2006-10-4 ACE Limited (NYSE: ACE) 8-K

http://www.sec.gov/Archives/edgar/data/896159/000090256106000174/0000902561-06-0001...
-----BEGIN PRIVACY-ENHANCED MESSAGE----Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPFQne96ZLnBH2rlXVDRz8R6klEQxlxOv5+ftuSnvuLofKpr0rDmMDRyaE+IXmEO isDPEtMy2QuMylimYtZW5A== <SEC-DOCUMENT>0000902561-06-000174.txt : 20061004 <SEC-HEADER>0000902561-06-000174.hdr.sgml : 20061004 <ACCEPTANCE-DATETIME>20061004152338 ACCESSION NUMBER: 0000902561-06-000174 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061003 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20061004 DATE AS OF CHANGE: 20061004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL INDEX KEY: STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: STATE OF INCORPORATION: FISCAL YEAR END: FILING VALUES: FORM TYPE: SEC ACT: SEC FILE NUMBER: FILM NUMBER: BUSINESS ADDRESS: STREET 1: STREET 2: CITY: STATE: ZIP: BUSINESS PHONE: MAIL ADDRESS: STREET 1: CITY: STATE: ZIP: </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>form8k.htm <TEXT> <HTML> <HEAD> <TITLE> ACE *-K Schmalzriedt Consulting </HEAD> <BODY bgcolor="#ffffff"> 8-K 1934 Act 001-11778 061128162 ACE BLDG 30 WOODBOURNE AVE HAMILTON HM 08 BERMU D0 00000 8092955200 P O BOX HM 1015 HAMITON BERMUDA D0 00000 ACE LTD 0000896159 FIRE, MARINE & CASUALTY INSURANCE [6331] 000000000 D0 1231
Agreement </TITLE>
 </div></div> UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 <HR noshade align="center" Width="120" > FORM 8-K <HR noshade align="center" Width="120" > Current Report Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 3, 2006 <HR noshade align="center" Width="120" > ACE LIMITED (Exact name of registrant as specified in its charter) <HR noshade align="center" Width="120" > <TABLE id=AutoNumber1 style="BORDER-TOP-WIDTH: 0px; BORDER-LEFT-WIDTH: 0px; BORDER-BOTTOM-WIDTH: 0px; BORDER-COLLAPSE: collapse; BORDER-RIGHT-WIDTH: 0px" borderColor=#111111 height=85 cellSpacing=0 cellPadding=0 width="100%" border=1> <TR> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="33%" height=24></TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="33%" height=24></TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="34%" height=24></TD></TR> <TR> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="33%" height=25> <DIV style="WIDTH: 206px; HEIGHT: 19px">Cayman Islands</DIV></TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="33%" height=25> <DIV style="WIDTH: 227px; HEIGHT: 19px">1-11778</DIV></TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=bottom align=middle width="34%" height=25> <DIV style="WIDTH: 219px; HEIGHT: 19px">98-0091805</DIV></TD></TR> <TR> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=top align=middle width="33%" height=30> (State or other jurisdiction of incorporation)</TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none" vAlign=top align=middle width="33%" height=30> (Commission File Number)</TD> <TD style="BORDER-RIGHT: medium none; BORDER-TOP: medium none; BORDER-LEFT: medium none; BORDER-BOTTOM: medium none"
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vAlign=top align=middle width="34%" height=30> (I.R.S. Employer Identification No.)</TD></TR></TABLE> ACE Global Headquarters 17 Woodbourne Avenue Hamilton HM 08 Bermuda (Address of principal executive offices) Registrants telephone number, including area code: (441) 295-5200
Not applicable (Former name or former address, if changed since last report) <img src="img1.gif" width="67" height="3"> Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): <TABLE style="BORDER-COLLAPSE: collapse" cellSpacing=0 cellPadding=0 width=676 border=0> <TR> <TD style="PADDING-RIGHT: 0in; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; PADDING-TOP: 8pt" vAlign=top width=34> o</TD> <TD vAlign=bottom width=642> Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</TD></TR> <TR> <TD style="PADDING-RIGHT: 0in; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; PADDING-TOP: 8pt" vAlign=top width=34> o</TD> <TD vAlign=bottom width=642> Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</TD></TR> <TR> <TD style="PADDING-RIGHT: 0in; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; PADDING-TOP: 8pt" vAlign=top width=34> o</TD> <TD vAlign=bottom width=642> Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</TD></TR> <TR> <TD style="PADDING-RIGHT: 0in; PADDING-LEFT: 0in; PADDING-BOTTOM: 0in; PADDING-TOP: 8pt" vAlign=top width=34> o</TD> <TD vAlign=bottom width=642> Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</TD></TR></TABLE> 
