Beruflich Dokumente
Kultur Dokumente
As Emory University (Atlanta, Georgia) and the identified individuals may have or will have
dealings with you, the accountability of Emory’s administrators should concern you.
Building and maintaining a just society in America are of great importance and interest to
members of the general public. After all, an uncaged power whatever its size can devour anyone
In the Georgia State Court of DeKalb County in Decatur, Robert Gross, with Emory University
Neurosurgery Department, has been sued for defamation, deceit, breach of fiduciary duties,
In the same court, Daniel Barrow, Chair of Emory University Neurosurgery Department, has
been sued for defamation, deceit, breach of fiduciary duties, negligence and punitive damages.
In the same court, Thomas Lawley, Dean of Emory University Medical School, has been sued
for deceit, breach of fiduciary duties, negligence, conspiracy and punitive damages.
When the defendants forced the injustice upon Plaintiff, they did not just act as individuals. As
they claimed, Defendants Robert Gross, Daniel Barrow and Thomas Lawley conducted their
“investigation” and “review” in the name of “Emory University Medical School”. They
knowingly defamed Plaintiff and destroyed Plaintiff's scientific career “in compliance with
Emory’s policies”. They also “defended” their actions in the court of law with Emory’s funds.
Yet, all were and are done out of the sight of the Emory community and the general public.
In addition, since Defendants Emory, Robert Gross, Daniel Barrow and Thomas Lawley have
gathered some witnesses around them to defend their cases with sworn affidavits, their efforts
should not be let go unnoticed. Also, since they have dared to submit the false testimonies to the
court, I should dare to comment on such public information. It is up to the conscionable minds to
judge whether the defendants are defending with truth or insulting the American justice system.
Due to the defendants’ misconducts, Plaintiff, a foreigner, who earned a Ph.D. after years of
effort and came to Atlanta with dreams has been unemployed and unemployable for 34 months.
Unconscionably ignoring unbearable damages inflicted on Plaintiff’s career and life by their acts,
Defendants Robert Gross, Daniel Barrow and Thomas Lawley have “defended” their conspiracy
with Emory’s funds and disgraceful tactics (up to future revelation) for 30 months and wish to
Although Plaintiff will fight for his name and career in the court of law with an invincible
conviction, it does not mean justice can only be pursued in courts. Besides, the American judicial
system, at its best, only safeguards the bottom line of a just society. It is the people in general
that uphold the integrity, conscience and dignity of human kind only upon which humanity and
addition to rebutting the defendants’ frivolous “defense” and fraudulent testimonies, Plaintiff has
to fight for his right to a fair trial before judges in DeKalb County State Court where the
institutional presence of Defendant Emory is more than visible. The previous presiding judge,
who once dismissed Defendant Enrique Torre (with Emory Medical School) (he was deemed as
a defendant again by another judge after Plaintiff's motion) and dismissed some claims against
the defendants (one claim was reinstated by another judge upon Plaintiff’s motion and some are
still pending for reconsideration), disqualified herself after Plaintiff’s motion revealing that the
judge’s spouse was a current employee of Defendant Emory University Medical School and the
judge herself was an Emory’s alumnus. However, till her disqualification, the judge had never
disclosed her connection and had been on the cases for one whole year! The current judge is also
a graduate of Defendant Emory University (so is his spouse) and Plaintiff’s motion to disqualify
him (due to his bias and prejudice against Plaintiff and his undisclosed connection with the
defendants) has been pending and undecided before the court for nearly 9 months!
Before this message is sent, the defendants as well as Emory University President James W.
Wagner and his cabinet were given numerous chances to undo injustice immediately
(exemplified below). They refused. A system has completely failed. Therefore, this message is
an extraordinary step under extraordinary situation in an effort to spread the truth and shorten the
agonies (but not to destroy careers for revenge). As no one, no matter how courageous and
resilient, has to tolerate the continuing insults and destruction the defendants forced upon
Should Emory University truly deserve its reputation, it shall defend its administrators’ deeds
As this message is spread so that the truth can be known and the human conscience can judge,
your understanding and attention (reading the truth) are gracefully and deeply appreciated. So is
Note: Understandably, anonymity is only meant to deter unnecessary disturbance and does not
_______________
The following is one opportunity given by Plaintiff to the defendants to undo injustice, which
was disregarded.
“Defendant,
Before imminent actions are taken, I would like to state the following in the event
that whatever bit of human conscience and reason that are still inside you is
salvageable.
Since May 2006, especially since the commencement of the civil actions, you
have had enough time to understand the entire diabolical affair. Your attorney also
requested information from me and has ceased such efforts. In fact, for quite some
time, your attorney’s energy has primarily spent on blocking my effort to unveil
the unsilenceable truth. Accordingly, Plaintiff’s motions to compel discovery
have been filed with the court.
To this day, the travesty as well as the injustice has been played out for over 18
months! It is clear to me that you, as a defendant, comprehend your role in the
whole saga and the atrocious damages inflicted on me. Yet, beyond reason, you
wish to drag the affair even longer to your benefit behind the institution-funded
attorneys.
ENOUGH IS ENOUGH!
The following is taken from the court filings and summarizes the factual basis underlying the
civil actions according to Plaintiff. You are welcome to view them in their entirety. You can also
find the defendants’ responses. At this stage, Plaintiff believes with dignity that it is justified to
1. Plaintiff has a PhD in molecular biology. In 2003, Emory University (“Emory”) entered into
molecular biology research for its Medical School Department of Neurosurgery in the laboratory
of Robert E. Gross (“Defendant Gross”), for a period of one year. This contractual agreement,
signed by Plaintiff and Defendant Gross, on Emory’s behalf, clearly stated “[y]ou (Plaintiff) may
view the benefits and policies associated with your employment by accessing Emory’s
performance, and the availability of funding. At the close of each academic year, I will provide
you with a performance evaluation that will determine your eligibility for a merit pay increase
based on the quality of your performance”, “[y]our (Plaintiff’s) endorsement and return of this
appointment offer to me (Defendant Gross) will serve as evidence of your acceptance of this
position and its conditions”. Using the provided link, Plaintiff located the documents referred to,
including, but not limited to, “Policy for Postdoctoral Fellows/Emory University School of
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Medicine”, “Performance Management”, “Standards of Conduct”, “Corrective Discipline”,
2. Emory’s “Policy for Postdoctoral Fellows” stated “[u]nsatisfactory job performance or failure
to comply with University Standards of Conduct should be discussed with the fellow and
documented in writing (by mentor)”, “[i]f disputes arise between postdoctoral fellow and mentor
University Human Resources Policies & Procedures: Procedure for Handling Complaints and
Grievances Not Involving Discrimination. Resolution may be sought for matters that are not
otherwise covered by grievance procedures of the University through the Office of the Dean,
School of Medicine”.
3. The “Policy for Postdoctoral Fellows” further provided “[p]ostdoctoral research opportunities
at Emory University School of Medicine are intended to foster the training of basic and clinical
research scientists. Included within this goal is the concept that postdoctoral fellows, with the
guidance of their mentors, will develop a scientific project that utilizes the creativity and
independence of the fellow. In this spirit, the mentor will provide adequate facilities, funds, and
the appropriate guidance to achieve the agreed upon goals of the project. In addition, mentors
should provide guidance in critical review of scientific information, grant writing, manuscript
writing and preparation, presentation of scientific information, and in the art of performing
research. Mentors should also advise and as possible, aid fellows in decisions regarding future
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4. In addition, “Corrective Discipline” provided “[a]ll communications with employees regarding
discipline should clearly identify the issues of concern and should be clear and direct. Discipline
should be timely and consistent and it should not be administered in haste or anger”.
