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Form

990-PF

Department of the Treasury Internal Revenue Service

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. , and ending Final return Amended return

or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation

Return of Private Foundation

OMB No. 1545-0052

2008

For calendar year 2008, or tax year beginning G Check all that apply: Initial return Name of foundation Use the IRS

Address change Name change A Employer identification number

label. Otherwise, THE ROCKEFELLER FOUNDATION Number and street (or P.O. box number if mail is not delivered to street address) print or type. 420 FIFTH AVENUE See Specific City or town, state, and ZIP code Instructions. H

13-1659629
Room/suite

B Telephone number

212-852-8361

NEW YORK, NY 10018-2702 X Section 501(c)(3) exempt private foundation Check type of organization:

C If exemption application is pending, check here ~ | D 1. Foreign organizations, check here ~~ | 2. Foreign organizations meeting the 85% test, check here and attach computation ~~~~ | E If private foundation status was terminated under section 507(b)(1)(A), check here ~ | F If the foundation is in a 60-month termination under section 507(b)(1)(B), check here | ~ (d) Disbursements (c) Adjusted net for charitable purposes income (cash basis only)

Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation X Accrual I Fair market value of all assets at end of year J Accounting method: Cash (from Part II, col. (c), line 16) Other (specify) 3,053,944,733. (Part I, column (d) must be on cash basis.) |$

Part I

Analysis of Revenue and Expenses


(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a).)

(a) Revenue and expenses per books

(b) Net investment income

Revenue

1 Contributions, gifts, grants, etc., received ~~~ 2 Check | X if the foundation is not required to attach Sch. B Interest on savings and temporary 3 cash investments ~~~~~~~~~~~~~~ 4 Dividends and interest from securities~~~~~ 5a Gross rents ~~~~~~~~~~~~~~~~ 556,950. b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 ~~
Gross sales price for all assets on line 6a ~~

N/A

2,696,532. 2,696,532. 39,703,701. 73,017,996. 556,950. 556,950. 44,865,000.

STATEMENT 1 STATEMENT 2 STATEMENT 3

b 465,506. 7 Capital gain net income (from Part IV, line 2) ~~~~~ 8 Net short-term capital gain ~~~~~~~~~ 9 Income modifications~~~~~~~~~~~~ Gross sales less returns 10a and allowances ~~~~ b Less: Cost of goods sold ~ c Gross profit or (loss) ~~~~~~~~~~~~ -685,025. 5,639,148. 11 Other income ~~~~~~~~~~~~~~~ 87,137,158. 82,376,132. 12 Total. Add lines 1 through 11 3,936,131. 1,050,866. 13 Compensation of officers, directors, trustees, etc. ~~~ 12,947,818. 2,441,372. 14 Other employee salaries and wages ~~~~~~ 6,882,932. 509,418. 15 Pension plans, employee benefits ~~~~~~ STMT 5 1,261,572. 598,076. 16a Legal fees ~~~~~~~~~~~~~~~~~ STMT 6 383,695. 191,137. b Accounting fees ~~~~~~~~~~~~~~ STMT 7 11,892,013. 7,304,454. c Other professional fees ~~~~~~~~~~~ 1,262,954. 4,484,624. 17 Interest ~~~~~~~~~~~~~~~~~~ STMT 8 861,858. 0. 18 Taxes~~~~~~~~~~~~~~~~~~~ 1,128,086. 82,463. 19 Depreciation and depletion ~~~~~~~~~ 2,501,899. 197,376. 20 Occupancy ~~~~~~~~~~~~~~~~ 3,892,492. 247,173. 21 Travel, conferences, and meetings ~~~~~~ 667,439. 71,560. 22 Printing and publications ~~~~~~~~~~ STMT 9 3,755,422. 26,401,994. 23 Other expenses ~~~~~~~~~~~~~~ 24 Total operating and administrative 51,374,311. 43,580,513. expenses. Add lines 13 through 23 ~~~~~ 143868988. 25 Contributions, gifts, grants paid ~~~~~~~ 26 Total expenses and disbursements. 195243299. 43,580,513. Add lines 24 and 25 27 Subtract line 26 from line 12: -108,106,141. a Excess of revenue over expenses and disbursements ~ 38,795,619. (if negative, enter -0-)~~~ b Net investment income c Adjusted net income (if negative, enter -0-) LHA For Privacy Act and Paperwork Reduction Act Notice, see the instructions.

1,571,369,183.

STATEMENT 4 2,885,265. 10,021,874. 6,193,739. 620,496. 249,434. 4,632,451. 1,187,140. 0. 2,554,424. 3,688,390. 717,314. 4,210,655. 36,961,182. 137741403. 174702585.

Operating and Administrative Expenses

N/A
Form 990-PF (2008)

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Form 990-PF (2008)

THE ROCKEFELLER FOUNDATION


Attached schedules and amounts in the description column should be for end-of-year amounts only.

13-1659629
(a) Book Value (b) Book Value

Page 2

Part II

Balance Sheets

Beginning of year

End of year (c) Fair Market Value

1 Cash - non-interest-bearing~~~~~~~~~~~~~~~~~~~ 2 Savings and temporary cash investments ~~~~~~~~~~~~ 3 Accounts receivable Less: allowance for doubtful accounts 4 Pledges receivable Less: allowance for doubtful accounts 5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~ 6 Receivables due from officers, directors, trustees, and other disqualified persons ~~~~~~~~~~~~~~~~~~~~~~ 7 Other notes and loans receivable ~~~~~~~~ Less: allowance for doubtful accounts 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~ 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~ STMT 12 10a Investments - U.S. and state government obligations ~~~~~~~ STMT 13 b Investments - corporate stock ~~~~~~~~~~~~~~~~~ STMT 14 c Investments - corporate bonds ~~~~~~~~~~~~~~~~~ Investments - land, buildings, and equipment: basis ~~ 11 Less: accumulated depreciation ~~~~~~~~ 12 Investments - mortgage loans ~~~~~~~~~~~~~~~~~ STMT 15 13 Investments - other ~~~~~~~~~~~~~~~~~~~~~~ 32,509,717. 14 Land, buildings, and equipment: basis 10,437,741. Less: accumulated depreciation ~~~~~~~~ STATEMENT 16) 15 Other assets (describe

9 9

9 9

703,729. 15,184,366. 15,184,366. 87,292,000. 139,971,328. 139,971,328.

Assets

9 9 9 9

647,053. 647,053. 38,313,188. 1,271,617. 1,271,617. 1,656,850,577. 861,688,839. 861,688,839. 0. 290,432. 290,432.

9 9

2,354,258,669. 21,617,189. 456,393,212. 4,615,428,564. 14,027,310. 45,752,929.

1,923,166,671. 22,071,976. 89,652,451. 3,053,944,733. 7,610,772. 51,565,892.

1,923,166,671. 22,071,976. 89,652,451. 3,053,944,733.

16 17 18 19 20 21 22

Total assets (to be completed by all filers) Accounts payable and accrued expenses ~~~~~~~~~~~~~ Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~ Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~ Loans from officers, directors, trustees, and other disqualified persons ~~~~ Mortgages and other notes payable ~~~~~~~~~~~~~~~ STATEMENT 17) Other liabilities (describe

Liabilities

454,409,116. 141,318,895. 514,189,355. 200,495,559. 4,101,239,209. 2,853,449,174.

Net Assets or Fund Balances

23 Total liabilities (add lines 17 through 22) X Foundations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted ~~~~~~~~~~~~~~~~~~~~~~~~~ 25 Temporarily restricted ~~~~~~~~~~~~~~~~~~~~~ 26 Permanently restricted ~~~~~~~~~~~~~~~~~~~~~ Foundations that do not follow SFAS 117, check here and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds ~~~~~~~~~~~ 28 Paid-in or capital surplus, or land, bldg., and equipment fund ~~~~ 29 Retained earnings, accumulated income, endowment, or other funds~ 30 Total net assets or fund balances~~~~~~~~~~~~~~~~

9 9

4,101,239,209. 4,615,428,564.

2,853,449,174. 3,053,944,733.

31 Total liabilities and net assets/fund balances

Part III

Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ SEE STATEMENT 10 3 Other increases not included in line 2 (itemize) 4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ SEE STATEMENT 11 5 Decreases not included in line 2 (itemize) 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
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1 2 3 4 5 6

4,101,239,209. -108106141. 14,495,476. 4,007,628,544. 1,154,179,370. 2,853,449,174. Form 990-PF (2008) 62157091

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2 2008.05010 THE ROCKEFELLER FOUNDATION

Form 990-PF (2008)

Part IV
1a b c d e

THE ROCKEFELLER FOUNDATION Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)

13-1659629
(b) How acquired P - Purchase D - Donation (c) Date acquired (mo., day, yr.)

Page 3

(d) Date sold (mo., day, yr.)

SEE ATTACHED STATEMENTS

(e) Gross sales price a b c d e

(f) Depreciation allowed (or allowable)

(g) Cost or other basis plus expense of sale

(h) Gain or (loss) (e) plus (f) minus (g)

1571369183.
(i) F.M.V. as of 12/31/69 (j) Adjusted basis as of 12/31/69

1580198738.
(k) Excess of col. (i) over col. (j), if any

465,506.
(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col. (h))

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69

a b c d e 2 Capital gain net income or (net capital loss)

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter -0- in Part I, line 8

r q s

If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7

~~~~~~

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

p m o p m o

465,506.
2

465,506. N/A

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Yes X No Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~ If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see instructions before making any entries. (d) (a) (b) (c) Distribution ratio Base period years Adjusted qualifying distributions Net value of noncharitable-use assets (col. (b) divided by col. (c)) Calendar year (or tax year beginning in) 2007 2006 2005 2004 2003

201,037,622. 176,543,866. 148,240,608. 171,058,770. 172,422,767.

3,907,395,237. 3,450,686,830. 3,134,571,075. 2,950,492,544. 2,666,463,895.

.051451 .051162 .047292 .057976 .064663 .272544 .054509

2 Total of line 1, column (d) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 Enter the net value of noncharitable-use assets for 2008 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~ 5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
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2 3 4 5 6 7 8

3,705,828,203. 202,000,990. 387,956. 202,388,946. 181,791,285.

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Form 990-PF (2008)

62157091

Form 990-PF (2008)

Part VI

THE ROCKEFELLER FOUNDATION 13-1659629 Page 4 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

1a Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1. (attach copy of ruling letter if necessary-see instructions) Date of ruling letter: and enter 1% 1 b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b) 2 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)~~~~~~~~~ 3 3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ~~~~~~~~ 5 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~ 6 Credits/Payments: 4,325,000. a 2008 estimated tax payments and 2007 overpayment credited to 2008 ~~~~~~~~ 6a b Exempt foreign organizations - tax withheld at source ~~~~~~~~~~~~~~~~ 6b c Tax paid with application for extension of time to file (Form 8868)~~~~~~~~~~~ 6c d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~ 6d 7 7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~ 9 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ | 10 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ~~~~~~~~~~~~~~ | 2,000,000. Refunded | 11 11 Enter the amount of line 10 to be: Credited to 2009 estimated tax |

p n n n m n n n o

775,912. 0. 775,912. 0. 775,912.

4,325,000. 3,549,088. 1,549,088. Yes No X X X

Part VII-A

Statements Regarding Activities


1a 1b

1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? ~~~~~~ If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: 0. (2) On foundation managers. | $ 0. (1) On the foundation. | $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation 0. managers. | $ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~ If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~ 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~ b If "Yes," has it filed a tax return on Form 990-T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~ If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," complete Part II, col. (c), and Part XV. 8a Enter the states to which the foundation reports or with which it is registered (see instructions)

1c

X X X

3 4a 4b 5

X X

NY,CA

6 7

X X

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) X of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~ 8b 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar X year 2008 or the taxable year beginning in 2008 (see instructions for Part XIV)? If "Yes," complete Part XIV ~~~~~~~~~~~~~~ 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses. 10 Form 990-PF (2008)

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THE ROCKEFELLER FOUNDATION Part VII-A Statements Regarding Activities (continued)

13-1659629

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11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of X section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 11 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before X August 17, 2008? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~ 13 Website address | HTTP://WWW.ROCKFOUND.ORG 14 The books are in care of | ELLEN TAUS Telephone no. | 212-852-8361 420 FIFTH AVENUE, NEW YORK, NY Located at | ZIP+4 |10018-2702 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ~~~~~~~~~~~~~~~~~~~~~~~ | N/A and enter the amount of tax-exempt interest received or accrued during the year | 15

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. 1a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~ Yes X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No X Yes (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~ No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~ X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)? ~~~~~~~~~~~~~~~ Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~~|

Yes No

1b

c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected X before the first day of the tax year beginning in 2008?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2008, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2008? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," list the years | , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach N/A statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. | , , , 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No b If "Yes," did it have excess business holdings in 2008 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, X Form 4720, to determine if the foundation had excess business holdings in 2008.) ~~~~~~~~~~~~~~~~~~~~~~ 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~ 4a b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that X had not been removed from jeopardy before the first day of the tax year beginning in 2008? 4b Form 990-PF (2008)

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Form 990-PF (2008)

THE ROCKEFELLER FOUNDATION 13-1659629 (continued) Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required
5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~~~~~~~~~~~~~ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No X Yes (3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~ No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~ Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~ | c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained SEE STATEMENT 19 expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~ If you answered "Yes" to 6b, also file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~ Yes X No N/A b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?

Page 6

5b

6b

7b

Part VIII

1 List all officers, directors, trustees, foundation managers and their compensation. (a) Name and address

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors
(b) Title, and average hours per week devoted to position (c) Compensation (If not paid, enter -0-) (d) Contributions to employee benefit plans and deferred compensation (e) Expense account, other allowances

SEE STATEMENT 18

3,936,131. 447227.

0.

CHUN LAI 420 FIFTH AVENUE, DOUGLASS COYLE 420 FIFTH AVENUE, RONALD CHEN 420 FIFTH AVENUE, MICHELLE PAK 420 FIFTH AVENUE, JEFFREY SASSOON 420 FIFTH AVENUE,

2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE." (b) Title, and average (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation devoted to position

NEW YORK, NY 10018 NEW YORK, NY 10018 NEW YORK, NY 10018 NEW YORK, NY 10018 NEW YORK, NY 10018

90 Total number of other employees paid over $50,000 | Form 990-PF (2008)

MANAGING DIRECTOR OF INVESTMENTS 45.00 568,412. 81,709. ASSOCIATE DIRECTOR OF INVESTMENTS 45.00 292,110. 42,236. ASSOCIATE DIRECTOR OF INVESTMENTS 45.00 288,067. 48,459. ASSOCIATE DIRECTOR OF INVESTMENTS 45.00 345,674. 55,748. ASSOCIATE DIRECTOR OF INVESTMENTS 45.00 277,624. 43,117.

(d) Contributions to employee benefit plans and deferred compensation

(e) Expense account, other allowances

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Part VIII

THE ROCKEFELLER FOUNDATION 13-1659629 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)
(b) Type of service

Page 7

STATE STREET BANK AND TRUST 2 AVENUE DE LAFAYETTE, BOSTON, MA 02111 CUSTODIAL SERVICES COGENT PARTNERS INVESTMENT 2101 CEDAR SPRINGS RD., SUITE 1200, DALLAS, TXMANAGEMENT SOUTHEASTERN ASSET MANAGEMENT INVESTMENT 6410 POPLAR AVE, STE. 900, MEMPHIS, TN 38119 MANAGEMENT MARATHON ASSET MANAGEMENT, LP INVESTMENT ONE BRYANT PARK 38TH FL., NEW YORK, NY 10036 MANAGEMENT BAILLIE GIFFORD & CO., CAROLTON SQ. INVESTMENT 1 GREENSIDE ROW, EDINBURGH, EH1 3AN, SCOTLAND MANAGEMENT
Total number of others receiving over $50,000 for professional services

3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000

(c) Compensation

1,164,712. 780,245. 748,598. 558,383.

Part IX-A

Summary of Direct Charitable Activities

551,448. 81
Expenses

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1

SEE STATEMENT 26 AND 27 4,910,687.

Part IX-B Summary of Program-Related Investments

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.

Amount

1 ACUMEN CAPITAL MARKETS I LP IN SUPPORT OF A DEBT AND EQUITY FUND IN EAST AFRICA AND SOUTH ASIA. 2 ROOT CAPITAL IN SUPPORT OF THE PROVISION OF CREDIT, FINANCIAL EDUCATION AND TRAINING IN DEVELOPING COUNTRIES. All other program-related investments. See instructions. 3 PACIFIC COMMUNITY VENTURES

3,500,000. 2,000,000.

III PRI TO PROVIDE GROWTH CAPITAL AND MANAGEMENT ASSISTANCE IN CALIFORNIA. J

Total. Add lines 1 through 3

142,998. 5,642,998. Form 990-PF (2008)

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THE ROCKEFELLER FOUNDATION

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Page 8

Part X
1 a b c d e

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: 3,753,325,386. Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a 5,267,819. Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 3,668,930. Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 3,762,262,135. Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d Reduction claimed for blockage or other factors reported on lines 1a and 0. 1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~ 1e 0. 2 Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 3,762,262,135. 3 Subtract line 2 from line 1d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 56,433,932. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~ 4 3,705,828,203. 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~ 5 185,291,410. 6 Minimum investment return. Enter 5% of line 5 6 Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain Part XI foreign organizations check here and do not complete this part.) 1 2a b c 3 4 5 6 7 Minimum investment return from Part X, line 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 775,912. Tax on investment income for 2008 from Part VI, line 5 ~~~~~~~~~~~ 2a Income tax for 2008. (This does not include the tax from Part VI.) ~~~~~~~ 2b Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~ 3 Recoveries of amounts treated as qualifying distributions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7

185,291,410. 775,912. 184,515,498. 951,520. 185,467,018. 0. 185,467,018.

Part XII Qualifying Distributions (see instructions)


1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: 174,702,585. a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~ 1a 5,642,998. b Program-related investments - total from Part IX-B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 1,445,702. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes~~~~~~~~~ 2 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b 181,791,285. 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~ 4 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment 0. income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 181,791,285. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990-PF (2008)

823571 01-02-09

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8 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

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THE ROCKEFELLER FOUNDATION

13-1659629

Page 9

Part XIII

Undistributed Income (see instructions)


(a) Corpus (b) Years prior to 2007 (c) 2007 (d) 2008

1 Distributable amount for 2008 from Part XI, line 7 ~~~~~~~~~~~~~~~~~ 2 Undistributed income, if any, as of the end of 2007: a Enter amount for 2007 only ~~~~~~~ b Total for prior years: , , 3 Excess distributions carryover, if any, to 2008: a From 2003 ~~~ b From 2004 ~~~ c From 2005 ~~~ 138,303,000. d From 2006 ~~~ 14448470. e From 2007 ~~~ f Total of lines 3a through e ~~~~~~~~ 4 Qualifying distributions for 2008 from 181791285. $ Part XII, line 4: a Applied to 2007, but not more than line 2a ~ b Applied to undistributed income of prior years (Election required - see instructions) ~ c Treated as distributions out of corpus (Election required - see instructions) ~~~ d Applied to 2008 distributable amount ~~~ e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2008 ~~
(If an amount appears in column (d), the same amount must be shown in column (a).)

185,467,018. 0. 0.

152,751,470. 0. 0. 0. 0. 3,675,733. 181,791,285. 3,675,733.

6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~ b Prior years' undistributed income. Subtract line 4b from line 2b ~~~~~~~~~~~ c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ~~~~~~~~~~~~~~~ d Subtract line 6c from line 6b. Taxable amount - see instructions ~~~~~~~~ e Undistributed income for 2007. Subtract line 4a from line 2a. Taxable amount - see instr.~ f Undistributed income for 2008. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2009 ~~~~~~~~~~ 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) ~~~~ 8 Excess distributions carryover from 2003 not applied on line 5 or line 7 ~~~~~~~ 9 Excess distributions carryover to 2009. Subtract lines 7 and 8 from line 6a ~~~~ 10 Analysis of line 9: a Excess from 2004 ~ b Excess from 2005 ~ 134,627,267. c Excess from 2006 ~ 14448470. d Excess from 2007 ~ e Excess from 2008
823581 01-02-09

149,075,737. 0.

0. 0. 0. 0. 0. 0. 149,075,737.

Form 990-PF (2008)

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9 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

Form 990-PF (2008)

THE ROCKEFELLER FOUNDATION Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9)
1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2008, enter the date of the ruling ~~~~~~~~~~~ b Check box to indicate whether the foundation is a private operating foundation described in section ~~~ Prior 3 years Tax year 2 a Enter the lesser of the adjusted net (a) 2008 (b) 2007 (c) 2006 income from Part I or the minimum investment return from Part X for each year listed ~~~~~~~~~ 85% of line 2a ~~~~~~~~~~ Qualifying distributions from Part XII, line 4 for each year listed ~~~~~ Amounts included in line 2c not used directly for active conduct of exempt activities ~~~~~~~~~ Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ~~~~ Complete 3a, b, or c for the alternative test relied upon: "Assets" alternative test - enter: (1) Value of all assets ~~~~~~

N/A

13-1659629

Page 10

4942(j)(3) or (d) 2005

4942(j)(5) (e) Total

b c d

3 a

(2) Value of assets qualifying under section 4942(j)(3)(B)(i) ~ b "Endowment" alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ~~~~~~~~~~~~~~ c "Support" alternative test - enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)~~~~ (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii) ~~~ (3) Largest amount of support from an exempt organization ~~~~ (4) Gross investment income

Part XV
1

Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see the instructions.)

Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE
2

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed:

OFFICE OF GRANTS MANAGEMENT, 212-852-8361 420 FIFTH AVENUE, NEW YORK, NY 10018 SEE STATEMENTS 24 AND 25 SEE STATEMENTS 24 AND 25 SEE STATEMENTS 24 AND 25
823601 01-02-09

b The form in which applications should be submitted and information and materials they should include: c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

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10 2008.05010 THE ROCKEFELLER FOUNDATION

Form 990-PF (2008)

62157091

Form 990-PF (2008)

Part XV
3

THE ROCKEFELLER FOUNDATION Supplementary Information (continued)

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Page 11

Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient Foundation show any relationship to status of any foundation manager Name and address (home or business) recipient or substantial contributor Paid during the year a

Purpose of grant or contribution

Amount

SEE STATEMENT 20
Total b Approved for future payment

3a

137,741,403.

Total SEE STATEMENT 21


823611 01-02-09

3b

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11 2008.05010 THE ROCKEFELLER FOUNDATION

51,565,892. Form 990-PF (2008) 62157091

Form 990-PF (2008)

THE ROCKEFELLER FOUNDATION Analysis of Income-Producing Activities


Unrelated business income (a) Business code (b) Amount
Exclusion code

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Page 12

Part XVI-A

Enter gross amounts unless otherwise indicated. 1 Program service revenue: a b c d e f g Fees and contracts from government agencies ~~~ 2 Membership dues and assessments ~~~~~~~~~ 3 Interest on savings and temporary cash investments ~~~~~~~~~~~~~~~~~~~~ 4 Dividends and interest from securities ~~~~~~~~ 5 Net rental income or (loss) from real estate:

(c)

Excluded by section 512, 513, or 514

(d) Amount

(e) Related or exempt function income

525990

14 1,771,030. 14

2,696,532. 37,932,671.

a Debt-financed property ~~~~~~~~~~~~~ 16 556,950. b Not debt-financed property ~~~~~~~~~~~~ 6 Net rental income or (loss) from personal property ~~~~~~~~~~~~~~~~~~~~~ 14 0. 7 Other investment income ~~~~~~~~~~~~~~ 8 Gain or (loss) from sales of assets other 18 44,865,000. than inventory ~~~~~~~~~~~~~~~~~~~ 9 Net income or (loss) from special events ~~~~~~~ 10 Gross profit or (loss) from sales of inventory ~~~~~ 11 Other revenue: 15 1,156. a ROYALTIES BGI REVENUE 14 408,219. b 01 1,475. c MISC. REFUNDS SECURITIES LENDING LOSS 14 -1,095,875. d e 1,771,030. 85,366,128. 12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~ 13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 (See worksheet in line 13 instructions to verify calculations.)

0.

0. 87,137,158.

Part XVI-B
Line No.

Relationship of Activities to the Accomplishment of Exempt Purposes

<

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes).

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Form 990-PF (2008)

THE ROCKEFELLER FOUNDATION 13-1659629 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No

A1 A1 A1

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of: (1) Cash ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(1) X X (2) Other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(2) b Other transactions: X (1) Sales of assets to a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(1) X (2) Purchases of assets from a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(2) X (3) Rental of facilities, equipment, or other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(3) X (4) Reimbursement arrangements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(4) X (5) Loans or loan guarantees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(5) X (6) Performance of services or membership or fundraising solicitations~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements

500,000.BUILDING AMERICA'S FUTURE 3,000,000.FREELANCERS UNION 800,000.MYLIFE, INC. DBA QVISORY

SEE STATEMENT 22

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described X Yes in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? ~~~~~~~~~~~~~~~~~~~~~~~~~~ b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship

No

PHILANTHROPIC VENTURES HOLDING CORP.

501(C)2

SEE STATEMENT 23

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

Sign Here Paid Preparer's Use Only

Signature of officer or trustee Preparer's signature

Date

Date

CHIEF FINANCIAL OFFICER


Title Check if selfemployed EIN

Firm's name (or yours if self-employed), address, and ZIP code

O'CONNOR DAVIES MUNNS & DOBBINS, LLP 60 EAST 42ND STREET, 36TH FL. NEW YORK, NY 10165-3698

9 9

Preparer's identifying number

Phone no.

(212)286-2600 Form 990-PF (2008)

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13 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 1 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

EQUITY FIXED INCOME MISCELLANEOUS ADVENT III ADVENT IV ADVENT VI (TA VI) BRCP (BROADREACH I) CABOT CARMEL PARTNERS II (CP II) CROW HOLDINGS II CROW HOLDINGS III DA VINCI III FORUM ASIAN II FREMONT STRATEGIC REALTY GREENFIELD ACQUISITION III
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P
(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o

1504920173. 64,139,326. 2,309,684.

1520863832. 58,187,057. 1,147,849.

-15,943,660. 5,952,269. 1,161,836. -479,068. -1,034,738. 339,904. 4,013,040. -1. 151,605. 15,263. 213,732. 154,097. 876,682. 1,263,594. 1,025,317.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

-15,943,660. 5,952,269. 1,161,836. -479,068. -1,034,738. 339,904. 4,013,040. -1. 151,605. 15,263. 213,732. 154,097. 876,682. 1,263,594. 1,025,317.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 2 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

HIGHCROSS REGIONAL U.K. LASALLE PARKING LONE STAR V M&H REALTY IV M&H REALTY V ORION EUROPEAN II TRANSEUROPEAN ARCLIGHT LATIN POWER III CADENT ENERGY II COMMONFUND NATURAL RESOURCES VI CONDUIT LATIN POWER III LIME ROCK RESOURCES III QUANTUM ENERGY IV BATTERY VENTURES VI BATTERY VENTURES VII
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P P P P

(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

0. -1. 33,108. 1,030. 292,596. 45,658. -1,174,363. 41,232. 6,080. 54,250. 1,768,477. 211,466. 257,555. 913,161. 39,980.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

0. -1. 33,108. 1,030. 292,596. 45,658. -1,174,363. 41,232. 6,080. 54,250. 1,768,477. 211,466. 257,555. 913,161. 39,980.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 3 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

BENCHMARK CAPITAL PARTNER IV CHARLES RIVER PARTNERSHIP XI CROSSPOINT VENTURE PARTNERS 1999 CROSSPOINT VENTURE PARTNERS 2000 HIGHLAND CAPITAL PARTNERS V HIGHLAND CAPITAL PARTNERS VI INSTITUTIONAL VENTURE PARTNERS VIII NEW ENTERPRISE ASSOCIATES X NEW ENTERPRISE ASSOCIATES XI NEW ENTERPRISE ASSOCIATES XII REDPOINT VENTURE PARTNERS II SEQUOIA CAPITAL FUND IX SEQUOIA CAPITAL FUND X SEQUOIA CAPITAL FUND XI SEQUOIA CAPITAL CHINA I
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P P P P

(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

898,393. 1,386,008. -669,490. 1,282,322. 1,046,341. 640,195. 169,259. 157,883. 156,202. 96,362. 430,859. 10,472. 560,676. 1,261,866. 136,810.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

898,393. 1,386,008. -669,490. 1,282,322. 1,046,341. 640,195. 169,259. 157,883. 156,202. 96,362. 430,859. 10,472. 560,676. 1,261,866. 136,810.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 4 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

SEQUOIA CAPITAL GROWTH III SEQUOIA INDIA GROWTH I SIERRA VENTURES FUND VII TRANSITIONS II TRANSITIONS III US VENTURE PARTNERS V US VENTURE PARTNERS IX ADVENT INTERNATIONAL APAX V APAX VI AUDAX II AUDAX III BERKSHIRE PARTNERS VI BERKSHIRE PARTNERS VII CAPITAL RESOURCE LENDERS IV
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P P P P

(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

554,229. 111,442. 347,354. 12,324. 12,366. 1,542,721. 653,160. 2,101. 877,514. 6,160,527. 1,681,506. 1,945. 1,247,464. 195,598. 334,192.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

554,229. 111,442. 347,354. 12,324. 12,366. 1,542,721. 653,160. 2,101. 877,514. 6,160,527. 1,681,506. 1,945. 1,247,464. 195,598. 334,192.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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17 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 5 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

CAPITAL RESOURCE LENDERS V CHRYSCAPITAL IV CLAYTON, DUBILIER & RICE IV GOLDER THOMA CRESSEY III GOLDMAN SACHS CAPITAL PARTNERS III GROTECH IV GTCR VIII JC FLOWERS II LITTLEJOHN & CO. III LONGREACH I MADISON DEARBORN CAPITAL PARTNERS III MADISON DEARBORN CAPITAL PARTNERS IV MORGAN STANLEY ASIA SUMMIT VENTURE V SUMMIT VENTURE VI
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P P P P

(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

50,135. 70,463. 34,502. -1,782,293. 45,954. 2,133. 4,222,960. 171,732. 4,738,953. 665,111. -3,235,006. 4,264,020. 8,343,048. 59,328. 31,793.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

50,135. 70,463. 34,502. -1,782,293. 45,954. 2,133. 4,222,960. 171,732. 4,738,953. 665,111. -3,235,006. 4,264,020. 8,343,048. 59,328. 31,793.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 6 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

SUMMIT PE VII THOMA CRESSEY FUND VI THOMA CRESSEY FUND VII TIGER GLOBAL PIP IV TIGER GLOBAL PIP V WELSH CARSON ANDERSON & STOWE VIII WELSH CARSON ANDERSON & STOWE IX WESTON PRESIDIO CAPITAL IV WESTON PRESIDIO CAPITAL V WATERSHED MONTRICA SOWOOD DIRECT BLUE RIDGE OFFSHORE EMINENCE LEVERED LONG ALPHA FINE OFFSHORE
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale

P P P P P P P P P P P P P P P

(h) Gain or (loss) (e) plus (f) minus (g)

a b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~ (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any

24,895. -3,482,723. -4,460,256. 1,109,850. 57,788. 139,880. 540,190. 950,822. 1,480,000. 348,368. -1,187,786. -2,114,425. 1,297,620. 1,777,528. -1,147,063.
(l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

24,895. -3,482,723. -4,460,256. 1,109,850. 57,788. 139,880. 540,190. 950,822. 1,480,000. 348,368. -1,187,786. -2,114,425. 1,297,620. 1,777,528. -1,147,063.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
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p m o

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19 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold, e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co. 1a b c d e f g h i j k l m n o

CONTINUATION FOR 990-PF, PART IV 13-1659629 PAGE 7 OF 7


(b) How acquired (c) Date acquired P - Purchase (mo., day, yr.) D - Donation (d) Date sold (mo., day, yr.)

HIGHSIDE JL PARTNERS DIRECT WELLINGTON NORTH RIVER DIRECT PEQUOT CREDIT OPPS CADMUS CALVARY OFFSHORE CANTILON US LTD ELKHORN SARAS CAPITAL PARTNERS OFFSHORE AETOS OPPS CAYMAN FUND CHESAPEAKE NEW YORK ACQUISITION FUND - PRI REALIZED LOSSES THRU K-1'S

P P P P P P P P P P P P P P P

(e) Gross sales price a b c d e f g h i j k l m n o

(f) Depreciation allowed (or allowable)

(g) Cost or other basis plus expense of sale

(h) Gain or (loss) (e) plus (f) minus (g)

4,334,904. 3,488,609. 560,830. 283,777. 352,860. 1,471,210. 1,219,476. 1,554,414. 111,936. 613,556. -3,602,390. -40,405. -44,399,494. 0. 0.
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (j), if any (l) Losses (from col. (h)) Gains (excess of col. (h) gain over col. (k), but not less than "-0-")

a b c d e f g h i j k l m n o 2 Capital gain net income or (net capital loss) ~~

If gain, also enter in Part I, line 7 If (loss), enter "-0-" in Part I, line 7

4,334,904. 3,488,609. 560,830. 283,777. 352,860. 1,471,210. 1,219,476. 1,554,414. 111,936. 613,556. -3,602,390. -40,405. -44,399,494. 0. 0.

~~~~~~

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter "-0-" in Part I, line 8
823591 04-25-08

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465,506. N/A

12411201 756359 621570.00

20 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} SOURCE }}}}}} INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A AMOUNT }}}}}}}}}}}}}} 2,696,532. }}}}}}}}}}}}}} 2,696,532. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} SOURCE }}}}}} DIVIDENDS AND INTEREST TOTAL TO FM 990-PF, PART I, LN 4 CAPITAL GAINS COLUMN (A) GROSS AMOUNT DIVIDENDS AMOUNT }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} 39,703,701. 0. 39,703,701. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} 39,703,701. 0. 39,703,701. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF RENTAL INCOME STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} KIND AND LOCATION OF PROPERTY }}}}}}}}}}}}}}}}}}}}}}}}}}}}} SUBLEASE RELATING TO 28TH FLOOR AT 420 FIFTH AVENUE, NEW YORK, NY TOTAL TO FORM 990-PF, PART I, LINE 5A ACTIVITY GROSS NUMBER RENTAL INCOME }}}}}}}} }}}}}}}}}}}}}} 1 556,950. }}}}}}}}}}}}}} 556,950. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCOME STATEMENT 4 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) REVENUE NET INVESTADJUSTED PER BOOKS MENT INCOME NET INCOME }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}}

6,325,648. 6,325,648. -6,325,648. 0. 1,156. 1,156. 408,219. 408,219. 1,475. 0. -1,095,875. -1,095,875. }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990-PF, PART I, LINE 11 -685,025. 5,639,148. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~

DESCRIPTION }}}}}}}}}}} OTHER INCOME THRU K-1'S, NET OF UBIT INCOME THRU K-1'S NOT ON F/S ROYALTIES BGI REVENUE MISC. REFUNDS SECURITIES LENDING LOSS

12411201 756359 621570.00

21 STATEMENT(S) 1, 2, 3, 4 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF LEGAL FEES STATEMENT 5 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) (D) EXPENSES NET INVESTADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} AXIOM LEGAL SOLUTIONS, INC. 236,107. 0. 236,107. HUNTON & WILLIAMS 2,350. 0. 2,350. KAUFF MCCLAIN & MCGUIRE LLP 17,250. 0. 9,250. PATTERSON, BELKNAP, WEBB & TYLER LLP 307,881. 0. 287,881. PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLLP 88,595. 88,595. 0. PROSKAUER ROSE LLP 494,236. 494,236. 0. SIMPSON THACHER & BARTLETT LLP 69,861. 0. 54,861. KIRKLAND & ELLIS LLP 15,245. 15,245. 0. SONNENSCHEIN NATH & ROSENTHAL LLP 10,000. 0. 10,000. CAPLIN & DRYSDALE, CHARTERED 5,459. 0. 5,459. CT CORPORATION SYSTEM 260. 0. 260. FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 14,328. 0. 14,328. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FM 990-PF, PG 1, LN 16A 1,261,572. 598,076. 620,496. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF ACCOUNTING FEES STATEMENT 6 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) (D) EXPENSES NET INVESTADJUSTED CHARITABLE PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} O'CONNOR DAVIES MUNNS & DOBBINS LLP DELOITTE TAX LLP

352,235. 191,137. 217,974. 31,460. 0. 31,460. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16B 383,695. 191,137. 249,434. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

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22 STATEMENT(S) 5, 6 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 7 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) (D) EXPENSES NET INVESTADJUSTED CHARITABLE PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} 3,054,268. 1,654,837. 121,546. 0. 2,977,614. 1,654,837.

7,182,908. 7,182,908. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 16C 11,892,013. 7,304,454. 4,632,451. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF TAXES STATEMENT 8 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) (D) EXPENSES NET INVESTADJUSTED CHARITABLE PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} CONSULTANTS (ADMINISTRATIVE) CONSULTANTS (DIRECT CHARITABLE EXPENDITURES) CUSTODIANS & INVESTMENT MANAGERS

DESCRIPTION }}}}}}}}}}} FEDERAL EXCISE AND UBI TAXES

861,858. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990-PF, PG 1, LN 18 861,858. 0. 0. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER EXPENSES STATEMENT 9 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) (B) (C) (D) EXPENSES NET INVESTADJUSTED CHARITABLE PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} 1,792,579. 746,538. 0. 3,430. 1,908,544. 742,824.

DESCRIPTION }}}}}}}}}}} COMPUTER/FURNITURE AND EQUIPMENT OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) TAX PENALTIES AND INTEREST CREDIT FACILITY FEES SETTLEMENT OTHER PORTFOLIO DEDUCTIONS TO FORM 990-PF, PG 1, LN 23

1,108,251. 9,695. 1,500,351. 49,118. 0. 0. 32,736. 0. 32,736. 26,200. 0. 26,200. 0. 26,388,869. 0. }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} 3,755,422. 26,401,994. 4,210,655. ~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

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23 STATEMENT(S) 7, 8, 9 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} BENEFIT FOR DEFERRED FEDERAL EXCISE TAX 457 PLAN ADJUSTMENT TOTAL TO FORM 990-PF, PART III, LINE 3 AMOUNT }}}}}}}}}}}}}} 14,374,501. 120,975. }}}}}}}}}}}}}} 14,495,476. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} CHANGE IN UNREALIZED LOSS ON INVESTMENTS AND PRI'S PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS TOTAL TO FORM 990-PF, PART III, LINE 5 AMOUNT }}}}}}}}}}}}}} 1124208790. 29,970,580. }}}}}}}}}}}}}} 1154179370. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 12 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} OTHER GOV'T BOOK VALUE }}}}} }}}}}}}}}}}}}} 1,271,617. }}}}}}}}}}}}}} TOTAL U.S. GOVERNMENT OBLIGATIONS 1,271,617. }}}}}}}}}}}}}} TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS }}}}}}}}}}}}}} TOTAL TO FORM 990-PF, PART II, LINE 10A 1,271,617. ~~~~~~~~~~~~~~ DESCRIPTION }}}}}}}}}}} UNITED STATES TREAS BILLS U.S. GOV'T }}}}} X FAIR MARKET VALUE }}}}}}}}}}}}}} 1,271,617. }}}}}}}}}}}}}} 1,271,617. }}}}}}}}}}}}}} }}}}}}}}}}}}}} 1,271,617. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF CORPORATE STOCK STATEMENT 13 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} 1ST PHILIPPINE AAC ACOUSTIC TECH ABSA GROUP ACS ACTIVIDADES CO ADAGE CAPITAL PARNTERS ADECCO SA ADIDAS AG FAIR MARKET BOOK VALUE VALUE }}}}}}}}}}}}}} }}}}}}}}}}}}}} 36,039. 36,039. 146,381. 146,381. 414,421. 414,421. 4,402,355. 4,402,355. 53,934,501. 53,934,501. 497,528. 497,528. 350,851. 350,851.

12411201 756359 621570.00

24 STATEMENT(S) 10, 11, 12, 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ADVANCED INFO SERV ADVANCED SEMICONDT AFLAC INC AFP PROVIDA AFRICA EMERGING MARKET FUNDS AFRICA EMERGING MARKET FUNDS' ALL AMERICA LATINA ALL AMERICA LATINA' ALLIANCE GLOBAL GP AMBASSADOR HOTEL AMDOCS LTD AMERICA MOVIL SAB DE CV AMERICA MOVIL SAB DE CV' AMERICAN EQUITY INVT LIFE AMERICAN NATL INS CO AMMB HOLDINGS BHD AMOREPACIFIC CORP(NEW) AMYLIN PHARMACEUTICALS INC ANEKA TAMBANG ANGLOGOLD ASHANTI LTD APS CHINA APS SMALL CAP ALPHA FUNDS ARCELORMITTAL SA ARCH CAP GROUP LTD ARCSIGHT INC ARM HLDGS ARMSTRONG WORLD INDS INC NEW ARVINMERITOR INC ASM PACIFIC TECH ASPEN PHARMACARE ASTRAZENECA ATC TECHNOLOGY CORP AUTHENTEC INC AUTODESK INCORPORATED AXA B2W CIA GLOBAL BAIDU INC BAIDU INC' BANCO SANTANDER CHILE NEW BANCOLOMBIA S A BANCOLOMBIA S A' BANPU CO BARE ESCENTUALS INC BAYERISCHE MOTOREN WERKE AG BBVA (BILB VIZ ARG) BBVA (BILB VIZ ARG)' BCO ABC BRASIL SA BCO BRADESCO SA BEC WORLD BECKMAN COULTER INC BECTON DICKINSON + CO BEIJING CAPITAL IN BELLE INTERNATIONA BERKLEY W R CORP

121,429. 1,527. 1,109,328. 13,399. 547,018. 14,027,212. 283,448. 671,527. 38,167. 203,195. 1,174,218. 846,027. 1,437,936. 521,605. 208,287. 97,399. 124,097. 885,360. 24,550. 90,796. 17,664,478. 6,401,463. 28,702. 757,080. 48,004. 613,121. 132,423. 26,861. 235,968. 71,521. 637,651. 128,378. 51,596. 752,595. 696,000. 203,096. 496,166. 430,881. 38,533. 81,725. 481,010. 26,452. 93,565. 354,460. 400,860. 1,372,312. 32,938. 617,457. 56,417. 1,493,960. 1,538,775. 254,977. 478,620. 1,342,300.

13-1659629 }}}}}}}}}} 121,429. 1,527. 1,109,328. 13,399. 547,018. 14,027,212. 283,448. 671,527. 38,167. 203,195. 1,174,218. 846,027. 1,437,936. 521,605. 208,287. 97,399. 124,097. 885,360. 24,550. 90,796. 17,664,478. 6,401,463. 28,702. 757,080. 48,004. 613,121. 132,423. 26,861. 235,968. 71,521. 637,651. 128,378. 51,596. 752,595. 696,000. 203,096. 496,166. 430,881. 38,533. 81,725. 481,010. 26,452. 93,565. 354,460. 400,860. 1,372,312. 32,938. 617,457. 56,417. 1,493,960. 1,538,775. 254,977. 478,620. 1,342,300.

12411201 756359 621570.00

25 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BEZEK ISRAEL TELCM BG GROUP BGI EAFE ISHARES BGI 1 3 YEAR TREASURY INDEX BGI 7 10 YEAR TREASURY INDEX BGI EMERGING MARKETS ISHARES BGI RF TEMP TIPS OCT08 BGI RF TEMP TREASURY BGI US TIPS NON LENDABLE BIM BIRLESIK MAGAZ BK HANDLOWY WARSZA BK MANDIRI BK MANDIRI' BK OF AYUDHYA BK RAKYAT BK RAKYAT' BLACKBAUD INC BLOUT INTL INC NEW BOWNE + CO INC BRADY CORP BRAHMAN PARTNERS IV OFFSHORE BRIDGESTONE CORP BRITISH SKY BROADCAST BUMIPUTRA COMMERCE HLDS BH BYD CO BYD CO' BYD ELECTRONIC INTL CO LTD CALLIDUS SOFTWARE INC CAP GEMINI CARTER INC CATCHER TECHNOLOGY CO LTD CATHAY FINANCIAL H CEMENTOS ARGOS SA CEMEX S.A.B DE C.C ADR CEMEX S.A.B DE C.C ADR' CENTENNIAL COMMUNICATIONS CORP CERVECERIAS UNIDAS CEZ CEZ' CHAODA MODERN AGRICULTURE CHECK POINT SOFTWARE CHEIL INDUSTRIES CHEMICAL FINL CORP CHESAPEAKE ENERGY CORP CHEUNG KONG(HLDGS) CHINA CONST BK CHINA DIGITAL TV HLDG CO LTD CHINA HIGH SPEED CHINA INSURANCE IN CHINA LIFE INSURAN CHINA MENGNIU DAIRY CHINA MERCHANTS BK CHINA MERCHANTS BK' CHINA MOBILE LTD

112,509. 1,046,489. 27,965,060. 59,288,925. 39,157,758. 21,175,532. 5. 33. 85,533,564. 63,790. 27,345. 92,890. 614,467. 330,447. 107,030. 501,361. 506,250. 325,638. 15,141. 208,964. 28,011,938. 379,143. 692,881. 125,454. 788,199. 402,621. 76,614. 77,184. 481,652. 346,680. 78,668. 169,387. 26,027. 60,562. 2,117,098. 700,277. 36,195. 32,754. 406,374. 68,599. 87,354. 657,473. 464,453. 1,665,510. 2,515,780. 771,012. 52,794. 246,899. 493,706. 425,074. 325,153. 414,113. 630,897. 1,887,229.

13-1659629 }}}}}}}}}} 112,509. 1,046,489. 27,965,060. 59,288,925. 39,157,758. 21,175,532. 5. 33. 85,533,564. 63,790. 27,345. 92,890. 614,467. 330,447. 107,030. 501,361. 506,250. 325,638. 15,141. 208,964. 28,011,938. 379,143. 692,881. 125,454. 788,199. 402,621. 76,614. 77,184. 481,652. 346,680. 78,668. 169,387. 26,027. 60,562. 2,117,098. 700,277. 36,195. 32,754. 406,374. 68,599. 87,354. 657,473. 464,453. 1,665,510. 2,515,780. 771,012. 52,794. 246,899. 493,706. 425,074. 325,153. 414,113. 630,897. 1,887,229.

12411201 756359 621570.00

26 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CHINA MOBILE LTD' CHINA NATIONAL BUI CHINA POWER INTL CHINA RESOURCES EN CHINA SHENHUA ENERGY CHINA SHENHUA ENERGY' CHINA TELECOM CORP CHINA TRUST FINANCE CHINA UNICOM HONG KONG LTD CHOICE HOTELS INC CHUGAI PHARM CO CHUNGHWA TELECOM CIA DE CONCESSOES CIBER INC CIE DE ST GOBAIN CISCO SYS INC CITRIX SYS INC CLOROX CO CNOOC LTD CNPC (HONG KONG) LTD COCA COLA FEMSA S A CV COCHLEAR LTD COLOPLAST COMMUNITY HEALTH SYS INC NEW COMPANHIA BRASILEIRA DE DISTR COMPANHIA DE BEBIDAS DAS AMERS COMPANHIA ENERGETICA DE MINAS COMPANHIA PARANAENSE DE ENERG COMPANHIA VALE DO RIO DOCE COMPANHIA VALE DO RIO DOCE' COMPANHIA VALE DO RIO DOCE'' COMPANIA CERVECERIAS UNIDAS SA COMPANIA DE MINAS BUENAVENTURA CON WAY INC CONSECO INC CONTROL COM MEXICA COPA HOLDINGS S A CORP GEO SAB DE CV CREDICORP LTD CTRIP COM INTL ADR DAEGU BANK DAEWOO SHIPBUILDING + MARINE DAIICHI SANKYO DAITO TRUST CONST DATA DOMAIN INC DEASANG CORPN DEL MONTE FOODS CO DEL MONTE PACIFIC DELL INC DELPHI FINL GROUP INC DELTA ELECTRONICS DESARROLLADORA HOMEX S A DE CV DEUTSCHE BOERSE AG DEUTSCHE POST AG

1,606,152. 394,013. 364,997. 603,587. 246,523. 485,639. 99,190. 306,927. 938,376. 1,103,202. 627,237. 777,832. 505,633. 314,093. 326,891. 711,691. 761,924. 1,400,112. 219,997. 404,248. 87,890. 598,686. 987,039. 997,272. 140,556. 137,361. 197,416. 119,102. 744,595. 84,770. 325,759. 20,920. 133,464. 75,810. 141,026. 7,295. 27,288. 22,327. 44,964. 139,349. 91,972. 113,947. 488,803. 1,146,122. 129,419. 34,325. 290,420. 200,208. 3,665,920. 364,872. 316,163. 102,735. 406,033. 561,231.

13-1659629 }}}}}}}}}} 1,606,152. 394,013. 364,997. 603,587. 246,523. 485,639. 99,190. 306,927. 938,376. 1,103,202. 627,237. 777,832. 505,633. 314,093. 326,891. 711,691. 761,924. 1,400,112. 219,997. 404,248. 87,890. 598,686. 987,039. 997,272. 140,556. 137,361. 197,416. 119,102. 744,595. 84,770. 325,759. 20,920. 133,464. 75,810. 141,026. 7,295. 27,288. 22,327. 44,964. 139,349. 91,972. 113,947. 488,803. 1,146,122. 129,419. 34,325. 290,420. 200,208. 3,665,920. 364,872. 316,163. 102,735. 406,033. 561,231.

12411201 756359 621570.00

27 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} DIGI.COM BERHAD DIRECTV GROUP INC DISNEY WALT CO DONGBU CONST CO DOOSAN DRAGON OIL DRAGON OIL' DREAMWORKS ANIMATION SKG DRESS BARN INC DYNAMO BRAZIL IV LP EBAY INC EBAY INC' ECOPETROL SA EFG HERMES HLDGS ELECTRONIC ARTS INC EMBRAER EMPRESA BRASILEIRA DE EMERGING MARKETS GLOBAL SCF EMM MIDDLE EAST FUND EMM UMBRELLA FUNDS EMPRESAS LA POLAR EMSAF MAURITIUS ENI ERICSSON(LM)TEL ESTACIO PARTICIPAC EURASIAN NATURAL EVA AIRWAYS EVERCORE PARTNERS INC EVRAZ GROUP SA F V I FONDO DE VALORES INMOBIL FAR EAST DEPT FAR EAST DEPT' FBL FINL GROUP INC FINMECCANICA SPA FIRELAKE STRATEGIC TECH FD FIRST FINANCIAL HO FIRSTRAND LTD FOCUS MEDIA HLDG LTD FOXCONN INTERNATIONAL HLDGS FOXCONN TECH CO GALLAGHER ARTHUR J + CO GAMUDA BERHAD GAZPROM GAZPROM O A O GEBERIT GEELY AUTOMOBILE H GEM DIAMONDS GERDAU S A GERRESHEIMER GROUP GIVAUDAN AG GLAXOSMITHKLINE GLOBAL MEDIACOM GLOBAL YUASA BATRY GOL LINHAS AEREAS INTELIGENTES GOLD FIELDS LTD NEW

134,832. 1,718,250. 4,742,210. 46,256. 68,340. 45,119. 581,244. 1,851,558. 110,085. 25,240,668. 2,205,680. 653,482. 100,136. 228,582. 951,172. 384,177. 2,054,469. 870,811. 7,724,952. 19,439. 2,326,308. 805,122. 297,274. 40,202. 85,213. 54,162. 71,193. 66,220. 4,560. 74,388. 545,309. 171,109. 705,172. 9,049,545. 31,916. 485,827. 53,631. 12,933. 126,880. 242,906. 102,694. 1,371,548. 822,225. 563,189. 110,552. 151,494. 101,534. 222,269. 663,245. 633,449. 44,372. 55,756. 32,148. 141,661.

13-1659629 }}}}}}}}}} 134,832. 1,718,250. 4,742,210. 46,256. 68,340. 45,119. 581,244. 1,851,558. 110,085. 25,240,668. 2,205,680. 653,482. 100,136. 228,582. 951,172. 384,177. 2,054,469. 870,811. 7,724,952. 19,439. 2,326,308. 805,122. 297,274. 40,202. 85,213. 54,162. 71,193. 66,220. 4,560. 74,388. 545,309. 171,109. 705,172. 9,049,545. 31,916. 485,827. 53,631. 12,933. 126,880. 242,906. 102,694. 1,371,548. 822,225. 563,189. 110,552. 151,494. 101,534. 222,269. 663,245. 633,449. 44,372. 55,756. 32,148. 141,661.

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28 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GOME ELECTRICAL AP GPO BIMBO SA DE CV GPO FIN BANORTE GPO FIN BANORTE' GREEN CROSS CORPOR GREENHILL + CO INC GRIFFON CORP GRINDROD LIMITED GRUPO NACIONAL DE CHOCOLATES S GRUPO TELEVISION SA DE CV GS HOME SHOPPING I GVT HOLDING SA HANA MICROELECTRNC HANAROTELECOM INCORPORATED HANDSOME CORP HANKUK ELEC GLASS HARMAN INTL INDS INC NEW HARTE HANKS INC HEALTHSPRING INC HENGAN INTERNATION HI P INTERNATIONAL HON HAI PRECISION HON HAI PRECISION' HON HAI PRECISION'' HONG KONG EXCHANGE HORIBA HOTEL SHILLA HOYA CORP HSU FU CHI INTERNATIONAL LTD HTC CORPORATION HTC CORPORATION' HUAKU DEVELOPMENT CO LTD HUANG HSIANG CONSTRUCTION CO HUMANA INC HUNT J B TRANS SVCS INC HYUNDAI INDL + DEV IBERDROLA RENOVABL IBERDROLA SA ICL ISRAEL CHEM IDACORP INC IDT HLDGS (SING) IDT INTERNATIONAL IMPALA PLATINUM IMPERIAL ENERGY CO IMPERIAL HLDGS INDL BANK OF KOREA INDOSAT INDUSTRIAL + COM B INFOSYS TECHNOLOGIES LTD ING GROEP NV INGERSOLL RAND COMPANY LIMITED INTERCONEXION ELEC INTERNATIONAL PERS INVESTEC LIMITED

452,179. 61,485. 99,171. 328,955. 49,238. 823,286. 472,313. 28,214. 61,045. 182,268. 28,036. 175,153. 40,196. 56,612. 27,865. 250,528. 127,566. 266,136. 231,392. 430,518. 598,855. 324,273. 990,460. 234,237. 317,184. 401,189. 54,326. 713,977. 160,073. 249,151. 376,641. 64,724. 33,043. 872,352. 1,066,562. 36,068. 1,201,178. 480,001. 220,246. 54,159. 40,479. 15,491. 452,677. 2,318,366. 81,050. 27,474. 604,278. 402,389. 255,528. 329,107. 1,995,250. 57,771. 418,480. 88,749.

13-1659629 }}}}}}}}}} 452,179. 61,485. 99,171. 328,955. 49,238. 823,286. 472,313. 28,214. 61,045. 182,268. 28,036. 175,153. 40,196. 56,612. 27,865. 250,528. 127,566. 266,136. 231,392. 430,518. 598,855. 324,273. 990,460. 234,237. 317,184. 401,189. 54,326. 713,977. 160,073. 249,151. 376,641. 64,724. 33,043. 872,352. 1,066,562. 36,068. 1,201,178. 480,001. 220,246. 54,159. 40,479. 15,491. 452,677. 2,318,366. 81,050. 27,474. 604,278. 402,389. 255,528. 329,107. 1,995,250. 57,771. 418,480. 88,749.

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29 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} IPC HOLDINGS LTD BERMUDA ITAUSA INV ITAU SA ITT EDL SVCS INC JAPAN PETROLEUM EX JOHNSON CTLS INC JONES APPAREL GROUP INC JONES LANG LASALLE INC JSC HALYK BK JSC MMC NORILSK NICKEL K G REDDING WELLS ST OFFSHORE KASIKORNBANK PCL KAZAKHGOLD GROUP LTD KB FINANCIAL GROUP KDA EUROPEAN KELLY SVCS INC KENMARE RESOURCES ORD KEYWISE GREATER CHINA OPPS FND KH VATEC KIMBERLY CLARK DE MEX SAB D KING SLIDE WORKS KINGBOARD CHEMICAL KINGBOARD COPPER KINGFISHER KINGSPAN GROUP KONINKLIJKE PHILIPS ELECTRS N KOREAN REINSURANCE KUMBA IRON ORE LTD LAM RESH CORP LAN CHILE S A LAND + HOUSES LEAR CORP LEGRAND SA LENNOX INTL INC LEVEL 3 COMMUNICATIONS INC LG HOUSEHOLD + HEALT LI NING CO LTD LIBERTY MEDIA CORP NEW LIBERTY MEDIA CORP NEW' LIFE TECHNOLOGIES CORP LOJAS RENNER SA LONE CASCADE LP LONE DRAGON PINE LP LONMIN M + T BK CORP M DIAS BRANCO SA I MAGYAR TELEKOM RT MAKHTESHIM AGAM IN MANPOWER INC WIS MARATHON NEW GLOBAL FUND MARFRIG FRIGORIFIC MARSH + MCLENNAN COS INC MASSMART MASSMART' MEDASSETS INC

533,715. 954,354. 1,519,680. 3,355,764. 637,416. 125,111. 578,930. 19,406. 90,961. 4,492,201. 53,307. 18,739. 254,686. 21,383,742. 301,507. 77,694. 11,487,714. 235,411. 48,680. 87,281. 289,651. 67,926. 472,430. 526,106. 3,218,940. 333,591. 31,280. 1,191,680. 35,420. 84,562. 26,931. 1,117,980. 1,304,516. 1,277,500. 384,661. 286,489. 993,720. 4,765,048. 1,372,959. 350,761. 69,185,877. 9,550,080. 254,099. 866,891. 88,419. 14,119. 35,920. 411,279. 40,591,014. 30,875. 1,575,123. 46,044. 369,741. 143,022.

