Beruflich Dokumente
Kultur Dokumente
the Pleasant
In this chapter we will discuss:
1
UNDERSTANDING THE AUDIENCE
Before composing any message, all writers should be well informed about the subject and
should have a clear picture of what they want to convey and what they wish to achieve
through the communication (see Chapter 8 for a discussion of “purpose”). If these
prerequisites are not met, one cannot even begin to write.
Understanding the audience is often a more challenging task. It requires the cultivation of a
“you” or “reader oriented” attitude. Then, as a writer, you have to transfer this understanding
or mental picture of the audience into written form through careful selection of content and the
effective organization of the different parts of the message.
• Does the message address the reader’s major needs and concerns?
2
2. Economic level. A banker’s collection letter to a prompt-paying customer is not likely to be
the same form letter sent to clients who have fallen behind on their payments for small
loans.
3. Educational/Occupational background. The technical jargon and acronyms used in a
financial proposal sent to bank loan officers may not be suitable in a proposal sent to a
group of private investors. In the same way, a message to the CEO of a major corporation
may differ in style and content from a message to one of the stockholders.
4. Culture. The vast cultural differences between people increase the complexity of the
communication process. A letter containing expressions like “they were clean bowled” and
“clear the pitch” would confuse a manager from a different culture.
5. Rapport. A sensitive letter written to a long-time client may differ significantly from a
letter written to a newly acquired client.
6. Expectations. Letters containing errors in spelling and grammar will cause the reader to
doubt the credibility of the source, particularly when the letter is sent by a professional like a
doctor, a lawyer, or an accountant.
7. Needs of the reader. Just as successful sales personnel begin by identifying the needs of
the prospective buyer, an effective writer attempts to understand the reader’s frame of
reference as the basis for developing the message’s organization and content.
Understanding the audience helps the writer see the issue or subject from the reader’s point
of view.
Observe the lack of empathy in the following response to a claim letter:
Dear Mr.Kumar,
This letter is in response to your letter of October,20 asking for a replacement of your
stained Tiger Tuff carpet. There seems to be a misunderstanding of what commercial
quality implies. Commercial quality refers to the durability of the nap, not to stain
resistance.
You purchased pale-blue commercial quality, but then installed it in an industrial plant. This
represents a misuse of the product. I have no control over the care and use of the carpet
after it has been installed.
This message clearly shows no concern for the reader’s problems and no regard for his status
as a client. The tone is aggressive and accusatory, conveying not only a bad image of the
Tiger Tuff company, but also alienating the client and destroying the rapport that had been
built up over many years.
Although knowledge about the recipients assists writers in developing empathy, writers can
learn to predict reader’s reactions with reasonable accuracy by placing themselves in the
reader’s shoes. To do so, they should ask themselves the following questions:
• Would I experience a feeling of disappointment upon learning that my request has been
refused?
• Would I be pleased when an apparently sincere message praises me for a job well done?
3
To understand your audience and develop a sense of empathy toward it, ask yourself how you
would react if you were in the other person’s position. Asking that question before you write a
message greatly simplifies the task of organizing the message.
All business communicators face the problem of compressing complicated, closely related ideas
into a linear message that proceeds sequentially from point to point. People simply don’t
remember disassociated facts and figures, so successful communicators rely on organization to
make their messages meaningful. Before discussing how to achieve good organization, let us
explore why it is so important.
• In view of the predicted reader reaction, should the central idea be listed first in
the outline; or should it be listed as one of the last items?
To answer the above questions, examine how you would react if you were the one receiving
the message you are preparing to send. Like all readers you would react with pleasure to
good news and displeasure to bad news; and you can reasonably assume that your reader’s
reaction would be similar. Almost every letter will fit into one of four categories of anticipated
reader reaction: (1) pleasure, (2) displeasure, (3) interest but neither pleasure nor
displeasure, or (4) no interest. By considering anticipated reader reaction, the writer
increases the effectiveness of the letter and maintains good human relations.
