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GSA Office of Citizen Services and Communications

Intergovernmental Solutions Newsletter

Government
by Collaboration
Spring 2010
Collaboration and Emerging
Technologies in Government . . . . . . . . . . . . . . . . .1 Collaboration and Emerging
Everybody’s Doing It
Collaboration Makes
Technologies in Government
Open Government Possible . . . . . . . . . . . . . . . . . .3
GCPEDIA: The Canadian Government Wiki . . .4 By Darlene Meskell
Director, Global Government Innovation Networks
Collaboration without Frontiers-
GSA Office of Citizen Services and Communications
Using Innovative Technologies . . . . . . . . . . . . . . . .6
U.S. General Services Administration
Four Pilots Test
Cross-European Interoperability . . . . . . . . . . . . . .7
Countries Look Within to Collaborate . . . . . . . . .9
UK’s Joined-up Government
he 21st Century society poses challenges of unprecedented
Aims to Transform Bureaucracy . . . . . . . . . . . . .11

Engineering a Collaborative Government


Overcoming the Silo Trap . . . . . . . . . . . . . . . . . . .14
T complexity. No individual, department, agency, or government can
single-handedly achieve results like ending climate change or
reviving the global economy. Multi-organizational networks are needed to
Setting the Right Conditions integrate communications, data and resources to effect transformational
for Collaboration . . . . . . . . . . . . . . . . . . . . . . . . . .16 change.
Pre-conditions for Successful Collaboration . .18
A Core Capability for
Collaboration is not new in government, nor is using technology to
21st Century Government . . . . . . . . . . . . . . . . . . .20 collaborate. When citizen expectations are stimulated by new technology
Essential Collaborative and enabling legislation, governments are compelled to find new ways to
Competencies for Managers . . . . . . . . . . . . . . . .22 share knowledge and learn from each other, balancing different needs,
Build Your Organization’s interests and priorities.The Internet and incredible new technology enable
Capacity to Collaborate . . . . . . . . . . . . . . . . . . . . .24 the automation of public services, but government cannot deliver the level
Feds Collaborate to Make Social Media of performance demanded by the public without unprecedented
Legal for Mission-related Outreach . . . . . . . . . .26
cooperation among public, private and nonprofit organizations.
Government and Industry
Collaborate to Modernize VistA . . . . . . . . . . . . .28 Featuring 22 contributions from key players in governments and other
Crossing Boundaries to Reach organizations around the world, this newsletter explores some of the many
the Michigan Business One-Stop . . . . . . . . . . . .29
ways technology is expanding opportunities for governments to collaborate
Collaboration Tools and Platforms on public-policy decision-making–and ways collaboration is increasing the
Data Sharing Began Geospatially . . . . . . . . . . .31
range and power of technology to dramatically alter the accepted ways of
EPA’s Environmental Exchange Network . . . . .33
doing business.
ParticipateDB . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35
GovLoop’s “Extraordinary Collection ofTalent” 36 Everybody’s Doing It
BetterBuy Buying through Collaboration . . . . .38 Issuing its Open Government Directive in December 2009, the White House
Second Life Enables recognized that Collaboration Makes Open Government Possible and
Governments to Collaborate . . . . . . . . . . . . . . . .40
launched an ambitious program to make government data available to all, to
Virtual Worlds as a Setting
for Scientific Collaboration . . . . . . . . . . . . . . . . .42 make its processes transparent, and to make its culture collaborative.To
address this requirement, the U.S. government has had to change its
cultural norms—quickly—and adopt new technology and procedures that
depend on an active spirit of collaboration. So have other governments.
Public servants in Canada, for instance, eliminate email, archiving and e-

The Intergovernmental Solutions Newsletter is produced twice a year by the Intergovernmental


Solutions Division, GSA Office of Citizens Services and Communications, Lisa Nelson, Editor.
Send comments and suggestions to lisa.nelson@gsa.gov.
discovery problems by collaborating Before the White House Open ParticipateDB helps users find the
with one another on GCPEDIA: The Government Directive was issued, applications they need.
Canadian Government Wiki.The federal policies discouraged
Collaboration to improve government is
European Commission, building a still- government agencies from using
occurring on a great variety of
new economic and political union of 27 emerging technologies, specifically the
platforms, with assistance from a
countries, relies on Collaboration common, easily accessible social
growing crowd. GovLoop.com, the
without Frontiers-Using Innovative media tools that were offered free
leading social network for public
Technologies to develop a unified, online.Then, a coalition of federal Web
servants and people supporting
strong and stable European managers and attorneys entered into
government, currently has over 29,000
government. Four Large-Scale Pilots negotiations with social media
registered users. All of the members of
that Test Cross-European providers to dismantle the legal and
GovLoop’s “Extraordinary
Interoperability illustrate the power of regulatory barriers.This cleared the
Collection of Talent” can weigh in to
collaboration to drive a technologically way for legal counsel in many agencies
help find solutions to difficult public-
advanced European Union. Other to lift restrictions on the use of those
sector problems.The BetterBuy Project
Countries Look Within to tools, Making Social Media Legal
was born in a GovLoop discussion
Collaborate on more networked for Mission-Related Outreach.
group, Acquisition 2.0, which federal
service delivery as the foundation for a
Cross-sector collaboration is attacking acquisition executives created to
new approach to delivering public
systematic challenges to the surface ideas on how to improve the
services, and the UK’s Joined-up
Department of Veterans Affairs’ VistA government procurement process. In
Government Aims to Transform
system, considered “the largest, most weeks of discussion online, the
Bureaucracy by increasing public
comprehensive, fully integrated GovLoop community suggested many
influence over service development and
electronic health information system in ways to achieve Better Buying
delivery.
the world.” VistA is seriously out of through Collaboration.
Engineering a date, and many attempts to bring it up
Virtual environments offer a very
to 21st Century expectations failed.
Collaborative Government Then VistA’s champions enlisted the
different platform for collaborating.
MuniGov2.0, a group of mostly local
The urgent problems facing help of the government/industry IT
government technologists, was created
government today do not respect community to create and nurture an
by a couple of mid-level managers who
organizational boundaries, so environment where Government and
wanted to share their ideas about
Overcoming the Silo Trap and Industry Collaborate to Modernize
public service with hundreds of their
achieving a “whole-of-government” VistA.The State of Michigan and the
closest friends and collaborators.
perspective becomes a critical state’s small business community
Proficient in many innovative
objective for creative solutions. The collaborated to build enterprises that
technologies, they learned how Second
Right Conditions for Collaboration, create jobs by Crossing Boundaries
Life Enables Governments to
like those modeled by the federal Web to Reach the Michigan Business
Collaborate, and now hold weekly
Managers Council, must be in place One Stop.
meetings through avatars in that virtual
going forward. More nuanced Pre-
Collaboration Tools world to compare notes. In fact, a team
conditions for Successful
of scientists from several major
Collaboration call for leadership and and Platforms
universities, who formed the first
competence, pre-existing relationships,
Data Sharing Began Geospatially professional scientific organization
the allocation of power, governance
when the geospatial community came based entirely in virtual worlds,
approaches and accountability.
together years ago to establish contends that Virtual Worlds as a
Institutionalizing Collaboration as
standards for data exchange, build data Setting for Scientific Collaboration.
A Core Capability for 21st Century
clearinghouses and develop
Government will create environments Maybe they are onto something. But as
partnerships for the creation of local,
that encourage and support the free these articles strongly suggest, it is not
state and national data sets. Another
exchange of ideas and information. just the features of the technology but
early model of an open, collaborative,
Changing organizational norms and the fact of the collaboration that sets
and participatory culture, EPA’s
management principles will require out an inspiring new vision for
Environmental Exchange Network
leadership at all levels of an government in the 21st Century.
is a federal/state/local partnership to
organization.They will need Essential
support better policy decisions through
Competencies for Managers, the Darlene Meskell is director of Global
improved access to environmental
knowledge, skills and behaviors Government Innovation Networks, formerly
information.
required to Build an Organization’s Intergovernmental Solutions, in the GSA
Capacity to Collaborate, and make a As government’s need for collaboration Office of Citizen Services and
difference in the 21st Century. tools and platforms grows, so do the Communications.
numbers of free and commercial
applications and services available.

2
Everybody’s Doing It

Collaboration Makes on virtually all of the largest federal


departments and agencies' open
government pages.
Open Government Possible GSA shared all documents and put all
materials, test results, outreach tools,
and engagement techniques online,
Innovative technology makes it all more establishing a community of practice in
transparent, participative and collaborative. government online engagements.The
out-of-pocket cost of this online dialog
totaled around $80,000, mostly for
By David L. McClure training and staff support, and far less
Associate Administrator
GSA Office of Citizen Services and Communications than it would have cost a single agency
U.S. General Services Administration to put an equally effective tool in place.
To date, more than 1,900 ideas, 3,900
comments, and 30,000 votes from more
than 8,000 users have been logged
resident Obama’s Open to accomplish on the scale and within

P
across these simultaneous dialogs.The
Government Directive was the timeframe demanded without an similar look-and-feel of all these GSA-
issued in December 2009 to fulfill unprecedented degree of collaboration supported dialogs enhanced the
the promise he made on his first full across government and with the private credibility of the process overall and
day in office: to “create an sector. Innovative technology solutions reflected well on the Open Government
unprecedented level of transparency in are critical. initiative.
government” by establishing “a system We found ourselves on the front lines Our ability to respond quickly to the
of transparency, public participation of this collaborative effort at the start. need to build a citizen engagement
and collaboration.”The directive Since GSA’s mission is to support the platform within the federal government
requires federal agencies to take four needs of the executive branch illustrates only one of the ways my
steps to deliver this unprecedented government-wide, this was not office is gearing up to bring innovative
openness and mandates a series of unexpected. Luckily, we had laid the technology to the task of making
milestones to build an open groundwork for this high-profile project government more transparent,
government infrastructure in four over the past 10 years. We were able to participative and collaborative. We work
months: build upon our government-wide Web with technology leaders in other
1. Publish Government Information manager community’s years of countries and in state and local
Online in open formats. collaboration on website standards, governments to identify and adopt
2. Improve the Quality of Government sharing best practices and technology innovative technologies and
Information available to the public. solutions, and devotion to making the techniques. We help technology
3. Create and Institutionalize a Culture government Web presence user- providers in the private sector
of Open Government. friendly. Members looked to each other understand the benefits of developing
4. Create an Enabling Policy for help in meeting the White House innovative solutions for the public
Framework for Open Government. Open Government requirements, sector. We will be creating, adapting,
The goals have encouraged executive particularly the quick-turnaround testing and applying leading-edge
branch agencies to coalesce around a requirement to engage citizens in an technologies for use by the
number of new initiatives that are online dialog within 60 days. government. All the while we will be
changing the relationship between the GSA identified a no-cost online drawing on the collective brain power
federal government and the people it engagement tool, and worked in of all of those who are interested in
serves. Some of these initiatives are collaboration with the Web Managers joining us in building a 21st century
designed to expose government data Council to implement the tool quickly. government.
and improve the quality of the data The tool helps agencies gather ideas David L. McClure was appointed as the
displayed. Some were designed to from the public, allows people to Associate Administrator of the GSA Office of
increase the transparency of comment on those ideas, and provides Citizen Services and Communications
government policy- and decision- thumbs up/thumbs down voting so the effective August 24, 2009. His experience
making and hold officials accountable. best ideas rise to the top for agency includes leading technology programs for the
Government Accountability Office and the
Others were intended to offer the review. GSA leveraged its role as a
Council for Excellence in Government. Prior
public a platform and incentives to central agency to identify the tool, to joining GSA, he was the managing vice
provide immediate, direct input to policy modify it for government use, and president for Gartner Inc.’s government
development. provide training to moderators across research team.
Each initiative is transformational in government.The tool was in place
intent and scope.They will be very hard before the White House 60-day deadline
3
GCPEDIA: for the government of Canada.
However, few restrictions were put in
place, enabling users to decide where
The Canadian Government Wiki they saw value in the tool. In August
2009, after operating for nearly a year, a
content review was undertaken to
This article is an exercise in collaboration by GCPEDIA users determine how it was actually being
used. The results are consistent with
what others seem to be experiencing
with enterprisewide, general purpose
he government of Canada has 350 new registered users per week. It

T been exploring the application


of Web2.0 technologies with the
goal of supporting internal
is clear that the wiki component of
GC’s Open Collaborative Workplace is
thriving.
wikis, namely that users find value in a
wide variety of ways.
According to the August 2009 content
collaboration and advancing service review, government of Canada public
excellence within a government The GCPEDIA Team servants were using GCPEDIA
context. This exploration is a result of primarily to share information and
collaboration between numerous Early in the project, a steering gather project/performance feedback;
Canadian federal government committee was formed to provide and build collaborative and
departments and two central agencies: managerial oversight. In addition to interdepartmental communities of
the Treasury Board Secretariat and executives, the committee includes practice; establish terms of reference
Public Works and Government representation from users and new for interdepartmental committees; and
Services Canada. professionals in the public service. By as support networks across a wide
the summer of 2009, what had begun range of topics (see Figure 1).
One of the first components of the as a project off the
internal Web 2.0 platform is the corner of a desk had
governmentwide wiki, GCPEDIA. evolved into a team of
Based on the popular MediaWiki five full-time staff
software, GCPEDIA is accessible to supported by students
government of Canada network users and volunteers.
(approximately 250,000 public servants
from more than 150 departments and Today, the team is
agencies). Content is created for and transitioning to become
about the public service and, while it more community based.
may be read anonymously, only Several government of
registered users are able to add or Canada organizations
modify content. are coming forward to
take on the development
of formal governance
History processes for
In the fall of 2007, a limited-scope wiki GCPEDIA. Figure 1 - Use of GCPEDIA
was made available for Furthermore, support
experimentation to a closed user systems and policy
group. Pathfinder projects included the compliance protocols are in a constant The key advantages being reported are
drafting of policy documents and a test state of development. easier collaboration, and faster and
for a library of architectural artifacts. more accurate information sharing.
Eventually, ongoing operations for
Results proved encouraging. GCPEDIA users across Canada are
GCPEDIA, the professional network
In October 2008, the pilot was GCONNEX, and other tools are finding new ways to use the tool to
expanded into a general-purpose expected to require 10-20 full-time staff make their work lives easier and more
enterprise wiki, deployed as an open providing technical, community, and cost-effective.
environment with a limited number of policy support. The vast majority of One called the platform an invaluable
rules. Open to all government of content maintenance and policy collaborative tool for the Financial
Canada public servants, the pilot was compliance will be conducted by System Authority, stating:
intended to provide a place for people GCPEDIA users.
to share and work together. “We use it as a method to not only
Initially, GCPEDIA was envisioned as disseminate information, but as a tool
In January 2010, there were 12,000 a community-built repository of to collaboratively work with our
users, 5,700 pages of content, 1.8 knowledge specific to the Public colleagues […] as we build new policies
million page-views, and an average of Service of Canada; sort of a Wikipedia and directives. We have lately been

