scientific and five philosophical
Roy’s initial observations were made mainly within pae- assumptions are contained within the model. The philo-
diatric nursing care environments. How children and those sophical assumptions are stated in an abstract way. At a
adults with an acute mental health problem adapt or cope practice level the model may appear quite complex. Ini-
with illness may differ significantly. Subsequent nursing tially the author found the model difficult to understand.

222 © 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228
Roy’s Adaptation Model of Nursing

Only after extensive reading upon the model did he come way to colleagues within the MDT. At a more ideal level,
to a greater understanding of its content and how it may be using Roy’s model may allow nurses to talk about patients
applied to psychiatric nursing practice. Some nurses may be in a more positive light with MDT colleagues.
resistive towards using the model if they perceive it as com- A nursing model must address four key concepts, which,
plex. Also, by not being knowledgeable about the model combined, are known as the metaparadigm. As can be seen
nurses may become passive in its deliverance. Patients may in Appendix 1, these four concepts are those of health, the
also find the model difficult to understand. This may inhibit person, the nurse and the environment (McKenna 1994).
their willingness to partake within formulating their care All four concepts are addressed in Roy’s theory. Roy views
plan and subsequent nursing interventions. The patient’s the person in a holistic way. A person’s functioning may be
role within the nursing process may then be negatively enhanced or mitigated against by internal or environmental
affected (Rodwell 1996, Cahill 1998). However, it could be stressors. These stressors when presenting may have three
questioned if it is always prudent for nurses to try to ori- types of stimuli. Focal stimuli represent an immediate and
entate patients to the complexities of this model whilst they apparent cause of the problem; contextual stimuli are
are experiencing an acute form of mental illness. Doing so other causative factors whilst residual stimuli relate to the
may lead to a deterioration in the patient’s mental state. A patient’s past experiences with the illness and how these
further issue is that of nurses maintaining control over experiences may impact upon the patient’s current plight.
patients by using this model in a complex way. It has been Regulator and cognator activities are manifested through
identified in a phenomenologically based study that a patient’s illness. Regulator activities are physiological in
patients perceive nurses as having power through knowl- nature whilst cognator activities may range from a physical
edge (Nordgren & Fridlund 2001). This may occur if attribute to a psychological or social attribute. In relation
nurses do not engage with patients in informing them to the three stimuli, it may only be possible to identify the
about the model. Some psychiatric nurses may find it easier focal stimulus in some cases (Roy 1984). This is applicable
to practise if they maintain some control over those for to acute psychiatry for three reasons. First, within the acute
whom they are caring. Nurses who do talk to patients psychiatric environment it may not always be possible to
about the model may use diagrammatic representations to carry out an in-depth initial assessment with patients. For
help those patients understand how the model works. On example, a patient experiencing an episode of psychosis
a more positive note, by being so well defined, the strict may find it difficult to communicate what has caused their
application of the model to any practice area may lead to current problem. Second, some patients’ stay within an
the deliverance of a high standard of systematically con- acute setting may be quite short. For example once an acute
structed nursing care. episode has subsided, a patient may be transferred to a
It could be argued that structured care could be pro- step-down acute unit. Not being an inpatient within an
vided without using Roy’s model, for example, by nurses acute unit for a lengthy period of time may not afford a
implementing the nursing process without guidance from nurse time to carry out a comprehensive assessment of a
any nursing model. The medicalized nature of the nursing patient. Third, some patients within acute settings may not
process does not imply that nurses either involve patients in want to be in hospital, therefore, they may not take part in,
their care or focus on adaptive health patterns. However, or sabotage any nursing assessment.
Roy’s model makes it clear that patients are involved in the The goal of nursing within the model is to promote, and
assessment of their care needs and in the planning of appro- if possible, maintain patient adaptation within a current
priate nursing interventions. Roy’s model is also quite difficulty. This goal may be achieved by the nurse and
unique in that it explicitly states that the nurse should focus patient partaking in a six-stage nursing process. These six
on positive patient health patterns as well as health pat- stages are: the assessment of patient behaviour, assessment
terns, which are maladaptive in nature. Within the Repub- of stimuli, nursing diagnosis, goal setting, intervening and
lic of Ireland (ROI), psychiatric patient care is structured evaluating. Assessing a patient may prove time consuming,
by multidisciplinary teams (MDT), which are teams made time that may not always be available within an acute set-
up of various heath care professionals employed by indi- ting. However, using Roy’s assessment process will lead to
vidual service areas. Using a nursing model may lead to a detailed holistic overview of the patient’s current situa-
fragmentation in patient care in that the model is nursing tion. However, nurses must be aware that acutely ill
specific. An assessment tool and problem intervention patients may not always be able to partake within a thor-
strategy open to use by all within the MDT may lead to ough assessment immediately after their admission. In such
more all encompassing patient care. In defence of Roy’s cases it is the role of the nurse to assess and plan interven-
model, the author is of the opinion that Roy’s model will tions, which he/she thinks will best meet identified patient
allows nurses to present patient progression in a structured needs. Such care planning may be called maintenance care