13-1659629 }}}}}}}}}} 533,715. 954,354. 1,519,680. 3,355,764. 637,416. 125,111. 578,930. 19,406. 90,961. 4,492,201. 53,307. 18,739. 254,686. 21,383,742. 301,507. 77,694. 11,487,714. 235,411. 48,680. 87,281. 289,651. 67,926. 472,430. 526,106. 3,218,940. 333,591. 31,280. 1,191,680. 35,420. 84,562. 26,931. 1,117,980. 1,304,516. 1,277,500. 384,661. 286,489. 993,720. 4,765,048. 1,372,959. 350,761. 69,185,877. 9,550,080. 254,099. 866,891. 88,419. 14,119. 35,920. 411,279. 40,591,014. 30,875. 1,575,123. 46,044. 369,741. 143,022.

12411201 756359 621570.00

30 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MEDCO ENERGI INTL MEDIATEK INC MEDIATEK INC' MEDNAX INC MEILOON INDUSTRIAL MELLANOX TECNOLOGIES LTD MEMTECH INTL LTD METRO BANK + TRUST MEXICHEM SA DE CV MHP S A MHP SA MI DEVS INC MILACRON INC MILLIPORE CORP MINDRAY MED INTL LTD MINDRAY MED INTL LTD' MISC BHD MITSUBISHI UFJ FIN GROUP MITSUI SUMITOMO GR MMC CORPORATION MMC NORILSK NICKEL MOBILE TELESYSTEMS MOBILE TELESYSTEMS' MTN GROUP LTD MURRAY + ROBERTS NARA BANCORP INC NASPERS NASPERS' NATURA COSMETICOS NATURA COSMETICOS' NCI BLDG SYS INC NESTLE SA NESTLE SA' NETAPP INC NETEZZA CORP NEUTRAL TANDEM INC NEW ORIENTAL ED + TECHNOLOGY NEW WORLD RESOU BV NEXEN TIRE CP NHN CORP NHN CORP' NOBLE ENERGY INC NORSK HYDRO ASA NORTHEAST UTILS NORTHERN TRUST CORP NOVARTIS AG NOVATEK OAO NOVO NORDISK AS NVR INC OEST ELEKTRIZITATS OGX PETROLEO E GAS OIL CO LUKOIL OJSC OC ROSNEFT OPEN JT STK CO VIMPEL COMMN

20,072. 48,443. 208,285. 118,875. 70,213. 541,530. 96,342. 39,325. 67,624. 12,025. 23,725. 135,399. 1,075. 747,040. 424,800. 392,400. 66,035. 695,259. 748,248. 72,379. 4,134. 101,384. 405,536. 343,867. 73,716. 315,789. 201,406. 1,095,146. 29,316. 323,693. 163,815. 1,059,200. 1,442,232. 1,074,293. 396,786. 55,862. 120,802. 5,213. 39,486. 87,007. 232,226. 802,286. 324,964. 1,715,478. 1,549,497. 1,039,790. 132,135. 2,525,450. 730,000. 1,009,298. 315,786. 285,245. 252,938. 63,008.

13-1659629 }}}}}}}}}} 20,072. 48,443. 208,285. 118,875. 70,213. 541,530. 96,342. 39,325. 67,624. 12,025. 23,725. 135,399. 1,075. 747,040. 424,800. 392,400. 66,035. 695,259. 748,248. 72,379. 4,134. 101,384. 405,536. 343,867. 73,716. 315,789. 201,406. 1,095,146. 29,316. 323,693. 163,815. 1,059,200. 1,442,232. 1,074,293. 396,786. 55,862. 120,802. 5,213. 39,486. 87,007. 232,226. 802,286. 324,964. 1,715,478. 1,549,497. 1,039,790. 132,135. 2,525,450. 730,000. 1,009,298. 315,786. 285,245. 252,938. 63,008.

12411201 756359 621570.00

31 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} OPEN JT STK CO VIMPEL COMMN' PACCAR INC PARKSON RETAIL GRO PARKSON RETAIL GRO' PATTERSON COS INC PEACE MARK(HLDGS) PEARSON PERUSAHAAN GAS NEG PERUSAHAAN TELEKOMUNIKIASI IND PETROCHINA CO PETROLEO BRASILEIRO SA PETROLEO BRASILEIRO SA PETRO PHARMANET DEV GROUP INC PHH CORP PIKE ELEC CORP PING AN INSURANCE PLANTRONICS INC NEW PNM RES INC POLYPLUS CO LTD POPULAR INC POSCO POSCO' PRETORIA PORT CMNT PT INDO TAMBANGRAY PTT PUBLIC COMPANY PUBLIC BK BHD QIAGEN NV QUANTA SERVICES INC REDECARD SA REGIS CORP MINNESOTA RELIANCE INDS RENT A CTR INC NEW REPUBLIC SVCS INC RESORTS WORLD BHD ROCHE HOLDINGS AG SAMSON HOLDING SAMSUNG CARD SAMSUNG ELECTRONIC SAMSUNG ELECTRONIC' SAMSUNG ELECTRONIC'' SAMSUNG ELECTRONIC''' SAMSUNG FIRE + MAR SAMSUNG FIRE + MAR' SANDISK CORP SANDVIK AB SASOL SAVVIS INC SBERBANK ROSSII SCHNEIDER ELECTRIC SEABRIGHT INS HLDGS INC SEALED AIR CORP NEW SEALY CORP SGS SA SHANGRI LA ASIA LTD

170,408. 1,215,500. 400,248. 354,830. 1,130,625. 11,226. 611,941. 100,082. 179,902. 485,363. 1,290,623. 1,141,388. 37,583. 354,212. 272,753. 575,792. 234,960. 446,544. 58,733. 219,558. 322,814. 512,882. 581,279. 110,298. 32,706. 314,595. 1,001,793. 566,280. 61,715. 301,498. 426,620. 464,195. 1,770,006. 195,954. 1,287,053. 133,029. 335,080. 905,545. 589,374. 1,772,419. 60,871. 365,013. 1,022,155. 222,480. 255,907. 278,627. 293,376. 109,255. 611,483. 57,221. 360,054. 99,647. 694,508. 36,789.

13-1659629 }}}}}}}}}} 170,408. 1,215,500. 400,248. 354,830. 1,130,625. 11,226. 611,941. 100,082. 179,902. 485,363. 1,290,623. 1,141,388. 37,583. 354,212. 272,753. 575,792. 234,960. 446,544. 58,733. 219,558. 322,814. 512,882. 581,279. 110,298. 32,706. 314,595. 1,001,793. 566,280. 61,715. 301,498. 426,620. 464,195. 1,770,006. 195,954. 1,287,053. 133,029. 335,080. 905,545. 589,374. 1,772,419. 60,871. 365,013. 1,022,155. 222,480. 255,907. 278,627. 293,376. 109,255. 611,483. 57,221. 360,054. 99,647. 694,508. 36,789.

12411201 756359 621570.00

32 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SHIN ETSU CHEM CO SHINHAN FINANCIAL SHINSEGAE CO LTD SHINSEGAE CO LTD' SHN INTL HLDGS SHOPRITE HLDGS LTD SIAM COMMERCIAL BK SIEMENS AG SILCHESTER INTL TOBACCO FREE SILICONWARE PRECIS SINGAPORE AIRLINES SINGAPORE TELECOMM SK TELECOM SK TELECOM' SK TELECOM LTD SKECHERS U S A INC SM INVEST CORP SMA SOLAR TECH AG SOMPO JAPAN INS SOURCEFIRE INC SPHERION CORP SPREADTRUM COMMUNICATIONS STANDARD CHARTERED STARENT NETWORKS CORP STATOILHYDRO ASA STEWART INFORMATION SVCS CORP SUMITOMO CORP SUMITOMO TRUST+BKG SUN MICROSYSTEMS INC SUPERVALU INC SURGUTNEFTEGAZ JSC SWISS REINSURANCE LTD SYNTHES INC TAIWAN CHI CHENG E TAIWAN FERTILIZER TAIWAN SEMICNDCTR MFG CO LTD TAIWAN SEMICON MAN TAIWAN SEMICON MAN' TAKEDA PHARMACEUTICAL CO LTD TAM S A TECH DATA CORP TELEFONICA O2 CZEC TELEFONICA SA TELEKOM MALAYSIA TELEKOMUNIKACJA PO TELEKOMUNIKASI IND TEVA PHARMACEUTICAL INDS LTD TEXWINCA HLDGS THAI UNION FROZEN THE CHILDREN S INVESTMENT FUND TIMBERLAND CO TMM REAL ESTATE DEV PLC TOFAS(TURK OTOMOBIL FAB) TOTAL ACCESS COMMU

475,918. 284,845. 329,102. 822,754. 100,930. 168,304. 136,659. 666,373. 20,116,870. 122,418. 456,418. 552,089. 155,976. 414,831. 201,271. 239,414. 91,502. 555,099. 5,307,998. 216,166. 191,662. 10,829. 1,270,109. 708,642. 602,773. 55,789. 743,431. 883,433. 1,680,800. 902,280. 44,030. 704,157. 1,240,814. 12,444. 114,523. 884,089. 770,323. 1,590,840. 670,535. 43,260. 303,280. 213,014. 1,385,830. 172,071. 21,040. 614,733. 655,578. 111,133. 42,729. 42,347,697. 120,409. 3,944. 16,952. 104,192.

13-1659629 }}}}}}}}}} 475,918. 284,845. 329,102. 822,754. 100,930. 168,304. 136,659. 666,373. 20,116,870. 122,418. 456,418. 552,089. 155,976. 414,831. 201,271. 239,414. 91,502. 555,099. 5,307,998. 216,166. 191,662. 10,829. 1,270,109. 708,642. 602,773. 55,789. 743,431. 883,433. 1,680,800. 902,280. 44,030. 704,157. 1,240,814. 12,444. 114,523. 884,089. 770,323. 1,590,840. 670,535. 43,260. 303,280. 213,014. 1,385,830. 172,071. 21,040. 614,733. 655,578. 111,133. 42,729. 42,347,697. 120,409. 3,944. 16,952. 104,192.

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33 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} TOYOTA MOTOR CORP TREX INC TRIPOD TECHNOLOGY TUPRAS(T PETR RAF) TURK TELEKOMUNIKAS TURKIYE GARANTI BANKASI TURKIYE GARANTI BANKASI' TURKIYE IS BANKASI TURKIYE IS BANKASI' ULTRA PETE CORP UNIBANCO UNIAO DE BANCOS BRAS UNICREDIT SPA UNILEVER PLC UNITED AMER INDTY LTD UNITED STATIONERS INC UNIVERSAL AMERN FINL CORP UNIVERSAL ROBINA URALKALIY URBI DESARROLLO UR VANCEINFO TECHNOLOGIES INC VARITRONIX INTL VIAD CORP VIETNAM RESOURCE I VISTA LAND + LIFES VIVENDI SA VMWARE INC VODAFONE GROUP VOSSLOH AG WAL MART DE MEXICO SAB DE CV WAL MART DE MEXICO SAB DE CV' WAR VIETNAM RES WATERS CORP WEBSTER FINL CORP WATERBURY WESTERN UN CO WIMM BILL DANN FOODS OJSC WPP PLC WUXI PHARMATECH CAYMAN INC X 5 RETAIL GROUP NV XINYI GLASS HLDGS YUANTA FINL HOLDS YUE YUEN INDL HLDG TOTAL TO FORM 990-PF, PART II, LINE 10B

724,247. 426,726. 41,796. 151,148. 54,348. 151,381. 768,471. 103,577. 532,854. 945,574. 917,604. 384,221. 883,224. 422,090. 165,776. 152,189. 17,687. 24,057. 348,669. 147,008. 340,028. 139,163. 267,746. 17,225. 1,054,268. 909,791. 931,738. 806,614. 647,065. 393,174. 51. 819,347. 127,810. 1,705,026. 210,480. 457,169. 239,396. 170,177. 315,347. 192,160. 181,859. }}}}}}}}}}}}}} 861,688,839. ~~~~~~~~~~~~~~

13-1659629 }}}}}}}}}} 724,247. 426,726. 41,796. 151,148. 54,348. 151,381. 768,471. 103,577. 532,854. 945,574. 917,604. 384,221. 883,224. 422,090. 165,776. 152,189. 17,687. 24,057. 348,669. 147,008. 340,028. 139,163. 267,746. 17,225. 1,054,268. 909,791. 931,738. 806,614. 647,065. 393,174. 51. 819,347. 127,810. 1,705,026. 210,480. 457,169. 239,396. 170,177. 315,347. 192,160. 181,859. }}}}}}}}}}}}}} 861,688,839. ~~~~~~~~~~~~~~

12411201 756359 621570.00

34 STATEMENT(S) 13 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF CORPORATE BONDS STATEMENT 14 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} HYNIX SEMICONDUCTO POWERCHIP SEMICONDUCTOR CORP TOTAL TO FORM 990-PF, PART II, LINE 10C FAIR MARKET BOOK VALUE VALUE }}}}}}}}}}}}}} }}}}}}}}}}}}}} 222,260. 222,260. 68,172. 68,172. }}}}}}}}}}}}}} }}}}}}}}}}}}}} 290,432. 290,432. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER INVESTMENTS STATEMENT 15 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} ABRY PARTNERS VI LP LIMITED PARTNERSHIP ACACIA FUND III LP ACCEL IX LIMITED PARTNERSHIP ACCEL X L P AETOS CAPITAL ASIA TE AETOS CAPITAL ASIA TE II LTD AETOS CAPITAL OPPORTUNITIES CA LIMITED PARTNERSHIP ALPINE INVESTORS III LP LIMITED PARTNERSHIP ALTA SUBORDINATED DEBT FUND ALTOR FUND II LP LIMITED PARTNERSHIP AMERICAN SECURITIES PARTNERS V LIMITED PARTNERSHIP INVESTMENT AMERICAN SECURITIES PRTNRS IV LP AP CAYMAN PARTNERS II CO INV LIMITED PARTNERSHIP AP CAYMAN PARTNERS II LIMITED PARTNERSHIP ARCLIGHT ENERGY PART FD IV LP ARCLIGHT ENERGY PARTNERS FD 3 ASLAN REALTY PARTNERS II RE TRUST ATTICUS FUND LIMITED PARTNERSHIP AUDAX PRIVATE EQUITY FD II LIMITED PARTNERSHIP AUDAX PRIVATE EQUITY FUND III LIMITED PARTNERSHIP AVANTI STRATEGIC LAND INV IV AVANTI STRATEGIC LAND INV V AVANTI STRATEGIC LAND INV VI LP BAIN CAPITAL ASIA FUND LP BAIN CAPITAL FUND IX LP VALUATION METHOD }}}}}}}}} FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FAIR MARKET BOOK VALUE VALUE }}}}}}}}}}}}}} }}}}}}}}}}}}}} 3,457,220. 2,593. 9,167,926. 1,692,496. 8,375,832. 20,960,900. 9,030,699. 7,564,940. 978. 12,539,392. 865,446. 12,376,635. 287,291. 1,777,398. 10,813,909. 16,864,733. 3,706,100. 23,304,815. 18,334,258. 8,637,364. 130,508. 8,788,260. 187,607. 221,339. 5,069,739. 3,457,220. 2,593. 9,167,926. 1,692,496. 8,375,832. 20,960,900. 9,030,699. 7,564,940. 978. 12,539,392. 865,446. 12,376,635. 287,291. 1,777,398. 10,813,909. 16,864,733. 3,706,100. 23,304,815. 18,334,258. 8,637,364. 130,508. 8,788,260. 187,607. 221,339. 5,069,739.

12411201 756359 621570.00

35 STATEMENT(S) 14, 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BAIN CAPITAL FUND VIII E LP BAIN CAPITAL IX COINV FUND LP BATTERY VENTURES VI LP BATTERY VENTURES VII LP BATTERY VENTURES VIII LIMITED PARTNERSHIP BAUPOST VALUE PARTNERS IV LIMITED PARTNERSHIP BAY RESOURCE PRTNRS OFFSHORE L P BC EUROPEAN CAPITAL VII BC EUROPEAN CAPITAL VIII LP BENCHMARK CAP PARTNERS VI LP LIMITED PARTNERSHIP BENCHMARK CAPITAL PARTNERS IV BENCHMARK CAPITAL PARTNERS V LP BERKSHIRE FUND VI LP BERKSHIRE FUND VII LP BLUE RIDGE OFFSHORE LP LP ACCT 0 53512 BRAHMAN INSTITUTIONAL PTNRS LP BRIDGEWATER PURE ALPHA FUND II SERIES C BRIDGEWATER ST INV FUND I LLC BROADREACH CAPITAL PARTNERS LP BROADREACH CAPITAL PARTNERS REIT II LP REIT BROOKDALE INVESTORS FIVE LP REAL ESTATE INV TRUST CABOT INDUSTRIAL VALUE FD II INV TRUST CABOT INDUSTRIAL VALUE FUNDIII CADENT ENERGY PARTNERS I LP CADENT ENERGY PARTNERS II LP CADMUS CAPITAL FUND LTD CANTILLON WORLD LTD CAPITAL RESOURCE LENDERS II CAPITAL RESOURCE LENDERS III LP CAPITAL RESOURCE LENDERS IV LP CAPITAL RESOURCE PARTNERS V LIMITED PARTNERSHIP CARL MARKS STRATEGIC OPP FUND LP CASTANEA PARTNERS FUND III LP LIMITED PARTNERSHIP CDH CHINA FUND III, LP CDH SUPPLEMENTARY FUND III,LP CERBERUS INSTITUTIONAL PRTNS SERIES IV CERBERUS SERIES 3 HOLDINGS LLC CHARLES RIVER PARTNERS XIII LP LIMITED PARTNERSHIP CHARLES RIVER PARTNERSHIP X CHARLES RIVER PARTNERSHIP XI ANNEX FUND LP CHARLES RIVER PARTNERSHIP XI LIMITED PARTNERSHIP

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

10,307,639. 2,434,411. 3,073,168. 7,252,084. 2,582,160. 48,226,116. 8,760,712. 9,257,311. 10,646,943. 3,037,052. 5,715,794. 5,103,233. 10,872,762. 4,874,208. 77,987,288. 22,232,930. 41,755,619. 30,820,257. 3,557,541. 8,971,123. 5,042,716. 16,670,848. 25,901. 8,676,252. 2,876,501. 128,108. 6,269,900. 742,143. 829,373. 2,392,188. 5,823,893. 7,342,748. 1,047,096. 7,609,576. 1,514,362. 6,964,147. 11,657,921. 2,432,893. 212,389. 61,849. 375,103.

13-1659629 }}}}}}}}}} 10,307,639. 2,434,411. 3,073,168. 7,252,084. 2,582,160. 48,226,116. 8,760,712. 9,257,311. 10,646,943. 3,037,052. 5,715,794. 5,103,233. 10,872,762. 4,874,208. 77,987,288. 22,232,930. 41,755,619. 30,820,257. 3,557,541. 8,971,123. 5,042,716. 16,670,848. 25,901. 8,676,252. 2,876,501. 128,108. 6,269,900. 742,143. 829,373. 2,392,188. 5,823,893. 7,342,748. 1,047,096. 7,609,576. 1,514,362. 6,964,147. 11,657,921. 2,432,893. 212,389. 61,849. 375,103.

12411201 756359 621570.00

36 STATEMENT(S) 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CHARLES RIVER PARTNERSHIP XII CHARLES RIVER PARTNERSHIP XII ANNEX FD LP CHRYSCAPITAL IV CHRYSCAPITAL V LLC CODE HENNESSY + SIMMONS IV CODE HENNESSY + SIMMONS PE V LIMITED PARTNERSHIP COMM FD CAP NATRL RES PRTNS VI COMMFD CNR PARTNERS VII LP LIMITED PARTNERSHIP CONVEXITY CAPITAL OFFSHORE LP CP INVESTMENT FUND II LP CGO CP INVESTMENT FUND III LP REAL ESTATE CROSSPOINT VENTURE PARTNERS 2000 Q LP CROSSPOINT VENTURE PRTNRS 1999 CROW HLDGS REALTY PART II LP REAL ESTATE CROW HOLDINGS REALTY PARTNERS III A LP CYPRESS REALTY V LP CYPRESS REALTY VI LP DA VINCI JAPAN REAL ESTATE PARTNERS III LP DELPHI VENTURES IV EMINENCE LEV LONG ALPHA LTD LIMITED PARTNERSHIP FARALLON CAPITAL INST PARTNERS L P FIRELAKE STRATEGIC TECH FD II LP FIRELAKE STRATEGIC TECH FD LP PRIVATE FORTRESS COMM FUND LP REAL ESTATE FORTRESS INVESTMENT FUND III FUND B FORTRESS INVESTMENT FUND IV FORTRESS INVESTMENT FUND V FORTRESS RES INVEST DEUTSCHLAND REIT FORTRESS V COINVESTMENT FORUM ASIAN REALTY II LP REAL ESTATE FREMONT STRATEGIC PROPERTY PARTNERS LP FREMONT STRETEGIC PROPERTY II LIMITED PARTNERSHIP GENERAL CATALYST GROUP IV L.P. GENERAL CATALYST GROUP V SUPPL LIMITED PARTNERSHIP GENERAL CATALYST GRP III LP GENERAL CATALYST V LP LIMITED PARTNERSHIP GLOBAL ASCENT GLASE1 GMO MEAN REVERSION FD OFFSHORE LIMITED PARTNERSHIP

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

1,209,399. 242,152. 4,052,776. 2,420,941. 3,369,570. 9,619,697. 6,296,546. 2,403,423. 108,413,382. 4,440,693. 420,542. 4,769,952. 827,936. 144,419. 33,988. 15,239,733. 10,305,158. 22,158,695. 1,318,487. 3,569,046. 47,463,818. 2,456,258. 18,164,671. 32,036,100. 3,990,072. 10,192,596. 5,721,837. 3,026,131. 1,723,434. 7,162,340. 2,924,278. 11,561,824. 3,914,333. 1,290,887. 5,206,942. 2,930,721. 28,126,443. 6,362,891.

13-1659629 }}}}}}}}}} 1,209,399. 242,152. 4,052,776. 2,420,941. 3,369,570. 9,619,697. 6,296,546. 2,403,423. 108,413,382. 4,440,693. 420,542. 4,769,952. 827,936. 144,419. 33,988. 15,239,733. 10,305,158. 22,158,695. 1,318,487. 3,569,046. 47,463,818. 2,456,258. 18,164,671. 32,036,100. 3,990,072. 10,192,596. 5,721,837. 3,026,131. 1,723,434. 7,162,340. 2,924,278. 11,561,824. 3,914,333. 1,290,887. 5,206,942. 2,930,721. 28,126,443. 6,362,891.

12411201 756359 621570.00

37 STATEMENT(S) 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRAHAM PARTNERS II GRAHAM PARTNERS II CO INVESTMENTS LP GREENFIELD ACQ PARTNERS V LP REAL ESTATE GREENFIELD ACQS PARTNERS IV LP GREENFIELD ACQU PARTNERS III GROTECH IV LP GROTECH PARTNERS III LTD PARTNERSHIP GS CAPITAL PARTNERS III GS SPECIAL OPPORTUNITIES ASIA HELLMAN FRIEDMAN CAP PARTN II HF EMINENCE FUND LTD HIGHCROSS REG UK PARTNERS III L P HIGHCROSS REGIONAL PARTNERS LP HIGHCROSS REGIONAL UK PARTNERS HIGHLAND CAPITAL PARTNERS V HIGHLAND CAPITAL PARTNERS VI HIGHSIDE OFFSHORE LTD LIMITED PARTNERSHIP INVESTMENT IDG ACCEL CHINA CAPITAL IDG ACCEL CHINA GROWTH FD II LP IDG ACCEL CHINA GROWTH FUND I INSTITUTIONAL VENTURE PART 8 INSTITUTIONAL VENTURE PRTNS IV INVENTION DEVELOPMENT FD I INVENTION INV FUND I LP J.C. FLOWERS II LP KING STREET CAPITAL II LIMITED PARTNERSHIP KING STREET CAPITAL LP KPCB CHINA FUND LATIN POWER III LP LIMITED PARTNERSHIP LIME ROCK PARTNERS III LP LIMITED PARTNERSHIP LIME ROCK PARTNERS IV LIME ROCK PARTNERS V LIMITED PARTNERSHIP LIME ROCK RESOURCES C LIMITED PARTNERSHIP LITTLEJOHN FUND III LP LNK PARTNERS LP LONE PINON LIMITED PARTNERSHIP LONE STAR FUND VI L.P. LIMITED PARTNERSHIP LONE STAR V AR DISTRESSED LONGREACH CAP PARTNERS I LP LIMITED PARTNERSHIP LYME FOREST FUND M + H REALTY PART V LP REITS MAP 2006 LP LIMITED PARTNERSHIP MARATHON DISTRESSED SUBPRIME FD(CAYMAN) LTD

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

11,336,685. 2,756,228. 4,007,330. 7,047,445. 8,503,277. 3,440. 2,929. 379,167. 694,980. 5,551. 14,255,314. 751,366. 5,750,474. 2,912,049. 1,701,628. 4,183,108. 12,757,974. 1,520,494. 3,333,851. 9,470,713. 119,372. 135,548. 304,819. 5,982,292. 5,311,417. 37,939,041. 7,009,031. 3,111,299. 2,281,218. 4,935,345. 4,626,689. 1,579,729. 13,597,751. 8,817,325. 4,055,838. 4,459,428. 15,417,299. 14,809,806. 6,688,049. 8,314,489. 1,812,387. 7,594,071. 15,529,686.

13-1659629 }}}}}}}}}} 11,336,685. 2,756,228. 4,007,330. 7,047,445. 8,503,277. 3,440. 2,929. 379,167. 694,980. 5,551. 14,255,314. 751,366. 5,750,474. 2,912,049. 1,701,628. 4,183,108. 12,757,974. 1,520,494. 3,333,851. 9,470,713. 119,372. 135,548. 304,819. 5,982,292. 5,311,417. 37,939,041. 7,009,031. 3,111,299. 2,281,218. 4,935,345. 4,626,689. 1,579,729. 13,597,751. 8,817,325. 4,055,838. 4,459,428. 15,417,299. 14,809,806. 6,688,049. 8,314,489. 1,812,387. 7,594,071. 15,529,686.

12411201 756359 621570.00

38 STATEMENT(S) 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MARATHON SPECIAL OPP FUND LTD LIMITED PARTNERSHIP MERIT ENERGY PARTNERS EI LP MERIT ENERGY PARTNERS F I LP MILLGATE INTERNATIONAL LTD LIMITED PARTNERSHIP MISSIONPOINT CAP PARTNERS 1 MOHR DAIDOW VENTURES VI LTD PARTNERSHIP MOHR DAVIDOW VENTURES IX LP MOHR DAVIDOW VENTURES VIII LP MOHR DAVIDOW VII LP LIMITED PARTNERSHIP (ALT ASSE) MONTRICA GLOBAL OPP FUND LP MOORFIELD REAL ESTATE FUND A LIMITED PARTNERSHIP MORGAN STANLEY PRIVATE EQUITY ASIA LIMITED PARTNERSHIP NATL CAPITAL PROP III NEA 11 LP NEA 9 NEW ENTERPRISE ASSOCIATES 10 LP NEW ENTERPRISE ASSOCIATES XII NORTH BRIDGE GROWTH EQUITY I OAKTREE CAPITAL MANAGEMENT III LIMITED PARTNERSHIP OAKTREE CAPITAL MANAGEMENT IV OAKTREE CAPITAL MANAGEMENT OPP OCEANWOOD GLOBAKL OPP LP ORION EUROPEAN RE FUND II OZ EUROPE OVERSEAS FUND LTD OZ OVERSEAS FUND LTN PEEPUL CAPITAL LLC ILABS L P PEQUOT CORP OPPORT OFFSHORE PHOENIX ASIA RE INVS III LP LIMITED PARTNERSHIP PLUG POLARIS VENTURE PARTNERS IV LP QUADRANGLE/NACIONAL CAP PROPERTIES TR II LP QUANTUM ENERGY PARTNERS IV QUANTUM ENERGY PARTNERS V L P QUANTUM RES B LIMITED PARTNERSHIP REDPOINT OMEGA REDPOINT VENTURE I LP REDPOINT VENTURES II LP LIMITED PARTNERSHIP REDPOINT VENTURES III LP LP ROSEWOOD CAPITAL LP SAB OVERSEAS FUND LTD LIMITED PARTNERSHIP SANSAR CAPITAL L P SB ASIA INVESTMENT FD II LP SEQUOIA CAPITAL CHINA II L.P. LIMITED PARTNERSHIP

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

13-1659629 }}}}}}}}}} 21,795,254. 3,715,807. 3,480,541. 7,749,066. 9,401,483. 1,632,504. 3,103,608. 4,695,308. 5,601,403. 22,225,675. 5,318,406. 15,767,122. 11,131,139. 7,648,537. 1,354,379. 2,390,252. 2,606,419. 2,273,412. 368,137. 27,675. 81,887. 4,713,612. 1,964,960. 14,547,286. 34,684,580. 3,701,413. 1,513,691. 7,618,830. 975. 9,013,749. 11,140,201. 5,056,528. 435,927. 1,070,708. 1,141,915. 2,926,914. 6,732,374. 5,004,327. 519,469. 22,050,092. 19,346,659. 16,113,379. 1,485,476. 21,795,254. 3,715,807. 3,480,541. 7,749,066. 9,401,483. 1,632,504. 3,103,608. 4,695,308. 5,601,403. 22,225,675. 5,318,406. 15,767,122. 11,131,139. 7,648,537. 1,354,379. 2,390,252. 2,606,419. 2,273,412. 368,137. 27,675. 81,887. 4,713,612. 1,964,960. 14,547,286. 34,684,580. 3,701,413. 1,513,691. 7,618,830. 975. 9,013,749. 11,140,201. 5,056,528. 435,927. 1,070,708. 1,141,915. 2,926,914. 6,732,374. 5,004,327. 519,469. 22,050,092. 19,346,659. 16,113,379. 1,485,476.

12411201 756359 621570.00

39 STATEMENT(S) 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SEQUOIA CAPITAL CHINA LIMITED PARTNERSHIP SEQUOIA CAPITAL GROWTH FD III LIMITED PARTNERSHIP SEQUOIA CAPITAL INDIA GROWTH FUND SEQUOIA CAPITAL INDIA III LP LIMITED PARTNERSHIP SEQUOIA CAPITAL ISRAEL III LP LIMITED PARTNERSHIP SEQUOIA CAPITAL IX LIMITED PARTNERSHIP SEQUOIA CAPITAL X SEQUOIA CAPITAL XI LP SEQUOIA CAPITAL XII LP PARTNERS HEALTHCARE SEQUOIA CPTL CHINA GROWTH FD I LP SHORENSTEIN REALTY INV IX LP SHORENSTEIN REALTY INV VI LP LIMITED PARTNERSHIP SHORENSTEIN REALTY INV VII LP LIMITED PARTNERSHIP SHORENSTEIN REALTY INV VIII LP SIERRA VENTURES VII LP SIGMA PARTNERS VII LP SIGMA PARTNERS VIII LP LIMITED PARTNERSHIP SOWOOD ALPHA FUND LTD STATE STR INSTL INVT TR TREAS MMKT FD INST (IJ1B) SUMMIT PARTN VENTURE CAP II A LP SUMMIT PARTNERS PRIVAT EQUITY FUND VII A SUMMIT VENTURES IV LP SUMMIT VENTURES V SUMMIT VENTURES VI TA VI REIT THE PRIVATVARDE FUND LP THE VARDE FUND IX L P LTD PARTNERSHIP THE VARDE FUND VIII LP THOMA CRESSEY FUND VI THOMA CRESSEY FUND VII LP TIGER ASIA OVERSEASFUND LTD TIGER GLOBAL LTD L P TIGER GLOBAL PIP IV LIMITED PARTNERSHIP TIGER GLOBAL PIP V LP TPG AXON PARTNERS OFFSHORE LTD LP ACCT 0 53147 TRANSEUROPEAN PROPERTIES LP U S VENTURE PARTNERS IV U S VENTURE PARTNERS V LIMITED PARTNERSHIP US VENTURE PARNTERS IX

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

13-1659629 }}}}}}}}}} 3,123,472. 11,576,063. 2,179,909. 278,658. 1,545,890. 561,917. 1,829,002. 2,683,310. 2,280,015. 2,072,012. 6,846,662. 3,051,120. 7,319,442. 7,976,723. 1,989,732. 4,993,751. 1,652,528. 1,051,640. 14,986. 962,567. 2,371,325. 115,153. 367,254. 7,762,224. 13,989,131. 25,100,032. 15,774,576. 21,417,525. 387,237. 638,866. 32,473,597. 18,084,781. 6,432,413. 551,061. 31,733,528. 174,902. 245,078. 257,200. 5,779,750. 3,123,472. 11,576,063. 2,179,909. 278,658. 1,545,890. 561,917. 1,829,002. 2,683,310. 2,280,015. 2,072,012. 6,846,662. 3,051,120. 7,319,442. 7,976,723. 1,989,732. 4,993,751. 1,652,528. 1,051,640. 14,986. 962,567. 2,371,325. 115,153. 367,254. 7,762,224. 13,989,131. 25,100,032. 15,774,576. 21,417,525. 387,237. 638,866. 32,473,597. 18,084,781. 6,432,413. 551,061. 31,733,528. 174,902. 245,078. 257,200. 5,779,750.

12411201 756359 621570.00

40 STATEMENT(S) 15 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} US VENTURE PARTNERS VI LIMITED PARTNERSHIP US VENTURE PARTNERS VII US VENTURE PARTNERS VIII LP VESTAR CAPITAL PARTNER V VESTAR CAPITAL PARTNERS III LP VESTAR CAPITAL PARTNERS IV LP WATERSHED CAPITAL INSTITUTIONA WELLINGTON BAY POND WELLINGTON MGMT INV TERREBONNE LP WELLINGTON MGMT SPINDRIFT INV LIMITED PARTNERSHIP WELSH CARSON ANDERSON STOWE 8 WELSH CARSON ANDERSON+STOWE IX LIMITED PARTNERSHIP WESTON PRESIDIO CAP IV LP LIMITED PARTNERSHP WESTON PRESIDIO III WESTON PRESIDIO V TOTAL TO FORM 990-PF, PART II, LINE 13

FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV FMV

13-1659629 }}}}}}}}}} 729,478. 2,854,433. 7,293,355. 10,332,003. 4,464,138. 8,077,066. 17,748,528. 13,386,750. 19,057,910. 14,695,475. 4,575,478. 11,417,004. 729,478. 2,854,433. 7,293,355. 10,332,003. 4,464,138. 8,077,066. 17,748,528. 13,386,750. 19,057,910. 14,695,475. 4,575,478. 11,417,004.

2,136,613. 2,136,613. 1,703,329. 1,703,329. 2,258,321. 2,258,321. }}}}}}}}}}}}}} }}}}}}}}}}}}}} 1923166671. 1923166671. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER ASSETS STATEMENT 16 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} PROGRAM RELATED INVESTMENTS 8,788,528. 14,132,553. 14,132,553. BOND UNDERWRITER'S FEES 126,265. 118,119. 118,119. FEDERAL EXCISE AND UBI TAX RECEIVABLE 3,794,668. 3,185,000. 3,185,000. PREPAID PENSION COST AND OTHER ASSETS 40,477,084. 13,190,024. 13,190,024. COLLATERAL HELD FOR SECURITIES ON LOAN 401,005,610. 0. 0. DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 2,201,057. 59,026,755. 59,026,755. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TO FORM 990-PF, PART II, LINE 15 456,393,212. 89,652,451. 89,652,451. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

12411201 756359 621570.00

41 STATEMENT(S) 15, 16 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF OTHER LIABILITIES STATEMENT 17 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION }}}}}}}}}}} TAX-EXEMPT BONDS TO FUND 1993 FACILITY PURCHASE DEFERRED FEDERAL EXCISE TAX PAYABLE FOR RETURN OF COLLATERAL ON LOANED SECURITIES POSTRETIREMENT BENEFIT OBLIGATION UBI TAXES PAYABLE - STATES BORROWINGS UNDER LINE OF CREDIT TOTAL TO FORM 990-PF, PART II, LINE 22 BOY AMOUNT EOY AMOUNT }}}}}}}}}}}}}} }}}}}}}}}}}}}} 21,134,139. 14,375,084. 20,266,452. 0.

401,005,610. 0. 17,894,283. 20,752,443. 0. 300,000. 0. 100,000,000. }}}}}}}}}}}}}} }}}}}}}}}}}}}} 454,409,116. 141,318,895. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 18 TRUSTEES AND FOUNDATION MANAGERS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} EMPLOYEE TITLE AND COMPENBEN PLAN EXPENSE AVRG HRS/WK SATION CONTRIB ACCOUNT }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}} TRUSTEE 2.00 9,000. 0. 0. TRUSTEE 2.00 TRUSTEE 2.00 TRUSTEE 2.00 TRUSTEE 2.50 TRUSTEE 2.00

NAME AND ADDRESS }}}}}}}}}}}}}}}} WILLIAM H. FOEGE C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 ANN M. FUDGE C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 RAJAT GUPTA C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 MARGARET HAMBURG C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 THOMAS J. HEALEY C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 ANTONIA HERNANDEZ C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018

13,000.

0.

0.

6,500.

0.

0.

10,500.

0.

0.

0.

11,000.

0.

10,500.

0.

0.

12411201 756359 621570.00

42 STATEMENT(S) 17, 18 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ALICE HUANG C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 STRIVE MASIYIWA C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 JESSICA T. MATHEWS C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 DIANA NATALICIO C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 SANDRA DAY O'CONNOR C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 JAMES F. ORR, III C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 MAMPHELA RAMPHELE C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 DAVID ROCKEFELLER, JR. C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 JOHN ROWE C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 RAYMOND SMITH C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 XUAN VO-TONG C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 JUDITH RODIN C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 PETER MADONIA C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018

TRUSTEE 2.00 TRUSTEE 2.50 TRUSTEE 2.00 TRUSTEE 2.00 TRUSTEE 2.00 CHAIR 3.00 TRUSTEE 2.50 TRUSTEE 2.00 TRUSTEE 2.50 TRUSTEE 2.00 TRUSTEE 2.00 PRESIDENT 45.00

13-1659629 }}}}}}}}}} 10,500. 0. 0.

12,500.

0.

0.

8,500.

0.

0.

0.

11,000.

0.

0.

0.

0.

13,000.

0.

0.

0.

8,500.

0.

12,500.

0.

0.

12,500.

0.

0.

0.

8,500.

0.

10,500.

0.

0.

740,600.

63,851.

0.

CHIEF OPERATING OFFICER 45.00 400,775.

61,449.

0.

12411201 756359 621570.00

43 STATEMENT(S) 18 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NADYA SHMAVONIAN (THROUGH 7/1/08) C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 DARREN WALKER C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 PAMELA O. FOSTER C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 LAWRENCE T. MANGAN (THROUGH 1/31/08) C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 DONNA J. DEAN C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 RICHARD PARSONS C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 ELLEN TAUS (FROM 4/1/08 ON) C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 SHARI PATRICK C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018 DAVID JHIRAD C/O FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018

VICE PRESIDENT 40.00 VICE PRESIDENT 45.00

13-1659629 }}}}}}}}}} 217,482. 37,783. 0.

338,900.

57,260.

0.

ASSISTANT GENERAL COUNSEL 45.00 221,963. CHIEF FINANCIAL OFFICER 45.00 30,545.

47,452.

0.

4,773.

0.

TREASURER AND CHIEF INVEST 45.00 1,050,866. 30,333. TRUSTEE 2.00

0.

7,000.

0.

0.

CHIEF FINANCIAL OFFICER 45.00 206,250.

31,888.

0.

GENERAL COUNSEL AND CORP. SECRETARY 45.00 281,750. 34,849. VICE PRESIDENT 45.00

0.

310,500.

38,589.

0.

TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII

}}}}}}}}}}} }}}}}}}} }}}}}}}} 3,936,131. 447227. 0. ~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~

12411201 756359 621570.00

44 STATEMENT(S) 18 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 19 PART VII-B, LINE 5C }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ABT ASSOCIATES, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 WHEELER STREET CAMBRIDGE, MA 02138-1168 GRANT AMOUNT }}}}}}}}}}}}}} 42,900. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 25,324.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN CAPACITY OF THE NIGERIAN GOVERNMENT TO IMPROVE HEALTH SYSTEMS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/26/2009, 10/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

45 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011 GRANT AMOUNT }}}}}}}}}}}}}} 3,500,000. DATE OF GRANT }}}}}}}}}}}}} 12/29/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A DEBT AND EQUITY FUND IN EAST AFRICA AND SOUTH ASIA.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

46 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} AFRIAFYA GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AMREF KCO BUILDING, WILSON AIRPORT, P.O. BOX 27576 NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 98,500. DATE OF GRANT }}}}}}}}}}}}} 04/05/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 98,500.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN HEALTH MANAGEMENT INFORMATION SYSTEMS IN KENYA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/31/2007, 3/5/2008, 10/35/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

47 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN BIOTECHNOLOGY STAKEHOLDERS FORUM GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 66069 NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 12,000. DATE OF GRANT }}}}}}}}}}}}} 01/10/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 12,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PRODUCE EDUCATIONAL MATERIALS ON AFRICAN CROP IMPROVEMENT RESEARCH.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/3/2006 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

48 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN NETWORK OPERATORS GROUP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34 CHURCH CRESCENT LABONE, P.O. BOX 3035 ACCRA, GHANA GRANT AMOUNT }}}}}}}}}}}}}} 110,000. DATE OF GRANT }}}}}}}}}}}}} 11/25/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 13,131.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TRAINING TO IMPROVE BANDWIDTH MANAGEMENT IN AFRICAN INSTITUTIONS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

49 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ASSOCIATION FOR HEALTH AND ENVIRONMENTAL DEVELOPMENT GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 17 BEIRUT STREET., APT. 501, HELIOPOLIS CAIRO, EGYPT GRANT AMOUNT }}}}}}}}}}}}}} 79,400. DATE OF GRANT }}}}}}}}}}}}} 12/18/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 60,619.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A TRAINING COURSE FOR HEALTH PROFESSIONALS FROM DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

50 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} B LAB COMPANY GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 WATERLOO AVENUE BERWYN, PA 19312 GRANT AMOUNT }}}}}}}}}}}}}} 500,000. DATE OF GRANT }}}}}}}}}}}}} 01/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 500,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INSTITUTIONALIZE 'B CORPORATIONS' - COMPANIES WITH A SOCIAL PURPOSE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/13/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

51 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} BCLF VENTURES II AKA BOSTON COMMUNITY CAPITAL GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 56 WARREN STREET, PALLADIO HALL BOSTON, MA 02119-3236 GRANT AMOUNT }}}}}}}}}}}}}} 750,000. DATE OF GRANT }}}}}}}}}}}}} 05/08/02 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO SUPPORT SOCIAL INVESTMENTS IN BUSINESSES IN THE NORTHEASTERN U.S.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2005, 12/31/2006, 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

52 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} BEN LOETERMAN PRODUCTIONS, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 119 BRAINTREE STREET, SUITE 403 BOSTON , MA 02134 GRANT AMOUNT }}}}}}}}}}}}}} 28,500. DATE OF GRANT }}}}}}}}}}}}} 01/08/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE DOCUMENTARY, "THE PEOPLE VS. LEO FRANK." AND AN EDUCATIONAL PROJECT.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

53 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} BUILDING AMERICA'S FUTURE GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1301 PENNSYLVANIA AVE., NW, SUITE 350 WASHINGTON, DC 20004 GRANT AMOUNT }}}}}}}}}}}}}} 500,000. DATE OF GRANT }}}}}}}}}}}}} 10/10/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 72,212.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADVANCE A NATIONAL VISION ON SOCIAL EQUITY IN TRANSPORTATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

54 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #23, ST. 47, SANGKAT SRAS CHAK, KHAN DAUN PENH PHNOM PENH, CAMBODIA GRANT AMOUNT }}}}}}}}}}}}}} 152,637. DATE OF GRANT }}}}}}}}}}}}} 12/28/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 146,233.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN HEALTH CARE FOR CAMBODIAN WORKERS MIGRATING TO THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/26/2009, 7/16/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

55 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTENARY RURAL DEVELOPMENT BANK, LTD. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 7, ENTEBBE ROAD, PO BOX 1892 KAMPALA , UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 200,000. DATE OF GRANT }}}}}}}}}}}}} 11/30/05 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO RAISE THE INCOMES OF POOR SMALLHOLDER FARMERS IN UGANDA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

56 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTENARY RURAL DEVELOPMENT BANK, LTD. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 7, ENTEBBE ROAD, PO BOX 1892 KAMPALA , UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 300,000. DATE OF GRANT }}}}}}}}}}}}} 04/09/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO RAISE THE INCOMES OF POOR SMALLHOLDER FARMERS IN UGANDA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

57 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR ADVANCED STUDY GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #160, STREET 156, SANGKAT TUK LAAK 2, KHAN TUOL KORK PHNOM PENH, CAMBODIA GRANT AMOUNT }}}}}}}}}}}}}} 28,700. PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS CHANGES DATE OF GRANT }}}}}}}}}}}}} 05/11/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 28,700.

13-1659629 }}}}}}}}}}

IN THE CULTURAL SITUATION OF

COMMUNITIES IN CAMBODIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/24/2007, 1/23/2008, 1/25/2008, 1/14/2009, 1/27/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

58 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR COMMUNITY DEVELOPMENT STUDIES

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 133, QIXIANG ROAD, KUNMING, THE OLD CAMPUS, YUNNAN ACADEMY OF SOCIAL SCI YUNNAN, CHINA GRANT AMOUNT }}}}}}}}}}}}}} 50,000. DATE OF GRANT }}}}}}}}}}}}} 02/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 39,753.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} AN ANALYTIC REVIEW OF SOCIAL TRANSFORMATIONS EXPERIENCED BY MINORITY GROUPS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

59 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR NEW YORK CITY NEIGHBORHOODS, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 74 TRINITY PLACE, 13TH FLOOR NEW YORK, NY 10006 GRANT AMOUNT }}}}}}}}}}}}}} 500,000. DATE OF GRANT }}}}}}}}}}}}} 06/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 500,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A HOUSING COUNSELING PROGRAM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

60 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE CHET TRUST, PO BOX 29204, SUNNYSIDE 0132 PRETORIA, SOUTH AFRICA GRANT AMOUNT }}}}}}}}}}}}}} 84,000. DATE OF GRANT }}}}}}}}}}}}} 07/09/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH NETWORK IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/20/2008, 2/10/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

61 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE CHET TRUST, PO BOX 29204, SUNNYSIDE 0132 PRETORIA, SOUTH AFRICA GRANT AMOUNT }}}}}}}}}}}}}} 84,000. DATE OF GRANT }}}}}}}}}}}}} 07/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 57,320.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH NETWORK IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/20/2008, 2/11/2008, 5/14/5008, ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

2/10/2009

12411201 756359 621570.00

62 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR THE MANAGEMENT OF IP IN HEALTH R & D (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OXFORD CENTRE FOR INNOVATION, MILL STREET OXFORD, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 100,000. DATE OF GRANT }}}}}}}}}}}}} 02/08/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 100,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE THE DEVELOPMENT OF HEALTH PRODUCTS FOR POOR PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/18/2006, 1/19/2006, 1/22/2007, 1/22/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

63 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR MANAGEMENT OF IP IN HEALTH R & D (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OXFORD CENTRE FOR INNOVATION, MILL STREET OXFORD, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 300,000. DATE OF GRANT }}}}}}}}}}}}} 10/19/04 AMOUNT EXPENDED }}}}}}}}}}}}}}} 300,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE DEVELOPMENT OF PRODUCTS FOR THE POOR .

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2005, 1/20/2006, 12/21/2006, 1/12/2007, 4/25/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

64 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR MANAGEMENT OF IP IN HEALTH R & D (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OXFORD CENTRE FOR INNOVATION, MILL STREET OXFORD, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 14,000. DATE OF GRANT }}}}}}}}}}}}} 02/08/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 14,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE DEVELOPMENT OF PRODUCTS FOR THE POOR .

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/21/2006, 1/12/2007, 4/25/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

65 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR MANAGEMENT OF IP IN HEALTH R & D (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} OXFORD CENTRE FOR INNOVATION, MILL STREET OXFORD, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 210,000. DATE OF GRANT }}}}}}}}}}}}} 02/03/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 210,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A BOOK ON BEST PRACTICES FOR MANAGEMENT OF INTELLECTUAL PROPERTY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/1/2006, 12/21/2006, 1/12/2007, 4/25/2008, 10/20/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

66 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CITISTATES GROUP, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 610 G STREET, S.W. WASHINGTON, DC 20024 GRANT AMOUNT }}}}}}}}}}}}}} 321,000. DATE OF GRANT }}}}}}}}}}}}} 03/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 321,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A REPORT THAT SYNTHESIZES THE DISCUSSIONS OF THE RF GLOBAL URBAN SUMMIT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/4/2008, 9/5/2008, 12/31/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

67 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CITISTATES GROUP, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 610 G STREET, S.W. WASHINGTON, DC 20024 GRANT AMOUNT }}}}}}}}}}}}}} 120,000. DATE OF GRANT }}}}}}}}}}}}} 03/13/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 120,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A REPORT THAT SYNTHESIZES THE DISCUSSIONS OF THE RF GLOBAL URBAN SUMMIT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/4/2008, 9/5/2008, 12/31/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

68 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CLIMATE CHANGE ORGANISATION LTD GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE TOWER BUILDING, 3RD FLOOR, 11 YORK ROAD LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 350,000. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO BUILD SUPPORT AMONG KEY STAKEHOLDERS FOR A NEW CLIMATE CHANGE AGREEMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

69 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CONSULTATION OF INVESTMENT IN HEALTH PROMOTION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 108 A12 ALLEY 4/15 PHUONG MAI STREET HANOI, VIETNAM GRANT AMOUNT }}}}}}}}}}}}}} 123,470. DATE OF GRANT }}}}}}}}}}}}} 03/25/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 47,012.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE CAPACITY TO PUBLISH INFORMATION ON HEALTH ISSUES IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/3/2007, 3/6/2008, 1/9/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

70 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CONSULTATION OF INVESTMENT IN HEALTH PROMOTION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 108 A12 ALLEY 4/15 PHUONG MAI STREET HANOI, VIETNAM GRANT AMOUNT }}}}}}}}}}}}}} 100,430. DATE OF GRANT }}}}}}}}}}}}} 12/04/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 100,430.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE CAPACITY TO PUBLISH INFORMATION ON HEALTH ISSUES IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/3/2007 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

71 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CONSUMERS INTERNATIONAL GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 24 HIGHBURY CRESCENT LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 75,000. DATE OF GRANT }}}}}}}}}}}}} 09/12/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 18,553.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO FOSTER A FAIRER SYSTEM ON INTELLECTUAL PROPERTY RIGHTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

72 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CONSUMERS INTERNATIONAL GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 24 HIGHBURY CRESCENT LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 75,000. DATE OF GRANT }}}}}}}}}}}}} 11/27/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 75,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO FOSTER A FAIRER SYSTEM ON INTELLECTUAL PROPERTY RIGHTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/29/2007, 1/18/2008, 3/6/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

73 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CREATE! EDUCATION SOLUTIONS, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 277 SOUTH WASHINGTON STREET, SUITE 210 ALEXANDRIA, VA 22314 GRANT AMOUNT }}}}}}}}}}}}}} 100,000. DATE OF GRANT }}}}}}}}}}}}} 12/28/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 68,598.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP RAISE CAPITAL FOR PRIVATE SCHOOL EDUCATION IN SUB-SAHARAN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2008, 2/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

74 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CRITERION VENTURES, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 81 CHURCH HILL ROAD HADDAM, CT 06438 GRANT AMOUNT }}}}}}}}}}}}}} 788,100. DATE OF GRANT }}}}}}}}}}}}} 10/18/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 788,100.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE SOLUTIONS TO THE CRISIS OF MEDICAL DEBT OF AMERICAN WORKERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/2/2008, 6/23/2008, 10/17/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

75 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} CRITERION VENTURES, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 81 CHURCH HILL ROAD HADDAM, CT 06438 GRANT AMOUNT }}}}}}}}}}}}}} 78,800. DATE OF GRANT }}}}}}}}}}}}} 07/31/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 78,800.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE SOLUTIONS TO THE CRISIS OF MEDICAL DEBT OF AMERICAN WORKERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

76 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} DESIGN CONTINUUM, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1220 WASHINGTON STREET WEST NEWTON, MA 02465 GRANT AMOUNT }}}}}}}}}}}}}} 50,000. DATE OF GRANT }}}}}}}}}}}}} 06/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 50,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE HOW HUMAN-CENTERED INNOVATION MODELS CAN BENEFIT POOR

PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/22/2009, 7/28/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

77 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} DESIGN CONTINUUM, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1220 WASHINGTON STREET WEST NEWTON, MA 02465 GRANT AMOUNT }}}}}}}}}}}}}} 21,000. DATE OF GRANT }}}}}}}}}}}}} 08/05/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 21,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE HOW HUMAN-CENTERED INNOVATION MODELS CAN BENEFIT POOR

PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/22/2009, 7/28/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

78 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} EMPOWER FOUNDATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CONCRETE HOUSE, 57/60 TIVANOND ROAD NONTHABURI, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 90,000. DATE OF GRANT }}}}}}}}}}}}} 09/13/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 90,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO REDUCE HIV RISK AMONG WOMEN IN LAO PDR AND YUNNAN PROVINCE OF CHINA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/2007, 1/25/2008, 9/25/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

79 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FEDERATION FOR THE DEVELOPMENT OF THE BOOK SECTOR IN CAMBODIA GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #148 NORODOM BLVD., TONLE BASAC, CHAMKAR MON PHNOM PENH, CAMBODIA GRANT AMOUNT }}}}}}}}}}}}}} 45,000. DATE OF GRANT }}}}}}}}}}}}} 05/11/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 39,146.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR ACTIVITIES DESIGNED TO DEVELOP AND STRENGTHEN A BOOK CULTURE IN CAMBODIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/27/2008, 6/23/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

80 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FORUM FOR ORGANIC RESOURCE MANAGEMENT AND AGRICULTURAL TECHNOLOGIES (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P O BOX 79, VILLAGE MARKET 00621 NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 15,000. DATE OF GRANT }}}}}}}}}}}}} 01/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 15,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF IMPROVING THE WEBSITE, WWW.QUESTAFRICA.ORG

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/18/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

81 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3720 YUMA STREET NW WASHINGTON, DC 20016 GRANT AMOUNT }}}}}}}}}}}}}} 300,000. DATE OF GRANT }}}}}}}}}}}}} 10/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 106,625.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENCOURAGE THE SHARING OF POLICY INSIGHTS WITH POLICY ADVISORS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/10/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

82 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3720 YUMA STREET NW WASHINGTON, DC 20016 GRANT AMOUNT }}}}}}}}}}}}}} 271,500. DATE OF GRANT }}}}}}}}}}}}} 06/07/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 271,500.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENCOURAGE THE SHARING OF POLICY AND PROPOSALS WITH POLICY ADVISORS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/4/2008, 3/19/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

83 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3720 YUMA STREET NW WASHINGTON, DC 20016 GRANT AMOUNT }}}}}}}}}}}}}} 200,000. DATE OF GRANT }}}}}}}}}}}}} 10/18/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 200,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENCOURAGE THE SHARING OF POLICY AND PROPOSALS WITH POLICY ADVISORS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/4/2008, 3/19/2008, 4/15/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

84 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3720 YUMA STREET NW WASHINGTON, DC 20016 GRANT AMOUNT }}}}}}}}}}}}}} 96,000. DATE OF GRANT }}}}}}}}}}}}} 09/11/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 96,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TECHNICAL ASSISTANCE TO AMERICAN WORKERS INITIATIVE GRANTEES'

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2009, 7/19/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

85 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FREELANCERS UNION, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 45 MAIN STREET, SUITE 710 BROOKLYN, NY 11201 GRANT AMOUNT }}}}}}}}}}}}}} 3,000,000. DATE OF GRANT }}}}}}}}}}}}} 06/03/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 3,000,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE AFFORDABLE HEALTH INSURANCE FOR INDEPENDENT AMERICAN WORKERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/8/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

86 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION CULTURAL RODOLFO MORALES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORELOS 108, OCOTLAN DE MORELOS OAXACA, MEXICO GRANT AMOUNT }}}}}}}}}}}}}} 80,000. DATE OF GRANT }}}}}}}}}}}}} 06/07/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE WORK, "2501 MIGRANTES" BY OAXACAN ARTIST ALEJANDRO SANTIAGO

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/25/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

87 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION CULTURAL RODOLFO MORALES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORELOS 108, OCOTLAN DE MORELOS OAXACA, MEXICO GRANT AMOUNT }}}}}}}}}}}}}} 153,333. DATE OF GRANT }}}}}}}}}}}}} 01/23/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 153,333.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} RESEARCH ON SOCIOECONOMIC, CULTURAL DYNAMICS IN HIGH-MIGRATION COMMUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2005, 12/27/2006,1/5/2007 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

88 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION CULTURAL RODOLFO MORALES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORELOS 108, OCOTLAN DE MORELOS OAXACA, MEXICO GRANT AMOUNT }}}}}}}}}}}}}} 49,667. DATE OF GRANT }}}}}}}}}}}}} 01/11/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 49,667.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} RESEARCH ON SOCIOECONOMIC, CULTURAL DYNAMICS IN HIGH-MIGRATION COMMUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/22/2007, 3/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

89 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION T Y PA - TEORA Y PRCTICA DE LAS ARTES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CHACABUCO 1474 - 2 - 6 BUENOS AIRES, ARGENTINA GRANT AMOUNT }}}}}}}}}}}}}} 30,000. DATE OF GRANT }}}}}}}}}}}}} 12/17/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TRANSLATE INTO ENGLISH AND PUBLIS THE BOOK "HACER CINE EN LATINOAMERICA."