5. From April 2003 to 2006, based on documented satisfactory evaluations of Plaintiff’s work
performance, signed by Plaintiff and Defendant Gross, Emory repeatedly renewed Plaintiff’s
employment contract from year to year with merit pay increases. Using Plaintiff’s research
results, Defendant Gross applied for and was granted research funds. Collaboration with
researchers within and outside Emory was actively sought by Defendant Gross to benefit from
Plaintiff’s findings. On February 17, 2006, Defendant Gross signed a third contract renewal to
employ Plaintiff till February 26, 2007. As the wording of each agreement and the intentions of
both signing parties indicated, contracts signed in 2004, 2005 and 2006 were mere renewals or
extensions of the one signed in 2003. Both parties did not express an intention to change the
terms and conditions of Plaintiff’s employment with Emory. During the entire period of
Plaintiff’s employment with Emory including when Emory terminated and breached Plaintiff’s
employment contract, Plaintiff was continually employed and consistently dealt with as a
postdoctoral biologist.
6. As a postdoctoral researcher, Plaintiff’s research was intended to support the effort to improve
the outcome of transplantation treatment for Parkinson’s disease and included molecular biology
lab work to study the mechanism of axonal growth inhibition of neural stem cells and developing
strategies to counteract inhibitory influences. Plaintiff’s research project was, until May 2006, a
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“Enhancement of Neurite Outgrowth From Primary and Stem-cell Derived Neurons by
Department in Defendant Gross’ laboratory, had unduly resulted in verbal conflicts with Plaintiff
on several occasions since he joined to work for Defendant Gross in 2004, albeit Plaintiff’s effort
to maintain a courteous professional relationship with him. Although being purely his own
misperceptions, Defendant Torre regarded his faculty status giving him some superiority over
Plaintiff in scientific discussions and use of laboratory facilitates, etc. On the morning of May
17, 2006, without providing notice or any justifications whatsoever, expressed or implied, then
and even to this day to any party, Defendant Torre ignored a written standing reservation of a
dissecting bench posted by Plaintiff in performing Plaintiff’s contractual duties and intended to
occupy Plaintiff’s reserved workplace. Plaintiff’s reservation read “[i]f you have to use this
bench on any Wednesday from 9 AM through 12 PM, please let me know. Appreciate it. XX”
and was posted inside the bench at least ten days prior to May 17. Since Plaintiff’s research work
was very time-sensitive (had to be completed by noon) and involved about four weeks of
scheduled work prior to and following each Wednesday, Plaintiff could not drop his planned
work without great loss. Therefore, to avoid a confrontation as well, Plaintiff initiated an effort to
seek a solution. Plaintiff asked Defendant Torre whether he had to utilize the bench on that
morning. Defendant Torre responded affirmatively but did not explain. Then Plaintiff reminded
Defendant Torre that it had been a routine for Plaintiff to do the dissecting work on Wednesdays,
as Defendant Torre was previously orally made aware by Plaintiff, and asked why Defendant
Torre did not inform Plaintiff about his plan in advance. Defendant Torre replied “you talk to
me” while pointing his finger. Plaintiff looked for Defendant Gross to report the situation.
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However, Defendant Gross was doing a surgery and not available for intervention. Plaintiff went
back to talk out a solution with Defendant Torre. During the entire period, Plaintiff did not
provoke Defendant Torre orally and/or physically. Plaintiff only insisted on obtaining
justifications for Defendant Torre’s disregard of Plaintiff’s reservation and asserted that, without
good cause on Defendant Torre’s part, Plaintiff would proceed with his reservation. Out of a
sudden, Defendant Torre leaned against Plaintiff and put his face over Plaintiff’s. He’s about
6’3” in height and Plaintiff’s 5’8”. Defendant Torre wiggled all his fingers over Plaintiff’s face
while quivering his lips with tongue tip exposed to insult Plaintiff. He repeated doing this three
times. In between, Defendant Torre provoked Plaintiff verbally “What can you do about it?”
repeatedly to Plaintiff’s face. Plaintiff was deeply offended and infuriated. Out of anger,
frustration and impulse to end Defendant Torre’s provocation, Plaintiff tumbled Defendant
Torre’s mice cage which was by Plaintiff’s hand on a table. Defendant Torre did stop making
faces, but he suddenly slapped Plaintiff on the left side face and neck forcefully. After being
struck and facing continued physical threats, Plaintiff used necessary force to defend himself.
Realizing not being able to take advantage of his height and only after Plaintiff’s warning,
Defendant Torre stopped physical provocations and retreated. While bearing bruises and feeling
sever pain in his left-side face and neck, Plaintiff completed his scheduled work with delay.
After completing his work, Plaintiff left the bench to be used by Defendant Torre. Around 1 PM
on May 17, Plaintiff showed his injuries to Ms. E who worked in an adjacent laboratory.
8. Shortly after the incident occurred, Defendant Gross became aware. Since there was no eye-
witness of the event, no record showed that Defendant Gross was then able to determine what
had occurred on May 17 and who was to blame. However, instead of seeking the truth as a
responsible laboratory director would act, Defendant Gross almost immediately decided that
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Plaintiff was to be fired and Defendant Torre was to be excused purely based on calculation of
his own interest. In order to portray Plaintiff as being not only guilty but the sole trouble-maker,
Defendant Gross solicited and orchestrated, with others including Defendant Torre and
terminate Plaintiff’s employment with Emory and unjustly benefit from Plaintiff’s research.
(1) On May 18, 2006, as Plaintiff later became aware, Defendant Gross e-mailed to Jae Schmidt
May 17 incident, “XX XXX (post doc; history of interpersonal problems in the lab) and Enrique
Torre (Asst Prof)”. Unmistakably, Defendant Gross was making a false and undocumented
allegation with a clear intention. A conspiracy against Plaintiff was taking shape.
launched his inquiry into the May 17 incident with an undeniable bias. On May 22, during his
first meeting with Schmidt, Plaintiff received a letter informing him being placed on
Administrative Leave without pay pending Schmidt’s investigation “of the review of the physical
altercation you had” with Defendant Torre. Plaintiff provided Schmidt with his full recount of
the May 17 incident. Noticeably, nothing other than the incident was inquired or discussed. As
Plaintiff later became aware, Schmidt’s memo of Plaintiff’s meeting with him contained
numerous miscounts and was not a truthful record of what was said by Plaintiff. In addition,
Schmidt’s wording was not neutral.On the other hand, although Schmidt subsequently met
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(3) On May 22, as Plaintiff later became aware, during his meeting with Schmidt, Defendant
Torre lied about the May 17 incident and attacked Plaintiff with fabricated interpersonal
problems. (i) Defendant Torre asserted that he “had noted a sign in the area” and mistakenly
thought it was for a specific Wednesday. However, Defendant Torre further stated that another
employee clarified “every Wednesday” to him later, which meant that Plaintiff’s note could be
correctly received by others. (Yet, on May 30, Defendant Torre told Daniel Barrow that he had
“no prior knowledge” regarding Plaintiff’s reservation of the bench for Wednesday mornings.