© 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228 223
D. Patton et al.

planning. When the patient becomes more receptive to par- in practice. Instead of being critical of the model perhaps
taking in their care, they should be immediately involved in nursing should be looking towards such well-defined the-
their care. This type of care planning is called contractual ories such as Roy’s in guiding nurse practice.
care planning.
As regards nursing interventions, Roy & Andrews
How the theory is used
(1999) stipulate that stimuli may be manipulated so that
the patient will be able to adapt to their current difficulty. How the model is used and guides nursing practice, the
This consideration could be called into question on ethical quality of care given and the nursing process will be
grounds. The term ‘manipulation’ may lead some nurses addressed in this section. Some general issues relating to the
to believe that they ultimately decide what care a patient model’s use within acute psychiatric care have been pre-
should receive. This would be in keeping with former sented. These issues, along with some other practice issues,
paternalistic trends within psychiatric nursing. Perhaps will now be further demonstrated in a short case presenta-
more appropriate terminology would be that of being a tion. Goals and interventions negotiated will be outlined
companion to the patient during his/her illness. with reference to concepts deemed important within Roy’s
With regards to the concept of health, a healthy person model.
is one who can adapt to current difficulties. In her earlier David Kelly was a 22 years old male admitted on an
model Roy does not give a definite definition of what health involuntary basis with symptoms of depression. After
entails (Fawcett 1987). This lack of a clear definition of being assessed by the medical registrar David was
health may be viewed as a positive attribute of the model. accompanied to the acute unit by his parents and the
By no definition being given nurses may conclude with author. Prior to fulfilling a nursing assessment using
patients what health means to them. Although not stated Roy’s model the author read what the medical registrar
explicitly, Roy may be implying the uniqueness of how peo- had written in David’s medical notes and recorded some
ple and their perceptions of health interact. In the most collateral information from David’s family. The author
recent edition of her model Roy states that illness and completed this to give him a basis to work on whilst
health can co-exist (Roy & Andrews 1999). In practice this assessing David. The Interdependence Mode of Roy’s
recognition of how health and illness can co-exist occurs model identifies the importance of significant others and
when adaptive and maladaptive health patterns are identi- support systems, recognizing the significant other may
fied at assessment. This has a positive implication for psy- be enacted through collecting collateral information
chiatric nursing in that a proportion of people function in from them. The author initially assessed David for 1 h.
life with an enduring mental health difficulty. For example, During this time David was more talkative than the
those people living in sheltered community dwellings. In author had envisaged. An array of information relating
relation to acute psychiatric care, Roy’s model will allow to the four modes was collected. Some of this informa-
nurses to engage with patients in a way that allows patients tion had not been collected as collateral information.
to have optimum input into their care and that allows them This point highlights the importance of the four modes
to define what ‘being healthy’ means to them. By engaging in allowing the nurse to perform a thorough initial
with the patient within a health-oriented context as assessment. This array of information helped build a
opposed to an illness one, the nurse may improve the holistic picture of David’s predicament, as opposed to a
chances of recovery for the patient. Roy’s model implies purely medical picture. The fulfilment of a first and sec-
that nurses engage in a nursing process that does not cor- ond level assessment and the formulation of interven-
relate closely with the medical approach to mental illness. tions and goals occurred over the following 2 days.
Such a non-medical, non-problem-based approach to Roy’s model gives scope to the initial patient assessment
patient care may serve to improve patient outcomes. By to be carried out over an extended period of time. Using
being ‘health’-oriented, Roy’s model may militate against Roy’s model allows for the nurse to spend time with the
the development of ‘sick role’ behaviour patterns, and may patient in trying to seek solutions to the patients pre-
assist the wider community to recognize that those with senting life and health difficulties. Appendix 2 provides
mental health problems can exist as functional persons. a brief summary of some of the problems and interven-
In conclusion, Roy’s model possesses many underlying tions that the author and David concluded upon. The
concepts. This may portray the model as complex and author found that David related in an increasingly open
therefore difficult to use in practice. In defence of the fashion, the longer the author spent in his company.
model, the concepts, which underpin the model, are well Much of this time was spent by the author helping
defined, therefore increasing the validity of the model. This David to recognize his adaptive and maladaptive health
enhanced level of validity makes Roy’s model ideal for use patterns and subsequent interventions. By being jointly