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

90 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION ZARAGOZA LOGISTICS CENTER GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AVENIDA GOMEZ LAGUNA 25, PLANTA 1 ZARAGOZA, SPAIN GRANT AMOUNT }}}}}}}}}}}}}} 127,300. DATE OF GRANT }}}}}}}}}}}}} 05/16/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 127,300.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE EXISTING PRODUCT SUPPLY MODELS OPERATED BY THE PRIVATE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

91 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION ZARAGOZA LOGISTICS CENTER GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AVENIDA GOMEZ LAGUNA 25, PLANTA 1 ZARAGOZA, SPAIN GRANT AMOUNT }}}}}}}}}}}}}} 63,700. DATE OF GRANT }}}}}}}}}}}}} 08/08/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 63,700.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE EXISTING PRODUCT SUPPLY MODELS OPERATED BY THE PRIVATE SECTOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

92 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL ACTION NETWORK NET, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 MEMORIAL DRIVE, 52-A CAMBRIDGE, MA 02142 GRANT AMOUNT }}}}}}}}}}}}}} 191,210. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/16/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

93 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL DEVELOPMENT INCUBATOR, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 205 EAST 42ND STREET, SUITE 1830 NEW YORK, NY 10017 GRANT AMOUNT }}}}}}}}}}}}}} 163,500. DATE OF GRANT }}}}}}}}}}}}} 10/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP EFFORTS ADDRESSING BARRIERS TO ECON GROWTH IN DEV'G COUNTRIES

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

94 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL DEVELOPMENT INCUBATOR, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 205 EAST 42ND STREET, SUITE 1830 NEW YORK, NY 10017 GRANT AMOUNT }}}}}}}}}}}}}} 71,000. DATE OF GRANT }}}}}}}}}}}}} 05/20/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 71,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP EFFORTS ADDRESSING BARRIERS TO ECON GROWTH IN DEV'G COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/19/2009, 4/26/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

95 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH LEVEL SEVEN, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3300 WASHTENAW AVENUE, SUITE 227 ANN ARBOR, MI 48104 GRANT AMOUNT }}}}}}}}}}}}}} 275,000. DATE OF GRANT }}}}}}}}}}}}} 05/28/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 275,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A CONFERENCE ON HEALTH TECHNOLOGY TO SUPPORT HEALTH IN THE GLOBAL SOUTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/25/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

96 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH SYSTEMS TRUST GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1ST FLOOR RIVERSIDE CENTRE, CORNER OF BELMONT & MAIN ROAD RONDEBOSCH, SOUTH AFRICA GRANT AMOUNT }}}}}}}}}}}}}} 110,000. DATE OF GRANT }}}}}}}}}}}}} 10/20/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 110,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF SIX STUDIES IN THE GLOBAL EQUITY GAUGE ALLIANCE PROJECT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2006, 5/29/2006, 11/4/2008, 11/27/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

97 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IDEO INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301 GRANT AMOUNT }}}}}}}}}}}}}} 463,560. DATE OF GRANT }}}}}}}}}}}}} 03/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 463,560.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO APPLY INNOVATION MODELS TO PROJECTS ADDRESSING THE NEEDS OF POOR PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/13/08, 10/17/08, 8/4/2008, 10/20/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

98 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IDEO INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 FOREST AVENUE PALO ALTO, CA 94301 GRANT AMOUNT }}}}}}}}}}}}}} 361,920. DATE OF GRANT }}}}}}}}}}}}} 10/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 361,920.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO APPLY INNOVATION MODELS TO PROJECTS ADDRESSING THE NEEDS OF POOR PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/13/08, 10/17/08, 8/4/2008, 10/20/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

99 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 10304, GPO 00100 NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 11,048. DATE OF GRANT }}}}}}}}}}}}} 12/24/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 11,048.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A WORKSHOP AND FORUM FOCUSED ON BUILDING THE CAPACITY OF AGRICULTURE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2008, 12/18/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

100 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 10304, GPO 00100 NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 121,552. DATE OF GRANT }}}}}}}}}}}}} 07/01/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 121,552.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A WORKSHOP AND FORUM FOCUSED ON BUILDING THE CAPACITY OF AGRICULTURE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2008, 12/18/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

101 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR HEALTH POLICY GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 72 PARK STREET COLOMBO, SRI LANKA GRANT AMOUNT }}}}}}}}}}}}}} 24,800. DATE OF GRANT }}}}}}}}}}}}} 07/01/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 24,800.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR RESEARCH IN EQUITY IN HEALTH SPENDING-OUTCOMES FOR POOR PEOPLE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/12/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

102 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SUITE 19.1, VIMECO BUILDING, PHAM HUNG RD. HANOI, VIETNAM GRANT AMOUNT }}}}}}}}}}}}}} 49,780. DATE OF GRANT }}}}}}}}}}}}} 06/22/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 42,141.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PUBLIC AWARENESS OF THE SOCIAL PROTECTION NEEDS OF WORKERS IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/20/2007, 2/29/2008, 9/9/2008, 2/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

103 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SUITE 19.1, VIMECO BUILDING, PHAM HUNG RD. HANOI, VIETNAM GRANT AMOUNT }}}}}}}}}}}}}} 75,000. DATE OF GRANT }}}}}}}}}}}}} 10/24/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 75,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PUBLIC AWARENESS OF THE SOCIAL PROTECTION NEEDS OF WORKERS IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/29/2008, 1/3/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

104 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL AIDS SOCIETY GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 AVENUE LOUIS CASAL, CH - 1216 COINTRIN GENEVA, SWITZERLAND GRANT AMOUNT }}}}}}}}}}}}}} 100,000. DATE OF GRANT }}}}}}}}}}}}} 10/20/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 6,821.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS AND LEVERAGE THE SCALE-UP OF HIV-RELATED HEALTH SERVICES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/18/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

105 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} LEVEL 4, 267 COLLINS ST. MELBOURNE VIC, AUSTRALIA GRANT AMOUNT }}}}}}}}}}}}}} 166,467. DATE OF GRANT }}}}}}}}}}}}} 12/17/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 77,012.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/22/2008, 5/25/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

106 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} LEVEL 4, 267 COLLINS ST. MELBOURNE VIC, AUSTRALIA GRANT AMOUNT }}}}}}}}}}}}}} 16,560. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/22/2008, 5/25/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

107 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} LEVEL 4, 267 COLLINS ST. MELBOURNE VIC, AUSTRALIA GRANT AMOUNT }}}}}}}}}}}}}} 174,773. DATE OF GRANT }}}}}}}}}}}}} 04/17/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 174,773.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/21/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

108 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL FEDERATION OF RED CROSS AND RED CRESCENT SOCIETIES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 17, CHEMIN DES CRETS, PETIT-SACONNEX GENEVA, SWITZERLAND GRANT AMOUNT }}}}}}}}}}}}}} 600,000. DATE OF GRANT }}}}}}}}}}}}} 12/23/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO BUILD CONSENSUS FOR DEVELOPING CLIMATE CHANGE RESILIENCE.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

109 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL UNION FOR CONSERVATION OF NATURE GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RUE MAUVERNEY 28 GLAND, SWITZERLAND GRANT AMOUNT }}}}}}}}}}}}}} 97,200. DATE OF GRANT }}}}}}}}}}}}} 12/24/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 94,470.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN AFRICAN FARMERS' RESPONSE TO THE EFFECTS OF CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/3/2009, 10/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

110 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PLACE CONDOMINIUM, 116 MAGINHAWA ST., UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES GRANT AMOUNT }}}}}}}}}}}}}} 100,420. DATE OF GRANT }}}}}}}}}}}}} 05/22/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 73,938.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN PUBLIC COMMUNICATION ON AVIAN INFLUENZA IN PARTS OF ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/7/2008, 2/12/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

111 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PLACE CONDOMINIUM, 116 MAGINHAWA ST., UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES GRANT AMOUNT }}}}}}}}}}}}}} 89,078. DATE OF GRANT }}}}}}}}}}}}} 12/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 67,961.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADDRESS CROSS-BORDER ISSUES IN THE GREATER MEKONG SUB-REGION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/12/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

112 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} JACOBS CENTER FOR NEIGHBORHOOD INNOVATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5160 FEDERAL BOULEVARD SAN DIEGO, CA 92105-5429 GRANT AMOUNT }}}}}}}}}}}}}} 1,000,000. DATE OF GRANT }}}}}}}}}}}}} 10/30/03 AMOUNT EXPENDED }}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO PROVIDE EQUITY CAPITAL TO AN ECONOMIC DEVELOPMENT PROJECT IN SAN DIEG

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2006, 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

113 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} JOHN SNOW, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 44 FARNSWORTH STREET BOSTON, MA 02210-1211 GRANT AMOUNT }}}}}}}}}}}}}} 20,000. DATE OF GRANT }}}}}}}}}}}}} 05/14/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 20,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE RESEARCH DATA ON CURRENT HEALTH CARE PRODUCT SUPPLY CHAIN MODELS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/3/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

114 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} KENYA EDUCATION NETWORK TRUST

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIVERSITY OF NAIROBI, 1ST FLOOR, THE JOMO KENYATTA MEMORIAL LIBRARY, P.O. B NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 105,000. DATE OF GRANT }}}}}}}}}}}}} 05/19/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 105,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE FASTER, CHEAPER BANDWIDTH TO UNIVERSITIES IN KENYA .

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/23/2007, 11/27/2007, 8/11/2008, 9/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

115 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} KENYA EDUCATION NETWORK TRUST

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIVERSITY OF NAIROBI, 1ST FLOOR, THE JOMO KENYATTA MEMORIAL LIBRARY, P.O. B NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 300,000. DATE OF GRANT }}}}}}}}}}}}} 12/28/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 219,672.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST HIGHER EDUCATION INSTITUTIONS IN EASTERN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/11/2008, 10/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

116 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} KENYA EDUCATION NETWORK TRUST

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIVERSITY OF NAIROBI, 1ST FLOOR, THE JOMO KENYATTA MEMORIAL LIBRARY, P.O. B NAIROBI, KENYA GRANT AMOUNT }}}}}}}}}}}}}} 10,000. DATE OF GRANT }}}}}}}}}}}}} 12/14/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 10,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INFORMATION TECHNOLOGIES AT UNIVERSITIES IN KENYA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/23/2007, 8/13/2008, 9/22/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

117 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} KILIMO TRUST (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 2 SERUNKUMA ROAD, MBUYA, P.O. BOX 71782, KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 1,860,000. DATE OF GRANT }}}}}}}}}}}}} 07/11/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 1,860,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO AFRICAN AGRICULTURAL CAPITAL LIMITED, ESTABLISHED TO ALLEVIATE POVERTY.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/15/2007, 2/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

118 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} KILIMO TRUST (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 2 SERUNKUMA ROAD, MBUYA, P.O. BOX 71782 KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 1,140,000. DATE OF GRANT }}}}}}}}}}}}} 01/10/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 1,140,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO AFRICAN AGRICULTURAL CAPITAL LIMITED, ESTABLISHED TO ALLEVIATE POVERTY.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/30/2006, 11/16/2006, 2/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

119 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MANATT, PHELPS & PHILLIPS, LLP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11355 W. OLYMPIC BLVD LOS ANGELES, CA 90064 GRANT AMOUNT }}}}}}}}}}}}}} 111,000. DATE OF GRANT }}}}}}}}}}}}} 03/20/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 111,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/10/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

120 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MANATT, PHELPS & PHILLIPS, LLP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11355 W. OLYMPIC BLVD LOS ANGELES, CA 90064 GRANT AMOUNT }}}}}}}}}}}}}} 140,000. DATE OF GRANT }}}}}}}}}}}}} 04/18/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 140,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/10/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

121 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MANATT, PHELPS & PHILLIPS, LLP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11355 W. OLYMPIC BLVD LOS ANGELES, CA 90064 GRANT AMOUNT }}}}}}}}}}}}}} 140,000. DATE OF GRANT }}}}}}}}}}}}} 06/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 140,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/10/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

122 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MANATT, PHELPS & PHILLIPS, LLP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11355 W. OLYMPIC BLVD LOS ANGELES, CA 90064 GRANT AMOUNT }}}}}}}}}}}}}} 120,000. DATE OF GRANT }}}}}}}}}}}}} 05/16/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 120,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/9/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

123 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MANATT, PHELPS & PHILLIPS, LLP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11355 W. OLYMPIC BLVD LOS ANGELES, CA 90064 GRANT AMOUNT }}}}}}}}}}}}}} 120,000. DATE OF GRANT }}}}}}}}}}}}} 09/08/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 120,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/9/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

124 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MATHEMATICA POLICY RESEARCH, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 2393 PRINCETON, NJ 08543-2393 GRANT AMOUNT }}}}}}}}}}}}}} 677,712. DATE OF GRANT }}}}}}}}}}}}} 10/23/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 671,946.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MEASURE THE IMPACT OF THE FOUNDATION'S AMERICAN WORKERS INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/29/2008, 12/3/2008, 2/26/2009, 4/29/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

125 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MATHEMATICA POLICY RESEARCH, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 2393 PRINCETON, NJ 08543-2393 GRANT AMOUNT }}}}}}}}}}}}}} 563,377. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MEASURE THE IMPACT OF THE FOUNDATION'S AMERICAN WORKERS INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

126 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MAX PLANCK SOCIETY FOR THE ADVANCEMENT OF SCIENCE GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} HOFGARTENSTR. 8 MUNICH, GERMANY GRANT AMOUNT }}}}}}}}}}}}}} 33,500. DATE OF GRANT }}}}}}}}}}}}} 07/07/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 30,742.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE THE ABILITY OF BREEDERS TO IMPROVE CASSAVA AND TROPICAL FRUITS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/15/2007, 12/20/2007, 12/31/2007, 10/6/2008, 4/17/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

127 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022 GRANT AMOUNT }}}}}}}}}}}}}} 450,000. DATE OF GRANT }}}}}}}}}}}}} 12/04/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 450,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A STUDY OF EXISTING AND POTENTIAL MEASURES TO ADAPT TO CLIMATE CHANGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/22/09, 6/9/2009, 10/19/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

128 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MEKONG INSTITUTE FOUNDATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KHON KEN UNIVERSITY KHON KAEN, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 169,675. DATE OF GRANT }}}}}}}}}}}}} 09/15/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 169,675.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE COSTS OF HOLDING A SERIES OF POLICY SUMMITS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2006, 1/31/2006, 1/4/2007, 3/11/2008, 1/31/2008, 7/10/2008, 3/16/2009, ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

129 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MEKONG INSTITUTE FOUNDATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KHON KEN UNIVERSITY KHON KAEN, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 10,923. DATE OF GRANT }}}}}}}}}}}}} 10/28/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 10,923.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE COSTS OF HOLDING A SERIES OF POLICY SUMMITS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2009, 3/19/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

130 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MIDAS AGRONOMICS CO. LTD.

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 124/170 MOO 1, PIYAWARAROM VILLAGE, PRAONGCHAOSAI ROAD (KLONG 4), BUNGYEETHO PATHUMTANI, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 107,000. DATE OF GRANT }}}}}}}}}}}}} 04/04/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 107,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS THE ADVANTAGE OF UPLAND CROPS FOR EMERGING REGIONAL MARKETST

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/31/2007, 11/15/2007, 1/31/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

131 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MIRROR FOUNDATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 160 MOO 1 HUAYKHOM VILLAGE, MAEYAO SUB-DISTRICT, MUANG DISTRICT CHIANGRAII, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 180,000. DATE OF GRANT }}}}}}}}}}}}} 01/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 136,258.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN THAILAND.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/11/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

132 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MISNOMER, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 588 10TH STREET, SUITE 4 BROOKLYN, NY 11215 GRANT AMOUNT }}}}}}}}}}}}}} 112,500. DATE OF GRANT }}}}}}}}}}}}} 12/04/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEV. A PLATFORM TO INCR. ENGAGEMENT BTWN CONTEMP. DANCE CO.'S & AUDIENCES

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

133 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141 GRANT AMOUNT }}}}}}}}}}}}}} 150,000. DATE OF GRANT }}}}}}}}}}}}} 06/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 150,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INCREASE THE EFFICIENCY AND EFFECTIVENESS OF THE PHILANTHROPIC SECTOR.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/16/2008, 12/17/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

134 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141 GRANT AMOUNT }}}}}}}}}}}}}} 200,000. DATE OF GRANT }}}}}}}}}}}}} 12/17/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 200,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INCREASE THE EFFICIENCY AND EFFECTIVENESS OF THE PHILANTHROPIC SECTOR.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/16/2008, 12/17/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

135 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141 GRANT AMOUNT }}}}}}}}}}}}}} 50,000. DATE OF GRANT }}}}}}}}}}}}} 03/20/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 50,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY MODELS THAT HAVE SCALE-UP POTENTIAL TO BENEFIT THE POOR OF INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/19/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

136 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR INSTITUTE, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 MARKET STREET, SUITE 1000 SAN FRANCISCO, CA 94105 GRANT AMOUNT }}}}}}}}}}}}}} 325,000. DATE OF GRANT }}}}}}}}}}}}} 08/21/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 325,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO UNDERTAND THE ACTIONS REQUIRED TO ACCELERATE EFFICIENT IMPACT INVESTING

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/18/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

137 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR INSTITUTE, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 101 MARKET STREET, SUITE 1000 SAN FRANCISCO, CA 94105 GRANT AMOUNT }}}}}}}}}}}}}} 213,100. DATE OF GRANT }}}}}}}}}}}}} 12/24/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 213,100.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DISSEMINATING THE FINDINGS OF THE "FUTURE OF IMPACT INVESTING" PROJECT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

138 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MOTT MACDONALD LTD. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5-23 OLD STREET LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 83,600. DATE OF GRANT }}}}}}}}}}}}} 05/14/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 83,600.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS EXISTING HEALTH PROVIDER PURCHASING AND CONTRACTING MODELS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/20/2009, 5/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

139 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MOTT MACDONALD LTD. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5-23 OLD STREET LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 41,700. DATE OF GRANT }}}}}}}}}}}}} 08/08/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 41,700.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS EXISTING HEALTH PROVIDER PURCHASING AND CONTRACTING MODELS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/20/2009, 5/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

140 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} MYLIFE, INC. DBA QVISORY GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 9669 SEATTLE, WA 98109-9669 GRANT AMOUNT }}}}}}}}}}}}}} 800,000. DATE OF GRANT }}}}}}}}}}}}} 05/28/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 620,763.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADDRESS THE ECONOMIC SECURITY NEEDS OF YOUNG AMERICAN WORKERS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/22/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

141 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} NATIONAL COUNCIL FOR HIGHER EDUCATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34 CAVERS CRESCENT, P.O. BOX 76, KYAMBOGO KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 319,380. DATE OF GRANT }}}}}}}}}}}}} 03/30/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 292,844.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ESTABLISH A COMMON CREDIT ACCUMULATION SYSTEM FOR UNIVERSITIES IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/8/2007, 9/18/2008, 1/21/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

142 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} NATIONAL COUNCIL FOR HIGHER EDUCATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34 CAVERS CRESCENT, P.O. BOX 76, KYAMBOGO KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 40,620. DATE OF GRANT }}}}}}}}}}}}} 02/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ESTABLISH A COMMON CREDIT ACCUMULATION SYSTEM FOR UNIVERSITIES IN AFRICA.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

143 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} NATIONAL VIDEO RESOURCES, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 73 SPRING STREET, SUITE 403 NEW YORK, NY 10012 GRANT AMOUNT }}}}}}}}}}}}}} 625,000. DATE OF GRANT }}}}}}}}}}}}} 07/18/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 625,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A PROGRAM THAT SUPPORTS FILM, VIDEO AND MULTI-MEDIA ARTISTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/30/2008, 10/29/2008, 4/17/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

144 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK ACQUISITION FUND LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O FORSYTH STREET ADVISORS, 588 BROADWAY, SUITE 1103 NEW YORK, NY 10012 GRANT AMOUNT }}}}}}}}}}}}}} 5,000,000. DATE OF GRANT }}}}}}}}}}}}} 10/18/06 AMOUNT EXPENDED }}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO DEVELOP AFFORDABLE HOUSING IN NEW YORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2006, 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

145 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OUR PLEDGE, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1101 PENNSYLVANIA AVENUE, SE WASHINGTON, DC 20003 GRANT AMOUNT }}}}}}}}}}}}}} 150,000. DATE OF GRANT }}}}}}}}}}}}} 10/30/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 150,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENGAGE THE PRIVATE SECTOR IN THE INTEGRATION OF IMMIGRANTS IN THE US

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2008, 3/21/2008, 12/29/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

146 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 200,000. DATE OF GRANT }}}}}}}}}}}}} 06/23/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 200,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS OPPORTUNITIES FOR CLIMATE CHANGE RESILIENCE WORK IN ASIAN CITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/25/2008, 9/8/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

147 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 101,950. DATE OF GRANT }}}}}}}}}}}}} 07/01/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 101,950.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS OPPORTUNITIES FOR CLIMATE CHANGE RESILIENCE WORK IN ASIAN CITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/8/2008, 11/12/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

148 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 101,950. DATE OF GRANT }}}}}}}}}}}}} 09/29/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 101,950.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS OPPORTUNITIES FOR CLIMATE CHANGE RESILIENCE WORK IN ASIAN CITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/8/2008, 11/12/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

149 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 70,000. DATE OF GRANT }}}}}}}}}}}}} 11/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 70,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS OPPORTUNITIES FOR CLIMATE CHANGE RESILIENCE WORK IN ASIAN CITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/12/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

150 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, ENGLAND GRANT AMOUNT }}}}}}}}}}}}}} 155,000. DATE OF GRANT }}}}}}}}}}}}} 12/24/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 155,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE MANGEMENT TO ENHANCE CLIMATE CHANGE RESILIENCE IN ASIAN CITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/1/2009, 5/11/2009, 7/8/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

151 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PACIFIC COMMUNITY VENTURES, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 539 BRYANT STREET, SUITE 302 SAN FRANCISCO, CA 94107 GRANT AMOUNT }}}}}}}}}}}}}} 500,000. DATE OF GRANT }}}}}}}}}}}}} 03/06/01 AMOUNT EXPENDED }}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI TO PROVIDE OPPORTUNITIES TO POOR COMMUNITIES IN THE SAN FRANCISCO BAY AR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/31/2006, 12/31/2007, 12/31/2008, 3/31/2009, 6/30/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

152 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PATTANARAK FOUNDATION (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 49/83 KC SUWINTAWONG, LAMPAKCHI, NONGJOK BANGKOK, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 52,300. DATE OF GRANT }}}}}}}}}}}}} 06/19/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 52,300.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE HEALTH OF COMMUNITIES IN THAILAND AND LAO PDR.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/31/2008, 2/6/2008, 8/14/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

153 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PATTANARAK FOUNDATION (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 49/83 KC SUWINTAWONG, LAMPAKCHI, NONGJOK BANGKOK, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 48,400. DATE OF GRANT }}}}}}}}}}}}} 03/13/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 48,400.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE HEALTH OF COMMUNITIES IN THAILAND AND LAO PDR.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/14/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

154 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PATTANARAK FOUNDATION (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 49/83 KC SUWINTAWONG, LAMPAKCHI, NONGJOK BANGKOK, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 64,000. DATE OF GRANT }}}}}}}}}}}}} 05/29/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 64,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE HEALTH AND LIVELIHOODS OF COMMUNITIES IN KANCHANABURI, THAILAND.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/31/2008, 2/29/2008, 7/3/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

155 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 MATIPID STREET, SIKATUNA VILLAGE, DILIMAN, 1101 QUEZON CITY, PHILIPPINES GRANT AMOUNT }}}}}}}}}}}}}} 91,030. DATE OF GRANT }}}}}}}}}}}}} 05/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 66,436.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADDRESS CROSSBORDER AND CULTURAL ISSUES IN THE GREATER MEKONG SUB-REGION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/11/2008, 3/14/2008, 2/12/2009, 6/9/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

156 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC. (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 MATIPID STREET, SIKATUNA VILLAGE, DILIMAN, 1101 QUEZON CITY, PHILIPPINES GRANT AMOUNT }}}}}}}}}}}}}} 138,540. DATE OF GRANT }}}}}}}}}}}}} 12/19/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 134,324.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADDRESS CROSS-BORDER ISSUES IN THE GREATER MEKONG SUB-REGION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/12/2009, 2/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

157 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} PUBLIC HEALTH FOUNDATION OF INDIA

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SECOND FLOOR, PHD HOUSE, 4/2, SIRI INSTITUTIONAL AREA, AUGUST KRANTI MARG NEW DELHI, INDIA GRANT AMOUNT }}}}}}}}}}}}}} 366,400. DATE OF GRANT }}}}}}}}}}}}} 10/29/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 293,796.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE CURRICULA IN SCHOOLS OF PUBLIC HEALTH IN DEVELOPING COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

158 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} RED DE COMUNICADORES BOCA DE POLEN, A.C. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CALZADA ROBERTA NO. 36, COL. 31 DE MARZO, SAN CRISTBAL LAS CASAS CHIAPAS , MEXICO GRANT AMOUNT }}}}}}}}}}}}}} 10,500. DATE OF GRANT }}}}}}}}}}}}} 04/07/04 AMOUNT EXPENDED }}}}}}}}}}}}}}} 10,500.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EDUCATIONAL KIT FOR ORGANIZATIONS IN MEXICO AND CENTRAL AMERICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/25/2004, 10/31/2005, 12/31/2005, 5/02/2006. ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

GRANTEE NOT TO RECEIVE FURTHE

12411201 756359 621570.00

159 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BLDG IN AGRICULTURE, LIMITED (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL, MAKERERE UNIVERSITY MAIN CAMPUS, P.O. BOX 7062 KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 340,000. DATE OF GRANT }}}}}}}}}}}}} 08/08/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 340,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE RESILIENCE OF AFRICAN AGRICULTURE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/25/2009, 10/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

160 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BLDG IN AGRICULTURE, LIMITED (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL, MAKERERE UNIVERSITY MAIN CAMPUS, P.O. BOX 7062 KAMPALA, UGANDA GRANT AMOUNT }}}}}}}}}}}}}} 166,750. DATE OF GRANT }}}}}}}}}}}}} 11/14/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 166,750.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOF IMPROVE CAPACITY IN BREEDING AND BIOTECHNOLOGY IN SUB-SAHARAN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/10/2008, 10/04/2007 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

161 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} REYUM GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #47, STREET 178, P.O. BOX 2438 PHNOM PENH, CAMBODIA GRANT AMOUNT }}}}}}}}}}}}}} 125,000. DATE OF GRANT }}}}}}}}}}}}} 01/07/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 122,528.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PUBLIC EDUCATION ACTIVITIES TO ENCOURAGE UNDERSTANDING OF CAMBODIAN CULTURE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/5/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

162 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} RMC RESEARCH CORPORATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1000 MARKET STREET, BUILDING 2 PORTSMOUTH, NH 03801 GRANT AMOUNT }}}}}}}}}}}}}} 50,000. DATE OF GRANT }}}}}}}}}}}}} 12/28/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DISSEMINATE CULTURAL DATA FINDINGS FOR PLANNING AND ECON DEVELOPMENT.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

163 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ROCKHOPPER PRODUCTIONS LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE PALL MALL DEPOSIT, BARLBY ROAD LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 301,550. DATE OF GRANT }}}}}}}}}}}}} 11/12/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CREATE A DOCUMENTARY SERIES ON CLIMATE CHANGE RESILIENCE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

164 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ROCKHOPPER PRODUCTIONS LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE PALL MALL DEPOSIT, BARLBY ROAD LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 1,507,750. DATE OF GRANT }}}}}}}}}}}}} 12/01/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CREATE A DOCUMENTARY SERIES ON CLIMATE CHANGE RESILIENCE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

165 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU , INDIA GRANT AMOUNT }}}}}}}}}}}}}} 60,000. DATE OF GRANT }}}}}}}}}}}}} 02/12/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 60,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENSURE POOR PEOPLE IN RURAL INDIA BENEFIT FROM GRASSROOTS INNOVATIONS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/14/2008, 7/31/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

166 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA GRANT AMOUNT }}}}}}}}}}}}}} 154,000. DATE OF GRANT }}}}}}}}}}}}} 12/13/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 98,637.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SUPPORT USER-CENTERED INNOVATION IN RURAL INDIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/11/2008, 7/20/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

167 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA GRANT AMOUNT }}}}}}}}}}}}}} 223,000. DATE OF GRANT }}}}}}}}}}}}} 11/12/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SUPPORT USER-CENTERED INNOVATION IN RURAL INDIA.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

168 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SEI OXFORD OFFICE LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 266 BANBURY ROAD, SUITE 193 OXFORD, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 31,500. DATE OF GRANT }}}}}}}}}}}}} 07/01/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 31,500.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY CLIMATE CHANGE CONCERNS WITHIN AFRICAN AGRICULTURAL EFFORTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/4/2008, 6/10/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

169 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SILKWORM BOOKS GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6 SUKKASEM ROAD, SUTHEP, MUANG CHIANG MAI, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 132,015. DATE OF GRANT }}}}}}}}}}}}} 02/28/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 37,152.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB-REGION BY NATIVE WRITERS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

170 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SILKWORM BOOKS GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6 SUKKASEM ROAD, SUTHEP, MUANG CHIANG MAI, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 111,685. DATE OF GRANT }}}}}}}}}}}}} 12/22/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 111,685.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB-REGION BY NATIVE WRITERS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/13/2007, 2/4/2008, 7/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

171 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL STOCK EXCHANGE LIMITED GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 SANTLEY HOUSE, FRAZIER STREET LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 467,200. DATE OF GRANT }}}}}}}}}}}}} 04/11/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TEST THE POTENTIAL OF A UK-BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/24/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

172 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL VENTURE TECHNOLOGY GROUP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 335 POWELL STREET, 14TH FLOOR OFFICES SAN FRANCISCO, CA 94102 GRANT AMOUNT }}}}}}}}}}}}}} 37,125. DATE OF GRANT }}}}}}}}}}}}} 02/19/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 37,125.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS APPROACHES FOR MEASURING IMPACT IN SOCIAL VENTURE PRIVATE EQUITY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/13/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

173 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL VENTURE TECHNOLOGY GROUP GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 335 POWELL STREET, 14TH FLOOR OFFICES SAN FRANCISCO, CA 94102 GRANT AMOUNT }}}}}}}}}}}}}} 12,375. DATE OF GRANT }}}}}}}}}}}}} 07/15/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 12,375.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS APPROACHES FOR MEASURING IMPACT IN SOCIAL VENTURE PRIVATE EQUITY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/13/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

174 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE, 420/6 RAJVITHI ROAD BANGKOK, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 159,600. DATE OF GRANT }}}}}}}}}}}}} 08/09/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 159,600.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN REGIONAL DISEASE PREVENTION IN THE GREATER MEKONG SUB REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2007, 2/29/2008, 9/28/2009, 9/29/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

175 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE, 420/6 RAJVITHI ROAD BANGKOK, THAILAND GRANT AMOUNT }}}}}}}}}}}}}} 167,400. DATE OF GRANT }}}}}}}}}}}}} 12/19/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 167,400.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN REGIONAL DISEASE PREVENTION IN THE GREATER MEKONG SUB REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/27/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

176 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} STG COOPERATION PTE LTD GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SINGAPORE POST CENTRE, P.O. BOX 799 SINGAPORE , SINGAPORE GRANT AMOUNT }}}}}}}}}}}}}} 110,350. DATE OF GRANT }}}}}}}}}}}}} 10/04/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 110,350.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE ABILITY TO RESPOND TO PANDEMICS IN BOTH ANIMALS AND HUMANS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/11/2007, 3/1/2008, 5/18/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

177 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} STG COOPERATION PTE LTD GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SINGAPORE POST CENTRE, P.O. BOX 799 SINGAPORE, SINGAPORE GRANT AMOUNT }}}}}}}}}}}}}} 66,210. DATE OF GRANT }}}}}}}}}}}}} 12/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 66,210.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE ABILITY TO RESPOND TO PANDEMICS IN BOTH ANIMALS AND HUMANS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/11/2007, 3/1/2008, 5/18/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

178 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} STRATUS CONSULTING, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1881 NINTH STREET, SUITE 201 BOULDER, CO 80302 GRANT AMOUNT }}}}}}}}}}}}}} 132,219. DATE OF GRANT }}}}}}}}}}}}} 05/16/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 132,219.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ANALYSIS OF ASIAN CITIES VULNERABLE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/18/2008, 4/15/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

179 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} STRATUS CONSULTING, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1881 NINTH STREET, SUITE 201 BOULDER, CO 80302 GRANT AMOUNT }}}}}}}}}}}}}} 19,833. DATE OF GRANT }}}}}}}}}}}}} 12/31/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 19,833.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ANALYSIS OF ASIAN CITIES VULNERABLE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/18/2008, 4/15/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

180 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} SUNNIGHT SOLAR ENTERPRISES, LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1722 BISSONNET HOUSTON, TX 77005 GRANT AMOUNT }}}}}}}}}}}}}} 81,000. DATE OF GRANT }}}}}}}}}}}}} 03/19/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP SOLAR-POWERED CONSUMER PRODUCTS TO BENEFIT POOR.

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

181 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} TERTIARY EDUCATION NETWORK GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} HOUSE VINCENT, WYNBERG MEWS, 10 BRODIE ROAD WYNBERG, SOUTH AFRICA GRANT AMOUNT }}}}}}}}}}}}}} 37,600. DATE OF GRANT }}}}}}}}}}}}} 10/05/05 AMOUNT EXPENDED }}}}}}}}}}}}}}} 37,600.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE BANDWIDTH MANAGEMENT CAPACITIES IN SELECTED AFRICAN UNIVERSITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/18/2006, 10/19/2006, 8/13/2007, 4/7/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

182 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} TERTIARY EDUCATION NETWORK GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} HOUSE VINCENT, WYNBERG MEWS, 10 BRODIE ROAD WYNBERG, SOUTH AFRICA GRANT AMOUNT }}}}}}}}}}}}}} 118,500. DATE OF GRANT }}}}}}}}}}}}} 08/30/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 118,500.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE BANDWIDTH MANAGEMENT CAPACITIES IN SELECTED AFRICAN UNIVERSITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/18/2006, 10/19/2006, 8/13/2007, 4/7/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

183 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} THE BOSTON CONSULTING GROUP, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 53 STATE STREET, EXCHANGE PLACE, 31ST FLOOR BOSTON, MA 02109 GRANT AMOUNT }}}}}}}}}}}}}} 949,000. DATE OF GRANT }}}}}}}}}}}}} 12/02/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 949,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP A COLLABORATIVE PLATFORM FOR NEW PARTNERSHIPS IN EHEALTH.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/9/2009, 7/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

184 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} THE CALIFORNIA ENDOWMENT (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1000 N. ALAMEDA STREET LOS ANGELES, CA 90012 GRANT AMOUNT }}}}}}}}}}}}}} 2,000,000. DATE OF GRANT }}}}}}}}}}}}} 02/24/06 AMOUNT EXPENDED }}}}}}}}}}}}}}} 2,000,000.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE THE HEALTH AND ECONOMIC OPPORTUNITY OF RESIDENTS OF CALIFORNIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/26/2006, 6/13/2006, 11/12/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

185 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS

13-1659629 }}}}}}}}}}

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 25 LIBREVILLE STREET, OFF AMINU KANO CRESCENT, WUSE II, P.M.B. 498, GARKI GP ABUJA, NIGERIA GRANT AMOUNT }}}}}}}}}}}}}} 750,000. DATE OF GRANT }}}}}}}}}}}}} 12/23/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE INTERNET ACCESS FOR AFRICAN INSTITUTIONS OF HIGHER EDUCATION

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

186 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} TOWERS, PERRIN, FORSTER & CROSBY, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ONE STAMFORD PLAZA, 263 TRESSER BOULEVARD STAMFORD, CT 06901 GRANT AMOUNT }}}}}}}}}}}}}} 652,800. DATE OF GRANT }}}}}}}}}}}}} 05/14/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 652,800.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP LOW INCOME US-WORKERS WITH RETIREMENT SAVINGS AND HEALTH COVERAGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

187 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} TOWERS, PERRIN, FORSTER & CROSBY, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ONE STAMFORD PLAZA, 263 TRESSER BOULEVARD STAMFORD, CT 06901 GRANT AMOUNT }}}}}}}}}}}}}} 217,600. DATE OF GRANT }}}}}}}}}}}}} 12/30/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 217,600.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP LOW INCOME US-WORKERS WITH RETIREMENT SAVINGS AND HEALTH COVERAGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

188 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} UK CONSORTIUM ON AIDS AND INTERNATIONAL DEVELOPMENT GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE GRAYSTON CENTRE, 28 CHARLES SQUARE LONDON, UNITED KINGDOM GRANT AMOUNT }}}}}}}}}}}}}} 174,060. DATE OF GRANT }}}}}}}}}}}}} 07/23/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO FACILITATE KNOWLEDGE-SHARING AND NETWORKING AMONG HIV PROFESSIONALS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/7/2009, 5/8/2009, 10/1/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

189 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} VOXIVA, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1990 K STREET NW, SUITE 400 WASHINGTON, DC 20006 GRANT AMOUNT }}}}}}}}}}}}}} 75,000. DATE OF GRANT }}}}}}}}}}}}} 12/18/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP THE EFFICIENCY OF PUBLIC HEALTH INFORMATION AND SERVICE TO THE POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/2/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

190 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} VOXIVA, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1990 K STREET NW, SUITE 400 WASHINGTON, DC 20006 GRANT AMOUNT }}}}}}}}}}}}}} 50,000. DATE OF GRANT }}}}}}}}}}}}} 09/11/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP THE EFFICIENCY OF PUBLIC HEALTH INFORMATION AND SERVICE TO THE POOR

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

191 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007 GRANT AMOUNT }}}}}}}}}}}}}} 16,600. DATE OF GRANT }}}}}}}}}}}}} 08/14/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 15,867.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE INNOVATIVE HEALTH SERVICE MODELS IN INDIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2008, 3/20/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

192 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION (PF) GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007 GRANT AMOUNT }}}}}}}}}}}}}} 33,400. DATE OF GRANT }}}}}}}}}}}}} 07/15/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 33,400.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE INNOVATIVE HEALTH SERVICE MODELS IN INDIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2008, 3/20/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

193 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WOMEN'S MEDIA CENTRE OF CAMBODIA GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #30, STREET 488, SANGKAT PHSAR DEMTHKOV, KHAN CHAMCAR MORN PHNOM PENH, CAMBODIA GRANT AMOUNT }}}}}}}}}}}}}} 82,510. DATE OF GRANT }}}}}}}}}}}}} 02/27/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 82,510.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DOCUMENTARY FILMS ON WOMEN IN ETHNIC MINORITY COMMUNITIES IN CAMBODIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/1/2007, 2/18/2008, 2/11/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

194 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FEDERATION OF PUBLIC HEALTH ASSOCIATIONS GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O APHA, 800 I STREET, NW WASHINGTON, DC 20001-3710 GRANT AMOUNT }}}}}}}}}}}}}} 60,000. DATE OF GRANT }}}}}}}}}}}}} 12/14/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 6,359.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR HEALTH PROFESSIONALS TO IMPROVE THE HEALTH OF PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/10/2007, 1/10/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

195 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FEDERATION OF PUBLIC HEALTH ASSOCIATIONS GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O APHA, 800 I STREET, NW WASHINGTON, DC 20001-3710 GRANT AMOUNT }}}}}}}}}}}}}} 30,000. DATE OF GRANT }}}}}}}}}}}}} 12/20/07 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR HEALTH PROFESSIONALS TO IMPROVE THE HEALTH OF PEOPLE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

196 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FEDERATION OF PUBLIC HEALTH ASSOCIATIONS GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C/O APHA, 800 I STREET, NW WASHINGTON, DC 20001-3710 GRANT AMOUNT }}}}}}}}}}}}}} 33,500. DATE OF GRANT }}}}}}}}}}}}} 12/22/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR HEALTH PROFESSIONALS TO IMPROVE THE HEALTH OF PEOPLE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

197 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} YANKELOVICH, INC. GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 400 MEADOWMONT VILLAGE CIRCLE, SUITE 431 CHAPEL HILL, NC 27517 GRANT AMOUNT }}}}}}}}}}}}}} 626. DATE OF GRANT }}}}}}}}}}}}} 02/28/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 626.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DOCUMENT AMERICAN WORKERS' CONCERNS ABOUT ECONOMIC SECURITY.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/13/2007, 1/25/2008 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

198 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTEE'S NAME }}}}}}}}}}}}}} ZAGO LLC GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 392 BROADWAY, 2ND FLOOR NEW YORK, NY 10013 GRANT AMOUNT }}}}}}}}}}}}}} 40,000. DATE OF GRANT }}}}}}}}}}}}} 11/26/08 AMOUNT EXPENDED }}}}}}}}}}}}}}} 0.

13-1659629 }}}}}}}}}}

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE BUSINESS MODELS THAT PROMOTE HUMAN-CENTERED DESIGN INNOVATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/22/2009 ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

12411201 756359 621570.00

199 STATEMENT(S) 19 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF GRANTS AND CONTRIBUTIONS STATEMENT 20 PAID DURING THE YEAR }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} RECIPIENT RELATIONSHIP RECIPIENT AND PURPOSE OF GRANT STATUS AMOUNT }}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} N/A PUBLIC CHARITY 6,030. MATCHING GIFT

RECIPIENT NAME AND ADDRESS }}}}}}}}}}}}}}}}}}}}}}}}}} 1ST PRESBYTERIAN CHURCH OF BERKELEY 2407 DANA STREET, BERKELY, CA 94704

2ND SHILOH MISSIONARY BAPTIST CH, N/A 3622 MAINER, HOUSTON, TX 77021 MATCHING GIFT 3-LEGGED DOG, INC., 80 GREENWICH STREET, NEW YORK, NY 10006 N/A FOR A PROGRAM FOR THEATER AND MEDIA ARTISTS TO EXPLORE N/A MATCHING GIFT N/A MATCHING GIFT N/A TO STRENGTHEN CAPACITY OF THE NIGERIAN GOVERNMENT TO IMPROVE N/A MATCHING GIFT N/A TO DEVELOP SOFTWARE FOR COLLECTING HEALTH INFORMATION

PUBLIC CHARITY

1,500.

501(C)(3) PUBL CHAR

150,000.

ABINGTON FRIENDS SCHOOL, 575 WASHINGTON LANE, JENKINTOWN, PA 19046

PUBLIC CHARITY

1,500.

ABINGTON MEMORIAL HOSPITAL FDN, 1200 OLD YORK ROAD, ABINGTON, PA 19001

PUBLIC CHARITY

4,500.

ABT ASSOCIATES, INC., 55 WHEELER STREET, CAMBRIDGE, MA 02138-1168

US NON-CHAR E/R GRNT

42,900.

ABYSSINIAN DEVELOPMENT CORPORATION 4 W 125TH ST, NEW YORK, NY 10027 ACADEMY FOR EDUCATIONAL DEVELOPMENT 1825 CONNECTICUT AVENUE, N.W., WASHINGTON, DC 20009-5721

PUBLIC CHARITY

375.

501(C)(3) PUBL CHAR

152,900.

12411201 756359 621570.00

200 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ADVOCATES FOR CHILDREN OF NY, 151 N/A WEST 30TH ST FIFTH FL, NEW YORK, NY 10001 MATCHING GIFT AFRICAN AGRICULTURAL TECHNOLOGY FDN C/O ILRI P.O. BOX 30709-00100 OLD NAIVASHA ROAD, KABETE CAMPUS, NAIROBI, 10 AFRICAN CTR FOR ECON TRANSFORMATION 1015 18TH STREET NW SUITE 210, WASHINGTON, DC 20036 N/A TO IDENTIFY CHINESE AGRICULTURAL TECHNOLOGIES RELEVANT N/A FOR RESEARCH SUPPORT TO AFRICAN GOVERNMENTS ON THEIR ENGAGEMENT WITH N/A TO ACHIEVE LONG-TERM GROWTH AND TRANSFORMATION OF PUBLIC CHARITY

13-1659629 }}}}}}}}}}

1,200.

501(C)(3) PUBL CHAR

299,573.

501(C)(3) PUBL CHAR

250,000.

AFRICAN CTR FOR ECON TRANSFORMATION 1015 18TH STREET NW SUITE 210, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

1,000,000.

AFRICAN ECON RESEARCH CONSORTIUM, N/A 3RD FL, MIDDLE EAST BANK TOWERS BUILDING FOR A CONFERENCE ON CLIMATE CHANGE AND RESOURCE MANAGEMENT IN AFRICAN ECON RESEARCH CONSORTIUM, N/A 3RD FL, MIDDLE EAST BANK TOWERS BUILDING, FOR AN ECONOMIC POLICY CAPACITY PH.D. PROGRAM IN AFRICA AFRICAN ECON RESEARCH CONSORTIUM, N/A 3RD FL MIDDLE EAST BANK TOWERS BUILDING M TO STRENGTHEN CAPACITY OF LOCAL ECONOMIES IN SUB-SAHARAN AFRICA

501(C)(3) PUBL CHAR

165,000.

501(C)(3) PUBL CHAR

200,000.

501(C)(3) PUBL CHAR

200,000.

12411201 756359 621570.00

201 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AFRICAN ECONOMIC RESEARCH N/A 501(C)(3) CONSORT, 3RD FL, MIDDLE EAST BANK PUBL CHAR TOWERS BUILDING 132,250. TO STUDY AND MAKE KNOWN CHINA'S IMPACT ON KEY AFRICAN COUNTRIES AFRICAN LEADERSHIP FOUNDATION, N/A 1394 YORK AVENUE 5A, NEW YORK, NY 10021 MATCHING GIFT AFRICAN NETWORK OPERATORS GROUP, 34 CHURCH CRESCENT LABONE P.O. BOX 3035, A N/A FOR TRAINING TO IMPROVE BANDWIDTH MANAGEMENT IN AFRICAN INSTITUTIONS N/A TO PROMOTE THE WELL-BEING OF AFRICANS THROUGH POPULATION AND N/A TO PROMOTE THE HEALTH AND WELL-BEING OF AFRICANS 501(C)(3) PUBL CHAR PUBLIC CHARITY

279.

FOREIGN ORG - E/R GRANT

110,000.

AFRICAN POPUL AND HLTH RESEARCH CTR SHELTER AFRIQUE, 2ND FLOOR P.O. BOX 10787 00100 GPO, NAIROBI, KENYA AFRICAN POPUL AND HLTH RSRCH CENTRE SHELTER AFRIQUE, 2ND FLOOR P.O. BOX 10787 00100 GPO, NAIROBI, KENYA

350,000.

501(C)(3) PUBL CHAR

300,000.

AGA KHAN UNIVERSITY, STADIUM ROAD N/A PUBLIC P.O. BOX 3500, KARACHI, 74800, CHARITY PAKISTAN EQUIV TO IMPROVE ACCESS TO HEALTH SERVICES AND HEALTHCARE DELIVERY INN AGORA PARTNERSHIPS, 1800 M STREET N/A NW SUITE 1066, WASHINGTON, DC 20036 TO PROMOTE IMPACT INVESTING AS A DEVELOPMENT TOOL 501(C)(3) PUBL CHAR

71,900.

250,000.

12411201 756359 621570.00

202 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} AIDS NETWORK DEVELOPMENT FOUNDATION 145/1 SRIPOOM RD. MUANG DISTRICT, CHIANG MAI, 50200, THAILAND ALARM WILL SOUND, INC., C/O ALAN PIERSON 401 WEST 52ND STREET APARTMENT 3C,

N/A TO REDUCE HIV/AIDS VULNERABILITY IN ETHNIC AND MIGRANT POPULATIONS N/A FOR AN INTEGRATED MUSICAL AND MULTIMEDIA PERFORMANCE

PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}} 191,950.

501(C)(3) PUBL CHAR

75,000.

ALASKA CONSERVATION FOUNDATION, N/A 441 W 5TH AVE STE 402, ANCHORAGE, AK 99501-2 MATCHING GIFT ALEXANDROS E. WASHBURN 373 VAN BRUNT STREET, BROOKLYN, NY 11231 NONE TO REDEFINE URBAN DESIGN PRINCIPLES AND PRACTICES FOR THE 21ST NONE FOR CASH PRIZES TO THE RECIPIENTS OF THE RF JANE JACOBS MEDAL N/A TO IMPROVE THE PRODUCTIVITY OF SMALL-SCALE AFRICAN N/A TO PROVIDE CELL PHONES AND COMPUTER EQUIPMENT FOR CHARITABLE USE N/A MATCHING GIFT

PUBLIC CHARITY

15,000.

N/A

75,000.

ALEXIE TORRES-FLEMING 1384 STRATFORD AVENUE, BRONX, NY 10472

N/A

100,000.

ALLIANCE FOR A GREEN REV IN AFRICA P.O. BOX 66773 WESTLANDS, 00800, NAIROBI, KENYA

501(C)(3) PUBL CHAR

2,000,000.

ALLIANCE FOR A GREEN REV IN AFRICA P.O. BOX 66773 WESTLANDS, 00800, NAIROBI, KENYA

501(C)(3) PUBL CHAR

46,463.

ALZHEIMER'S DIS & RELATED D/O ASSOC 1899 CENTRAL AVE, AUGUSTA, CA 95945

PUBLIC CHARITY

75.

12411201 756359 621570.00

203 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} AMA FOUNDATION, PO BOX 3247, GRASS VALLEY, CA 95945 N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

300.

AMAZON CONSERVATION ASSOCIATION, N/A 1731 CONNECTICUT AVENUE, NW THIRD FLOOR, W TO ENSURE THAT POOR PEOPLES IN PERU GAIN ACCESS TO CLEAN AMAZON WATCH, ONE HALLIDIE PLAZA STE 402, SAN FRANCISCO, CA 94102 N/A MATCHING GIFT

501(C)(3) PUBL CHAR

30,000.

PUBLIC CHARITY

600.

AMERICAN BREAST CANCER N/A FOUNDATION, 1220B EAST JOPPA ROAD STE 322, TOWSON, MD MATCHING GIFT AMERICAN CANCER SOCIETY, PO BOX 131637, HOUSTON, TX 77219-1637 N/A MATCHING GIFT

PUBLIC CHARITY

150.

PUBLIC CHARITY

150.

AMERICAN CANCER SOCIETY, INC., N/A 669 LITTLEJOHN RD, PARSIPPANY, NJ 07504 MATCHING GIFT AMERICAN CONST SOC FOR LAW AND POL 1333 H. STREET NW 11TH FL, WASHINGTON, DC 20005 AMERICAN DIABETES ASSOCIATION , 3877 FAIRFAX RIDGE RD. #300N, FAIRFAX, VA 22 N/A MATCHING GIFT

PUBLIC CHARITY

300.

PUBLIC CHARITY

1,875.

N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY

375.

AMERICAN HEART ASSOC FOUNDERS AFFIL PO BOX 3049, SYRACUSE, NY 13220

PUBLIC CHARITY

150.

12411201 756359 621570.00

204 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} AMERICAN HEART ASSOCIATION, 222 SOUTH CHURCH ST STE303, CHAROLETTE, NC 28202 N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

120.

AMERICAN HEART ASSOCIATION, INC., N/A 122 E.42ND ST 18TH FLOOR, NEW YORK, NY 101 MATCHING GIFT AMERICAN HUMAN DEVELOPMENT REPORT, 290 CONOVER STREET, BROOKLYN, NY 11231 N/A TO DEVELOP A DISSEMINATION STRATEGY ON THE AMERICAN HUMAN N/A MATCHING GIFT N/A FOR A DISTANCE LEARNING PROGRAM AND A MEETING ON HEALTH INFORMATICS

300.

501(C)(3) PUBL CHAR

200,000.

AMERICAN INDIA FOUNDATION, 216 E 45TH ST 7TH FL, NEW YORK, NY 10017

PUBLIC CHARITY

180,000.

AMERICAN MEDICAL INFORMATICS ASSOC 4915 ST. ELMO AVENUE SUITE 401, BETHESDA, MD 20814

501(C)(3) PUBL CHAR

470,000.

AMERICAN MUSEUM OF NATURAL N/A HISTORY CENTRAL PARK WEST AT 79TH STREET, FOR AN EXHIBITION ON NEW YORK, NY 10024-5192 CLIMATE CHANGE AMERICAN MUSEUM OF NATURAL HISTORY CENTRAL PARK WEST 79TH ST, NEW YORK, NY 10024-5192 N/A MATCHING GIFT

501(C)(3) PUBL CHAR

1,000,000.

PUBLIC CHARITY

300.

AMERICAN RED CROSS, 2025 E. N/A STREET N.W., WASHINGTON, DC 20006 MATCHING GIFT

PUBLIC CHARITY

4,500.

12411201 756359 621570.00

205 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} AMERICAN SUNRISE COMMUNITIES, 10877 WILSHIRE BLVD, 12TH FLOOR, LOS ANGELES,

N/A TO SCALE UP THE DEVELOPMENT OF AFFORDABLE HOUSING FOR N/A MATCHING GIFT N/A TO ENGAGE THE BUSINESS COMMUNITY IN INTEGRATION OF N/A TOWARD THE BETTER INTEGRATION OF IMMIGRANTS IN THE U.S. N/A TO INCREASE OPPORTUNITIES FOR PERFORMING ARTISTS IN N/A TO ESTABLISH A COLLECTION OF ARTIFACTS ABOUT THE HISTORIC N/A TO STUDY MINORITY PARTICIPATION IN CONTRIBUTION PLANS

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 200,000.

AMERICANS FOR OXFORD, INC., 500 FIFTH AVE 32ND FL, NEW YORK, NY 10110

PUBLIC CHARITY

150.

AMERICAS SOCIETY, INC., 680 PARK AVENUE, NEW YORK, NY 10021

501(C)(3) PUBL CHAR

115,450.

AMERICAS SOCIETY, INC., 680 PARK AVENUE, NEW YORK, NY 10021

501(C)(3) PUBL CHAR

109,900.

AMRITA PERFORMING ARTS, 4096 PIEDMONT AVENUE, #365, OAKLAND, CA 94611-5221

501(C)(3) PUBL CHAR

133,000.

APOLLO THEATER FOUNDATION, INC., 253 WEST 125TH STREET, NEW YORK, NY 10027

501(C)(3) PUBL CHAR

100,000.

ARIEL EDUCATION INITIATIVE, 200 EAST RANDOLF DRIVE SUITE 2900, CHICAGO, IL 6

501(C)(3) PUBL CHAR

250,000.

12411201 756359 621570.00

206 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ARIZONA STATE INIVERSITY FOUNDATION PO BOX 2260, TEMPE, AZ 85280 ARTHRITIS FOUNDATION, 122 EAST 42ND ST. 18TH FL, NEW YORK, NY 10168-1898

N/A MATCHING GIFT N/A MATCHING GIFT N/A TO USE AN OPEN SOURCE MODEL TO SOLVE THE WORLD'S SOCIAL PROBLEMS

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 1,500.

PUBLIC CHARITY

375.

ASHOKA, 1700 N. MOORE STREET, SUITE 2000, ARLINGTON, VA 22209

501(C)(3) PUBL CHAR 1,200,000.

ASIAN AM/PAC ISLANDERS IN PHIL, 200 PINE STREET SUITE 700, SAN FRANCISCO, CA

N/A TO EDUCATE PHILANTHROPISTS ABOUT THE NEEDS OF SPECIFIC

501(C)(3) PUBL CHAR

33,333.

ASIAN AMERICAN WRITERS' WORKSHOP, N/A 16 WEST 32ND. ST. STE 10A, NEW YORK, NY 10 MATCHING GIFT ASIAN CULTURAL COUNCIL, INC., 437 N/A MADISON AVENUE 37TH FLOOR, NEW YORK, NY 10 FOR A FELLOWSHIP PROGRAM IN MAINLAND SOUTHEAST ASIA ASIAN MIGRANT CENTRE, 13/F, FLAT 6, BLOCK A, FUK KEUNG IND. BLDG. 66 TONG M N/A TO MONITOR MIGRATION ISSUES AND STRATEGIES IN THE GREATER MEKONG

PUBLIC CHARITY

300.

501(C)(3) PUBL CHAR

67,000.

PUBLIC CHARITY EQUIV

128,306.

ASIAN UNIV FOR WOMEN SUPPORT FDN, N/A 501(C)(3) 1100 MASSACHUSETTS AVENUE, SUITE PUBL CHAR 300, CAMB TO PROVIDE PROGRAMMING AND SCHOLARSHIPS AT THE ASIAN UNIVERSITY FOR

500,000.

12411201 756359 621570.00

207 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ASPCA, 424 E. 92ND. ST, NEW YORK, N/A NY 10128 MATCHING GIFT ASSOC FOR HEALTH AND ENVIR DEV, 17 BEIRUT STREET., APT. 501 HELIOPOLIS, CAI N/A FOR A TRAINING COURSE FOR HEALTH PROFESSIONALS FROM N/A FOR RF CONTRIBUTIONS TO SERVICE ORGANIZATIONS IN THE PHILANTHROPIC PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

150.

FOREIGN ORG - E/R GRANT

79,400.

ASSOC OF BLACK FOUNDATION EXECUTIVE 55 EXCHANGE PLACE, NEW YORK, NY 10005

10,000.

ASSOC OF GRAD OF THE US MIL ACAD, N/A PO BOX 89, WEST POINT, NY 10996-9903 MATCHING GIFT ASSOCIATION FOR ASIAN STUDIES, 1021 E. HURON STREET, ANN ARBOR, MI 48104 N/A MATCHING GIFT N/A

PUBLIC CHARITY

1,200.

PUBLIC CHARITY

300.

ASSOCIATION OF AFRICAN UNIVERSITIES

AFRICAN UNIV HOUSE AVIATION RD TO PROMOTE EFFECTIVE EXT, AIRPORT RESIDENTIAL AREA BOX USE OF HIGH-SPEED 5744, ACC INTERNET AT AFRICAN AVALON THEATRE PROJECT, INC., 5505 CONNECTICUT AVE NW, WASHINGTON, DC 20015 N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY EQUIV

64,000.

PUBLIC CHARITY

4,500.

AYALA FOUNDATION USA, 255 SHORELINE DRIVE STE 428, REDWOOD CITY, CA 94065

PUBLIC CHARITY

150.

12411201 756359 621570.00

208 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} B LAB COMPANY, 15 WATERLOO AVENUE, BERWYN, PA 19312 N/A TO DEVELOP A TOOL THAT WILL HELP ASSESS THE IMPACT OF INVESTMENTS 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

100,000.

B LAB COMPANY 15 WATERLOO AVENUE, BERWYN, PA 19312

N/A E/R GRANT TO INSTITUTIONALIZE 'B CORPORATIONS' COMPANIES WITH A SOCIAL N/A TO SUPPORT COMPANIES THAT DELIVER SIGNIFICANT AND 501(C)(3) PUBL CHAR

500,000.