After a letter has been classified into one of the four categories of reader reaction, the next
issue to consider is whether the letter should be organized deductively or inductively. In the
deductive approach, the central idea is placed first and is then followed by the evidence. In
the inductive approach, the evidence is placed first so as to lead up to the main idea. In
general, the deductive (or direct approach) is used when the audience is expected to be
receptive, eager, interested, pleased or even neutral toward the message. If the audience is
likely to be resistant - displeased, uninterested, or unwilling - the writer would have better
results with the inductive (or indirect) approach. See figure 10.1 for a summary of different
organizational patterns for different types of audience reactions.
Bear in mind, however, that each message is unique. All communication problems cannot be
solved by simple formulas. If you are sending bad news to outsiders, for example, an indirect
approach is probably the best. On the other hand, you might want to get directly to the point
with an associate or old friend, even if your message is unpleasant. The direct approach might
also be the best choice for long messages, regardless of the audience attitude, because
delaying the main point could cause confusion and frustration. Just remember that the first
priority is to make the message clear.
Because deductive messages are easier to write, and pleasant (good news and goodwill) and
routine messages follow similar outlines, they are discussed together in this chapter.
Inductive messages are discussed in more detail in subsequent chapters.
BUSINESS LETTERS
Letters that convey pleasant messages are referred to as “good news” letters. Letters not
likely to generate any emotional reaction are referred to as routine letters. The organizational
pattern of both types of letters follows a deductive pattern in which the major idea is
presented first, followed by supporting details. The deductive sequence-of-ideas pattern has
several advantages:
AUDIENCE ORGANIZATIONAL
OPENING BODY CLOSE
REACTION PLAN
5
Close cordially
Begin with the
Eager or Provide necessary and state the
Direct requests request or main
interested details specific action
idea.
desired.
Close with a
cordial comment,
Begin with the
Pleased or Routine, good news, Provide necessary a reference to the
main idea or the
neutral and goodwill messages details. good news, or a
good news.
look toward the
future.
Begin with a
Give reasons to
neutral
justify a negative
statement that
answer. State or
Displeased Bad-news messages acts as a Close cordially.
imply the bad
transition to the
news, and make a
reasons for the
positive suggestion.
bad news.
Begin with a Arouse the
statement or audience’s interest
Uninterested
Persuasive messages question that in the subject. Request action.
or unwilling
captures Build the audience’s
attention. desire to comply.
March 3, 2000
Dear Mr Kumar:
1
MAYUR STREET APARTMENTS
2
Late yesterday evening, I stopped by the construction site of the apartments you
6
3
are under contract to build for me. At the present rate, you appear to be well
ahead of schedule.
4
According to our agreement, all requests and complaints are to be made in writing.
5
I noticed that water heaters had been installed in two of the apartments. 6 The
units are 30-litre heaters, but the specs call for 50-litre heaters in each of the 12
apartments.
7
For some families, the smaller size may be sufficient; but others may need the
larger size. 8 Because the larger size is specified in the agreement we signed, I
respectfully request that the two 30-litre units be removed and that 50-litre water
heaters be installed in all the apartments.
9 10
Thank you for your consideration in this matter. I am enthused about the
progress you have made.
Sincerely,
K Srinivas
Contractor
_____________________________________________________________________
1. Subject line is too general to aid reader in understanding the subject
2. Begins with detail that will lead to the main idea.
3. Makes an observation that could be omitted (although it does show that the
writer is willing to give credit where credit is due).
4. States directly information that is already known.
5. Moves toward the main idea.
6. Continues with detail.
7. Presents a reason for making the upcoming request.
8. States the main point of the letter that should have been presented in the first
paragraph. Stating the claim in such a long sentence keeps the request from
receiving the emphasis it needs.
9. Uses a cliché.
10. Does close on a positive note but uses “enthused”; “enthusiastic” should be
used instead.
Ineffective and effective applications of the deductive outline are illustrated in the sample
letters in this chapter. Detailed comments have been made to help you see how principles are
applied or violated.
Typically, a poorly written and poorly organized example is followed by a well-written and well-
organized example. The commentary on poor examples explains why certain techniques
should be avoided. And the commentary on well-written examples demonstrates ways to avoid
certain mistakes. The well-written examples are designed to illustrate the application of
principles of good writing; they are not intended as models of exact words, phrases, or
sentences that should appear in the letters you write. The aim of this case study technique is
to enable you to apply the principles you have learned and create your own well-written
letters.
