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2
f
y
2
=
f
R
2
(11.8)
where R is Earths radius and is latitude.
Over much of the open ocean, especially in the tropics, the wind is zonal
and T
y
/x is suciently small that
M
y
1
T
x
y
(11.9)
Substituting (11.9) into (11.5), Sverdrup obtained:
M
x
x
=
1
2 cos
_
T
x
y
tan +
2
T
x
y
2
R
_
(11.10)
Sverdrup integrated this equation from a north-south eastern boundary at
x = 0, assuming no ow into the boundary. This requires M
x
= 0 at x = 0.
Then
M
x
=
x
2 cos
__
T
x
y
_
tan +
_
2
T
x
y
2
_
R
_
(11.11)
where x is the distance from the eastern boundary of the ocean basin, and
brackets indicate zonal averages of the wind stress.
To test his theory, Sverdrup compared transports calculated from known
winds in the eastern tropical Pacic with transports calculated from hydro-
graphic data collected by the Carnegie and Bushnell in October and November
1928, 1929, and 1939 between 22
N and 10
S along 80
W, 87
W, 108
W, and
109
x
, (11.12)
The stream function is often used because it is a scalar from which the vector
velocity eld can be calculated. This leads to simpler equations for some ows.
Stream functions are also useful for visualizing the ow. At each instant,
the ow is parallel to lines of constant . Thus if the ow is steady, the lines of
constant stream function are the paths followed by water parcels.
The volume rate of ow between any two stream lines of a steady ow is
d, and the volume rate of ow between two stream lines
1
and
2
is equal
to
1
2
. To see this, consider an arbitrary line dx = (dx, dy) between two
stream lines (Figure 11.4). The volume rate of ow between the stream lines is:
v dx + (u) dy =
x
dx
y
dy = d (11.13)
and the volume rate of ow between the two stream lines is numerically equal
to the dierence in their values of .
Now, lets apply the concepts to satellite-altimeter maps of the oceanic topog-
raphy. Referring back to the discussion of surface geostrophic currents observed
by satellite altimeters, we wrote (10.10)
u
s
=
g
f
y
v
s
=
g
f
x
(11.14)
11.2. WESTERN BOUNDARY CURRENTS 197
x
x + dx
-u dy
v dx
y
x
+
d
Figure 11.4 Volume transport between stream lines in a two-dimensional, steady ow (From
Kundu, 1990).
Comparing (11.14) with (11.12) it is clear that
=
g
f
(11.15)
and the sea surface is a stream function scaled by g/f. Turning to Figure
10.6, the lines of constant height are stream lines, and ow is along the lines.
The surface geostrophic transport is proportional to the dierence in height,
independent of distance between the stream lines. The same statements apply
to Figure 10.9, except that the transport is relative to transport at the 1000
decibars surface, which is roughly one kilometer deep.
In addition to the stream function, oceanographers use the mass-transport
stream function dened by:
M
x
y
, M
y
x
(11.16)
This is the function shown in Figures 11.2 and 11.3.
11.2 Stommels Theory of Western Boundary Currents
At the same time Sverdrup was beginning to understand circulation in the
eastern Pacic, Stommel was beginning to understand why western boundary
currents occur in ocean basins. To study the circulation in the North Atlantic,
Stommel (1948) used essentially the same equations used by Sverdrup (11.1,
11.2, and 11.3) but he added a simple bottom stress proportional to velocity to
(11.3):
_
A
z
u
z
_
0
= T
x
= F cos(xb/y)
_
A
z
u
z
_
D
= Ru (11.17a)
_
A
z
v
z
_
0
= T
y
= 0
_
A
z
v
z
_
D
= Rv (11.17b)
where F and R are constants.
198 CHAPTER 11. WIND DRIVEN OCEAN CIRCULATION
Stommel calculated steady-state solutions for ow in a rectangular basin
0 y b, 0 x of constant depth D lled with water of constant density.
His rst solution was for a non-rotating Earth. This solution had a symmet-
ric ow pattern with no western boundary current (Figure 11.5, left). Next,
Stommel assumed a constant rotation, which again led to a symmetric solution
with no western boundary current. Finally, he assumed that the Coriolis force
varies with latitude. This led to a solution with western intensication (Figure
11.5, right). Stommel suggested that the crowding of stream lines in the west
indicated that the variation of Coriolis force with latitude may explain why the
Gulf Stream is found in the ocean. We now know that the variation of Coriolis
force with latitude is required for the existence of the western boundary current,
and that other models for the ow which use dierent formulations for friction,
lead to western boundary currents with dierent structure. Pedlosky (1987,
Chapter 5) gives a very useful, succinct, and mathematically clear description
of the various theories for western boundary currents. M uller (1995) gives a
more mathematical description.
