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Guidelines

Guidelines • Manual Pure-Tone Threshold Audiometry 2005 / 1

Guidelines for Manual Pure-Tone


Threshold Audiometry

Working Group on Manual Pure-Tone Threshold Audiometry

These guidelines were developed by the Working The American Speech-Hearing-Language Asso-
Group on Manual Pure-Tone Threshold Audiometry, un- ciation (ASHA) Guidelines for Manual Pure-Tone
der the office of the Vice President for Professional Prac- Threshold Audiometry contain procedures for accom-
tices in Audiology of the American Speech-Language- plishing hearing threshold measurement with pure
Hearing Association (ASHA) and were approved by the tones that are applicable in a wide variety of settings.
ASHA Legislative Council in November 2005. Members Diagnostic standard pure-tone threshold audiometry,
of the Working Group were John Campbell, Jeffrey Graley, used most often in clinical settings, includes manual
Deanna Meinke, Linda Vaughan (ex officio), Roberta air-conduction measurements at 250, 500, 1000, 2000,
Aungst (monitoring vice president), and Ted Madison 3000, 4000, 6000, and 8000 Hz (125 Hz under some
(chair). This set of guidelines is the fourth of a series. The circumstances) plus bone-conduction measurements
first was the Guidelines for Audiometric Symbols (1990a), at octave intervals from 250 Hz to 4000 Hz and at 3000
adopted by ASHA in December 1973. The second was the Hz as needed. Also, when required, appropriate
Guidelines for Identification Audiometry (1975), adopted masking is used. For special purposes, extended high-
by ASHA in November 1974. The third was the Manual frequency audiometry may be used for frequencies
Pure-Tone Threshold Audiometry Guidelines (1976), of 9000 to 16000 Hz. Pure-tone threshold audiometry
adopted by ASHA in November 1977. ASHA encourages is used for both diagnostic and monitoring purposes.
the professional community to use these guidelines.
These guidelines present a recommended set of proce- Scope
dures based on existing practice and research findings. Pure-tone threshold audiometry is the measure-
Their intention is not to mandate a single way of accom- ment of an individual’s hearing sensitivity for cali-
plishing a clinical process, but to suggest standard proce- brated pure tones. Three general methods are used:
dures that in the final analysis should benefit the persons (a) manual audiometry, also referred to as conventional
we serve. The purpose is to improve interclinician and audiometry; (b) automatic audiometry, also known as
interclinic comparison of data, thereby allowing for a more Békésy audiometry; and (c) computerized audiometry.
effective transfer of information. The guidelines presented in this document are lim-
ited to manual pure-tone audiometry. Sound field
audiometry using loudspeakers is not addressed in
this document. Detailed information on auditory
Reference this material as follows: American Speech-Lan- measurements in the sound field can be found in
guage-Hearing Association. (2005). Guidelines for manual Sound Field Measurement Tutorial 11-371 (ASHA,
pure-tone threshold audiometry. Rockville, MD: Author.
1990b).
Available from http://www.asha.org/members/
deskref-journal/deskref/default The historical antecedents of pure-tone audiom-
Index terms: pure-tone air conduction testing, pure-tone etry were the classical tuning fork tests. The devel-
bone conduction testing, calibration, monitoring, hear- opment of the audiometer made it possible to control
ing, assessment signal intensity and duration in ways that were not
Document type: Guidelines
Associated documents: Position statement, technical re- Note. When guidelines and standards referred to in this
port, knowledge and skills document are superseded by an approved revision, the revision
shall apply.
2 / 2005 American Speech-Language-Hearing Association