4
using it as one of our primary channels itself is proving to be a useful living In the days ahead, we can expect to
to disseminate the toolkits from our laboratory for identifying and working see a growing integration of the tools
governmentwide initiatives. By using through compliance issues. into the day-to-day work life of public
collaborative tools like GCPEDIA, the servants. The horizontal governance
The reality of mass collaboration and
number of interdepartmental fora we mechanisms for supporting
dynamic content is raising new
have to hold has been reduced and the collaborative efforts will mature with
questions about such things as
cost-savings have gone into producing evolving rules and community
recordkeeping (Is a wiki page an
toolkits for our client. management practices. The use of
official record?), language (How do we
GCPEDIA as an internal government
One contributor from a midsized respect bilingualism?), and control
of Canada tool will evolve, and perhaps
department said: (Who owns a collaborative
we will see linkages to similar external
document?). These and other
“Having the tool already established and tools for multijurisdictional
questions are being answered
in full working order means that I do not collaborations.
iteratively, in many cases within the
have to negotiate with my own under-
wiki itself, as the relevant groups come The success of GCPEDIA will be
resourced IT team to create a new
together to address the policy measured by the degree to which it is
product, or to customize existing
challenges. embedded in the daily lives of public
technologies we may have to suit my
servants. Or, as one user put it: "If we
needs.” Users Must Understand
didn’t have GCPEDIA, we would have
the Application to
Regional organizations are latching on to invent it.”
Appreciate its Value
to GCPEDIA with tremendous
enthusiasm because it allows them to GCPEDIA has not been heavily About This Article
participate in collective endeavors to promoted; rather, users were
an extent that was previously encouraged to embark on an This article is a collaborative product.
unachievable. independent process of discovery. As An early draft of this article was
such, most early users came to the posted to the wiki and a general
For example, PrairieComm 2009 invitation made for contributions via a
platform with some technical
brought together 100 federal main page advert, and Twitter posts on
proficiency and aptitude for social
government communicators from three the internal GCCONEX platform and
media. As the popularity of the tool
provinces. The organizing committee the external #GCPEDIA hash tag. An
grows, there is an increasing need for
used GCPEDIA to publish the agenda, estimated 200-300 people were
technical training on how to use
registration information, etc., for the reached. Three days were allowed for
GCPEDIA as well as cultural training
conference. Previously, information contributions. Five contributions were
on the new ways of conducting
about the conference would have been received. The article was moved to a
business allowed by GCPEDIA.
published on the Regional Federal Word document and e-mailed for
Council’s Web site, where updates Community further editing. This was done to
could take a week or two to appear. Management is Essential accommodate e-mail-based approval
A GCPEDIA registrant from Certain core elements, including processes.
Yellowknife, (near Alaska) states: GCPEDIA community coordinators, In the future, when a significantly
are needed to facilitate collaboration higher percentage of public servants
"I see real potential for GCPEDIA to
between communities, as well as to become registered users of
make our world larger (almost real-time
motivate and engage community GCPEDIA, it is reasonable to expect
networking with all federal employees)
members and/or monitor GCPEDIA that contribution levels will be higher.
while making our world smaller
user activity and content. The evolving In addition, we may see approval
(reducing the cost and impacts of
role of community management needs processes adapt to the new
geographical distance in work teams).
to be more widely understood and technologies with a corresponding
I’m excited about the possibilities."
practiced. increase in efficiency.
Policy Compliance
GCPEDIA is one part of an open
Is Challenging
collaborative workplace that is now For more information on GCPEDIA,
There are a number of major policy being developed collectively. There are contact Pierre-Alain Bujold, media
areas that the GCPEDIA team must organizational and procedural barriers relations spokesperson, Strategic
take into consideration while to this collaboration, but the desire of Communications and Ministerial Affairs,
Treasury Board Secretariat,Government of
developing protocols. To that end, the the members to see the benefits of Canada at 613-957-2640.
team has been in constant contact collective action materialize, and their
with policy and legal authorities. With willingness to work together to find
most of the policies and legislation solutions is encouraging.
predating the Internet, GCPEDIA

5
Collaboration without Frontiers
– with the Use of Innovative Technologies
By Dr. Mechthild Rohen
Head of ICT for Government and Public Services
European Commission

ollaboration and citizen

C empowerment are central to


the European Union policy on
e-government announced in Sweden
in November 2009. This policy is the
result of a voluntary collaborative
effort of the 27 EU member states. It
identifies collaboration as a key
instrument for developing e-
government in Europe, following the
ministerial declaration on e-
government issued last November in
the Swedish town of Malmö.
The Ministerial Declaration on
eGovernment lays the political
foundations for an e-government
action plan for the EU for 2011- 2015. It
defines three political priorities for
European actions in e-government.
The first one is the empowerment of
citizens and businesses. The concept
of empowerment is relatively new in
the EU's e-government policy and
figures prominently as one of the transparency, and effective means for why the Malmö ministerial
priorities in this ministerial involvement of stakeholders in the declaration introduces a new angle of
declaration. Empowerment also policy process.” Such a goal can only public governance that coincides with
transpires in the two other political be achieved if governments and their the introduction of Web 2.0
priorities that are traditionally at the administrations are transparent and technologies in e-government. The
core of the European single market, citizens and businesses are able to ministerial declaration looks not only
e.g., the necessity to improve the trust them and to work in cooperation at participation as a means to
efficiency and effectiveness of public with them. improve the relations between
services and administrations across governments and their constituents,
Europe. Empowerment can be A second objective is to facilitate the
in the traditional way of participatory
achieved through collaboration reuse of public sector information
policies, but also as a means to
among all actors. Indeed, the that forms a basis for the creation of
improve the efficiency and
declaration states that the objective services, a technique that is already
effectiveness of public authorities.
of future actions in e-government is to widely used by Internet communities.
Working together and sharing
make sure that citizens and It enables citizens and businesses to
resources in Information and
businesses “are empowered by e- make the best possible use of public
Communication Technologies,
government services designed around information and, in so doing, to create
including in all other policy areas,
users’ needs and developed in more value for society.
helps governments to reduce their
collaboration with third parties, as Empowerment also aims to increase costs and to increase their
well as by increased access to public citizens' and businesses' performance levels. This also allows
information, strengthened participation in governance. That is citizens and businesses to work more

6
efficiently as they rely on their innovation is the introduction of the achievement of collaboration. He
administrations for running many of notion of user-driven services, which pointed out that the EU member
their daily activities. suggest that users are in the driving states had agreed to pave the way for
seat, either as co-designers, co- a new generation of innovative e-
The declaration distinguishes three
producers of content, or co-operators government solutions in the public
kinds of collaboration: between
of services. sector where “inherited procedures
administrations, between the public
and national styles still persist and
and the private sector, and between At the closing session of the Malmö
administrations are frequently being
the public and the civil society. It Ministerial Conference, Minister Mats
described as self-contained silos.”
encourages administrations to break Odell, representing the Swedish
the current structure shaped in presidency of the European Union, Stancic noted that an agreement had
hermetic pillars and to re-engineer and Zoran Stancic, Deputy director been reached “on a voluntary basis,
their structure to cut organizational general of the Information Society without any political, legal or
boundaries, so as to share and Media Directorate, both praised technical imperative commanding
information, pool resources, and the open declaration on e-government them to do so.” In this way, the
jointly produce services for society. It and the involvement of citizens who member states have embraced the
calls on national administrations to spontaneously gathered on the spirit of the open method of
collaborate with the private sector. Internet to draft it in parallel to the coordination defined by the European
official ministerial declaration. This Commission as a nonbinding
Finally, the Malmö Ministerial
open declaration was produced instrument in which member states
Declaration on eGovernment is also a
independently from the European agree to identify and promote certain
turning point in e-government policy,
Commission and calls for more policies and create the conditions to
as it promotes active collaboration
openness, transparency, and learn from each others' experiences.
with users. It recommends the
collaboration. It will now be up to the European
development of socially inclusive
Commission to take up this spirit and
policies and services with a genuine Stancic also noted that the
apply it in the new e-government
concern to involve citizens in the ministerial declaration itself
action plan for 2011-2015.
policymaking process. A conceptual represented a significant political

Four Pilots Test e-government services, just by


presenting their e-ID.

Cross-European Interoperability Cross-border user authentication for


such e-relations will be applied and
tested in five pilot areas of EU member
By Dr. Mechthild Rohen states that already use e-government
Head of ICT for Government and Public Services services. In time, additional service
European Commission
providers will also become connected
to the platform thereby increasing the
number of cross-border services
urope has set up several services directive, which requires a available to European users.

E initiatives to foster e-government


interoperability in the European
Union.To make interoperability in
one-stop shop for the creation of
companies abroad.The success of
these four large-scale projects
In the future, European citizens should
be able to start a company, get a tax
refund, or register in school or
several key areas of public services demonstrates the transformative
university without having to be
possible, EU member states are power of cross-border collaboration.
physically present at the relevant
encouraged to participate in temporary
administrations abroad. All they will
consortia that test cross-European 1. e-ID need to do to access these services is
interoperability.
STORK, which stands to enter their personal data using their
A number of well-defined 3-year large- for Secure Identity national e-ID, after which the STORK
scale pilots in high-priority areas have Across Borders Linked, platform will obtain the required
been co-sponsored by the European is the pilot that authentication from their government.
Commission and the participating researches interoperability of national The role of the STORK platform is to
member states.These include electronic identities.The aim of the identify a user who is in a session with
electronic ID, public procurement of STORK project is to establish a a service provider, and to send his data
services (e-procurement), online European e-ID interoperability platform to this service. While the service
health records (e-health), and the EU- that allows citizens to establish new e- provider may request various data
wide provision of services under the relations across borders and to access

7
items, the user always controls the secure access to patient health well-balanced and allows contributions
data to be sent. In other words, the information, particularly basic patient from different backgrounds.
explicit consent of the owner of the summaries and electronic
The pilot project will be implemented
data, the user, is always required prescriptions, between different
in successive phases. Emphasis will be
before his data can be sent to the European health care systems.
placed on developing common
service provider.
To achieve this goal, the national specifications and tools for electronic
entities cooperating within the services such as technical and
2. e-Procurement program test both services in pilot semantic interoperability, electronic
The objective of the applications that connect the national documents and a services directory.
Pan-European Public systems.This approach aims to deliver
SPOCS' transparent working methods
e-Procurement On- a methodology, which, in the long run,
aim to facilitate consensus by public
Line large-scale pilot can implement the fundamental base
administrations, their suppliers and
is to find a pan-European solution that, of a pan-European approach to
partners, and industry and
jointly with existing national solutions, interoperable services.
standardization bodies.The national
facilitates EU-wide interoperable The project is structured around work systems will not be replaced, but it will
public e-procurement.The vision of the packages that analyze the current only take into account common
PEPPOL project is that any company situation in the participating countries, specifications to ensure cross border
and, in particular, small- and medium- explore legal questions, develop interoperability.
sized enterprises in the EU, can technical specifications for secure use
communicate electronically with any of personalized health data, and set up
European governmental institution for
The Future is Bright
the environment where test findings
procurement procedures. can be validated in a close-to-real-life E-governance and cross-boundary
situation. collaboration in Europe will be
The final outcome of this pilot will be
facilitated by these initiatives, each of
an inter-operational environment built
which assumes the adoption of an
upon national systems and 4. EU Services Directive aligned architecture, as opposed to a
infrastructures that support the full
Simple Procedures central management model with a
cycle of e-procurement activities.
Online for Cross- centralized IT infrastructure.
The pilot will help any economic border Services is a
This option challenges consensus
operator in the EU and the European large-scale pilot
among EU member states on the
economic area respond to public project that aims to remove the
technical, contractual, and political
tender notices electronically and administrative barriers that European
levels to organize consolidated cross-
conduct the entire procurement businesses face when offering their
boundary e-governance.Today, all 27
process from their own national services abroad.This pilot will enhance
EU countries have their own national
infrastructure.That is why this pilot the quality of electronic processing and
laws and have defined different levels
focuses on increasing the participation has been designed for businesses that
of trust.To fully interface with each
of small- and medium-sized have an interest in cross-border
other, obstacles such as legal
enterprises in public e-procurement. activities. It will allow them to meet all
requirements will need to be overcome
the administrative obligations through
at a later stage. In the meantime,
3. e-Health a single contact point that is now
bilateral discussions are needed
available online in all EU member
European Patients before full trust can be established.
states.
Smart Open Services I feel confident we are on the right
is a large-scale pilot It will initially involve at least two
track. Convergence of technical
with 27 participants professional categories of service
aspects is well under way, and the
representing 12 EU providers, and its results will be widely
discussion of legal issues has started.
member states, including ministries of promoted to raise awareness and to
The four pilots described here will help
health, national competence centers, encourage innovative solutions for
to create a trusting environment among
and numerous companies.This is the administrative simplification. A special
the EU member states so the future is
first European e-health project effort will be made to disseminate
bright.
involving the active cooperation of so open specifications, share knowledge
many countries. and best practices, and encourage
further cooperation. A wide range of Dr. Mechthild Rohen is the Head of
The overall goal of epSOS is to organizations is represented among Information and Communications
develop a practical e-health framework Technologies for Government and Public
the partners, ensuring that the value Services, in the Information Society and
and an information and communication chain – from decision-makers to Media Directorate-General of the European
technology infrastructure that enables service providers and IT solutions – is Commission.

8
Countries Look An early flagship initiative for
integrated services across
jurisdictions involved a collaborative
Within to Collaborate undertaking begun in the late 1990s
among Service Nova Scotia and
Municipal Relations, the Nova Scotia
By John Langford, Nancy MacLellan, and Jeffrey Roy Worker’s Compensation Board, and
the Canada Revenue Agency. Central
to this partnership was the Nova
Scotia Business Registry and a
overnments must think and act Building on this common platform in

G differently to create a more


networked architecture of
service delivery and use collaboration
2003, Belgium became the first
European country to launch a national
electronic ID card, an exercise that
common business registration
number shared by these
organizations. This type of
partnership has now been replicated
as the foundation for a new approach began with a federally -sponsored in other Canadian provinces,
to delivering public services. pilot project with several including New Brunswick, Ontario
Innovative service arrangements municipalities before proceeding to and British Columbia.
require new forms of leadership and national rollout. The card includes a
network management skills at all unique identifier for each citizen that This governmentwide perspective on
levels of government, as well as is now enabling electronic data information-sharing and service
resource-sharing arrangements and exchanges and service provisions integration across jurisdictions also
governance structures designed to across widening segments of the explains the rationale for BizPaL as a
support collaborative arrangements. county’s social security and health coordinated source of information for
care systems. A critical aspect of this company requirements across all
Countries around the world are levels of government (federal,
identity management system is the
struggling with such dynamics. In a provincial and local). In a manner not
Crossroads Bank for Social Security,
unitary state model such as unlike other provinces, Service Nova
an autonomous public sector body
Denmark’s, e-government and Scotia and Municipal Relations is
whose origins date to 1990, when it
service-transformation efforts feature helping to extend BizPaL to
was established to form an initial
formal intergovernmental planning municipalities, with Halifax and New
repository for information holdings for
and coordinating mechanisms to Glasgow the first locales to join.
citizens and employers contributing to
proceed in this manner. This approach
or benefiting from social security Like the Government OnLine initiative
is also used in other Nordic countries,
programs. at the federal level, BizPaL brings
as well as the Netherlands. On a
much more modest scale–and in a The Belgian federated approach information on service offerings and
federalist jurisdiction–Germany has signals a determination to prioritize requirements from various
piloted an integrated call-center synergy over separateness in order to government levels together in a
initiative underpinned by the number realize a more networked and single, online source; it does not yet
115 as a direct access line for integrative approach to the permit simultaneous completion of
inquiries regarding public service organization and management of these transactional processes.
across any level of government (most service delivery. The ability to do so is Achieving such integration requires
similar 311 initiatives focus owed in no small measure to two cross-jurisdictional governance
exclusively on the municipal level). central elements: first, the willingness mechanisms, a more complicated task
of all governments in the Belgian in a federal polity that emphasizes
Belgium is, perhaps, the world’s separation of powers and autonomy.
context to formalize a collaborative
poster child for inter-jurisdictional
framework early on; and second, the In Nova Scotia, the focus is on
complexity. A strong effort has
common infrastructure provided by organizing programs and services
nevertheless been made during the
the Crossroads Bank for Social along life events, demographics,
past two decades to improve
Security to the country’s public sector and/or business sector. These
administrative alignment and
as a whole. clusters of services cross
coordination across various levels of
government. A turning point in this In Canada, the formalization of cross- departmental and orders of
regard came in 2001, when the federal governmental CIO and service government so that business or
government, the regions, and the delivery councils has begun to yield citizen clients can accomplish their
communities signed a formal specific strategies to transcend overall goals – such as starting a
cooperation agreement to forge a traditional political boundaries and business, moving (change of
common platform for electronic separateness in favor of more address), or getting married. The
service delivery. seamless architectures. province and federal partners have
recently introduced a new

9
undertaking allows parents to access
tax benefits through this same
mechanism via an automatic benefits
application.
Citizens realize a number of benefits,
including less paperwork and an
easier application for multiple
purposes, faster benefit payments,
and a more efficient use of tax dollars,
along with enhanced privacy and
security. Government, in turn, benefits
from improved efficiency and
integrity, increased accuracy, greater
public confidence, and satisfaction
with the delivery of services.
Two critical enablers of this new,
more seamless version of federalism
are identity management and shared
accountability mechanisms. A
common identity framework across
federal and provincial governments
enables information-sharing and the
Prior to integration of services, the child’s parent/caretaker had to make several applications bundling of service offerings, as
to receive services. opposed to organizational and
political silos. Shared accountability
is essential if such processes are to
yield genuinely citizen-centric
outcomes. Governments must come
together through joint discursive and
planning mechanisms to undertake
decisions in concert with one another
in a manner based less on process
considerations and more on achieving
genuinely citizen-centric outcomes.
Increasingly, governments at all levels
need to embrace a mindset of
interdependence in order to chart a
holistic vision of service
transformation for the country as a
whole.