See below). Nonetheless, Schmidt did not question Defendant Torre why he had not clarified his
confusion with Plaintiff before the dissection and, instead, he went ahead with a risk running into
a conflict without any justifications and why Defendant Torre continued to obstruct Plaintiff’s
scheduled work after being informed on the morning of May 17. (ii) Defendant Torre replied to
Schmidt’s question “if he waved his hands in jest of Dr. XXX” with “I don’t know. . . maybe.. .
it’s possible”. As described, Defendant Torre provoked and insulted Plaintiff with his hands and
mocking faces repeatedly. However, five days later, Defendant Torre selectively lost his memory
but did not dare to totally deny it. (iii) Defendant Torre alleged to Schmidt that he “pushed”
Plaintiff “backwards with his right hand”. Defendant Torre’s confusion between “pushing” and
“slapping” was as appalling as his untruthfulness. Nonetheless, Schmidt did not question
Defendant Torre’s integrity and did not verify with Ms. E. who witnessed Plaintiff’s injuries
shortly after the incident (see below). (iv) Defendant Torre complained to Schmidt about
Plaintiff “refusing to share the workspace”. However, such statement was as illogical as
untruthful since not only Defendant Torre never intended to negotiate a solution and never
suggested sharing of the workspace but more noticeably the dissection bench deemed merely to
be used by one person at a time. Plaintiff could not have refused a non-existing and impractical
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request. (v) Defendant Torre contended, “despite his (Defendant Torre’s) efforts to help advance
Dr. XXX’s career through mentorship and enforcement of scientific methods Dr. XXX perceived
such feedback as criticism”, “Dr. XXX could not work in a team, and preferred to work alone
occasion related to scientific methods, but without physical contact prior to the incident on 5/17”,
“neither he, nor other lab members are able to share with Dr. XXX because he is ‘prone to
explosions’”. Up to now, Defendant Torre refused to provide any evidence to justify his above-
cited allegations. Unmistakably, Defendant Torre’s fraudulent and malicious slander was
committed for a self-serving goal, to defame Plaintiff and evade responsibility. Deliberately or
fact, they were never disclosed to Plaintiff. Noticeably, (a) Defendant Gross not only was present
during the entire meeting but met Defendant Torre before Schmidt did; (b) prior to meeting
Defendant Torre, Defendant Gross had already received information concerning what was
communicated at Plaintiff’s earlier meeting with Schmidt. Up to this day, Emory and other
defendants have refused to disclose the time and content of Defendant Gross’ conversations with
Defendant Torre regarding the May 17 incident and Plaintiff after May 17, 2006.
(4) Throughout Schmidt’s investigation from May 22 till June 12, 2006, Defendant Gross never
conferred with Plaintiff to seek information, not even through e-mail communication. Defendant
Gross did not even mention a word regarding the May 17 incident during or after a meeting in
his office where all laboratory members, including Plaintiff and Defendant Torre, attended on
May 19, 2006. Noticeably, as Plaintiff later became aware, Defendant Gross assured to Schmidt
that he had spoken to all laboratory members except Plaintiff from May 17 till May 23 regarding
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the “situation”. Yet, to this day, Emory and other defendants have refused to disclose to Plaintiff
(5) On May 23, 2006, as Plaintiff later became aware, Defendant Gross disgracefully made
further false and malicious assertions to Schmidt in an e-mail regarding Plaintiff’s job
performance and working relations with co-workers, albeit the facts that Defendant Gross
himself repeatedly renewed Plaintiff’s employment, signed three satisfactory annual evaluations
of Plaintiff’s job performance (no issue was mentioned whatsoever), and promised in Summer
2005 to provide employment reference for Plaintiff. Defendant Gross stated, “over the last 3
years there have indeed been ongoing problems with Dr. XXX’s work. He is neglectful of
scientific rigor and takes any criticism of his work very personally. He is very difficult to mentor.
He is obstinate to an extreme. It takes a great deal of coddling and explaining to have him accept
criticism of his results” “In sum, it has been a difficult experience with Dr. XXX”. Meanwhile,
Defendant Gross stated, Defendant Torre “is an outstanding scientist and has been an excellent
mentor to several students. He is extremely dedicated and impeccable in his approach to science
and the scientific method”. In the same e-mail, Defendant Gross not only recklessly used
anonymous and unverified “hearsay” allegations to attack Plaintiff, but also bet on his own
reputation to pardon an offender by stating “I’m sure he (Defendant Torre) regrets it, but I am
not sure that if I was myself in his shoes I would not have reacted in the same way”. Although
being the lab director and “mentor” of Plaintiff, Defendant Gross never conferred with Plaintiff
to seek information regarding the May 17 incident or any alleged issues from May 17, 2006 till
this day. Yet beyond comprehension and as a supreme insult to human conscience, Defendant
Gross alleged to Schmidt, “I have gone to great lengths to help him (Plaintiff) succeed”, “I must
conclude that the culpability lies to the far greater share in Dr. XXX’s behavior. Although more
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restraint should have been exhibited by Dr. Torre, I feel he was provoked beyond reason, and
this is not part of any ongoing difficulty on his part”. Evidently, Defendant Gross’ fictitious
allegations were used by Schmidt and others without verification, to reach their decision against
Plaintiff and intentionally concealed from Plaintiff since their existence. The Neurosurgery
Department did not even present Defendant Gross’ e-mails to Emory Medical School appeal
committee to be reviewed (see below). To this day, Emory and Defendant Gross have refused to
provide any factual base for Gross’ allegations and Plaintiff’s annual evaluations.
(6) In addition, as Plaintiff later became aware, on the second day of Schmidt’s investigation, if
not earlier, Defendant Gross already unmistakably affirmed to Schmidt his determination to
terminate Plaintiff but pardon Defendant Torre in his May 23 e-mail. Defendant Gross wrote,
“[w]hatever conclusion as to culpability one might make, it is clear to me that the situation [the
incident] would not exist were it not for Dr. XXX’s obstinate, argumentative, and abusive
approach to his co-workers”, “[p]ersonally, I regret the effects that dismissal would have on Dr.
XXX’s career, … In contrast, I would be personally distraught if the current altercation were to
negatively impact Dr. Torres career”. Evidently, Gross was divulging his plot and soliciting
(7) On May 30, 2006, as Plaintiff later became aware, in addition to lies and fabrications,
Neurosurgery Department, in a meeting that he did “not have as tight a time window” and “he
needed 2-3 hours that day”. Since Plaintiff’s reservation was only for 9-12 on Wednesday
mornings, therefore, Defendant Torre confessed to Defendant Barrow and Schmidt about his
complete lack of justification to invoke the confrontation and insult Plaintiff on the morning of
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May 17. Deliberately or negligently, Defendant Barrow kept this confession from Plaintiff
Schmidt’s memo, “he (Defendant Torre) has avoided confrontation to the best of his ability” and
(8) Subsequently on May 30, during his only meeting with Plaintiff, Defendant Barrow merely
sought information from Plaintiff regarding the May 17 incident. Nothing regarding job
performance and interpersonal issues as alleged by Defendants Gross and Torre was either
discussed or verified. Job performance of other lab members was also not addressed. Since he
had already received fraudulent allegations from Defendants Gross and Torre regarding Plaintiff
and known Defendant Gross’ proposition of terminating Plaintiff’s employment before the
meeting, Defendant Barrow was deliberately as depriving Plaintiff of a right to defend his
(9) On May 30, 2006, as Plaintiff later became aware, during her subsequent meeting with
made fraudulent allegations regarding Plaintiff’s interpersonal problems with her and two former
conflicts between her and Defendant Torre. As a publicly known fact, Jackson openly
complained about Defendant Torre having “stolen” her tissue culture medium more than once
and quarrelled with Defendant Torre over other issues in front of co-workers on several
occasions. Jackson was one of the lab members who Defendant Gross spoke to before May 23,
2006 and information communicated between them has never been disclosed to this day.