possible with tuning forks. One cannot assume, how- Standards Institute, 2004b) and are appropriate to the
ever, that calibrated equipment ensures that valid test technique being used. Exhaustive electroacous-
measurements are always obtained. Differences tic calibrations should be performed annually using
among measurement methods may affect validity instrumentation traceable to the National Institute of
and reliability in significant ways, as pointed out by Standards and Technology (previously known as the
a number of authors (Carhart & Jerger, 1959; Harris, National Bureau of Standards prior to 1988). Func-
1979, Hirsh, 1952; Hughson & Westlake, 1944; tional inspection, performance checks, and bio-acous-
Newby, 1972; Price, 1971; Reger, 1950; Tyler & Wood, tic measurements should be conducted daily to verify
1980; Watson & Tolan, 1949). the equipment performance before use.
Because pure-tone audiometric results have sig- Transducers. The various transducers used for
nificant influence on the medical, legal, educational, pure-tone audiometry, earphones (supra-aural, circu-
occupational, social, and psychological outcomes, it maural, and insert), and bone vibrators shall be ap-
is critical that procedures be standardized and con- propriate to the test technique used. Transducers are
sistent among test providers. These guidelines matched to the audiometer and should not be inter-
present a standard set of procedures intended to changed without recalibration. Supra-aural and insert
minimize intertest differences. These guidelines rep- earphones are appropriate for air-conduction thresh-
resent a consensus of recommendations found in old measurements from 125 Hz through 8000 Hz,
standards, such as Methods for Manual Pure-Tone while circumaural earphones are used for extended
Threshold Audiometry (ANSI S3.21-2004; American high-frequency measurements within their respected
National Standards Institute, 2004a), and in the litera- frequency and intensity response ranges. Bone vibra-
ture, with particular emphasis on the suggestions of tors are used for bone-conducted threshold measure-
Carhart and Jerger (1959) and Reger (1950). ASHA ments for frequencies within their respected
does not intend to imply that only one method is cor- frequency response range and must meet the speci-
rect. Variations in procedure may be demanded by fication of Mechanical Coupler for Measurement of Bone
special clinical problems or regulatory demands. For Vibrators (ANSI S3.13-1987; American National Stan-
example, special populations—such as very young dards Institute, 2002). The use of specific transducers
children, those who are uncooperative, and persons may be dictated by a particular regulatory standard,
with severe developmental delays, severe hearing such as the use of insert earphones for audiometric
impairment, or neurological disorders—may require monitoring under the Occupational Safety and
modifications of the guideline procedures if the au- Health Administration (OSHA) hearing conservation
diologist is to develop sufficient information for case amendment (1983). The applicable regulation should
management. Additionally, occupational, forensic, be consulted before testing to assure compliance. The
and financial compensation determinations, (e.g. dis- audiologist should control placement of the transduc-
ability, worker’s compensation), may also require ers on the listener.
modifications to standard procedures to obtain true Test environment. The test environment shall meet
and accurate results. When variations in procedure at all times the specifications detailed in Maximum
are necessary, they should be noted in a manner that Permissible Ambient Noise Levels for Audiometric Test
allows other testers to understand how thresholds Rooms (ANSI S3.1-1999; American National Stan-
were obtained and to replicate the findings if neces- dards Institute, 2003). Confirmation of an acceptable
sary. The pure-tone guidelines are presented in five test environment shall be documented at least annu-
sections: (a) equipment and test environment, (b) ally. The use of passive noise-reducing earphone en-
determination of manual thresholds, (c) standard closures is discouraged owing to calibration and
procedures for air-conduction measures, (d) standard threshold measurement issues (Billings, 1978; Cozad
procedures for bone-conduction measures, and (e) & Goetzinger, 1970; Frank, Greer, & Magistro, 1997;
record keeping. Roeser & Glorig, 1975).
Equipment and Test Environment The use of sound-isolated rooms or booths is
It is essential that audiometric equipment be cali- viewed as a standard practice. In the interest of com-
brated, be functioning properly, and be used in an fort, the test room and audiologist work area should
acceptable test environment to assure accurate test provide for proper control of temperature, air ex-
results. change, and humidity. In the interest of safety, sound-
isolated areas must be provided with either or both
Audiometer and calibration. Air- and bone-conduc- visual and auditory warning systems. These warning
tion audiometry shall be accomplished with an au- systems should be connected to the building warn-
diometer and transducers that meet the applicable ing system (fire, civil defense). It is also advisable to
specifications of ANSI S3.6-2004 (American National
Guidelines • Manual Pure-Tone Threshold Audiometry 2005 / 3