B LAB COMPANY, 15 WATERLOO AVENUE, BERWYN, PA 19312

200,000.

BALLET TECH FOUNDATION, INC., 890 N/A BROADWAY, NEW YORK, NY 10003-1211 MATCHING GIFT BANGLADESH RURAL ADVANCEMENT COMM, BRAC CENTRE 75 MOHAKHALI, DHAKA, 1212, N/A TO PROVIDE HEALTH PRODUCTS AND SERVICES TO THE UNDERSERVED IN N/A MATCHING GIFT N/A TO USE MODELS TO INFORM DEVELOPMENT PRIORITIES IN AFRICAN AGRICULTURE YES DCA

PUBLIC CHARITY

600.

PUBLIC CHARITY EQUIV

100,000.

BARNARD COLLEGE, 3009 BROADWAY, NEW YORK, NY 10027

PUBLIC CHARITY

1,500.

BD OF TRUST OF L STANFORD JR UNIV, OFFICE OF SPONSORED RESEARCH 651 SERRA ST

501(C)(3) PUBL CHAR

110,313.

BELLAGIO STUDY AND CONFERENCE CNTR VILLA SERBELLONI, BELLAGIO, 22021, ITALY

SEE STATEMENT 27

4,910,677.

12411201 756359 621570.00

209 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BEN LOETERMAN PRODUCTIONS, INC., 119 BRAINTREE STREET SUITE 403, BOSTON, MA N/A FOR THE DOCUMENTARY, "THE PEOPLE VS. LEO FRANK." AND AN N/A MATCHING GIFT N/A FOR A WHITE PAPER ON U.S. TRANSPORTATION AND THE IMPACTS OF CLIMATE N/A TO HELP ADVANCE FIVE NATIONAL TRANSPORTATION GOALS N/A TO DEVELOP DROUGHT-TOLERANT RICE VARIETIES TO POOR PUBLIC CHARITY EQUIV 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT

28,500.

BIKE AND BUILD, INC., 20 JAY STREET STE M08, BROOKLYN, NY 11201

300.

BIPARTISAN POLICY CENTER, INC., 1225 I STREET, NW SUITE 1000, WASHINGTON, D

150,000.

BIPARTISAN POLICY CENTER, INC., 1225 I STREET, NW SUITE 1000, WASHINGTON, D

250,000.

BIRSA AGRICULTURAL UNIVERSITY, P.O. - KANKE, RANCHI 834 006, JHARKHAND, IND

21,922.

BONNIE BOSWELL 533 NORTH CHEROKEE AVE., LOS ANGELES, CA 92651

NONE N/A FOR A DOCUMENTARY ABOUT THE LIFE OF WHITNEY M. YOUNG, JR. N/A TO HELP LOW-SKILLED WORKERS AND THEIR FAMILIES GAIN ECONOMIC 501(C)(3) PUBL CHAR

150,000.

BOSTON FOUNDATION, INC., 75 ARLINGTON STREET 10TH FLOOR, BOSTON, MA 02116

200,000.

12411201 756359 621570.00

210 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BOSTON UNIVERSITY, 121 BAY STATE ROAD, BOSTON, MA 02215 N/A TO ASSESS THE EFFECT OF MAIZE CULTIVATION ON MALARIA IN SUB-SAHARAN N/A MATCHING GIFT 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

253,771.

BOWDOIN COLLEGE, 4100 COLLEGE STATION, BRUMSWICK, ME 04011

PUBLIC CHARITY

30,565.

BRAC USA INC, 11 EAST 44TH ST STE N/A 1600, NEW YORK, NY 10017 MATCHING GIFT BRAC USA INC., 11 EAST 44TH STREET, SUITE 1600, NEW YORK, NY 10017 N/A FOR A STUDY OF AND A CONFERENCE ON PARTNERSHIPS IN HEALTH N/A MATCHING GIFT

PUBLIC CHARITY

750.

501(C)(3) PUBL CHAR

127,500.

BREAD FOR THE WORLD INSTITUTE, INC. 1100 WAYNE STREET STE 1000, SILVER SPRINGS, MD 20910 BREARLEY SCHOOL, 610 EAST 83RD STREET, NEW YORK, NY 10028

PUBLIC CHARITY

1,500.

N/A MATCHING GIFT N/A MATCHING GIFT N/A TO SUPPORT LOCAL SOUTH BRONX ARTISTS IN THEIR TWENTIES AND THIRTIES

PUBLIC CHARITY

4,500.

BROCKPORT LACROSSE BOOSTERS, 1 WALNUT HILL DRIVE, SPENCERPORT, NY 14559

PUBLIC CHARITY

300.

BRONX COUNCIL ON THE ARTS, INC., 1738 HONE AVENUE, BRONX, NY 10461-1486

501(C)(3) PUBL CHAR

150,000.

12411201 756359 621570.00

211 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BRONX OVERALL ECONOMIC DEV CORP, 198 EAST 161ST STREET SUITE 201, BRONX, NY

N/A TO INCREASE CREATIVE SECTOR PRESENCE IN AND ATTRACT PEOPLE TO THE N/A FOR A GLOBAL CONFERENCE ON DEVELOPMENT, CLIMATE CHANGE, AND THE POOR N/A TO ACHIEVE RAPID AND INCLUSIVE GROWTH IN POOR, URBAN AREAS N/A TO ADVANCE HEALTH AND SUSTAINABLE TRANSPORTATION POLICIES N/A TO DEVELOP STRATEGIES FOR EXPANDING LIFETIME INCOME FOR FUTURE N/A TO DOCUMENT THE MYRIAD CHANGES IN URBAN AREAS IN THE U.S. N/A TO PROVIDE U.S. METROPOLITAN COMMUNITIES WITH THE

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 56,250.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036-

501(C)(3) PUBL CHAR

189,000.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

999,800.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036-

501(C)(3) PUBL CHAR

500,000.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036-

501(C)(3) PUBL CHAR

640,400.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036-2

501(C)(3) PUBL CHAR

750,000.

BROOKINGS INSTITUTION, 1775 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036-

501(C)(3) PUBL CHAR

150,000.

12411201 756359 621570.00

212 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BROOKINGS INSTITUTION, 1775 N/A MASSACHUSETTS AVE NW, WASHINGTON, DC 20036-2188 MATCHING GIFT BROWN UNIVERSITY, PO BOX 1976, PROVIDENCE, RI 02912 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO ADVANCE A NATIONAL VISION ON SOCIAL EQUITY IN TRANSPORTATION N/A FOR THE HIDEYO NOGUCHI AFRICA PRIZE IN MEDICAL RESEARCH N/A MATCHING GIFT EXMPT NON-CHAR E/R PUBLIC CHARITY

13-1659629 }}}}}}}}}}

15,649.

PUBLIC CHARITY

10,603.

BRYN MAWR COLLEGE, 101 NORTH MERION AVENUE, BRYN MAWR, PA 19010-2899

PUBLIC CHARITY

37,500.

BUILDING AMERICA'S FUTURE, 1301 PENNSYLVANIA AVE., NW SUITE 350, WASHINGTON

500,000.

CABINET OFFICE, GOVERNMENT OF JAPAN 1-6-1 NAGATA-CHO, CHIYODA-KU, TOKYO, 100-8914, JAPAN

FOREIGN GOV'T UNIT

50,000.

CALIFORNIA PACIFIC MEDICAL CNTR FDN 2300 CALIFORNIA ST STE 304, SAN FRANCISCO, CA 94115

PUBLIC CHARITY

1,500.

CALIFORNIA RURAL LEGAL N/A ASSISTANCE, 631 HOWARD STREET STE 300, SAN FRANCISCO, MATCHING GIFT CALVERT SOCIAL INVESTMENT FDN, 7315 WISCONSIN AVENUE, SUITE 1100W, BETHESDA N/A TO PROVIDE INNOVATIVE FINANCIAL PRODUCTS AND SERVICES TO THE POOR

PUBLIC CHARITY

375.

501(C)(3) PUBL CHAR

200,000.

12411201 756359 621570.00

213 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CAMBODIA DEVELOPMENT RESOURCE INST 56 STREET 315, TUOL KORK, PENH, CAMBODIA PHNOM N/A TO STUDY INTRA-REGIONAL AGRICULTURAL TRADE IN THE GREATER MEKONG N/A MATCHING GIFT N/A TOWARD THE COSTS TWO AFRICAN-AMERICAN MUSIC FESTIVALS N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

125,000.

CANTATA SINGERS, INC., 161 FIRST STREET STE 203 , CAMBRIDGE, MA 02139

PUBLIC CHARITY

15,000.

CARNEGIE HALL CORPORATION, 881 SEVENTH AVENUE, NEW YORK, NY 10019-3210

50,000.

CARNEGIE HALL SOCIETY, INC., 881 SEVENTH AVE, NEW YORK, NY 10019-3210

21,000.

CATHOLIC EDUCATION FOUNDATION, 3424 WILSHIRE BOULEVARD, LOS ANGELES, CA 9001

1,500.

CATHOLIC NEAR EAST WELFARE ASSOC, N/A 1011 FIRST AVENUE, NEW YORK, NY 10022 MATCHING GIFT CATHOLIC RELIEF SERVICES, PO BOX17090, BALTIMORE, MD 21203 N/A MATCHING GIFT N/A TO DEVELOP THE NEW ORLEANS CITIZEN PARTICIPATION PROGRAM

1,500.

PUBLIC CHARITY

225.

CBNO/MAC FOUNDATION, 3023 PONCE DE LEON, NEW ORLEANS, LA 70119

501(C)(3) PUBL CHAR

100,000.

12411201 756359 621570.00

214 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CEC STUYVESANT COVE, INC., 2420 FDR DRIVE, NEW YORK, NY 10010 N/A MATCHING GIFT N/A TO ENHANCE THE NUTRITIONAL QUALITY OF AFRICAN MAIZE N/A TO ADVANCE SUSTAINABLE TRANSPORTATION IN THE U.S. N/A TO INCREASE RESILIENCY TO THE IMPACTS OF CLIMATE CHANGE N/A TO DEVELOP A COMPREHENSIVE SAVINGS POLICY AGENDA FOR N/A TO ASSIST DEVELOPING COUNTRIES IN STRENGTHENING THEIR N/A TO STUDY AND ASSESS HEALTH PROVIDER PURCHASING MECHANISMS 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}}

300.

CENT INTL DE MEJOR DE MAZ Y TRIGO APDO POSTAL 6-641 LISBOA 27, COL. JUREZ DELEG. CUAUHTMOC, CP 06600, MEX CENTER FOR CLEAN AIR POLICY, 750 FIRST STREET, NE SUITE 940, WASHINGTON, DC

501(C)(3) PUBL CHAR

213,698.

501(C)(3) PUBL CHAR

150,000.

CENTER FOR CLEAN AIR POLICY, 750 FIRST STREET, NE SUITE 940, WASHINGTON, DC

300,000.

CENTER FOR ECONOMIC PROGRESS, 29 E MADISON STREET SUITE 900, CHICAGO, IL 606

555,000.

CENTER FOR GLOBAL DEVELOPMENT, 1800 MASSACHUSETTS AVE., NW, WASHINGTON, DC 2

75,850.

CENTER FOR GLOBAL DEVELOPMENT, 1800 MASSACHUSETTS AVE., NW, WASHINGTON, DC

130,100.

12411201 756359 621570.00

215 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CENTER FOR NATURAL RESOURCE POLICY 4728 89TH AVENUE SE, MERCER ISLAND, WA 98040 CENTER FOR NEIGHBORHOOD TECHNOLOGY 2125 WEST NORTH AVENUE, CHICAGO, IL 60647 N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

6,000.

N/A TO MEASURE THE IMPACT OF TRANSPORTATION COSTS ON ECONOMIC SECURITY N/A FOR A HOUSING COUNSELING PROGRAM N/A FOR A BOOK HONORING THE WORK AND IDEAS OF A 20TH CENTURY URBANIST

501(C)(3) PUBL CHAR

250,000.

CENTER FOR NYC NEIGHBORHOODS, INC. 74 TRINITY PLACE 13TH FLOOR, NEW YORK, NY 10006 CENTER FOR THE LIVING CITY, 25 CENTRAL PARK WEST #2J, NEW YORK, NY 10023

E/R GRANT

500,000.

501(C)(3) PUBL CHAR

100,000.

CENTRAL PARK CONSERVANCY, INC., N/A 14 EAST 60TH STREET, NEW YORK, NY 10022 MATCHING GIFT CENTRE FOR DEV STUDIES SOCIETY, PRASANTH NAGAR ROAD, ULLOOR, THIRUVANANTHAP N/A TO DOCUMENT THE IMPACT OF MIGRATION FLOWS ON CHILDREN IN KERALA, N/A FOR THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH NETWORK IN N/A FOR RESEARCH AND TRAINING ON CONTROL OF FLOWERING IN CASSAVA

PUBLIC CHARITY

600.

PUBLIC CHARITY EQUIV

99,700.

CENTRE FOR HIGHER EDU TRANSF TRUST THE CHET TRUST PO BOX 29204 SUNNYSIDE 0132, PRETORIA, SOUTH AFRICA CENTRO INT'L DE AGRIC TROPICAL, CARRETERA CALI-PALMIRA KM 17 APARTADO AEREO

PVT FDN EQUIV (E/R)

84,000.

501(C)(3) PUBL CHAR

33,800.

12411201 756359 621570.00

216 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CENTRO INTL DE AGRICULTURA TROPICAL CARRETERA CALI-PALMIRA KM 17 APARTADO AEREO 6713, CALI, COLOMBIA CENTRO INTL DE AGRICULTURA TROPICAL CARRETERA CALI-PALMIRA KM 17 APARTADO AEREO 6713, CALI, COLOMBIA CH OF ST ANDREW AND HOLY COMMUNION 160 WEST SOUTH ORANGE AVE, SOUTH ORANGE, NJ 07079 N/A TO EXPAND THE PRODUCTION OF SOYBEANS BY SMALLHOLDER FARMERS N/A TOWARD THE COSTS OF DEVELOPING INBRED LINES FOR CASSAVA GENETIC N/A MATCHING GIFT 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

250,000.

501(C)(3) PUBL CHAR

400,000.

PUBLIC CHARITY

600.

CH OF ST STEPHEN OF HUNGARY SCHL, N/A 408 EAST 82ND ST, NEW YORK, NY 10028 MATCHING GIFT CHAUTAUQUA INSTITUTION, PO BOX 28, CHAUTAUGUA, NY 14722 N/A MATCHING GIFT

PUBLIC CHARITY

6,000.

PUBLIC CHARITY

3,000.

CHEWONKI FOUNDATION, 485 CHEWONKI N/A NECK ROAD, WISCASSET, ME 04578 MATCHING GIFT CHEZ BUSHWICK, INC., 304 BOERUM ST. #23, BROOKLYN, NY 11206 N/A FOR ARTS-BASED ECONOMIC DEVELOPMENT AND URBAN REVITALIZATION IN

PUBLIC CHARITY

150.

501(C)(3) PUBL CHAR

112,500.

CHIANG MAI UNIVERSITY, 239 HUAY N/A KAEW ROAD MUANG DISTRICT, CHIANG MAI, 50002 TO PROVIDE MASTER'S LEVEL SCHOLARSHIPS FOR STUDENTS FROM LAOS PDR

PUBLIC CHARITY EQUIV

143,026.

12411201 756359 621570.00

217 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CHIANG MAI UNIVERSITY, 239 HUAY KAEW ROAD MUANG DISTRICT, CHIANG MAI, 5020

N/A TO STUDY CHINA'S IMPACT ON AGRICULTURE IN THE GREATER MEKONG N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}} 54,200.

CHILDREN INTERNATIONAL, 2000 EASET RED BRIDGE ROAD, KANSAS CITY, MO 64121

PUBLIC CHARITY

2,184.

CHILDREN OF ARMENIA FUND, 162 FIFTH AVENUE STE 900, NEW YORK, NY 10010

PUBLIC CHARITY

1,500.

CHILDREN'S HOSPITAL CORPORATION, N/A 300 LONGWOOD AVE #431, BOSTON, MA 02115 MATCHING GIFT CHILDREN'S HOSPITAL FOUNDATION, N/A 300 LONGWOOD AVE #431, BOSTON, MA 02115 MATCHING GIFT CHILDREN'S STOREFRONT, 57 EAST 129TH ST, NEW YORK, NY 10027 N/A MATCHING GIFT

PUBLIC CHARITY

3,000.

PUBLIC CHARITY

75.

PUBLIC CHARITY

450.

CHULALONGKORN UNIVERSITY, 254 N/A PUBLIC PHYATHAI ROAD PATUMWAN, BANGKOK, CHARITY 10330, THAIL EQUIV TO ENABLE STUDENTS TO ENROLL A DEGREE PROGRAM IN SOUTHEAST ASIAN CHURCH FOR ALL NATIONS, 417 WEST 57TH ST, NEW YORK, NY 10019 N/A MATCHING GIFT PUBLIC CHARITY

150,940.

20,700.

CHURCH OF ST. LUKE IN THE FIELDS, N/A 487 HUDSON STREET, NEW YORK, NY 10014 MATCHING GIFT

PUBLIC CHARITY

7,500.

12411201 756359 621570.00

218 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CHURCH OF ST. PAUL AND ST. JAMES, N/A 57 OLIVE STREET, NEW HAVEN, CT 06511 MATCHING GIFT CITISTATES GROUP, LLC, 610 G STREET, S.W., WASHINGTON, DC 20024 N/A FOR A REPORT THAT SYNTHESIZES THE DISCUSSIONS OF THE RF N/A MATCHING GIFT N/A MATCHING GIFT N/A TO BUILD SUPPORT AMONG KEY STAKEHOLDERS FOR A NEW CLIMATE CHANGE 501(C)(3) PUBL CHAR PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

6,525.

US NON-CHAR E/R GRNT

120,000.

CITY OF HOPE, 1500 DURATE ROAD, DURATE, CA 91010-3000

555.

CITYMEALS-ON-WHEELS, 355 LEXINGTON AVENUE, NEW YORK, NY 10017

PUBLIC CHARITY

327.

CLIMATE CHANGE ORGANISATION LTD, THE TOWER BUILDING, 3RD FLOOR 11 YORK ROAD,

FOREIGN ORG - E/R GRANT

350,000.

CNA CORPORATION, 4825 MARK CENTER N/A DRIVE, ALEXANDRIA, VA 22311 FOR TWO STUDIES ON CLIMATE CHANGE RESILIENCE POLICIES IN CNTR ON BUDGET & POLICY PRIORITIES 820 FIRST STREET, NE SUITE 510, WASHINGTON, DC 20002 COALITION FOR ASIAN AMERICAN CHILDREN AND FAMILIES 50 BROAD STREET STE 1701, NEW YORK, NY 10004 N/A GENERAL SUPPORT

559,790.

501(C)(3) PUBL CHAR

800,000.

N/A MATCHING GIFT

PUBLIC CHARITY

300.

12411201 756359 621570.00

219 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} COCA COLA SCHOLARS FOUNDATION,INC, 1 COCA COLA PLAZA, ATLANTA, GA 30313 N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

3,000.

COLLEGE OF THE HOLY CROSS TRUSTEES 1 COLLEGE STREET, WORCESTER, MA 01610

7,500.

COLONIAL WILLIAMSBURG FOUNDATION, N/A PO BOX 1776, WILLAMSBURG, VA 23187 MATCHING GIFT COLUMBIA UNIVERSITY, 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027 N/A FOR A MEETING ON THE GLOBAL FINANCING OF AN AFRICAN GREEN N/A FOR A MEETING ON THE IMPACT OF HIV-SPECIFIC PROGRAMS IN AFRICA N/A FOR AN ELECTRONIC HEALTH INFORMATION SYSTEM IN AFRICA N/A TO IMPROVE THE HEALTH OF POOR PEOPLE IN DEVELOPING COUNTRIES

PUBLIC CHARITY

300.

501(C)(3) PUBL CHAR

276,450.

COLUMBIA UNIVERSITY, 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

501(C)(3) PUBL CHAR

151,200.

COLUMBIA UNIVERSITY, 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

501(C)(3) PUBL CHAR

168,300.

COLUMBIA UNIVERSITY, 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

501(C)(3) PUBL CHAR

400,000.

12411201 756359 621570.00

220 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} COLUMBIA UNIVERSITY, 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

N/A TO STUDY THE POST-ELECTION CRISIS IN KENYA IN EARLY 2007 AND

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 140,300.

COMMITTEE OF 100, INC., 677 FIFTH N/A AVEUNE FIFTH FLOOR, NEW YORK, NY 10022 TO STUDY AND SHARE AMERICAN ATTITUDES TOWARD ASIAN AMERICANS COMMON CAUSE EDUCATION FUND, 1133 N/A 19TH STREET, NW, WASHINGTON, DC 20036 MATCHING GIFT COMMONWEALTH SCI INDUST RSRCH ORG, HEAD OFFICE GPO 1600, CANBERRA, ACT 260 N/A TO PROVIDE A COWPEA BREEDING LINE RESISTANT TO POD-BORER INSECTS N/A TO SURVEY AND PUBLISH DATA ON THE CONCERNS OF NYC'S LOW-INCOME N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT

501(C)(3) PUBL CHAR

50,000.

PUBLIC CHARITY

1,500.

FOREIGN GOV'T UNIT

136,882.

COMMUNITY SERVICE SOCIETY OF NY, 105 EAST 22ND STREET, NEW YORK, NY 10010

501(C)(3) PUBL CHAR

85,000.

COMPASSION AND CHOICES, 4100 E. MISSISSIPPI AVE 700, DENVER, CO 80246

PUBLIC CHARITY

600.

CONNECTICUT HUMANE SOCIETY, 701 RUSSELL ROAD, NEWINGTON, CT 06111-1593

PUBLIC CHARITY

750.

CONSERVATION FUND, 1655 N. FORT MEYER DR STE 1300, ARLINGTON, VA 22209

PUBLIC CHARITY

2,250.

12411201 756359 621570.00

221 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CONSULT OF INVST IN HEALTH PROM, 108 A12 ALLEY 4/15 PHUONG MAI STREET, HANO N/A TO ENHANCE CAPACITY TO PUBLISH INFORMATION ON HEALTH ISSUES IN N/A TO STUDY THE EMERGENCY SAVINGS NEEDS OF AMERICAN WORKERS 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

123,470.

CONSUMER FEDERATION OF AMERICA FDN 1620 I STREET, NW, SUITE 200, WASHINGTON, DC 20006

60,000.

CORNELL UNIVERSITY, 300 DAY HALL, N/A 501(C)(3) ITHACA, NY 14853 PUBL CHAR TO STUDY SOIL ORGANIC MATTER RECAPITALIZATION CORNELL UNIVERSITY, 300 DAY HALL, N/A 501(C)(3) ITHACA, NY 14853 PUBL CHAR TO STUDY SOIL ORGANIC MATTER RECAPITALIZATION CORO NEW YORK LEADERSHIP CENTER, 42 BROADWAY STE 1827-35, NEW YORK, NY 10004 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO PROMOTE BETTER PUBLIC UNDERSTANDING OF THE PHILANTHROPIC N/A TO PROVIDE LOCAL ARTISTS WITH RESOURCES TO EXPLORE SPECIFIC 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY PUBLIC CHARITY

16,996.

35,100.

90.

COUNCIL ON FOREIGN RELATIONS, 58 EAST 68TH STREET, NEW YORK, NY 10021

10,500.

COUNCIL ON FOUNDATIONS, 2121 CRYSTAL DRIVE SUITE 700, ARLINGTON, VA 22202

55,000.

CREATIVE TIME, INC., 59 E. 4TH ST. 6E, NEW YORK, NY 10003

187,500.

12411201 756359 621570.00

222 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CRITERION VENTURES, LLC, 81 CHURCH HILL ROAD, HADDAM, CT 06438 N/A TO EXPLORE SOLUTIONS TO THE CRISIS OF MEDICAL DEBT OF AMERICAN N/A TO EXPAND SAVINGS OPTIONS FOR LOW-AND MODERATE-INCOME N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT

78,800.

D2D FUND, INC., 1127 HARRISON AVE., ROXBURY, MA 02119

280,000.

DALY CITY PENINSULA PARTNERSHIP, 725 PRINCE STREET, DALY CITY, CA 94014

PUBLIC CHARITY

150.

DAMIEN HOUSE, INC., 4407 N. ELSTON, CHICAGO, IL 60630

75.

DANCE THEATER WORKSHOP, INC., 219 N/A WEST 19TH STREET, NEW YORK, NY 10011-4079 MATCHING GIFT DAWN INC., 502 WEST HURON , ANN ARBOR, MI 48103 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO PROMOTE DISCUSSION OF TRANSPORTATION AND INFRASTRUCTURE POLICY

PUBLIC CHARITY

150.

PUBLIC CHARITY

3,000.

DC WHEEL PRODUCTIONS INC, 3225 8TH STREET NE, WASHINGTON, DC 20017

PUBLIC CHARITY

1,500.

DENVER 2008 CONV PLANNING COMM, 1391 SPEER BLVD. SUITE 450, DENVER, CO 80204

501(C)(3) PUBL CHAR

250,000.

12411201 756359 621570.00

223 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} DESIGN CONTINUUM, INC., 1220 WASHINGTON STREET, WEST NEWTON, MA 02465

N/A TO EXPLORE HOW HUMAN-CENTERED INNOVATION MODELS CAN N/A MATCHING GIFT

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT 71,000.

DIVINE LOVE WORLD CHARITY, INC., 145 CENTRAL PARK WEST, NEW YORK, NY 10023

PUBLIC CHARITY

3,000.

DOCTORS OF THE WORLD - USA, INC., N/A 80 MAIDEN LANE, NEW YORK, NY 10038 MATCHING GIFT DOCTORS WITHOUT BORDERS USA, N/A INC., PO BOX 1856, MERRIFIELD, VA 22116-8056 MATCHING GIFT DOMINIC MONTAGU 823 MENDOCINO AVE, BERKELEY, CA 94707

PUBLIC CHARITY

7,500.

PUBLIC CHARITY

4,335.

NONE N/A TO IMPROVE AND EXPAND A WEBSITE ON HEALTH SERVICES FOR THE POOR 501(C)(3) PUBL CHAR

28,000.

DOWNTOWN COMM TELEVISION CENTER, N/A 87 LAFAYETTE STREET, NEW YORK, NY 10013-443 FOR A THEATER DEVOTED EXCLUSIVELY TO DOCUMENTARIES IN NEW DR. MARCOS CUETO ROCA Y BOLOGNA 633 MIRAFLORES, LIMA, 18, PERU NONE TO SUMMARIZE THE HISTORY OF PUBLIC HEALTH SYSTEMS AND N/A TO BUILD CAPACITY IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES

150,000.

N/A

10,000.

DUKE UNIVERSITY, BOX 90001, DURHAM, NC 27708-0340

501(C)(3) PUBL CHAR

145,600.

12411201 756359 621570.00

224 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} DUKE UNIVERSITY, P.O. BOX 90001, DURHAM, NC 27708-0340

N/A TO STRENGTHEN HEALTH SYSTEMS IN DEVELOPING COUNTRIES N/A MATCHING GIFT

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 150,000.

DUKE UNIVERSITY, PO BOX 90118 , DURHAM, NC 27708

PUBLIC CHARITY

22,951.

ECONOMIC POLICY INSTITUTE, 1333 H N/A 501(C)(3) STREET, NW SUITE 300, EAST TOWER, PUBL CHAR WASHING TO ENSURE GREATER ECONOMIC SECURITY IN RETIREMENT FOR ALL U.S. EDU AND RSRCH FND EE BEN RSRCH INST 1100 13TH STREET, NW, SUITE 878, WASHINGTON, DC 20005 N/A TO STUDY BEHAVIORS OF AMERICAN WORKERS AND RETIREES AROUND N/A TO INCREASE AWARENESS OF AMERICAN INFRASTRUCTURE AND N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR

289,000.

7,500.

EDUCATIONAL BROADCASTING CORP, 450 WEST 33RD STREET, NEW YORK, NY 10001

501(C)(3) PUBL CHAR 2,035,000.

EDUCATIONAL BROADCASTING CORP, 356 WEST 58TH STREET, NEW YORK, NY 10019

1,800.

EDUCATIONAL BROADCASTING CORP, 450 WEST 33RD STREET, NEW YORK, NY 10001

180.

ELECTRONIC FRONTIER FOUNDATION, 454 SHOTWELL STREET, SAN FRANCISCO, CA 94110

600.

12411201 756359 621570.00

225 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ELECTRONIC PRIVACY INFORMATION CNTR 1718 CONNECTICUT AVE NW, WASHINGTON, DC 20009 ENGINEERS WITHOUT BORDERS, 1811 LEFTHAND CIRCLE STE A-1, LONGMONT, CO 80501

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 600.

N/A MATCHING GIFT N/A FOR THE DEVELOPMENT OF SUSTAINABLE, APPROPRIATE AND N/A TO ENABLE INNOVATIONS IN AGRICULTURE AND NATURAL RESOURCE N/A TO EVALUATE THE IMPACTS OF CLIMATE CHANGE SCENARIOS ON PLANNING N/A MATCHING GIFT N/A FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE N/A MATCHING GIFT

PUBLIC CHARITY

300.

ENTERPRISE COMMUNITY PARTNERS, INC. 10227 WINCOPIN CIRCLE, COLUMBIA, MD 21045

501(C)(3) PUBL CHAR

1,750,000.

ETC FOUNDATION, KASTANJELAAN 5 P.O. BOX 64, LEUSDEN, 3830 AB, NETHERLANDS

PUBLIC CHARITY EQUIV

833,000.

ETHEKWINI MUNICIPALITY, PO BOX 1014, DURBAN, SOUTH AFRICA

FOREIGN GOV'T UNIT

32,550.

EVIDENCE, A DANCE COMPANY, 80 HANSON PLACE #605, BROOKLYN, NY 11217

PUBLIC CHARITY

750.

FATHER'S HEART MINISTRIES, 545 EAST 11TH STREET, NEW YORK, NY 10009

PUBLIC CHARITY

1,000.

FEMINIST PRESS, INC., 365 FIFTH AVENUE STE. 5406, NEW YORK, NY 10016

PUBLIC CHARITY

1,005.

12411201 756359 621570.00

226 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FIN SECTOR DEEPENING TRUST KENYA, N/A 4TH FLOOR KENYA RE TOWERS, OFF RAGATI ROAD TO HELP AFRICAN SMALLHOLDER FARMERS BETTER MANAGE FINANCIAL INNOVATIONS CENTER, 2230 S. MICHIGAN AVENUE SUITE 200, CHICAGO, IL N/A TO STUDY DIRECT DEPOSIT AS A WAY TO INCREASE RETIREMENT SAVINGS IN N/A TO IMPROVE TRANSPORTATION POLICIES AND PRACTICES IN THE N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A TO STUDY MARKET-BASED FOREST SUSTAINABILITY AND CARBON PAYMENTS TO N/A TO PROMOTE GENDER EQUALITY IN UNIVERSITY RECRUITMENT IN AFRICA PUBLIC CHARITY EQUIV 501(C)(3) PUBL CHAR PUBLIC CHARITY 501(C)(3) PUBL CHAR PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

175,000.

501(C)(3) PUBL CHAR

59,500.

FND NET FOR SMRT GRWTH AND LIV COMM 1500 SAN REMO AVENUE, SUITE 249, CORAL GABLES, FL 33146

211,500.

FOOD FOR THE POOR, INC., 6401 LYONS ROAD, COCONUT CREEK, FL 33073

PUBLIC CHARITY

1,500.

FORDHAM PREPARATORY SCHOOL, EAST FORDHAM ROAD, BRONX, NY 10458

750.

FORDHAM UNIVERSITY, 888 7TH AVENUE-7TH FLOOR, NEW YORK, NY 10019

PUBLIC CHARITY

300.

FOREST TRENDS ASSOCIATION, 1050 POTOMAC STREET NW, WASHINGTON, DC 20007

100,000.

FORUM FOR AFRICAN WOMEN EDUC, FAWE HOUSE, CHANIA AVENUE OFF WOOD AVE PO BOX

100,000.

12411201 756359 621570.00

227 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FORUM ORG RSRC MGMT AND AGRIC TECH P O BOX 79 VILLAGE MARKET 00621, NAIROBI, KENYA N/A TOWARD THE COSTS OF IMPROVING THE WEBSITE, WWW.QUESTAFRICA.ORG N/A MATCHING GIFT N/A TO STRENGTHEN THE NONPROFIT SECTOR BY SHOWCASING U.S. N/A TO CREATE ALLIANCES BETWEEN ARTISTS AND RESIDENTS AT RISK OF N/A MATCHING GIFT 501(C)(3) PUBL CHAR PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} PVT FDN EQUIV (E/R)

15,000.

FOSTER INDIA FOUNDATION, 1725 I STREET, NW STE 300, WASHINGTON, DC 20006

PUBLIC CHARITY

1,500.

FOUNDATION CENTER, 79 FIFTH AVENUE, NEW YORK, NY 10003

100,000.

FRACTURED ATLAS PRODUCTIONS, INC., 248 W. 35TH ST. STE. 1202, NEW YORK, NY 1

501(C)(3) PUBL CHAR

112,500.

FRACTURED ATLAS PRODUCTIONS, INC., 248 W. 35TH STREET, STE. 1202, NEW YORK,

840.

FREE CONGRESS RSRCH AND EDUC FDN, N/A 1423 POWHATAN STREET #2, ALEXANDRIA, VA 22 TO BUILD SUPPORT FOR PUBLIC TRANSPORTATION ON FEDERAL AND LOCAL FREEDMAN CONSULTING, LLC, 3720 YUMA STREET NW, WASHINGTON, DC 20016 N/A FOR TECHNICAL ASSISTANCE TO AMERICAN WORKERS INITIATIVE

150,000.

US NON-CHAR E/R GRNT

96,000.

12411201 756359 621570.00

228 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC, 3720 YUMA STREET NW, WASHINGTON, DC 20016

N/A TO ENCOURAGE THE SHARING OF POLICY INSIGHTS WITH POLICY N/A TO PROVIDE AFFORDABLE HEALTH INSURANCE FOR INDEPENDENT AMERICAN N/A MATCHING GIFT N/A MATCHING GIFT

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT 300,000.

FREELANCERS UNION, INC., 45 MAIN STREET SUITE 710, BROOKLYN, NY 11201

EXMPT NON-CHAR E/R

3,000,000.

FRESH AIR FUND, 633 THIRD AVENUE 14TH FLOOR, NEW YORK, NY 10017

PUBLIC CHARITY

75.

FRIENDS INTERNATIONAL, INC., 107 E. MAIN #27, MEDFORD, OR 97501

PUBLIC CHARITY

3,000.

FRIENDS OF ALTA, INC., 10201 EAST N/A HWY 210, ALTA, UT 84092 MATCHING GIFT FRIENDS OF TEAM ACADEMY CHRTR SCHL 85 CLUSTER AVENUE, NEWARK, NJ 07112 FRIENDS OF THE EARTH, 1717 MASSACHUSETTS AVENUE, SUITE 600, WASHINGTON, DC N/A MATCHING GIFT

PUBLIC CHARITY

750.

PUBLIC CHARITY

750.

N/A FOR INTERNATIONAL CLIMATE RESILIENCE POLICIES AND FUNDING N/A MATCHING GIFT N/A MATCHING GIFT

501(C)(3) PUBL CHAR

60,000.

FRIENDS OF THE HIGHLINE, 529 W. 20TH STREET STE 8W, NEW YORK, NY 10011

PUBLIC CHARITY

1,500.

FUGEES FAMILY INC., PO BOX 388, SCOTTSDALE, GA 30079

PUBLIC CHARITY

375.

12411201 756359 621570.00

229 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FUND FOR THE CITY OF NY, 121 AVE N/A OF THE AMERICAS 6TH, NEW YORK, NY 10013 MATCHING GIFT FUND Y TEORA Y PRCTICA LAS ARTES ORTEGA Y GASSET 1983 1ER PISO, BUENOS AIRES, 1426, ARGENTINA N/A TO TRANSLATE INTO ENGLISH AND PUBLISH THE BOOK "HACER CINE EN N/A TO ANALYZE EXISTING PRODUCT SUPPLY MODELS OPERATED BY THE PRIVATE N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

750.

FOREIGN ORG - E/R GRANT

30,000.

FUNDACIN ZARAGOZA LOGISTICS CENTER AVENIDA GOMEZ LAGUNA 25, PLANTA 1, ZARAGOZA, 50009, SPAIN

FOREIGN ORG - E/R GRANT 191,000.

GAY MEN'S HEALTH CRISIS, INC., 119 WEST 24TH STREET, NEW YORK, NY 10011

PUBLIC CHARITY

750.

GEORGE WASHINGTON UNIVERSITY, N/A 501(C)(3) 2121 I STREET, N.W., WASHINGTON, PUBL CHAR DC 20052 TO LANDSCAPE PUBLIC HEALTH INSTITUTIONS AND CAREERS IN THE GLOBAL GEORGETOWN UNIVERSITY, 204 HEALY HALL 37TH AND 0 STREETS, NW, WASHINGTON, D N/A FOR A STUDY ON WORKERS RETIREMENT PLANNING AND ANNUITIZATION DECISIONS N/A TO EXPLORE EXPANDING THE EARNED INCOME TAX CREDIT 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

98,000.

310,980.

GEORGETOWN UNIVERSITY, 204 HEALY HALL 37TH AND 0 STREETS, NW, WASHINGTON, D

75,000.

12411201 756359 621570.00

230 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GEORGETOWN UNIVERSITY, 3240 PROSPECT STREET, N.W., WASHINGTON, DC 20007

N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 90,300.

GERMANTOWN FRIENDS SCHOOL, 31 W. COULTER STREET, PHILADELPHIA, PA 19144

PUBLIC CHARITY

60,000.

GIRL SCOUTS OF SAN FRAN BAY AREA, N/A 7700 EDGEWATER DRIVE STE340, OAKLAND, CA 9 MATCHING GIFT GIRL SCOUTS OF WESTCHESTER/PUTNAM, 2 GREAT OAK LANE, PLEASANTVILLE, NY 10570 N/A MATCHING GIFT N/A TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT N/A IN SUPPORT OF DEVELOPING AND PILOTING THE SOCIAL IMPACT N/A TOWARDS DEVELOPING A BUSINESS PLAN FOR THREE INITIATIVES OF ANDES N/A MATCHING GIFT

PUBLIC CHARITY

90.

PUBLIC CHARITY

375.

GLOBAL ACTION NETWORK NET, INC., 100 MEMORIAL DRIVE, 52-A, CAMBRIDGE, MA 021

501(C)(3) PVT FDN ER

191,210.

GLOBAL DEVELOPMENT INCUBATOR, INC. 205 EAST 42ND STREET SUITE 1830, NEW YORK, NY 10017

501(C)(3) PRIV OP FDN 163,500.

GLOBAL DEVELOPMENT INCUBATOR, INC. 205 EAST 42ND STREET SUITE 1830, NEW YORK, NY 10017

501(C)(3) PUBL CHAR

71,000.

GLOBAL GIVING FOUNDATION, 1816 12TH STREET NW , WASHINGTON, DE 20009

PUBLIC CHARITY

375.

12411201 756359 621570.00

231 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GLOBAL HEALTH COUNCIL, INC., 15 RAILROAD ROW, WHITE RIVER JUNCTION, VT 05001

N/A TO STUDY THE ROLE OF THE PRIVATE SECTOR IN HEALTH SYSTEMS FOR THE N/A MATCHING GIFT N/A TO DESIGN INNOVATIONS IN UTILITIES AND CONSTRUCTION FOR POOR N/A TO DESIGN INNOVATIONS IN UTILITIES AND CONSTRUCTION FOR POOR

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 50,000.

GLOBAL PARTNERSHIPS, 909 NE BOAT STREET SUITE 200 , SEATTLE, WA 98105

PUBLIC CHARITY

3,000.

GLOBALGIVING FOUNDATION, INC., 1816 12TH STREET NW - 3RD FLOOR, WASHINGTON,

501(C)(3) PUBL CHAR

62,500.

GLOBALGIVING FOUNDATION, INC., 1816 12TH STREET NW - 3RD FLOOR, WASHINGTON,

501(C)(3) PUBL CHAR

21,500.

GOD'S LOVE WE DELIVER, 163 AVENUE N/A OF THE AMERICAS AT SPRING STREET, NEW YOR FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE GRAMIN VIKAS TRUST, 5TH FL, A-WING, KRIBHCO BHAWAN A10, SECTION 1, GAUTAM B N/A TO DEVELOP DROUGHT-TOLERANT RICE VARIETIES TO POOR N/A FOR CONTRIBUTIONS TO SERVICE ORGANIZATIONS IN THE PHILANTHROPIC

PUBLIC CHARITY

1,000.

PUBLIC CHARITY EQUIV

50,017.

GRANT MANAGERS NETWORK, P.O. BOX 56344, MATERIE, LA 70055

PUBLIC CHARITY

10,000.

12411201 756359 621570.00

232 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GRANTMAKERS FOR EFFECTIVE ORG, 1413 K ST, NW 2ND FLOOR, WASHINGTON, DC 20005

N/A TO ADVANCE THE EFFECTIVENESS OF GRANTMAKERS AND THEIR N/A TO STRENGTHEN THE FIELD OF MEDIA ARTS AND PUBLIC INTEREST MEDIA

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 8,000.

GRANTMAKERS IN FILM AND ELEC MEDIA 2406 E. FAIRMOUNT AVENUE, BALTIMORE, MD 21224

501(C)(3) PUBL CHAR

15,000.

GRANTMAKERS IN THE ARTS, 604 WEST N/A 501(C)(3) GALER STREET, SEATTLE, WA PUBL CHAR 98119-3253 TO STRENGTHEN THE FIELD OF PRIVATE-SECTOR ARTS AND CULTURE GRANTMAKING GREATER NEW ORLEANS FOUNDATION, 1055 ST. CHARLES AVENUE, SUITE 100, NEW ORL N/A TO BUILD AN AFFORDABLE HOUSING DEVELOPMENT SYSTEM IN NEW ORLEANS N/A TO GIVE TECHNICAL ASSISTANCE TO NEW ORLEANS HOMEOWNERS IN N/A TO BUILD CAPACITY IN DISEASE SURVEILLANCE AND RESPONSE N/A TO SUPPORT EFFECTIVE, STRATEGIC GRANTMAKING 501(C)(3) PUBL CHAR FOREIGN GOV'T UNIT 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

30,000.

2,500,000.

GREATER NEW ORLEANS FOUNDATION, 1055 ST. CHARLES AVENUE, SUITE 100, NEW ORLE

500,000.

GUANGXI CTR FOR DIS PREV AND CONT, 18 JINZHOU ROAD NANNING, GUANGXI, CHINA

90,000.

GUIDESTAR USA, INC., 4801 COURTHOUSE STREET SUITE 220, WILLIAMSBURG, VA 2318

25,000.

12411201 756359 621570.00

233 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GUIDING EYES FOR THE BLIND, INC., N/A 611 GRANITE SPRINGS ROAD, YORKTOWN HEIGHTS MATCHING GIFT HABITAT FOR HUMANITY INTERNATIONAL 121 HABITAT STREET, AMERICUS, GA 31709 HABITAT FOR HUMANITY- THAILAND, ASOKE BLDG 12TH FL 253 SUKHUMVIT 21 KLONG TO N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

750.

PUBLIC CHARITY

1,200.

N/A FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE

PUBLIC CHARITY

1,000.

HADASSAH MEDICAL RELIEF ASSOC, 50 N/A WEST 58TH STREET, NEW YORK, NY 10019 MATCHING GIFT HANOI MEDICAL UNIVERSITY, 1 TON THAT TUNG STREET DONG DA DISTRICT, HANOI, N/A TO STUDY RISK AND VULNERABILITY TO STIS AND HIV IN VIETNAM N/A MATCHING GIFT

PUBLIC CHARITY

150.

PUBLIC CHARITY EQUIV

36,060.

HARVARD UNIVERSITY, 124 MOUNT AUBURN ST, CAMBRIDGE, MA 02138

PUBLIC CHARITY

17,409.

HASTINGS EDUCATION FOUNDATION, PO N/A BOX 565, HASTINGS ON HUDSON, NY 10706 MATCHING GIFT HEAD-ROYCE SCHOOL, 4315 LINCOLN AVENUE, OAKLAND, CA 94602 N/A MATCHING GIFT

PUBLIC CHARITY

750.

PUBLIC CHARITY

31,020.

12411201 756359 621570.00

234 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} HEALTH LEVEL SEVEN, INC. N/A 3300 WASHTENAW AVENUE, SUITE 227, FOR A CONFERENCE ON ANN ARBOR, MI 48104 HEALTH TECHNOLOGY TO SUPPORT HEALTH IN THE HEALTH RESTORATION INTERNATIONAL , 5104 NORTH 32ND STREET, PHOENIX, AZ 85018 N/A MATCHING GIFT N/A TO PREVENT CATASTROPHIC SPENDING ON HEALTHCARE FOR POOR PEOPLE IN HEIFER PROJECT INTERNATIONAL, INC. 1015 LOUISIANA STREET, LITTLE ROCK, AR 72202 HESPERIAN FOUNDATION, 1919 ADDISON STREET, SUITE 304, BERKELEY, CA 94704-114 N/A MATCHING GIFT

13-1659629 }}}}}}}}}} E/R GRANT 275,000.

PUBLIC CHARITY

900.

HEARTFILE, 1 - PARK ROAD CHAK SHAHZAD, ISLAMABAD, PAKISTAN

PUBLIC CHARITY EQUIV

409,000.

PUBLIC CHARITY

600.

N/A TO DESIGN A DIGITAL HEALTH LIBRARY ACCESSIBLE IN

501(C)(3) PUBL CHAR

94,200.

HETRICK-MARTIN INSTITUTE, 2 ASTOR N/A PLACE, NEW YORK, NY 10003 MATCHING GIFT HILLSBOROUGH CHINESE LANGUAGE N/A SCHL PO BOX 1148, BELLE MEAD, NJ 08502 MATCHING GIFT HISPANICS IN PHILANTHROPY, 200 PINE STREET SUITE 700, SAN FRANCISCO, CA 941 N/A TO CONNECT LATINO COMMUNITIES TO PHILANTHROPY

PUBLIC CHARITY

6,975.

PUBLIC CHARITY

2,400.

501(C)(3) PUBL CHAR

99,882.

12411201 756359 621570.00

235 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} HISPANICS IN PHILANTHROPY, 200 PINE STREET, SUITE 700, SAN FRANCISCO, CA 941

N/A TO INCREASE PHILANTHROPIC INVESTMENTS IN LATINO

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 250,000.

HISTORIC HUDSON VALLEY, 150 WHITE N/A PLAINS ROAD, TARRYTOWN, NY 10591 MATCHING GIFT HOPALONG ANIMAL RESCUE, 160 N/A FRANKLIN STREET STE 100, OAKLAND, CA 94602 MATCHING GIFT HOPE FOR NEW YORK, 1359 BROADWAY STE 410, NEW YORK, NY 10018 N/A MATCHING GIFT N/A TO PERMIT ACCESS TO A STUDY ON CHINA'S VIEWS ON INVESTMENT IN AFRICA N/A MATCHING GIFT

PUBLIC CHARITY

300.

PUBLIC CHARITY

450.

PUBLIC CHARITY

2,700.

HORIZON RESEARCH CONSULTANCY GROUP FLOOR 7, GATEWAY PLAZA NO. 18 XIAGUANGLI, BEIJING, CHINA

FOREIGN ORG - E/R GRANT

47,640.

HOSPITAL FOR SPECIAL SURGERY FUND, 535 EAST 70TH STREET, NEW YORK, NY 10021

PUBLIC CHARITY

150.

HUAZHONG AGRICULTURAL UNIVERSITY, N/A HUAZHONG AGRICULTURAL UNIVERSITY, WUHAN H TO EVALUATE CANDIDATE GENES FOR DROUGHT-TOLERANT CROPS HUMAN NEEDS FOOD PANTRY, INC, 9 N/A LABEL STREET, MONTCLAIR, NJ 07042 MATCHING GIFT HUMANE SOCIETY OF NEW YORK, 306 EAST 59TH STREET, NEW YORK, NY 10022 N/A FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE

PUBLIC CHARITY EQUIV

90,000.

PUBLIC CHARITY

300.

PUBLIC CHARITY

1,000.

12411201 756359 621570.00

236 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} IDEO INC., 100 FOREST AVENUE, PALO ALTO, CA 94301 N/A TO APPLY INNOVATION MODELS TO PROJECTS ADDRESSING THE NEEDS OF

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT 825,480.

IGAD CLIMATE PRED AND APPLIC CTR, N/A P.O. BOX 10304 - 00100 GPO, NAIROBI, KENY FOR A WORKSHOP AND FORUM FOCUSED ON BUILDING THE CAPACITY IMPROVING MENTOR PRAC&COMM TECH FDN 330 WEST 42ND STREET, NEW YORK, NY 10036 IN THE LIFE MEDIA, INC., 184 5TH AVENUE, NEW YORK, NY 10010 N/A MATCHING GIFT

FOREIGN ORG - E/R GRANT

132,600.

PUBLIC CHARITY

9,000.

N/A MATCHING GIFT

PUBLIC CHARITY

10,500.

INDEPENDENT SECTOR, 1602 L STREET N/A NW, WASHINGTON, DC 20036 FOR A COMMUNICATIONS STRATEGY ABOUT THE INDEPENDENT SECTOR AND INDEPENDENT SECTOR, 1602 L STREET N/A NW, WASHINGTON, DC 20036 TO ADVANCE THE COMMON GOOD BY MOBILIZING THE INDEPENDENT SECTOR INDEPTH NETWORK, 11 MENSAH WOOD ROAD EAST LEGON, P.O. BOX KD 213 KANDA, ACC N/A TO DEVELOP SCHOLARSHIP PROGRAM IN POPULATION-BASED FIELD N/A TO PROVIDE A BETTER, EMPIRICAL UNDERSTANDING OF HEALTH AND SOCIAL

501(C)(3) PUBL CHAR

250,000.

501(C)(3) PUBL CHAR

25,000.

501(C)(3) PUBL CHAR

150,000.

INDEPTH NETWORK, 11 MENSAH WOOD ROAD EAST LEGON, P.O. BOX KD 213 KANDA, ACC

501(C)(3) PUBL CHAR

200,000.

12411201 756359 621570.00

237 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INNER CITY LAW CENTER, 1309 E SEVENTH STREET, LOS ANGELES, CA 90021 N/A MATCHING GIFT N/A TO FILL GAPS IN HEALTH CARE QUALITY AND SAFETY FOR THE POOR N/A TO DEVELOP AND SHARE STRATEGIES FOR BUILDING CLIMATE CHANGE 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}}

225.

INST FOR HEALTHCARE IMPROVEMENT, 20 UNIVERSITY ROAD 7TH FLOOR, CAMBRIDGE, MA

90,300.

INST FOR SOCIAL AND ENVIRON TRANS, 948 NORTH STREET SUITE 9, BOULDER, CO 80

2,674,400.

INST FOR SOCIAL AND ENVIRONTRANS, N/A 948 NORTH STREET SUITE 9, BOULDER, CO 8030 FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK INST FOR TRANSP AND DEV POLICY, 126 W. 26TH STREET SUITE 1002, NEW YORK, NY N/A TO IMPROVE ACCESSIBILITY TO URBAN AREAS FOR POOR PEOPLE N/A TO HARNESS KEY GLOBAL DRIVERS FOR PRO-POOR ECONOMIC OPPORTUNITIES N/A FOR RESEARCH IN EQUITY IN HEALTH SPENDING-OUTCOMES FOR

513,090.

501(C)(3) PUBL CHAR

300,000.

INSTITUTE FOR ALTERNATIVE FUTURES, 100 NORTH PITT STREET SUITE 235, ALEXANDR

501(C)(3) PUBL CHAR

206,100.

INSTITUTE FOR HEALTH POLICY, 72 PARK STREET, COLOMBO, 2, SRI LANKA

FOREIGN ORG - E/R GRANT

24,800.

12411201 756359 621570.00

238 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INSTITUTE FOR THE FUTURE, 124 UNIVERSITY AVENUE, 2ND FLOOR, PALO ALTO, CA 94 N/A TO EXPAND THE USE OF TECHNOLOGY IN HEALTH DELIVERY SYSTEMS FOR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

7,849.

INSTITUTE OF DEVELOPMENT STUDIES, N/A PUBLIC UNIVERSITY OF SUSSEX, BRIGHTON, CHARITY BN1 9RE, EQUIV TO EXPLORE AND ASSESS HEALTH SERVICE DELIVERY MODELS FOR THE POOR INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580 N/A FOR AN EVALUATION OF THE PARTNERSHIP FOR HIGHER EDUCATION IN N/A TO ADMINISTER CREATIVE AND SCHOLARLY PROGRAMS AT RF'S CONFERENCE N/A TO ADMINISTER RESIDENCIES AND SUPPLEMENTAL NEED-BASED N/A TO ASSESS AND LEVERAGE THE SCALE-UP OF HIV-RELATED HEALTH PUBLIC CHARITY 501(C)(3) PUBL CHAR

102,000.

41,112.

INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580

501(C)(3) PUBL CHAR

1,315,000.

INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580

501(C)(3) PUBL CHAR

59,038.

INTERNATIONAL AIDS SOCIETY, 71 AVENUE LOUIS CASAL CH - 1216 COINTRIN, GENEV

FOREIGN ORG - E/R GRANT

100,000.

INTERNATIONAL CENTER IN NEW YORK, N/A 50 WEST 23RD ST 7TH FL, NEW YORK, NY 10010 MATCHING GIFT

600.

12411201 756359 621570.00

239 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INTERNATIONAL HEALTH POLICY PROGRAM THANON SATHARANASOOK 6 MINISTRY OF PUBLIC HEALTH TIWANOND ROAD, NONTHABUR INTERNATIONAL HEALTH POLICY PROGRAM THANON SATHARANASOOK 6 MINISTRY OF PUBLIC HEALTH TIWANOND ROAD, NONTHABUR INTERNATIONAL HOUSING COALITION, 10 G STREET, NE SUITE 480, WASHINGTON, DC

N/A FOR A MEETING OF PUBLIC HEALTH LEADERS TO SHAPE POLICY TO BENEFIT THE N/A TO REVIEW REGULATORY MECHANISMS OF HEALTH CARE PROVIDERS FOR THE N/A FOR A STUDY ON U.S. INVESTMENT IN URBAN DEVELOPMENT FOR THE N/A TO DEVELOP A TRANSGENIC SWEET POTATO RESISTANT TO WEEVILS N/A MATCHING GIFT N/A MATCHING GIFT N/A TO DEVELOP A SAFE, EFFECTIVE, ACCESSIBLE, PREVENTIVE HIV VACCINE N/A TO ARGUE FOR TECHNOLOGY AS A MEANS OF ACHIEVING GENDER EQUALITY

FOREIGN GOV'T UNIT

13-1659629 }}}}}}}}}} 75,000.

FOREIGN GOV'T UNIT

154,300.

501(C)(3) PUBL CHAR

100,000.

INTERNATIONAL POTATO CENTER, AVENIDA LA MOLINA 1895 PO BOX 1558, LIMA, 12,

501(C)(3) PUBL CHAR

441,945.

INTERNATIONAL RESCUE COMMITTEE, 122 EAST 42ND ST 11TH L, NEW YORK, NY 10168-

PUBLIC CHARITY

3,000.

INTERNATIONAL RESCUE COMMITTEE, 122 EAST 42ND ST 11TH L, NEW YORK, NY 10168-

PUBLIC CHARITY

5,550.

INT'L AIDS VACCINE INITIATIVE, 110 WILLIAM STREET, NEW YORK, NY 10038-3901

501(C)(3) PUBL CHAR

31,500.

INT'L CENTER FOR RESEARCH ON WOMEN 1120 20TH STREET, N.W. SUITE 500 N., WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

119,500.

12411201 756359 621570.00

240 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INT'L COUN FOR LOCAL ENVIRON INIT, LEVEL 4, 267 COLLINS ST., MELBOURNE VIC, N/A TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

357,800.

INT'L CROPS RSRCH INST FOR SMAR N/A TRP A.P., PATANCHERU, 502 324, INDIA TO STUDY GENETIC DIVERSITY FOR SORGHUM IMPROVEMENT IN AFRICA INT'L CTR FOR RESEARCH IN AGROFOR, UNITED NATIONS AVENUE, GIGIRI P.O. BOX 3 N/A TO HELP SMALLHOLDER FARMERS IN SUB-SAHARAN AFRICA ADAPT TO CLIMATE N/A TO CELEBRATE THE AFRICAN REGIONAL POSTGRADUATE PROGRAMME

68,500.

501(C)(3) PUBL CHAR

89,900.

INT'L CTR OF INSECT PHYSIO AND ECOL DUDUVILLE, KASARANI P.O. BOX 30772, NAIROBI, 100, KENYA

501(C)(3) PUBL CHAR

75,000.

INT'L FED RED CROSS RED CRES SOC, N/A 17, CHEMIN DES CRETS PETIT-SACONNEX, GENE TO BUILD CONSENSUS FOR DEVELOPING CLIMATE CHANGE RESILIENCE INT'L INST OF TROPICAL AGRICULTURE IITA C/O LAMBOURN (UK) LIMITED CAROLYN HOUSE, 26 DINGWALL ROAD, CROYDON, CR INT'L LIVESTOCK RESEARCH INSTITUTE OLD NAIVASHA ROAD P.O. BOX 30709, NAIROBI, 100, KENYA N/A TO EMPLOY TECHNOLOGIES TO EFFECTIVELY CONTROL DAMAGE TO THE AFRICAN N/A TO BUILD CAPACITY AROUND EPIDEMIOLOGY IN HEALTH AND ENVIRONMENT

FOREIGN ORG - E/R GRANT

600,000.

501(C)(3) PUBL CHAR

1,500.

501(C)(3) PUBL CHAR

297,100.

12411201 756359 621570.00

241 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INT'L LIVESTOCK RESEARCH INSTITUTE OLD NAIVASHA ROAD P.O. BOX 30709, NAIROBI, 100, KENYA N/A TO EFFECTIVELY USE MAPS TO TARGET PRO-POOR INTERVENTIONS IN UGANDA 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

114,125.