left"> <table border="0" cellspacing=0 cellpadding=0 width="100%" style='margin-left:.4pt;border-collapse:collapse'> <tr style='height:.25in'> <td width="72" valign=top style=' height:.25in'> Item 1.01 </td> <td width="552" valign=top style=' height:.25in'> Entry into a Material Definitive Agreement. </td> </tr></table>
<table border="0" cellspacing=0 cellpadding=0 width="100%" style='margin-left:.4pt;border-collapse:collapse'> <tr > <td width="624" valign=top > In connection with the retirement of Gary Schmalzriedt as the Chairman and Chief Executive Officer of AC and/or Chief Executive Officer of ACE Limited, to matters for which Mr. Schmalzriedt was responsible in connection with his former position with the Company and to the establishment and operation of a training program. Upon reasonable advance notice, Mr. Schmalzriedt will make himself available to provide these consulting services during the term of the Consulting Agreement for periods of time as reasonab The Company may terminate the Consulting Agreement with or without cause at its discretion and convenience at any ti addition, the Company may terminate the Consulting Agreement immediately for cause, which shall include the failure to perform the consulting services, without prior written notice. Cause is defined in the Con below. As consideration for the LLCs consulting services, Mr. Schmalzriedt will receive $100,000, payable quart termination of employment occurred on the last day of the term of the Consulting Agreement, with Mr. Schmalzriedt incurring a tax liability for these restricted shares as they vest and with continued vesting expressl of the Company. The LLC and Mr. Schmalzriedt are subject to confidentiality obligations and a covenant not to compete with the On September 29, 2006, Mr. Schmalzriedt was awarded options to purchase 11,430 Ordinary Shares of ACE Limited at the exercise price of $54.73 per share, with one third vesting on each of September 29, 2007, 2008 and 2009. These options expire on September 29, 2016. Mr. Schmalzriedt al </td> </tr></table> <table border="0" cellspacing=0 cellpadding=0 width="678" style='border-collapse:collapse'> <tr > <td width="678" valign=top style='padding:0in 0in 12.0pt 0in' align="center"> 2 </td> </tr></table> <pAGE> SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the <table border="0" cellspacing=0 cellpadding=0 width="100%" style='border-collapse:collapse'> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td>
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<td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> ACE LIMITED </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> By: /s/ Robert F. Cusumano </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> Robert F. Cusumano </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> General Counsel </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> DATE: October 4, 2006 </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> </tr> <tr > <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> <td width="319" valign=top style='padding:0in 5.4pt 0in 5.4pt'> </td> </tr></table> <table border="0" cellspacing=0 cellpadding=0 width="638" style='border-collapse:collapse'> <tr > <td width="319" valign=top style='padding:0in 0in 12.0pt 0in'> </td> <td width="319" valign=top style='padding:0in 0in 12.0pt 0in'> 3 </td> </tr></table> 
</BODY> </HTML> </TEXT> </DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>img1.gif <TEXT> begin 644 img1.gif M1TE&.#=A0P`#`'<``"'^&E-O9G1W87)E.B!-:6-R;W-O9G0@3V9F:6-E`"P` >````0P`#`(`````!`@,"#(2/J<OM#Z.<M-K["@`[ ` end </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----
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2006-10-4 ACE Limited (NYSE: ACE) 8-K

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http://www.sec.gov/Archives/edgar/data/896159/000090256106000174/0000902561-06-0001...

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