John Langford is Professor of Public


Administration at the University of Victoria,
BC; Nancy MacLellan is Executive Director,
Strategy, Integration, and Registries,
Service Nova Scotia and Municipal
Under the new integrated process, the parent simply fills out the birth registration form and Relations, Government of Nova Scotia;
apply for the SIN and the child and family benefit programs. The process is seamless to the Jeffrey Roy is Associate Professor of Public
citizen. Administration, Dalhousie University, Nova
Scotia.
collaborative effort known as Bundled Relations, and it enables parents to
Birth Services. The partnership joins complete otherwise separate
two federal government service processes for registering a birth--a
providers (Service Canada and the provincial jurisdiction, and getting a
Canada Revenue Agency) along with social insurance number--a federal
Service Nova Scotia and Municipal responsibility. This collaborative

10
UK’s Joined-up Government routes.
Cost savings can arise through:

Aims to Transform Bureaucracy • Reduced duplication between public


service bodies: For example, the UK
driver's licensing authority offers an
By Chris Harman and Sue Brelade
Co-authors
online facility to obtain a new
Knowledge Management – A Practical Guide driving licence that can utilize
photographs the applicant
submitted to the UK Passport
Agency, saving handling costs3; and
he drive for greater Increasingly, though, the emphasis is

T collaboration through
technology is not simply a
question of meeting public demand.
on "joined-up" or collaborative
government, which is replacing
bureaucratic models as part of a wider
• Tailoring services to public
requirements: For example, the UK
health service facility for online
booking of hospital appointments4
With the current pressures on public- transformation of public services.
sector expenditure, in the UK as Agencies use technology to drive increases public satisfaction by
elsewhere, collaborative approaches collaborative and citizen-centric allowing the public to book (and
offer the potential of saving costs service delivery rather than simply change) appointment times. It also
combined with improving services – duplicating existing divisions between reduces health services costs
the "holy grail" for politicians and public sector bodies. associated with nonattendance, late
public service managers alike. cancellations and rearranging
This includes focusing public access appointments.
In the United Kingdom, 70% of onto a smaller number of high-quality
households (18.3 million) had Internet websites such as directgov.gov.uk (the There are also areas for cost-savings
access in 2009 – an 11% increase from UK government portal) or the through improving the efficiency of
2008. Of these households, 9% had a dedicated business services portal government, for example, in reducing
broadband connection – an increase of buisnesslink.gov.uk. This website losses arising from fraud and
21% from 20081. rationalization program has a target of overpayment of benefits (welfare). The
closing 9% of nonapproved UK National Fraud Initiative matches
Public service delivery in the UK is set electronic employment data from
government websites and moving their
against this background of high different public-sector employers with
content to either of these two portals.
Internet use by the public. It serves as benefit claims. Any matches are
As of January 2009, the project had
both a driver for transformation of reported to individual local councils for
identified 1,619 central government
government services – to meet public further investigation. In 2006-2007, this
departmental websites. Of these, 97%
expectations – and an enabler for new collaborative venture, only possible
have either closed or are planned for
services and new methods of delivery. through the use of technology,
closure. In addition, of 902 websites
The initial reaction of government outside of the direct central detected £140 million in fraud and
agencies has been to respond with government, 75% are committed to overpayments5.
Web-based information services and close. Such initiatives do raise issues over
access points. This is an the use and control of data. The
Collaboration in the development of
understandable response and, on the increasing importance of this, provides
new technologies to improve public-
surface, appears to demonstrate part of the motivation behind the
service delivery is not just between
innovation and customer- Government Gateway Project6. This
public-sector bodies, but also between
responsiveness. However, the project provides a secure online
government and the public. For
fragmented nature of public-service service for the public and
example, the UK government
delivery – different departments, organizations to carry out transactions
established the Power of Information
agencies, and tiers of government – with government departments and to
Taskforce, which ran a public
means this early rush to the online transfer data. Since its inception in
competition to identify better ways of
world has seen duplication and 2001, it has grown to encompass 17
communicating government
varying standards of quality and million registered users and 13.9
information2. The competition received
functionality. This, in turn, has created million transactions in 2008-2009.
450 entries and suggestions that have
greater confusion and complication for
been followed up include providing Another secure data transfer project,
the public. In effect, it has been a
Web-based information to help those with potentially life-saving
transfer of the bureaucratic model of
who want to set up a charity, to various consequences, is the electronic
government to the online world.
proposals, including mapping the transfer of patient records between
location of post boxes and bicycle doctors' practices. GP2GP is being

11
implemented nationally and enables information reflects the conceptual different structures, financial
patients' records to follow them change from seeing information as accounting systems, and financial
quickly and securely when they change physically located, something that is planning timeframes between the
doctors. held in one place and one format, to parts of the public sector.
information as infinitely replicable and
Early versions of the GP2GP project As an ambitious project, it is not
reusable in different formats and
identified a key issue in collaborative without significant challenges. Issues
combinations.
technology-based projects, the issue related to technology and processes
of interoperability between different While it is possible to consider a are, perhaps, less of a challenge than
systems. The UK government “Open number of individual initiatives using those associated with the human
Source, Open Standards” action plan technology to improve collaboration, a element. For example, Total Place
is a key element in avoiding such broader approach is reflected in the needs to:
problems in the future, as well as UK Total Place initiative . At its heart,
• Work with different organizational
maximizing public-sector investment this initiative has a simple idea: that
in information technology. closer integration of all public services cultures;
within a geographic location will result • Address institutionalized barriers to
Issues of interoperability are also
in both service improvements and collaborative working often
being addressed through greater use
savings. A key driver for this is a embodied in different employment
of the virtual integration of data in
recognition of the potential for practices and labor relations
collaborative ventures. Typically, this
technology to drive closer policies;
will be through a front-end website
collaboration and integration at local
that allows click-through to different • Deal with conflicting objectives and
level through the integration of back-
data sources. From the citizen performance measures; and
office and information-based services.
perspective, the service is seamless. • Change existing power
Currently in the pilot stage, the project
For the public sector, the technological relationships– for example, between
is looking at the total public-sector
difficulties of integrating different IT
funding in specific pilot areas as a first government agencies – operating at
systems are avoided, delivering
step to the sharing of resources to local level and local, democratically
significant cost advantages. This
support delivery. This initial step has controlled bodies.
virtual linking and sharing of
not been without difficulties, given the

12
However, it will benefit from the new services, in organizational and human Chris Harman and Sue Brelade are co-
central government approach in the behaviour and in societal norms. authors of Knowledge Management - A
UK to assessing the performance of Technology can provide a set of tools Practical Guide and Knowledge, E-
Government and the Citizen. Chris
local government (councils) and other for different ways of working. It will not Harman has held senior positions in UK
locally based government agencies, provide the will or desire to work public service, most recently as Interim
such as police, health, fire, and rescue. differently, a point illustrated in the CEO and Council Manager for Stoke-on-
The "Comprehensive Area United Nations E-Government Survey Trent City Council. Sue Brelade runs her
Assessment" judges performance of 2008 . own management consultancy.
all these partner organizations by
Equally clear is that increased 1. www.statistics.gov.uk/cci/nugget.asp?id=8
looking at outcomes for the public 2. www.showusabetterway.com/
collaboration between public-sector
rather than focusing on the 3. www.direct.gov.uk/en/Motoring/
providers leads to enhanced public Motoringtransactions/BeforeyouapplyD/DG_172559
performance of individual bodies. 4. www.healthspace.nhs.uk/cbintroduction.aspx
access to information and increased
Taking an adage from the management 5. www.audit-commission.gov.uk/localgov/audit/nfi/
public influence over service delivery Pages/default.aspx
textbooks, if what you measure is what
and development. Combined with 6. www.gateway.gov.uk/
you get, then this method of 7. www.connectingforhealth.nhs.uk/
increasing citizen-to-citizen systemsandservices/gpsupport/gp2gp/faqs/overview
measurement should prove a stimulus
collaboration, facilitated by Web 2.0 8. The “Open Source, Open Standards and Re-Use:
to collaboration and the adoption of Government Action Plan”
technologies, this represents a
collaborative technologies. It www.cabinetoffice.gov.uk/cio/transformational_gover
paradigm shift in the concept of e- nment/open_source.aspx
addresses one of the key barriers to
government. A shift from a provider-
collaboration: differing objectives and
driven delivery mechanism to a tool for
performance measure for different
responding to public needs and
public sector bodies.
expectations. It reinforces a model of
This reflects a recognition that, governance that focuses on the
increasingly, technology is not the aspirations of citizens not the
limitation to collaborative public- requirements of traditional public
service delivery. The limitation is found service bureaucracies.
in the culture and structures of public

13
Engineering a Collaborative Government

Overcoming the Silo Trap crash into the Pentagon, killing 125
people. The commission, noting that
Mihdhar had been using his real name
during the weeks before the attack,
By William D. Eggers and John O’Leary
Co-Authors concluded that if the investigation had
If We Can Put a Man On the Moon... been handled differently, Mihdhar
might have been apprehended. The
commission felt that his detention
might have thwarted the entire
he silo trap, aka the failure to and the requesting agent was

T
operation.
put all the pieces together, is a designated a “criminal agent.” The
major cause of many public Mihdhar case had been designated as You may be feeling as angry at “Jane”
sector failures. Creating alignment a criminal matter, but the information as her colleague was. When hearing
that crosses boundaries is not easy, about Mihdar was in “intelligence” of this failure to share vital
but necessary for success. files, and “Jane,” according to the information, it’s easy to assume it
commission report, “appeared to have stemmed from a turf battle or some
The heinous attacks of September 11, other bureaucratic pettiness. But
misunderstood the complex rules”
2001, shocked America. But they “Jane” wasn’t engaged in some
regarding information sharing. “Jane”
shouldn’t have come as any great foolish power-play squabble. She was
refused to allow the intelligence
surprise. As the 9/11 Commission simply trying to do her job in an
officer access to the files. As the
report makes clear, during the environment steeped in complex
commission report noted, this meant
summer of 2001, the nation’s rules. How complex? The commission
that operatives familiar with Al Qaeda
intelligence warning systems were noted: “Everyone involved was
and experienced in tracking down
blinking red—but those warnings confused about the rules governing
terrorists were excluded from the
were missed. Examining the evidence sharing of information gathered in
search for Mihdhar. After his request
after the fact, the commission found intelligence channels.”
for access to the files was denied, the
that various intelligence agencies had
frustrated officer Think about that: Everyone was
uncovered pieces of evidence that,
lashed out on August confused about the
taken together, might have enabled
29, 2001, in a searing rules. The
officials to thwart the attacks. But, as
email sent to “Jane”: rules that limit
the report notes, “the U.S.
government did not find a way of Whatever has information
pooling intelligence . . .” happened to this sharing and
[request]—someday create a “wall”
The 9/11 Commission report cites within the FBI
someone will die—
numerous instances in which exist because if a
and wall or not—
information was trapped within silos. criminal
the public will not
Some of the examples are painful to investigator gains
understand why
read. In the summer of 2001, certain illegal access to
we were not more
FBI intelligence officers learned that information, a
effective . . .
an Islamist extremist named Khalid prosecutor’s case
especially since
al-Mihdhar, who had been linked to might get thrown
the biggest
the bombing of the USS Cole in out of court and the
threat to us
Yemen, had entered the United bad guys might walk.
now, UBL
States, flying into New York’s JFK “Jane,” in fact, had
[Usama bin
airport on July 4, 2001. A search for sought the advice of
Laden], is
Mihdhar commenced. One FBI officer the agency’s lawyers
getting the
reached out to an FBI agent identified in helping her
most
as “Jane” in the New York office, who determine whether she
“protection.”
had access to files containing was permitted to give
information on Mihdhar and his Two weeks the officer the
possible whereabouts. Within the FBI, later, on the information he had
however, there are strict rules that morning of requested.
create a “wall” designed to keep September 11, Kalid al-Mihdhar
certain intelligence information from boarded American Airlines Flight 77, Few people understand
being shared with criminal agents, which he helped to hijack and then the challenges of sensitive
information sharing within

14
government better than Michael use the restroom, you have to get out collaboration in the same way Jobs
Wertheimer, who is the assistant of your office, walk all the way down used physical space. Just how
deputy director of national to where the cafeteria in the central effective this all is remains an open
intelligence. Since 2005, he has been area is. [Steve Jobs] was trying to get question. The horrible truth about
charged with transforming how the people to bump into each other to 9/11—that our nation’s intelligence
intelligence community gathers, have collaboration.” It opened agencies had all the pieces of the
shares, and analyzes information, Wertheimer’s eyes to just how puzzle but failed to put them
trying to break down the silos and differently government operated. “We together—has demonstrated how
enable appropriate, effective are the reverse on almost everything. dangerous the Silo Trap can be.
information sharing. The challenge is Our security policies are designed Armed with that awareness,
that sometimes information should be against collaboration,” says Wertheimer and the intelligence
shared, and rigid rules within an Wertheimer. community are taking steps to
agency can foster an attitude of counteract the natural tendency
Inroads are being made. In 2006,
complete distrust of anyone else in toward organizational isolation.
Wertheimer helped introduce
the government or the intelligence
Intellipedia, a secure, Internet-based It won’t be easy to break through the
community. “It has created that
collaboration tool that enables walls that keep the left hand of
culture that we know as silos of
sixteen intelligence agencies to share government from knowing what the
excellence, each agency a self-
information. In 2008, Wertheimer was right hand is doing. Some of these
contained unit,” says Wertheimer.
instrumental in the launch of A-space, walls are built into the design of
The silo approach, as 9/11 so painfully a social networking site for democracy. There are technical
demonstrated, isn’t terribly effective intelligence analysts modeled after challenges, but those are ultimately
in an era of global terror threats. To MySpace and Facebook. The paradox surmountable. By far the bigger
figure out better ways to foster is that these tools, by allowing for the challenge is changing the
collaboration, Wertheimer looked independent, decentralized organizational barriers and cultural
outside of government and became a distribution of intelligence, actually attitudes that permeate the public
corporate tourist, visiting such enhance the effective centralization sector.
cutting-edge firms as Google, of intelligence. Rather than rigid
Industrial Light & Magic, and Pixar. hierarchical “channels” of permitted William D. Eggers is the Global Director of
Instead of hanging out with a bunch information flow, these are free- Deloitte’s Public Sector research program.
of spies, Wertheimer figured he might wheeling “spaces” in which John O’Leary is a research fellow at the Ash
learn something from people who unplanned and uncontrolled Institute of the Harvard Kennedy School.
make cartoons. He did. He found that exchanges are encouraged. Says This article is adapted from the new book If
at Pixar headquarters, Steve Jobs had Wertheimer, “It is about doing things We Can Put a Man on the Moon: Getting
Big Things Done in Government (Harvard
put all the restrooms in the center of that you never thought you could do Business Press, 2009).
the building, often at some distance before. It is making connections. It is
from work areas. “People hated it,” mashing up....” In effect, Wertheimer
said Wertheimer. “If you have to go is using cyberspace to foster virtual