INT'L ORGANIZATION FOR MIGRATION, N/A INTL ORG BY 17 ROUTE DES MORILLONS C.P. 71 EXEC ORD CH-1211, TO BETTER TRACK ENVIRONMENTALLY-INDUCED MIGRATION INT'L RICE RESEARCH INSTITUTE, DAPO BOX 7777, METRO MANILA, 1301, PHILIPPIN N/A FOR THE PRODUCTION OF GOLDEN RICE AS A SOURCE OF VITAMINS FOR THE 501(C)(3) PUBL CHAR

63,900.

4,000,000.

INT'L SOC FOR INF DISEASES, INC., N/A 501(C)(3) 1330 BEACON STREET SUITE 228, PUBL CHAR BROOKLINE, M TO IMPROVE THE REPORTING OF DISEASE OUTBREAKS IN AFRICA AND INT'L UNION FOR CONSERV OF N/A NATURE, RUE MAUVERNEY 28, GLAND, 1196, SWITZERLA TO STRENGTHEN AFRICAN FARMERS' RESPONSE TO THE EFFECTS OF CLIMATE INT'L WATER MANAGEMENT INSTITUTE, N/A P.O. BOX 2075, COLUMBO, SRI LANKA TO ASSESS GROUNDWATER RESOURCES IN AFRICA TO ENABLE FOOD SECURITY IPS INTER PRESS SVC INTL ASSOC, VIA PANISPERNA, 207, ROME, 184, ITALY N/A FOR A JOINT MEDIA FELLOWSHIP PROGRAM TO ADDRESS CULTURAL ISSUES FOREIGN ORG - E/R GRANT

224,360.

97,200.

501(C)(3) PUBL CHAR

350,000.

PUBLIC CHARITY EQUIV

85,958.

12411201 756359 621570.00

242 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ISAACS CENTER, 415 EAST 93RD STREET, NEW YORK, NY 10128 N/A FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE N/A TO STRENGTHEN GLOBAL HEALTH SYSTEMS USING A HUMAN SECURITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

1,000.

JAPAN CENTER FOR INT'L EXCHANGE USA 274 MADISON AVENUE, SUITE 1102, NEW YORK, NY 10016

501(C)(3) PUBL CHAR

150,000.

JAZZ AT LINCOLN CENTER, INC., 140 N/A WEST 65TH STREET, NEW YORK, NY 10023-6969 FOR A CONCERT TO LINKING JAZZ MUSIC TO CIVIL SOCIETY JENNY WAELDER HALL CNTR FOR CHLDRN 3150 CHESAPEAKE ST. NW, WASHINGTON, DC 20008 JESUIT VOLUNTEER CORPS SOUTH, PO BOX 3126, HOUSTON, TX 77523-3126 N/A MATCHING GIFT

501(C)(3) PUBL CHAR 1,330,000.

PUBLIC CHARITY

375.

N/A MATCHING GIFT N/A TO PROVIDE RESEARCH DATA ON CURRENT HEALTH CARE PRODUCT SUPPLY

PUBLIC CHARITY

1,500.

JOHN SNOW, INC., 44 FARNSWORTH STREET, BOSTON, MA 02210-1211

US NON-CHAR E/R GRNT

20,000.

JOHNS HOPKINS UNIVERSITY, 10 EAST N/A 33RD STREET 2ND FL, BALTIMORE, MD 21218 MATCHING GIFT JOHNSON PARK PARENT TEACHER ORG, 285 ROSEDALE ROAD, PRINCETON, NJ 08540 N/A MATCHING GIFT

PUBLIC CHARITY

1,875.

PUBLIC CHARITY

750.

12411201 756359 621570.00

243 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} JUNIOR TENNIS CHAMPIONS CENTER, 5200 PAINT BRANCH PARKWAY, COLLEGE PARK, MD N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

37,500.

JUVENILE DIABETES RESEARCH FDN, 120 WALL STREET 19TH FL, NEW YORK, NY 10005-

600.

JUVENILE LAW CENTER, 1315 WALNUT STREET, 4TH FL, PHILADELPHIA, PA 19107

3,000.

KCTS TELEVISION, 401 MERCER STREET, SEATTLE, WA 98109

300.

KENYA AGRICULTURAL RESEARCH INST, N/A KAPTAGAT ROAD, LORESHO P.O. BOX 57811 CI TO DEVELOP IMPROVED, HIGH-YIELDING BEAN VARIETIES IN WESTERN KENYA AGRICULTURAL RESEARCH INST, N/A KAPTAGAT ROAD, LORESHO P.O. BOX 57811 CI TO SUPPORT BREEDING DISEASE-RESISTANT AND DROUGHT-TOLERANT MAIZE KENYA INFO AND COMMUN TECH LTD, PO BOX 27150, NAIROBI, 100, KENYA N/A TO DEVELOP THE BUSINESS PROCESS OUTSOURCING (BPO) SECTOR IN KENYA N/A TO CENTRALIZE AND COORDINATE EMERGENCY RESPONSE SERVICES IN

FOREIGN GOV'T UNIT

36,269.

FOREIGN GOV'T UNIT

116,000.

FOREIGN GOV'T UNIT

350,000.

KENYA RED CROSS SOCIETY, PO BOX 40712 00100, NAIROBI, KENYA

PUBLIC CHARITY EQUIV

100,000.

12411201 756359 621570.00

244 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} KENYATTA UNIVERSITY, P.O. BOX 43844 00100 GPO, NAIROBI, KENYA N/A TO DEVELOP AFRICAN MAIZE AND SORGHUM RESISTANT TO WEED KENYATTA UNIVERSITY, P.O. BOX 43844 00100 GPO, NAIROBI, KENYA N/A TO DEVELOP AFRICAN MAIZE RESISTANT TO MAIZE STREAK VIRUS KENYATTA UNIVERSITY, P.O. BOX 43844 00100 GPO, NAIROBI, KENYA N/A TO IMPROVE THE QUALITY OF PRIMARY EDUCATION IN KENYA KENYATTA UNIVERSITY, P.O. BOX 43844 00100 GPO, NAIROBI, KENYA N/A TO LOWER COSTS OF PRODUCING VIRUS-FREE CASSAVA TO SMALL-SCALE KHEMARA, OTTARA VATEI PAGODA, NATL RD 5 RUSSEY KEO DST MITTAPHEAP VLG BOX 1 N/A TO ADDRESS THE NEEDS OF HIV-AFFECTED HOUSEHOLDS IN URBAN CAMBODIA PUBLIC CHARITY PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

139,131.

PUBLIC CHARITY EQUIV

89,880.

PUBLIC CHARITY EQUIV

500,000.

PUBLIC CHARITY EQUIV

29,895.

FOREIGN ORG - E/R GRANT

70,821.

KINGS CHURCH OF CHRIST, 1371 N/A ROGERS AVENUE, BROOKLYN, NY 11210 MATCHING GIFT KIVA MICROFUNDS, 3180 EIGHTEENTH STREET SUITE 201, SAN FRANCISCO, CA 94110 N/A TO CONNECT DEVELOPING COUNTRY ENTREPRENEURS WITH INTERNET LENDERS

9,600.

501(C)(3) PUBL CHAR

50,000.

12411201 756359 621570.00

245 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} KOFI SETORDJI P.O. BOX 12404, NONE FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS N/A

13-1659629 }}}}}}}}}} 27,200.

ACCRA, GHANA

KOREAN CHURCH OF WESTCHESTER, 242 N/A NORTH BROADWAY, SLEEPY HOLLOW, NY 10591 MATCHING GIFT KUNGLIGA KONSTHGSKOLAN, BOX N/A 16315, STOCKHOLM, 103 26, SWEDEN TO IMPROVE THE LIVING CONDITIONS OF POOR RESIDENTS AND SLUM LEUKEMIA & LYMPHOMA SOCIETY, 116 SOUTH EUCLID AVE, WESTFIELD, NJ 07090 N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY

7,500.

PUBLIC CHARITY EQUIV

116,900.

PUBLIC CHARITY

585.

LEUKEMIA AND LYMPHOMA SOCIETY, INC. 401 N. SALINA STREET, SYRACUSE, NY 13203-1770 LIBRARY OF CONGRESS, 101 INDEPENDENCE AVENUE, SE, WASHINGTON, DC 20540-1400

PUBLIC CHARITY

150.

N/A MATCHING GIFT

PUBLIC CHARITY

90,000.

LINCOLN CENTER FOR THE PERF ARTS, N/A 70 LINCOLN CENTER PLAZA, NEW YORK, NY 1002 TO PROVIDE BROADER ACCESS TO ARTS PERFORMANCES VIA LITERACY CNCL OF GREATER NEW HAVEN 580 ELLA GRASSO BOULEVARD, NEW HAVEN, CT 06519 N/A MATCHING GIFT

501(C)(3) PUBL CHAR

150,000.

PUBLIC CHARITY

450.

12411201 756359 621570.00

246 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} LIV CITIES THE NAT'L COMM DEV N/A 501(C)(3) INITI PUBL CHAR 55 WEST 125TH STREET, 11TH FLOOR, IN FINAL SUPPORT OF THE NEW YORK, NY 10027 OF THE NATIONAL COMMUNITY DEVELOPMENT LOCAL INITIATIVES SUPPORT CORP, 501 SEVENTH AVENUE, 7TH FLOOR, NEW YORK, NY N/A TO ADDRESS THE ABANDONED PROPERTY CRISIS IN NEW ORLEANS N/A MATCHING GIFT PUBLIC CHARITY EQUIV PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

2,236,000.

425,000.

LOCAL INITIATIVES SUPPORT CORP, 501 7TH AVENUE 7TH FL, NEW YORK, NY 10018

1,875.

LONDON SCHOOL OF HYG TROP MED, N/A KEPPEL STREET, LONDON, WC1E 7HT, ENGLAND TO MITIGATE THE CONSEQUENCES OF PANDEMIC INFLUENZA LONDON SCHOOL OF HYGIENE TROP N/A MED, KEPPEL STREET, LONDON, WC1E 7HT, ENGLAND TO DEVELOP FRAMEWORK FOR STEWARDSHIP AND GOVERNANCE IN THE LONG ISLAND GUJARATI CULTURAL SOC, 600 ROSEVALE AVENUE, RONKONKOMA, NY 11779 N/A MATCHING GIFT N/A MATCHING GIFT

250,438.

PUBLIC CHARITY EQUIV

34,300.

PUBLIC CHARITY

1,200.

LOYOLA HIGH SCHOOL OF LOS ANGELES, 1901 VENICE BLVD, LOS ANGELES, CA 90006-4

PUBLIC CHARITY

18,750.

LUISA DANTAS 1300 ST. CLAUDE AVENUE, NEW ORLEANS, LA 70116

NONE N/A FOR A DOCUMENTARY ABOUT KEY ASPECTS OF THE NEW ORLEANS REBUILDING

50,000.

12411201 756359 621570.00

247 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MACHIK CORP., 519 E STREET NE, WASHINGTON, DC 20002 N/A MATCHING GIFT N/A FOR A DEGREE PROGRAM ON REPRODUCTIVE HEALTH IN CAMBODIA N/A TO STUDY SEXUAL HEALTH AND HIV/AIDS IN THE GREATER MEKONG N/A MATCHING GIFT N/A FOR USE OF GEOGRAPHICAL INFORMATION SYSTEMS FOR PLANNING IN UGANDA MAKERERE UNIVERSITY, P.O. BOX 7062, KAMPALA, UGANDA N/A TO DEVELOP LOCAL SOFTWARE DEVELOPMENT BY NURTURING STUDENT MAKERERE UNIVERSITY, P.O. BOX 7062, KAMPALA, UGANDA N/A TO HELP NOURISH UGANDA'S OVERALL TRANSFORMATION IN THE PUBLIC CHARITY

13-1659629 }}}}}}}}}}

300.

MAHIDOL UNIVERSITY, 999 PHUTTAMONTHON 4 ROAD SALAYA, NAKHON PATHOM, 73170,

PUBLIC CHARITY EQUIV

104,200.

MAHIDOL UNIVERSITY, 999 PHUTTAMONTHON 4 ROAD SALAYA, NAKHON PATHOM, 73170,

PUBLIC CHARITY EQUIV

171,000.

MAINE CANCER FOUNDATION, PO BOX 553, PORTLAND, ME 04112

PUBLIC CHARITY

300.

MAKERERE UNIVERSITY, P.O. BOX 7062, KAMPALA, UGANDA

PUBLIC CHARITY EQUIV

67,750.

PUBLIC CHARITY EQUIV

300,000.

PUBLIC CHARITY EQUIV

475,000.

12411201 756359 621570.00

248 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MAKERERE UNIVERSITY, P.O. BOX 7062, KAMPALA, UGANDA

N/A TO REDUCE POVERTY IN UGANDA VIA EDUCATIONAL AND INFORMATION

PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}} 144,000.

MANATT, PHELPS & PHILLIPS, LLP, 11355 W. OLYMPIC BLVD, LOS ANGELES, CA 9006

N/A FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING N/A FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING N/A MATCHING GIFT

US NON-CHAR E/R GRNT

391,000.

MANATT, PHELPS & PHILLIPS, LLP, 11355 W. OLYMPIC BLVD, LOS ANGELES, CA 90064

US NON-CHAR E/R GRNT

240,000.

MARCH OF DIMES BIRTH DEF NAT'L FDN 1275 MAMARONECK AVE, WHITE PLAINS, NY 10605

PUBLIC CHARITY

570.

MARCH OF DIMES BIRTH DEFECTS FDN, N/A 341 NORTH MAITLAND AVE, MAITLAND, FL 32751 MATCHING GIFT MARCH OF DIMES BIRTH DEFECTS FDN, N/A 341 NORTH MAITLAND AVE, MAITLAND, FL 32751 MATCHING GIFT MARINE TOYS FOR TOTS FOUNDATION, PO BOX 1947, QUANTICO, VA 22134 N/A MATCHING GIFT

PUBLIC CHARITY

570.

PUBLIC CHARITY

480.

PUBLIC CHARITY

150.

MASSACHUSETTS INST OF TECH, 77 N/A MASSACHUSETTS AVENUE, ROOM 3-208, CAMBRIDGE, TO CREATE TECHNOLOGIES FOR DEVELOPING COUNTRIES USING NEWER

501(C)(3) PUBL CHAR

250,300.

12411201 756359 621570.00

249 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MATHEMATICA POLICY RESEARCH, INC., PO BOX 2393, PRINCETON, NJ 08543-2393 N/A TO MEASURE THE IMPACT OF THE FOUNDATION'S AMERICAN WORKERS N/A FOR A DEMONSTRATION PROJECT OF THREE CONDITIONAL CASH N/A TO DEVELOP CLIMATE CHANGE IMPACT SCENARIOS FOR NYC N/A FOR A STUDY OF EXISTING AND POTENTIAL MEASURES TO ADAPT TO CLIMATE N/A FOR A U.S-U.K. EXCHANGE TO IMPROVE THE WELL-BEING OF POOR N/A FOR AN INTERNATIONAL CONFERENCE ON THE CONDITIONAL CASH N/A TO DISSEMINATE INFORMATION ON NYC'S CONDITIONAL CASH 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT

563,377.

MAYOR'S FUND TO ADVANCE NYC, ONE CENTRE STREET 23RD FLOOR, NEW YORK, NY 100

5,000,000.

MAYOR'S FUND TO ADVANCE NYC, ONE CENTRE STREET 23RD FLOOR, NEW YORK, NY 1000

140,000.

MCKINSEY & COMPANY, INC. US, 55 EAST 52ND STREET, NEW YORK, NY 10022

US NON-CHAR E/R GRNT

450,000.

MDRC, 16 EAST 34TH STREET 19TH FLOOR, NEW YORK, NY 10016-4326

250,000.

MDRC, 16 EAST 34TH STREET 19TH FLOOR, NEW YORK, NY 10016-4326

501(C)(3) PUBL CHAR

130,000.

MDRC, 16 EAST 34TH STREET 19TH FLOOR, NEW YORK, NY 10016-4326

501(C)(3) PUBL CHAR

23,000.

12411201 756359 621570.00

250 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MDRC, 16 EAST 34TH STREET 19TH FLOOR, NEW YORK, NY 10016-4326 N/A TO DISSEMINATE OUTCOMES OF THE JOBS-PLUS PROJECT TO A BROADER 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

100,000.

MEDIC ALERT FOUNDATION U. S. , N/A 2323 COLORADO AVENUE, TURLOCK, CA 95380 MATCHING GIFT MEDICAL EDU COOPERATION WITH CUBA, (MEDICC) 1902 CLAIRMONT ROAD, SUITE 250, N/A TO ENHANCE GLOBAL HEALTH EQUITY FOR PEOPLE AROUND THE WORLD N/A TO ASSESS TWO STRATEGIES TO BATTLE HIV/AIDS IN SUB-SAHARAN

PUBLIC CHARITY

105.

501(C)(3) PUBL CHAR

35,000.

MEDICAL RESEARCH COUNCIL, UK, 20 PARK CRESCENT, LONDON, W1B 1AL, ENGLAND

FOREIGN GOV'T UNIT 2,300,000.

MEKONG INSTITUTE FOUNDATION, KHON N/A KEN UNIVERSITY, KHON KAEN, 40002, THAILAN FOR THE COSTS OF HOLDING A SERIES OF POLICY SUMMITS MEM SLOAN KETTERING CANCER CNTR, 1275 YORK AVENUE, NEW YORK, NY 10021 N/A MATCHING GIFT N/A FOR A WORKSHOP ON URBAN CLIMATE CHANGE RESILIENCE BEST

FOREIGN ORG - E/R GRANT

10,923.

PUBLIC CHARITY

3,360.

MERCY CORPS, 3015 SW FIRST AVENUE, PORTLAND, OR 97201

501(C)(3) PUBL CHAR

146,500.

12411201 756359 621570.00

251 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MERIDIAN INSTITUTE, 105 VILLAGE PLACE PO BOX 1829, DILLON, CO 80435

N/A TO ANALYZE INFORMATION ON THE USE CARBON MARKETS TO BENEFIT POOR

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 96,300.

METROPOLITAN WATERFRONT ALLIANCE, N/A 457 MADISON AVENUE, NEW YORK, NY 10022 MATCHING GIFT MEXICAN AMERICAN BAR FOUNDATION,INC 400 S.HOPE STREET, LOS ANGELES, CA 90071 MINDS MATTER, 1120 AVE OF AMERICAS, NEW YORK, NY 10036 N/A MATCHING GIFT

PUBLIC CHARITY

1,050.

PUBLIC CHARITY

37,500.

N/A MATCHING GIFT N/A TO RESEARCH RESISTANCE TO RICE YELLOW MOTTLE VIRUS IN TANZANIAN RICE

PUBLIC CHARITY

1,500.

MINIST AGRIC, FOOD & COOP, TANZ, KILIMO HOUSE, TEMEKE PO BOX 9192, DAR ES

FOREIGN GOV'T UNIT

54,200.

MINIST OF AGRIC AND IRRIG, N/A MALAWI, PO BOX 30779, LILONGWE 3, LILONGWE, 3, M TO DEVELOP AND DISSEMINATE NEW, IMPROVED MAIZE MINISTRY OF HEALTH, CAMBODIA, NO 151-153 KAMPUCHEA KROM BLVD., PHNOM PENH, N/A TO DEVELOP A HEALTH INFORMATICS MASTERS PROGRAM

FOREIGN GOV'T UNIT

80,000.

FOREIGN GOV'T UNIT

90,000.

MINISTRY OF HEALTH, VIETNAM, 138A N/A FOREIGN GIANG VO STR BA DINH, HANOI, GOV'T UNIT VIETNAM TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG

197,500.

12411201 756359 621570.00

252 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MINISTRY OF PUBLIC HEALTH, THAILAND TIWANOND ROAD, NONTHABURI, 11000, THAILAND N/A TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG N/A TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN N/A TO DEV. A PLATFORM TO INCR. ENGAGEMENT BTWN CONTEMP. DANCE CO.'S & N/A TO DEVELOP MIDGE-RESISTANT SORGHUM VARIETIES FOR EAST MONA HATOUM OLDENBURGER STRASSE 3-B, 10551, GERMANY NONE BERLIN, FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS N/A TO IDENTIFY MODELS THAT HAVE SCALE-UP POTENTIAL TO BENEFIT THE POOR MONITOR COMPANY GROUP LP, TWO CANAL PARK, CAMBRIDGE, MA 02141 N/A TO INCREASE THE EFFICIENCY AND EFFECTIVENESS OF THE E/R GRANT

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

140,400.

MIRROR FOUNDATION, 160 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB-DISTRICT MUANG DI

FOREIGN ORG - E/R GRANT

180,000.

MISNOMER, INC. 588 10TH STREET SUITE 4, BROOKLYN, NY 11215

112,500.

MOI UNIVERSITY, P. O. BOX 3900, ELDORET, 30100, KENYA

PUBLIC CHARITY EQUIV

13,524.

N/A

27,200.

MONITOR COMPANY GROUP LP, TWO CANAL PARK, CAMBRIDGE, MA 02141

US NON-CHAR E/R GRNT

50,000.

US NON-CHAR E/R GRNT

350,000.

12411201 756359 621570.00

253 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MONITOR INSTITUTE, LLC, 101 MARKET STREET SUITE 1000, SAN FRANCISCO, CA 9410

N/A FOR DISSEMINATING THE FINDINGS OF THE "FUTURE OF IMPACT INVESTING" N/A TO UNDERSTAND THE ACTIONS REQUIRED TO ACCELERATE EFFICIENT N/A MATCHING GIFT

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT 213,100.

MONITOR INSTITUTE, LLC, 101 MARKET STREET SUITE 1000, SAN FRANCISCO, CA 9410

US NON-CHAR E/R GRNT

325,000.

MONTCLAIR VOLUNTEER AMBULANCE UNIT 95 WALNUT STREET, MONTCLAIR, NJ 07042 MOREHOUSE COLLEGE, 830 WESTVIEW DRIVE, S.W, ATLANTA, GA 30314

PUBLIC CHARITY

300.

N/A MATCHING GIFT

PUBLIC CHARITY

15,000.

MOTT MACDONALD LTD., 5-23 OLD N/A STREET, LONDON, EC1V 9HL, UNITED KINGDOM TO ASSESS EXISTING HEALTH PROVIDER PURCHASING AND MULLER WORKS FOUNDATION, 131 W 24TH ST, NEW YORK, NY 10011 N/A MATCHING GIFT N/A TO HONOR GROUNDBREAKING WORK IN URBAN DESIGN N/A MATCHING GIFT

FOREIGN ORG - E/R GRANT

125,300.

PUBLIC CHARITY

225.

MUNICIPAL ART SOCIETY OF NEW YORK, 457 MADISON AVENUE, NEW YORK, NY 10022

501(C)(3) PUBL CHAR

470,030.

MUNICIPAL ART SOCIETY OF NEW YORK, 457 MADISON AVENUE, NEW YORK, NY 10022

PUBLIC CHARITY

150.

12411201 756359 621570.00

254 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MUSE FILM AND TELEVISION, INC., 1 N/A EAST 53RD ST 10TH FLOOR, NEW YORK, NY 1002 MATCHING GIFT MUSEUM OF FINE ARTS, 465 HUNTINGTON AVENUE, BOSTON, MA 02115-9965 N/A MATCHING GIFT N/A FOR THE PROJECT, DIGITALLY FABRICATED HOUSING FOR NEW ORLEANS MUSEUM OF THE CITY OF NEW YORK, 1220 FIFTH AVENUE, NEW YORK, NY 10029 N/A TO EXPLORE NYC'S PLAN FOR URBAN ENVIRONMENT ENHANCEMENT AND

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 1,200.

PUBLIC CHARITY

300.

MUSEUM OF MODERN ART, 11 WEST 53RD STREET, NEW YORK, NY 10019

501(C)(3) PUBL CHAR

10,000.

501(C)(3) PUBL CHAR

75,000.

MUSIC AND ARTS CENTER FOR N/A HUMANITY 510 BARNUM AVENUE, BRIDGEPORT, CT MATCHING GIFT 06608 MYLIFE, INC. DBA QVISORY, P.O. BOX 18165, WASHINGTON, DC 20036 N/A TO ADDRESS THE ECONOMIC SECURITY NEEDS OF YOUNG AMERICAN WORKERS NAT]L ACADEMY OF SOCIAL INSURANCE, 1776 MASSACHUSETTS AVENUE NW SUITE 615, N/A TO ENSURE ECONOMIC SECURITY FOR AMERICAN WORKERS VIA SOCIAL N/A MATCHING GIFT

PUBLIC CHARITY

7,500.

EXMPT NON-CHAR E/R

800,000.

501(C)(3) PUBL CHAR

500,000.

NATIONAL ABILITY CENTER, 1000 ABILITY WAY, PARK CITY, UT 84060

PUBLIC CHARITY

7,500.

12411201 756359 621570.00

255 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NATIONAL ACADEMY OF SCIENCES, 500 N/A FIFTH STREET, NW, WASHINGTON, DC 20001 FOR A REPORT ON THE BENEFITS OF PROPER INVESTMENT IN GLOBAL NATIONAL ACADEMY OF SOCIAL SCIENCES P.O. BOX 7195 23 SINGHA STREET XAISETTHA DISTRICT, VIENTIANE, LAOS N/A TO CREATE AN ELECTRONIC ETHNOGRAPHIC DATABANK FOR LAOS PDR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

50,000.

FOREIGN GOV'T UNIT

89,320.

NATIONAL CONSTITUTION CENTER, 525 N/A ARCH STREET, PHILADELPHIA, PA 19106 MATCHING GIFT NATIONAL COUNCIL OF LA RAZA, RAUL N/A YZAGUIRRE BUILDING 1126 16TH STREET, NW, TO STUDY HEALTH CARE ACCESS FOR LOW-INCOME LATINO WORKERS IN THE NATIONAL EMPLOYMENT LAW PROJECT, 75 MAIDEN LANE SUITE 601, NEW YORK, NY 1003 N/A TO HIGHLIGHT THE NEED TO IMPROVE THE FEDERAL UNEMPLOYMENT INSURANCE N/A MATCHING GIFT

PUBLIC CHARITY

3,750.

501(C)(3) PUBL CHAR

252,100.

501(C)(3) PUBL CHAR

300,000.

NATIONAL HEALTH MUSEUM, 1411 K STREET, SW #1300, WASHINGTON, DC 20005

PUBLIC CHARITY

3,000.

NATIONAL HOUSING TRUST, SUITE 400 N/A 501(C)(3) 1101 30TH STREET, N.W., PUBL CHAR WASHINGTON, DC 20 TO PRESERVE AFFORDABLE HOUSING IN TRANSIT-RICH COMMUNITIES

75,000.

12411201 756359 621570.00

256 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NATIONAL HUMANITIES CENTER, PO N/A BOX 12256, RESEARCH TRIANGLE , NC 27709 MATCHING GIFT NATIONAL PHILANTHROPIC TRUST, 165 N/A TOWNSHIP LINE RD STE 150, JENKINTOWN, PA 1 MATCHING GIFT NATIONAL SENIOR CITIZENS LAW CENTER 1444 I STREET NW #1100, WASHINGTON, DE 20005 NATIONAL UNIVERSITY OF RWANDA, P.O.BOX 56 HUYE, BUTARE, RWANDA N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 9,000.

PUBLIC CHARITY

900.

PUBLIC CHARITY

375.

N/A TO AUTOMATE BUSINESS PROCESSES AND ENABLE BETTER ACADEMIC

PUBLIC CHARITY EQUIV

220,000.

NATIONAL UNIVERSITY OF RWANDA, P.O.BOX 56 HUYE, BUTARE, RWANDA

N/A TO MAKE USE OF TECHNOLOGY TO STREAMLINE

PUBLIC CHARITY EQUIV

125,000.

NATIONAL VIDEO RESOURCES, INC., 73 SPRING STREET SUITE 403, NEW YORK, NY 100

N/A FOR A PROGRAM THAT SUPPORTS FILM, VIDEO AND MULTI-MEDIA ARTISTS N/A TO ANALYZE AND MAKE KNOWN THE IMPACTS OF FISCAL POLICY REFORMS N/A DEVELOP HIGH-YIELDING, PEST-RESISTANT MATOOKE BANANA GENOTYPES

501(C)(3) PRIV OP FDN

625,000.

NATIONAL WOMEN'S LAW CENTER, 11 DUPONT CIRCLE, NW SUITE 800, WASHINGTON, DC

501(C)(3) PUBL CHAR

400,000.

NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB

FOREIGN GOV'T UNIT

97,700.

12411201 756359 621570.00

257 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB N/A FOR CASSAVA IMPROVEMENT IN UGANDA N/A FOR TRAINING OF A SCIENTIST ON DEVELOPING IMPROVED BEAN GENOTYPES N/A TO DEVELOP NEW DISEASE-RESISTANT MAIZE VARIETIES IN UGANDA N/A TO IMPROVE THE DEVELOPMENT TIME OF THE EAST AFRICAN HIGHLAND N/A TO STUDY TRANSGENIC, PEST-RESISTANT EAST AFRICAN HIGHLAND N/A TO SHOW POLICY ON AND PLAN FOR EQUITABLE TRANSPORTATION IN U.S. 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

48,754.

NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB

FOREIGN GOV'T UNIT

34,426.

NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB

FOREIGN GOV'T UNIT

56,800.

NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB

FOREIGN GOV'T UNIT

39,500.

NAT'L AGRICULTURAL RESEARCH ORG, PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTEB

FOREIGN GOV'T UNIT

341,410.

NATL ASSOC OF CITY TRANSP OFFICIALS NYU WAGNER RUDIN CENTER FOR TRANSPORTATION 295 LAFAYETTE ST, 2ND FL, NEW YOR

200,000.

NATL COMM FOR RESPONSIVE N/A 501(C)(3) PHILANTH, 2001 S STREET NW, SUITE PUBL CHAR 620, WASHINGTON, TO PROMOTE PHILANTHROPY THAT SERVES THE PUBLIC GOOD

25,000.

12411201 756359 621570.00

258 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NAT'L COUNCIL FOR HIGHER EDUCATION 34 CAVERS CRESCENT P.O. BOX 76 KYAMBOGO, KAMPALA, UGANDA N/A TO ESTABLISH A COMMON CREDIT ACCUMULATION SYSTEM FOR UNIVERSITIES N/A GENERAL SUPPORT PUBLIC CHARITY

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

40,620.

NATL LOW INC HOUSING COAL, 727 15TH ST. NW, 6TH FLOOR, WASHINGTON, DC 20005

501(C)(3) PUBL CHAR

300,000.

NATL LOW INCOME HOUSING COALITION N/A 727 15TH STREET NW 6TH FL, WASHINGTON, DC 20005 NATL MULTIPLE SCLEROSIS SOC E NC CH 3101 INDUSTRIAL DRIVE STE 210, RALEIGH, NC 27609 NATL MULTIPLE SCLEROSIS SOC N CA CH 1700 OWENS STREET STE 190, SAN FRANCISCO, CA 94158 NATL MULTIPLE SCLEROSIS SOC NYC CHP 733 THIRD AVENUE 3RD FL, NEW YORK, NY 10017-3288 NAT'L RELIGIOUS PTNRSHP FOR ENVIRON 49 SOUTH PLEASANT STREET SUITE 301, AMHERST, MA 01002 MATCHING GIFT

375.

N/A MATCHING GIFT

PUBLIC CHARITY

750.

N/A MATCHING GIFT

PUBLIC CHARITY

150.

N/A MATCHING GIFT

PUBLIC CHARITY

810.

N/A FOR CLIMATE RESILIENCE POLICIES AND FUNDING OUTREACH EFFORTS IN THE N/A FOR A PRESERVATION TRAINING PROGRAM AND TO HELP PEOPLE'S RETURN TO

501(C)(3) PUBL CHAR

200,000.

NAT'L TRUST FOR HIST PRESERV IN US 1785 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

100,000.

12411201 756359 621570.00

259 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NATURAL RESOURCES DEFENSE N/A COUNCIL, 40 WEST 20TH STREET, NEW YORK, NY 10011 TO DEMONSTRATE POLICY OPTIONS FOR EQUITABLE TRANSPORTATION IN U.S. NATURAL RESOURCES DEFENSE N/A COUNCIL, PO BOX 1830, MERRIFIELD, VA 22116-8030 MATCHING GIFT NATURE CONSERVANCY, INC., 320 SOUTH EWING, HELENA, MT 59601 N/A MATCHING GIFT N/A FOR A KENYAN DELEGATION TO PARTICIPATE IN A TECHNOLOGY SUMMIT N/A TO BUILD CAPACITY OF GLOBAL INTERNATIONAL DEVELOPMENT N/A TO ADDRESS THE ECONOMIC INSECURITY OF AMERICAN WORKERS N/A TO TEST A PAYROLL DEDUCTION SAVINGS PROGRAM FOR AMERICAN

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 75,000.

PUBLIC CHARITY

3,210.

PUBLIC CHARITY

2,250.

NETHOPE, INC., P.O. BOX 6704, MCLEAN, VA 22106-6704

501(C)(3) PUBL CHAR

81,300.

NETHOPE, INC., P.O. BOX 6704, MCLEAN, VA 22106-6704

501(C)(3) PUBL CHAR

300,000.

NEW AMERICA FOUNDATION, 1630 CONNECTICUT AVENUE, N.W., 7TH FLOOR, WASHINGTO

501(C)(3) PUBL CHAR

750,000.

NEW AMERICA FOUNDATION, 1630 CONNECTICUT AVENUE, N.W., 7TH FLOOR, WASHINGTO

501(C)(3) PUBL CHAR

400,000.

NEW ORLEANS NGHBRHD DEVEL COLLAB, N/A 1055 ST. CHARLES AVENUE SUITE 120, NEW ORL TO ENSURE SUSTAINED DEVELOPMENT OF VACANT PROPERTIES IN NEW

501(C)(3) PUBL CHAR

100,000.

12411201 756359 621570.00

260 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NEW ORLEANS REDEVELOPMENT AUTHORITY 1340 POYDRAS STREET SUITE 600, NEW ORLEANS, LA 70112 N/A TO ACQUIRE BLIGHTED PROPERTIES FOR REDEVELOPMENT IN NEW N/A TO DEVELOP ORGANIZATIONAL CAPACITY IN THE REBUILDING N/A MATCHING GIFT N/A MATCHING GIFT 501(C)(3) PUBL CHAR US GOV'T UNIT

13-1659629 }}}}}}}}}}

500,000.

NEW ORLEANS REDEVELOPMENT AUTHORITY 1340 POYDRAS STREET SUITE 600, NEW ORLEANS, LA 70112

US GOV'T UNIT

75,000.

NEW YORK BOTANICAL GARDEN, 200 KAZIMINOFF BLVD, BRONX, NY 10458

PUBLIC CHARITY

270.

NEW YORK CITY MISSION SOCIETY, 105 EAST 22ND STREET, NEW YORK, NY 10010

PUBLIC CHARITY

375.

NEW YORK FOUNDATION FOR THE ARTS, N/A 20 JAY STREET 7TH FLOOR, BROOKLYN, NY 1120 FOR AN ONLINE RESOURCE FOR NYC-BASED VISUAL ARTISTS TO PROCURE NEW YORK HISTORICAL SOCIETY, 170 CENTRAL PARK WEST, NEW YORK, NY 10024 N/A FOR AN HISTORICAL EXHIBITION ON THE SPANISH-SPEAKING WORLD N/A MATCHING GIFT N/A MATCHING GIFT

93,750.

501(C)(3) PUBL CHAR

150,000.

NEW YORK OUTRIGGER, INC., PIER 66, NEW YORK, NY 10001

PUBLIC CHARITY

3,000.

NEW YORK PUBLIC LIBRARY, FIFTH AVE @42ND STREET, NEW YORK, NY 10018

PUBLIC CHARITY

3,750.

12411201 756359 621570.00

261 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NEW YORK UNIVERSITY, 70 WASHINGTON SQUARE SOUTH 12TH FLOOR, NEW YORK, NY 100 N/A FOR A NEW CENTER FOR GAMING RESEARCH AND DESIGN N/A TO IMPLEMENT PROJECTS IN AFRICAN UNIVERSITIES PUBLIC CHARITY 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

150,000.

NEW YORK UNIVERSITY, 70 WASHINGTON SQUARE SOUTH 12TH FLOOR, NEW YORK, NY 100

350,000.

NIAGARA HOSPICE INC., 4675 SUNSET N/A DRIVE, LOCKPORT, NY 14094-1231 MATCHING GIFT NONPROFIT FINANCE FUND, 70 WEST N/A 36TH STREET 11TH FLOOR, NEW YORK, NY 10018 FOR THE FINANCIAL CAPACITY OF NYC CULTURAL INNOVATION

3,000.

501(C)(3) PUBL CHAR

75,750.

NONPROFIT FINANCE FUND, 70 WEST N/A 501(C)(3) 36TH STREET 11TH FLOOR, NEW YORK, PUBL CHAR NY 10018 TO HELP NONPROFITS ATTRACT CAPITAL TO MAKE SUSTAINABLE IMPACT NORTH CAROLINA HUMANITIES COUNCIL, 122 NORTH ELM STREET STE.601, GREENSBORO, N/A MATCHING GIFT N/A TO DEVELOP AFRICAN MAIZE RESISTANT TO MAIZE STREAK VIRUS 501(C)(3) PUBL CHAR PUBLIC CHARITY

400,000.

3,750.

NORTH CAROLINA STATE UNIVERSITY, NORTH CAROLINA STATE UNIVERSITY, RALEIGH, N

5,175.

12411201 756359 621570.00

262 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NORTH LAUNDALE EMPLOYMENT NETWORK, 3726 W. FLOURNAY, CHICAGO, IL 60624

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 300.

NORTHEAST-MIDWEST INSTITUTE, 50 F N/A STREET, NW SUITE 950, WASHINGTON, DC 2000 TO INFORM POLICYMAKERS ON TRANSPORTATION CHALLENGES FACING U.S. NORTHWESTERN UNIVERSITY, 1999 CAMPUS DRIVE, EVANSTON, IL 60208 N/A MATCHING GIFT N/A TO PROMOTE GLOBAL COLLABORATION IN DISEASE SURVEILLANCE

501(C)(3) PUBL CHAR

150,000.

PUBLIC CHARITY

15,750.

NUCLEAR THREAT INITIATIVE, INC., 1747 PENNSYLVANIA AVE, NW, 7TH FLOOR, WASH

501(C)(3) PUBL CHAR

250,000.

NY REGIONAL ASSOC OF GRANTMAKERS, N/A 501(C)(3) 79 FIFTH AVENUE, FOURTH FLOOR, PUBL CHAR NEW YORK, N TO HELP REBUILD COMMUNITIES AFFECTED BY HURRICANES KATRINA AND NY REGIONAL ASSOC OF GRANTMAKERS, N/A 501(C)(3) 79 FIFTH AVENUE, FOURTH FLOOR, PUBL CHAR NEW YORK, N TO IMPROVE ITS CAPACITY TO SUPPORT THE PHILANTHROPIC SECTOR NY REGIONAL ASSOC OF GRANTMAKERS, N/A 79 FIFTH AVENUE, FOURTH FLOOR, NEW YORK, N TO SUPPORT EFFECTIVE, STRATEGIC GRANTMAKING NYC OFFICE OF EMERGENCY MANAGEMENT 165 CADMAN PLAZA EAST, BROOKLYN, NY 11201 N/A TO PROVIDE TEMPORARY, EMERGENCY HOUSING FOR NEW YORK CITY RESIDENTS 501(C)(3) PUBL CHAR

25,000.

75,000.

30,000.

US GOV'T UNIT

100,000.

12411201 756359 621570.00

263 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} OAK KNOLL SCHOOL OF THE HOLY CHILD 44 BLACKBURN ROAD, SUMMIT, NJ 07901 OCEANA INC, 1350 CONNECTICUT AVE NW, WASHINGTON, DC 20036 N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

2,250.

N/A MATCHING GIFT N/A TO STRENGTHEN CITIZEN ENGAGEMENT IN THE RECOVERY OF NEW ORLEANS N/A TO IMPROVE THE PRACTICE OF EVALUATION IN U.S. FOUNDATIONS N/A IN SUPPORT OF AN EVALUATION OF RF'S REBUILDING NEW ORLEANS N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY

3,000.

OFFC OF RECOV AND DEVEL ADM NEW ORL 1340 POYDRAS STREET SUITE 1000, NEW ORLEANS, LA 70112

US GOV'T UNIT

503,700.

OMG CENTER FOR COLLAB LEARNING, 1528 WALNUT STREET, SUITE 805, PHILADELPHIA,

501(C)(3) PUBL CHAR

75,000.

OMG CTR FOR COLLABORATIVE LEARNING 1528 WALNUT STREET, SUITE 805, PHILADELPHIA, PA 19102

501(C)(3) PUBL CHAR

154,765.

OUR LADY OF PEACE CHURCH, 111 SOUTH STREET, NEW PROVIDENCE, NJ 07974

PUBLIC CHARITY

420.

OUR LADY OF VICTORY SCHOOL, 4416 WILKENS AVENUE, BALTIMORE, MD 21229

PUBLIC CHARITY

300.

OUTSTANDING RENEWAL ENTERPRISES , N/A P.O. BOX 20488 , NEW YORK, NY 10009 FOR DONATIONS TO ORGANIZATIONS PARTICIPATING IN THE

PUBLIC CHARITY

1,000.

12411201 756359 621570.00

264 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} OVE ARUP & PARTNERS INT'L LIMITED, 13 FITZROY STREET , LONDON, W1T 4BQ, ENG N/A TO ASSESS OPPORTUNITIES FOR CLIMATE CHANGE RESILIENCE WORK IN N/A TO PROVIDE MANAGEMENT TO ENHANCE CLIMATE CHANGE RESILIENCE IN PUBLIC CHARITY

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

473,900.

OVE ARUP & PARTNERS INT'L LIMITED, 13 FITZROY STREET W1T 4BQ, LONDON, W1T48

FOREIGN ORG - E/R GRANT

155,000.

OXFAM AMERICA, INC., 226 CAUSEWAY N/A STREET 5TH FL, BOSTON, MA 02114 MATCHING GIFT OXFAM-AMERICA INC., 226 CAUSEWAY STREET, 5TH FLOOR, BOSTON, MA 02114-2206 N/A TO PROMOTE FUNDING FOR CLIMATE RESILIENCE DOMESTICALLY AND

7,392.

501(C)(3) PUBL CHAR

392,700.

PACE UNIVERSITY, ONE PLACE PLAZA, N/A NEW YORK, NY 10027 MATCHING GIFT PACIFIC LUTHERAN UNIVERSITY, FINANCE & OPERATIONS, TACOMA, WA 98447 N/A MATCHING GIFT

PUBLIC CHARITY

300.

PUBLIC CHARITY

3,600.

PAN AMERICAN HEALTH ORGANIZATION, N/A INTL ORG BY REGIONAL OFFICE OF THE WORLD EXEC ORD HEALTH ORGANI 277,400. FOR A MEETING ON ACCESS TO HEALTH INFORMATION IN THE GLOBAL SOUTH PAN-MASSACHUSETTS CHALLENGE, TRUST 77 4TH AVENUE, NEEDHAM, MA 02494 N/A MATCHING GIFT PUBLIC CHARITY

750.

12411201 756359 621570.00

265 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} PARTNERS IN HEALTH, 641 HUNTINGTON AVENUE, BOSTON, MA 02445 N/A TO IMPROVE ELECTRONIC HEALTH RECORD (EHR) SYSTEMS FOR THE POOR N/A MATCHING GIFT N/A TO IMPROVE THE HEALTH OF COMMUNITIES IN THAILAND AND LAOS PDR N/A MATCHING GIFT NONE FOR CASH PRIZES TO THE RECIPIENTS OF THE RF JANE JACOBS MEDAL N/A PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

300,000.

PARTNERS IN HEALTH, 643 HUNTINGTON AVENUE, BOSTON, MA 02115

1,500.

PATTANARAK FOUNDATION, 49/83 KC SUWINTAWONG LAMPAKCHI, NONGJOK, BANGKOK, 1

PVT FDN EQUIV (E/R)

48,400.

PEARL THEATRE COMPANY, INC., 80 ST. MARKS PLACE, NEW YORK, NY 10003

1,056.

PEGGY SHEPARD 271 WEST 125TH STREET, NEW YORK, NY 10027

20,000.

PERFORMA, INC., 100 WEST 23RD ST. N/A 5TH FLOOR, NEW YORK, NY 10011 FOR A CITY-WIDE FESTIVAL ON THE IMAGINED CULTURAL PERFORMANCE ZONE, INC., 161 6TH AVENUE 14TH FLOOR, NEW YORK, NY 10013 N/A TO LAUNCH AN ENTREPRENEURIAL PROFESSIONAL N/A MATCHING GIFT

501(C)(3) PUBL CHAR

100,000.

501(C)(3) PUBL CHAR

25,000.

PERFORMING ARTS CENTER FDN, 735 ANDERSON HILL ROAD, PURCHASE, NY 10577

PUBLIC CHARITY

1,500.

12411201 756359 621570.00

266 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} PETATE PRODUCTIONS NONE 840 1/4 SAYRE LN, LOS ANGELES, CA TO STUDY MIGRATION AND 90026 ITS EFFECTS ON SOCIETY IN THE U.S. AND MEXICO PHILIPPINE EDU THEATER ASSOC, 5 SUNNYSIDE DRIVE BARANGAY KRISTONG HARI NEW N/A TO ENHANCE THE CAPACITY OF ART GROUPS IN THE GREATER MEKONG N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY N/A

13-1659629 }}}}}}}}}} 65,008.

PUBLIC CHARITY EQUIV

72,220.

PIEDMONT ENVIRONMENTAL COUNCIL, 96 MAIN STREET, WARRENTON, VA 20186

PUBLIC CHARITY

1,500.

PLANNED PARENTHOOD OF NEW YORK CITY 26 BLEEKER STREET, NEW YORK, NY 10012

300.

PLANNED PARENTHOOD SOUTHEASTERN N/A PEN 1144 LOCUST STREET, PHILADELPHIA, MATCHING GIFT PA 19107 PLAZA DE CULTURA Y ARTE FOUNDATION 1055 WILSHIRE BLVD. STE 800, LOS ANGELES, CA 90017 POLICYLINK, 1438 WEBSTER STREET, SUITE 303, OAKLAND, CA 94612 N/A MATCHING GIFT

PUBLIC CHARITY

21,000.

PUBLIC CHARITY

1,875.

N/A TO ENSURE VOICE, PARTICIPATION AND AGENCY IN THE N/A TO SEE THAT THE POOR'S NEEDS ARE MET BY A NATIONAL TRANSPORTATION

501(C)(3) PUBL CHAR

300,000.

POLICYLINK, 1438 WEBSTER STREET, SUITE 303, OAKLAND, CA 94612

501(C)(3) PUBL CHAR

250,000.

12411201 756359 621570.00

267 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} POLYHYMNIA MUSIC FOUNDATION, INC., 552 WEST END AVENUE, NEW YORK, NY 10024 N/A MATCHING GIFT 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}}

1,200.

POPULATION ASSOCIATION OF N/A AMERICA, 8630 FENTON STREET SUITE 722, SILVER SPRI TO RESPOND TO THE GROWING NEED FOR DEMOGRAPHIC DATA AND PRESBYTERIAN CH OF UPPER MONTCLAIR 31 NORWOOD AVENUE , UPPER MONTCLAIR, NJ 07043 N/A MATCHING GIFT

150,000.

PUBLIC CHARITY

4,500.

PRESDNT AND FELLOWS OF HARVARD N/A 501(C)(3) CLG PUBL CHAR MASSACHUSETTS HALL, CAMBRIDGE, MA TO PROMOTE GLOBAL 02138 EQUITY THROUGH A POLICY AGENDA PRESIDENT&FELLOWS OF MIDDLEBURY COL 5370 MIDDLEBURY COLLEGE , MIDDLEBURY, VT 05753 PRINCE OF SONGKLA UNIVERSITY, P.O. BOX 102, HAT YAI, 90110, THAILAND N/A MATCHING GIFT PUBLIC CHARITY

253,775.

300.

N/A TO ENHANCE THE QUALITY OF NURSING EDUCATION AND COMMUNITY HEALTH N/A MATCHING GIFT N/A TO ADDRESS CROSSBORDER AND CULTURAL ISSUES IN THE GREATER MEKONG

PUBLIC CHARITY EQUIV

83,480.

PRINCETON PROJECT 55, INC, 12 STOCKTON STREET, PRINCETON, NJ 08540

PUBLIC CHARITY

1,500.

PROBE MEDIA FOUNDATION, INC., 13 MATIPID STREET SIKATUNA VILLAGE DILIMAN,

PVT FDN EQUIV (E/R)

91,030.

12411201 756359 621570.00

268 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} PROG FOR APPROPRIATE TECH IN N/A 501(C)(3) HLTH, 1455 NW LEARY WAY, SEATTLE, PUBL CHAR WA 98107 THE EXPLORE THE ROLE OF THE PRIVATE SECTOR IN HEALTH SYSTEMS FOR THE PROGRESSIVE AMERICA FUND, 2-4 N/A NEVINS STREET, BROOKLYN, NY 11217 TO CREATE JOBS IN NEW YORK STATE, REDUCE ENERGY USE AND CLIMATE PROSPECT PARK ALLIANCE, 95 PROSPECT PARK WEST, BROOKLYN, NY 11215 N/A MATCHING GIFT N/A TO DEVELOP AFFORDABLE HOUSING IN TWO HISTORIC NEIGHBORHOODS IN NEW N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

198,000.

300,000.

189.

PROVIDENCE COMMUNITY HOUSING, 1050 S. JEFFERSON DAVIS PARKWAY, SUITE 301, NE

125,000.

PROYECTO PASTORAL AT DOLORES MISS, 135 N. MISSION ROAD, LOS ANGELES, CA 9003

1,500.

PTA NEW YORK CONGRESS, 239 WATCH HILL ROAD, CORTLANDT MANOR, NY 10567

750.

PUB SCHL 321 PARENT TEACHER N/A ASSOC, 180 7TH AVENUE , BROOKLYN, NY 11215 MATCHING GIFT

3,000.

PUBLIC ART FUND, INC., ONE EAST N/A 501(C)(3) 53RD STREET 11TH FLOOR, NEW YORK, PUBL CHAR NY 10022 FOR A TEMPORARY PUBLIC ART INSTALLATION IN NEW YORK CITY

500,000.

12411201 756359 621570.00

269 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} PUBLIC HEALTH FOUNDATION OF INDIA, 2ND FL, PHD HOUSE 4/2, SIRI INSTITUTIONAL N/A TO ANALYZE CURRICULA IN SCHOOLS OF PUBLIC HEALTH IN DEVELOPING 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

366,400.

PUBLIC HEALTH INSTITUTE, 555 12TH N/A STREET, 10TH FLOOR, OAKLAND, CA 94607-4046 TO EXPAND THE USE OF TECHNOLOGY IN HEALTH DELIVERY SYSTEMS FOR PUBLIC PATENT FOUNDATION, INC., 1375 BROADWAY, SUITE 600, NEW YORK, NY 10018 N/A TO PROMOTE GREATER ACCESS TO AGRICULTURAL TECHNOLOGIES

157,060.

501(C)(3) PUBL CHAR

75,000.

PUBLIC RADIO INTERNATIONAL, INC., N/A 100 NORTH SIXTH STREET SUITE 900A, MINNEAP TO OFFER COVERAGE OF ECONOMIC SECURITY ISSUES FACING AMERICAN PUNAHOU SCHOOL, 1601 PUNAHOU STREET, HONOLULU, HI 96822 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO PROMOTE SEXUAL HEALTH AND COMBAT HIV IN THE GREATER MEKONG

501(C)(3) PUBL CHAR

538,000.

PUBLIC CHARITY

150.

QUEENS UNIVERSITY OF CHARLOTTE, 1900 SELWYN AVENUE, CHAROLETTE, NC 28274

PUBLIC CHARITY

36,000.

RAKS THAI FOUNDATION, 185 PRADIPAT ROAD SOI PRADIPAT 6 SAMSENNAI, PHAYATH

PUBLIC CHARITY EQUIV

103,720.

12411201 756359 621570.00

270 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} RAND CORPORATION, 1776 MAIN STREET P.O. BOX 2138, SANTA MONICA, CA 90401-213

N/A FOR THE MEKONG BASIN DISEASE SURVEILLANCE NETWORK'S BATTLE WITH N/A TO EVALUATE THE IMPACT OF INCREASED ACCESS TO ANTIRETROVIRAL THERAPY

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 331,620.

RAND CORPORATION, 1776 MAIN STREET P.O. BOX 2138, SANTA MONICA, CA 90401-213

501(C)(3) PUBL CHAR

145,700.

REG UNIV FORUM CAP BLDG IN AGRIC, N/A PLOT 151, GARDEN HILL MAKERERE UNIVERSITY TO STRENGTHEN THE RESILIENCE OF AFRICAN AGRICULTURE TO CLIMATE REGENTS OF THE UNIV OF MINNESOTA, 450 MCNAMARA ALUMNI CENTER 200 OAK STREET N/A TO PROMOTE DISCUSSION OF TRANSPORTATION AND INFRASTRUCTURE POLICY N/A MATCHING GIFT

PVT FDN EQUIV (E/R)

340,000.

501(C)(3) PUBL CHAR

200,000.

REGENTS OF THE UNIV OF MICHIGAN, 812 E. WASHINGTON, ANN ARBOR, MI 48109-1275

PUBLIC CHARITY

1,500.

REGENTS OF THE UNIV OF MINNESOTA, N/A 450 MCNAMARA ALUMNI CENTER 200 OAK STREET TO ORGANIZE A MEETING ON GLOBAL FOOD SYSTEM LEADERSHIP REGIONAL PLAN ASSOCIATION, INC., 4 IRVING PLACE, 7TH FLOOR, NEW YORK, NY 100 N/A TO ADVANCE EQUITY, ENVIRONMENTAL SUSTAINABILITY, AND A

501(C)(3) PUBL CHAR

115,000.

501(C)(3) PUBL CHAR

150,000.

12411201 756359 621570.00

271 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} REGIONAL PLAN ASSOCIATION, INC., 4 IRVING PLACE, 7TH FLOOR, NEW YORK, NY 10 N/A TO ADVANCE THE REVITALIZATION OF NEW YORK'S OLDER INDUSTRIAL N/A TO DEVELOP A HEALTHY AND SUSTAINABLE NATIONAL TRANSPORTATION N/A TO ENCOURAGE PUBLIC TRANSIT INVESTMENTS IN NYC'S TRANSPORTATION 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

50,000.

REGIONAL PLAN ASSOCIATION, INC., 4 IRVING PLACE, 7TH FLOOR, NEW YORK, NY 100

350,000.

REGIONAL PLAN ASSOCIATION, INC., 4 IRVING PLACE, 7TH FLOOR, NEW YORK, NY 100

250,000.

RESEARCH AMERICA, 1101 KING N/A STREET, SUITE 520, ALEXANDRIA, VA 22314-2960 TO ARGUE FOR FEDERAL FUNDING FOR HEALTH SERVICES RESEARCH IN RESULTS FOR DEVELOPMENT INSTITUTE, 1875 CONNECTICUT AVENUE, NW SUITE 1210, W N/A TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIES N/A PUBLIC EDUCATION ACTIVITIES TO ENCOURAGE UNDERSTANDING OF N/A MATCHING GIFT

25,000.

501(C)(3) PUBL CHAR 2,500,000.

REYUM, #47, STREET 178 P.O. BOX 2438, PHNOM PENH, CAMBODIA

FOREIGN ORG - E/R GRANT 125,000.

ROAD RUNNERS CLUB OF AMERICA, PO BOX 6071, SOMERSET, NJ 08875

PUBLIC CHARITY

60.

12411201 756359 621570.00

272 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ROBERT F. KENNEDY MEMORIAL, 1367 CONNECTICUT AVE., NW SUITE 200, WASHINGTON N/A TO ENCOURAGE PUBLIC SCHOOL STUDENTS TO EXAMINE CRITICAL SOCIAL 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

100,000.

ROCKEFELLER UNIVERSITY, 1230 YORK N/A 501(C)(3) AVENUE, NEW YORK, NY 10021-6399 PUBL CHAR FOR THE PRESERVATION OF RF RECORDS AT THE ROCKEFELLER ARCHIVE ROCKEFELLER UNIVERSITY, 1230 YORK N/A AVENUE, NEW YORK, NY 10065 MATCHING GIFT ROCKHOPPER PRODUCTIONS LIMITED, THE PALL MALL DEPOSIT BARLBY ROAD, LONDON, N/A TO CREATE A DOCUMENTARY SERIES ON CLIMATE CHANGE RESILIENCE N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY

13,200.

300.

FOREIGN ORG - E/R GRANT 1,809,300.

ROMAN CATH CH OF ST. BONIFACE-BKLYN 111 WILLOUGHBY STREET, BROOKLYN, NY 11201 RONALD MCDONALD HOUSE OF NEW YORK, 405 EAST 73RD STREET, NEW YORK, NY 10021

6,000.

N/A MATCHING GIFT N/A TO PROVIDE CREDIT AND FINANCIAL EDUCATION AND TRAINING TO POOR

PUBLIC CHARITY

300.

ROOT CAPITAL INC., 675 MASSACHUSETTS AVENUE 8TH FLOOR, CAMBRIDGE, MA 02139

501(C)(3) PUBL CHAR

151,600.

RUDOLF STEINER FDN SOC FIN, 1002A N/A 501(C)(3) O'REILLY AVENUE, SAN FRANCISCO, PUBL CHAR CA 94219 TO MAP AND ASSESS INVESTMENT CAPITAL FOR SUSTAINABLE AGRICULTURE

50,000.