224 © 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228
Roy’s Adaptation Model of Nursing

formulated, the author found David to be more recep- 1996). As alluded to earlier Roy supports the development
tive to receiving help. Also, the identification of positive of nursing science and the use of science in practice. How-
health patterns helped David develop an overall more ever, in the more recent editions of her model, Roy has
positive schema, which the author believes helped him placed a greater emphasis on the correlation between nurs-
in gaining strength to overcome the problems, which ing science and nursing practice. Adopting the philosophy
had led to his depression. At times the author and David that nursing science and practice are closely related may
did not agree with the evaluation of certain interven- help bridge the nursing theory–practice gap.
tions. However, the fact that David could disagree with According to Roy (1979), her model defines for student
the author within a mutual relationship must be appre- nurses the distinct purpose of nursing. She also states that
ciated. The author believes that using Roy’s model led her model will allow students to develop new practice-
to this. On discharge, David responded positively to a based theories (Roy 1979). Because of the complexity of
patient satisfaction questionnaire. The author believes the model this may not be possible for students in the ear-
that using Roy’s model helped him provide care for lier part of their training. The author would suggest the
David in a way, which allowed David to feel satisfied teaching of the model in a spiralled way. This way, students
with the help he had received. may be better able to correlate their practice experiences
The only true way to measure the effectiveness of any with the theoretical content of the model and therefore help
model is to perform a concurrent or retrospective audit them bridge the theory–practice gap.
upon its usefulness. No research exists detailing how useful It appears that the model has the potential to be gener-
Roy’s model is within acute psychiatric care, although it alized within the areas of nurse practice, education and
has been evaluated within a forensic care setting (Miller research. Roy’s adaptation theory in itself has generated a
1991). The research gap that is evident in relation to the general theory of the person as a holistic system and theo-
model should be addressed both qualitatively and quanti- ries relating to the four adaptive modes. The model has the
tatively in order for the more intangible aspects of using the potential to generate specific practice theories pertaining to
model to be explored effectively. Patients should also be one or all of the four modes. These defined practice theories
involved in evaluating the model, although this may prove may lead to the enhancement of psychiatric nursing care.
problematic within acute psychiatry, as some patients may For example, more specific theories into how a high level of
not want to be involved in an evaluation process. This may psychosocial care may be delivered to patients. Such theo-
result from the fact that they do not want to be in hospital ries may have value for psychiatric care as virtually all psy-
or result from the nature of their illness. In order to over- chiatric disorders have psychological and social elements.
come this, patients should be asked to evaluate their care This aspect of the model makes it somewhat implicit that
on discharge. the theory has the potential to benefit psychiatric nursing.
The question of how generalizable the theory is may be Other ideas that underpin the model and which have rele-
answered by an exploration of its possible use within nurse vance for psychiatric nursing are those of a person being a
practice, education and research. It is evident that Roy’s holistic entity, possessing a unique adaptation zone and
model is used within psychiatric nurse practice, and more that patients should be involved in the formulation of their
specifically within acute psychiatric nursing practice. How- care plans.
ever, there is a severe shortage of research-based literature
into the use of the model within psychiatric nursing. The
When compared to other models
theory has been studied within the context of general, pae-
diatric and community nursing. Findings within these envi- Within the context of acute psychiatric nursing in the ROI
ronments have been mixed. At a broader level, in order for the author is familiar with three other models/theories.
models to be researchable they must be able to generate First, Orem’s Self-Care Deficit Theory focuses upon the
testable hypotheses. Roy’s model has the ability to do this nurse helping the patient become more independent in
because of the well-defined theoretical structure of the meeting their health needs (Orem 1995). Although not
model. made explicit in Roy’s model, it is implied that the nurse
Evidence-based practice is very much to the fore within strives to help the patient become more self-sufficient in
contemporary nursing (Cranston 2002). Employing evi- their care. Roper, Logan and Tierney developed their
dence-based nursing interventions usually means the use of model around how nurses assist patients achieve their
research findings into what is best practice within a partic- activities of daily living (Roper et al. 2000). In relation to
ular area (McClarey & Duff 1997). Such research findings psychiatric nursing, the main criticism of this model is
may come from quantitative or qualitative studies, both of that it is slightly more medical in nature than Roy’s
which aim to contribute to nursing knowledge (Begley model. The final model is Barker’s Tidal Model (Barker