Routine Claims
7
A claim letter is a request for an adjustment. When writers ask for something to which they
think they are entitled (such as a refund, replacement, exchange, or payment for damages),
the letter is called a claim letter.
Claim letter. These requests can be divided into two groups: routine claims and persuasive
claims. Persuasive claims, which will be discussed in a later chapter, assume that the request
will be granted only after explanations and persuasive arguments have been presented.
Routine claims - possibly because of guarantees, warrantees, or other contractual conditions -
assume that the request will be granted quickly and willingly, without persuasion. Because it
is assumed that routine claims will be granted willingly, a forceful tone is inappropriate.
When the claim is routine (not likely to meet resistance), the following outline is
recommended:
1. Request action in the first sentence,
2. Explain the details supporting the request for action.
3. Close with an expression of appreciation for taking the action requested.
Figure 10.2 illustrates an inductive treatment and figure 10.3 a deductive treatment of a
routine claim letter. Written inductively, the letter in figure 10.2 does transmit the essential
ideas; but it is unnecessarily long and the main idea is not emphasized.
Surely the builder intended to install 50 litre heaters; otherwise, the building contract would
not have been signed. Because a mistake is obvious, the builder would not need to be
persuaded. And because compliance can be expected, the claim can be stated without prior
explanation.
Without showing anger, suspicion, or disappointment, the claim letter in figure 10.3 asks
simply and directly for an adjustment. As a result, the major point receives deserved
emphasis. And given the nature of the audience, the response to it should be favorable.
Favorable Response to a Claim Letter. A response to a claim letter is termed an “adjustment”
letter. By responding favorably to legitimate requests, businesses can gain a reputation for
standing behind their goods and services. A loyal customer may become even more loyal after
a business has demonstrated such integrity.
Since the subject of an adjustment letter is related to the goods or services provided, the
letter can serve easily and efficiently as a low-pressure sales letter. For example, a letter
about a company’s wallpaper might also mention its paint. This type of subtle sales message
in an adjustment letter has a better chance of being read than a direct sales letter.
When the response to a claim letter is favorable, present ideas in the following sequence:
March 3, 2000
8
78 Namboodri Street
Chennai 370001
Dear Mr Kumar:
1
WATER HEATER SPECIFICATIONS FOR MAYUR STREET APARTMENTS
2
Please replace the two 30-litre water heaters (installed last week) with 50-litre
units.
3
Large units are essential for families with children. 4 For that reason, the contract
specifies a 50-litre heater for each of the 12 apartments.
5
The project appears to be well ahead of schedule; thanks for your efforts.
Sincerely,
K Srinivas
Contractor
_____________________________________________________________________
March 7, 2000
Mr K Srinivas
Srinivas Property Management Corporation
9
632 Residency Enclave
Chennai 370003
Dear Mr K Srinivas
1 2
Each of your apartments will have a 50-litre water heater. The two 30-litre units
are being removed today.
3
Thank you for reporting the problem before additional heaters were installed. 4
Clearly, “50-litre” appears on the specs; clearly, “30-litre” was keyboarded on the
warehouse request form.
5
Excellent progress is being made on this project; all plumbing should be complete
by the original completion date.
Sincerely
____________________________________________________________________
10
12 Northpoint View,
Mumbai 230001
Dear Ashok
REQUEST TO PROVIDE CREDIT INFORMATION
Please provide credit information to Beach Candy Distributors. This information
will facilitate my purchasing products on account.
Please complete the blanks that follow. Your reply will be held in strict
confidence. Return the completed letter to Beach Candy Distributors in the self-
addressed, stamped envelope.
Length of time sold on credit ____________________________
Highest credit extended ________________________________
Credit limit __________________________________________
Balance now due _____________________ Past due _________
Remarks ____________________________________________
Authorized Signature __________________________________
Ashok, we appreciate your help in obtaining credit from this new vendor. Please
drop by the Coastline Café to enjoy our delicious menu additions.