12411201 756359 621570.00

273 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} RURAL DEVELOPMENT ADMINISTRATION, N/A RURAL DEVELOPMENT ADMINISTRATION, SUWEON, FOR A GENETIC STUDY OF RICE CULTIVARS USING ADVANCED BACKCROSS QTL RURAL INNOVATIONS NETWORK, NO. 9 KANAKASHRI NAGAR SECOND FLOOR, CHENNAI TAM N/A TO ENSURE POOR PEOPLE IN RURAL INDIA BENEFIT FROM GRASSROOTS N/A TO SUPPORT USER-CENTERED INNOVATION IN RURAL N/A TO ASSESS INVESTMENT IN DROUGHT TOLERANT RICE RESEARCH AND TECHNOLOGY RUTGERS UNIVERSITY FOUNDATION, WINANTS HALL 7 COLLEGE AVE, NEW BRUNSWICK, NJ N/A MATCHING GIFT N/A TO IMPROVE THE QUALITY AND EFFICIENCY OF HEALTH CARE SYSTEMS FOR PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

11,450.

FOREIGN ORG - E/R GRANT

54,000.

RURAL INNOVATIONS NETWORK, NO 9 KANAKASHRI NAGAR, SECOND FLOOR, CHENNAI TAM

FOREIGN ORG - E/R GRANT

223,000.

RUTGERS UNIVERSITY, 83 SOMERSET STREET, NEW BRUNSWICK, NJ 08901

188,233.

105.

S AFRICAN MEDICAL RESEARCH COUNCIL P.O. BOX 19070 TYGERBERG 7505, CAPE TOWN, SOUTH AFRICA

FOREIGN GOV'T UNIT

95,700.

SAILORS FOR THE SEA, 56 N/A COMMERICAL WHARF EAST, BOSTON, MA 02110 MATCHING GIFT

PUBLIC CHARITY

105,000.

12411201 756359 621570.00

274 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SAINT AUGUSTINE CATHOLIC SCHOOL, 1419 V STREET NW, WASHINGTON, DC 20009

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 30,000.

SAINT LUKES EPISCOPAL PARISH, N/A 1864 POST ROAD , DARIEN, CT 06820 MATCHING GIFT SAKHI FOR SOUTH ASIAN WOMEN, PO BOX 20208, NEW YORK, NY 10001 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO ENCOURAGE NEW INVESTMENTS IN AFRICAN AGRICULTURAL N/A MATCHING GIFT

PUBLIC CHARITY

3,600.

PUBLIC CHARITY

1,500.

SALVATION ARMY, PO BOX 6329, NEW YORK, NY 10277-2718

PUBLIC CHARITY

150.

SALZBURG GLOBAL SEMINAR, INC., P.O. BOX 886, MIDDLEBURY, VT 05753

501(C)(3) PUBL CHAR

50,000.

SANCTUARY FOR FAMILIES, PO BOX 1406 WALL ST STATION, NEW YORK, NY 10268

PUBLIC CHARITY

600.

SAVE DARFUR COALITION, 2120 L N/A STREET NW STE 600, WASHINGTON, DC 20037 MATCHING GIFT SAVE THE CHIMPS, PO BOX 12220, FORT PIERCE, FL 34979 N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY

300.

PUBLIC CHARITY

600.

SEABROOK ISLAND GREEN SPACE CONSERV PO BOX 1856, JOHNS ISLAND, SC 29457-0185

PUBLIC CHARITY

300.

12411201 756359 621570.00

275 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SEEDS OF PEACE, 370 LEXINGTON AVENUE, NEW YORK, NY 10017

N/A MATCHING GIFT N/A TO IDENTIFY CLIMATE CHANGE CONCERNS WITHIN AFRICAN AGRICULTURAL N/A FOR AN ANNUAL ARTS EXHIBITION PROGRAM FOR VISUAL ARTS AND MIXED

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 3,000.

SEI OXFORD OFFICE LIMITED, 266 BANBURY ROAD SUITE 193, OXFORD, OX2 7DL, UNI

FOREIGN ORG - E/R GRANT

31,500.

SEVENTH REGIMENT ARMORY CONSERVANCY 643 PARK AVENUE, NEW YORK, NY 10065

501(C)(3) PUBL CHAR

150,000.

SHACK DWELLERS INTERNATIONAL, P O N/A BOX 14038, MOWBRAY, 7705, SOUTH AFRICA TO REDUCE POVERTY AND HOMELESSNESS BY SUPPORTING SAVINGS SHADOWLIGHT PRODUCTIONS, 22 CHATTANOOGA STREET, SAN FRANCISCO, CA 94114 N/A MATCHING GIFT NONE FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS

PUBLIC CHARITY EQUIV

400,000.

PUBLIC CHARITY

3,000.

SHAHZIA SIKANDER 231 EAST 88TH STREET APT. 5 E, NEW YORK, NY 10128

N/A

27,200.

SHOES THAT FIT, 1420 N. CLAREMONT N/A BLVD #107-B, CLARMEONT, CA 91711 MATCHING GIFT SIDWELL FRIENDS SCHOOL, 3825 N/A WISCONSIN AVE, NW, WASHINGTON, DC 20016 MATCHING GIFT SILKWORM BOOKS, 6 SUKKASEM ROAD SUTHEP, MUANG, CHIANG MAI, 50200, THAILAND N/A TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB-REGION BY NATIVE

PUBLIC CHARITY

300.

PUBLIC CHARITY

50,250.

FOREIGN ORG - E/R GRANT

132,015.

12411201 756359 621570.00

276 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SIS OF ST JOSEPH-CHESTNUT HILL COL 9601 GERMANTOWN AVENUE, PHILADELPHIA, PA 19118 SMART GROWTH AMERICA, 1707 L STREET, NW SUITE 1050, WASHINGTON, DC 20036 N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

3,000.

N/A TO ADVANCE BETTER TRANSPORTATION POLICIES TO IMPROVE THE LIVES N/A TO ENCOURAGE TRANSPORTATION AND LAND USE POLICY REFORM AT N/A TO IMPROVE THE LIVES OF POOR PEOPLE VIA TRANSPORTATION POLICY N/A TO BUILD THE NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND N/A MATCHING GIFT

501(C)(3) PUBL CHAR

750,000.

SMART GROWTH AMERICA, 1707 L STREET, NW SUITE 1050, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

100,000.

SMART GROWTH AMERICA, 1707 L STREET, NW SUITE 1050, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR 5,000,000.

SMITHSONIAN INSTITUTION, 1000 JEFFERSON DRIVE, S.W. ROOM 205 MRC 016, WAS

501(C)(3) PUBL CHAR 1,000,000.

SOC OF THE 3RD ST MUSIC SCHL SETTLE 235 EAST 11TH STREET, NEW YORK, NY 10003

PUBLIC CHARITY

300.

SOCIAL STOCK EXCHANGE LIMITED, 38 N/A SANTLEY HOUSE FRAZIER STREET, LONDON, SE1 TO TEST THE POTENTIAL OF A UK-BASED STOCK EXCHANGE FOR SOCIAL

FOREIGN ORG - E/R GRANT

467,200.

12411201 756359 621570.00

277 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SOCIAL VENTURE TECHNOLOGY GROUP, 335 POWELL STREET 14TH FLOOR OFFICES, SAN F N/A TO ASSESS APPROACHES FOR MEASURING IMPACT IN SOCIAL VENTURE PRIVATE N/A MATCHING GIFT N/A TO STUDY THE USE OF INFORMATION TECHNOLOGY IN AFRICAN HIGHER PUBLIC CHARITY

13-1659629 }}}}}}}}}} US NON-CHAR E/R GRNT

49,500.

SOS BEAGLE RESCUE, INC., 84 JUDITH LANE, ATCO, NJ 08004

375.

SOUTH AFRICAN INST FOR DISTANCE EDU PO BOX 31822, BRAAMFONTEIN, 2017, SOUTH AFRICA

PUBLIC CHARITY EQUIV

300,000.

SOUTH CENTRE, P.O. BOX 228 CH. DU N/A CHAMP DANIER 17, GENEVA, 1211-19, SWITZER FOR POOR COUNTRIES TO PARTICIPATE IN INTELLECTUAL PROPERTY SOUTHERN ENVIRONMENTAL LAW CENTER, 201 WEST MAIN STREET SUITE 14, CHARLOTTES N/A TO PROMOTE TRANSPORTATION AND LAND USE POLICY REFORMS IN

FOREIGN GOV'T UNIT

169,058.

501(C)(3) PUBL CHAR

90,000.

SPECIAL OLYMPICS NEW JERSEY, 3 N/A PRINCESS ROAD , LAWRENCEVILLE, NJ 08648 MATCHING GIFT ST JANE FRANCES DE CHANTAL CH/SCHL 4049 HARTLEY AVENUE, EASTON, PA 18045 ST PHILLIP THE APOSTLE CHURCH, 151 SOUTH HILL AVENUE, PASADENA, CA 91106 N/A MATCHING GIFT

PUBLIC CHARITY

9,000.

PUBLIC CHARITY

3,240.

N/A MATCHING GIFT

PUBLIC CHARITY

4,500.

12411201 756359 621570.00

278 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ST. HILARY OF POITIERS CHURCH, 820 SUSQUEHANNA, RYDAL, PA 19046 N/A MATCHING GIFT PUBLIC CHARITY

13-1659629 }}}}}}}}}}

1,800.

ST. MICHAEL'S HOSPITAL, 30 BOND N/A STREET, TORONTO, M5B 1W8, CANADA TO EXPLORE AND ASSESS HEALTH SERVICE DELIVERY MODELS FOR THE POOR ST. PAUL'S SCHOOL, 325 PLEASANT STREET, CONCORD, NH 03301 N/A MATCHING GIFT N/A MATCHING GIFT

PUBLIC CHARITY EQUIV

150,000.

PUBLIC CHARITY

225.

STAMFORD HOSPITAL HEALTH FOUNDATION 9 WEST BROAD STREET 9TH FL, STANFORD, CT 06902 STRATEGIES FOR THE GLOBAL ENVIRON, 2010 WILSON BOULEVARD SUITE 550, ARLINGTO

PUBLIC CHARITY

60.

N/A TO SUPPORT CLIMATE CHANGE RESILIENCE MEASURES IN THE U.S. N/A MATCHING GIFT

501(C)(3) PUBL CHAR

165,000.

STUDIO IN A SCHOOL ASSOCIATION, 410 WEST 59TH STREET, NEW YORK, NY 10019

PUBLIC CHARITY

1,500.

STUDIO MUSEUM IN HARLEM, INC., N/A 144 W. 125TH STREET, NEW YORK, NY 10027 MATCHING GIFT STUYVESANT HIGH SCHL ALUMNI ASSOC 345 CHAMBERS STREET RM 271A, NEW YORK, NY 10282 N/A MATCHING GIFT

PUBLIC CHARITY

3,000.

PUBLIC CHARITY

240.

12411201 756359 621570.00

279 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SUFI FOUNDATION OF AMERICA, 50 SUFI ROAD , TORREON, NM 87061-0170

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 300.

SUNNIGHT SOLAR ENTERPRISES, LLC, N/A 1722 BISSONNET, HOUSTON, TX 77005 TO DEVELOP SOLAR-POWERED CONSUMER PRODUCTS TO BENEFIT SUSAN G. KOMEN FOR THE CURE, 5008 N/A BRITTONFIELD PKWY #300, EAST SYRACUSE, NY MATCHING GIFT SYRACUSE UNIVERSITY, 113 BOWNE HALL, SYRACUSE, NY 13244-5040 N/A FOR A STUDY ON HEALTH SYSTEMS IN DEVELOPING COUNTRIES

US NON-CHAR E/R GRNT

79,500.

PUBLIC CHARITY

150.

501(C)(3) PUBL CHAR

38,800.

SYRACUSE UNIVERSITY, 820 COMSTOCK N/A AVE RM 013, SYRACUSE, NY 13244-5040 MATCHING GIFT TECHNOSERVE, INC., 1800 M STREET N.W. SUITE 1066 SOUTH, WASHINGTON, DC 2003 N/A TO PROVIDE TECHNICAL ASSISTANCE TO AND IMPACT INVESTMENT IN N/A FOR A PROJECT TO CREATE AN EPILOGUE FOR THE PLAY, "THE LARAMIE

PUBLIC CHARITY

375.

501(C)(3) PUBL CHAR

198,300.

TECTONIC THEATER PROJECT, INC., 204 WEST 84TH STREET, 2ND FLOOR, NEW YORK, N

501(C)(3) PUBL CHAR

50,000.

TELLURIDE AID BENEFIT INC, PO BOX N/A 3819, TELLURIDE, CO 81435-3819 MATCHING GIFT

PUBLIC CHARITY

750.

12411201 756359 621570.00

280 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THAI HEALTH PROMOTION FOUNDATION, N/A 979 116-120 SM TOWER FLOOR 34 PAHOLYOTHIN FOR A COLLABORATIVE TOBACCO CONTROL RESEARCH PROGRAM THAI NGUYEN UNIV OF AGR AND FRSTRY THAI NGUYEN UNIVERSITY OF AGRICULTURE AND FORESTRY, NGUYEN, VIETNAM THAI N/A TO STRENGTHEN EDUCATIONAL INSTITUTIONS IN THE

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

242,150.

PUBLIC CHARITY EQUIV

13,210.

THAI NGUYEN UNIVERSITY, 284 LUONG N/A NGOC QUYEN STREET, THAI NGUYEN CITY, VIE TO ADDRESS THE INEQUITABLE HEALTH STATUS OF ETHNIC THE ASPEN INSTITUTE, INC., ONE DUPONT CIRCLE, NW SUITE 700, WASHINGTON, DC N/A GENERAL SUPPORT N/A TO ALLEVIATE POVERTY AND IMPROVE LIVES BY INVESTING CAPITAL N/A TO PUT HUMAN RIGHTS STANDARDS AT THE HEART OF GLOBAL GOVERNANCE N/A TO DEVELOP A COLLABORATIVE PLATFORM FOR NEW PARTNERSHIPS IN

PUBLIC CHARITY EQUIV

50,000.

501(C)(3) PUBL CHAR

100,000.

THE ASPEN INSTITUTE, INC., ONE DUPONT CIRCLE, NW SUITE 700, WASHINGTON, DC

501(C)(3) PUBL CHAR

72,000.

THE ASPEN INSTITUTE, INC., ONE DUPONT CIRCLE, NW SUITE 700, WASHINGTON, DC

501(C)(3) PUBL CHAR

300,000.

THE BOSTON CONSULTING GROUP, INC., 53 STATE STREET EXCHANGE PLACE, 31ST FLOO

US NON-CHAR E/R GRNT

949,000.

12411201 756359 621570.00

281 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THE BRIDGES PROGRAM, 2929 ARECH STREET 5TH FL, PHILADELPHIA, PA 19104 N/A MATCHING GIFT N/A TO DEVELOP A PROGRAM FOR NON-PROFIT LEADERSHIP 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}}

1,500.

THE BRIDGESPAN GROUP, INC., 535 BOYLESTON STREET 10TH FLOOR, BOSTON, MA 0211

150,000.

THE CONCEPT FOUNDATION, 111 N/A PAHOLYOTHIN RD., THAILAND SCIENCE PARK KLONG 1, TO ADDRESS ISSUES OF THE POOR'S ACCESS HEALTH TECHNOLOGY THE CTR FOR EFFECTIVE PHILANTHROPY 675 MASSACHUSETTS AVENUE 7TH FLOOR, CAMBRIDGE, MA 02139 N/A TO HELP PHILANTHROPIC FUNDERS BETTER GAGE THEIR EFFECTIVENESS AND N/A TO DEVELOP AFFORDABLE, EFFECTIVE TUBERCULOSIS DRUGS FOR POOR PEOPLE N/A TO PRODUCE AFFORDABLE HOUSING AND REVITALIZATION IN NEW N/A MATCHING GIFT

170,000.

501(C)(3) PUBL CHAR

100,000.

THE GLOBAL ALLIANCE FOR TB DRUG DEV 40 WALL STREET 24TH FLOOR, NEW YORK, NY 10005

501(C)(3) PUBL CHAR

54,000.

THE IDEA VILLAGE, INC., 638 CAMP STREET, NEW ORLEANS, LA 70130

501(C)(3) PUBL CHAR

1,000,000.

THE ISAMU NOGUCHI FDN AND GRDN MUS 32-37 VERNON BLVD, LONG ISLAND CITY, NY 11106 THE LEUKEMIA AND LYMPHOMA SOCIETY, 14 COMMERCE DRIVE STE 301, CRANFORD, NJ 0

PUBLIC CHARITY

375.

N/A MATCHING GIFT

PUBLIC CHARITY

2,025.

12411201 756359 621570.00

282 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THE LITTLE RED SCHOOL HOUSE, N/A INC., 272 SIXTH AVENUE, NEW YORK, NY 10014 MATCHING GIFT THE MARS SOCIETY, 11111 W. 8TH AVE UNIT A, LAKEWOOD, CO 80215 N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

15,000.

PUBLIC CHARITY

600.

THE METROPOLITAN MUSEUM OF ART, 1000 FIFTH AVENUE, NEW YORK, NY 10028

PUBLIC CHARITY

210.

THE MOVING IMAGE INC DBA FILM FORUM 209 W. HOUSTON STREET, NEW YORK, NY 10014 THE NATURE CONSERVANCY, PO BOX 6015, ALBERT LEA, MN 56007

150.

N/A MATCHING GIFT N/A FOR A CONFERENCE ON THE IMPACT OF MACROECONOMIC POLICIES IN THE U.S.

PUBLIC CHARITY

2,100.

THE NEW SCHOOL, 72 FIFTH AVENUE, NEW YORK, NY 10011

501(C)(3) PUBL CHAR

86,600.

THE NEW YORK OPPORTUNITY NETWORK, N/A 374 WEST 116TH ST STE.4B, NEW YORK, NY 160 MATCHING GIFT THE NIGERIA ICT FRM OF PTNRSHP INST 25 LIBREVILLE ST OFF AMINU KANO CRESCENT, WUSE II, PMB 498, GARKI GPO,, ABU THE PACKER COLLEGIATE INSTITUTE, 170 JORALEMON STREET, BROOKLYN, NY 11201 N/A TO PROVIDE INTERNET ACCESS FOR AFRICAN INSTITUTIONS OF HIGHER N/A MATCHING GIFT

PUBLIC CHARITY

750.

FOREIGN ORG - E/R GRANT 750,000.

PUBLIC CHARITY

1,875.

12411201 756359 621570.00

283 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THE PARKSIDE SCHOOL, 48 WEST 74TH N/A STREET, NEW YORK, NY 10023 MATCHING GIFT THE PENNSYLVANIA SPCA (PSPCA), 350 E ERIE AVENUE, PHILADELPHIA, PA 19134 N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A TO ADVANCE COMMUNITY PARTICIPATION IN URBAN DEVELOPMENT EFFORTS N/A TO ASSESS A PROJECT DESIGNED TO PROVIDE POOR FAMILIES WITH N/A TO COMMUNICATE TAX POLICY INFORMATION TO POLICYMAKERS AND THE 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

25,500.

PUBLIC CHARITY

300.

THE PENNSYLVANIA STATE UNIVERSITY, ONE OLD MAIN, UNIVERSITY PARK, PA 16802

300.

THE RIVER POOL AT BEACON, INC., PO BOX 173, BEACON, NY 12508

450.

THE SMILE TRAIN, 41 MADISON AVENUE 28TH FL, NEW YORK, NY 10010

PUBLIC CHARITY

1,500.

THE SYNERGOS INSTITUTE, INC., 51 MADISON AVENUE 21ST FLOOR, NEW YORK, NY 100

125,800.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

200,000.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

250,000.

12411201 756359 621570.00

284 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037 N/A TO COMPARE U.S.-U.K. EXPERIENCES WITH MIXED-INCOME HOUSING N/A TO CONSTRUCT A DATA SYSTEM AND STUDY THE ROLE AND IMPACT OF N/A TO DISSEMINATE ITS POLICY ANALYSIS TO POLICYMAKERS AND THE N/A TO MODEL AND ANALYZE POLICIES RELATED TO PENSION SYSTEMS IN THE N/A TO STUDY HOW A HOUSING REDEVELOPMENT PROGRAM HAS AFFECTED THE N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

50,000.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

200,000.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

350,000.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

499,900.

THE URBAN INSTITUTE, 2100 M STREET, N.W., WASHINGTON, DC 20037

45,000.

THE W. HAYWOOD BURNS INSTITUTE, 180 HOWARD STREET STE320, SAN FRANCISCO, CA

450.

THOMAS JEFFERSON MEMORIAL FDN, PO N/A BOX 316 ROUTE 53, CHARLOTTESVILLE, VA 2290 MATCHING GIFT

90,000.

12411201 756359 621570.00

285 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} TIMES SQUARE DISTRICT MGMT ASSOC, N/A 1560 BROADWAY SUITE 800, NEW YORK, NY 1003 TO PRODUCE ART AND PERFORMANCE IN TIMES SQUARE'S PUBLIC SPACES TOWERS, PERRIN, FORSTER & CROSBY, N/A ONE STAMFORD PLAZA 263 TRESSER BOULEVARD, TO HELP LOW INCOME US-WORKERS WITH RETIREMENT SAVINGS AND TRANSPORTATION ALTERNATIVES, 127 WEST 26TH STREET # 1002, NEW YORK, NY 10001 N/A MATCHING GIFT PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

150,000.

US NON-CHAR E/R GRNT

870,400.

PUBLIC CHARITY

90.

TREEHOUSE SHAKERS, INC., 365 WEST N/A 50TH STREET #2E, NEW YORK, NY 10019 MATCHING GIFT TRIANGLE LAND CONSERVANCY, I NC., N/A 1101 HAYNES ST STE 205, RALEIGH, NC 27604 MATCHING GIFT TRIANGLE RESIDENTIAL OPTIONS FOR SUBSTANCE ABUSERS, INC. 1820 JAMES STREET, DURHAM, NC 27707 TRIBECA FILM INSTITUTE, INC., 73 SPRING STREET SUITE 403, NEW YORK, NY 10012 N/A MATCHING GIFT

900.

PUBLIC CHARITY

7,200.

PUBLIC CHARITY

9,300.

N/A TO ADVANCE THE MEDIA ARTS AND TO SERVE NEW YORK'S CREATIVE

501(C)(3) PUBL CHAR

250,000.

TRUST FOR AMERICA'S HEALTH, 1730 N/A M. STREET NW #900, WASHINGTON, DC 20036 MATCHING GIFT

PUBLIC CHARITY

7,500.

12411201 756359 621570.00

286 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} TRUSTEES OF COLUMBIA UNIV IN NYC, N/A 475 RIVERSIDE DRIVE, STE 964, NEW YORK, NY MATCHING GIFT TRUSTEES OF COLUMBIA UNIV IN NYC, N/A 475 RIVERSIDE DRIVE, STE 964, NEW YORK, NY MATCHING GIFT TRUSTEES OF PRINCETON UNIVERSITY, N/A 1 NASSAU HALL, PRINCETON, NJ 08544 FOR RESEARCH, CONVENINGS, AND WORKSHOPS ON THE TOPIC PUBLIC CHARITY

13-1659629 }}}}}}}}}}

375.

PUBLIC CHARITY

75.

501(C)(3) PUBL CHAR

131,000.

TRUSTEES OF THE UNIV OF PENN, 100 N/A 501(C)(3) COLLEGE HALL, PHILADELPHIA, PA PUBL CHAR 19104-6380 TO BUILD CAPACITY IN ORGANIZATIONS INVOLVED IN REDEVELOPMENT OF NEW TRUSTEES OF THE UNIV OF PENN, 344 N/A VANCE HALL, PHILADELPHIA, PA 19104-6285 MATCHING GIFT TRUSTEES OF THE UNIVERSITY OF PENN 100 COLLEGE HALL, PHILADELPHIA, PA 19104-6380 N/A FOR THE CONFERENCE "RE-IMAGINING CITIES: URBAN DESIGN AFTER THE N/A TO BUILD STAFF CAPACITY IN ORGANIZATIONS REDEVELOPING NEW PUBLIC CHARITY

1,052,785.

15,711.

501(C)(3) PUBL CHAR

448,000.

TRUSTEES OF THE UNIVERSITY OF PENN 100 COLLEGE HALL, PHILADELPHIA, PA 19104-6380

501(C)(3) PUBL CHAR

425,000.

TRUSTEES OF TUFTS COLLEGE, BALLOU N/A HALL, MEDFORD, MA 02155 TO DEVELOP A PLAN BY INSTITUTIONS BY UTILIZING THE POSITIVE

501(C)(3) PUBL CHAR

500,000.

12411201 756359 621570.00

287 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} TRUSTEES OF TUFTS COLLEGE, BALLOU N/A HALL, MEDFORD, MA 02155 TO IMPROVE THE ABILITY OF VETERINARY SERVICES IN INDONESIA TRUSTEES OF TUFTS COLLEGE, BALLOU N/A HALL, MEDFORD, MA 02155 TO PROVIDE PHILANTHROPIC INSTITUTIONS WITH A TURNING POINT FOR WOMEN AND FAM, N/A PO BOX 670086, FLUSHING, NY 11367 MATCHING GIFT TWO STATE YMCA, 748 HAMILTON ROAD, BECKET, MA 01223 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO FACILITATE KNOWLEDGE-SHARING AND NETWORKING AMONG HIV N/A TOWARD FINANCING AFFORDABLE HOUSING AND SERVICES IN DEVELOPING N/A MATCHING GIFT 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

206,600.

501(C)(3) PUBL CHAR

1,000,000.

PUBLIC CHARITY

1,500.

PUBLIC CHARITY

750.

UCLA FOUNDATION, 10920 WILSHIRE BLVD 11TH FL, LOS ANGELES, CA 90024

PUBLIC CHARITY

9,000.

UK CONSORTIUM ON AIDS AND INT'L DEV THE GRAYSTON CENTRE 28 CHARLES SQUARE, LONDON, N1 6HT, UNITED KINGDOM UN HUMAN SETTLEMENTS PROGRAMME, P.O. BOX 30030, NAIROBI, KENYA

FOREIGN ORG - E/R GRANT 174,060.

INTL ORG BY EXEC ORD 250,000.

UNCOMMON GOOD, 435 W. 12TH STREET, CLARMEONT, CA 91711

PUBLIC CHARITY

375.

UNITED NATIONS, ONE UNITED N/A NATIONS PLAZA, NEW YORK, NY 10017 FOR CONFERENCES ON DIGITAL HEALTH AND GLOBAL RESPONSES TO

INTL ORG BY EXEC ORD

81,375.

12411201 756359 621570.00

288 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNITED NATIONS FOUNDATION, PO BOX N/A 31001, PASADENA, CA 91110-1899 MATCHING GIFT UNITED NATIONS UNIVERSITY, 53-70, N/A JINGUMAE 5-CHOME SHIBUYA-KU, TOKYO, 150-8 TO PRODUCE RESEARCH ON MIGRATION AND THE ENVIRONMENT UNIV OF CALIFORNIA, LOS ANGELES, 405 HILGARD AVENUE BOX 951361, LOS ANGELES N/A FOR A PROJECT TO MEND DIVISIONS BETWEEN MIGRANT LABOR AND N/A TO BUILD STAFF CAPACITY FOR HEALTH SYSTEMS FOR THE POOR N/A TO STUDY THE IMPACTS OF INDIVIDUAL DEVELOPMENT ACCOUNT PROGRAMS ON THE PUBLIC CHARITY 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR PUBLIC CHARITY

13-1659629 }}}}}}}}}}

75.

INTL ORG BY EXEC ORD

32,100.

501(C)(3) PUBL CHAR

62,500.

UNIV OF CALIFORNIA, SAN FRANCISCO, 3RD AND PARNASSUS AVENUES, SAN FRANCISCO,

100,000.

UNIV OF NC AT CHAPEL HILL, HAMILTON HALL CAMPUS BOX #3210, CHAPEL HILL, NC 2

125,000.

UNIV OF THE SCIENCES IN PHIL, 600 N/A SOUTH 43RD STREET, PHILADELPHIA, PA 19104MATCHING GIFT UNIVERSIDADE CATLICA DE MOAMBIQUE RUA MARQUES DE SOVERAL, 960, BEIRA, CP 821, MOZAMBIQUE N/A TO DEVELOP BETTER TEACHING RESOURCES FOR BUSINESS PROGRAMS IN

7,500.

PUBLIC CHARITY EQUIV

29,898.

12411201 756359 621570.00

289 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF CA BERKELEY FDN, 2080 ADDISON STREET, BERKELY, CA 94720

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 6,750.

UNIVERSITY OF CALIFORNIA, N/A 501(C)(3) BERKELEY PUBL CHAR 200 CALIFORNIA HALL, BERKELEY, CA TO PROMOTE DIALOGUES ON 94720 INTEGRATION OF MIGRANTS INTO U.S. SOCIETY UNIVERSITY OF CALIFORNIA, DAVIS, MRAK HALL, FIFTH FLOOR ONE SHIELDS HALL, DA N/A TO DEVELOP TOOLS FOR THE GENETIC IMPROVEMENT OF CROPS N/A TO IMPROVE THE MANAGEMENT OF AGRICULTURAL 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

62,500.

130,000.

UNIVERSITY OF CALIFORNIA, DAVIS, MRAK HALL, FIFTH FLOOR ONE SHIELDS HALL, D

399,700.

UNIVERSITY OF CAPE TOWN, PRIVATE N/A PUBLIC BAG, RONDEBOSCH 7701, CAPE TOWN, CHARITY SOUTH AFR EQUIV FOR A GENDER ANALYSIS OF AFRICAN CONFLICTS AND TO HELP BUILD PEACE UNIVERSITY OF CAPE TOWN, PRIVATE N/A BAG, RONDEBOSCH 7701, CAPE TOWN, SOUTH AFR TO BUILD CAPACITY IN AFRICAN UNIVERSITIES VIA EXPANSION AND PUBLIC CHARITY EQUIV

90,000.

100,000.

UNIVERSITY OF CAPE TOWN, PRIVATE N/A PUBLIC BAG, RONDEBOSCH 7701, CAPE TOWN, CHARITY SOUTH AFR EQUIV TO HELP STRENGTHEN URBAN PLANNING CAPACITY IN SUB-SAHARAN AFRICA

400,000.

12411201 756359 621570.00

290 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF CHICAGO, 969 EAST 60TH STREET, CHICAGO, IL 60637

N/A MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 4,500.

UNIVERSITY OF COLORADO AT N/A BOULDER, 30TH STREET, BOULDER, CO 80309 FOR A CONSORTIUM FOR CAPACITY BUILDING, TO DEAL WITH SOCIETAL UNIVERSITY OF COLORADO FOUNDATION, 4740 WALNUT STREET, BOULDER, CO 80301 N/A MATCHING GIFT N/A TO MODEL THE EFFECTS OF CLIMATE CHANGE ON AFRICAN AGRICULTURE N/A TO DISSEMINATE INNOVATIVE TECHNOLOGIES FOR POVERTY REDUCTION

501(C)(3) PUBL CHAR

467,373.

PUBLIC CHARITY

300.

UNIVERSITY OF COPENHAGEN, RECTOR'S OFFICE NORREGADE 10, P.O.B. 2177 DK-1017

PUBLIC CHARITY EQUIV

330,500.

UNIVERSITY OF DAR ES SALAAM, P. O. BOX 35091, DAR ES SALAAM, TANZANIA

PUBLIC CHARITY EQUIV

46,550.

UNIVERSITY OF DAR ES SALAAM, P.O. N/A BOX 35091, DAR ES SALAAM, TANZANIA TO REDUCE POVERTY IN TANZANIA VIA EDUCATIONAL AND UNIVERSITY OF ILLINOIS AT CHICAGO, 601 S. MORGAN STREET, CHICAGO, IL 60607-7 N/A TO IMPROVE CONDITIONS IN POOR AREAS AND AMONG MARGINALIZED GROUPS N/A TO ASSESS A LOW-COST, ELECTRONIC, EDUCATIONAL INFORMATION RESOURCE

PUBLIC CHARITY EQUIV

144,000.

501(C)(3) PUBL CHAR

77,528.

UNIVERSITY OF IOWA, 2 GILMORE HALL, IOWA CITY, IA 52242

501(C)(3) PUBL CHAR

100,000.

12411201 756359 621570.00

291 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF KWAZULU-NATAL, PRIVATE BAG X01 SCOTTSVILLE, KWAZULU NATAL, 3 N/A TO PROVIDE PH.D. TRAINING IN MODERN CROP BREEDING IN AFRICA N/A TO PROVIDE PH.D. TRAINING IN MODERN CROP BREEDING IN AFRICA N/A MATCHING GIFT PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

124,426.

UNIVERSITY OF KWAZULU-NATAL, PRIVATE BAG X01 SCOTTSVILLE, KWA ZULU NATAL,

PUBLIC CHARITY EQUIV

168,696.

UNIVERSITY OF LOUISVILLE FOUNDATION CO ADVANCEMENT SERVICES, LOUISVILLE, KY 40292 UNIVERSITY OF MINNESOTA FOUNDATION LOCKBOX "B" PO BOX 70870, ST.PAUL, MN 55170-3854

PUBLIC CHARITY

3,000.

N/A MATCHING GIFT

PUBLIC CHARITY

300.

UNIVERSITY OF NC AT CHAPEL HILL, N/A PO BOX 309, CHAPEL HILL, NC 27514 MATCHING GIFT UNIVERSITY OF PRETORIA, LYNNWOOD ROAD, HILLCREST, PRETORIA, 2, SOUTH AFRI N/A TO STUDY THE PRODUCTION AND CONSUMPTION OF TRANSGENIC WHITE MAIZE N/A TO ASSESS THE OUTCOMES OF THE 2006 FORUM FOR CHINA-AFRICA N/A TO MINE EXISTING DATA ON THE IMPACT OF MIGRATION ON YOUTH

PUBLIC CHARITY

5,250.

PUBLIC CHARITY EQUIV

51,245.

UNIVERSITY OF STELLENBOSCH, PRIVATE BAG X1 MATIELAND, STELLENBOSCH, 7602, S

PUBLIC CHARITY EQUIV

331,281.

UNIVERSITY OF SUSSEX, SUSSEX HOUSE FALMER, BRIGHTON, BN1 9RE, ENGLAND

PUBLIC CHARITY EQUIV

189,350.

12411201 756359 621570.00

292 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF TEXAS AT EL PASO, 500 W. UNIVERSITY, EL PASO, TX 79968 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO STRENGTHEN HUMAN RESOURCE MANAGEMENT HEALTH SYSTEMS IN CAPE N/A TO DEVELOP DROUGHT-TOLERANT RICE VARIETIES TO POOR N/A TO USE INFORMATION TECHNOLOGIES TO IMPROVE PUBLIC HEALTH FOR THE N/A TO TEST A MODEL FOR ADVANCING STATE AND LOCAL TRANSPORTATION N/A TO STUDY HEALTH PROVIDER PRACTICES AND ENCOURAGE BROADER PUBLIC CHARITY EQUIV 501(C)(3) PUBL CHAR PUBLIC CHARITY EQUIV PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

90,000.

UNIVERSITY OF TEXAS LAW SCHOOL, 727 E. DEAN KEETON STREET, AUSTIN, TX 78705

3,000.

UNIVERSITY OF THE WESTERN CAPE, PRIVATE BAG X17, BELLVILLE, 7535, SOUTH AFR

83,980.

UNIVERSITY OF WALES, BANGOR, COLLEGE ROAD GWYNEDD, BANGOR, LL57 2UW, WALES

PUBLIC CHARITY EQUIV

54,600.

UNIVERSITY OF WASHINGTON, 301 GERBERDING HALL BOX 351230, SEATTLE, WA 98195-

US GOV'T UNIT

425,000.

UNIVERSITY OF WISCONSIN-MADISON, 500 LINCOLN DRIVE, MADISON, WI 53706

150,000.

UNIVERSITY OF ZAMBIA, P.O. BOX 32379, LUSAKA, ZAMBIA

78,379.

12411201 756359 621570.00

293 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} URBAN LAND INSTITUTE, 1025 THOMAS N/A 501(C)(3) JEFFERSON STREET, N.W. SUITE PUBL CHAR 500W, WASHIN TO BUILD SUPPORT FOR THE ADVANCEMENT OF TRANSPORTATION POLICIES US BIENNIAL, INC., 135 GRAND ST. 4TH FLOOR, NEW YORK, NY 10013 N/A FOR AN ART EXHIBITION SHOWCASING REBUILDING EFFORTS IN NEW ORLEANS 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

125,000.

100,000.

US PUBL INT RSRCH GROUP EDU FUND, N/A 218 D STREET SE, 1ST FLOOR, WASHINGTON, D TO FOSTER MORE SOUND TRANSPORTATION MODES AND PRACTICES IN THE VAN ALEN INST PROJECTS IN PUB N/A ARCH 30 WEST 22ND STREET, NEW YORK, NY TO USE CREATIVE DESIGN 10010 TO ADDRESS CHALLENGES IN SLUM COMMUNITIES VASHON UNITED METHODIST CHURCH, PO BOX 330 , VASHON, WA 98070 N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT

501(C)(3) PUBL CHAR

300,000.

501(C)(3) PUBL CHAR

10,000.

PUBLIC CHARITY

48,300.

VERA INSTITUTE OF JUSTICE INC, 233 BROADWAY 12TH FL, NEW YORK, NY 10279

PUBLIC CHARITY

3,000.

VERA INSTITUTE OF JUSTICE, INC., 233 BROADWAY 12TH FL, NEW YORK, NY 10279

PUBLIC CHARITY

1,350.

VIET MUS OF ETHNOLOGY, VIET ACAD, N/A FOREIGN NGUYEN VAN HUYEN ROAD CAU GIAY GOV'T UNIT DISTRICT, TO PROMOTE GREATER PUBLIC UNDERSTANDING OF ETHNIC COMMUNITIES IN

180,000.

12411201 756359 621570.00

294 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} VILLANOVA UNIVERSITY, 800 LANCASTER AVENUE, VILLANOVA, PA 19085-1699 N/A MATCHING GIFT N/A MATCHING GIFT N/A TO PROVIDE COMPREHENSIVE EYE CARE COVERAGE FOR POOR 501(C)(3) PUBL CHAR PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

90,000.

VIRGINIA STUDENT AID FOUNDATION, PO BOX 400833, CHARLOTTESVILLE, VA 22904

15,000.

VISIONSPRING, 12 DESBROSSES STREET, NEW YORK, NY 10013

126,500.

VIVIAN BEAUMONT THEATER, 150 WEST N/A 65TH STREET, NEW YORK, NY 10023 MATCHING GIFT VOXIVA, INC., 1990 K STREET NW SUITE 400, WASHINGTON, DC 20006 N/A TO HELP THE EFFICIENCY OF PUBLIC HEALTH INFORMATION AND SERVICE N/A TO ASSIST POOR FARMERS IN AGRICULTURAL INNOVATION N/A

PUBLIC CHARITY

180,000.

US NON-CHAR E/R GRNT

50,000.

WAGENINGEN UNIVERSITY, POSTBUS 9101, WAGENINGEN, 6700HB, NETHERLANDS

PUBLIC CHARITY EQUIV

115,000.

WATER AND SANIT FOR THE URBAN POOR 83 VICTORIA STREET, 0HW, ENGLAND

LONDON, SE1H TO BUILD CAPACITY AROUND WATER AND SANITATION DELIVERY N/A MATCHING GIFT

PUBLIC CHARITY EQUIV

249,900.

WAYNE CONSERVATIVE JEWISH CONG, 30 HINCHMAN AVENUE, HINCHMAN, NJ 07470

PUBLIC CHARITY

1,350.

12411201 756359 621570.00

295 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} WESLEYAN UNIVERSITY, 164 MT. VERNON STREET, MIDDLETOWN, CT 06459 N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY

13-1659629 }}}}}}}}}}

19,500.

WEST HARLEM ENVIRONMENTAL ACTION, N/A 271 WEST 125TH STREET, NEW YORK, NY 10027 FOR CASH PRIZES TO THE RECIPIENTS OF THE RF JANE JACOBS MEDAL WESTMINSTER CHAPEL OF BELLEVUE, 13646 NE 24TH STREET, BELLEVUE, WA 98005 N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A MATCHING GIFT N/A TO UNDERSTAND RISK OF INFECTIOUS DISEASE EMERGENCE WITHIN SOUTH N/A TO ANALYZE INNOVATIVE HEALTH SERVICE MODELS IN INDIA AND LATIN

80,000.

PUBLIC CHARITY

750.

WHITEMARSH FOUNDATION, PO BOX 538, LAFAYETTE HILL, PA 19444-0538

PUBLIC CHARITY

3,000.

WIKIMEDIA FOUNDATION, PO BOX 78350, SAN FRANCISCO, CA 94107

PUBLIC CHARITY

300.

WILD SALMON CENTER, 721 NW NINTH AVE. STE 300, PORTLAND, OR 97209

PUBLIC CHARITY

1,500.

WILDLIFE TRUST INC., 460 WEST 34TH STREET, 17TH FLOOR, NEW YORK, NY 10001

501(C)(3) PUBL CHAR

349,900.

WILLIAM A. HASELTINE CHARITABLE FDN 3053 P STREET, NW, WASHINGTON, DC 20007

501(C)(3) PUBL CHAR

50,000.

12411201 756359 621570.00

296 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} WILLIAM J. CLINTON FOUNDATION, 1200 PRESIDENT CLINTON AVENUE, LITTLE ROCK, A

N/A FOR A NONPARTISAN CONFERENCE ON SOLVING THE WORLD'S MOST N/A TO ALLOW IMPLEMENTATION OF CARBON FINANCE PROJECTS THAT BENEFIT N/A MATCHING GIFT N/A TO IDENTIFY IMPROVEMENTS TO HEALTH SYSTEMS FOR THE POOR N/A TO SUPPORT RESEARCH ON THE IMPACT OF AVIAN INFLUENZA ON THE POOR N/A TO SPOTLIGHT AND ANALYZE ISSUES RELATED TO AMERICA'S N/A MATCHING GIFT N/A MATCHING GIFT

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 350,000.

WILLIAM J. CLINTON FOUNDATION, 1200 PRESIDENT CLINTON AVENUE, LITTLE ROCK, A

501(C)(3) PUBL CHAR 1,700,000.

WILMA THEATER, 265 SOUTH BROAD STREET, PHILADELPHIA, PA 19107

PUBLIC CHARITY

9,000.

WILTON PARK EXECUTIVE AGENCY, WISTON HOUSE STEYNING, WEST SUSSEX, BN44 3DZ,

FOREIGN GOV'T UNIT

39,400.

WINROCK INTL INST FOR AGRIC DEVELOP 2101 RIVERFRONT DRIVE, LITTLE ROCK, AK 72202

501(C)(3) PUBL CHAR

50,000.

WNYC RADIO, 160 VARICK STREET, NEW YORK, NY 10013-1270

501(C)(3) PUBL CHAR

200,000.

WNYC RADIO, CHURCH ST PO BOX 19014, NEW YORK, NY 10277-1045

PUBLIC CHARITY

822.

WOODBERRY FOREST SCHOOL, 402 WOODBERRY STATION, WOODBERRY FOREST, VA 22989

PUBLIC CHARITY

750.

12411201 756359 621570.00

297 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} WORLD AFFAIRS COUNCIL OF NC, 312 SUTTER STREET SUITE 200, SAN FRANCISCO, CA N/A FOR A MEETING ON HEALTH SYSTEMS, WOMEN'S HEALTH AND NEGLECTED DISEASES N/A TO CONVENE PLAYERS TO EXPLORE OPPORTUNITIES IN INTERNATIONAL N/A FOR HEALTH PROFESSIONALS TO IMPROVE THE HEALTH OF N/A TO IMPROVE FUTURE RESEARCH CAPACITY IN DEVELOPING COUNTRIES N/A FOR A POST-EMERGENCY AID SYSTEM THAT OPTIMIZES GLOBAL RISK N/A FOR A CONFERENCE FOCUSING ON THE LINKS BETWEEN THE ENVIRONMENT N/A TO DEVELOP AND ASSESS NATIONAL EHEALTH POLICIES 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

145,345.

WORLD AFFAIRS COUNCIL OF NC, 312 SUTTER STREET SUITE 200, SAN FRANCISCO, CA

150,000.

WORLD FED OF PUB HEALTH ASSOC, C/O APHA 800 I STREET, NW, WASHINGTON, DC 20

FOREIGN ORG - E/R GRANT

33,500.

WORLD FEDERATION OF UN ASSOCIATIONS 1 UNITED NATIONS PLAZA UNITED NATIONS, ROOM DC 1-117, NEW YORK, NY 10017 WORLD FOOD PROGRAMME, VIA C.G. VIOLA 68, PARCO DEI MEDICI, ROME, 148, ITALY

81,700.

INTL ORG BY EXEC ORD 1,540,500.

WORLD HEALTH ORGANIZATION, 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLAN

INTL ORG BY EXEC ORD

200,000.

WORLD HEALTH ORGANIZATION, 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLAN

INTL ORG BY EXEC ORD

200,000.

12411201 756359 621570.00

298 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} WORLD HEALTH ORGANIZATION, 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLAN N/A TO IMPLEMENT A MODEL FOR THE PREVENTION AND TREATMENT OF HIV/AIDS N/A FOR A MEETING ON THE ALLOCATION OF CLIMATE CHANGE ADAPTATION FUNDS N/A MATCHING GIFT N/A TO IMPROVE AFRICA'S POSITION IN NEGOTIATIONS ON GLOBAL N/A MATCHING GIFT N/A TO DEVELOP AN INDEX OF ECONOMIC SECURITY FOR U.S. WORKERS N/A TO PROMOTE EHEALTH AS A WAY OF IMPROVING HEALTH SYSTEMS FOR THE POOR 501(C)(3) PUBL CHAR PUBLIC CHARITY PUBLIC CHARITY 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} INTL ORG BY EXEC ORD

35,000.

WORLD RESOURCES INSTITUTE, 10 G STREET, NE SUITE 800, WASHINGTON, DC 20002

87,600.

WORLD VISION INTERNATIONAL, PO BOX 9716, FEDERAL WAY, WA 98063

510.

WORLD WILDLIFE FUND INC., 1250 24TH STREET, NW, WASHINGTON, DC 20037

501(C)(3) PUBL CHAR

500,000.

XAVIER HIGH SCHOOL, 30 WEST 16TH STREET, NEW YORK, NY 10011

9,000.

YALE UNIVERSITY, WOODBRIDGE HALL 105 WALL STREET P.O. BOX 208229, NEW HAVEN,

501(C)(3) PUBL CHAR

271,341.

YALE UNIVERSITY, WOODBRIDGE HALL 105 WALL STREET P.O. BOX 208229, NEW HAVEN,

49,700.

12411201 756359 621570.00

299 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} YALE UNIVERSITY, PO BOX 2038, NEW N/A HAVEN, CT 06520-2038 MATCHING GIFT

PUBLIC CHARITY

13-1659629 }}}}}}}}}} 975.

YANKELOVICH, INC., 400 MEADOWMONT N/A US NON-CHAR VILLAGE CIRCLE, SUITE 431, CHAPEL E/R GRNT HILL, NC TO DOCUMENT AMERICAN WORKERS' CONCERNS ABOUT ECONOMIC SECURITY YINGHUA LANGUAGE SCHOOL, PO BOX 3004, PRINCENTON, NJ 08540 N/A MATCHING GIFT N/A TO EXPLORE BUSINESS MODELS THAT PROMOTE HUMAN-CENTERED DESIGN N/A MATCHING GIFT N/A MATCHING GIFT PUBLIC CHARITY

626.

3,000.

ZAGO LLC, 392 BROADWAY, 2ND FLOOR, NEW YORK, NY 10013

US NON-CHAR E/R GRNT

40,000.

ZIGEN FUND, INC., 38-27 217TH STREET, BAYSIDE, NY 11361

PUBLIC CHARITY

9,000.

ZOOLOGICAL SOCIETY OF PHILADELPHIA 3400 W. GRIARO AVENUE, PHILADELPHIA, PA 19104-1196

PUBLIC CHARITY

3,750.

TOTAL TO FORM 990-PF, PART XV, LINE 3A

}}}}}}}}}}}}}} 137,741,403. ~~~~~~~~~~~~~~

12411201 756359 621570.00

300 STATEMENT(S) 20 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990-PF GRANTS AND CONTRIBUTIONS STATEMENT 21 APPROVED FOR FUTURE PAYMENT }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} RECIPIENT RELATIONSHIP RECIPIENT RECIPIENT NAME AND ADDRESS AND PURPOSE OF GRANT STATUS AMOUNT }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} 3-LEGGED DOG, INC. , 80 GREENWICH N/A 501(C)(3) STREET, NEW YORK, NY 10006 PUBL CHAR 50,000. FOR A PROGRAM FOR THEATER AND MEDIA ARTISTS TO EXPLORE AARON DAVIS HALL, INC. , 150 CONVENT AVENUE, NEW YORK, NY 10031 N/A TO ESTABLISH CREATIVE RESIDENCIES AND COMMISSIONS FOR ARTISTS US NON-CHAR E/R GRNT 501(C)(3) PUBL CHAR

50,000.

ABT ASSOCIATES, INC. , 55 WHEELER N/A STREET, CAMBRIDGE, MA 02138-1168 TO STRENGTHEN CAPACITY OF THE NIGERIAN GOVERNMENT TO IMPROVE AFRICAN AGRICULTURAL TECHNOLOGY FDN C/O ILRI P.O. BOX 30709-00100 OLD NAIVASHA ROAD, KABETE CAMPUS, NAIROBI, 10 AFRICAN CTR FOR ECON TRANSFORMATION 1015 18TH STREET NW SUITE 210, WASHINGTON, DC 20036 N/A TO IDENTIFY CHINESE AGRICULTURAL TECHNOLOGIES RELEVANT N/A FOR RESEARCH SUPPORT TO AFRICAN GOVERNMENTS ON THEIR ENGAGEMENT WITH N/A TO ACHIEVE LONG-TERM GROWTH AND TRANSFORMATION OF

17,000.

501(C)(3) PUBL CHAR

99,857.

501(C)(3) PUBL CHAR

250,000.

AFRICAN CTR FOR ECON TRANSFORMATION 1015 18TH STREET NW SUITE 210, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

500,000.

12411201 756359 621570.00

301 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} AFRICAN ECON RESEARCH CONSORTIUM , 3RD FL MIDDLE EAST BANK TOWERS BUILDING

N/A TO STRENGTHEN CAPACITY OF LOCAL ECONOMIES IN SUB-SAHARAN AFRICA

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 200,000.

AFRICAN ECON RESEARCH CONSORTIUM N/A , 3RD FL, MIDDLE EAST BANK TOWERS BUILDING TOWARD THE COSTS OF AN AFRICA-BASED COLLABORATIVE PH.D. AFRICAN ECONOMIC RESEARCH CONSORT N/A 3RD FL, MIDDLE EAST BANK TOWERS BUILDING MILIMANI ROAD PO BOX 62882, NAIR TO STUDY AND MAKE KNOWN CHINA'S IMPACT ON KEY AFRICAN COUNTRIES

501(C)(3) PUBL CHAR

300,000.

501(C)(3) PUBL CHAR

212,750.

AFRICAN NETWORK OPERATORS GROUP , N/A FOREIGN ORG 34 CHURCH CRESCENT LABONE P.O. - E/R GRANT BOX 3035, FOR TRAINING TO IMPROVE BANDWIDTH MANAGEMENT IN AFRICAN INSTITUTIONS AIDS NETWORK DEVELOPMENT FOUNDATION 145/1 SRIPOOM RD. MUANG DISTRICT, CHIANG MAI, 50200, THAILAND N/A TO REDUCE HIV/AIDS VULNERABILITY IN ETHNIC AND MIGRANT POPULATIONS PUBLIC CHARITY EQUIV

34,800.

106,000.

ALARM WILL SOUND, INC. , C/O ALAN N/A PIERSON 401 WEST 52ND STREET APARTMENT 3C, FOR AN INTEGRATED MUSICAL AND MULTIMEDIA PERFORMANCE ALEXANDROS E. WASHBURN 373 VAN BRUNT STREET, BROOKLYN, NY 11231 NONE TO REDEFINE URBAN DESIGN PRINCIPLES AND PRACTICES FOR THE 21ST

501(C)(3) PUBL CHAR

25,000.

N/A

25,000.

12411201 756359 621570.00

302 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ALLIANCE FOR A GREEN REV IN AFRICA P.O. BOX 66773 WESTLANDS, NAIROBI, KENYA

N/A TO ENCOURAGE ADOPTION OF IMPROVED SOIL FERTILITY MANAGEMENT

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 2,300,000.

AMERICA SHARE USA, INC. , 15 WEST N/A 26TH STREET 11TH FLOOR, NEW YORK, NY 10010 TO PROVIDE SUPPORT FOR POOR AND VULNERABLE PEOPLE AFFECTED BY AMERICAN MEDICAL INFORMATICS ASSOC 4915 ST. ELMO AVENUE SUITE 401, BETHESDA, MD 20814 N/A FOR A DISTANCE LEARNING PROGRAM AND A MEETING ON HEALTH INFORMATICS

501(C)(3) PVT FDN ER

25,000.

501(C)(3) PUBL CHAR

74,000.

AMERICAN VETERINARY MEDICAL ASSOC N/A 1931 N. MEACHAM RD. SUITE 100, SCHAUMBURG, IL 60173-4360 FOR A U.S INITIATIVE TO IMPROVE HUMAN, ANIMAL AND ENVIRONMENTAL

EXMPT NON-CHAR E/R

100,000.

AMERICAS SOCIETY, INC. , 680 PARK N/A AVENUE, NEW YORK, NY 10021 TOWARD THE BETTER INTEGRATION OF IMMIGRANTS IN THE U.S. ARCHITECTURAL LEAGUE OF NEW YORK , 457 MADISON AVENUE, NEW YORK, NY 10022 N/A FOR A PROJECT ON THE FUTURE OF THE BUILT ENVIRONMENT IN NEW YORK N/A TO EDUCATE PHILANTHROPISTS ABOUT THE NEEDS OF SPECIFIC

501(C)(3) PUBL CHAR

10,000.

501(C)(3) PUBL CHAR

50,000.

ASIAN AM/PAC ISLANDERS IN PHIL , 200 PINE STREET SUITE 700, SAN FRANCISCO, C

501(C)(3) PUBL CHAR

33,334.

12411201 756359 621570.00

303 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ASIAN CULTURAL COUNCIL, INC. , 437 MADISON AVENUE 37TH FLOOR, NEW YORK, NY 1

N/A FOR A FELLOWSHIP PROGRAM IN MAINLAND SOUTHEAST ASIA N/A TO PREPARE FOR AND MANAGE THE RISKS OF ZOONOTIC DISEASE

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 133,500.

ASIAN DISASTER PREPAREDNESS CENTER SM TOWER 24TH FLOOR, 979/69 PAHOLYOTHIN ROAD SAMSEN NAI, PHAYATHAI, BANGKOK

PUBLIC CHARITY EQUIV

84,000.

ASIAN MIGRANT CENTRE , 13/F, FLAT N/A 6, BLOCK A, FUK KEUNG IND. BLDG. 66 TONG TO MONITOR MIGRATION ISSUES AND STRATEGIES IN THE GREATER MEKONG ASIAN RESOURCE FOUNDATION , 1562/113, SOI 1/1, MOO BAN PIBUL PRACHARAJ ROAD N/A FOR A RESEARCH FELLOWSHIP PROGRAM ON ISLAM IN SOUTHEAST ASIA

PUBLIC CHARITY EQUIV

132,434.

PUBLIC CHARITY EQUIV

61,850.

ASSOC VOLONTARI SOCCORSO BELLAGIO N/A VIA LAXXARETTO, 12, 22021, ITALY BELLAGIO, TO BUILD A HELIPORT FOR MEDICAL EMERGENCIES IN BELLAGIO, ITALY N/A SECTOR ORGANIZATION CONTRIBUTION N/A TO PROMOTE CONTEMPORARY MUSIC OUTSIDE THE CONCERT HALL AND IN THE

PUBLIC CHARITY EQUIV

200,000.

ASSOCIATION OF BLACK FOUNDATION EXECUTIVES 55 EXCHANGE PLACE, NEW YORK, NY 10005 BANG ON A CAN, INC. , 80 HANSON PLACE SUITE 701, BROOKLYN, NY 11217

501(C)(3) PUBL CHAR

10,000.

501(C)(3) PUBL CHAR

25,000.

12411201 756359 621570.00

304 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BD OF TRUST OF L STANFORD JR UNIV N/A OFFICE OF SPONSORED RESEARCH 651 SERRA STREET, SUITE 220, STANFORD, CA 94305 BIPARTISAN POLICY CENTER, INC. , 1225 I STREET, NW SUITE 1000, WASHINGTON, TO USE MODELS TO INFORM DEVELOPMENT PRIORITIES IN AFRICAN AGRICULTURE N/A FOR A WHITE PAPER ON U.S. TRANSPORTATION AND THE IMPACTS OF CLIMATE N/A TO HELP ADVANCE FIVE NATIONAL TRANSPORTATION GOALS NONE N/A FOR A DOCUMENTARY ABOUT THE LIFE OF WHITNEY M. YOUNG, JR. N/A FOR A STUDY OF AND A CONFERENCE ON PARTNERSHIPS IN HEALTH 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

238,587.

501(C)(3) PUBL CHAR

50,000.

BIPARTISAN POLICY CENTER, INC. , 1225 I STREET, NW SUITE 1000, WASHINGTON,

250,000.

BONNIE BOSWELL 533 NORTH CHEROKEE AVE., LOS ANGELES, CA 92651

50,000.

BRAC USA INC. , 11 EAST 44TH STREET, SUITE 1600, NEW YORK, NY 10017

22,500.

BRONX COUNCIL ON THE ARTS, INC. , N/A 1738 HONE AVENUE, BRONX, NY 10461-1486 TO SUPPORT LOCAL SOUTH BRONX ARTISTS IN THEIR TWENTIES AND THIRTIES BRONX MUSEUM OF THE ARTS , 1040 GRAND CONCOURSE, NEW YORK, NY 10456-3999 N/A FOR A PLANNED EXPANSION OF THE MUSEUM

50,000.

501(C)(3) PUBL CHAR

50,000.