equip the sound-isolated areas with an emergency ten directives, gestures, and demonstrations. Test
telephone or a panic button to signal for emergency instructions shall accomplish the following:
assistance. To avoid disruption of the test, mobile • Indicate the purpose of the test, that is, to find
phones, pagers, radios and other communication the faintest tone that can be heard.
devices should be silenced or turned off during the
• Emphasize that it is necessary to sit quietly,
audiometric evaluation.
without talking, during the test.
Infection control. Adherence to universal precau-
• Indicate that the participant is to respond
tions and appropriate infection control procedures
whenever the tone is heard, no matter how
should be in place. Instrumentation coming into
faint it may be.
physical contact with the patient must be cleaned and
disinfected after each use. The use of disposable • Describe the need to respond overtly as soon
acoustically transparent earphone covers or dispos- as the tone comes on and to respond overtly
able insert earphone tips is recommended. Hand immediately when the tone goes off.
washing should be routine for the audiologist be- • Indicate that each ear is to be tested sepa-
tween patients. rately with tones of different pitches.
Determination of Manual Thresholds • Describe inappropriate behaviors such as
drinking, eating, smoking, chewing, or any
Before conducting threshold testing, a complete additional behavior that may interfere with
case history should be obtained and otoscopy com- the test.
pleted. The audiologist should be able to monitor the
• Provide an opportunity for any questions the
listener’s alertness and physical condition at all times.
listener may have.
Ear examination. Visual inspection of the pinna
Response task. Overt responses are required from
and ear canal, including otoscopy, should precede
the participant to indicate when he or she hears the
audiometric testing to rule out active pathological
tone going on and off. Any response task meeting this
conditions and the potential for ear canal collapse
criterion is acceptable. Examples of commonly used
caused by audiometric earphones. The ear canal
responses are (a) raising and lowering the finger,
should be free of excessive cerumen before testing.
hand, or arm, (b) pressing and releasing a signal
Testing should begin with the better ear when iden-
switch, and (c) verbalizing “yes”.
tifiable, otherwise it is arbitrary. Hearing aids should
be removed after the audiologist has instructed the Interpretation of response behavior. The primary
participant on how to respond during the test. parameters used by the audiologist in determining
threshold are the presence of “on” and “off” re-
Participant seating. The participant should be
sponses, latency of responses, and number of false
seated in a manner to promote safety and comfort as
responses:
well as valid testing. Such seating considerations may
include the following: • Each suprathreshold presentation should
elicit two responses: an “on” response at the
• Avoid giving inadvertent visual cues to the
start of the test tone and an “off” response at
participant.
the end of the tone. Participants who are
• Enable easy observation of participant re- unable to correctly signal the termination of
sponses to stimuli. the tone, after proper instruction and
• Allow for the monitoring and reinforcement reinstruction, may be demonstrating audi-
of responses. tory problems and may need more detailed
• Permit observation of participant comfort, testing.
safety, and health. • The latency of the “on” responses varies usu-
Some of the factors that influence the manual ally with the level of presentation. If the first
assessment of pure-tone thresholds are (a) the instruc- response to a tone in an ascending series is
tions to the participant, (b) the response task, and (c) slow, present a 5-dB-higher tone until the
the audiologist’s interpretation of the participant‘s response is without hesitation.
response behavior during the test. • False responses may be of two types: (a) false
positive, a response when no tone is present,
Instructions. The test instructions should be pre-
or (b) false negative, no response to a tone
sented in a language or manner appropriate for the
that the audiologist believes to be audible to
participant. Interpreters (oral or manual) should be
the participant. Either type complicates the
used when necessary. Supplemental instructions may
measurement procedure. Reinstruction may
be provided to enhance understanding, such as writ-
4 / 2005 American Speech-Language-Hearing Association

