The D&O Diary

The List: Stanford Group-Related Litigation

Last Updated: February 24, 2009

Table I: Federal Securities Class Action Litigation

(substantially related proceedings listed in Table IV, below)

Date Court Parties (Defendants/Plaintiffs) Link D&O Diary

2/17/09 S.D.Tex. Stanford Group Company; Stanford Here Here
Financial Group; Stanford
International Bank Ltd; Stanford
Capital Management LLC; R. Allen
Stanford; James Davis; Laura
Pendergast-Holt; Jay Comeaux; Jason
Green/ Jerry Adams, Jerry Errington,
Ben Gomez, Michael Hicks, on behalf of
all persons who purchased securities and
CDs sold by defendant Stanfrod between
January 1, 2000 and February 17, 2009
{Note: These same plaintiffs filed a
substantially identical action in the
Northern District of Texas as well, refer
here}

Table II: State Court Actions

Date Court Parties (Defendants/Plaintiffs) Link D&O Diary
2/19/09 Tex. Stanford Group Company; Stanford Here Here
Dist.Ct. Financial Group; Stanford Capital
Management LLC; Stanford Venture
Capital Holdings, Inc.; Stanford Group
Holdings, Inc.; Stanford International
Bank, Ltd; R. Allen Stanford; James M.
Davis; Laure Pendergast-Holt/ Johan
Pieter Dahl, Trustee of the Rocky
Mountain Trust

Copyright 2009 Kevin M. LaCroix

 Table III: Other Proceedings

Date Forum Parties (Defendants/Plaintiffs) Link D&O Diary

2/17/09 N.D. Tex Stanford International Bank, Ltd.; Here
Stanford Group Company; Stanford
Capital Management LLC; R. Allen
Stanford; James M. Davis; Laura
Pendergast-Holt/Securities and
Exchange Commission

Table IV: Related Proceedings

Date Court Parties (Defendants/Plaintiffs Link D&O Diary

2/18/09 S.D. Tex. Stanford International Bank, Ltd; Here Here
Stanford Group Company; Stanford
Capital Management LLC; R. Allen
Stanford; James M. Davis; Laura
Pendergast-Holt/ John Cohron on behalf
of all persons who purchased CDs from
SIB or shares in SIB’s SAS program
between February 19, 2004 and February
17, 2009
2/17/09 N.D.Tex. Stanford Group Company; Stanford Here
Financial Group; Stanford
International Bank Ltd; Stanford
Capital Management LLC; R. Allen
Stanford; James Davis; Laura
Pendergast-Holt; Jay Comeaux; Jason
Green/ Jerry Adams, Jerry Errington,
Ben Gomez, Michael Hicks, on behalf of
all persons who purchased securities and
CDs sold by defendant Stanfrod between
January 1, 2000 and February 17, 2009
{Note: These same plaintiffs filed a
substantially identical action in the
Southern District of Texas as well, as
noted above}
2/23/09 M.D. La. Stanford Group Company; Stanford Here Here
Financial Group; Stanford
International Bank, Ltd.; Stanford
Holdings, Inc.; Stanford Capital
Management, LLC; R. Allen Stanford;

Copyright 2009 Kevin M. LaCroix

 James Davis; Laura Pendergast-Holt/
Sandra Allen on behalf of all persons who
purchased securities or certificates of
deposit sold by or through defendant
Stanford entities from January 1, 2000
through February 17, 2009

Copyright 2009 Kevin M. LaCroix