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(10) On May 30, as Plaintiff later became aware, in a further attempt to solicit Schmidt’s and
Defendant Barrow’s participation in his conspiracy plot, Defendant Gross wrote to Schmidt, “if
at all humanly possible I would like this issue resolved today. I will be out of town on Thursday
and Friday. I would like to leave knowing that Dr. Torre is happily reinstated. Please let me
know what I need to do”. Defendant Gross went on to add, “[i]ronically, I received an email
asking for a reference for Dr. XXX. Much as it would seem best for he and my lab just to help
him get that job. I will need to be honest if I fill it out. I would like advice on how to give him
the option on saying there is no reference available from me”. Defendant Gross never mentioned
such e-mailed request to Plaintiff. However, Defendant Gross did put Defendant Torre, a party
being investigated at that time, in the cc-list of the said e-mail. To this day, Emory and
Defendant Gross have refused to provide any justifications for Defendant Gross’ act.
(11) Late on May 30, as Plaintiff later became aware, within hours of meeting Defendant Torre,
Plaintiff and Jackson, Defendant Barrow met Defendant Gross and already announced Plaintiff’s
“departure” and Defendant Torre’s retention. Defendant Barrow alleged, “Dr. XXX’s chronic
problem successfully interacting with others while Dr. Torre has not had such difficulties, and
there have been no prior complaints about him”, “Dr. XXX’s track record of personality conflicts
coupled with his marginal scientific performance lead him to recommend Dr. XXX’s departure
from the job”. Unmistakeably, Defendant Barrow knew that Plaintiff was never given a chance
to defend his reputation and work. Defendant Barrow also knew that Defendant Torre’s record
was “clean” because he and Schmidt along with Defendant Gross misled lab members including
Plaintiff not to say a word or say otherwise. Noticeably, as documented by Schmidt, Defendant
Barrow noted that “Dr. XXX did have an appropriate sign in place which Dr. Torre disregarded”.
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Barrow also noted that “perhaps Dr. Torre could have waited for Dr. XXX to complete his time-
(12) Facing lack of information, Plaintiff e-mailed Defendant Barrow and Schmidt on June 3 and
June 5, 2006, respectively, requesting being “informed and updated about the ongoing process”
and questioning “if in any way I can assist to expedite the ongoing process”. Defendant Barrow
(13) On June 12, 2006, Schmidt delivered to Plaintiff a letter signed by Defendant Barrow on
June 9 allegedly terminating Plaintiff’s employment with Emory. Defendant Barrow’s letter
accomplished the goal of the conspiracy plotted and orchestrated by Defendant Gross. In his
letter, Defendant Barrow asserted to Plaintiff “[a]s you know, we recently investigated the events
of your altercation with Dr. Enrique Torre on May 17th, 2006. The purpose of this letter is to
advise you of the outcome of that investigation and our decision regarding your employment
status”. Defendant Barrow went on to allege, (i) Plaintiff used “physical force” against
Defendant Torre, but failed to acknowledge that such alleged force was in self-defense against an
aggressor’s assaults; (ii) Plaintiff had “numerous prior personal conflicts with other members of
communicative manner is a hindrance to the efficiency and ultimate success of the laboratory
and Department’s research enterprise”, but failed to provide any factual base; (iii) there have
been “other concerns regarding your (Plaintiff’s) performance”, but failed to mention even one;
(iv) Plaintiff had a “reluctance to accept criticism and guidance from your (Plaintiff’s)
supervisors”, but failed to realize that Defendant Gross was the only director of the laboratory
and the only “supervisor” with whom Plaintiff had done business with.
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(14) Despite of Emory and other defendants’ intentional concealment, Plaintiff later obtained a
copy of Defendant Barrow’s letter to Torre dated “June 9, 2006”. Therein, Defendant Torre was
“severely punished” or “penalized with” loss of one week of pay. Noticeably, Defendant Barrow
explicitly reprimanded Defendant Torre for complete lack of justifications to obstruct Plaintiff’s
planned research and to insult and provoke Plaintiff on May 17, 2006. Yet, intentionally,
Defendant Barrow did not mention a word about Defendant Torre’s physical assaults on Plaintiff
on May 17, 2006 albeit (1) Barrow terminated Plaintiff’s postdoctoral employment partly on
alleged “physical force” toward Defendant Torre; (2) Plaintiff demonstrated Defendant Torre’s
physical assaults on Plaintiff including the forceful swing of right hand during Plaintiff’s
meetings with Schmidt and Defendant Barrow and Ms. E negated Torre’s false contention of
(15) Evidently, Defendant Barrow and others knew that their decisions regarding Plaintiff and
Defendant Torre could not be justified by parties’ actions in the May 17 incident. Behind
Plaintiff’s back and in concert under a common plot, they fraudulently alleged issues regarding
Plaintiff’s job performance and interpersonal relations. As Plaintiff later became aware, Schmidt
summarized to others, Defendant Barrow “would like to offer Dr. XXX the option of resigning
prior to termination based on his history of personality conflicts and poor scientific
performance”.
(16) On June 12, after Plaintiff expressed his determination to appeal Defendant Barrow and
Schmidt’s decisions to higher authorities, Schmidt firmly asserted “[t]here is no appeal. The
decision is final”, “[n]o one is going to change the decision”. Schmidt was as depriving Plaintiff
of a due right as attempting to conceal the conspiracy. Only because Plaintiff was confident in
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his scientific competence and professionalism and outraged by Defendant Barrow’s irresponsible
Resources personnel and was finally instructed about the procedures of appealing to Dean Office
(17) On June 12, 2006, after knowing Plaintiff would formally initiate an appeal process,
Schmidt sent e-mails to others including personnel in Medical School Dean Office and Emory
(Plaintiff) could return to be a constructive member of the staff” and fraudulently alleging
“[a]fter Dr. XXX’s behavior today, and the attempted intimidation of our administrative staff, the
reasoning behind the action was reaffirmed for me”, “[h]e (Plaintiff) was reluctant to leave my
area today to the point that I had to have the police escort him out”, “you may need to again alert
the authorities if he becomes indignant”. In fact, Schmidt failed to point out the fact that Plaintiff
was, first in Neurosurgery Department’s common kitchen then in a public waiting room,
anticipating Defendants Gross’ and Barrow’s secretaries to pass on both individuals’ response
and preparing a written request of conference to Defendant Barrow when Schmidt called Emory
police. Schmidt also failed to mention that his “attempted intimidation” allegation was only
referring to the fact that Plaintiff, who was forced out to the street by Schmidt and did not carry a
(18) On June 12, 2006, after receiving the termination letter, Plaintiff made several attempts to
confer with Defendant Gross and in late afternoon received a reluctant reply phone call. During
the conversation, Plaintiff emphasized the fact that no one had discussed with him about the
alleged personal conflicts and job performance issues and, more importantly, Department’s
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investigators should not have based their decisions on the false allegations made by, as then
assumed by Plaintiff, Defendant Torre. In response, Defendant Gross asserted that he was not
involved in the Department’s investigation and he only accepted whatever decisions that were
made by the Department. When Plaintiff expressed his intent to appeal such decisions to Emory
Medical School, Gross suggested Plaintiff to challenge Defendant Barrow and Schmidt’s bias of
conducting their investigation. Plaintiff also pointed out the profound adverse impact of the
Department’s decision on his reputation and career. In reply, Defendant Gross assured Plaintiff
that he would accept Plaintiff back to his laboratory if Plaintiff’s appeal was successful.