12411201 756359 621570.00

305 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BRONX OVERALL ECONOMIC DEV CORP , N/A 198 EAST 161ST STREET SUITE 201, BRONX, NY TO INCREASE CREATIVE SECTOR PRESENCE IN AND ATTRACT PEOPLE TO THE BROOKINGS INSTITUTION , 1775 MASSACHUSETTS AVENUE NW, WASHINGTON, DC 20036N/A FOR METROPOLITAN POLICY PROGRAM IN SUPPORT OF RESEARCH ANALYSIS & N/A TO ADVANCE HEALTH AND SUSTAINABLE TRANSPORTATION POLICIES N/A TO TRACK AND PROMOTE THE RECOVERY OF THE GREATER NEW ORLEANS 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

18,750.

501(C)(3) PUBL CHAR

250,000.

BROOKINGS INSTITUTION , 1775 MASSACHUSETTS AVENUE NW, WASHINGTON, DC 20036-

350,000.

BROOKINGS INSTITUTION , 1775 MASSACHUSETTS AVENUE NW, WASHINGTON, DC 20036-

125,000.

BROOKLYN ACADEMY OF MUSIC, INC. , N/A 30 LAFAYETTE AVENUE, BROOKLYN, NY 11217-14 FOR A TEN-DAY FESTIVAL OF ARTS PRESENTATIONS DEMONSTRATING MUSLIM BUILDING AMERICA'S FUTURE , 1301 PENNSYLVANIA AVE., NW SUITE 350, WASHINGTO N/A TO ADVANCE A NATIONAL VISION ON SOCIAL EQUITY IN TRANSPORTATION N/A TO STRENGTHEN HEALTH CARE FOR CAMBODIAN WORKERS MIGRATING TO

50,000.

EXMPT NON-CHAR E/R

500,000.

CAMBOD WOMEN FOR PEACE AND DEV ASSC #23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENH, PHNOM PENH, CAMBODIA

FOREIGN ORG - E/R GRANT 147,363.

12411201 756359 621570.00

306 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CAMBODIA DEVELOPMENT RESOURCE INST 56 STREET 315, TUOL KORK, PENH, CAMBODIA PHNOM N/A TO STUDY THE CONSEQUENCES OF CHINA'S ECONOMIC RISE ON N/A TO EXAMINE THE IMPACTS OF AGRICULTURAL POLICIES ON DAILY LIFE N/A GENERAL SUPPORT PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

175,000.

CARNEGIE ENDOWMENT FOR INT'L PEACE 1779 MASSACHUSETTS AVE., NW, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

40,000.

CENTER FOR BUDGET AND POLICY PRIORITIES 820 FIRST STREET, NE SUITE 510, WASHINGTON, DC 20002

501(C)(3) PUBL CHAR

500,000.

CENTER FOR CLEAN AIR POLICY , 750 N/A FIRST STREET, NE SUITE 940, WASHINGTON, D TO ADVANCE SUSTAINABLE TRANSPORTATION IN THE U.S. CENTER FOR CLEAN AIR POLICY , 750 N/A FIRST STREET, NE SUITE 940, WASHINGTON, D TO INCREASE RESILIENCY TO THE IMPACTS OF CLIMATE CHANGE CENTER FOR GLOBAL DEVELOPMENT , 1800 MASSACHUSETTS AVE., NW, WASHINGTON, DC N/A TO ASSIST DEVELOPING COUNTRIES IN STRENGTHENING THEIR N/A TO STUDY THE IMPACT OF RICH COUNTRIES' GOVERNMENTS ON POOR

501(C)(3) PUBL CHAR

100,000.

501(C)(3) PUBL CHAR

250,000.

501(C)(3) PUBL CHAR

18,950.

CENTER FOR GLOBAL DEVELOPMENT , 1800 MASSACHUSETTS AVE., NW, WASHINGTON, DC

501(C)(3) PUBL CHAR

250,000.

12411201 756359 621570.00

307 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CENTER FOR KHMER STUDIES, INC. , 149 EAST 63RD STREET, NEW YORK, NY 10021 N/A TO ENHANCE THE CAPACITY OF CAMBODIAN UNIVERSITIES N/A FOR THE ESTABLISHMENT OF A HIGHER EDUCATION RESEARCH NETWORK IN N/A FOR ARTS-BASED ECONOMIC DEVELOPMENT AND URBAN REVITALIZATION IN N/A TO STRENGTHEN COLLABORATION ACROSS VETERINARY HEALTH AND N/A TO STRENGTHEN STUDY EXCHANGE AND RESEARCH PROGRAMS 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

100,000.

CENTRE FOR HIGHER EDU TRANSF TRUST THE CHET TRUST PO BOX 29204 SUNNYSIDE 0132, PRETORIA, SOUTH AFRICA CHEZ BUSHWICK, INC. , 304 BOERUM ST. #23, BROOKLYN, NY 11206

PVT FDN EQUIV (E/R)

82,000.

501(C)(3) PUBL CHAR

37,500.

CHIANG MAI UNIVERSITY , 239 HUAY KAEW ROAD MUANG DISTRICT, CHIANG MAI, 500

PUBLIC CHARITY EQUIV

200,000.

CHIANG MAI UNIVERSITY , 239 HUAY KAEW ROAD MUANG DISTRICT, CHIANG MAI, 500

PUBLIC CHARITY EQUIV

79,890.

CHULALONGKORN UNIVERSITY , 254 N/A PUBLIC PHYATHAI ROAD PATUMWAN, BANGKOK, CHARITY 10330, THAI EQUIV TO ENABLE STUDENTS TO PURSUE MASTER'S DEGREES IN SOUTHEAST ASIAN CITISTATES GROUP, LLC , 610 G STREET, S.W., WASHINGTON, DC 20024 N/A FOR A REPORT THAT SYNTHESIZES THE DISCUSSIONS OF THE RF US NON-CHAR E/R GRNT

150,000.

5,000.

12411201 756359 621570.00

308 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CIVILIANS, INC. , 146 WEST 29TH STREET SUITE 7FE, NEW YORK, NY 10001 N/A FOR A COLLABORATIVE THEATER LAB TO REVEAL COMMUNITY DYNAMICS N/A FOR TWO STUDIES ON CLIMATE CHANGE RESILIENCE POLICIES IN N/A FOR A MEETING ON THE GLOBAL FINANCING OF AN AFRICAN GREEN N/A FOR AN IMPACT STUDY OF HIV/AIDS PROJECTS AND HEALTH SYSTEMS IN 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

37,500.

CNA CORPORATION , 4825 MARK CENTER DRIVE, ALEXANDRIA, VA 22311

239,910.

COLUMBIA UNIVERSITY , 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

92,150.

COLUMBIA UNIVERSITY , 202 LOW MEMORIAL LIBRARY, NEW YORK, NY 10027

275,000.

COMMONWEALTH SCI INDUST RSRCH ORG N/A HEAD OFFICE GPO 1600, ACT 2601, AUSTRALIA CANBERRA, TO PROVIDE A COWPEA BREEDING LINE RESISTANT TO POD-BORER INSECTS N/A TO STUDY THE GROWTH OF AGRICULTURAL MARKETS IN MALAWI AND MOZAMBIQUE

FOREIGN GOV'T UNIT

142,118.

CORNELL UNIVERSITY , 300 DAY HALL, ITHACA, NY 14853

501(C)(3) PUBL CHAR

61,373.

COUNCIL ON HIGHER EDUCATION , N/A FOREIGN ORG DIDACTA BUILDING 211 SKINNER ST. - E/R GRANT P.O. BOX 13 TO CREATE A TRIENNIAL REVIEW OF SOUTH AFRICAN HIGHER EDUCATION

64,021.

12411201 756359 621570.00

309 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} CREATIVE TIME, INC. , 59 E. 4TH ST. 6E, NEW YORK, NY 10003 N/A TO PROVIDE LOCAL ARTISTS WITH RESOURCES TO EXPLORE SPECIFIC 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

62,500.

CUNNINGHAM DANCE FOUNDATION, INC. N/A 55 BETHUNE STREET, NEW YORK, NY 10014 TO PROVIDE PUBLIC ACCESS TO MERCE CUNNINGHAM'S CREATIVE

501(C)(3) PUBL CHAR

25,000.

DOWNTOWN COMM TELEVISION CENTER , N/A 87 LAFAYETTE STREET, NEW YORK, NY 10013-44 FOR A THEATER DEVOTED EXCLUSIVELY TO DOCUMENTARIES IN NEW DUKE UNIVERSITY , BOX 90001, DURHAM, NC 27708-0340 N/A TO BUILD CAPACITY IN HEALTH SYSTEMS IN DEVELOPING COUNTRIES N/A TO STRENGTHEN CROSS-BORDER DISEASE PREVENTION, N/A TO ENSURE GREATER ECONOMIC SECURITY IN RETIREMENT FOR ALL U.S. N/A TO STUDY SECURITY ISSUES FOR WORKING FAMILIES

501(C)(3) PUBL CHAR

50,000.

501(C)(3) PUBL CHAR

10,000.

EAST AFRICAN COMMUNITY , AICC BUILDING KILIMANJARO WING, 5TH FLOOR P.O. BO

FOREIGN GOV'T UNIT

500,000.

ECONOMIC POLICY INSTITUTE , 1333 H STREET, NW SUITE 300, EAST TOWER, WASHIN

501(C)(3) PUBL CHAR

211,000.

ECONOMIC POLICY INSTITUTE , 1333 H STREET, NW SUITE 300, EAST TOWER, WASHIN

501(C)(3) PUBL CHAR

750,000.

12411201 756359 621570.00

310 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} EDWARD P MAZHANGARA PO BOX 97, CHIREDZI, ZIMBABWE NONE N/A FOR RENEWAL OF FELLOWSHIP FOR ADVANCED TRAINING IN N/A TO REDUCE HIV RISK AMONG WOMEN IN LAO PDR AND YUNNAN PROVINCE OF N/A TO INCREASE THE AFFORDABILITY OF HEALTH SERVICES TO THE POOR N/A TO ENABLE INNOVATIONS IN AGRICULTURE AND NATURAL RESOURCE N/A TO EVALUATE THE IMPACTS OF CLIMATE CHANGE SCENARIOS ON PLANNING

13-1659629 }}}}}}}}}} 3,299.

EMPOWER FOUNDATION , CONCRETE HOUSE 57/60 TIVANOND ROAD, NONTHABURI, 1100

FOREIGN ORG - E/R GRANT

10,000.

ERASMUS MC , POSTBUS 2040, ROTTERDAM, 3000 CA, NETHERLANDS

FOREIGN ORG - E/R GRANT 150,000.

ETC FOUNDATION , KASTANJELAAN 5 P.O. BOX 64, LEUSDEN, 3830 AB, NETHERLANDS

PUBLIC CHARITY EQUIV

500,000.

ETHEKWINI MUNICIPALITY , PO BOX 1014, DURBAN, SOUTH AFRICA

FOREIGN GOV'T UNIT

32,550.

FDN FOR DANCE PROMOTION, INC. , N/A 27 W. 120TH STREET, #1, NEW YORK, NY 10027 FOR A SERIES OF CIVIC DIALOGUES WITH HARLEM RESIDENTS FIN SECTOR DEEPENING TRUST KENYA , 4TH FLOOR KENYA RE TOWERS, OFF RAGATI ROA N/A TO HELP AFRICAN SMALLHOLDER FARMERS BETTER MANAGE

501(C)(3) PUBL CHAR

25,000.

PUBLIC CHARITY EQUIV

200,000.

12411201 756359 621570.00

311 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FND NET FOR SMRT GRWTH AND LIV COMM 1500 SAN REMO AVENUE, SUITE 249, CORAL GABLES, FL 33146 N/A TO IMPROVE TRANSPORTATION POLICIES AND PRACTICES IN THE N/A TO PROMOTE GENDER EQUALITY IN UNIVERSITY RECRUITMENT IN AFRICA 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

238,500.

FORUM FOR AFRICAN WOMEN EDUC , FAWE HOUSE, CHANIA AVENUE OFF WOOD AVE PO BOX

PUBLIC CHARITY EQUIV

50,300.

FRACTURED ATLAS PRODUCTIONS, INC. N/A 248 W. 35TH ST. STE. 1202, NEW YORK, NY 10001 TO CREATE ALLIANCES BETWEEN ARTISTS AND RESIDENTS AT RISK OF N/A TO BUILD SUPPORT FOR PUBLIC TRANSPORTATION ON FEDERAL AND LOCAL N/A FOR TECHNICAL ASSISTANCE TO AMERICAN WORKERS INITIATIVE N/A TO ENCOURAGE THE SHARING OF POLICY INSIGHTS WITH POLICY N/A FOR INTERNATIONAL CLIMATE RESILIENCE POLICIES AND FUNDING

501(C)(3) PUBL CHAR

37,500.

FREE CONGRESS RSRCH AND EDUC FDN , 1423 POWHATAN STREET #2, ALEXANDRIA, VA 2

501(C)(3) PUBL CHAR

150,000.

FREEDMAN CONSULTING, LLC , 3720 YUMA STREET NW, WASHINGTON, DC 20016

US NON-CHAR E/R GRNT

24,000.

FREEDMAN CONSULTING, LLC , 3720 YUMA STREET NW, WASHINGTON, DC 20016

US NON-CHAR E/R GRNT

119,600.

FRIENDS OF THE EARTH , 1717 MASSACHUSETTS AVENUE, SUITE 600, WASHINGTON, DC

501(C)(3) PUBL CHAR

40,000.

12411201 756359 621570.00

312 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} FRIENDS OF THE HIGH LINE, INC. , 529 WEST 20TH STREET, 8W, NEW YORK, NY 1001 N/A TO INSTALL PUBLIC ART WORKS ON A ONE-BLOCK PORTION OF A CITY PARK 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

62,500.

GEORGETOWN UNIVERSITY , 204 HEALY N/A 501(C)(3) HALL 37TH AND 0 STREETS NW, PUBL CHAR WASHINGTON, D FOR A STUDY ON WORKERS RETIREMENT PLANNING AND ANNUITIZATION DECISIONS GLOBAL ACTION NETWORK NET, INC. , N/A 501(C)(3) 100 MEMORIAL DRIVE, 52-A, PVT FDN ER CAMBRIDGE, MA 02 TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT GLOBAL FORUM FOR HEALTH RESEARCH , 1-5 ROUTE DES MORILLONS P.O. BOX 2100 121 N/A FOR PREP MEETINGS FOR THE GLOBAL MINISTERIAL FORUM ON RESEARCH FOR N/A TO DESIGN INNOVATIONS IN UTILITIES AND CONSTRUCTION FOR POOR N/A MATCHING GIFT PUBLIC CHARITY PUBLIC CHARITY EQUIV

187,920.

33,690.

50,000.

GLOBALGIVING FOUNDATION, INC. , 1816 12TH STREET NW - 3RD FLOOR, WASHINGTON

501(C)(3) PUBL CHAR

24,000.

GRANT ADJUSTMENTS, C/O 420 FIFTH AVE, NEW YORK, NY 10018

-24,708.

GRANTS MANAGERS NETWORK, P.O. BOX N/A 56344, MATAIRE, LA 70055 SECTOR ORGANIZATION CONTRIBUTION

501(C)(3) PUBL CHAR

10,000.

12411201 756359 621570.00

313 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GUANGXI CTR FOR DIS PREV AND CONT N/A 18 JINZHOU ROAD NANNING, GUANGXI, CHINA TO BUILD CAPACITY IN DISEASE SURVEILLANCE AND RESPONSE N/A TO STUDY RISK AND VULNERABILITY TO STIS AND HIV IN VIETNAM

FOREIGN GOV'T UNIT

13-1659629 }}}}}}}}}} 175,100.

HANOI MEDICAL UNIVERSITY , 1 TON THAT TUNG STREET DONG DA DISTRICT, HANOI,

PUBLIC CHARITY EQUIV

72,120.

HEALTH LEVEL SEVEN, INC. N/A 3300 WASHTENAW AVENUE, SUITE 227, FOR A CONFERENCE ON ANN ARBOR, MI 48104 HEALTH TECHNOLOGY TO SUPPORT HEALTH IN THE

E/R GRANT

73,000.

HUE UNIV OF AGRIC AND FORESTRY , N/A PUBLIC 102 PHUNG HUNG STREET, HUE CITY, CHARITY VIETNAM EQUIV TO BUILD CAPACITY IN SUSTAINABLE AGRICULTURE DEVELOPMENT INDEPTH NETWORK , 11 MENSAH WOOD ROAD EAST LEGON, P.O. BOX KD 213 KANDA, AC N/A TO PROVIDE A BETTER, EMPIRICAL UNDERSTANDING OF HEALTH AND SOCIAL N/A FOREIGN GOV'T UNIT 501(C)(3) PUBL CHAR

94,545.

200,000.

INST DE INVEST AGRRIA MOAMBIQUE

C. POSTAL 3658 AV. DAS FPLM, NO. TO BREED 2698 MALAVANE 8, MAPUTO, DISEASE-RESISTANT MOZAMBIQUE CASSAVA IN MOZAMBIQUE

46,074.

INST FOR HEALTHCARE IMPROVEMENT , N/A 501(C)(3) 20 UNIVERSITY ROAD 7TH FLOOR, PUBL CHAR CAMBRIDGE, M TO FILL GAPS IN HEALTH CARE QUALITY AND SAFETY FOR THE POOR

8,400.

12411201 756359 621570.00

314 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INST FOR SOCIAL AND ENVIRON TRANS N/A 948 NORTH STREET SUITE 9, BOULDER, CO 80304 TO DEVELOP AND SHARE STRATEGIES FOR BUILDING CLIMATE CHANGE N/A FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK N/A FOR PUBLIC AWARENESS OF THE SOCIAL PROTECTION NEEDS OF WORKERS IN N/A TO IMPROVE ACCESSIBILITY TO URBAN AREAS FOR POOR PEOPLE

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 2,674,400.

INST FOR SOCIAL AND ENVIRONTRANS , 948 NORTH STREET SUITE 9, BOULDER, CO 803

501(C)(3) PUBL CHAR

57,010.

INST FOR SOCIAL DEVELOPMENT STUDIES SUITE 19.1, VIMECO BUILDING PHAM HUNG RD., HANOI, VIETNAM

FOREIGN ORG - E/R GRANT

75,000.

INST FOR TRANSP AND DEV POLICY , 126 W. 26TH STREET SUITE 1002, NEW YORK, NY

501(C)(3) PUBL CHAR

50,000.

INSTITUTE FOR ALTERNATIVE FUTURES N/A 100 NORTH PITT STREET SUITE 235, ALEXANDRIA, VA 22310 TO HARNESS KEY GLOBAL DRIVERS FOR PRO-POOR ECONOMIC OPPORTUNITIES N/A TO EXPAND THE USE OF TECHNOLOGY IN HEALTH DELIVERY SYSTEMS FOR N/A TO EXPLORE AND ASSESS HEALTH SERVICE DELIVERY MODELS FOR THE POOR

501(C)(3) PUBL CHAR

68,700.

INSTITUTE FOR THE FUTURE , 124 UNIVERSITY AVENUE, 2ND FLOOR, PALO ALTO, CA 9

501(C)(3) PUBL CHAR

199,951.

INSTITUTE OF DEVELOPMENT STUDIES , UNIVERSITY OF SUSSEX, BRIGHTON, BN1 9RE,

PUBLIC CHARITY EQUIV

51,200.

12411201 756359 621570.00

315 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580

N/A FOR AN EVALUATION OF THE PARTNERSHIP FOR HIGHER EDUCATION IN N/A TO ADMINISTER CREATIVE AND SCHOLARLY PROGRAMS AT RF'S CONFERENCE N/A TO ADMINISTER RESIDENCIES AND SUPPLEMENTAL NEED-BASED N/A TO ENSURE THAT A HEALTH LENS IS INCORPORATED INTO URBAN DEVELOPMENT N/A TO DEVELOP A SAFE, EFFECTIVE, ACCESSIBLE, PREVENTIVE HIV VACCINE

501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}} 20,556.

INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580

501(C)(3) PUBL CHAR

229,400.

INSTITUTE OF INT'L EDUCATION, INC. 809 UNITED NATIONS PLAZA, NEW YORK, NY 10017-3580

501(C)(3) PUBL CHAR

4,285.

INTERNATIONAL HEALTH POLICY PROGRAM THANON SATHARANASOOK 6 TIWANOND ROAD, NONTHABURI, 11000, THAILAND INT'L AIDS VACCINE INITIATIVE , 110 WILLIAM STREET, NEW YORK, NY 10038-3901

FOREIGN GOV'T UNIT

152,100.

501(C)(3) PUBL CHAR

68,500.

INT'L DEVELOPMENT RESEARCH CENTRE N/A 150 KENT ST. / RUE KENT P.O. BOX / B.P 8500, OTTAWA, K1G 3H9, CANADA INT'L FED RED CROSS RED CRES SOC , 17, CHEMIN DES CRETS PETIT-SACONNEX, GEN TO PRODUCE LOWER-COST BANDWIDTH FOR AFRICAN HIGHER-EDUCATION N/A TO BUILD CONSENSUS FOR DEVELOPING CLIMATE CHANGE RESILIENCE N/A TO EMPLOY TECHNOLOGIES TO EFFECTIVELY CONTROL DAMAGE TO THE AFRICAN

FOREIGN GOV'T UNIT

300,700.

FOREIGN ORG - E/R GRANT

400,000.

INT'L INST OF TROPICAL AGRICULTURE IITA C/O LAMBOURN (UK) LIMITED CAROLYN HOUSE, 26 DINGWALL ROAD, CROYDON, CR

501(C)(3) PUBL CHAR

98,500.

12411201 756359 621570.00

316 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

INT'L ORGANIZATION FOR MIGRATION N/A INTL ORG BY , 17 ROUTE DES MORILLONS C.P. 71 EXEC ORD CH-1211, TO BETTER TRACK ENVIRONMENTALLY-INDUCED MIGRATION INT'L SOC FOR INF DISEASES, INC. , 1330 BEACON STREET SUITE 228, BROOKLINE, N/A TO IMPROVE THE REPORTING OF DISEASE OUTBREAKS IN AFRICA AND FOREIGN ORG - E/R GRANT 501(C)(3) PUBL CHAR

27,500.

229,115.

INT'L UNION FOR CONSERV OF NATURE N/A RUE MAUVERNEY 28, SWITZERLAND GLAND, 1196, TO STRENGTHEN AFRICAN FARMERS' RESPONSE TO THE EFFECTS OF CLIMATE N/A TO ASSESS GROUNDWATER RESOURCES IN AFRICA TO ENABLE FOOD SECURITY

24,300.

INT'L WATER MANAGEMENT INSTITUTE , P.O. BOX 2075, COLUMBO, SRI LANKA

501(C)(3) PUBL CHAR

644,537.

IPS ASIA PACIFIC CENTER FDN INC , N/A FOREIGN ORG UNIT 505 STERTEN PL CONDOMINIUM - E/R GRANT 116 MAGIN 160,922. TO ADDRESS CROSS-BORDER ISSUES IN THE GREATER MEKONG SUB-REGION JAZZ AT LINCOLN CENTER, INC. , 140 WEST 65TH STREET, NEW YORK, NY 10023-6969 N/A FOR A CONCERT TO LINKING JAZZ MUSIC TO CIVIL SOCIETY N/A TO UPDATE THE PANEL STUDY OF INCOME DYNAMICS HOUSING 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

122,500.

JOHNS HOPKINS UNIVERSITY , 3400 NORTH CHARLES STREET, BALTIMORE, MD 21218

63,265.

12411201 756359 621570.00

317 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} KENYA AGRICULTURAL RESEARCH INST , KAPTAGAT ROAD, LORESHO P.O. BOX 57811 C N/A TO TEST AND DISSEMINATE SUPERIOR CASSAVA CULTIVARS N/A TO HELP INSTITUTIONS IN AFRICA EFFECTIVELY USE INFORMATION TECHNOLOGY N/A TO DEVELOP THE BUSINESS PROCESS OUTSOURCING (BPO) SECTOR IN KENYA N/A TO CENTRALIZE AND COORDINATE EMERGENCY RESPONSE SERVICES IN KENYATTA UNIVERSITY , P.O. BOX 43844 00100 GPO, NAIROBI, KENYA N/A TO DEVELOP AFRICAN MAIZE AND SORGHUM RESISTANT TO WEED KOFI SETORDJI P.O. BOX 12404, NONE FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS N/A TO STRENGTHEN THE REGIONAL PRESENCE OF AN HIV/AIDS RESEARCH PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

53,108.

KENYA EDUCATION NETWORK TRUST , UNIV OF NAIROBI 1ST FL JOMO KENYATTA MEM LIB

FOREIGN ORG - E/R GRANT

300,000.

KENYA INFO AND COMMUN TECH LTD , PO BOX 27150, NAIROBI, 100, KENYA

FOREIGN GOV'T UNIT

150,000.

KENYA RED CROSS SOCIETY , PO BOX 40712 00100, NAIROBI, KENYA

300,000.

PUBLIC CHARITY EQUIV

134,780.

ACCRA, GHANA

N/A

2,700.

KUNMING MEDICAL COLLEGE , P.O. BOX 43 191 RENMIN WEST ROAD, KUNMING, 650031

PUBLIC CHARITY EQUIV

150,100.

12411201 756359 621570.00

318 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} LEGAL RESOURCES TRUST , P.O. BOX 157 WITS 2050, JOHANNESBURG, SOUTH AFRICA N/A FOR INNOVATIONS IN PUBLIC INTEREST LAW TO BENEFIT POOR CLIENT N/A TO PROVIDE BROADER ACCESS TO ARTS PERFORMANCES VIA PUBLIC CHARITY EQUIV PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

140,000.

LINCOLN CENTER FOR THE PERF ARTS , 70 LINCOLN CENTER PLAZA, NEW YORK, NY 100

501(C)(3) PUBL CHAR

50,000.

LONDON SCHOOL OF HYG TROP MED , N/A KEPPEL STREET, LONDON, WC1E 7HT, ENGLAND TO MITIGATE THE CONSEQUENCES OF PANDEMIC INFLUENZA MAHIDOL UNIVERSITY , 999 PHUTTAMONTHON 4 ROAD SALAYA, NAKHON PATHOM, 73170, N/A FOR A DEGREE PROGRAM ON REPRODUCTIVE HEALTH IN CAMBODIA N/A TO DEVELOP A CENTER AND A DEGREE PROGRAM ON HEALTH INFORMATICS N/A TO BUILD DISEASE OUTBREAK RESPONSE AND EMERGENCY MANAGEMENT MAKERERE UNIVERSITY , CENTRAL N/A UNIVERSITY POST OFFICE, KAMPALA, UGANDA TO FOSTER A BETTER UNDERSTANDING OF A TOTAL POPULATION'S

368,862.

PUBLIC CHARITY EQUIV

106,200.

MAHIDOL UNIVERSITY , 999 PHUTTAMONTHON 4 ROAD SALAYA, NAKHORN PATHOM, 73170

PUBLIC CHARITY EQUIV

400,000.

MAKERERE UNIVERSITY , P.O. BOX 7062, KAMPALA, UGANDA

PUBLIC CHARITY EQUIV

350,000.

PUBLIC CHARITY EQUIV

40,000.

12411201 756359 621570.00

319 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MAKERERE UNIVERSITY , P.O. BOX 7062, KAMPALA, UGANDA N/A TO PROVIDE GRADUATES WITH NEW SKILLS IN HEALTH SYSTEMS MAKERERE UNIVERSITY , P.O. BOX 7062, KAMPALA, UGANDA N/A TO REDUCE POVERTY IN UGANDA VIA EDUCATIONAL AND INFORMATION MANATT, PHELPS & PHILLIPS, LLP , 11355 W. OLYMPIC BLVD, LOS ANGELES, CA 9006 N/A FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING N/A FOR MORE EFFECTIVE TECHNOLOGIES IN HEALTH SYSTEMS IN DEVELOPING PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

75,000.

PUBLIC CHARITY EQUIV

106,000.

US NON-CHAR E/R GRNT

73,700.

MANATT, PHELPS & PHILLIPS, LLP , 11355 W. OLYMPIC BLVD, LOS ANGELES, CA 900

US NON-CHAR E/R GRNT

11,000.

MATHEMATICA POLICY RESEARCH, INC. N/A PO BOX 2393, PRINCETON, NJ 08543-2393 TO MEASURE THE IMPACT OF THE FOUNDATION'S AMERICAN WORKERS

US NON-CHAR E/R GRNT

1,312,311.

MAYOR'S FUND TO ADVANCE NYC , ONE N/A 501(C)(3) CENTRE STREET 23RD FLOOR, NEW PUBL CHAR YORK, NY 100 TO DEVELOP CLIMATE CHANGE IMPACT SCENARIOS FOR NYC MCKINSEY & COMPANY, INC. US , 55 EAST 52ND STREET, NEW YORK, NY 10022 N/A FOR A STUDY OF EXISTING AND POTENTIAL MEASURES TO ADAPT TO CLIMATE US NON-CHAR E/R GRNT

210,000.

50,000.

12411201 756359 621570.00

320 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MINIST DA AGRIC E DESENVOLV RURAL N/A CAIXA POSTAL 1406, MOZAMBIQUE MAPUTO, TO DEVELOP DECENTRALIZED LOCAL MARKET INFORMATION

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

70,028.

MINISTRY OF HEALTH, CAMBODIA , NO N/A FOREIGN 151-153 KAMPUCHEA KROM BLVD., GOV'T UNIT PHNOM PENH TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG MINISTRY OF HEALTH, CAMBODIA , NO N/A 151-153 KAMPUCHEA KROM BLVD., PHNOM PENH TO DEVELOP A HEALTH INFORMATICS MASTERS PROGRAM MINISTRY OF HEALTH, LAO P.D.R. , KM 3, THADEUA ROAD, VIENTIANE, LAOS N/A TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG N/A TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG N/A TO BUILD CAPACITY FOR A DISEASE SURVEILLANCE NETWORK IN THE MEKONG N/A TO STRENGTHEN COORDINATION OF A DISEASE SURVEILLANCE FOREIGN GOV'T UNIT FOREIGN GOV'T UNIT FOREIGN GOV'T UNIT

310,000.

160,000.

FOREIGN GOV'T UNIT

296,600.

MINISTRY OF HEALTH, VIETNAM , 138A GIANG VO STR BA DINH, HANOI, VIETNAM

265,000.

MINISTRY OF PUBLIC HEALTH, THAILAND TIWANOND ROAD, NONTHABURI, 11000, THAILAND

322,100.

MINISTRY OF PUBLIC HEALTH, THAILAND TIWANOND ROAD, NONTHABURI, 11000, THAILAND

FOREIGN GOV'T UNIT

361,340.

12411201 756359 621570.00

321 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MIRROR FOUNDATION , 160 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB-DISTRICT MUANG D N/A TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN N/A TO DEV. A PLATFORM TO INCR. ENGAGEMENT BTWN CONTEMP. DANCE CO.'S & NONE BERLIN, FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS N/A TO INCREASE THE EFFICIENCY AND EFFECTIVENESS OF THE MUNICIPAL ART SOCIETY OF NEW YORK N/A 457 MADISON AVENUE, NEW YORK, NY 10022 TO HONOR GROUNDBREAKING WORK IN URBAN DESIGN 501(C)(3) PUBL CHAR E/R GRANT

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

20,000.

MISNOMER, INC. 588 10TH STREET SUITE 4, BROOKLYN, NY 11215

37,500.

MONA HATOUM OLDENBURGER STRASSE 3-B, 10551, GERMANY

N/A

2,700.

MONITOR COMPANY GROUP LP , TWO CANAL PARK, CAMBRIDGE, MA 02141

US NON-CHAR E/R GRNT

20,000.

24,970.

MUSEUM OF CHINESE IN THE AMERICAS N/A 70 MULBERRY STREET 2ND FLOOR, NEW FOR AN INTERACTIVE YORK, NY 10013-4477 EXHIBITION ON THE CHINESE AMERICAN MUSEUM OF THE MOVING IMAGE , 36-01 35TH AVENUE, ASTORIA, NY 11106 N/A TOWARD THE COSTS OF AN EXHIBITION ON THE WORLD OF MULTIPLAYER ONLINE N/A TO ADDRESS THE ECONOMIC SECURITY NEEDS OF YOUNG AMERICAN WORKERS

501(C)(3) PUBL CHAR

25,000.

501(C)(3) PUBL CHAR

50,000.

MYLIFE, INC. DBA QVISORY , P.O. BOX 18165, WASHINGTON, DC 20036

EXMPT NON-CHAR E/R

200,000.

12411201 756359 621570.00

322 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NAT]L ACADEMY OF SOCIAL INSURANCE N/A 1776 MASSACHUSETTS AVENUE NW SUITE 615, WASHINGTON, DC 20036 TO ENSURE ECONOMIC SECURITY FOR AMERICAN WORKERS VIA SOCIAL N/A TO ANALYZE THE RELATIONSHIP BETWEEN MOBILITY AND HIV N/A TO CREATE AN ELECTRONIC ETHNOGRAPHIC DATABANK FOR LAO PDR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

93,000.

NATIONAL ACADEMY OF SOCIAL SCIENCES P.O. BOX 7195 23 SINGHA STREET XAISETTHA DISTRICT, VIENTIANE, LAOS NATIONAL ACADEMY OF SOCIAL SCIENCES P.O. BOX 7195 23 SINGHA STREET XAISETTHA DISTRICT, VIENTIANE, LAOS

FOREIGN GOV'T UNIT

56,270.

FOREIGN GOV'T UNIT

60,680.

NATIONAL COUNCIL OF LA RAZA , N/A RAUL YZAGUIRRE BUILDING 1126 16TH STREET, NW, TO STUDY HEALTH CARE ACCESS FOR LOW-INCOME LATINO WORKERS IN THE NATIONAL HOUSING TRUST , SUITE 400 1101 30TH STREET, N.W., WASHINGTON, DC 2 N/A TO PRESERVE AFFORDABLE HOUSING IN TRANSIT-RICH COMMUNITIES N/A TO MAKE USE OF TECHNOLOGY TO STREAMLINE NATIONAL WOMEN'S LAW CENTER , 11 DUPONT CIRCLE, NW SUITE 800, WASHINGTON, D N/A TO ANALYZE AND MAKE KNOWN THE IMPACTS OF FISCAL POLICY REFORMS

501(C)(3) PUBL CHAR

257,900.

501(C)(3) PUBL CHAR

30,000.

NATIONAL UNIVERSITY OF RWANDA , P.O.BOX 56 HUYE, BUTARE, RWANDA

PUBLIC CHARITY EQUIV

125,000.

501(C)(3) PUBL CHAR

50,000.

12411201 756359 621570.00

323 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

NAT'L AGRICULTURAL RESEARCH ORG , N/A FOREIGN PLOT 3, LUGARD AVENUE P.O. BOX GOV'T UNIT 295, ENTE FOR TRAINING OF A SCIENTIST ON DEVELOPING IMPROVED BEAN GENOTYPES NAT'L AGRICULTURAL RESEARCH ORG , N/A PLOT 3, LUGARD AVENUE P.O. BOX 295, ENTE TO STUDY TRANSGENIC, PEST-RESISTANT EAST AFRICAN HIGHLAND NATL ASSOC OF CITY TRANSP OFFICIALS NYU WAGNER RUDIN CENTER FOR TRANSPORTATION 295 LAFAYETTE ST, 2ND FL, NEW YOR NAT'L RELIGIOUS PTNRSHP FOR ENVIRON 49 SOUTH PLEASANT STREET SUITE 301, AMHERST, MA 01002 N/A TO SHOW POLICY ON AND PLAN FOR EQUITABLE TRANSPORTATION IN U.S. N/A FOR CLIMATE RESILIENCE POLICIES AND FUNDING OUTREACH EFFORTS IN THE N/A FOR A PRESERVATION TRAINING PROGRAM AND TO HELP PEOPLE'S RETURN TO FOREIGN GOV'T UNIT

14,007.

134,280.

501(C)(3) PUBL CHAR

75,000.

501(C)(3) PUBL CHAR

200,000.

NAT'L TRUST FOR HIST PRESERV IN US 1785 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC 20036

501(C)(3) PUBL CHAR

25,000.

NATURAL RESOURCES DEFENSE COUNCIL N/A 40 WEST 20TH STREET, NEW YORK, NY TO DEMONSTRATE POLICY 10011 OPTIONS FOR EQUITABLE TRANSPORTATION IN U.S. NEW AMERICA FOUNDATION , 1630 CONNECTICUT AVENUE, N.W., 7TH FLOOR, WASHINGT N/A TO TEST A PAYROLL DEDUCTION SAVINGS PROGRAM FOR AMERICAN

501(C)(3) PUBL CHAR

50,000.

501(C)(3) PUBL CHAR

125,000.

12411201 756359 621570.00

324 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NEW ORLEANS REDEVELOPMENT AUTHORITY 1340 POYDRAS STREET SUITE 600, NEW ORLEANS, LA 70112 N/A TO ACQUIRE BLIGHTED PROPERTIES FOR REDEVELOPMENT IN NEW N/A TO DEVELOP ORGANIZATIONAL CAPACITY IN THE REBUILDING N/A FOR MORPHOSES, THE WHEELDON COMPANY, A NEW RESIDENT BALLET COMPANY N/A FOR AN ONLINE RESOURCE FOR NYC-BASED VISUAL ARTISTS TO PROCURE 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR US GOV'T UNIT

13-1659629 }}}}}}}}}}

350,000.

NEW ORLEANS REDEVELOPMENT AUTHORITY 1340 POYDRAS STREET SUITE 600, NEW ORLEANS, LA 70112

US GOV'T UNIT

75,000.

NEW YORK CITY CENTER, INC. , 130 W. 56TH STREET, NEW YORK, NY 10019

501(C)(3) PUBL CHAR

50,000.

NEW YORK FOUNDATION FOR THE ARTS , 20 JAY STREET 7TH FLOOR, BROOKLYN, NY 112

31,250.

NEW YORK HISTORICAL SOCIETY , 170 N/A CENTRAL PARK WEST, NEW YORK, NY 10024 FOR AN HISTORICAL EXHIBITION ON THE SPANISH-SPEAKING WORLD NEW YORK UNIVERSITY , 70 WASHINGTON SQUARE SOUTH 12TH FLOOR, NEW YORK, NY 10 N/A FOR A NEW CENTER FOR GAMING RESEARCH AND DESIGN N/A TO IDENTIFY SUSTAINABLE SOLUTIONS TO THE HOUSING CRISIS IN THE

50,000.

501(C)(3) PUBL CHAR

50,000.

NEW YORK UNIVERSITY , 70 WASHINGTON SQUARE SOUTH 12TH FLOOR, NEW YORK, NY 10

501(C)(3) PUBL CHAR

264,000.

12411201 756359 621570.00

325 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} NEW YORK UNIVERSITY , 70 WASHINGTON SQUARE SOUTH 12TH FLOOR, NEW YORK, NY 10 N/A TO IMPLEMENT PROJECTS IN AFRICAN UNIVERSITIES 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

250,000.

NONPROFIT FINANCE FUND , 70 WEST N/A 36TH STREET 11TH FLOOR, NEW YORK, NY 10018 FOR THE FINANCIAL CAPACITY OF NYC CULTURAL INNOVATION

9,250.

NONPROFIT FINANCE FUND , 70 WEST N/A 501(C)(3) 36TH STREET 11TH FLOOR, NEW YORK, PUBL CHAR NY 10018 TO HELP NONPROFITS ATTRACT CAPITAL TO MAKE SUSTAINABLE IMPACT NORTHEASTERN UNIVERSITY , 405 LAKE HALL, BOSTON, MA 02115 N/A TO ENSURE THAT CHANGES IN TRANSPORTATION POLICY WILL BENEFIT THE N/A TO INFORM POLICYMAKERS ON TRANSPORTATION CHALLENGES FACING U.S. 501(C)(3) PUBL CHAR

100,000.

200,000.

NORTHEAST-MIDWEST INSTITUTE , 50 F STREET, NW SUITE 950, WASHINGTON, DC 200

501(C)(3) PUBL CHAR

150,000.

NUCLEAR THREAT INITIATIVE, INC. , N/A 501(C)(3) 1747 PENNSYLVANIA AVE, NW, 7TH PUBL CHAR FLOOR, WAS FOR A MEETING ON PUBLIC HEALTH SURVEILLANCE ORG FOR ECON CO-OPERATION AND DEV N/A 2 RUE ANDR-PASCAL CEDEX 16, PARIS, 75775, FRANCE TO STUDY THE BENEFITS OF GLOBAL MIGRATION TO LONG-TERM DEVELOPMENT INTL ORG BY EXEC ORD

8,000.

45,000.

12411201 756359 621570.00

326 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} OVE ARUP & PARTNERS INT'L LIMITED N/A 13 FITZROY STREET, W1T48Q, ENGLAND LONDON, TO PROVIDE MANAGEMENT TO ENHANCE CLIMATE CHANGE RESILIENCE IN

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT

70,000.

OXFAM-AMERICA INC. , 226 CAUSEWAY N/A STREET, 5TH FLOOR, BOSTON, MA 02114-2206 TO PROMOTE FUNDING FOR CLIMATE RESILIENCE DOMESTICALLY AND PAN AMERICAN HEALTH ORGANIZATION , REGIONAL OFFICE OF THE WORLD HEALTH ORGAN N/A FOR A MEETING ON ACCESS TO HEALTH INFORMATION IN THE GLOBAL SOUTH N/A TO IMPROVE ELECTRONIC HEALTH RECORD (EHR) SYSTEMS FOR THE POOR

501(C)(3) PUBL CHAR

114,500.

INTL ORG BY EXEC ORD

29,200.

PARTNERS IN HEALTH , 641 HUNTINGTON AVENUE, BOSTON, MA 02445

501(C)(3) PUBL CHAR

174,800.

PATRICIA PATRIZI 241 S. 6TH STREET #1005, PHILADELPHIA, PA 19106

NONE N/A TO STUDY ROLE OF PHILANTHROPY IN THE RECOVERY PROCESS IN NEW N/A TO LAUNCH AN ENTREPRENEURIAL PROFESSIONAL 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

260,200.

PERFORMANCE ZONE, INC. , 161 6TH AVENUE 14TH FLOOR, NEW YORK, NY 10013

25,000.

POLICYLINK , 1438 WEBSTER STREET, N/A SUITE 303, OAKLAND, CA 94612 TO ENSURE VOICE, PARTICIPATION AND AGENCY IN THE

200,000.

12411201 756359 621570.00

327 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} POLICYLINK , 1438 WEBSTER STREET, N/A 501(C)(3) SUITE 303, OAKLAND, CA 94612 PUBL CHAR TO SEE THAT THE POOR'S NEEDS ARE MET BY A NATIONAL TRANSPORTATION PRES AND FELLOWS OF HARVARD COL , N/A 501(C)(3) MASSACHUSETTS HALL, CAMBRIDGE, MA PUBL CHAR 02138 TO OPERATE A FORUM ON ISSUES IN URBAN GOVERNANCE AND ECONOMIC

13-1659629 }}}}}}}}}}

125,000.

405,800.

PROBE MEDIA FOUNDATION, INC. , 13 N/A PVT FDN MATIPID STREET SIKATUNA VILLAGE EQUIV (E/R) DILIMAN, 111,460. TO ADDRESS CROSS-BORDER ISSUES IN THE GREATER MEKONG SUB-REGION PUBLIC HEALTH INSTITUTE , 555 N/A 12TH STREET, 10TH FLOOR, OAKLAND, CA 94607-404 TO EXPAND THE USE OF TECHNOLOGY IN HEALTH DELIVERY SYSTEMS FOR RAKS THAI FOUNDATION , 185 PRADIPAT ROAD SOI PRADIPAT 6 SAMSENNAI, PHAYAT N/A TO PROMOTE SEXUAL HEALTH AND COMBAT HIV IN THE GREATER MEKONG N/A FOR THE MEKONG BASIN DISEASE SURVEILLANCE NETWORK'S BATTLE WITH PVT FDN EQUIV (E/R) 501(C)(3) PUBL CHAR

52,340.

PUBLIC CHARITY EQUIV

107,911.

RAND CORPORATION , 1776 MAIN STREET P.O. BOX 2138, SANTA MONICA, CA 90401-21

501(C)(3) PUBL CHAR

565,610.

REG UNIV FORUM CAP BLDG IN AGRIC N/A , PLOT 151, GARDEN HILL MAKERERE UNIVERSIT TO STRENGTHEN THE RESILIENCE OF AFRICAN AGRICULTURE TO CLIMATE

640,000.

12411201 756359 621570.00

328 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} REG UNIV FRM FOR CAP BLDG IN AGRIC PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7062, KAMP REGENTS OF THE UNIV OF MINNESOTA , 450 MCNAMARA ALUMNI CENTER 200 OAK STREET N/A TO MANAGE TRANS-BOUNDARY DISEASES THROUGH LEARNING AND N/A TO ORGANIZE A MEETING ON GLOBAL FOOD SYSTEM LEADERSHIP

13-1659629 }}}}}}}}}} PVT FDN EQUIV (E/R) 300,000.

501(C)(3) PUBL CHAR

7,200.

REGIONAL PLAN ASSOCIATION, INC. , N/A 501(C)(3) 9 IRVING PLAZA, 9TH FLOOR, NEW PUBL CHAR YORK, NY 1 TO ADVANCE THE REVITALIZATION OF NEW YORK'S OLDER INDUSTRIAL REGIONAL PLAN ASSOCIATION, INC. , N/A 501(C)(3) 4 IRVING PLACE, 7TH FLOOR, NEW PUBL CHAR YORK, NY 10 TO DEVELOP A HEALTHY AND SUSTAINABLE NATIONAL TRANSPORTATION RESULTS FOR DEVELOPMENT INSTITUTE N/A 1875 CONNECTICUT AVENUE, NW SUITE TO IMPROVE HEALTH 1210, WASHINGTON, DC 20009 OUTCOMES IN DEVELOPING COUNTRIES REYUM , #47, STREET 178 P.O. BOX 2438, PHNOM PENH, CAMBODIA N/A PUBLIC EDUCATION ACTIVITIES TO ENCOURAGE UNDERSTANDING OF N/A FOR A MONTHLY DIGITAL ART AND CULTURE SERIES AND EXHIBITIONS OF NEW 501(C)(3) PUBL CHAR

50,000.

150,000.

1,500,000.

FOREIGN ORG - E/R GRANT 125,000.

RHIZOME COMMUNICATIONS, INC. , C/O NEW MUSEUM OF CONTEMPORARY ART 235 BOWERY

501(C)(3) PUBL CHAR

12,500.

12411201 756359 621570.00

329 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ROCKHOPPER PRODUCTIONS LIMITED , THE PALL MALL DEPOSIT BARLBY ROAD, LONDON, N/A TO CREATE A DOCUMENTARY SERIES ON CLIMATE CHANGE RESILIENCE

13-1659629 }}}}}}}}}} FOREIGN ORG - E/R GRANT 1,354,200.

RURAL INNOVATIONS NETWORK , NO. 9 N/A KANAKASHRI NAGAR, SECOND FLOOR, CHENNAI T TO ENSURE POOR PEOPLE IN RURAL INDIA BENEFIT FROM GRASSROOTS RURAL INNOVATIONS NETWORK , NO 9 KANAKASHRI NAGAR, SECOND FLOOR, CHENNAI TA N/A TO SUPPORT USER-CENTERED INNOVATION IN RURAL N/A TO ASSESS INVESTMENT IN DROUGHT TOLERANT RICE RESEARCH AND TECHNOLOGY S ASIAN MINISTERS OF EDU ORG , TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD, N/A TO STRENGTHEN REGIONAL DISEASE PREVENTION IN THE GREATER MEKONG SUB N/A FOR AN ANNUAL ARTS EXHIBITION PROGRAM FOR VISUAL ARTS AND MIXED N/A TO REDUCE POVERTY AND HOMELESSNESS BY SUPPORTING SAVINGS

FOREIGN ORG - E/R GRANT

45,000.

FOREIGN ORG - E/R GRANT

223,000.

RUTGERS UNIVERSITY , 83 SOMERSET STREET, NEW BRUNSWICK, NY 08901

501(C)(3) PUBL CHAR

124,334.

FOREIGN ORG - E/R GRANT

82,600.

SEVENTH REGIMENT ARMORY CONSERVANCY 643 PARK AVENUE, NEW YORK, NY 10065

501(C)(3) PUBL CHAR

50,000.

SHACK DWELLERS INTERNATIONAL , P O BOX 14038, MOWBRAY, 7705, SOUTH AFRICA

PUBLIC CHARITY EQUIV

100,000.

12411201 756359 621570.00

330 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SHAHZIA SIKANDER 231 EAST 88TH STREET APT. 5 E, NEW YORK, NY 10128 NONE FOR A RESIDENCY AT THE BELLAGIO CENTER TO ENHANCE VISUAL ARTISTS N/A TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB-REGION BY NATIVE N/A TO ENCOURAGE TRANSPORTATION AND LAND USE POLICY REFORM AT N/A TO IMPROVE THE LIVES OF POOR PEOPLE VIA TRANSPORTATION POLICY N/A TO BUILD THE NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR N/A

13-1659629 }}}}}}}}}} 2,700.

SILKWORM BOOKS , 6 SUKKASEM ROAD SUTHEP, MUANG, CHIANG MAI, 50200, THAILAN

FOREIGN ORG - E/R GRANT

161,725.

SMART GROWTH AMERICA , 1707 L STREET, NW SUITE 1050, WASHINGTON, DC 20036

40,000.

SMART GROWTH AMERICA , 1707 L STREET, NW SUITE 1050, WASHINGTON, DC 20036

250,000.

SMITHSONIAN INSTITUTION , 1000 JEFFERSON DRIVE, S.W. ROOM 205 MRC 016, WA

2,000,000.

SOCIAL SCIENCE RESEARCH COUNCIL , N/A 501(C)(3) ONE PIERREPONT PLAZA, 15TH FLOOR, PUBL CHAR BROOKLYN TO STUDY THE IMPACTS OF HURRICANE KATRINA SOCIAL STOCK EXCHANGE LIMITED , 38 SANTLEY HOUSE FRAZIER STREET, LONDON, SE N/A TO TEST THE POTENTIAL OF A UK-BASED STOCK EXCHANGE FOR SOCIAL FOREIGN ORG - E/R GRANT

150,000.

32,800.

12411201 756359 621570.00

331 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} SOKOINE UNIVERSITY OF AGRICULTURE N/A P.O. BOX 3000 CHUO KIKUU, MOROGORO, TANZANIA TO MAP HEALTH SYSTEM RESOURCES IN THEIR RESPONSE TO PANDEMIC NONE FOR POSTDOCTORAL RESEARCH ON ECONOMICS AT THE UNIVERSITY OF N/A TO STUDY THE USE OF INFORMATION TECHNOLOGY IN AFRICAN HIGHER N/A TO IMPROVE THE ABILITY TO RESPOND TO PANDEMICS IN BOTH ANIMALS AND 501(C)(3) PUBL CHAR PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

399,000.

SOLOMON MOMBESHORA DEPARTMENT OF SOCIOLOGY UNIVERSITY OF ZIMBABWE P.O. BOX MP 167, HARARE, Z SOUTH AFRICAN INST FOR DISTANCE EDU PO BOX 31822, BRAAMFONTEIN, 2017, SOUTH AFRICA

N/A

6,000.

PUBLIC CHARITY EQUIV

900,000.

STG COOPERATION PTE LTD , SINGAPORE POST CENTRE P.O. BOX 799, SINGAPORE, SI

FOREIGN ORG - E/R GRANT

44,140.

STRATEGIES FOR THE GLOBAL ENVIRON N/A 2010 WILSON BOULEVARD SUITE 550, ARLINGTON, VA 22201 TO SUPPORT CLIMATE CHANGE RESILIENCE MEASURES IN THE U.S.

110,000.

SUNNIGHT SOLAR ENTERPRISES, LLC , N/A 1722 BISSONNET, HOUSTON, TX 77005 TO DEVELOP SOLAR-POWERED CONSUMER PRODUCTS TO BENEFIT THE CONCEPT FOUNDATION , 111 N/A PAHOLYOTHIN RD., THAILAND SCIENCE PARK KLONG 1 TO ADDRESS ISSUES OF THE POOR'S ACCESS HEALTH TECHNOLOGY

US NON-CHAR E/R GRNT

20,500.

501(C)(3) PUBL CHAR

330,000.

12411201 756359 621570.00

332 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} THE CTR FOR EFFECTIVE PHILANTHROPY 675 MASSACHUSETTS AVENUE 7TH FLOOR, CAMBRIDGE, MA 02139 N/A TO HELP PHILANTHROPIC FUNDERS BETTER GAGE THEIR EFFECTIVENESS AND N/A TO DEVELOP AFFORDABLE, EFFECTIVE TUBERCULOSIS DRUGS FOR POOR PEOPLE 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

200,000.

THE GLOBAL ALLIANCE FOR TB DRUG DEV 40 WALL STREET 24TH FLOOR, NEW YORK, NY 10005

501(C)(3) PUBL CHAR

46,000.

THE MENTORING CENTER , 1221 N/A 501(C)(3) PRESERVATION PARK WAY, SUITE 200, PUBL CHAR OAKLAND, CA 94 TO STUDY AND PUBLISH BEST PRACTICES AND POLICY FOR INCARCERATED THE NIGERIA ICT FRM OF PTNRSHP INST 25 LIBREVILLE ST OFF AMINU KANO CRESCENT, WUSE II, PMB 498, GARKI GPO,, ABU N/A TO PROVIDE INTERNET ACCESS FOR AFRICAN INSTITUTIONS OF HIGHER

10,000.

FOREIGN ORG - E/R GRANT 200,000.

THE SCIENCE FESTIVAL FOUNDATION , N/A 603 WEST 115TH STREET SUITE 135, NEW YORK, TO CREATE AND PREMIER ARTISTIC WORKS AT THE WORLD SCIENCE FESTIVAL THE URBAN INSTITUTE , 2100 M STREET, N.W., WASHINGTON, DC 20037 N/A TO CONSTRUCT A DATA SYSTEM AND STUDY THE ROLE AND IMPACT OF N/A TO STUDY HOW A HOUSING REDEVELOPMENT PROGRAM HAS AFFECTED THE

501(C)(3) PUBL CHAR

37,500.

501(C)(3) PUBL CHAR

100,000.

THE URBAN INSTITUTE , 2100 M STREET, N.W., WASHINGTON, DC 20037

501(C)(3) PUBL CHAR

5,000.

12411201 756359 621570.00

333 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} TIDES CENTER , THE PRESIDIO P.O. BOX 29907, SAN FRANCISCO, CA 94129-0907 N/A TO BUILD AND STRENGTHEN PARTNERSHIPS AMONG GRANTMAKERS WORKING IN N/A TO PRODUCE ART AND PERFORMANCE IN TIMES SQUARE'S PUBLIC SPACES N/A TO HELP LOW INCOME US-WORKERS WITH RETIREMENT SAVINGS AND N/A FOR THE CONFERENCE "RE-IMAGINING CITIES: URBAN DESIGN AFTER THE 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

50,000.

TIMES SQUARE DISTRICT MGMT ASSOC , 1560 BROADWAY SUITE 800, NEW YORK, NY 100

50,000.

TOWERS, PERRIN, FORSTER & CROSBY , ONE STAMFORD PLAZA 263 TRESSER BOULEVARD,

US NON-CHAR E/R GRNT

120,000.

TRUSTEES OF THE UNIVERSITY OF PENN 100 COLLEGE HALL, PHILADELPHIA, PA 19104-6380

10,000.

TRUSTEES OF TUFTS COLLEGE , TUFTS N/A UNIVERSITY, MEDFORD, MA 02155 TO PROVIDE PHILANTHROPIC INSTITUTIONS WITH A UK CONSORTIUM ON AIDS AND INT'L DEV THE GRAYSTON CENTRE 28 CHARLES SQUARE, LONDON, N1 6HT, UNITED KINGDOM N/A TO FACILITATE KNOWLEDGE-SHARING AND NETWORKING AMONG HIV

501(C)(3) PUBL CHAR

2,000,000.

FOREIGN ORG - E/R GRANT

19,340.

UNIV OF WISCONSIN-STEVENS POINT , N/A 1801 FRANKLIN STREET, STEVENS POINT, WI 54 TO INTEGRATE INFORMATION SYSTEMS INTO LOCAL GOVERNMENT

501(C)(3) PUBL CHAR

26,365.

12411201 756359 621570.00

334 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSIDADE CATLICA DE MOAMBIQUE RUA MARQUES DE SOVERAL, 960, BEIRA, CP 821, MOZAMBIQUE N/A TO DEVELOP BETTER TEACHING RESOURCES FOR BUSINESS PROGRAMS IN PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

32,642.

UNIVERSITY OF CAPE TOWN , PRIVATE N/A PUBLIC BAG, RONDEBOSCH 7701, CAPE TOWN, CHARITY SOUTH AF EQUIV FOR A GENDER ANALYSIS OF AFRICAN CONFLICTS AND TO HELP BUILD PEACE UNIVERSITY OF CAPE TOWN , PRIVATE N/A BAG, RONDEBOSCH 7701, CAPE TOWN, SOUTH AF TO BUILD CAPACITY IN AFRICAN UNIVERSITIES VIA EXPANSION AND PUBLIC CHARITY EQUIV

160,000.

50,000.

UNIVERSITY OF CAPE TOWN , PRIVATE N/A PUBLIC BAG, RONDEBOSCH 7701, CAPE TOWN, CHARITY SOUTH AF EQUIV TO HELP STRENGTHEN URBAN PLANNING CAPACITY IN SUB-SAHARAN AFRICA UNIVERSITY OF CAPE TOWN , PRIVATE N/A BAG, RONDEBOSCH 7701, CAPE TOWN, SOUTH AF TO STUDY AND REPORT ON HIV-SPECIFIC HEALTH CARE SYSTEMS IN SOUTH UNIVERSITY OF COLORADO AT BOULDER N/A 30TH STREET, BOULDER, CO 80309 FOR A CONSORTIUM FOR CAPACITY BUILDING, TO DEAL WITH SOCIETAL N/A TO MODEL THE EFFECTS OF CLIMATE CHANGE ON AFRICAN AGRICULTURE PUBLIC CHARITY EQUIV

300,500.

74,900.

501(C)(3) PUBL CHAR

532,627.

UNIVERSITY OF COPENHAGEN , RECTOR'S OFFICE NORREGADE 10, P.O.B. 2177 DK-1017

PUBLIC CHARITY EQUIV

369,500.