In the next chapter, we will see that Stommels results can also be explained
in terms of vorticitywind produces clockwise torque (vorticity), which must
be balanced by a counterclockwise torque produced at the western boundary.
11.3 Munks Solution
Sverdrups and Stommels work suggested the dominant processes producing a
basin-wide, wind-driven circulation. Munk (1950) built upon this foundation,
adding information from Rossby (1936) on lateral eddy viscosity, to obtain a
solution for the circulation within an ocean basin. Munk used Sverdrups idea
of a vertically integrated mass transport owing over a motionless deeper layer.
This simplied the mathematical problem, and it is more realistic. The ocean
currents are concentrated in the upper kilometer of the ocean, they are not
barotropic and independent of depth. To include friction, Munk used lateral
-80
-60
-40
-20
-10
-20
-30
-40
1000km
1000km
(a) (b)
Wind
Stress
Figure 11.5 Stream function for ow in a basin as calculated by Stommel (1948). Left: Flow
for non-rotating basin or ow for a basin with constant rotation. Right: Flow when rotation
varies linearly with y.
11.3. MUNKS SOLUTION 199
eddy friction with constant A
H
= A
x
= A
y
. Equations (11.1) become:
p
x
= f v +
z
_
A
z
u
z
_
+ A
H
2
u
x
2
(11.18a)
p
y
= f u +
z
_
A
z
v
z
_
+ A
H
2
v
y
2
(11.18b)
Munk integrated the equation from a depth D to the surface at z = z
0
which is similar to Sverdrups integration except that the surface is not at z = 0.
Munk assumed that currents at the depth D vanish, and that (11.3) apply at
the horizontal boundaries at the top and bottom of the layer.
To simplify the equations, Munk used the mass-transport stream function
(11.16), and he proceeded along the lines of Sverdrup. He eliminated the pres-
sure term by taking the y derivative of (11.18a) and the x derivative of (11.18b)
to obtain the equation for mass transport:
A
H
. .
Friction
x
= curl
z
. .
Sverdrup Balance
(11.19)
where
4
=
4
x
4
+ 2
4
x
2
y
2
+
4
y
4
(11.20)
is the biharmonic operator. Equation (11.19) is the same as (11.6) with the
addition of the lateral friction term A
H
. The friction term is large close to a
lateral boundary where the horizontal derivatives of the velocity eld are large,
and it is small in the interior of the ocean basin. Thus in the interior, the
balance of forces is the same as that in Sverdrups solution.
Equation (11.19) is a fourth-order partial dierential equation, and four
boundary conditions are needed. Munk assumed the ow at a boundary is
parallel to a boundary and that there is no slip at the boundary:
bdry
= 0,
_
n
_
bdry
= 0 (11.21)
where n is normal to the boundary. Munk then solved (11.19) with (11.21)
assuming the ow was in a rectangular basin extending from x = 0 to x = r,
and from y = s to y = +s. He further assumed that the wind stress was zonal
and in the form:
T = a cos ny + b sinny + c
n = j /s, j = 1, 2, . . . (11.22)
Munks solution (Figure 11.6) shows the dominant features of the gyre-scale
circulation in an ocean basin. It has a circulation similar to Sverdrups in the
200 CHAPTER 11. WIND DRIVEN OCEAN CIRCULATION
Figure 11.6 Upper Left: Mean annual wind stress Tx(y) over the Pacic and the curl of
the wind stress. Upper Right: The mass transport stream function for a rectangular basin
calculated by Munk (1950) using observed wind stress for the Pacic. Contour interval is
10 10
6
m
3
/s = 10 Sverdrups. The total transport between the coast and any point x, y
is (x, y).The transport in the relatively narrow northern section is greatly exaggerated.
Lower Right: North-South component of the mass transport. Bottom: The solution for a
triangular basin. (From Munk, 1950).
eastern parts of the ocean basin and a strong western boundary current in the
west. Using A
H
= 5 10
3
m
2
/s gives a boundary current roughly 225 km wide
with a shape similar to the ow observed in the Gulf Stream and the Kuroshio
(Figure 11.7).