Defendant Gross also assured that Plaintiff’s paper manuscript would be published with Plaintiff
as the first author. From the conversation, Plaintiff believed that Defendant Gross had no biased
views against Plaintiff and was merely reluctant to be personally involved in any aspects of the
development ensuing the incident on May 17. Plaintiff maintained such assessment until
February 2007 (see below). Evidently, Defendant Gross was attempting to conceal his role in the
conspiracy against Plaintiff. Noticeably, there is evidence showing that, before he spoke to
Plaintiff, Defendant Gross already knew Plaintiff’s appeal to Dean of Emory Medical School
was inevitable.
9. On June 16, 2006, Plaintiff filed an written appeal to Thomas Lawley, Dean of Emory Medical
investigation and its decisions. Plaintiff enumerated unfairness and injustice during Schmidt and
Defendant Barrow’s investigation. Plaintiff also provided a detailed recount of the May 17
incident between Plaintiff and Defendant Torre, which was the only written full account on
record by any party of what happened on the morning of May 17, 2006.
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10. After June 16, 2006, Plaintiff constantly contacted Defendant Lawley’s Office regarding his
review committee to supply him with an advisory report. Only then, Plaintiff obtained
documents prepared by Schmidt and knew for the first time the information contained therein
11. On July 20, 2006, Plaintiff had his only meeting with the appeal co mmittee for an hour and a
half. Since only a few questions were raised by the three members during the entire period,
Plaintiff highlighted the May 17 incident and the ensuing investigation and urged a fair and
thorough review with his detailed written comments on the documents the committee was
reviewing. Each member was provided with a copy of Plaintiff’s comments. Defendant Lawley
was also delivered a separate copy through the committee. In his comments, Plaintiff expressed
his deep disappointment that neither Schmidt nor Defendant Barrow had documented their
factual understanding, albeit untrue or partial, of what had happened on May 17 and wondered
how it would be possible to reach their decisions without such views. In addition to stressing his
disagreement with the alleged facts, Plaintiff unmistakeably challenged the integrity, truthfulness
and impartiality of Schmidt and raised a doubt as whether Schmidt had forged a document (see
below). Equally unmistakeably, Plaintiff raised questions over Defendant Barrow’s moral
irresponsible to base his decision regarding a researcher’s reputation and career merely on the
documents to be reviewed. In his comments, Plaintiff also unmistakeably pointed out that
Defendant Torre was as a liar as a bully. Plaintiff urged that individuals’ misconducts were to be
examined and held accountable accordingly. Plaintiff was addressing as to the appeal committee
17
as to Defendant Lawley who, as Dean of Emory Medical School, had the authority to examine
12. On August 3, 2006, Defendant Lawley sent a letter to Plaintiff upholding Defendant Barrow
and Schmidt’s decision. Defendant Lawley wrote, “I would first like to say that the individuals I
appointed to the committee are senior faculty and administrators, all respected for their wisdom,
knowledge and experience. I believe that their report, which is advisory and confidential to me,
indicates that they performed a thorough and comprehensive review of your termination. The
committee carefully considered not only the background materials I provided with the
committee’s charge, but also the written materials and oral information you provided to the
committee directly. I have evaluated the committee’s findings and recommendations”. As the
integrity of Defendant Lawley and his committee members exhibited through the review was
concerned, nothing could be further from the truth! Noticeably, Defendant Lawley failed to
proclaim the uncompromised moral integrity and uncorrupted human conscience of either his
“appointed individuals” or his own, which were indispensable from a moral and just process by
common sense. There is evidence that Defendant Lawley’s review of Defendant Barrow and
Schmidt’s investigation and decisions was nothing other than intentional furtherance of an
existing conspiracy plot against Plaintiff. The facts included, without limitation, the following,
(1) Although Plaintiff, in his appeal letter and comments on documents to be reviewed,
repeatedly alerted Defendant Lawley about Defendant Torre’s questionable integrity and
Defendant Barrow’s whatever decisions regarding him from the review process without
justifications. Unmistakably, Defendant Lawley was, in the least, preventing it seeing the light
18
that there were cover-ups favoring Defendant Torre during Defendant Barrow and Schmidt’s
investigation and Defendant Torre’s “punishment” did not fit his crime. Noticeably, to this day,
Emory has refused to disclose whatever disciplinary actions Defendant Torre received. Yet,
Defendant Lawley still entitled himself to claim that Defendant Barrow’s investigation was fair.
(2) In February 2007, through a court authorized discovery, Plaintiff became aware that
Defendant Lawley’s review committee reported their findings on August 2, 2006. For the first
time, Plaintiff undoubtedly realized that it was no wonder for Defendant Lawley to emphasize
such report as “confidential”. In spite of obviously spending time only on coining crafty
statements of findings and recommendations other than on verifying facts, the review committee
Schmidt’s investigation and integrity, all of which was deliberately kept from Plaintiff by
Defendant. Only through deceit, Defendant Lawley was then able to reaffirm the base for
Defendant Barrow and Schmidt’s decision regarding Plaintiff and justify his upholding.
Therefore, Defendant Lawley knowingly joined and expended a conspiracy against Plaintiff. In
addition to defaming Plaintiff once more, Defendant Lawley was covering up the misconducts of
(3) In their report, the review committee craftily stated, albeit irresponsibly, “in our opinion the
inquiry into this altercation was reasonable, fair and consistent with Emory University policy”.
However, in his August 3 letter, Defendant Lawley asserted to Plaintiff that “the committee
concluded that the Department of Neurosurgery’s inquiry into your termination was reasonable,
fair and consistent with University’s policies”. As “altercation” was only alleged as partly the
base for termination, Defendant Lawley’s misrepresentation was committed not by mistake but
19
to purposely mislead Plaintiff to cease challenging Schmidt and Defendant Barrow’s false
(4) In their August 2 report, the review committee noted without verifications of their own,
“Barrow’s termination letter to Dr. XXX notes ‘numerous prior personal conflicts with other
members of the laboratory before the current dispute’. We can not find documentation of this in
the records that we have for review”. Since job performance and interpersonal relations were
where Defendant Barrow and others alleged the base to terminate Plaintiff but spare Defendant
Torre, only through concealment, Defendant Lawley then dared to claim to Plaintiff on August 3,
2006, “the Department of Neurosurgery’s inquiry into your termination was reasonable, fair and
consistent with University’s policies”. Defendant Lawley completely ignored that he as Dean of
Emory Medical School, not the appeal committee, ultimately had a duty to protect Plaintiff’s
righteous reputation and safeguard the integrity of Medical School administrators and employees
as the truth and justice demanded. Unmistakably, Defendant Lawley was as conspiringly
(5) In their report, the review committee also craftily noted, “[t]he parties involved often have
very different opinions as to what was communicated during the interviews to investigate these
events”. The committee went on to suggest, “[i]t would be very helpful in the future to have an
uninvolved third party present during interviews, which would allow for verification of the facts
verbally communicated”. As “senior faculty and administrators, all respected for their wisdom,
knowledge and experience”, the committee members should have no problem to realize their
brutal but inescapable responsibility of verifying facts. They should also have realized that the
issue in question was who told the truth about what really happened on May 17 and during
20
Department’s investigation. In fact, Plaintiff did openly question whether Schmidt was an
unbiased and truthful note-taker. However, most of Plaintiff’s doubts were cast on Schmidt’s
memo of his meeting with Plaintiff on May 22, 2006. As noted in Schmidt’s memo, a third party
other than Plaintiff and Schmidt was indeed present during the entire meeting. There’s no record
showing that verification from that person was sought by the review committee. There’s also no
record showing that either the review committee or Defendant Lawley took any action to clarify
controversies and seek the truth. Yet, Defendant Lawley dared to claim to Plaintiff, the appeal
2006.