15
Setting the Right These interagency efforts are
successful in that they are all in use,
but the path to that success was not
Conditions for Collaboration always direct. Fedorowicz, et al.,
discuss the challenges that such
efforts faced, divided into three main
By Marti Hearst categories: political, administrative,
Professor
University of California at Berkeley
and technical.
In terms of political challenges, the
authors write that "in most
collaborative ventures, the greatest
Introduction 3. Capital Wireless Integrated challenges are often rooted in the tug
Network (CapWIN) City, county, and pull of interorganizational
What are the conditions required for state, and federal agencies
successful collaboration across politics. ... These dynamics are often
collaborated to improve first- driven by the larger environment in
government agencies? A somewhat
responder effectiveness. CapWIN which a collaborative venture is
recent study by Fedorowicz, et al.
has more than 5,000 registered operating – often with a unique
(2006) , analyzed five case studies of
the use of IT in cross-agency efforts users from more than 80 public combination of circumstances. We
to solve vexing problems. This safety, transportation, and found this to be true in each of the
analysis yielded a useful collection of emergency services agencies five case studies." They also said,
lessons that can help guide our drawn from all levels of government "Systems and programs that cross
understanding of what conditions in three state jurisdictions. agency lines are rare in governmental
should be in place to help ensure circles, where hierarchical structures
4. CDC's BioSense: Real-Time and long budgetary cycles impede
successful collaborations. Disease Symptom shared functioning."
This article discusses the Surveillance City, count, state,
collaboration modeled by the Federal and federal agencies collaborated Nonetheless, the case studies
Web Managers Council. Many of the with private-sector hospitals and revealed ways to overcome this type
conditions described by Fedorowicz, medical laboratories to develop an of challenge.
et al., are mirrored in the successes of early-detection system for disease One important lesson is that major
the council, thus strengthening the and bioterror outbreaks. More than disruptive events can act as catalysts
evidence for that set of principles. 500 entities are using BioSense, for collaboration. This applies to
including hospitals; federal, state, natural disasters and human-initiated
The Case Studies and local facilities; and the Centers crises (perhaps not surprisingly), but
for Disease Control and Prevention also to new legislative and regulatory
1. California Franchise Tax Board:
(CDC). In addition, nearly 600 requirements, which can act as
Integrated Nonfiler catalysts for change by establishing
healthcare facilities in some of the
Compliance Program This goals, setting timetables, or providing
most populous U.S. cities are now
program combined local, county, frameworks to mediate disputes
transmitting near real-time data to
state, and federal information to among competing interests.
BioSense.
identify non-reporters of income in
California. 5. Wisconsin Livestock The group found that collaborations
Identification Consortium in response to change are most
2. U.S. Treasury: Internet workable when the stage has been set
(WLIC) State agencies,
Payment Platform Federal by earlier activities. The authors point
businesses, and industry
agencies and private sector out that in the cases studied, "prior
associations collaborated to create
vendors created a Web-based working relationships forged in
an electronic system to track
system for purchase orders and response to earlier crises or prior
disease status of livestock. WLIC initiatives can help set the stage for
invoicing, allowing tracking of the
is also contributing to and future collaboration." They also write
orders throughout the life cycle of
supporting the development of the that "Effective leaders do not wait for
the transaction. The U.S. Treasury
U.S. Animal Identification Plan, a a crisis before they issue their call to
worked closely with suppliers to
national effort led by the U.S. action. Instead, they connect the dots
design and test the system, which
Department of Agriculture and of evidence to show affected
has been in production use since
industry to create a national animal stakeholders the importance of a
November 2007.
identification system. proposed interagency solution."

16
Another lesson found across the case federal, state, and local is implementing a cross-agency
studies was the need to achieve a governments, which provides a strategy to address the needs of the
critical mass of participants and the venue for asking for and sharing open government directive, which
inclusion of champions holding a wide advice about Web content, requires every agency to create an
range of roles. Champions should be technology, and policy; open government Web page
both inward- and outward-facing, help describing the agency's approach to
• Managing Web Manager University,
establish shared goals, articulate a meeting the directive’s goals and to
clear path for action, lobby for a large self-funding educational get public feedback on it.
external resources, enlist other effort that offers two semesters of
courses (in classroom, webinars, The Federal Web Managers Council
champions who have the skills they
and new media talks) on timely exhibits the strategies suggested by
lack (such as public communication),
topics ranging from "Intro to Fedorowicz, et al. It galvanized in a
and protect or defend the effort from
Podcasting" to "Drupal for time of crisis but leveraged an
outside attacks.
Government" to "Best Practices for existing structure and existing
Administrative lessons included the Search"; and relationships. It includes stakeholders
need to develop a governance from a wide range of agencies with a
structure to facilitate representation • Running the annual Government wide range of expertise, and a clearly
of key relationships among the parties Web Managers Conference, the defined way for those stakeholders to
in the collaboration, and the need to largest networking event for contribute to and influence the
develop a long-term business model government Web content conversation and decision-making. It
in which all participants receive developers and managers. has champions who clearly articulate
benefits outweighing the costs of The Council was formed , when the issues and goals, who listen carefully
participation. Interagency Committee on to and value the opinions of the
Government Information created by membership, and who negotiate for
Lessons learned about technology
the E-government Act of 2002 asked and aid the membership when they
focused primarily on data-sharing and
the Web managers to help develop are presented with external
dealing with legacy IT systems, but
recommendations for federal challenges. In return, that
the authors found that technology
websites. The strength of the Council membership follows centralized
issues could be worked around and
came into focus during the Hurricane dictates under certain circumstances.
was rarely the sole cause of a
Katrina disaster in 2005. In the wake It has a formal governance structure
collaboration's failure.
of the event, many agencies were in the form of a charter, a website, a
posting information about similar community of practice, and more
The Federal hurricane-related topics, some more generally, a feeling of community.
Web Managers Council accurate than others, and much of it Thus, it is able to function well and
Another example of a successful duplicative. To ensure that quickly when presented with pressing
cross-agency organizational structure information posted on official needs, as well as for achieving long-
can be found in the Federal Web government websites was accurate term goals.
Managers Council. The council, and updated, the Council adopted a
convened by the U.S. General stay-in-your-lane strategy for Dr. Marti Hearst is a professor in the
Services Administration, consists of managing information distribution. School of Information at the University of
Web managers and new media Agencies and bureaus were assigned California, Berkeley. Her primary research
directors from each Cabinet-level topics, and all other agencies that had interests are user interfaces for search
engines, information visualization, natural
agency, as well as agencies with high- something to contribute to the topic
language processing, and social media. Her
profile websites. Among its activities would link to the main agency's recently completed book, "Search User
are: information. For instance, the CDC Interfaces," is the first text on this topic.
posted information about Katrina-
• Managing webcontent.gov, a site related health and safety. If the 1. Fedorowicz, Gogan, and Williams, The E-Government
that provides a practical guide for Environmental Protection Agency
Collaboration Challenge: Lessons from Five Case
Studies, IBM The Center for the Business of
government website content and posted health-related information, it Government, 2006.
development, including policy would link directly to the CDC page http://www.businessofgovernment.org/pdfs/Fedorowi
czReport.pdf
requirements and best practice rather than posting its own version. 2. https://www.ipp.gov/
guidance; Council members also agreed to post 3. http://www.capwin.org/
4. http://www.cdc.gov/biosense/subtopic/
• Managing a popular forum, with Katrina-related information at a background/index.html
more than 2,000 members from uniform location on each respective
agency's website. Today, the council

17
Minneapolis-St. Paul’s public/private collaboration
reduced traffic congestion in the Twin Cities.

required use of a variety of


Preconditions for techniques, including congestion-
charging, telecommuting, and mass
Successful Collaboration transit, and involved various federal,
state, local and regional authorities.
While cross-sector collaboration was
By John M. Kamensky key to that success, it had been tried
Senior Fellow
IBM Center for the Business of Government
before in the area but had not taken
hold. Why was this time different?
Bryson and his team found a number
of factors were critical to success in
s collaboration the right solution in collaboration. One assumes that

I every case? It depends, says a


team of researchers from the
University of Minnesota led by
“collaboration is typically always
best, and one should start by
searching for collaboration partners.”
this collaboration. Some were unique
to the Twin Cities case, but others
may be applicable more broadly. In
addition, several factors converged,
Professor John Bryson. In “Designing The other assumes “organizations almost serendipitously, to make the
and Managing Cross-Sector will only collaborate when they cannot collaboration work:
Collaboration; A Case Study in get what they want without
Reducing Traffic Congestion,” the collaborating.” The authors concluded First, the key stakeholders shifted
team found several preconditions may this: “Collaboration – especially their approach from thinking of traffic
have been critical to the success of cross-sector collaboration – is no congestion as an engineering problem
Minneapolis-St. Paul’s public/private panacea.” to thinking about it as an economic
sector partnership to reduce traffic problem. This led to four new
The case study examines how the strategies: congestion-pricing,
congestion.
Twin Cities metro area, after decades expanding mass transit, increasing
The team found that two views of effort, made a major breakthrough the use of technology, and
predominate around the use of in addressing traffic congestion. It encouraging telecommuting.

18
Second, the federal government manage the inclusive process. effort found that they also need to
offered more than $1 billion to pilot Regular meetings among have a high tolerance for risk and
traffic congestion projects that would stakeholders, preferably using situational ambiguity.
use these kinds of strategies. As existing forums, are key elements.
Bryson and team observed: “Top- 5. Can you create outcome-
In the case of the Twin Cities, the
down mandates and bottom-up oriented accountability?
stakeholders created an Urban
willingness to collaborate Accountability arrangements,
Partnership Agreement Steering
complemented and reinforced one notes Bryson, “can be particularly
Committee. Before receiving the
another.” tricky in collaborations, as the
federal grant, the committee chose
multiplicity of actors and agencies
Third, the highly publicized collapse to maintain loose membership
involved often causes ambiguity
of the Interstate 35 bridge over the boundaries and was very inclusive.
around the question of ‘who is
Mississippi River in Minneapolis in It was characterized by fluid and
responsible for what?’ ” However,
2007 was a catalyst for action. participatory decision-making
creating a system that tracks
process within an evolving
And finally, the champions behind the inputs, processes, and outcomes is
collaborative approach explicitly governance structure.
important. When these are made
addressed five issues that the authors 3. Do you understand the roles of transparent, the various
felt were prerequisites to any key players?The main locus of stakeholders can use this system
successful collaboration: power will likely shift over the to hold each other mutually
1. Do you understand, and can course of a collaboration process. accountable. In the Twin Cities
you build off of, past efforts? Understanding how power is effort, though, participants were
“Organizations and groups seem allocated, at different points in the nearly unanimous in identifying the
more likely to engage in cross- collaboration process, is important Minnesota State Department of
sector collaboration when single- to managing both process and Transportation as the agency
sector efforts to solve a public expectations. One crucial political ultimately responsible for success
problem have failed,” noted the task is framing the issues. As of the traffic congestion project.
authors. Also, they found that Bryson and team note: “The way While the department created a
preexisting and positive working issues are framed will determine tracking system, participants found
relationships were an essential much of the politics that ensue, as that accountability goes beyond the
foundational element. In the case of well as the way actors assess costs metrics. Since people are likely to
the Twin Cities partnership, “a and benefits of proposals, and have different views as to what
broad array of constituencies had construct winning arguments.” In constitutes success, notes Bryson,
become alarmed by this public the Twin Cities example, politics it is important to pay attention to
problem, developed a shared sense was the opening of the window of the role of the media “in terms of
of urgency, and were forming opportunity. Of course, monetary building support, providing useful
alliances." They realized that incentives – in the form of a federal criticism, and helping assure
historical attempts to solve it had grant ¬ helped. accountability.”
failed and were finally willing to try 4. Can you demonstrate both Bryson and his team conclude that
a market-based tool – congestion- leadership and competence? “collaboration is not an easy answer
pricing – rather than more Any collaborative effort will be to hard problems, but a hard answer
traditional methods, such as comprised of a mix of political, to hard problems.” So if you are facing
construction or regulation. In this facilitative, and technical skills. The an opportunity to collaborate across
case, they banded together as a mix among them will change over sectors, start by asking yourself these
last resort because all other time. Typically, political sponsors kinds of questions first. They may help
approaches had failed. have the formal authority to bring you decide if your initiative can meet
to bear in securing political support the preconditions of success.
2. Have you developed effective
governance approaches? and resources. The champions
often lack formal authority, but they John M. Kamensky is a senior fellow with
Organizing to get things done in a
supply ideas, energy, and the IBM Center for the Business of
collaborative manner is not easy, Government, which sponsors management
largely because it is time- determination to move forward. In research that connects to practice. He can
consuming, and it constantly addition, effective champions can be reached at john.kamensky@us.ibm.com.
evolves. Players and roles change both facilitate and frame policy
over time. Typically, a respected and ideas in comprehensible ways to
neutral organization and specific multiple constituencies.
individuals should help design and Participants in the Twin Cities

19
A Core Capability for 21st Century Government
By Theresa A. Pardo, Ph.D., Director
and Anthony M. Cresswell, Ph.D., Deputy Director
Center for Technology in Government
University at Albany, State University of New York

ollaboration is something I agency information- and technology- collaborate on creating solutions. In

“C do when I’m backed into a


corner.” In this quote, a
public safety professional
related initiatives. As a result, we
have developed a new understanding
of interorganizational collaboration,
another case, the many parties
seeking to mitigate air pollution in
their region formed a joint committee.
communicates an awareness of just particularly among government Before they could effectively
how hard collaboration can be. agencies engaged in sharing collaborate in spite of their different
Research and experience tell us information across the boundaries of interests and perspectives, the
collaboration among individuals is those agencies and with the public. members spent many months creating
difficult and time-consuming, even committee by-laws
That new understanding is based in
when participants are willing. (http://www.ctg.albany.edu/publicatio
part on research supported by the
Formalizing collaboration among a ns/reports/jac_mitigating). Building
National Science Foundation, U.S.
group of organizations is even more collaboration through that process
Department of Justice, and others.
difficult, particularly when it involves formed the foundation of trust and
This research looks specifically at
multiple sectors, governmental shared experience needed for many
cross-boundary information sharing
jurisdictions, levels of government, successful subsequent projects. We
in the context of government, and has
and policy domains. New public have seen that collaboration across
led to new models of the complexity
priorities such as open government, the individual, unit, and agency levels
of cross-boundary information
as well as increasingly complex public is often within the skills and authority
sharing initiatives. As the focus of a
problems in the areas of public safety of government managers to arrange
collaborative effort goes from a single
and public health require new and support. But it is at least a
agency working to solve a specific
strategies that involve coordinated partially “unnatural act” that requires
internal problem to a multi-
action among groups of organizations. new skills, perspectives, and risk
organizational effort to create new
Engaging in coordinated action taking. The successful effort to create
capability throughout a system or an
requires new decision-making this kind of capability for coordinated
enterprise, the need for collaboration
structures and new ways to request action requires the unique attention
capability increases (See Figure 1).
and expend resources and to and authority of government leaders.
integrate technologies, policies, and Collaboration capability is about
Building the capability for effective
processes. The complexity of the working together and making plans
collaboration may not be sufficient for
changes required is rarely understood and decisions in new ways. We cannot
sustained coordinated effort without
and even more rarely planned for. assume that this seemingly simple
support. The collaborative way of
capability exists when it comes to
Over the past 15 years, the Center for working must be institutionalized as
collaboration across organizations.
Technology in Government (CTG) at an organizational norm and
This capability depends in part on a
the University at Albany, State management principle. It must be
shared understanding among all the
University of New York, has worked to incorporated as a management
key players of both the goals of the
help governments leverage strategy within our traditional
effort and the challenges faced by all
technology as a tool for creating bureaucratic institutions as well as
the participating organizations. In one
public value. To achieve that leverage, within our networks. Unfortunately,
information integration effort we
the delivery and management of while leaders may have the unique
studied, representatives of the
public services increasingly relies on power to make these changes, many
participating agencies took a full year
complex networks of interdependent barriers must be overcome. The
to create a shared understanding of
organizations. As a result, the heart of typical policy environment managers
the problem. They “walked the tracks”
our work, both research and practice, have created, or in many cases
through all the constituent
has emphasized achieving inherited, often limits their capability
organizations’ information systems
coordinated action across the to share authority, to exchange
and business processes to create a
boundaries of government agencies. resources, and to jointly and
single shared map of the problem.
Through this work we have examined strategically manage enterprise-wide
Only then could they effectively
the role collaboration plays in multi- initiatives. To change this, government