reduce the occurrence rate of either type. The 2. Interval between tones. The interval between
rate of false responses may also be reduced successive tone presentations shall be varied
by such techniques as varying the time be- but not shorter than the test tone.
tween audible tones, pulsing or warbling of 3. Level of first presentation. The level of the first
the signal, or using pulse-counting proce- presentation of the test tone shall be well
dures. below the expected threshold.
Threshold Measurement Procedure 4. Levels of succeeding presentations. The level of
each succeeding presentation is determined
The basic procedure for threshold determination
by the preceding response. After each failure
consists of (a) familiarization with the test signal and
to respond to a signal, the level is increased
(b) threshold measurement. The procedure is the
in 5-dB steps until the first response occurs.
same regardless of frequency, output transducer, or
After the response, the intensity is decreased
ear under test. Audiologists are encouraged to estab-
10 dB, and another ascending series is begun.
lish standard procedures and best practices appropri-
(An exception is as explained previously
ate to their clinical population to ensure consistency
under Interpretation of response behavior—La-
of approach to each participant and minimize the risk
tency.)
of omissions.
5. Threshold of hearing. Threshold is defined as
Familiarization. The purpose of familiarization is
the lowest decibel hearing level at which re-
to assure the audiologist that the participant under-
sponses occur in at least one half of a series
stands and can perform the response task. Familiar-
of ascending trials. The minimum number of
ization is a recommended practice for general
responses needed to determine the threshold
populations and should be used whenever warranted
of hearing is two responses out of three pre-
by the mental or physical status of the patient. The
sentations at a single level (American Na-
participant should be familiarized with the task be-
tional Standards Institute, 2004a).
fore threshold determination by presenting a signal
of sufficient intensity to evoke a clear response. The Variability of threshold measures. The audiologist
following two methods of familiarization are com- should establish limits on acceptable test–retest vari-
monly used: ability for a given participant. A general discussion
of this subject may be found in Annex B of Methods
1. Beginning with a 1000-Hz tone, continuously
for Manual Pure-Tone Threshold Audiometry (ANSI
on but completely attenuated, gradually in-
S3.21-2004; American National Standards Institute,
crease the sound-pressure level of the tone
2004a).
until a response occurs.
2. Present a 1000-Hz tone at a 30 dB hearing Standard Procedures
level (HL). If a clear response occurs, begin for Air-Conduction Measures
threshold measurement. If no response oc- Supra-aural or circumaural earphones shall be
curs, present the tone at 50 dB HL and at suc- held in place by a headband with the earphone grid
cessive additional increments of 10 dB until directly over the entrance to the ear canal.
a response is obtained.
Earphone placement. The audiologist should in-
The decision as to which method to use, or struct participants to remove hats, headbands, eye-
whether to familiarize the participant at all, may be glasses, earrings, or anything that may interfere with
influenced by the purpose of the test and the clinical proper positioning of the earphone cushions on the
history. For example, familiarization is not typically ears. After visual inspection of the outer ear (see pre-
done in compensation or forensic cases. Likewise, vious Ear examination section), the audiologist should
when the clinical history indicates a profound hear- place the earphones on the participant and adjust
ing loss, the audiologist may begin the familiarization them to fit her or his head properly. Insert earphones
process at a much higher presentation level or at a shall be placed comfortably deep in the ear canal and
lower, more audible frequency. in accordance with manufacturer recommendations.
Threshold determination. The method described, an Stimuli. Continuous or pulsed pure-tone signals
ascending technique beginning with an inaudible sig- should be used. Pulsed tones have been shown to
nal, is recommended as a standard procedure for increase a test participant’s awareness of the stimuli
manual pure-tone threshold audiometry. (Burk & Wiley, 2004).
1. Tone duration. Pure-tone stimuli of 1 to 2 sec-
Frequency. The frequencies tested differ, depend-
onds’ duration.
ing on the technique used. In a departure from pre-
Guidelines • Manual Pure-Tone Threshold Audiometry 2005 / 5