(6) In his Comments on documents to be reviewed, Plaintiff unmistakably alerted the review
committee and Defendant Lawley that Schmidt had forged one document fraudulently alleging
that he interviewed Ms. E. Although Plaintiff had presented her to Schmidt and Defendant
Barrow as the only person who closely examined Plaintiff’s injuries, Ms. E was never
interviewed by either individual. Out of her own conscience, Ms. E dropped by Schmidt’s office
on June 5, 2006 and provided her insight that the injuries inflicted on Plaintiff could not be
resulted by “push” as Defendant Torre claimed. However, Ms. E did not know at the time that
Defendant Barrow had already made his final decisions days before her visit. Disgracefully,
Schmidt claimed he “interviewed” Ms. E but dated his half-page memo of such conversation as
“July 7”, four weeks after Defendant Barrow ended his investigation and two weeks after
Plaintiff filed his appeal. Ignoring Plaintiff’s accusation without verification, the review
committee claimed Department’s investigation included the interview of Ms. E and, therefore,
“an attempt was made to identify the facts by interviews or written documents from the critical
21
parties involved”. Defendant Lawley also disregarded Plaintiff’s challenge. Unmistakably,
Defendant Lawley was as conspiringly covering up for Schmidt as evading his responsibility.
employment, the review committee and Defendant Lawley relied back on Plaintiff’s actions on
May 17, 2006. On August 3, 2006, Defendant Lawley wrote to Plaintiff, “[b]ased on your
conduct at the time of the altercation and statements made by you, the committee determined that
your violence toward Dr. Torre was not motivated primarily by concerns of self-defense”.
However, Defendant failed to mention that Defendant Barrow and Schmidt had never made such
determination when making their decisions. Defendant Lawley failed to mention that the
committee and himself had made no determination as what had occurred on May 17. In fact, to
this day, there’s no record from a party other than Plaintiff that has reconstructed, albeit being
true or false, the events on the morning of May 17, 2006. Defendant Lawley also failed to cite
any of Plaintiff’s statements suggesting that Plaintiff was not acting in self-defense on the
morning of May 17, 2006. In fact, to this day, Emory and Defendant Lawley have refused to
provide evidence in this regard. Ironically, by a court order, Defendant Lawley conceded that
none of his committee members took notes during their only meeting with Plaintiff.
(8) Defendant Lawley and the review committee also made another unconscionable attempt to
save their leaky conspiracy. On August 3, 2006, Defendant Lawley wrote to Plaintiff, “[t]he
committee also noted that in the course of the altercation, your actions resulted in a cage
containing mice to fall to the floor, allowing the mice to escape”. However, Defendant Lawley
failed to mention that an independent investigation into this affair, as pronounced by Defendant
22
Barrow, was never conducted, which would reveal the extreme circumstances of Plaintiff’s
(9) Although Plaintiff repeatedly alerted Defendant Lawley about Defendant Torre’s
performance, insulting co-workers’ dignity, violently causing Plaintiff bodily injuries and
actions to investigate, let alone to correct such serious problems. Defendant Lawley even
concealed from Plaintiff Schmidt and Defendant Barrow’s whatever decisions against Defendant
Torre and the fact that Defendant Torre was allowed to continue working in Defendant Gross’
laboratory. Defendant Lawley completely ignored that he as Dean of Emory Medical School had
a duty to protect the life, health, safety, and welfare of Medical School employees.
13. Unmistakably, Defendant Lawley was not conducting an honest and just review with solemn
responsibilities as Dean of Emory Medical School. Instead, Defendant Lawley was, as a co-
conspirator with preset goals against Plaintiff, acting in complete neglect of his duties owed to
Plaintiff and determinations truth and justice would authorize. As Emory’s agent, Defendant
14. As Emory’s authorized agents, Defendants were fully aware of his duties, as defined by
Emory’s pertinent policies and applicable laws including those governing confidential
relationships, to Plaintiff during their dealing with Plaintiff and Plaintiff’s employment. The
duties owed to Plaintiff by the defendants included without limitation: (a) the duty to permit
Plaintiff to duly complete and utilize results of his research project for career and related
purposes; (b) the duty not to falsely disparage Plaintiff’s performance as a researcher or
23
otherwise take any improper action intended to, or that would have the effect of, impairing his
career or future employability; (c) the duty to follow and abide by contractually binding Emory’s
published policies and procedures concerning employment and discipline; (d) the duty of due
diligence and care when conducting business and dealing with Plaintiff; (e) the duty of utmost
good faith and fair dealing. All of the foregoing duties and others were breached by Defendant.
15. As direct results the defendants’ conspiracy, Plaintiff sustained severe damages to his career
and personal well-being, including, without limitation, (1) Plaintiff’s employment contract with
Emory was breached and Plaintiff was deprived of due right to publication of his work and fair
reference for future employment; (2) Plaintiff’s reputation as a scientist and a person was
injured; (3) Plaintiff’s scientific career founded on long-time diligent efforts was ruined; (4)
24
Part II
Although the following only contains samples of the defendants’ “defense”, it is long.
Fortunately, the defendants’ answers only need to be read once. For some, with a sense of black
NOTE: Plaintiff agreed to talk to an assistant of the defense attorneys for more than two hours to
clarify the defendants’ (Emory, Barrow and Gross) alleged confusion on all discovery
requests, one by one. It was the defense attorney who promised to respond and never
delivered.
Q: Defendant Emory specifies, prior to May 22, 2006, what Jae Schmidt and Robert Gross had
known factually about the incident on May 17 between Plaintiff and Enrique Torre and
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence. Note: Plaintiff agreed to talk to an assistant of defense attorneys over
the phone for more than two hours to clarify Defendants’ alleged confusion on all discovery
requests, one by one. It was Defendants’ attorney who promised to respond and never
delivered.
25
Q: Defendant Emory specifies whether, on May 17, 2006, Enrique Torre did the following:
struck Plaintiffs left side face with his swinging right hand and later he pushed Plaintiff on the
chest several times, attempted to force into the dissection bench then used by the Plaintiff and
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory specifies which co-worker except Enrique Torre had complained about
inability to share lab space and equipment with Plaintiff and provides factual recounts of such
incidents. Defendant Emory also specifies whether the clean bench in the inner chamber of
the tissue culture room on the 6th floor of Woodruff Memorial Research Building was
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory produces the attachment sent with Enrique Torre's e-mail to Jae Schmidt on
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
26
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence. Without waiving and subject to said objections, Emory shows that it has already
Emory that are responsive to this request. Note: Plaintiff has challenged Defendant Emory to
Q: Defendant Emory produces all documents and communication that would indicate Jae
Schmidt scheduled to interview [Ms. E] on June 5, 2006 or any time. Indicate any information
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects to this
request on the grounds that it is not reasonably calculated to lead to the discovery of
admissible evidence. Without waiving and subject to said objections, Emory shows that it has
Documents to Emory that are responsive to this request. Note: Plaintiff has challenged
Defendant Emory to locate the allegedly provided information. Emory has not responded.