Sincerely
Pankaj Nirula
Owner
1. Begin by saying credit terms have been arranged; or if an order has been placed,
begin by telling of the shipment of goods, thus implying that credit has been extended.
2. Indicate the foundation upon which the credit extension is based.
3. Present and explain the credit terms.
4. Include some resale or sales-promotional material.
5. End with a confident look toward future business.
Why should you discuss the foundation upon which you based your decision to extend credit?
To prevent collection problems that may arise later. Indicating that you are extending credit
on the basis of an applicant’s prompt paying habits with present creditors encourages
continuation of those habits. It recognizes a reputation and challenges the purchaser to live up
to it. When the financial situation become difficult, the purchaser will probably remember the
compliment and pay you first.
Why should you discuss the credit terms? To stress their importance and prevent collection
problems. Unless customers know exactly when payments are expected, they may not make
them on time. And unless they know exactly what the discount terms are, they may take
unauthorized discounts. See Figures 10.8 and 10.9 and the commentary that follows to
identify the differences between a poorly written and well-written response to a credit request.
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June 3, 2000
1
Ladies and Gentlemen:
2 3
Will you please fill the enclosed order on a credit basis? We are eager to offer
your popular line of athletic clothing to our customers.
4
Established in 1974, we are the largest indoor athletic facility in Hyderabad. 5
From aerobics and racquetball to a health-food café, our club offers members the
most diversified selection of recreational activities available locally.
6
The enclosed financial statements indicate that we purchase on account regularly
from other vendors. 7 Credit references can be provided. 8 If you need additional
information, please write to me.
9
Many of our customers have been asking us to stock your line; therefore, we
expect to place a similar order every six weeks.
Sincerely,
R Venkateshwar
Manager
10
Enclosures
_____________________________________________________________________
Although the letter in figure 10.9 was written to a dealer, the same principles apply when
writing to a consumer. Each one - dealers and consumers - should be addressed in terms of
individual interests. Dealers are concerned about mark up, marketability, and display;
consumers are concerned about price, appearance, and durability. Consumers may require a
more detailed explanation of credit terms.
The letter in figure 10.9 performed a dual function: it said “yes” to an application for credit and
“yes, we are filling your order.” Because of its importance, the credit aspect was emphasized
more than the order. In other cases (if the order is for cash or if the credit terms are already
understood), the primary purpose of writing may be to acknowledge an order.
12
Figure 10.8: Poor Example of a Favorable Response to a Credit Request
Sincerely,
Kamlesh Mittal
Credit Manager
_____________________________________________________________________
1. Delays the answer to the reader’s question, “May I pay for them later?”
2. Implies the answer to the question of credit extension - if they are
being shipped, credit must have been extended.
3. “Pleased” and “investigated” could have been taken for granted. The
applicant may feel under suspicion.
4. Because this letter is to a dealer, the explanation of terms is probably
sufficient. In letters to customers, more detailed explanation and
interpretation are needed.
5. Uses a cliché, which is probably meaningless. By sending an
individualized letter that explains what the dealer wants to know, the writer
could imply the welcome.
6. A good credit manager would not have ended the letter with a
standard, worn out remark.
1
Attention Order Department
Space Age Electronics
No.12, 7th Cross, 21st Main
BTM-II Stage
Bangalore 560030
Kamlesh Mittal
Credit Manager
Enclosure
_____________________________________________________________________
1. Uses attention line in letter addressed to a company to assure efficient delivery.
2. Presents good news. Indicates that the writer has some consideration for the
problems of a dealer. Implies the credit extension.
3. Recognizes the dealer for earning the credit privilege. Gives a reason for the
credit extension; it was not extended arbitrarily. Introduces the credit terms.
Addressed to a dealer, the letter does not need to explain what “2/10, n/30” means.
4. Encourages taking advantage of the discount in terms of profits for the dealer.
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5,6 . Presents resale.
7. Looks confidently forward to future orders.
2. List the items ordered and give precise details. Be specific by mentioning catalog
numbers, prices, colors, sizes and all other information that will enable the seller to fill the order
promptly and without the need for further correspondence.