20
boundary assignment of resources,
including money, people, technology,
and information. Their leaders support
working across organizational
boundaries and reward such
activities. Low collaboration
capability organizations view open
dialog as a threat to their interests
and power bases. They see
collaboration as a form of
compromise or loss, rather than an
opportunity to enhance their ability to
respond to challenges, possibly as a
result of bad experiences at previous
collaborative efforts. They may avoid
or resist initiatives requiring
collaboration.
Understanding the public value that
can be created through a
collaborative way of work and being
willing to engage in collaborative
executives must understand how relationships with stakeholders, such efforts is very different from having
policies can support or inhibit as advisory committees. It is reflected the organizational capability
collaborative action. They must shape in positive relationships among necessary for collaboration to
their policy decisions and nurture the information users and organizational succeed. These differences must be
capability of governments to create leadership. Collaboration is understood and acted on by
the necessary organizational cultures supported by the provision of specific government leaders and managers
and systems to sustain effective resources, including staff time, alike if collaboration across
collaboration across boundaries. budget, training, and technology. boundaries is to be a part of the
Successes or failures in past transformation of government in the
Initiatives we have studied for
collaborative activities can be 21st century.
establishing and maintaining cross-
significant indicators of readiness for
boundary information sharing
future collaboration.
relationships and structures provide Theresa Pardo is the Director of the Center
some good examples of how effective Collaboration-ready organizations for Technology in Government and Anthony
collaboration can be created and have a track record of successful Creswell is the Deputy Director. The Center
sustained. The evidence of collaboration and actively seek out for Technology in Government is a public-
private partnership helping federal and state
collaboration capability can be found new opportunities for partnering governments make better use of technology
in specific policies and procedures to across organizational boundaries. in managing information. For more
support collaboration, and in the They have allocation models that information go to www.ctg.albany.edu
quality and effectiveness of respond to the need for cross-

21
Essential Collaborative Persuades and encourages others to
commit resources (people, money,
expertise, information, technology,
Competencies for Managers equipment) to network goals;
identifies capacity needs of network
partners, and works with them to
By Sydney Smith-Heimbrock assure resource- or capacity-building
Director, Leadership and Human Resource Development Solutions
U.S. Office of Personnel Management
investments; uses knowledge of
federal processes to provide
structures, accommodation, logistic
support, and other procedural
overning through collaborative sustain the entities’ collaboration; interventions to enable collective

G networks of governmental,
nonprofit and private-sector
organizations is the new paradigm for
develops informal reciprocity in the
absence of formal rules; identifies the
currencies that connect the entities’
experiences.
Information management
Disseminates information to span
public management in the 21st self-interests. boundaries between organizations
century. To perform effectively in this and individuals in the network; uses
environment, federal managers need Focusing on Results principles from information science to
16 competencies, according to establish formal and informal
research performed in 2009. These Creating public value Identifies
information-sharing channels through
competencies demonstrate the shared problems, values, and
technology and face-to-face
fundamentally different set of objectives among network actors;
interactions; uses central
knowledge, skills, behaviors, and uses trust and reciprocity to establish
stakeholders to diffuse information
attributes needed for 21st century an underlying basis for agreement on
across the network.
governance. network goals; continually reminds
network actors of goals, and monitors Communication Maximizes the use
progress and resolves problems in of communication for meaningful
Facilitating Network Creation order to attain them; maintains deliberation and decision-making
Contextual analysis Actively personal accountability for achieving across the network; sets up dialogues
acquires information from a variety of results; and encourages goal and collaborative communication
sources to perceive shifts in the adaptations and changes in goal practices to facilitate mutual sharing
policy agenda, and social and leadership over time based on of information and understanding of
economic factors shaping stakeholder analysis. the network’s collective benefits;
stakeholders’ views; understands the actively engages different groups in a
Vision Maintains a view of the
broader dimensions of governance communicative process to create a
network’s strategic purpose of public
challenges. sense of belonging; communicates in
value creation; connects collaborative
a range of styles and modes to
Network mapping Applies network with public-sector outcomes;
facilitate collaboration.
understanding of intergovernmental reconciles partial and general
structures ties and interdependencies perspectives across the network;
to identify the institutions and collaborates with others to develop Managing Network Relationships
individuals with a stake in the policy specific objectives based on the Relationship focused Uses social
or program outcome; and analyzes broad vision. network analysis to understand the
actors’ resources, competences, and network’s maturity and to identify
Modeling ethical behavior
limitations, including constraints what relationships are needed to
Identifies the network’s ethical
imposed by law, regulation, or the accomplish network objectives; uses
standards of partnership based on
organizational culture of their home formal and informal interpersonal
patterns of interaction; finds
organizations. processes, including an
opportunities to create a climate of
Network building and activation openness and trust; perceives others understanding of individual motives,
Uses sound judgment to select and as legitimate, capable, and to build, sustain, and strengthen
attract entities to activate the experienced; challenges unfair or relationships as needed to
network; works across sectors to inefficient practices; openly accomplish network goals; continually
forge collaborative alliances based on addresses power and inclusion issues reappraises the accountability and
mutual benefit; designs the network within the network. legitimacy of relationships with other
by building connections across stakeholders.
organizational systems; setting Managing Network Processes Role definition Collaborates with
decision-making parameters and others to enable appropriate roles to
defining the interactions that will Network resources management

22
System Model for Federal Network Governance Competencies

emerge among network actors; opportunities for exciting and learning to build trust and reciprocity
negotiates new roles as collaboration innovative combinations among as levers of collaboration; nurtures
outcomes produce shifts in the people and organizations; uses network self-adaptation mechanisms.
environment; manages through the traditional resources in nontraditional
Evaluation Promotes the use of
ambiguity and inherent tension across ways; teaches others to adapt to
information from a variety of sources
different role relationships and changing conditions; reframes
to assess the network’s effectiveness
organizations; recognizes and problems to create new solutions;
in producing public value; uses a
accepts the federal manager’s most questions conventional approaches.
range of performance criteria that
appropriate role – manager or
Empowerment Negotiates own and measures outcomes for service
participant – based on the health of
others’ legitimacy as contributors to recipients, network actors, and
the network at any given time.
network relationships and outcomes; organizational participants; analyzes
Managing conflict Pays attention creates a shared sense of and reflects on existing network
to interpersonal and responsibility for producing valuable processes to identify opportunities
interorganizational dynamics in the and worthwhile outcomes; provides for improvement, and acts on these
network; creates a collaborative the opportunity for network actors to opportunities; uses evaluation as a
environment that embraces different use skills and abilities toward shared learning tool.
methodologies and cultures for goals; watches and corrects for social
A visual depiction of network
decision-making; effectively deals dynamics that impede network actors’
governance competencies as a
with individual and social concerns, active participation; ensures network
system model shows the phases of
and collaborates with others to members have the confidence,
network governance, and the
identify the interests of different information, and support they need to
integration of all competencies into
stakeholders; values conflict for the sustain their connections.
an ongoing system of mapping,
purpose of gaining new perspectives
organizing, managing, and evaluating
and assuring competing public values Evaluating Results networks to produce public value.
are considered; creates clear and
transparent mechanisms for Facilitating social learning
channeling conflict, when possible, Recognizes the learning needs and Sydney Smith-Heimbrock is the Director of
using dispute resolution techniques. opportunities for both the members Leadership and Human Resources
and the network as a whole; creates Development at the U.S. Office of
situations in which people can learn Personnel Management. For more
Leading Change collectively from their experiences information, contact sydney.smith-
heimbrock@opm.gov.
Innovation Understands when and environmental changes to adapt
network goals and dynamics present network processes; uses social

23
Building organizations that have a
Build Your Organization’s strong tendency to collaborate
requires leaders who think more like
Capacity to Collaborate architects than field marshals. Unlike
many desired business outcomes,
collaboration can’t be directed from
By Tamara Erickson the top down. It requires discretionary
Managing Director effort – the commitment of individuals
nGenera Collaboration Services
from the bottom up to share their best
ideas. A leader’s challenge is to build
organizational environments that
he ability to share ideas and identified factors that enable facilitate and encourage this

T information on a consistent
basis – to collaborate – is one
of the most important capabilities for
collaboration and a wide variety of
approaches that successful
organizations are using to
collaborative activity.

Designing and Building


contemporary organizations. It is an enhance a Collaborative Organization
essential component of an
Building an organization’s
organization’s ability to address
capacity to bring ideas
complex challenges and avail of
together on a consistent
emerging opportunities. While an
basis hinges on ensuring
individual’s personal knowledge,
that multiple individuals can
experience, and exposure can
and will exchange knowledge
generate new ideas, more often,
freely. One of the
creative leaps are sparked by two or
primary
more people working together, each
contributing unique competencies,
perspectives,
and experiences.
An organization
that has a high
probability of
innovating on a
consistent basis is
one that has a
strong capacity to
collaborate
Becoming a
collaborative agency
or department doesn’t
just happen, and it can’t
be mandated. In
partnership with the
London Business School,
nGenera Collaboration
Services recently completed responsibilities of a
a large research program contemporary leader is to
designed to identify the set the stage for that kind-of
characteristics of organizations exchange.
that were successful at
these Encourage the development of
collaborative activity. With
factors. strong, trust-based relationships
extensive data from teams from
Surprisingly, the Make significant and thoughtful
around the world, we found that
research found that many investments in programs and
many of today’s processes and
traditional leadership approaches, processes that will facilitate the
practices – and the culture within
such as compensation incentives, had development of personal relationships
many organizations – don’t encourage
no discernable correlation with throughout the organization. If there’s
collaboration. The research also
successful collaboration. a lack of trust among individuals,

24
productive collaboration is unlikely. by investing personal time to teach compromised by processes that
Approaches can vary widely, and mentor others. Collaboration is waste participants’ time, and by
including: encouraged by an organizational unclear and ambiguous role
culture in which people freely give definitions that force people to parry
• Events to give people opportunities
their time to help colleagues learn. over authority and control. The
to meet; Visible examples of senior leaders leader’s responsibility is to provide
• Technology to allow work groups to generously helping and learning from clear, well-structured roles.
communicate easily; others are powerful ways to spread
Leave the approach itself to the
• Physical architecture to provide this behavior.
discretion and creativity of the
informal space for colleagues to Strengthen people’s ability to team Tasks that are too tightly
congregate; resolve conflict and hold prescribed inhibit collaboration and
• Organizational design to create meaningful conversations innovation. Why bother, if there’s little
units of a size that permit people to Research has shown that one of the latitude in the approach? Think of the
know each other, understand the biggest obstacles toward productive emergency room in a hospital as the
whole, and eliminate the need for collaboration is the inability of model of clear roles and ambiguous
individuals to hold constructive, open tasks. The role descriptions among
excessive control; and
conversations. Provide training to the team members are precise. When
• Process or workflow design to develop individual skills and establish beginning to treat a new patient,
consider relationship formation by constructive habits. there’s no need for discussion about
bringing people together regularly who wants to perform surgery that
Leverage strong relationships
during the process. day. However, the nature of the
within the organization When new
Invest in networks around challenge — what will be wrong with
CEOs join an organization, they often
innovation priorities Collaboration the patient, and, therefore, what steps
bring a core team of trusted
requires an investment of time and will be required for treatment — is
colleagues with them from their
effort by the people involved, and not unknown, and the precise steps
former firm. This practice is one that
all tasks require it. If the approach to required are, therefore, ambiguous.
can be valuable at all levels of the
be taken is well-understood or the organization. Consider transferring Although collaboration can’t be
task itself is relatively unimportant, it small intact groups of employees so forced, leaders have significant roles
is likely that the investment required that they begin each new job with to play to create environments with
for collaboration will have limited or already formed relationships. the capacity to encourage the free
even negative return. Leaders should exchange of ideas and information.
determine which parts of the Operate as a community of adults
organization need to exchange Collaboration requires individuals
willing to assume personal Tamara J. Erickson is a McKinsey Award-
insights and whether the collaborative winning author and widely respected expert
capacity among members of those responsibility and invest discretionary
on organizations, innovation, and talent.
groups is strong. Do the right people effort. Set the tone for this type of Her work is based on extensive research on
know and trust each other? adult behavior with your employment the changing work force. She is the author
practices. Establish practices, of a trilogy of books on how individuals in
Select people who like to particularly for access to and specific generations can excel in today’s
collaborate If collaboration is handling of sensitive information, that workplace: Retire Retirement: Career
important to a program’s success, signal the organization’s trust of Strategies for the Boomer Generation,
gauge an individual’s preference for employees. What’s Next, Gen X?, and Plugged In: The
doing so as part of the employee Generation Y Guide to Thriving at Work.
selection and promotion processes. Make sure processes are www.tammyerickson.com
efficient, tasks are well-
Create a “gift” culture Leaders managed, and roles are clearly
should model collaborative behavior defined Collaboration is seriously

25
Feds Collaborate to Make Social Media
Legal for Mission-related Outreach
By Bev Godwin
Director, New Media and Citizen Engagement
GSA Office of Citizen Services and Communications
U.S. General Services Administration

he White House Open such as YouTube, Facebook, Twitter, government YouTube channel was

T Government Directive
specifically calls for federal
agencies to use emerging
and Ideascale to interact with the huge
online audience.
launched, and agencies immediately
began posting their videos on the site.
Since then, 86 agencies have posted
technologies to “open new forms of Terms of Service Agreements videos on YouTube, and millions of
communication between a government YouTube viewers can access official
and the people.” Furthermore, the The first issue the group took on was videos from across government. Within
directive says, “It is important that the terms of service that providers of its first 120 days, the U.S. government
policies evolve to realize the potential free social media require users to YouTube channel received 176,000
of technology for open government.” accept before accessing their service. views from more than 13,000
Their no-cost tools for social subscribers and continues to grow at a
No one knows this better than the networking, blogging, and dialoguing rate of 7 percent per month.
people who run the various federal would give the government the
Web sites. They have been trying for potential to reach and to hear from a The group moved on to other popular
years to overcome outdated legal and nearly unlimited audience. But the social media providers. Agreements
regulatory barriers that have kept small print in many of the providers’ have been negotiated with 33
agencies from using the new forms of terms of use contains provisions that providers, including Facebook, Twitter,
communication that were readily federal agencies cannot, by law, agree and Wikimedia. The agreements, which
available to individuals and to. Issues with terms of service, on the address most of the common concerns
commercial interests. These face of it, were an obstacle to the of agencies using social media, are
impediments barred agencies from, managers of federal Web sites who posted on GSA’s online cloud
among other things, using social wanted to expand their ability to storefront at www.apps.gov. By using
media tools for mission-related communicate with the public. these agreements, the attorneys for
purposes, such as public outreach, specific agencies will not have to start
citizen engagement, personnel To lift this roadblock, a coalition of from scratch in negotiating acceptable
recruitment, training, and idea- federal Web managers and lawyers terms that comply with their own
generation. But President Barack from across government, led by the policies for the use of social media, or
Obama, on his first day in office, called GSA Office of Citizen Services, their specific needs, expectations, and
for agencies to “use innovative tools, enlisted the help of enthusiastic practices. To date, there have been 165
methods, and systems to cooperate,” attorneys in their agencies and the terms of service agreements signed
making it clear he expected the White House Counsel’s Office. and 651 uses of applications. Agencies
government to become quickly adept Collaborating on language that would only have to sign the terms of service
at using social media and other accommodate both operational and once, and then multiple instances of
cutting-edge technology. legal requirements, the coalition the application can be used.
entered negotiations with social media
Taking a cue from the president even providers. The objective was to get While the terms of service
before the directive was issued on providers to amend their standard amendments resolve the major legal
Dec. 8, a group of public servants terms and conditions to respect the issues of the sign-up process, clarify
recognized the need for concerted unique status and needs of the federal expectations, and set the stage for
action to enable agencies to comply government, to agree on standard productive use of these services,
with the directive. They would tackle language that all agencies could use agencies still must comply with laws
the legal and regulatory barriers head- with minimal tweaking to meet their and regulations on security, privacy,
on. They began by addressing the own needs. accessibility, records retention, ethical
concerns that prompted legal counsel use, and other agency-specific policies
in many agencies to restrict federal By February 2009, the coalition had an and requirements when they use the
employees from using free online tools agreement with YouTube. The U.S. tools. However, the task of conducting