12411201 756359 621570.00

335 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF DAR ES SALAAM , P.O. BOX 35091, DAR ES SALAAM, TANZANIA N/A TO REDUCE POVERTY IN TANZANIA VIA EDUCATIONAL AND PUBLIC CHARITY EQUIV

13-1659629 }}}}}}}}}}

106,000.

UNIVERSITY OF HYDERABAD , CENTRAL N/A PUBLIC UNIVERSITY POST OFFICE, CHARITY HYDERABAD, 500046 EQUIV TO STUDY RICE IMPROVEMENT FOR DROUGHT TOLERANCE UNIVERSITY OF IOWA , 2 GILMORE HALL, IOWA CITY, IA 52242 N/A TO ASSESS A LOW-COST, ELECTRONIC, EDUCATIONAL INFORMATION RESOURCE 501(C)(3) PUBL CHAR

194.

26,325.

UNIVERSITY OF KWAZULU-NATAL , N/A PUBLIC PRIVATE BAG X01 SCOTTSVILLE, KWA CHARITY ZULU NATAL, EQUIV TO PROVIDE PH.D. TRAINING IN MODERN CROP BREEDING IN AFRICA UNIVERSITY OF STELLENBOSCH , PRIVATE BAG X1 MATIELAND, STELLENBOSCH, 7602, N/A TO ASSESS THE OUTCOMES OF THE 2006 FORUM FOR CHINA-AFRICA N/A TO MINE EXISTING DATA ON THE IMPACT OF MIGRATION ON YOUTH N/A TO STRENGTHEN HUMAN RESOURCE MANAGEMENT HEALTH SYSTEMS IN CAPE PUBLIC CHARITY EQUIV

64,576.

170,419.

UNIVERSITY OF SUSSEX , SUSSEX HOUSE FALMER, BRIGHTON, BN1 9RE, ENGLAND

PUBLIC CHARITY EQUIV

189,350.

UNIVERSITY OF THE WESTERN CAPE , PRIVATE BAG X17, BELLVILLE, 7535, SOUTH AF

PUBLIC CHARITY EQUIV

83,980.

12411201 756359 621570.00

336 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} UNIVERSITY OF WISCONSIN-MADISON , N/A 500 LINCOLN DRIVE, MADISON, WI 53706 TO TEST A MODEL FOR ADVANCING STATE AND LOCAL TRANSPORTATION URBAN LAND INSTITUTE , 1025 THOMAS JEFFERSON STREET, N.W. SUITE 500W, WASHI N/A TO BUILD SUPPORT FOR THE ADVANCEMENT OF TRANSPORTATION POLICIES N/A FOR RESEARCH ON HUMAN, ANIMAL AND ECOSYSTEM HEALTH IN SUB-SAHARAN N/A TO ALLOW IMPLEMENTATION OF CARBON FINANCE PROJECTS THAT BENEFIT N/A TO SUPPORT RESEARCH ON THE IMPACT OF AVIAN INFLUENZA ON THE POOR N/A TO DEVELOP COLLABORATION BETWEEN THE DESIGN INDUSTRY AND N/A TO SPOTLIGHT AND ANALYZE ISSUES RELATED TO AMERICA'S 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

100,000.

501(C)(3) PUBL CHAR

125,000.

WILDLIFE CONSERVATION SOCIETY , 2300 SOUTHERN BOULEVARD, BRONX, NY 10460

64,000.

WILLIAM J. CLINTON FOUNDATION , 1200 PRESIDENT CLINTON AVENUE, LITTLE ROCK,

300,000.

WINROCK INTL INST FOR AGRIC DEVELOP 2101 RIVERFRONT DRIVE, LITTLE ROCK, AR 72202

50,000.

WINTERHOUSE , 71 UNDERMOUNTAIN ROAD PO BOX 159, FALLS VILLAGE, CT 06031

US NON-CHAR E/R GRNT 1,500,000.

WNYC RADIO , 160 VARICK STREET, NEW YORK, NY 10013-1270

150,000.

12411201 756359 621570.00

337 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} WORLD FEDERATION OF UN ASSOCIATIONS 1 UNITED NATIONS PLAZA UNITED NATIONS, ROOM DC 1-117, NEW YORK, NY 10017 WORLD FOOD PROGRAMME , VIA C.G. VIOLA 68, PARCO DEI MEDICI, ROME, 148, ITAL N/A TO IMPROVE FUTURE RESEARCH CAPACITY IN DEVELOPING COUNTRIES N/A FOR A POST-EMERGENCY AID SYSTEM THAT OPTIMIZES GLOBAL RISK N/A TO BUILD CAPACITY AND STRENGTHEN HEALTH SYSTEMS IN SOUTHERN N/A TO CONVENE MEETINGS ON CATALYZING A NETWORK ON GLOBAL HEALTH DIPLOMACY N/A TO DEVELOP AND ASSESS NATIONAL EHEALTH POLICIES N/A TO RESEARCH THE PRIVATE SECTOR'S ROLE IN HEALTH SERVICES N/A TO STRENGTHEN HEALTH INFORMATION SYSTEMS AND PROGRESS MONITORING 501(C)(3) PUBL CHAR

13-1659629 }}}}}}}}}}

33,300.

INTL ORG BY EXEC ORD 1,459,500.

WORLD HEALTH ORGANIZATION , 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLA

INTL ORG BY EXEC ORD

366,120.

WORLD HEALTH ORGANIZATION , 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLA

INTL ORG BY EXEC ORD

300,000.

WORLD HEALTH ORGANIZATION , 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLA

INTL ORG BY EXEC ORD

76,500.

WORLD HEALTH ORGANIZATION , 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLA

INTL ORG BY EXEC ORD

106,240.

WORLD HEALTH ORGANIZATION , 20 AVENUE APPIA CH-1211, GENEVA, 27, SWITZERLA

INTL ORG BY EXEC ORD

500,000.

12411201 756359 621570.00

338 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} YUNNAN CTRS FOR DIS CONT AND PREV N/A 158 DONGSI STREET KUNMING, YUNNAN, 650022, CHINA TO MAXIMIZE THE IMPACT OF INDIVIDUAL VERTICAL DISEASE SURVEILLANCE

13-1659629 }}}}}}}}}} FOREIGN GOV'T UNIT

38,990.

YUNNAN CTRS FOR DIS CONT AND PREV N/A 158 DONGSI STREET KUNMING, YUNNAN, 650022, CHINA TO STRENGTHEN CAPACITY IN DISEASE SURVEILLANCE AND RESPONSE N/A TO EXPLORE BUSINESS MODELS THAT PROMOTE HUMAN-CENTERED DESIGN

FOREIGN GOV'T UNIT

324,400.

ZAGO LLC , 392 BROADWAY, 2ND FLOOR, NEW YORK, NY 10013

US NON-CHAR E/R GRNT

20,000.

TOTAL TO FORM 990-PF, PART XV, LINE 3B

}}}}}}}}}}}}}} 51,565,892. ~~~~~~~~~~~~~~

12411201 756359 621570.00

339 STATEMENT(S) 21 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 990-PF INVOLVEMENT WITH NONCHARITABLE ORGANIZATIONS STATEMENT 22 PART XVII, LINE 1, COLUMN (D) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} BUILDING AMERICA'S FUTURE DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} GRANT PAYMENT TOWARD THE COSTS OF ACTIVITIES TO REVITALIZE INVESTMENT IN, AND RAISE AWARENESS ABOUT, TRANSPORTATION AND INFRASTRUCTURE CHALLENGES FACING CITIES IN THE UNITED STATES WITH THE GOAL OF ADVANCING A NATIONAL VISION THAT WILL LEAD TO POLICIES OF SOCIAL EQUITY, ENVIRONMENTAL SUSTAINABILITY, AND ECONOMIC GROWTH. NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FREELANCERS UNION DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} GRANT PAYMENT TOWARD THE COSTS OF ESTABLISHING THE INDEPENDENT WORKER EMPLOYMENT BENEFIT SYSTEM, A PROGRAM TO PROVIDE AFFORDABLE HEALTH INSURANCE FOR INDEPENDENT LOW- AND MODERATE-INCOME AMERICAN WORKERS WHO LACK ACCESS TO EMPLOYER-BASED COVERAGE.

NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} MYLIFE, INC. DBA QVISORY DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} GRANT PAYMENT TOWARD THE COSTS OF PRODUCT DEVELOPMENT FOR HEALTH, SAVINGS, AND DEBT COUNSELING PRODUCTS THAT WILL ADDRESS THE ECONOMIC SECURITY NEEDS OF YOUNG AMERICAN WORKERS.

12411201 756359 621570.00

340 STATEMENT(S) 22 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 990-PF AFFILIATION WITH TAX-EXEMPT ORGANIZATIONS STATEMENT 23 PART XVII, LINE 2, COLUMN (C) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} NAME OF AFFILIATED OR RELATED ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} PHILANTHROPIC VENTURES HOLDING CORP. DESCRIPTION OF RELATIONSHIP WITH AFFILIATED OR RELATED ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} SOLE SHAREHOLDER

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 24 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FORM/LINE IDENTIFIER }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} PART XV, LINES 2A THROUGH 2D DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} GRANT APPLICATION SUBMISSION INFORMATION

12411201 756359 621570.00

341 STATEMENT(S) 23, 24 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 25 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} (A) WE ASK PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNS WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW.ROCKFOUND.ORG. THE FOUNDATION INVITES INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW.ROCKFOUND.ORG, AND PEOPLE AND ORGANIZATIONS WHO SUBMIT A WRITTEN INQUIRY ARE REDIRECTED TO THAT PORTAL. EXCEPTIONS ARE MADE (AND WRITTEN APPLICATIONS REVIEWED) FOR ANYONE SUBMITTING AN INQUIRY FROM AN AREA WHERE ACCESS TO THE INTERNET IS INADEQUATE, SUCH AS IN PARTS OF AFRICA. (B) APPLICANTS ARE ASKED TO FILL IN THE ON-LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW.ROCKFOUND.ORG, IN ORDER FOR THE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST. APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKFOUND.ORG. (C) IN 2008, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM AND FOR THE NEW YORK CITY CULTURAL INNOVATION FUND, WHICH IS AN ANNUAL COMPETITIVE PROGRAM THAT WAS BEGUN IN 2007. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS. (D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF LOCAL COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS THAT THE FOUNDATION WILL PROVIDE GRANTS TO, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS. THE ROCKEFELLER FOUNDATION FOSTERS INNOVATIVE SOLUTIONS TO MANY OF THE WORLD'S MOST PRESSING CHALLENGES, AFFIRMING ITS MISSION, SINCE 1913, TO PROMOTE THE WELL-BEING OF MANKIND THROUGHOUT THE WORLD. THE FOUNDATION WORKS TO ENSURE THAT MORE PEOPLE CAN TAP INTO THE BENEFITS OF GLOBALIZATION WHILE STRENGTHENING RESILIENCE TO ITS RISKS. THE FOUNDATION'S FUNDING IS CENTERED ON TIME-BOUND INITIATIVES; CURRENT INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKFOUND.ORG, WHICH

12411201 756359 621570.00

342 STATEMENT(S) 25 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} IS CONTINUALLY UPDATED. INITIATIVES THAT WERE ACTIVE DURING 2008 INCLUDED: THE ALLIANCE FOR A GREEN REVOLUTION IN AFRICA; DISEASE SURVEILLANCE NETWORKS; BUILDING CLIMATE CHANGE RESILIENCE; TRANSFORMING HEALTH SYSTEMS; HARNESSING THE POWER OF IMPACT INVESTING; CAMPAIGN FOR AMERICAN WORKERS; TRANSPORTION POLICY; AND ACCELERATING INNOVATION FOR DEVELOPMENT. THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 26 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FORM/LINE IDENTIFIER }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX-A DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} SUMMARY OF DIRECT CHARITABLE ACTIVITIES

12411201 756359 621570.00

343 STATEMENT(S) 25, 26 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 27 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY 2008 FORM 990PF PART IX A THE CENTER HAD OPERATING EXPENSES OF $4,910,687. SINCE 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2008, THE CENTER HOSTED 58 CONFERENCES AND TEAM MEETINGS WITH A TOTAL OF 1419 PARTICIPANTS; 32% OF WHOM WERE FROM OUTSIDE THE U.S. AND 29% FROM DEVELOPING COUNTRIES. IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TO SCHOLARS, WRITERS, ARTISTS, AND COMPOSERS. IN 2008, THE CENTER HOSTED 75 RESIDENTS, 25% OF WHOM WERE FROM OUTSIDE THE U.S. AND 17% FROM DEVELOPING COUNTRIES. A LISTING OF 2008 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS ATTACHED. BELLAGIO CENTER CONFERENCES AND TEAMS 2008 FEBRUARY 21 TO FEBRUARY 24, 2008 SCALING UP THE GLOBAL FINANCING FOR AN AFRICAN GREEN REVOLUTION DR. JEFFREY D. SACHS, THE EARTH INSTITUTE AT COLUMBIA UNIVERSITY, NEW YORK, NEW YORK MARCH 17 TO MARCH 21, 2008 GLOBAL FOREST CARBON MEASUREMENT - D. JAMES BAKER, THE WILLIAM J. CLINTON FOUNDATION, PHILADELPHIA, PENNSYLVANIA MARCH 24 TO MARCH 28, 2008 EUROMED SUSTAINABLE COMMUNITY CONNECTIONS: THEMATIC PARTNERSHIP NETWORK, MR. NICHOLAS CHRISTOS ZAFERATOS, A WORLD INSTITUTE FOR A SUSTAINABLE HUMANITY - HELLAS - MESOGEIOU, BELLINGHAM, WASHINGTON MARCH 24 TO MARCH 28, 2008 PROSPECTS FOR GLOBAL BIOPACT BETWEEN NORTH AND SOUTH ON BIOFUELS - DR. SERGIO C. TRINDADE, SE2T INTERNATIONAL LTD., SCARSDALE, NEW YORK APRIL 2 TO APRIL 6, 2008 IMPROVING PRIMARY CARE IN EUROPE AND THE US: TOWARDS PATIENT-CENTERED, PROACTIVE - DR. JOCHEN STEFAN GENSICHEN, INSTITUTE FOR GENERAL PRACTICE, JOHANN WOLFGANG GOETHE UNIVERSITY AND INSTITUT FOR ALLGEMEINMEDIZIN UNIVERSITAETSKLINIKUM JENA-BACHSTR, GERMANY APRIL 8 TO APRIL 12, 2008

12411201 756359 621570.00

344 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GLOBAL OBSERVATORY FOR EHEALTH - DR. MISHA G. KAY, WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND APRIL 14 TO APRIL 17, 2008 EHEALTH SUMMER SERIES PLANNING MEETING MR. KARL W. BROWN ROCKEFELLER FOUNDATION, NEW YORK, NEW YORK APRIL 15 TO APRIL 18, 2008 BELLAGIO CREATIVE ARTIST PANEL MEETING MS. LINDA MARSTON-REID, ROCKEFELLER FOUNDATION, NEW YORK, NEW YORK APRIL 21 TO APRIL 25, 2008 THIRD MEETING OF THE TRANSATLANTIC COUNCIL ON IMMIGRATION: MEDIA, POLITICS AND IMMIGRATION MR. GREGORY A MANIATIS, MIGRATION POLICY INSTITUTE, WASHINGTON, DC

13-1659629 }}}}}}}}}}

APRIL 23 TO APRIL 27, 2008 MIGRANT YOUTH & CHILDREN OF MIGRANTS IN A GLOBALIZED WORLD - MS. MARTA TIENDA, PRINCETON UNIVERSITY PRINCETON, NEW JERSEY APRIL 28 TO MAY 2, 2008 NEW APPROACHES TO INTERNATIONAL SECURITY: REASSESSING THE U.S. ROLE IN THE WORLD - DR. PATRICK MAURICE CRONIN, NATIONAL DEFENSE UNIVERSITY, WASHINGTON, DC MAY 5 TO MAY 9, 2008 HUMANITARIAN LOGISTICS: NETWORKS FOR AFRICA - PROF. ANNA MARTHA NAGURNEY, ISENBERG SCHOOL OF MANAGEMENT, UNIVERSITY OF MASSACHUSETTS AT AMHERST, MASSACHUSETTS MAY 5 TO MAY 10, 2008 INDIGENOUS PEOPLES' FOOD SYSTEMS FOR HEALTH PROMOTION: TEMPLATES FOR INTERVENTION - DR. HARRIET V. KUHNLEIN, PHD, CENTRE FOR INDIGENOUS PEOPLES' NUTRITION AND ENVIRONMENT, MCGILL UNIVERSITY, QUEBEC , CANADA MAY 13 TO MAY 18, 2008 ACCESS AND EQUITY IN HIGHER EDUCATION: COMPARATIVE PERSPECTIVES DR. SARAH GURI-ROSENBLIT, THE OPEN UNIVERSITY OF ISRAEL, RAANANA, ISRAEL MAY 18 TO MAY 22, 2008 MACARTHUR FOUNDATION AGING SOCIETY NETWORK - DR. MICHAEL A. STEGMAN, JOHN D. & CATHERINE T. MACARTHUR FOUNDATION, CHICAGO, ILLINOIS MAY 19 TO MAY 23, 2008 CONCEPTUALIZING EFFECTIVE AND EFFICIENT ADAPTATION POLICIES TO CLIMATE CHANGE IN BANGLADESH MR. BENHARD GEORG GUNTER, BANGLADESH DEVELOPMENT RESEARCH CENTER, FALLS CHURCH, VIRGINIA MAY 26 TO MAY 30, 2008 MIGRANT HEALTH AND SOCIAL CARE WORKERS IN AGEING SOCIETIES: PLANNING FOR THE FUTURE - DR. SUSAN F. MARTIN, INSTITUTE FOR THE STUDY OF INTERNATIONAL MIGRATION, GEORGETOWN UNIVERSITY, WASHINGTON, DC

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345 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} MAY 26 TO MAY 30, 2008 GOVERNANCE AND SOCIAL JUSTICE IN CUBA - DR. DAMIAN J. FERNANDEZ, FLORIDA INTERNATIONAL UNIVERSITY, CUBAN RESEARCH INSTITUTE, NORTH MIAMI, FLORIDA JUNE 2 TO JUNE 5, 2008 IMPACT INVESTING COLLABORATIVE MR. ANTONY JONATHAN BUGG-LEVINE, ROCKEFELLER FOUNDATION, NEW YORK, NEW YORK

13-1659629 }}}}}}}}}}

JUNE 6 TO JUNE 12, 2008 GLOBAL TOBACCO SURVEILLANCE ADVISORY GROUP MEETING DR. DANIEL C. FERRANTE, WORLD HEALTH ORGANIZATION, TOBACCO FREE INITIATIVE, GENEVA, SWITZERLAND JUNE 16 TO JUNE 20, 2008 INNOVATIONS IN ACCOUNTABILITY AND TRANSPARENCY THROUGH CITIZEN ENGAGEMENT DR. MARK A. ROBINSON, UK DEPARTMENT FOR INTERNATIONAL DEVELOPMENT, LONDON, UNITED KINGDOM JUNE 23 TO JUNE 27, 2008 ENTOMOPATHOGENIC FUNGI IN SUSTAINABLE AGRICULTURE: USE AGAINST INSECTS AND BEYOND DR. FERNANDO ESTEBAN VEGA, U. S. DEPARTMENT OF AGRICULTURE, AGRICULTURAL RESEARCH SERVICE, BELTSVILLE, MARYLAND JUNE 26 TO JUNE 30, 2008 DESIGN FOR SOCIAL IMPACT WORKSHOP MS. MARIA ELIZABETH BLAIR, THE ROCKEFELLER FOUNDATION, NEW YORK, NEW YORK JULY 6 TO JULY 11, 2008 INTERNATIONAL CCT CONFERENCE MR. JAMES A. RICCIO, MDRC, NEW YORK, NEW YORK JULY 13 TO JULY 18, 2008 MAKING THE EHEALTH CONNECTION: PUBLIC HEALTH INFORMATICS AND NATIONAL HEALTH INFORMATION SYSTEMS - DR. SHERRILYNNE FULLER, UNIVERSITY OF WASHINGTON, WASHINGTON JULY 13 TO JULY 18, 2008 MAKING THE EHEALTH CONNECTION: NATIONAL HEALTH INFORMATION SYSTEMS: THE PATH TO INTEROPERABILITY - DR. CHARLES J. JAFFE, HEALTH LEVEL 7, DEL MAR, CALIFORNIA JULY 20 TO JULY 25, 2008 MAKING THE EHEALTH CONNECTION: KNOWLEDGE AND CAPACITY FOR HEALTH: HEALTH INFORMATICS AND EHEALTH CAPACITY BUILDING MS. MERYL BLOOMROSEN, AMERICAN MEDICAL INFORMATICS ASSOCIATION, BETHESDA, MARYLAND JULY 20 TO JULY 25, 2008 MAKING THE EHEALTH CONNECTION: GLOBAL PARTNERSHIPS, LOCAL SOLUTIONS -

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346 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} KNOWLEDGE AND CAPACITY FOR EHEALTH MR. ABEL L. PACKER, LATIN AMERICA AND CARIBBEAN CENTER ON HEALTH SCIENCES INFORMATION, SO PAULO, BRAZIL

13-1659629 }}}}}}}}}}

JULY 27 TO AUGUST 1, 2008 MAKING THE EHEALTH CONNECTION: CORE EHEALTH TECHNOLOGIES: MHEALTH AND MOBILE TELEMEDICINE MR. MITUL M. SHAH,UNITED NATIONS FOUNDATION, WASHINGTON, DC JULY 27 TO AUGUST 1, 2008 MAKING THE EHEALTH CONNECTION: CORE EHEALTH TECHNOLOGIES: ELECTRONIC HEALTH RECORDS DR. HAMISH SCOTT FINDLAY FRASER, PARTNERS IN HEALTH, BOSTON, MASSACHUSETTS AUGUST 3 TO AUGUST 8, 2008 MAKING THE EHEALTH CONNECTION: POLICY AND MARKETS FOR EHEALTH : UNLOCKING THE MARKET FOR EHEALTH DR. JODY L. RANCK, PUBLIC HEALTH INSTITUTE , OAKLAND, CALIFORNIA AUGUST 3 TO AUGUST 8, 2008 MAKING THE EHEALTH CONNECTION: MAKING THE EHEALTH CONNECTION: POLICY AND MARKETS FOR EHEALTH: NATIONAL EHEALTH POLICIES MR. SILVESTER KWANKAM YUNKAP, WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND AUGUST 18 TO AUGUST 22, 2008 GLOBAL POLICY FELLOWS PROGRAM: CREATING A NEW GENERATION OF POLICY ANALYSTS IN HIGHER EDUCATION MS. ALISA F. CUNNINGHAM, INSTITUTE FOR HIGHER EDUCATION POLICY, WASHINGTON, DC AUGUST 18 TO AUGUST 22, 2008 MODERNIZING THE G8 SUMMIT PROCESS DR. BARRY CARIN, CENTRE FOR GLOBAL STUDIES, THE UNIVERSITY OF VICTORIA, VICTORIA, BC, CANADA AUGUST 28 TO AUGUST 31, 2008 OSTEOPATHIC ASPECTS IN PAEDIATRICS DR. LUIGI CIULLO, INSTITUTO EUROPEO PER LA MEDICINA OSTEOPATICA, COMO, ITALY SEPTEMBER 2 TO SEPTEMBER 5, 2008 LEVERAGING HIV SCALE-UP TO STRENGTHEN HEALTH SYSTEMS DR. WAFAA MAHMOUD EL-SADR, COLUMBIA UNIVERSITY, NEW YORK, NEW YORK SEPTEMBER 15 TO SEPTEMBER 19, 2008 RE-THEORISING SEXUALITY AND THE SEXUAL - AN INTERDISCIPLINARY CONFERENCE - DR. PETER JEREMY AGGLETON, UNIVERSITY OF LONDON, THOMAS CORAM RESEARCH UNIT, INSTITUTE OF EDUCATION, LONDON, UNITED KINGDOM SEPTEMBER 15 TO SEPTEMBER 20, 2008 EXPANDING GLOBAL PHILANTHROPY TO REACH VULNERABLE AND UNDERSERVED GLBT

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347 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} POPULATIONS - MS. URVASHI VAID, ARCUS FOUNDATION, NEW YORK, NEW YORK SEPTEMBER 22 TO SEPTEMBER 26, 2008 THE EXISTENCE OF GLOBAL VALUES EXPLORED THROUGH NATIONAL CONSTITUTIONAL JURISPRUDENCE - THE HON. DENNIS MARTIN DAVIS, CAPE TOWN, SOUTH AFRICA SEPTEMBER 22 TO SEPTEMBER 26, 2008 EXPANDING THE FRONTIERS OF MEDICAL EDUCATION DR. CARMI Z. MARGOLIS, MEDICAL SCHOOL FOR INTERNATIONAL HEALTH, BEERSHEVA, ISRAEL SEPTEMBER 29 TO OCTOBER 3, 2008 RETHINKING REPRESENTATION: A NORTH SOUTH DIALOGUE - MR. LEONARDO AVRITZER, UNIVERSIDADE FEDERAL DE MINAS GERAIS, MINAS GERAIS, BRAZIL SEPTEMBER 29 TO OCTOBER 3, 2008 URBAN CLIMATE RESILIENCE PRACTITIONER LEARNING NETWORK DR. JAMES KINNINMONTH JARVIE, MERCY CORPS, TECHNICAL SUPPORT UNIT, PORTLAND, OREGON OCTOBER 6 TO OCTOBER 10, 2008 ROLE OF THE PRIVATE SECTOR IN HEALTH PLANNING GROUP DR. DAVID DE FERRANTI, RESULTS FOR DEVELOPMENT INSTITUTE, INC., WASHINGTON, DC OCTOBER 13 TO OCTOBER 17, 2008 THE DEFINITION, ASSESSMENT, ASSURANCE, AND IMPROVEMENT OF QUALITY OF HEALTH CARE IN DEVELOPING NATIONS DR. DONALD MARK BERWICK, INSTITUTE FOR HEALTHCARE IMPROVEMENT, CAMBRIDGE, MASSACHUSETTS OCTOBER 20 TO OCTOBER 24, 2008 EVOLUTION OF MICROBIAL HETEROGENEITY AND COMPLEXITY DR. ALFRED MICHAEL SPORMANN, STANFORD UNIVERSITY, STANFORD, CALIFORNIA OCTOBER 22 TO OCTOBER 26, 2008 OPPORTUNITIES AND CHALLENGES IN THE EMERGING FIELD OF SYNTHETIC BIOLOGY DR. ANNE-MARIE CAROL MAZZA, NATIONAL ACADEMIES, WASHINGTON, DC OCTOBER 23 TO OCTOBER 30, 2008 ENGAGING THE PRIVATE HEALTH SECTOR TO IMPROVE DEVELOPING COUNTRY HEALTH SYSTEMS AND HEALTH PROGRAM IMPACT DR. MUKUND W. UPLEKAR, WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND OCTOBER 27 TO OCTOBER 31, 2008 BUILDING HEALTH SYSTEMS CAPACITY AND LEADERSHIP IN THE GLOBAL SOUTH DR. MIRIAM RABKIN, ICAP, COLUMBIA UNIVERSITY MAILMAN SCHOOL OF PUBLIC HEALTH, NEW YORK, NEW YORK OCTOBER 28 TO OCTOBER 31, 2008 GLOBAL SURVEY OF COUNTRY HEALTH SYSTEMS: A PROPOSAL FOR COLLABORATION DR. JAN TIES BOERMA,WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND

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348 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NOVEMBER 3 TO NOVEMBER 7, 2008 INTERROGATING SOUTH ASIAN MASCULINITIES: AN INTER DISCIPLINARY DIALOGUE MR. RAHUL ROY, AAKAR, NEW DELHI, DELHI, INDIA NOVEMBER 4 TO NOVEMBER 8, 2008 DEVELOPMENT OF GLOBAL ACCREDITATION FOR PEDIATRIC PAIN CARE DR. NEIL L. SCHECHTER, CONNECTICUT CHILDREN'S MEDICAL CENTER, HARTFORD, CONNECTICUT NOVEMBER 10 TO NOVEMBER 14, 2008 ENSURING SPACE SECURITY - MR. MICHAEL KREPON, THE HENRY L. STIMSON CENTER, WASHINGTON, DC NOVEMBER 12 TO NOVEMBER 14, 2008 PRE-CONFERENCE WORKSHOP ON URBAN DEVELOPMENT MR. CHURNRURTAI KANCHANACHITRA, MAHIDOL UNIVERSITY, NAKHON PATHOM, THAILAND NOVEMBER 17 TO NOVEMBER 21, 2008 IMPROVING ECONOMIC PRACTICE AND POLICY TARGETING DISPLACED WOMEN AND YOUTH MR. DALE FRANCIS BUSCHER, WOMEN'S COMMISSION FOR REFUGEE WOMEN AND CHILDREN, NEW YORK, NEW YORK NOVEMBER 17 TO NOVEMBER 21, 2008 PRIORITIES AND METRICS FOR A STEP-CHANGE IN ADAPTATION ACTION MS. HEATHER JOY MCGRAY, WORLD RESOURCES INSTITUTE, WASHINGTON, DC NOVEMBER 29 TO DECEMBER 1, 2008 GLOBAL HEALTH EXPERTS' MEETING MR. YOSHIRO BANNO, HEALTH POLICY INSTITUTE, TOKYO, JAPAN DECEMBER 8 TO DECEMBER 13, 2008 TRAUMA HEALING AND HOPE: OVERCOMING LEGACIES OF POLITICAL VIOLENCE MS. PAMELA KRIEGE SANTOSO, CENTER FOR VICTIMS OF TORTURE, MINNEAPOLIS, MINNESOTA DECEMBER 8 TO DECEMBER 12, 2008 CREATING A ONE WORLD ONE HEALTH MODEL FOR GLOBAL FOOD SYSTEMS LEADERSHIP DR. WILLIAM D. HUESTON, GLOBAL INITIATIVE FOR FOOD SYSTEMS LEADERSHIP, UNIVERSITY OF MINNESOTA, ST. PAUL, MINNESOTA

2008 BELLAGIO CENTER RESIDENTS BRUCE ARNOLD ACKERMAN (UNITED STATES) YALE UNIVERSITY, NEW HAVEN, CONNECTICUT THE CIVIL RIGHTS REVOLUTION: AN ESSAY IN LIVING CONSTITUTIONALISM SRINIVAS ARAVAMUDAN (UNITED STATES) CONSORTIUM OF HUMANITIES CENTERS & INSTITUTES, DUKE UNIVERSITY, DURHAM, NORTH CAROLINA FICTIONAL ORIENTS: LITERATURE, POLITICS, AND CULTURAL EXCHANGE UNDER

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349 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} ENLIGHTENMENT

13-1659629 }}}}}}}}}}

CAMILLA PATRICIA ADANG (NETHERLANDS) TEL AVIV UNIVERSITY, TEL AVIV, ISRAEL; JUDITH PFEIFFER (GERMANY) UNIVERSITY OF OXFORD, LONDON, ENGLAND; SABINE SCHMIDTKE (GERMANY) FREIE UNIVERSITAET, BERLIN, GERMANY OTTOMAN WRITERS ON JUDAISM AND THE HEBREW BIBLE ARNOLD P. ARONSON (UNITED STATES) COLUMBIA UNIVERSITY SCHOOL OF THE ARTS, NEW YORK, NEW YORK A HISTORY OF SCENOGRAPHY KATHLEEN BABINEAUX BLANCO (UNITED STATES) FORMER GOVERNOR, LAFAYETTE, LOUISIANA AUTOBIOGRAPHY PASSAGES FOCUSING ON HURRICANES KATRINA AND RITA CARRIE BODLE (UNITED STATES) SEATTLE, WASHINGTON A MULTI-MEDIA PIECE, SONIFICATIONS COURTNEY A. BRKIC (UNITED STATES) GEORGE MASON UNIVERSITY, FAIRFAX, VIRGINIA THE ALABASTER CITY AND OTHER STORIES JAMES ROBERT BROWN (CANADA) DEPARTMENT OF PHILOSOPHY, UNIVERSITY OF TORONTO, TORONTO, ONTARIO, CANADA THE NATURE OF THOUGHT EXPERIMENTS DEANE K. CALHOUN (UNITED STATES) YOUTH ALIVE!, OAKLAND, CALIFORNIA GUN TRACING: AN ECONOMICAL AND EFFECTIVE TOOL FOR SAVING THE LIVES OF URBAN YOUTH LEWIS MITCHELL COHEN (UNITED STATES) BAYSTATE MEDICAL CENTER, SPRINGFIELD, MASSACHUSETTS NO GOOD DEED: ALLEGATIONS OF MURDER AND EUTHANASIA IN THE MEDICAL COMMUNITY MICHAEL R. COLLIER (UNITED STATES) THE BREAD LOAF WRITER'S CONFERENCE, COLLEGE PARK, MARYLAND - A SEQUENCE OF POEMS, AN INDIVIDUAL HISTORY KIA L. CORTHRON (UNITED STATES) NEW YORK, NEW YORK A PLAYWRIGHT RESIDENCY, WATER PLAY TIMOTHY MICHAEL DEVINNEY (AUSTRALIA) UNIVERSITY OF NEW SOUTH WALES, SYDNEY, AUSTRALIA WHAT MATTERS? THE CONSTRUCTION OF INDIVIDUAL CONSUMPTION AND SOCIETAL PRIORITIES ROBERTO IGNACIO DIAZ (UNITED STATES) UNIVERSITY OF SOUTHERN CALIFORNIA, LOS ANGELES, CALIFORNIA - "ABDUCTIONS OF OPERA: PASSION AND ABSENCE IN LATIN AMERICA, 1701-2004" YAXIONG DU (CHINA) HANGZHOU NORMAL UNIVERSITY, HANGZHOU, ZHEJIANG, CHINA THE MUSICAL HERITAGE OF CHINA'S 55 MINORITY NATIONALITIES MARGARET ELPHINSTONE (UNITED KINGDOM) UNIVERSITY OF STRATHCLYDE,

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350 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} GALLOWAY, UNITED KINGDOM - A NOVEL, THE GATHERING NIGHT GARY ALAN FINE (UNITED STATES) NORTHWESTERN UNIVERSITY, EVANSTON, ILLINOIS RUMOR AND THE DYNAMICS OF TRUST: BELIEFS ABOUT TERRORISM AND THE BUILDING OF COMMUNITY

13-1659629 }}}}}}}}}}

ANNA M. FUNDER (AUSTRALIA) SYDNEY, NSW, AUSTRALIA - A NOVEL, ALL THAT I AM DANIEL STRONG GODFREY (UNITED STATES) SETNOR SCHOOL OF MUSIC, SYRACUSE UNIVERSITY, SYRACUSE, NEW YORK - A SONG CYCLE, "LEAVES FALLEN AND FALLING: FOUR SETTINGS OF POETRY BY GENEVIEVE TAGGARD PETER A. GOUREVITCH (UNITED STATES) UNIVERSITY OF CALIFORNIA, SAN DIEGO, CALIFORNIA MONITORING NORMATIVE COMPLIANCE IN THE GLOBALIZED ECONOMY: THE ROLE OF VERIFICATION. LINDA K. GREGERSON (UNITED STATES) UNIVERSITY OF MICHIGAN, ANN ARBOR, MICHIGAN - DIDO IN DARKNESS: A BOOK OF POEMS IAN HACKING (CANADA) COLLEGE DE FRANCE, PARIS, FRANCE BIOSOCIAL IDENTITIES A MANUSCRIPT,

APRIL L. HARDING (UNITED STATES) CENTER FOR GLOBAL DEVELOPMENT, WASHINGTON, DC - "ENGAGING THE PRIVATE HEALTH SECTOR TO IMPROVE DEVELOPING COUNTRY HEALTH SYSTEMS AND HEALTH PROGRAM IMPACT ADAM HASLETT (UNITED STATES) BROOKLYN, NEW YORK A NOVEL IN PROGRESS WILHELM HEMECKER (GERMANY) UNIVERSITY OF VIENNA, VIENNA, AUSTRIA A MANUSCRIPT, RE-THINKING BIOGRAPHY: LANDMARKS IN THE HISTORY OF MODERN BIOGRAPHY FLORENCE HOWE (UNITED STATES)THE FEMINIST PRESS AT CUNY; THE GRADUATE CENTER/CUNY, NEW YORK - NEW YORK MOVING: A MEMOIR ALAN H. JEEVES (CANADA) QUEEN'S UNIVERSITY AT KINGSTON, CANADA, LAKEFIELD, ON, CANADA; SHULA E. MARKS (UNITED KINGDOM) SCHOOL OF ORIENTAL AND AFRICAN STUDIES, UNIVERSITY OF LONDON, LONDON, ENGLAND; MARCIA WRIGHT (UNITED STATES)COLUMBIA UNIVERSITY, NEW YORK, NEW YORK ELUSIVE EQUITY: SOUTH AFRICA IN THE INTERNATIONAL STRUGGLE FOR PRIMARY HEALTH CARE, C. 1930-2000 JENNIE C. JONES (UNITED STATES) BROOKLYN, NEW YORK ARTWORKS ON PAPER AND SOUND LEGATO: NOTES SMOOTHLY CONNECTED, A LEGACY OF JAZZ ROBERT M. KAPLAN (UNITED STATES) UNIVERSITY OF CALIFORNIA, LOS ANGELES, CALIFORNIA - HOW DO CHANGING DISEASE DEFINITIONS AFFECT HEALTH OUTCOMES AND HEALTHCARE COSTS?

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351 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}} BRUCE A. KING (UNITED STATES) UNIVERSITY OF ANGERS, FRANCE INDIAN AND PAKISTANI WRITERS AT HOME AND ABROAD: IDENTITY, TRANSNATIONALISM, GLOBALIZATION

13-1659629 }}}}}}}}}}

DAVID KIRSH (CANADA) UNIVERSITY OF CALIFORNIA AT SAN DIEGO, LA JOLLA, CALIFORNIA INTERACTIVITY AND DESIGN: COGNITIVE PRINCIPLES RUDOLF EWALD KLEIN (UNITED KINGDOM) LONDON, UNITED KINGDOM; THEODORE R. MARMOR (UNITED STATES)YALE UNIVERSITY, NEW HAVEN, CONNECTICUT THE POLITICS OF HEALTH POLICY MANJEET N. KRIPALANI (INDIA) BUSINESSWEEK MAGAZINE, BOMBAY, MAHARASHTRA, INDIA INDIA'S MIDDLE MODEL KANNAN M. KRISHNAN (INDIA) UNIVERSITY OF WASHINGTON, SEATTLE, WASHINGTON - BIOMEDICAL NANOMAGNETICS: A SPIN THROUGH NEW POSSIBILITIES JACEK MARIA KURCZEWSKI (POLAND) WARSAW UNIVERSITY, WARSAW, POLAND; MAVIS T MACLEAN (UNITED KINGDOM) OXFORD CENTRE FOR FAMILY LAW AND POLICY, OXFORD UNIVERSITY, LONDON, ENGLAND - LAW MAKING: THE POLITICS AND PROCESS OF LEGISLATING IN ESTABLISHED AND RE ESTABLISHED DEMOCRACIES 1979-2006 PAUL B. LAFARGE (UNITED STATES) COLUMBIA UNIVERSITY, SCHOOL OF THE ARTS, NEW YORK, NEW YORK A SHORT NOVEL, THE NIGHT OCEAN PHILIP LEVINE (UNITED STATES) NEW YORK UNIVERSITY, NEW YORK, NEW YORK NEWS OF THE WORLD A WORKING TITLE FOR A COLLECTION OF POEMS LAURA A. LEWIS (UNITED STATES) JAMES MADISON UNIVERSITY, HARRISONBURG, VIRGINIA HISTORY, RACE AND PLACE IN THE MAKING OF BLACK MEXICO IAN W. MABBETT (UNITED KINGDOM) MONASH UNIVERSITY, MONASH ASIA INSTITUTE, AUSTRALIA THE RELEVANCE OF THE IDEA OF SECULARISM TO INDIA: PRE-MUSLIM TRADITIONS JANIS MATTOX (UNITED STATES) WOODSIDE, CALIFORNIA - A CHAMBER OPERA, "SUEOS DE MEDIANOCHE" (MIDNIGHT DREAMS) JOSEPH CONRAD MAZUR (UNITED STATES) MARLBORO COLLEGE, MARLBORO, VERMONT - TURNING FORTUNE'S WHEEL MAURICIO MONTIEL FIGUEIRAS (MEXICO) NATIONAL MUSEUM OF ART, MEXICO CITY, DISTRITO FEDERAL, MEXICO - "ZONAS AISLADAS" CAROL OCKMAN (UNITED STATES) WILLIAMS COLLEGE, WILLIAMSTOWN, MASSACHUSETTS THE INVENTION OF THE MODERN NUDE

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352 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} LEIGHTON PIERCE (UNITED STATES) UNIVERSITY OF IOWA, IOWA CITY, IOWA A MULTI-MEDIA PIECE, LEAVING THE STATION V. SPIKE PETERSON (UNITED STATES) UNIVERSITY OF ARIZONA, TUCSON, ARIZONA INFORMALIZATION MATTERS: COPING AND CRIMINALITY IN GLOBAL POLITICAL ECONOMY ANDREW J. PETTER (CANADA) UNIVERSITY OF VICTORIA, VICTORIA, CANADA THE POLITICS OF THE CHARTER: THE PURPOSES & PRACTICES OF CONSTITUTIONAL RIGHTS SERGEY VICTOROVICH POPOV (RUSSIAN FEDERATION) VORONEZH REGIONAL CLINICAL DIAGNOSTIC CENTRE, VORONEZH, RUSSIAN FEDERATION ORGANIC SYNTHESIS PLANTS AS ZONES OF ECOLOGICAL ADVERSITY: CONSERVATION OF POPULATION HEALTH ROBERT (BOBBY) PREVITE (UNITED STATES) NEW YORK, NEW YORK - A MUSICAL COMPOSITION, KARAOKE REMIX + TITLE SEQUENCE ALAN RANDALL (UNITED STATES) THE OHIO STATE UNIVERSITY, COLUMBUS, OHIO TAKING THE PRECAUTIONARY PRINCIPLE SERIOUSLY SUSAN ROSE-ACKERMAN (UNITED STATES) YALE LAW SCHOOL AND DEPARTMENT OF POLITICAL SCIENCE, NEW HAVEN, CONNECTICUT ADMINISTRATIVE LAW AND THE CONSTRUCTION OF DEMOCRACY BRITT M. SALVESEN (UNITED STATES) UNIVERSITY OF ARIZONA, CENTER FOR CREATIVE PHOTOGRAPHY, TUCSON, ARIZONA NEW TOPOGRAPHICS MOHAMMED AM SHAHEEN (PALESTINIAN AUTHORITY) ALQUDS UNIVERSITY RAMALLAH, PALESTINIAN AUTHORITY; ORLI WAHRMAN (ISRAEL) REUT, ISRAEL THE ISRAELI PALESTINIAN IMAGO PROJECT FRANK M. SNOWDEN (UNITED STATES) YALE UNIVERSITY, NEW HAVEN, CONNECTICUT THE GLOBAL MALARIA CRISIS SINCE WORLD WAR II JANE SOUTH (UNITED STATES) BROOKLYN, NEW YORK HAND-CUT AND FOLDED PAPER CONSTRUCTIONS EDWARD D STEIN (UNITED STATES) YESHIVA UNIVERSITY, CARDOZO SCHOOL OF LAW, NEW YORK, NEW YORK ETIOLOGY, MUTABILITY AND THE LAW: A CRITIQUE OF BIOLOGICAL AND PSYCHOLOGICAL ARGUMENTS CONCERNING LESBIAN AND GAY RIGHTS JASON K. STEARNS (UNITED STATES) INTERNATIONAL CRISIS GROUP, NAIROBI, KENYA THE RWANDAN PATRIOTIC FRONT: MYTHS AND VIOLENCE BONNIE STEINBOCK (UNITED STATES) UNIVERSITY AT ALBANY/STATE UNIVERSITY OF NEW YORK, ALBANY, NEW YORK HUMAN EMBRYONIC STEM CELL RESEARCH

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353 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION }}}}}}}}}}}}}}}}}}}}}}}}}}

13-1659629 }}}}}}}}}}

NICOLAS JAMES STRAUSFELD (UNITED KINGDOM) UNIVERSITY OF ARIZONA, TUCSON, ARIZONA ARTHROPOD BRAINS, THEIR EVOLUTION, AND THEIR IMPACT ON THE HISTORY OF SCIENCE KATHARINA SYKORA (GERMANY) BRAUNSCHWEIG UNIVERSITY OF ART, BERLIN, GERMANY THE DEATHS OF PHOTOGRAPHY ANTONY SCOTT TAUBMAN (AUSTRALIA) WORLD INTELLECTUAL PROPERTY ORGANIZATION, GENEVA, GENEVA, SWITZERLAND A JUST, REALIST, AND EQUITABLE INTERNATIONAL JURISPRUDENCE OF INTELLECTUAL PROPERTY EVGENY F. TROITSKIY (RUSSIAN FEDERATION) TOMSK STATE UNIVERSITY, TOMSK, RUSSIAN FEDERATION THE "GREAT GAME" IN CENTRAL ASIA: DEVELOPMENT AND VALIDITY OF THE CONCEPT TRACIE CHIMA UTOH-EZEAJUGH (NIGERIA) THEATRE ARTS DEPARTMENT, NNAMDI AZIKIWE UNIVERSITY, AWKA, AWKA, ANAMBRA, NIGERIA BEYOND ANTIQUARIANISM: TRADITIONAL BODY DESIGNS AND THE DYNAMICS OF MULTICULTURAL APPLICATION CHERYL L. WALKER (UNITED STATES) SCRIPPS COLLEGE, CLAREMONT, CALIFORNIA BLACK FREUD: PSYCHOANALYSIS IN MODERN AFRICAN AMERICAN FICTION JOHN KEITH WARD (UNITED KINGDOM) GRESHAM COLLEGE, CUMNOR, OXFORD, UNITED KINGDOM RELIGIOUS AND SCIENTIFIC BELIEFS IN THE MODERN WORLD ELHANAN YAKIRA (ISRAEL) HEBREW UNIVERSITY OF JERUSALEM, JERUSALEM, ISRAEL SPINOZA AND THE PHILOSOPHICAL OPPOSITION TO RELIGION MONICA YOUNGNA YOUN (UNITED STATES) BRENNAN CENTER FOR JUSTICE AT THE NEW YORK UNIVERSITY, SCHOOL OF LAW, NEW YORK, NEW YORK A BOOK LENGTH SERIES OF POEMS, IGNATZ AKRAM ZAATARI (LEBANON) ARAB IMAGE FOUNDATION, BEIRUT, LEBANON - A FILM: LIFE STILL OU ZHANG (CHINA) BROOKLYN, NEW YORK FLOWERS OF CHINA AGATA ZUBEL-MOC (POLAND) UNIVERSITY OF MUSIC, WROCLAW, POLAND A COMPOSITION, 3RD SYMPHONY NANI ZULMINARNI (INDONESIA) PEKKA FEMALE HEADED HOUSEHOLDS EMPOWERMENT PROGRAM, JAKARTA, INDONESIA COMBAT POVERTY, FIGHTING FOR RIGHTS AND JUSTICE: A REFLECTION ON THE POOR INDONESIA WOMEN EMPOWERMENT PROCESS

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354 STATEMENT(S) 27 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 28 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FORM/LINE IDENTIFIER }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} PART VII-B, LINE 5(C) DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} EXPENDITURE RESPONSIBILITY GRANTS AND PRIS

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 29 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} THE FOLLOWING TEXT RELATES TO THE STATEMENT 19, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII-B, LINE 5C. PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX-EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW-UP BY PROGRAM STAFF THROUGH TELEPHONE, MAIL AND E-MAIL. THE FOLLOWING STATEMENT LISTS GRANT AND PROGRAM-RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY "(PF)," THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON-501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945-6(C). THE DATES OF THE REPORTS SHOWN ARE EITHER FINANCIAL REPORTS OR

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355 STATEMENT(S) 28, 29 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

THE ROCKEFELLER FOUNDATION 13-1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NARRATIVE REPORTS. IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, WE HAVE INDICATED "NARRATIVE REPORT STILL PENDING" ON THE STATEMENT, AND THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2008 990-PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT. REPORTING STATUS IS AS OF 10/30/2009.

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356 STATEMENT(S) 29 2008.05010 THE ROCKEFELLER FOUNDATION 62157091

Form

2220

Department of the Treasury Internal Revenue Service

Underpayment of Estimated Tax by Corporations


| See separate instructions. | Attach to the corporation's tax return.

OMB No. 1545-0142

FORM 990-PF

2008

Name

Employer identification number

THE ROCKEFELLER FOUNDATION

13-1659629

Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220.

Part I

Required Annual Payment


1

1 Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~ b Look-back interest included on line 1 under section 460(b)(2) for completed long-term contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~ 2a 2b

775,912.

c Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~ 2c d Total. Add lines 2a through 2c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does not owe the penalty 4 Enter the tax shown on the corporation's 2007 income tax return (see instructions). Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ~~~~~~~~~~~

2d 3 4

775,912. 9,562,156. 775,912.

5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 5 Part II Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty (see instructions). 6 7 8

X The corporation is using the annualized income installment method. X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment
(a) (b)

The corporation is using the adjusted seasonal installment method.

(c)

(d)

9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990-PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year ~~~~~~~~~~~~~~~~ 10 Required installments. If the box on line 6 and/or line 7

05/15/08

06/15/08

09/15/08

12/15/08

above is checked, enter the amounts from Sch A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, 193,978. 193,978. 193,978. enter 25% of line 5 above in each column. ~~~~~~ ~ 10 11 Estimated tax paid or credited for each period (see instructions). For column (a) only, enter the amount 500,000. from line 11 on line 15 ~~~~~~~~~~~~~~~ 11 2,325,000. 1,500,000. Complete lines 12 through 18 of one column before going to the next column. 2,131,022. 3,437,044. 12 Enter amount, if any, from line 18 of the preceding column 12 3,631,022. 3,937,044. 13 Add lines 11 and 12 ~~~~~~~~~~~~~~~~~ 13 14 Add amounts on lines 16 and 17 of the preceding column 14 15 Subtract line 14 from line 13. If zero or less, enter -0- ~~ 15 2,325,000. 3,631,022. 3,937,044. 16 If the amount on line 15 is zero, subtract line 13 from line 0. 0. 14. Otherwise, enter -0- ~~~~~~~~~~~~~~~ 16 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 ~~~~~~~~~~~ 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column 18 2,131,022. 3,437,044. 3,743,066. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 - no penalty is owed. JWA For Paperwork Reduction Act Notice, see separate instructions.
812801 02-26-09

193,978.

3,743,066. 3,743,066. 3,743,066.

Form 2220 (2008)

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357 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

FORM 990-PF
Form 2220 (2008)

THE ROCKEFELLER FOUNDATION

13-1659629

Page

Part IV

Figuring the Penalty


(a) (b) (c) (d)

19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions). (Form 990-PF and Form 990-T filers: Use 5th month instead of 3rd month.) ~~~~~~~~~~~~ 20 Number of days from due date of installment on line 9 to the date shown on line 19 ~~~~~~~~~~~~~~~~~ 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37
Number of days on line 20 after 4/15/2008 and before 7/1/2008

19 20 21 22 $ 23 24 $ 25 26 $ 27 28 $ 29 30 $ 31 32 $ 33 34 $ 35 36 $ 37 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $

~~

Underpayment on line 17 x Number of days on line 21 x 6% 366

~~~ ~

Number of days on line 20 after 06/30/2008 and before 10/1/2008 Underpayment on line 17 x Number of days on line 23 x 5% 366

~~~ ~~

Number of days on line 20 after 9/30/2008 and before 1/1/2009

Underpayment on line 17 x Number of days on line 25 X 6% 366

~~~ ~

Number of days on line 20 after 12/31/2008 and before 4/1/2009

Underpayment on line 17 x Number of days on line 27 x 5% 365

~~~ ~~

Number of days on line 20 after 3/31/2009 and before 7/1/2009

Underpayment on line 17 x Number of days on line 29 x *% 365

~~~ ~

Number of days on line 20 after 6/30/2009 and before 10/01/2009

Underpayment on line 17 x Number of days on line 31 x *% 365

~~~ ~~

Number of days on line 20 after 9/30/2009 and before 1/1/2010

Underpayment on line 17 x Number of days on line 33 x *% 365

~~~ ~

Number of days on line 20 after 12/31/2009 and before 2/16/2010

Underpayment on line 17 x Number of days on line 35 x *% 365 Add lines 22, 24, 26, 28, 30, 32, 34, and 36

~~~

~~~~~~~~~

38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120; line 33; or the comparable line for other income tax returns * Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information. JWA

38 $

0.

Form 2220 (2008)

812802 02-26-09

12411201 756359 621570.00

358 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION


Form 2220 (2008)

FORM 990-PF

13-1659629
Page 3

Adjusted Seasonal Installment Method and Annualized Income Installment Method (see instructions) Form 1120S filers: For lines 1, 2, 3, and 21, below, "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies.

Schedule A

Part I - Adjusted Seasonal Installment Method (Caution:


any 6 consecutive months is at least 70%. See instructions.) 1 Enter taxable income for the following periods: a Tax year beginning in 2005 ~~~~~~~~~~~~ b Tax year beginning in 2006 ~~~~~~~~~~~~ c Tax year beginning in 2007 ~~~~~~~~~~~~ 2
Enter taxable income for each period for the tax year beginning in 2008. (see instructions for the treatment of extraordinary items).

Use this method only if the base period percentage for (a) (b) (c) First 3 First 5 First 8 months months months

(d) First 11 months

1a 1b 1c 2 First 4 months 3a 3b 3c 4 5 6 7 8 9a 9b 9c 10 11a 11b 11c 12 13 First 6 months First 9 months Entire year

3 Enter taxable income for the following periods: a Tax year beginning in 2005 ~~~~~~~~~~~~ b Tax year beginning in 2006 ~~~~~~~~~~~~ c Tax year beginning in 2007 ~~~~~~~~~~~~ 4 Divide the amount in each column on line 1a by the amount in column (d) on line 3a ~~~~~~~~~~ 5 Divide the amount in each column on line 1b by the amount in column (d) on line 3b ~~~~~~~~~~ 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c ~~~~~~~~~~ 7 Add lines 4 through 6 ~~~~~~~~~~~~~~~ 8 Divide line 7 by 3.0 ~~~~~~~~~~~~~~~~ 9 a Divide line 2 by line 8 ~~~~~~~~~~~~~~~ b Extraordinary items (see instructions) ~~~~~~~~ c Add lines 9a and 9b ~~~~~~~~~~~~~~~ 10 Figure the tax on the amt on ln 9c using the instr for Form 1120, Sch J, ln 2 (or comparable ln of corp's return) ~ 11 a Divide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a ~~~~~~~ b Divide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b ~~~~~~~ c Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on line 3c ~~~~~~~ 12 Add lines 11a though 11c ~~~~~~~~~~~~~ 13 Divide line 12 by 3.0 ~~~~~~~~~~~~~~~ 14 Multiply the amount in columns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) ~~~~~~~~ 15 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~ 16 Enter any other taxes for each payment period (see instr) 17 Add lines 14 through 16 ~~~~~~~~~~~~~~ 18 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 19 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter -0- 812821 02-26-09 JWA

14 15 16 17 18 19 Form 2220 (2008)

12411201 756359 621570.00

359 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

THE ROCKEFELLER FOUNDATION


Form 2220 (2008)

FORM 990-PF

13-1659629
Page 4

Part II - Annualized Income Installment Method **


(a) 20 Annualization periods (see instructions) ~~~~~~~ 21 Enter taxable income for each annualization period (see instructions for the treatment of extraordinary items) ~ 22 Annualization amounts (see instructions) ~~~~~~ 23a Annualized taxable income. Multiply line 21 by line 22 ~ b Extraordinary items (see instructions) ~~~~~~~~ c Add lines 23a and 23b ~~~~~~~~~~~~~~ 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2 (or comparable line of corporation's return) ~~~~~ 25 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~~ 26 Enter any other taxes for each payment period (see instr) 27 Total tax. Add lines 24 through 26 ~~~~~~~~~ 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 29 Total tax after credits. Subtract line 28 from line 27. If zero or less, enter -0- ~~~~~~~~~~~~~~~ 30 Applicable percentage ~~~~~~~~~~~~~~ 20 21 22 23a 23b 23c First months (b) (c) (d)

First months

First months

9 First months 132,709,342. 1.333330 176,945,347. 176,945,347.

33349755. 6.000000 200,098,530. 200,098,530.

53516320. 4.000000 214,065,280. 214,065,280.

117,159,399. 2.000000 234,318,798. 234,318,798.

24 25 26 27 28 29 30 31

4,001,971. 4,281,306. 4,686,376. 3,538,907.

4,001,971. 4,281,306. 4,686,376. 3,538,907.

4,001,971. 4,281,306. 4,686,376. 3,538,907.


25% 50% 75% 100%

31 Multiply line 29 by line 30

1,000,493. 2,140,653. 3,514,782. 3,538,907.

Part III - Required Installments


Note: Complete lines 32 through 38 of one column before completing the next column. If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts in each column from line 19 or line 31 ~~~~~~~~~~~ Add the amounts in all preceding columns of line 38 (see instructions) ~~~~~~~~~~~~~~~~ Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter -0- ~ Enter 25% of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter ~~~~~~~~~ Subtract line 38 of the preceding column from line 37 of the preceding column ~~~~~~~~~~~~~~ 1st installment 2nd installment 3rd installment 4th installment

32

32 33 34

1,000,493. 2,140,653. 3,514,782. 3,538,907. 193,978. 387,956. 581,934.

33 34 35

1,000,493. 1,946,675. 3,126,826. 2,956,973. 193,978. 193,978. 193,978. 193,978.

35 36 37

36

37 Add lines 35 and 36 ~~~~~~~~~~~~~~~ 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10 (see instructions)

193,978. 193,978.

193,978. 193,978.

193,978. 193,978.

193,978. 193,978.
Form 2220 (2008)

38

** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION

JWA

812822 02-26-09

12411201 756359 621570.00

360 2008.05010 THE ROCKEFELLER FOUNDATION

62157091

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