Enrique Torre informing him being placed on Administrative Leave around May 22, 2006.
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
27
evidence. Without waiving and subject to said objections, Emory shows that it has already
Emory that are responsive to this request. Note: Plaintiff has challenged Defendant Emory
Q: Defendant Emory produces the written document from the Neurosurgery Department to
Enrique Torre around June 12, 2006 informing him about the outcomes of its investigation of
the incident between Plaintiff and Enrique Torre on May 17, 2006. Specify the reasons if it is
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence. Without waiving and subject to said objections, Emory shows that it has already
Emory that are responsive to this request. Note: Plaintiff has challenged Defendant Emory to
Q: Defendant Emory specifies the factual grounds and purpose for the following underlined
remarks in Jae Schmidt's e-mails to Robert Gross, etc. on June 12, 2006 (7:56PM) and to
Jane/Linda on June 12, 2006 (6:59PM), respectively, that "Dr. [XXX]’s behavior today, and
the attempted intimidation of our administrative staff", "he (Plaintiff) was reluctant to leave
my area today to the point that I had to heave the police escort him out", "you ma[y] need to
28
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
their disciplinary actions against Enrique Torre as suggested by Daniel Barrow on May 30,
2006.
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence.
Q: Defendant Emory specifies the rationale for Thomas Lawley not reviewing Neurosurgery
Department's handling and decisions against Enrique Torre in Medical School's appeal
process.
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory specifies whether Thomas Lawley and members of the Defendant Emory's
Medical School Appeal Committee (Linda Beard, Thomas C. Pearson, Jeanne Thigpen)
29
verified if Jae Schmidt scheduled his talk with Ms. E on June 5, 2006 and the date on which
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude E mory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory specifies, according to Thomas Lawley and members of the Defendant
Emory's Medical School Appeal (Linda Beard, Thomas C. Pearson, Jeanne Thigpen), whether
Jae Schmidt and Defendant Barrow had discussed with Plaintiff regarding his job
performance and "prior problems with other lab members" during their investigation.
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory specifies the contents of the "statements" therein referred by members of
the Defendant Emory's Medical School Appeal Committee in their report to Thomas Lawley
on August 2, 2006 and their logic link to the conclusion, 'in our opinion the primary
motivating factor for Dr. [XXX]'s physical contact with Dr. Torre was not self defense. This
is based on Dr. [XXX]'s statements during this interview with us and the written statement
30
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
grounds that it is duplicative and because Emory has already produced documents in response
to Plaintiffs First Request for Production of Documents to Emory that contain information
responsive to this interrogatory. Note: Plaintiff has challenged Defendant Emory to locate
Q: Defendant Emory specifies whether members of the Defendant Emory's Medical School
Appeal Committee (Linda Beard, Thomas C. Pearson, Jeanne Thigpen) had the authorization
to interview all parties involved including Defendant Emory's administrators to clarify any
factual discrepancy and whether they took such actions as they noted in their report to
Thomas Lawley on August 2, 2006 that "the parties involved often have very different
opinions as to what was communicated during the interviews to investigate these events."
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory produces Jae Schmidt's (May 22, 2006), Daniel Barrow's (May 30, 2006),
Claudia R. Adkinson's (June 13, 2006), Appeal Committee members' (Linda Beard, Thomas
C. Pearson, Jeanne Thigpen) (July 20, 2006) written notes taken during their interviews with
31
Plaintiff on the specified dates. Indicate the reasons if any information is not supplied to
Plaintiff.
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence. Without waiving and subject to said objections, Emory shows that it has already
Emory that are responsive to this request. Note: Plaintiff has challenged Defendant Emory to
Q: Defendant Emory produces documents on file with Defendant Emory, signed by both
Plaintiff and Robert Gross, recording the annual performance evaluations of Plaintiff in 2004,
2005, 2006. Specify the reasons if they are not supplied to Plaintiff.
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence. Without waiving and subject to said objections, Emory shows that it has already
Emory that are responsive to this request. Note: Plaintiff has challenged Defendant Emory
Q: Defendant Emory specifies, according to Robert Gross, the scientific undertakings and
achievements of Plaintiff during April 2003 and May 2006 in his laboratory as well as the
32
grounds for him to repeatedly renew Plaintiffs employment and increase Plaintiffs financial
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is excessive in its temporal scope and not
Q: Defendant Emory specifies, as related to his e-mail to Jae Schmidt on May 30, 2006 (6:20:30
AM EDT), from whom Robert Gross received an e-mail request for reference regarding
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory specifies Robert Gross' response following a request for employment
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
33
Q: Defendant Emory specifies Robert Gross' communication with Dr. [J] at Washington
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory confirms whether Lissa Jackson made such remark to lab members as
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
Q: Defendant Emory confirms whether Lissa Jackson said to Plaintiff that Enrique Torre might
consider himself having a privileged right over Plaintiff to use lab space and equipment due to
his faculty status when Plaintiff complained about Enrique Torre did not respect others' plan
A: Emory objects to this interrogatory on the grounds that it is so vague as to preclude Emory
from reasonably ascertaining the information sought by the interrogatory. Emory also objects
to this interrogatory on the grounds that it is not reasonably calculated to lead to the discovery
of admissible evidence.
34
Q: Defendant Emory produces all documents and communications that were related to all
contributor. Indicate any information that is not supplied to Plaintiff and specify the reasons.
A: Emory objects to this request on the grounds that it is so vague as to preclude Emory from
reasonably ascertaining the information sought by the request. Emory further objects on the
grounds that this request is not reasonably calculated to lead to the discovery of admissible
evidence. Further responding, Emory objects to this request on the grounds that it is overly
Q: Defendant Barrow specifies his understanding of what factually occurred on May 17, 2006
A: Defendant Barrow objects to this request on the grounds that it is so vague as to preclude him
from reasonably ascertaining the information sought by this interrogatory. Defendant Barrow
further objects to this interrogatory because it is duplicative and because he has already
Defendant Barrow that contain information responsive to this interrogatory. Note: Plaintiff
has challenged Defendant Barrow to locate the allegedly provided information. Defendant
35
Q: Defendant Barrow specifies whether and when he became aware, if ever, of Ms. [E]'s
preclude Defendant Barrow from reasonably ascertaining the information sought. Defendant
Barrow further objects to this interrogatory on the grounds that it is not reasonably calculated
Q: Defendant Barrow specifies the factual grounds for his remarks during his meeting with
Robert Gross on May 30, 2006 that "both men (including Plaintiff) are guilty of immaturity
and pettiness", "Dr. [XXX]'s chronic problem successful interacting with other while Dr.
Torre has not had such difficulties and the have been no prior complaints about him", "Dr.