26
this legal review has become issued requiring federal agencies to major public-facing initiative totaled
significantly easier. put a process in place within 60 days to about $10,000, significantly less than
engage the public online. At that point, individual agencies would have spent if
The success of the terms of service
only a few agencies had any they had had to seek out the expertise
initiative has attracted the attention of
experience with public dialogues. They and infrastructure to stand up their
far-seeing social media providers, who
all had many unanswered questions own public engagement sites. The
want to add their products to the
about how to do it. consistency of using the same
lineup on apps.gov. The coalition has
approach across government was an
posted a model agreement vendors The GSA Office of Citizen Services
added benefit.
can refer to in determining whether created a Center for New Media and
their terms of service are compatible Citizen Engagement to help agencies As the Open Government Directive
with federal law. It lists the points, throughout the federal government states, “Collaboration improves the
issues, and concerns that typically comply with the directive and its very effectiveness of Government by
arise in standard terms of service and aggressive timetable. The first step encouraging partnerships and
are problematic for federal agencies, was to identify a tool that could be cooperation within the Federal
and suggests replacement language modified by every agency, could be put Government, across levels of
that would be acceptable to most in place quickly, and would be easy to government, and between the
federal agencies. learn to use. IdeaScale, one of the Government and private institutions.”
providers that had amended its terms The terms of service negotiations
Negotiating these terms of service has
of service, offered a product that show just how important this kind of
created a cost-effective way for all
agencies could use to engage with the collaboration is to the government’s
agencies to meet the requirements of
public. With a quick review of the tool’s ability to function well in the Internet
the open government directive. They
capabilities and acceptance of the age.
now have federal-friendly tools
amended terms of service, GSA was
available for free for social networking,
able to get it up and running quickly. Bev Godwin directs the Center on New
dialogs, blogging, and other means of
Training was conducted free for all Media and Citizen Engagement in the
online interaction.
agencies through GSA’s Web Manager Office of Citizen Services at GSA. Bev
University. As a result, all but one of recently returned to GSA after a 6-month
Open Government Dialogues the major departments adapted the detail to the White House Office of New
IdeaScale tool and launched their Media. Prior to these posts, Bev most
The significance of this impact was recently served as Director, USA.gov and
demonstrated within weeks after the public dialogues by the 60-day Web Best Practices at GSA.
Open Government Directive was deadline. The out-of-pocket cost of this

27
Government and Industry ACT/IAC has taken up the challenge
in the spirit it was offered. We
assembled a representative group of
Collaborate to Modernize VistA 42 industry professionals from 42
companies who meet once a week and
have been hard at work since
By Edward Francis Meagher November 2009. We are focusing on
SRA International
Chair, Industry Advisory Council VistA Modernization Project
whether VistA can be deployed more
broadly, the most appropriate model
and strategy for deployment, and the
potential impact on industry and the
he Veterans Information question to ask is, “What would it health care community. We have

T Systems Technology
Architecture (VistA) is the
largest, most comprehensive, fully
take to modernize VistA so that VA,
as well as the larger health care
community, would have access to the
accepted the challenge and are
committed to providing our
recommendations to the VA CIO by
April 2010.
integrated electronic health best aspects of the multibillion dollar
information system in the world. It is investment in VistA, while migrating it I am truly impressed by the
also the best. It was designed and to a state-of-the-art, open systems, knowledge, skill, and enthusiasm of
built by Department of Veterans public domain environment?” this committee and the willingness to
Affairs’ doctors, nurses, and embrace the challenge as proposed. It
If this were easy or straightforward, it
technology professionals over a 20- is truly staggering what can be
would have happened already. I liken
year period. More than 8 billion U.S. accomplished when skilled
it to a known vein of gold buried under
tax dollars has been spent building, professionals lay their own parochial
a mass of rock and rubble. There is
improving, and operating this system. interests aside and apply their
abundant evidence of numerous prior
Each year it serves more than 5 knowledge and experience to this
and ongoing attempts to mine this
million veterans, supports more than difficult public task as citizens first. It
treasure, but no one has been
200,000 medical personnel at 163 is genuinely inspiring to see large and
successful yet. The one consistent
medical centers, 850 clinics and 135 small corporations provide these
thing about all of these efforts has
nursing homes. VA hospitals using valuable resources to the task, not in
been the lack of coordination,
VistA comprise nearly half of all U.S. hopes of furthering their own
cooperation, and collaboration.
hospitals that fully implement an corporate goals but in the nation's
electronic medical record. VistA In late 2009, Roger Baker, the new CIO and our veterans’ best interest.
provides each of the 5 million at VA, who most clearly can be said to
veterans with a complete, own the problem of modernizing Progress in a collaborative- and
comprehensive, longitudinal VistA, reached outside government, consensus-based environment is a
electronic health record. It is a to the American Council on challenging task at any time. In a
national treasure, and it is owned Technology and its Industry Advisory situation where difficult issues and
outright by you and me. Council, for assistance. He aggressive timelines are involved, it is
challenged ACT/IAC, representing truly daunting. But we are learning
So you might wonder why the rest of from each other and with honesty,
the government-industry IT
the country’s health care system isn’t goodwill, and the realization that we
community, to fulfill its stated charter
using this program, which is available are acting on behalf of the rest of our
by “providing an objective, ethical and
free to anyone who wants it. Well, industry, our nation’s veterans, and
trusted forum where government and
there are several reasons. From a the citizenry of this great country, we
industry exchange information and
technology perspective, it is a fact are truly inspired to provide a worthy
collaborate on technology issues in
that while VA continued to extend and response. We hope the VistA project
the public sector.” Specifically, Baker
improve its capabilities during the itself will be an inspiration for other
asked IAC, which represents more
past 10 years, it failed to refresh the federal agencies seeking to update
than 500 IT companies that work with
underlying hardware and software. At aging IT systems and software.
the government, to convene a panel of
its core, VistA is based on antiquated
business and IT professionals to
technology. It is difficult and
make recommendations on how best Edward Meagher currently serves as the
expensive to maintain and is
to move forward with modernizing Director of Strategic Initiatives for Health
increasingly more challenging to Affairs with SRA International’s Global
VistA. He challenged the group
enhance it . From a business Health Group. He previously served as the
members to put their corporate or
perspective, while free to own, it is Deputy Assistant Secretary for Information
proprietary interests aside and
expensive and complicated to install, Technology and Deputy CIO, and CIO for
respond as IT professionals and the Department of Veterans Affairs
modify, and operate. So the obvious
citizens.

28
Crossing Boundaries to
Reach the Michigan Business One Stop
By Kenneth D. Theis
CIO and Director, Department of Technology, Management & Budget
State of Michigan

obs and economic development service that guides users who want to help for navigating and applying for

J are sustained Michigan


priorities. Lasting solutions to
these driving issues must be
start, operate or change a business.
Business owners can apply for or
renew selected permits and licenses,
licenses, and access to other
support services through an
extended hour call center.
effective, sustainable and agile and file reports and pay taxes and fees
• Business Ombudsman Neutral
flexible enough to apply to changing using a consolidated online payment
resource to provide solutions
circumstances and for varied cross- capability. They can input their
boundary stakeholders and business data into a single profile, between business, industry and
jurisdictions. The Michigan Business and use a single statewide ID. state, with a direct reporting
One Stop demonstrates how our Information is shared across state relationship to Governor’ office
process redesign and collaboration departments with one, easy e- • Business Certification
with the broad business community payment system. Businesses can Program Focused on providing
helps to transform the State simulate business decision-making customer services and developing
government and make it possible for online and track transaction status in new levels of partnership between
old and new businesses to succeed a new, paperless environment. Its six State employees and the business
and create jobs for the people of integrated service elements are: community.
Michigan.
• Business Web Portal Start a • Business Permit Process
Michigan Business One Stop, business and operate a business Initiative Reduces the number of
launched in March 2009, is an online permits and permit processing time
• Customer Assistance On-line

29
• Business Navigator A SWAT incorporate base-line funding in their monthly briefings with agency
team of agency representatives budgets. The Department of leaders. We kept our pulse on
assisting with permits and other Information Technology and 10 customer satisfaction using customer
issues. business service agencies gave input surveys and a dashboard with use
from within the State government. rates and customer satisfaction
The project was first announced in
External input came from the measures.
Governor Jennifer Granholm’s 2008
Government Performance
State of the State address and, for key
Improvement Initiative and the Success Factors
reasons, has emerged as a highly
Council of Michigan Foundations, and Overcoming Barriers
effective and transferable model of
consultants, business focus groups,
project management and cross- In any large transformation there are
the Small Business Association of
boundary solutions. Business One obstacles and challenges; this project
Michigan, the Small Business
Stop succeeds because it is a is not an exception. We continue to
Technology Development Center, and
gubernatorial priority embedded in a identify issues, opportunities and
major business associations
broader government transformation tools to overcome classic
representing manufacturers, retailers,
and streamlining effort and because it hierarchical, tier and industry barriers
ethnic businesses, chambers of
is driven by a sound and to cross-boundary sharing. The
commerce and those with economic
comprehensive project management critical success factors for this
development and technology
approach. Its strength is that it has a project have been collaboration and
interests.
problem-defined design that builds following cross-enterprise and cross-
from a businessman’s needs rather As one of the stakeholders, the jurisdiction guiding principles,
than the government’s preconceived leadership in the State Legislature including:
solutions. It provides exceptional was briefed on Michigan Business
lessons on overcoming shared- One Stop. When statute changes are • Obtaining leadership support
service barriers and in providing required to either eliminate or • Establishing effective system
effective business and technological streamline a permit or license, governance
solutions. legislators will be able to connect
these requests with the purpose and • Encouraging sustained stakeholder
direction of One Stop. The State participation
A Highly Collaborative Project
Attorney General participated in • Gaining external expertise
None of this would have been crafting language for data-sharing
possible without the upfront • Developing an implementation plan
agreements between the with concrete deadlines, and
cooperation of numerous state departments.
government agencies and more than • Sound architectural, system and
100 business owners, business To demonstrate the overarching application analysis and design.
associations and local governments, advantages of the new Michigan
Business One Stop, agency benefits As we continue to refine and
who joined in one of the state’s most
(e.g. reduced data entry costs) were strengthen this new business tool, the
collaborative projects to date.
systematically documented. A matrix Michigan experience offers lessons
Creating Michigan Business One organization was established for on collaboration, design, partnership,
Stop required an intensive focus on creative resourcing, minimizing the governance and management
process redesign and automation, but impact of stretching resources by practices that can both maximize
what makes it work is a change staffing for short periods of time (i.e. cross-boundary shared service
management process that involves one-year temporary reassignments). benefits as well as minimize risks. The
the full range of stakeholders and has Outreach to the stakeholder groups elements of our approach are
a formal management process and to government agencies and the reproducible by governmental units
supported by a matrix organization of public was critical, so we devoted seeking cost savings, operational
stakeholders. The Governor’s Office attention to understanding and efficiencies, and increased
was the executive sponsor; a communicating its value. This effectiveness.
Business Operations Committee, an included awareness sessions (lecture
Advisory Business Focus Group and style) with all the affected agencies, a Ken Theis has been the Chief Information
Policy Steering Committee provided biweekly newsletter, a user group that Officer from the State of Michigan since
guidance, and the State Budget reviews portal changes and 2007.
Office worked with Departments to recommends improvements, and

30
Collaboration Tools and Platforms

Data Sharing Began Geospatially


By Rob Dollison, Dan Sandhaus, and Sam Wear
Geospatial One-Stop

Introduction geospatial data resources. , thus by encouraging inventive use of the


avoiding duplication and redundant datasets in ways the data owners
The geospatial community has been a storage of data records. The data might not have envisioned.
leader in collaboration and sharing of sharing between the Geospatial One-
government information. These efforts The Geospatial One-Stop project data
Stop project and data.gov applied new
include establishing standards for data catalog includes data from federal,
Web service technologies that made
exchange, creating data state, tribal, and local governments,
the Geospatial datasets easily
clearinghouses, and working to universities, and the commercial
accessible and eliminated the need to
develop partnerships for the creation sector. Federal geospatial datasets
create a separate data catalog for
of local, state and national data sets. must be approved by an agency’s CIO
data.gov.
As an extension of these efforts by the before being shared with data.gov. As
geospatial community, the Geospatial As a priority of the Open Government of this writing, about 167,000 records
One-Stop project created a national Initiative, data.gov increases the ability met these criteria.
geospatial data catalog and Web of the public to easily find, download,
The response from the geospatial
portal (www.geodata.gov),which will and use federal datasets. It provides
community and the Geospatial One-
provide direct access to data in the descriptions of the federal datasets,
Stop project was so strong that
future, thus helping to provide ways for information about how to access the
data.gov created a separate geodata
the ingenuity of America to take datasets, and tools that leverage
catalog section to support approved
advantage of that data in new and government datasets. Its primary
federal geospatial datasets. Currently
exciting ways. goals are to improve access to federal
the geodata catalog holds the largest
data and to expand creative use of the
Initially, the goals of the project were collection in the data.gov website.
data beyond the walls of government
to facilitate the establishment of data
exchange standards in order to better
enable government-to-government
geospatial data sharing, to provide a
public gateway for improving access to
geospatial data in the United States
and promoting partnerships for the
collection of new data. These goals of
better access to geodata directly
complement new activities to improve
access to all federal data and improve
the "data Web."
The data.gov website was launched in
mid-2009 to increase public access to
high-value, machine-readable datasets
generated by the federal government
and make government more
transparent. When data.gov
requested data, the federal geospatial
community responded by supplying
tens of thousands of geospatial
records. This response leveraged
existing capabilities and components
of the Geospatial One-Stop project
and drew from its rich store of

31
Geospatial One Stop–a National clearinghouses, map files, and more. service URL, map service name, or in
Geospatial Data Catalog The dataset descriptions are the case of a WMS, the
submitted to the portal by federal, GetCapabilities statement enable
The Geospatial One-Stop project was state, tribal, and local government users to connect to the “live” map
built to address the need for a national agencies; colleges and universities; services. Geospatial One Stop serves
comprehensive geospatial data individuals; and companies. The as a portal hosting metadata records
catalog: a single location where any collection continues to grow, for hundreds of federal, state, and
user could go to find geospatial data exceeding 325,000 entries as of local government services.
in any location within the United December 2009. As the catalog
States, avoiding the need to search the The Geospatial One-Stop project has
becomes more comprehensive and
many Web sites published by been the leading initiative in
improves, it also facilitates data
individual agencies and entities. government geospatial data sharing
discovery through integration with
Managed by the U.S. Geological for the past five years and today it is
data.gov, and its utility as a one-stop
Survey, the portal was created as a also evolving to be an important
portal for finding geospatial data for
Presidential e-Government Initiative component of the Obama
the United States continues to grow.
to enhance government efficiency and Administration’s open government
improve citizen services. Map services provide a new and initiatives.
powerful means for intergovernmental
The portal provides easy access to Future integration with data.gov, its
data sharing in support of day-to-day
information that supports many policies, and new shared capabilities,
business functions. Past data sharing
different government lines of business, will improve the quality and
efforts were “file” centric and often
including homeland security, accessibility of geospatial data and
very labor intensive, requiring the
emergency response, environmental support the innovations of the next
downloading or “exporting and
protection, transportation planning, generation of mash-ups and new
importing” of datasets. Today’s
economic development, land applications.
evolving map service and viewer
management, and public health and technologies, usually require only a
safety. Users discover geospatial data web browser and no local client Rob Dollison is the Geospatial One-Stop
they can use in their own projects to software, and enable governments at Project Manager and the National Map
perform spatial analysis, modeling, or Digital Services Manager. Dan Sandhaus is
all levels to dynamically share (or the Geospatial One-Stop Assistant Project
visualization. Users can also find “fuse”) entire agency data catalogs Manager. Sam Wear is the Gepspatial One-
partners to collaborate on data with collaborating agencies. Federal Stop Local Government Liaison and
acquisition activities through the GOS and state map services can be Assistant CIO for Westchester County, NY
Marketplace. combined with data-rich local GIS.
The portal contains thousands of government map services which are
detailed dataset descriptions and links commonly developed from
to map services, online mapping authoritative, high accuracy 100- and
applications, downloadable datasets, 200-scale base maps. Key metadata
catalog services, map images, elements which identify the map