vious guidelines, routine testing of air-conduction cumstances, such as mental or physical sta-
thresholds at 3000 Hz and 6000 Hz is recommended. tus of the participant, and the availability of
Inclusion of these two additional frequencies in au- previous hearing tests.
diometric evaluations may provide the audiologist The audiologist may choose to test 500 Hz
with a more complete profile of the participant’s hear- immediately after the initial 1000-Hz thresh-
ing status for prevention and diagnostic purposes old measurement if there is a question of re-
(Fausti et al., 1999; Holmes, Niskar, Kieszak, Rubin, liability or discrepancy with other measures
& Brody, 2004; Humes, Joellenbeck, & Durch, 2005). such as speech audiometry thresholds or to
Additionally, audiometric threshold data obtained at minimize retesting time if a discrepancy for
3000 Hz and 6000 Hz are often essential in cases the 1000-Hz retest is evident.
where the audiometric test results are used for deter-
2. If the retest threshold at 1000 Hz differs by
mination of compensation and/or the identification
more than 5 dB from the first test, the lower
of work-related (occupational) hearing loss.
of the two thresholds may be accepted, and
1. Monitoring technique. Threshold assessment at least one other test frequency should be
should be made at 500, 1000, 2000, 3000, 4000, retested.
6000, and 8000 Hz when monitoring as part
of hearing loss prevention programs. When Standard Procedures
monitoring for other purposes (e.g., ototox- for Bone-Conduction Measures
icity, medical management), thresholds may Standard bone-conduction vibrator placement
be measured at other test frequencies as ap- should allow mastoid or forehead placement with
propriate. proper force applied (American National Standards
2. Diagnostic technique. Threshold assessment Institute, 2004b; Dirks, 1964). The test ear should
should be made at 250, 500, 1000, 2000, 3000, never be covered for standard bone-conduction mea-
4000, 6000, and 8000 Hz, except when a low- surements. The contralateral ear will be covered
frequency hearing loss exists, in which case when masking is being used. The audiologist shall
the hearing threshold at 125 Hz should also place the transducer(s), not the participant. It may be
be measured. When a difference of 20 dB or necessary to clip the transducer wire to the partici-
more exists between the threshold values at pant to avoid unintentional movement.
any two adjacent octave frequencies from 500 It may be necessary to include the following in-
to 2000 Hz, interoctave measurements should structions during bone-conduction testing:
be made.
• Advise the participant to sit quietly and
Order. When appropriate information is avail- avoid movement that will dislodge the bone
able, the better ear should be tested first. The initial vibrator from the proper position.
test frequency should be 1000 Hz. Following the ini-
• Request that the participant notify the audi-
tial test frequency, the audiologist should test, in or-
ologist when the bone vibrator slips or moves
der, 2000, 3000, 4000, 6000, and 8000 Hz, followed by
in any way from the original placement.
a retest of 1000 Hz before testing 500, 250, and 125 Hz.
A retest at 1000 Hz is not necessary when testing the Frequency. Thresholds should be obtained at oc-
second ear. Although the order of frequencies is not tave intervals from 250 to 4000 Hz and at 3000 Hz.
likely to significantly influence test results, presenta- Testing at frequencies below 500 Hz demands excel-
tion of frequencies in the order described may help lent sound isolation for cases with normal or near
ensure consistency of approach to each test partici- normal sensitivity but may be accomplished when
pant and minimize the risk of omissions (American such an environment is available. Higher frequencies
National Standards Institute, 2004b). may be tested if the transducer has sufficient fre-
quency-response characteristics.
Masking for diagnostic audiometry. Appropriate
masking should be applied to the nontest ear when Order. The initial frequency tested should be 1000
the air-conduction threshold obtained in the test ear Hz. After the initial test frequency, the audiologist
exceeds the interaural attenuation to the nontest ear. should test 2000, 3000, and 4000 Hz followed by a
Because the procedures for masking are not confined retest of 1000 Hz before testing 500 and 250 Hz.
to pure-tone measures, these procedures are not dis- Masking. If the unmasked bone-conduction
cussed in this set of guidelines. threshold is 10 dB better than the air-conduction
Special Considerations threshold at that frequency in either ear, masking
must be used. Because the threshold values on which
1. Frequencies other than 1000 Hz may be used the calibration of bone vibrators is based were mea-
as the initial frequency depending on the cir-
6 / 2005 American Speech-Language-Hearing Association