3. Include a payment plan and shipping instructions. Remember that the shipper is free to
ship by the normal method in the absence of specific instructions from the buyer. Tell when,
where, and how the order is to be shipped.
Close the letter with a confident expectation of delivery.
n large companies, the normal procedure is to use purchase-order forms for ordering. The
most important thing you can do as a customer is to make sure your order letter or form is
complete and covers all the necessary details.
In addition to the application of the outline principles, note the clarity of the physical layout in
the order letter in figure 10.10.
Favorable Response to an Order Letter. When customers place an order for merchandise, they
expect to get exactly what they ordered as quickly as possible. Most orders can be
acknowledged by shipping the order; no letter is necessary. But for initial orders and for
orders that cannot be filled quickly and precisely, companies send letters of acknowledgment.
Since it is not cost effective to send individualized letters of acknowledgment, companies
typically send a copy of the sales order. Although this method is impersonal, customers
appreciate the company’s acknowledging the order and giving them an idea of when the order
will arrive.
October 1, 2000
26 Hill Road
Shimla 820015
Please ship the following items, which are listed in your current catalog.
20 #RM80 Scotch Pine, 5’ to 6’ @ Rs 300 Rs 6000
50 #RM90 Scotch Pine, 7’ to 8’ @ Rs 350 17500
30 #ST20 Franzier Fir, 7’ to 8’ @ Rs 500 15000
__________
Subtotal 38500
Transportation 2000
__________
15
Total 40500
The enclosed check for Rs 41500 covers all charges including shipping fees of Rs 10 per tree.
Unless you normally use some other means, please ship by Agarwal Shippers.
Sincerely,
November 3, 2000
Central Electronics
No.5 15th Cross
BTM Stage 3
Bangalore 250008
Sincerely,
V A R Partap
Sales Manager
Enclosures
____________________________________________________________________
1. Begins with a cliché.
2. Says to this customer the same thing that has been said already to thousands of
customers.
3. Sounds exaggerated and thus insincere.
4. Presents main idea that should have been presented earlier.
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5. Includes unsupported statement of certainty.
Take a look at the letter in figure 10.11. Is this letter good enough to create customer goodwill
or generate future orders? As mentioned earlier - think about it! Read the commentary only
after forming your own opinions, based on what you have learnt so far.
Now let’s look at figure 10.12 to see how the same letter sounds when it confirms shipment of
goods in the first sentence, includes concrete resale on the product and business
establishment, and eliminates business jargon.
November 3, 2000
Central Electronics
No.5 15th Cross
BTM Stage 3
Bangalore 250008
17
1. Sufficiently implies that the order has been received and filled. Refers to specific
merchandise shipped and informs of method of shipment.
2. Confirms the specific modifications for this customer order.
3, 4. Points out specific qualities of the merchandise.(uses resale).
5-6. Mentions related merchandise (uses sales promotional material).
7. Refers to enclosures without using an entire sentence.
8. Implies that additional orders are expected.
9. Uses an enclosure notation to alert the reader that other information is included.
December 3, 2000
Dear Mr Ambani:
1
For the past five years, I have worked as a staff engineer in the Environmental Group at
Prime. 2 Yesterday I received news of my impending transfer to Paris, France, to work in
our plant location there.
3
I am writing you to ask if you have any advice to help me make my transition to the
Paris operation - my first assignment abroad.
Because you have been working in the Paris office for the past ten years, I felt you would
already know the ropes and could be a great help.
4
Any advice you can provide would be greatly appreciated.
Sincerely,
Dinesh Dave
Staff Engineer
18
_________________________________________________________________________
1, 2. Delays request (the main idea of the letter).
3. Presents the request vaguely.
4. Superficial closing.
December 3, 2000
Dear Mr Ambani:
1
Would you please assist me as I begin plans to transfer to the Environmental Group in
the Paris operation - my first assignment abroad? 2 Because you have been working in
this location for several years, you may be able to give me some ideas on the following
items:
3
1. Can you suggest a strategy to help me optimize my purchase of francs,
especially during the transition period?
4
2. What degree of proficiency should I have in the French language? If I must
speak French fluently, how can I manage until I learn the language?