32
EPA’s Environmental
Exchange Network
By Lisa Schlosser, Chief Information Officer
and Mary McCaffery, Senior Advisor to the Assistant Administrator
Office of Environmental Information
U.S. Environmental Protection Agency

PA embraces an open, information. The Exchange Network

E collaborative, and participatory


culture, allowing us to execute
our mission to protect human health
comprises three interconnecting
components: a collaborative, inclusive
governance structure; processes and
and the environment for all Americans standards for exchanging data; and a regulated facilities currently using
effectively. technical architecture based on a this model. Implementation of the
common set of shared services that network has catalyzed the transition
The mission requires that we collect
provides the technological foundation from paper to electronic
and share reliable, quality data to
for data exchanges. environmental reporting, eliminated
support each of EPA’s seven mission
priorities: The governance structure, named the dual data entry in many cases,
Exchange Network Leadership provided for automated error-
• Taking action on climate change; checking and validation, and
Council, includes executives and
• Improving air quality; senior leaders from states, tribes, and streamlined business operations. As
• Assuring the safety of chemicals; EPA national program offices, who a result, the Exchange Network has
collaboratively determine the reduced data management costs
• Cleaning up our communities; principles, scope, strategy, and while providing higher quality and
• Protecting America’s waters; activities related to the exchange and more timely data to decision-makers.
• Expanding the conversation on publication of environmental An independent study showed an
information. In addition to average annual return on investment
environmentalism;
governance, the network covers for participating states that ranged
• Working for environmental justice; shared processes, tools, and services from 15% to 61%. Equally as
and that help environmental agency staff important, the Exchange Network has
• Building strong state and tribal integrate, analyze, and report data, resulted in improved access by the
partnerships. and data and technology standards public to high-value environmental
that allow for data to be integrated data.
The challenge for EPA has been this:
regardless of the technology. The
how to collect and exchange
environmental data with our critical
motto of the network is “build once, Environmental Exchange
use many times.” In the Exchange Innovation – The Outcome of
partners and stakeholders in a cost-
Network, plagiarism is not only the Exchange Network
effective manner, while always
allowed, it is encouraged. EPA has
ensuring the integrity of the data. EPA The Exchange Network has inspired
funded development of the network
took the initiative in 2001 to address creativity and innovation throughout
through an innovative, competitive
this challenge by creating the its community of stakeholders. Some
grant program that began in 2002.
National Environmental Exchange examples of this innovation include:
Information Network.
What Is the Business Value The State of Massachusetts
What Is the National of the Exchange Network to Department of Environmental
Environmental Information its Partners? Protection – MassAir: The public has
a right to know about the
Exchange Network? In the nine years since its inception, environmental conditions in their
the Exchange Network has evolved communities. To reduce costs and
The Exchange Network is a
from a cutting-edge technology increase efficiency, Massachusetts
partnership established to support
solution to an integrated component integrated its air quality data
better environmental decisions
of the EPA business and technical internally and used the Exchange
through improved access to, and
architecture, with more than 60 Network to automate data quality
exchange of, environmental
regulatory data flows from states and

33
assurance processes and provide explosions occur, first responders Accountability, and Transparency
real-time air quality data to the public. need timely access to quality data Board established under the
such as the location of chemical American Recovery and
• EPA - Water Quality Exchange
storage facilities and the types of Reinvestment Act of 2009. Using
Access to comprehensive water
chemicals stored. Often, the lack of the Exchange Network concept and
quality information is indispensable
access to data that reaches across underlying services, the board was
for managing and protecting water
state and agency boundaries able to implement a federalwide
resources. However, timely and
prevents emergency response reporting capability for more than
accurate information can be
personnel from developing 60,000 users to collect more than
difficult to come by because water
comprehensive response plans, 130,000 Recovery Act reports in less
monitoring data are collected by a
which may leave populations than five months.
wide range of organizations with
vulnerable to unknown dangers. To
different information systems that
are often incompatible. The Water
address this need, environmental Collaborate with Us
agencies from Nebraska, Iowa, The Exchange Network, from a
Quality Exchange replaced a
Kansas, and Missouri sought a technical standpoint, is composed of
distributed database that was
means to efficiently and securely standards-based services that can be
cumbersome and expensive to use
share reliable information among reused by any organization that has a
and maintain. The standards and
emergency responders and requirement for data exchange. In
simplicity are already paying
planners. These states used the today’s environment of an increasingly
enormous dividends. New
Exchange Network to create the more open government, it is
contributors are joining the Water
Homeland Emergency Response especially critical to collect and share
Quality Exchange fold and filling
Exchange. The participating states data with numerous stakeholders and
gaps where data were previously
publish data useful to emergency continue to include our most
unavailable. For example,
planners and responders on their important constituency – the public.
Wisconsin has added 18,500
secure Exchange Network nodes, The Exchange Network provides a
monitoring locations and more than
allowing for access to near real- cost-effective solution to meet this
1.6 million results since need.
time data in the event of an
implementing the Water Quality
emergency. In the Exchange
Exchange. Similarly, Texas added
Network spirit of build once, use Lisa Schlosser is the Chief Information
8,500 new monitoring locations and
many times, numerous other states Officer at the U.S. Environmental
more than 3.5 million results. Protection Agency and Mary McCaffery is
are now deploying Homeland
• Multiple States – Senior Advisor to the Assistant
Emergency Response Exchange. Administrator, EPA Office of Environmental
Homeland Emergency
• Reuse for Information. Learn more about the
Response Exchange When Exchange Network at
FederalReporting.gov The
events such as tornados, http://www.exchangenetwork.net/index.htm
Exchange Network model was
earthquakes, fires, floods, and
adopted for reuse by the Recovery,

34
ParticipateDB In addition, there is a considerable long
tail of experimental applications and
solution approaches covering different
decision-making process or, ultimately,
the decision itself. For the time being,
ParticipateDB also includes examples
countries, languages, and participation of ongoing participation efforts, often
By Tim Bonnemann
Founder and CEO areas, most of which never rise out of called programs.
Intellitics Inc. obscurity. No matter what tool is being
References A reference is any kind
used, information about actual
of related information available on the
implementations is often incomplete,
uring the past couple of years, I Internet that can provide additional

D
distributed, or simply unavailable.
have had the opportunity to context regarding the tools and projects
attend a variety of conferences This poses a challenge that is twofold: covered on ParticipateDB. For example,
and events related to public participa- this may include product brochures,
• On the demand side, practitioners
tion (the process of engaging citizens in user guides, video tutorials, white
often have very limited awareness of papers, interviews, news reports, case
community problem-solving and what’s available, what works, and
decision-making). Interest in the use studies, or any other kind of research.
what doesn’t, making it difficult to While ParticipateDB will eventually
of technology, particularly the Internet, choose the right tool for the job.
has been growing steadily during this produce original research to describe
period, and the opportunities and • On the supply side, even some of the tools and projects, the site will not
experiences in this area have been the most innovative tools fail to get the reproduce any of the more in-depth
subject of many discussions. exposure they need in order to gain work that other resources already
enough traction to be able to validate provide. Instead, existing resources,
In these conversations with their concepts and ideas through particularly case studies, will be
practitioners, software designers and actual usage. referenced as external links.
researchers from the private and public
sectors, the need for a comprehensive The Solution The Road Map
list of all the e-participation tools
available emerged as a common theme. ParticipateDB is intended mainly for The core feature set scoped for
professionals involved in the field of ParticipateDB’s alpha phase was
That is the simple idea behind public participation (practitioners, tool completed in December 2009, and a first
ParticipateDB builders, researchers, facilitators etc.) round of seed content has been added.
(http://ParticipateDB.com), a as well as people from neighboring
collaborative catalog for online tools for As the number of tools, projects, and
communities (civic engagement, references reaches critical mass, we
participation, often referred to as tools activism, e-learning, politics etc.).
for Web-based engagement, e- see plenty of opportunities for the site
participation, online deliberation, etc. ParticipateDB currently consists of to evolve in interesting ways, and our
three main content categories: tools, intent is to develop these opportunities
The site launched in September 2009 projects, and references. in close collaboration with our
and is currently in closed beta. contributors, as well as other
Tools ParticipateDB defines tools organizations in the field.
The Challenge fairly broadly as any kind of information
and communication technology that is We are just beginning to understand
While public participation is at the core being used in or being developed for how we can use technology and the
of our democracy, e-participation, as it the purpose of public participation. In Web for participation.The list of
is commonly referred to, is still a fairly today’s world, the majority of tools will challenges is long, and a lot of work
young and emerging field with a much likely be Web-based software remains to be done. In order to grow the
smaller and incomplete body of applications. However, other ICT-based field as a whole and to spur innovation,
knowledge, and a tool landscape that approaches (e.g., use of mobile phones, it will be crucial to better connect the
can best be described as fragmented, if text messaging, etc.) are included, as practitioners who best understand the
not confusing. well.The entries collected so far range challenges with the innovators who can
There is an almost overwhelming from integrated e-consultation build better solutions.This kind of
variety of tools and services available solutions to generic social media matchmaking is something we hope
today that can be, and have been, applications such asTwitter, Facebook, ParticipateDB will help facilitate as we
applied in the context of public YouTube, or Flickr. grow the site into one of the premier
participation. Some of the more community-driven resources and the
Projects A project is generally world’s most comprehensive directory
established tools were designed defined as a temporary endeavor –
specifically for the purpose of e- of its kind.
meaning it has a defined beginning and
participation, while others, such as end date – undertaken to create a
blogs, wikis,Twitter, and Facebook, are unique product or service. In the case Tim Bonnemann is the founder and CEO of
more generic and just happen to also Intellitics Inc. (http://www.intellitics.com) a
of public participation, this may include
support certain participation activities. participation startup based in San José, CA.
certain deliverables informing the
35
GovLoop’s “Extraordinary Development Ideas In Action. The
American Council forTechnology's
Industry Advisory Council offered to
Collection of Talent” partner on the project, as well.
The result was the Better Buy Project
By Andrew Krzmarzick, Community Evangelist which was launched in early October
Steve Ressler, Founder and President 2009. Within two months, the site has
GovLoop elicited more than 70 ideas and
hundreds of votes and comments.
In addition to the Acquisition 2.0 group,
GovLoop members:
“I think this is the most extraordinary technology officer of Canada, city • Were a leading source of
collection of talent, of human managers and brilliant innovators government input into the Obama
knowledge, that has ever been across all levels of government. Since administration’s open government
gathered… with the possible exception its launch, GovLoop members have memo;
of when Thomas Jefferson dined created thousands of blogs and
alone.” discussions, and launched hundreds of • Established a repository of best
— John F. Kennedy groups.The open, accelerated flow of practices on items including social
information on GovLoop has led to the media policies, government hiring,
early 50 Nobel Prize winners rapid replication of ideas and best and governmentTwitter use.

N had gathered at the White


House when President John F.
Kennedy made this remark on April
practices across all levels of
government, assisting in improved
government operations and
• Launched a top-rated podcast "Gov
2.0 Radio" with such guests asTim
O'Reilly, founder of O’Reilly media,
29, 1962. performance. and Craig Newmark, founder of
By Memorial Day 2009 – almost 50 One of the most powerful features of Craig’s List ; and
years later – thousands of bright GovLoop is the ability of members to • Produced a first-of-its-kind
minds had formed another create groups. In March 2009, Assistant “TweetBook” following the Open
“extraordinary collection of talent and Commissioner Mary Davie, of the GSA Government and Innovations
human knowledge,” gathering not at Federal Acquisition Service’s Office of
Conference and a similar summary
the White House, but on a Web site. Assisted Acquisition Services,
of tweets fromTransparency Camp
Dubbed the “Facebook for launched the Acquisition 2.0 group. It
West that is being replicated in
government,” GovLoop has become has grown to include more than 400
highly active members representing all other industries.
the premier social network for public
servants and people supporting levels of government, nonprofits, and We expect GovLoop will play a large
government to connect and private-sector organizations. Within role in informing the Open Government
collaborate. two months of the group's creation, Working Group created to oversee
members planned and hosted an event implementation of the Open
Growing to more than 29,000 members that provided a platform for key thought Government Directive. Already,
in just 20 months, the network is leaders and others to extend their members have created and
extraordinary for its openness and online conversations in person. commented on more than a dozen blog
transparency in sharing knowledge and posts and discussions forums on the
professional networks to accelerate As word of the group and its goals directive and have formed an open
innovation and improve government. spread, fresh ideas were floated to government group with nearly 200
Stretching from U.S. federal, state, and Davie, including the creation of a members.
local government employees to their crowd-sourcing website where people
counterparts in Canada, Australia, New could submit, vote, and comment on Furthermore, government agencies
Zealand, and the United Kingdom (to recommendations for improving the across the world are collaborating at a
name just a few), GovLoop members federal acquisition process. In fact, the peer-to-peer level that is rarely seen.
discuss ideas, share best practices, National Academy for Public Approximately 5% of GovLoop’s
and create a community dedicated to Administration was willing to provide membership is international. It draws
the improvement of citizen services in some resources to create such a site members from the United States,
the United States and beyond our using an idea generation platform Canada, Australia, New Zealand, and
borders. called UserVoice. NAPA had already the United Kingdom, as well as Brazil,
worked with UserVoice to set up China, India, New Zealand, Norway,
Members range from White House similar discussions for the White Spain, Sweden, and many other
political appointees to the deputy chief House, including Housing and Urban countries. Despite cultural differences,

36
there are many similarities around the have been providing spaces for federal cross-government, collaboration-
globe in the adoption of a more open, employees to discuss and collaborate producing power.
transparent and collaborative on internal and cross-agency
Government may not be perfect. But
government. In traditional situations, initiatives.These sites have been
we are convinced that GovLoop is a
best practices around e-government hugely successful in increasing
place where both Jefferson and
are shared at conferences where only a information-sharing within the federal
Kennedy would be proud and
few select countries and a few government and connecting like-
impressed to find such “a collection of
representatives can attend. GovLoop minded people across bureaucratic
talent and of human knowledge”
has fostered peer-to-peer information- silos. GovLoop builds upon these
among people concerned with the
sharing at the international level initiatives and is one of the most
improvement of government – and that
among both leaders and at the working diverse, with its state, local and
they would call it nothing less than
level. international membership, as well as
extraordinary.
academic, nonprofit, and private-sector
To be fair, GovLoop is not the first
participants. Membership ranks are
website to gather a group of Steve Ressler is the founder and President
increasing at a rate of 10% each month
government employees across of GovLoop and Andrew Krzmarzick is the
– a number that is growing
agencies. Such sites as OMB’s MAX Community Evangelist. For more
exponentially as more and more public information go to www.govloop.com.
Community, Army Knowledge Online,
servants tell their colleagues about its
Intellipedia, and Company Command

37
Better Buying Through Collaboration
By Mary Davie, Assistant Commissioner for the Federal Acquisition Service
and Lynnie Martin, Contracting Specialist, Federal Systems Integration Management Center
U.S. General Services Administration

n President Obama's first day government and the private sector. group was created in May 2009 to help