sured with masking noise in the contralateral ear, the • date and location of test
audiologist may prefer always to use masking in the • names of participant, audiologist, and, if ap-
testing procedure. plicable, referral source
Responses. Vibrotactile responses to bone-con- • professional credentials, license, or registra-
ducted signals are possible, especially at low frequen- tion held by the audiologist, as required
cies (Boothroyd & Cawkwell, 1970). Suspected
• description of test equipment used, includ-
vibrotactile responses should be noted on the audio-
ing audiometer and transducers, and the
gram form.
audiometric test room
Record Keeping • calibration information for equipment used
Recording of results. Results may be recorded in • threshold values for each of the frequencies
graphic or tabular form or both. Separate forms to tested for each ear by air conduction and
represent each ear may be used. Results must be leg- bone conduction
ible and should be of sufficient quality to allow copy- • explanation of all symbols used
ing and electronic storage and communication. The
• observations of physical conditions of the
privacy and confidentiality of audiometric records
outer ear or other conditions that may have
must be maintained and protected in accordance with
influenced the results and any steps taken to
all applicable state and federal regulations, such as
mitigate these conditions
the Health Insurance Portability and Accountability
Act of 1996 (Final Regulations for Health Coverage • observations of participant behavior, symp-
Portability for Group and Medicaid Services, 2004). toms, or difficulties
Audiogram form. When the graphic form is used, • assessment of test reliability
the test frequencies shall be recorded on the abscissa, • reason for the evaluation
indicating frequency on a logarithmic scale, and hear- • description of alternate test methods or non-
ing levels shall be recorded on the ordinate, using a standard test stimuli used, for example,
linear scale to include the units of decibels. The as- – “threshold determined by descending pre-
pect ratio of the audiogram is important for standard- sentations method”
ization. The correct aspect ratio is realized when a
square is formed between any given octave pair on – “pulsed tone substituted”
the abscissa and any 20 dB increment on the ordinate. – “warbled tone substituted”
For conventional audiometry, the vertical scale is to
Testing Issues
be designated hearing level in decibels; the horizontal
scale is to be labeled frequency in hertz. By convention, Table 1 contains issues that may be encountered
frequency is recorded in ascending order from left to during pure-tone audiometry. The test considerations
right, and hearing level is recorded in ascending or- are offered as a resource for potential test modifica-
der from top to bottom, ranging from a minimum tions. These modifications are not intended to be com-
value of –10 dB to the maximum output limits of the prehensive in scope or ideal for all situations; sound
audiometer (usually 110 or 120 dB HL). It is advisable clinical judgment is always paramount.
when reporting extended high-frequency audiomet-
ric results to use a separate graph that incorporates Conclusion
the appropriate decibel scale (HL vs. SPL) and fre-
These guidelines present a standard set of pro-
quency range measured.
cedures intended to minimize intertest and intersite
Audiogram symbols. When the graphic form is differences among audiologists and audiometric tech-
used, the symbols presented in the Guidelines for Au- nicians who conduct manual pure-tone threshold
diometric Symbols (American Speech-Language-Hear- audiometry. When variations in procedure are nec-
ing Association, 1990a) should be used. essary, they should be noted in a manner that allows
Every audiogram, whether graphic or tabular, other test providers to understand how the thresholds
should include, as a minimum, the following infor- were obtained and to replicate the findings if neces-
mation: sary.
Guidelines • Manual Pure-Tone Threshold Audiometry 2005 / 7

Table 1. Considerations for Pure-Tone Audiometry.

Issue Test considerations

1 Regulatory compliance Consult applicable regulatory requirements for specifics and


(e.g., OSHA, MSHA) required documentation.

2 Developmental or Use age-appropriate test modifications, such as visual reinforcement


chronological age of the audiometry, conditioned play, conditioned orientation response, or
participant computerized audiometry. When testing pediatric patients, it may be
advisable to test at 500 Hz and then 2000 Hz in each ear before
testing additional frequencies in both ears.

3 Claustrophobia Instruct the patient how to exit the booth or test with the booth door
ajar. If door is left open, consider use of insert earphones to
minimize effects of ambient noise.

4 Exaggerated or non-organic Reinstruction, counseling, and reexamination are valid strategies. In


hearing loss compensation cases, use ascending threshold technique.

5 Collapsed ear canal Use insert earphones, support the pinna from behind to prevent the
collapse or test with the participant’s mouth open (Reiter & Silman,
1993).

6 Tinnitus Use a pulsed signal or a warble tone to help distinguish the test
signal from the tinnitus.

7 Physical limitations for motor Modify motor response task or use verbal response task.
response

8 Compensation or forensic Familiarization to the test tone before threshold measurement is not
recommended. Consult applicable regulatory requirements.

9 Severe/profound hearing loss Begin testing with low-frequency pure tones.

10 Difficult to test Reinstruction, counseling, and reexamination are valid strategies.


Use alternative objective measures. Modify behavioral procedures
as appropriate to cognitive abilities. Repeat familiarization task at
test frequencies other than 1000 Hz when responses are inconsistent.

11 Unilateral loss Use appropriate masking, rule out testing errors, and verify proper
function of audiometer and transducers.

12 Atypical threshold responses Consider reinstruction and/or retest to verify threshold response
such as identical thresholds accuracy. Verify proper function of audiometer and transducers.
in both ears or unusual
configurations
8 / 2005 American Speech-Language-Hearing Association

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