5
3. Can you suggest any books or other resources that will prepare my family
and me for living abroad?
6
I will arrive on May 26 to begin work on June 2. 7 Even though my transfer is six months
away, my family and I wish to make our transition as smooth as possible. 8 Consequently,
receiving this information from you will help us achieve that goal.
19
Sincerely,
Dinesh Dave
Staff Engineer
__________________________________________________________________________
December 7, 2000
Dear Mr Dave:
1
I read your request hurriedly and hopefully my response will provide the logistics for
your transition to the Paris operation.
2
The exchange rate fluctuates rapidly; I’d say you will need at least Rs 200000
($5000) for starting expenses. 3 Your other questions are difficult to answer; you’ll just
have to work them out when you get here. 4 I will introduce you to some of the staff
here and help you find your way around on the first day, but after that you’re on your
own.
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5
May we in the Paris office take this opportunity to welcome you to the overseas
operation. 6 We look forward to your arrival on June 2.
Sincerely,
Vimal Ambani
Project Manager
_______________________________________________________________________
2-4 Not specific or helpful; not directly related to the questions asked.
5,6 Uses too many words; is unconvincing because the rest of the letter is negative.
Favorable Response to a Routine Request. Many people say “yes” thoughtlessly. The letter in
figure 10.15 grants a request, but it reports the decision in an uninterested manner.
With a little planning and consideration for the reader, the letter could have been written as
illustrated in figure 10.16.
The principles of writing that apply to business letters also apply to all forms of
communication. To make their business messages effective, writers must understand their
audience and express their central idea clearly and in a way that is palatable to the audience.
In other words, effective writing is “reader-oriented” writing. Reader orientation leads to
powerful, well organized, clearly expressed and focused messages.
THINK ABOUT IT
Before beginning to express ideas, writers need to answer several questions: what, exactly, is
the message going to be? In view of what the message is, how will it affect the receiver? In
view of its effect on the receiver, which organization pattern is best?
When the receiver can be expected to be pleased by the message, the main idea is presented
first, followed by the details. Likewise, when the message is routine and not likely to arouse a
feeling of pleasure or displeasure, the main idea is presented first. In subsequent chapters we
will discuss the organization pattern to be followed when the receiver can be expected to be
displeased or not initially interested.
December 7, 2000
Mr. Dinesh Dave, Staff Engineer
Prime Engineering Consultants
59 South Kasturba Road,
Ahmedabad 207603
21
Dear Mr. Dave:
1
Congratulations on your transfer to the Paris office. I am happy that we will be
working together and am pleased to answer your questions.
2
1. The franc has been declining against the U.S. Dollar steadily for several weeks,
and economists are predicting that this trend will continue. Therefore, I suggest
you immediately purchase the francs you will need for the first several months.
You can easily keep in touch with the fluctuating exchange rates by reviewing the
“Money Rates” section of the Wall Street Journal each day.
3
2. English is used most often in the office. You will find it beneficial to become
familiar with the French culture, customs, and economy. Several guidebooks are
available from the director of International Operations at the home office. I
recommend that you read these books throughly and share them with your wife
and children.
4
3. Sam Ganesh has just left the Paris office to work in the Houston office. He
would be able to answer many of your questions. You can reach him at (403) 555-
1393.
5
Please fax me your travel plans, and I will make arrangements to meet you at the
airport and help you get settled in your new home.
Sincerely,
Vimal Ambani
Project Manager
____________________________________________________________________
1 Shows sincere interest in the request and the person.
2, 3 Provides specific answers and guidelines.
4. Provides additional helpful information.
5. Specific offer to help communicates genuine interest in the person and his
transition.
From a writer’s point of view, the task of writing is simplified if a prior decision has been
reached on the organization pattern to be followed for a given situation. From a reader’s point
of view, well-organized messages are easier to understand and promote a more positive
attitude toward the writer.
The deductive approach is appropriate for the following types of letters: routine claim letters,
routine letters about credit, routine letters about orders, routine requests, and favorable
responses to all such routine letters. The inductive approach is essential when writing about
the unpleasant or when writing to persuade. This approach will be examined in detail in
Chapters 11 and 12.
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