O in office, he challenged
leaders in government to “use
innovative tools, methods, and
As the Brooking Institution’s Darrell
West wrote in the Spring 2009
Intergovernmental Solutions
fill the void and provide a
collaborative platform across the
acquisition community (including the
systems to cooperate among private sector) to improve the way the
Newsletter on Transparency and Open
themselves, across all levels of government buys and to reduce
Government, “technology [is] a
government, and with nonprofit associated costs. It now has more
‘game-changer’ that transforms the
organizations, businesses, and than 400 members from federal, state
culture, organization and functioning
individuals in the private sector.” and local government, industry, and
of government.” Technology is
other stakeholder organizations
Within six weeks of taking office, changing every aspect of our lives,
around the world. They are actively
Obama issued a memo to the heads including markedly improving our
and openly discussing common
of departments and agencies on ability to communicate, collaborate,
acquisition challenges, solutions,
government contracting. The memo and solve problems using a worldwide
ideas, and experiences, as well as
notes that “since 2001, spending on network. Employed effectively,
specific ideas to improve agency
government contracts has more than collaborative technology can also be a
mission effectiveness.
doubled, reaching over $500 billion in game-changer for federal acquisition.
2008.” As the demand for goods and One early post by Andy Krzmarzick
One example of this is the Acquisition
services increased, the acquisition (now GovLoop’s Community
2.0 group residing on GovLoop.com,
process has simultaneously become Evangelist), titled “10 Ways Social
the “social network for government.”
more complex and less efficient. The Media Will Improve Federal
GovLoop was created in the summer
costs of this complexity and Acquisition,” sparked a new direction
of 2008 to provide a platform to enable
inefficiency are borne by the in the Acquisition2.0 group. This post
information sharing and networking
government, the private sector described the potential for applying
by individuals from federal, state,
industry, and, ultimately, the public. collaborative technologies to the
local and international governments,
acquisition process. Krzmarzick
Since that March 2009 memo, the and private-sector and nonprofit
reviewed more than 120 comments
Office of Management and Budget organizations. Today, the GovLoop
posted in the Acquisition 2.0 group, as
has released several additional community is almost 23,000 strong and
well as background documents that
memos focused on reducing spending supports more than 600 shared-
had been posted by group members.
and costs, strengthening the interest groups, It was the logical
These included blog posts, white
acquisition work force, and improving place to seek out new ideas about the
papers out of industry and academia,
the way the government buys. Much of federal procurement process, from
and a Government Accountability
the guidance provided encourages the people who use it in their work
Office report on the Federal
agencies to find ways to reduce every day.
Acquisition Function at Federal
spending by examining current
At the GSA Federal Acquisition Agencies.
contracts and contracting practices.
Service, the government’s central
In addition, recruiting issues have This analysis, coupled with his own
procurement agency, which oversees
become critical as the government experience led him to propose
more than $66 billion a year in federal
has been unable to keep the federal applying technology in different ways
contracts, we are always looking for
acquisition work force growing at the to support people and change the
better ideas. So we started a group
same pace as the growth in acquisition process. The ensuing
within GovLoop for “sharing ideas
acquisitions. As a result, government discussion energized the group,
and experiences employing innovative
program and acquisition officials are which wanted to test the ideas on an
acquisition practices, collaborative
being asked to do more with fewer actual acquisition. Several group
methods and use of Web2.0
resources. The acquisition process members from GSA and the
technologies to transform federal
represents one of the most important American Council for
acquisition.” The Acquisition 2.0
areas of collaboration between Technology/Industry Advisory Council

38
proposed expanding the discussion to stand up and host the platform for three pre-award phases of the
solicit additional ideas through a BetterBuy and the companion blog. process – targeted for February 2010.
forum similar to the National • GSA, the customer whose The team is using the BetterBuy blog
Academy for Public Administration’s as a forum to provide updates on the
responsibility is to manage the
National Dialogues. project and for those involved or
complex federal procurement
interested in the project to share
Thus, the BetterBuy Project was born. process, would review and apply
thoughts and experiences. Even
BetterBuy is a platform that enables ideas as appropriate to selected Craig Newmark of Craig’s List, a
the public to submit, comment, and acquisitions; pioneer of innovative acquisition,
vote on ideas to make the federal To date, more than 100 ideas have contributed early on.
acquisition process more open, been received through BetterBuy
collaborative, and transparent, with a primarily addressing the pre-award What’s unique to the Better Buy
particular focus on the use of phases of acquisition: market project is that it has resulted in a
collaborative technology to do so. research and requirements definition, process, not just a website, which
presolicitation, and issuing the provides a model for governments to
NAPA and ACT/IAC formed a
solicitation. GSA reviewed all engage in idea exchange and
partnership with GSA and
submitted ideas and categorized incubation for innovation. This model
established these roles:
them for action into three areas: 1. will help make the government a more
• ACT/IAC, a nonprofit public- within scope of BetterBuy and to be informed, effective buyer and result in
private partnership, would direct its analyzed for application; 2. to be better government for the American
Acquisition Management Shared discussed with the Government taxpayers.
Interest Group to document the Accountability Office or Office of
process and experience, and would Management and Budget; 3. Mary Davie is the Assistant Commissioner
supply volunteers to serve as suggestions that would require for the Assisted Acquisition Services
moderators and catalysts for the legislative or Federal Acquisition Portfolio in the GSA Federal Acquisition
Service. For more information about the
public forum; Regulation changes. project visit www.betterbuyproject.com for
• NAPA, which had conducted GSA then selected an acquisition Frequently Asked Questions.
several previous online dialogues and selected appropriate ideas and
for government agencies would technologies to apply throughout the

39
Technology Enables Local up a MuniGov HQ in Second Life.
These initial efforts attracted a
community of like-minded peers with a
Governments to Collaborate common interest in applying Web 2.0
concepts to local government. Our
growing group embraced the use of
By Bill Greeves and Pam Broviak these online tools and started
Co-founders
MuniGov2.0
documenting Web 2.0 resources and
best practices. We welcomed ideas
from around the world and opened the
group up to collaboration from anyone
Come Mix it Up With Us! MuniGov2.0 is a coalition of working in or for government. Word of
federal/state /municipal and mouth and some very timely media
In September 2008, we were both civil international governments focused on coverage did the rest. We grew rapidly,
servants on a mission, scanning the exploring the use and principles of Web nearly exponentially, as the demand
horizon from our work stations in city 2.0 in an effort to improve citizen skyrocketed for guidance and
and county governments 750 miles services and communication via camaraderie and the journey of 2.0 use
apart, looking for better resources for technology. in government became commonplace.
government foot soldiers to take some
Web 2.0 action. We met through a We based the group solely on the idea We modeled MuniGov on the following
mutual online colleague and discussed that there was value to be had in principles to allow the group to evolve
some great ideas via Skype and collaboration, and that Web 2.0 could as more governments begin exploring
Second Life, but when we returned to be just the platform we needed to and applying the concepts and
our respective work in Geneva, IL and promote and leverage that technologies of the Web 2.0 movement:
Roanoke, VA, we found it hard to find collaboration in government.
• The more people participate in the
some solid resources to help us build We started the organization with a development of the product, the
on our ideas. We whined about it for a collaboration Web site using Google more valuable it will become
little while but soon we decided that if Sites.Then we built a Google Groups
we couldn’t find it, we’d build it! So we • All ideas and collaboration are
discussion board and established a
put our money where our mouths were, welcome
foothold in the virtual world by setting
and we founded MuniGov2.0. • Individual feedback and submissions

Group photo of participants at a regular


MuniGov2.0 meeting in Second Life.

40
will make the group a truly effective community. Munigov members met in dedicated membership that literally
resource and create an environment Second Life to plan the conference and spans the globe and incorporates
in which everyone learns from each held one-on-one planning discussions nearly all of the functions in each level
other. via Skype. A collaboration site was of government. From police officers to
used to share information and allow for public information officers, technology
These principles were enhanced with
conference registrations.Twitter, blogs, directors to elected officials, the
the following basic goals:
and social networks were used to help MuniGov group and its resources have
• Become a recognized, powerful and get the word out. become a powerful asset to use as a
dynamic resource for governments resource for 2.0 research and
By the time the conference time rolled
implementing and innovating via implementations.The group has
around, we had nearly 170
Web 2.0 established a prolific Web presence
registrations. And although we don't
(www.munigov.org) and meets via
• Establish a strong set of virtual- have an exact number, we estimate that
avatar every other Wednesday night in
world resources for government the number of attendees was actually
the virtual world of Second Life to talk
agencies at least double this. Many
shop about the policies, tools, trials,
• Coalesce into a large, active, and organizations filled a real-life
and tribulations of Government 2.0 or
conference room and watched the
innovative user community just government in general. We’ve
conference on the big screen via the
• Seek innovation and opportunity in accomplished all this solely thanks to
virtual eyes of a designated avatar. As
difficult economic times the efforts of a talented and dedicated
you'll note from the session videos, we
volunteer group – no budget required!
• Have a little fun along the way certainly had a fair share of technical
hiccups throughout. We knew this was Thanks to the generosity of the
The group continued to attract interest
inevitable, given the heavily National Oceanic and Atmospheric
because Web 2.0 in government could
concentrated noob herd that the Administration, we’ve got a bigger,
no longer be ignored.The Web site
conference attracted. However, the better home in Second Life as we also
expanded as more and more
MuniGov2.0 hosts and conference begin to explore other virtual world
participants shared their best
speakers showed tenacity, opportunities. And we’ve got big plans
practices, policies, ideas and
resourcefulness, and perseverance in with regards to government education
suggestions.The list serve started
working through the problems and and collaboration.There is no end in
rolling with dynamic questions and
putting on a good show. sight for the future potential of
answers from all areas of government.
Government 2.0 and we hope to
Both of us, along with several other The speakers at the event included
continue to be a valuable part of it!
members of the group, began to people from local, state, and federal
participate in discussions, government offices, as well as higher Want to know more? Give us a shout or
presentations and projects in work education, all of whom spoke on sign-up today on the Web site, and join
rooms, college lecture halls, and larger intriguing ideas and engaging topics in the conversation and the
conferences around the globe. Using relevant to Government 2.0. We even collaboration!
Web 2.0 tools, we were able to had an interactive Q&A session that
participate not only in-person but often engaged the audience with a panel of Pam Broviak is the city engineer/assistant
virtually. Our foothold in Second Life Government 2.0 enthusiasts focused director of public works for the city of
expanded as we added free virtual on several social-media related topics. Geneva, Ill. She co-hosts the Gov101 radio
offices for all member governments to The speakers and their topics were show and manages the Public Works
use. well received, based on the very Group, an online resource for public works
positive evaluations we collected. professionals.
One Wednesday last winter, someone
Perhaps most importantly in these
came up with a great idea: why not
economic times, we were able to save Bill Greeves is the Director of
hold a conference in Second Life?This Communications & Information Technology
attendees thousands of dollars in
would allow us to move past the for the County of Roanoke, Virginia. In
registration and travel fees to attend
general "wouldn't-it-be-cool-if" addition to co-founding MuniGov2.0,
the enlightening sessions. All they had
discussions into providing tangible, Greeves blogs about his web 2.0 travels for
to do was log-in from a computer. And Government Technology magazine, which
valuable (and free!) resources to our
there was no lost baggage, missed recently named him one of the Top 25
members.There was a unanimous
flights, or expensive hotel rooms Doers, Dreamers and Drivers for 2010. For
group decision to go for it and additional information contact
associated with this conference!
MuniGovCon09 was born! For several pbroviak@geneva.il.us or
months we devoted our Wednesdays, Eighteen months later, MuniGov has bgreeves@roanokcountyva.gov.
and many more days, to pulling grown to nearly 600 members from
together a conference in Second Life. around the world, and we are happy to
The theme of the conference was report significant progress towards all
introducing Web2.0 to the government of our goals. We have a diverse and

41
Virtual Worlds as a Setting
for Scientific Collaboration
By Lisa Zyga
Freelance writer
Physorg.com

ormally, virtual worlds are the It will expand to other virtual worlds In addition to getting people together

N setting of many online games


and entertainment
applications, but now they’re
when appropriate. Currently MICA
has 52 professional members and
over 100 members of the general
in a free and convenient way, virtual
worlds can offer new possibilities for
scientific visualization or “visual
becoming a place for scientific public interested in learning about analytics.” As data sets become
collaboration and outreach, as well. A science, specifically astronomy. MICA larger and more complex,
team of scientists from the California is also establishing collaborative visualization can help researchers
Institute of Technology, Princeton, partnerships with the IT industry, better understand different
Drexel University, and the including Microsoft and IBM, and phenomena. Virtual worlds not only
Massachusetts Institute of plans to further develop industrial offer visualization, but also enable
Technology have formed the first partnerships. researchers to become immersed in
professional scientific organization data and simulations, which may help
“Virtual worlds are already a very
based entirely in virtual worlds. scientists think differently about data
fruitful arena for research in social
Called the Meta Institute for and patterns. Multi-dimensional data
sciences and humanities, including
Computational Astrophysics (MICA), visualization can provide further
sociology, economics, psychology, 1
the organization conducts advantages for certain types of data.
etc.,” said author George Djorgovski.
professional seminars and popular The researchers found they could
“They are already a superb
lectures, among other events, for its encode data in spaces with up to 12
educational and outreach platform,
growing membership. dimensions, although they ran into the
and should be used much more. We
challenge of getting the human mind
MICA (http://www.mica-vw.org/) is are trying to find out what else we can
to easily grasp the encoded content.
currently based in Second Life, where do with these technologies in the
participants use avatars to explore natural sciences, such as physics and “The slow adoption of these virtual
and interact with their surroundings. astronomy.” reality technologies by the academic

42
The Meta Institute for Computational Astrophysics, based in virtual worlds, conducts
professional seminars and popular lectures for its members on Second Life.

(or any other professional) community screen and file directory paradigm for “Ask an Astronomer” sessions. The
is probably largely due to a widely information display and access,” the authors have also started
held misperception that this is ‘just authors explained in their overview. experimenting with regular student
games,’” Djorgovski said. “This is classes, graduate seminars, class
As Djorgovski added, immersive
incorrect. While these technologies discussions, and hybrids in which
virtual reality (including virtual
got developed largely by the gaming students read lecture materials on
worlds) seems currently to be roughly
industry, and there is certainly a lot of their own and use class time for an
at a stage of development as the Web
gaming going on, virtual worlds are open discussion in the virtual world
in 1992, with limited reach but huge
something bigger: a general platform setting. They also plan to conduct a
growth potential. “Possibly the overall
for all kinds of activities, ranging from series of international “summer
societal impact of these technologies
entertainment to purely professional. schools” on topics including
will be as big as that of the Web itself
Just like the Web itself.” numerical stellar dynamics,
- or even bigger,” he said.
computational science and others, in
Djorgovski and his coauthors see
One part of this possible next an immersive and interactive virtual
virtual reality as the next step in the
generation application of virtual world venue.
continuing evolution of the ways we
reality is an open source program
use information and computation
called “OpenSimulator” (or PhysOrg.com (http://www.physorg.com) is
technology to interact with each
“OpenSim”), which enables users to a leading web-based science, research and
other. They predict that, in the future,
create their own 3D virtual worlds and technology news service which covers a full
virtual reality will become more range of topics. These include physics,
applications. The authors predict that
synthesized with the Web by serving earth science, medicine, nanotechnology,
the synthesis of the Web and virtual
as an interface and replacing today’s electronics, space, biology, chemistry,
reality could involve individuals
browsers. computer sciences, engineering,
managing their own virtual reality mathematics and other sciences and
“One can think of immersive virtual environment in a way that is technologies.
reality as the next-generation browser analogous to hosting and managing
technology, which will be as websites today. 1. S. G. Djorgovski, P. Hut, S. McMillan, E. Vesperini, R.
Knop, W. Farr and M. J. Graham. “Exploring the Use
qualitatively different from the of Virtual Worlds as a Scientific Research Platform:
In the meantime, MICA’s virtual
current, flat desktop and web page The Meta-Institute for Computational Astrophysics
events for a general audience include (MICA).”
paradigm. As the current browsers
a series of popular talks called “Dr.
were different from the older, terminal
Knop Talks Astronomy” and weekly

43
U.S. General Services Administration
Office of Citizen Services and
Communications
Intergovernmental Solutions Division
Official Business
Penalty for Private Use, $300

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