The transport in western boundary currents is independent of A
H
, and it
depends only on (11.6) integrated across the width of the ocean basin. Hence,
it depends on the width of the ocean, the curl of the wind stress, and . Using
the best available estimates of the wind stress, Munk calculated that the Gulf
Stream should have a transport of 36 Sv and that the Kuroshio should have a
11.4. OBSERVED CIRCULATION IN THE ATLANTIC 201
Figure 11.7 Left: Northward mass transport X and transport per unit length X
/k in the
ocean calculated by Munk (1950). Right: Mass transport stream function y computed
from hydrographic data across the Kuroshio and Gulf Stream. The Gulf Stream data
were collected by the Atlantis at stations 12251231 in April 1931; the Kuroshio data were
collected by the Mansyu at stations 429434 in January 1927. x = 0 is at the continental
shelf. (From Munk, 1950).
transport of 39 Sv. The values are about one half of the measured values of
the ow available to Munk. This is very good agreement considering the wind
stress was not well known.
Recent recalculations show good agreement except for the region oshore
of Cape Hattaras where there is a strong recirculation. Munks solution was
based on wind stress averaged aver 5
20
. Thus
oceanic storms are much smaller than atmospheric storms.
Perhaps we can see the mean ow if we average the drifter tracks. What
happens when Richardson averages the tracks through 2
boxes? The
averages (Figure 11.10 bottom) begin to show some trends, but note that in
some regions, such as east of the Gulf Stream, adjacent boxes have very dierent
means, some having currents going in dierent directions. This indicates the
204 CHAPTER 11. WIND DRIVEN OCEAN CIRCULATION
ow is so variable, that the average is not stable; and 40 or more observations
do not yields a stable mean value. Overall, Richardson nds that the kinetic
energy of the eddies is 8 to 37 times larger than the kinetic energy of the mean
ow. Thus the oceanic turbulence is very dierent than laboratory turbulence.
In the lab, the mean ow is typically much faster than the eddies.
Further work by Richardson (1993) based on subsurface buoys freely drifting
at depths between 500 and 3,500 m, shows that the current extends deep below
the surface, and that typical eddy diameter is 80 km.
Gulf Stream Recirculation Region If we look closely at gure 11.9 we
see that the transport in the Gulf Stream increases from 26 Sv in the Florida
Strait (between Florida and Cuba) to 55 Sv oshore of Cape Hattaras. Later
measurements showed the transport increases from 30 Sv in the Florida Strait
to 150 Sv near 40
N.
The observed increase, and the large transport o Hatteras, disagree with
transports calculated from Sverdrups theory. Theory predicts a much smaller
maximum transport of 30 Sv, and that the maximum ought to be near 28
N.
Now we have a problem: What causes the high transports near 40
N?
Niiler (1987) summarizes the theory and observations. First, there is no
hydrographic evidence for a large inux of water from the Antilles Current
that ows north of the Bahamas and into the Gulf Stream. This rules out the
possibility that the Sverdrup ow is larger than the calculated value, and that
the ow bypasses the Gulf of Mexico. The ow seems to come primarily from
the Gulf Stream itself. The ow between 60
W and 55
W and
75
W. Thus, there are two subtropical gyres: a small gyre directly south of the
Stream centered on 65
N south of the Stream. Eddies in the Stream convert the potential energy
to kinetic energy through baroclinic instability. The instability leads to an
interesting phenomena: negative viscosity. The Gulf Stream accelerates not
decelerates. It acts as though it were under the inuence of a negative viscosity.
The same process drives the jet stream in the atmosphere. The steeply sloping
density surface separating the polar air mass from mid-latitude air masses at the
atmospheres polar front also leads to baroclinic instability. For more on this
fascinating see Starrs (1968) book on Physics of Negative Viscosity Phenomena.
11.4. OBSERVED CIRCULATION IN THE ATLANTIC 205
Figure 11.10 Top Tracks of 110 drifting buoys deployed in the western North Atlantic.
Botton Mean velocity of currents in 2
N 71
W. (From Richardson
1983).
Lets look at this process in the Gulf Stream (gure 11.11). The strong
current shear in the Stream causes the ow to begin to meander. The meander
intensies, and eventually the Stream throws o a ring. Those on the south
206 CHAPTER 11. WIND DRIVEN OCEAN CIRCULATION
Figure 11.11 Gulf Stream meanders lead to the formation of a spinning eddy, a ring. Notice
that rings have a diameter of about 1