© 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228 225
D. Patton et al.

2001). This model developed from a series of studies


References
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Appendix 1
The metaparadigm

Person Nursing

Holistic, adaptive systems adaptation maintained by regular and


cognator internal processes A health care profession scientific and practical in nature

Emphasizes health promotion for persons and the wider community


Biological, psychological, social and spiritual in nature

Through
Focus of nursing

Health Nursing process assessment of patient behaviour


assessment of stimuli
A reflection of adaptation a unique state to each person nursing diagnosis
goal setting
intervening
evaluating
Within adaptation, health and ill-health can co-exist

Environment

Ill-health caused by Focal stimuli


Contextual stimuli
Residual stimuli
Conditions, circumstances and influences affecting person and group
development
Regulator and cognator symptoms manifested in 4 modes

Physiological Mode Person must adapt to these inputs


Interdependence Mode
Self-Concept Mode
Role Function Mode

Appendix 2
Problems identified and interventions planned within the four adaptive modes

Self-Concept Mode

Problem: David had a negative perception of his existence and wanted to perceive himself more positively.
Intervention: It was agreed that I would spend dedicated daily time talking to David about how his day was progressing and how he felt about
himself. We agreed that the focus of our interaction during this dedicated time would be on David being positive about himself and his
existence.
Outcome: Over time David began to talk more positively about himself and the life he was living/going to live.

© 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228 227
D. Patton et al.

Problem: David was finding it difficult to access spiritual guidance.


Intervention: I arranged for the hospital chaplain to come and visit David. As well as this I agreed to accompany David to the hospital oratory
when he wanted some ‘time out’ to think.
Outcome: The hospital chaplain visited David on a regular basis whilst he was in hospital. This seemed to have a positive effect on David. Visiting
the hospital oratory also seemed to affect David in a positive way.

Role Function Mode

Problem: David was worried that he may loose his job.


Intervention: I helped arrange getting a ‘sickness certificate’ which was then forwarded to his employer.
Outcome: David did not loose his job.

Problem: David was worried about how his family may perceive him whilst in his current state.
Intervention: I informed David’s family of the importance of providing positive reinforcement to David when they visited him. I also spent time
with David after family visits talking about what the visit represented for him.
Outcome: David’s family were very supportive of him whilst he was hospitalized. Just after his admission David did not talk at length with any
family member when they visited. This altered over time.

Interdependence Mode

Problem: David was concerned that he may be left alone whilst in hospital.
Intervention: I asked David’s family to ensure that one or more of them attended each evening at visiting time. I also asked them if it would be
possible for some of David’s friends to visit him.
Outcome: One or more of David’s family visited each evening. A number of David’s friends also visited regularly.

Physiological Mode

Problem: David had a poor appetite.


Intervention: I explained to David the importance of eating an adequate amount of solid food and of remaining hydrated. David choose what
food he wanted to eat and when. A record was kept of what David ate and drank.
Outcome: David’s appetite improved as his admission progressed. David did eat and drink adequately during the first couple of days of his
admission.

Problem: David thought he was going mad in the sense that something was wrong with his brain.
Intervention: I talked to David about his illness and assured him that his brain was not distorted.
Outcome: David’s thought processes in relation to how he perceived that anatomy of his brain altered as his admission progressed.

Problem: David was slightly constipated in the days immediately after his admission.
Intervention: I informed David of the importance of remaining hydrated. I also encouraged David to walk as much as he could around the unit
and within the enclosed garden.
Outcome: David’s slight constipation did not become anything more than a passing problem in the initial period after his admission.

228 © 2004 Blackwell Publishing Ltd, Journal of Psychiatric and Mental Health Nursing 11, 221–228

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