[XXX]'s track record of personality conflicts coupled with his marginal scientific
performance".
preclude Defendant Barrow from reasonably ascertaining the information sought by the
interrogatory. Defendant Barrow also objects to this interrogatory because it is duplicative and
because he has already produced documents in response to Plaintiffs First Request for
interrogatory. Note: Plaintiff has challenged Defendant Barrow to locate the allegedly
Q: Defendant Barrow specifies the factual grounds for the following remarks in his letter to
Plaintiff dated June 9, 2006, "our investigation has highlighted numerous prior personal
36
conflicts with other members of the laboratory before this current dispute. Your inability to
efficiency and ultimate success of the laboratory and the Department's research enterprise",
"there have been other concern regarding your performance. Specifically, Dr. Gross has
discussed your reluctance to accept criticism and guidance from your superiors and has
A: Defendant Barrow objects to this request on the grounds that it is so vague as to preclude him
from reasonably ascertaining the information sought by this interrogatory. Defendant Barrow
further objects to this interrogatory because it is duplicative and because he has already
Defendant Barrow that contain information responsive to this interrogatory. Note: Plaintiff
has challenged Defendant Barrow to locate the allegedly provided information. Defendant
Q: Defendant Gross specifies the time and place of the conversations and what had been
communicated to him by lab members and Jae Schmidt as he stated in his e-mail to Jae
Schmidt on May 23, 2006 (9:51 PM), "After investigating the situation by speaking to all lab
members (except Dr. [XXX], who spoke with you while I was in the OR, but whose account
you told to me)" as well as the reasons for him not to speak to Plaintiff when "investigating
the situation".
37
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Defendant Gross also objects to this
interrogatory because it is duplicative, as Plaintiff already has in his custody documents and
information produced to Plaintiff in his lawsuit against Emory that are responsive to this
interrogatory. Without waiving and subject to said objections, Defendant Gross will attempt
sought. Note: Plaintiff has challenged Defendant Gross to locate the allegedly provided
Q: Defendant Gross specifies the purpose and factual grounds to use differentiating wordings in
introducing Plaintiff and Enrique Torre in his e-mail to Jae Schmidt on May 18, 2006 (6:33
PM), "[XX XXX] (post doc; history of interpersonal problems in the lab) and Enrique Tones
(Asst Prof)".
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
38
Q: Defendant Gross specifies the factual grounds and purpose for each of the following remarks
in his e-mail to Jae Schmidt on May 23, 2006 (9:51 PM), "He (Enrique Torre) is an
outstanding scientist and has been an excellent mentor to several students. He is extremely
dedicated and impeccable in his approach to science and the scientific method. Dr. Torre has
no history as far as I know of difficulty in working with others, and in fact his work in my lab
supports exactly the opposite", "I feel he was provoked beyond reason, and his is not part of
any ongoing difficulty on his part," I'm sure he (Enrique Torre) regrets it, but I am not sure
that if I was myself in his shoes would not have reacted in the same way", "I would be
personally distraught if the current altercation were to negatively impact Dr. Torre's career,
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifics the meaning and purpose of the remark made in his e-mail to Jae
Schmidt, etc. on June 12, 2006 (4:34 PM), "Recommendations? I am 'willing' to call him
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
39
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifies the meaning and purpose of the remark made in his e-mail to Jae
Schmidt on June 12, 2006 (7:18 PM), "if she (Ms. [E]) supports him (Plaintiff), it might alter
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifies the meaning and purpose of making the following statements in his
e-mail on June 12, 2006 (7:18 PM), "No 'allies' of [XX]'s were interviewed because there did
not appear to be one, but he (Plaintiff) may consider her (Ms. E) to be so", "I am very
saddened by the effects it has on Dr. [XXX]'s career", "If more information is gathered that
leads to consideration of a different outcome, I am not averse to reversing course. I don't want
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
40
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifies, as related to his e-mail to Jae Schmidt on May 30, 2006 (6:20:30
EFT), from whom he received an e-mail request for employment reference regarding Plaintiff
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifies his response following a request for employment reference
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
Q: Defendant Gross specifies all his communication with Dr. J at Washington University in late
41
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Without
waiving and subject to said objections, Defendant Gross will attempt to provide a
Q: Defendant Gross specifies whether he agreed to and had provided employment reference
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross will attempt to provide a supplemental response after clarification from
Q: Defendant Gross specifics whether he added Enrique Torre in the "cc" list of his e-mail sent
to Jae Schmidt on May 30, 2006 (6:20:30 EDT) and the purpose of so doing. Note: In that
e-mail, Defendant Gross wrote, "if at all humanly possible I would like this issue resolved
today. I will be out of town on Thursday and Friday. I would like to leave knowing that Dr.
Torre is happily reinstated. Please let me know what I need to do", "[i]ronically. I received an
email asking for a reference for Dr. [XXX]. Much as it would seem best for he and my lab
just to help him get that job. I will need to be honest if I fill it out. I would like advice on how
to give him the option on saying there is no reference available from me".
42
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Without waiving and subject to said objections,
Defendant Gross shows that Plaintiff already has in his custody documents and information
produced to Plaintiff in his lawsuit against Emory that are responsive to this interrogatory.
Q: Defendant Gross specifies, according to him, the scientific undertaking and achievements of
Plaintiff during April 2003 and May 2006 in his laboratory. Defendant Gross also specifies
"professionalism" and "work relationship" during the same period and factual grounds for
such views.
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
Q: Defendant Gross specifies the reasons for his to have signed an employment contract with
Plaintiff in 2003 and renewed it in 2004, 2005 and 2006. Were Plaintiff's "scientific
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
43
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
lead to the discovery of admissible evidence. Defendant Gross further objects to the
Q: Defendant Gross specifies what parts of data and writing in Plaintiff's paper manuscript
entitled "Enhancement of neurite outgrowth from primary and stem-cell derived neurons by
lentiviral vector mediated modulation of Rho GTPase" were contributed by others and in what
ways and also specifies the current status of the manuscript toward publication.
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
Q: Defendant Gross specifies the truthfulness of the following statements, "in February 2006,
after making a renewal offer during a meeting, Gross told Plaintiff one of his personal stories.
He mentioned that he once received a disproval of ability and performance from his
supervisor likely when he was a resident. He proved him wrong a few months later and
became friends. He was glad that Plaintiff did the same thing".
A: Defendant Gross objects to this interrogatory on the grounds that it is so vague as to preclude
him from reasonably ascertaining the information sought by the interrogatory. Defendant
Gross also objects to this interrogatory on the grounds that it is not reasonably calculated to
44
Q: All documents and communications that were related to Defendant Gross' remarks in his
email to Jae Schmidt on May 23, 2006 (9:51 PM). Note: In that e-mail, Defendant Gross
relationship with false assertions. Also, Defendant Gross labeled Enrique Torre therein as "an
outstanding scientist" " impeccable in his approach to science and the scientific method".
A: Defendant Gross objects to this request on the grounds that it is overly broad and so vague as
to preclude him from reasonably ascertaining the information sought by the request.
Defendant Gross also objects to this request on the grounds that it is not reasonably calculated
to lead to the discovery of admissible evidence. Without waiving and subject to said
objections, Defendant Gross shows that Plaintiff already has in his custody documents and
information produced to Plaintiff in his lawsuit against Emory that are responsive to this
request. Further responding, Defendant Gross will attempt to supplement this response upon
clarification from Plaintiff as to the information requested. Note: Plaintiff has challenged
Defendant Gross to locate the allegedly provided information. Defendant Gross has not
responded.
Q: Defendant Lawley specifies all the information regarding the May 17 (2006) incident
between Plaintiff and Enrique Torre received by his Office prior to Plaintiffs appeal letter
45
A: Defendant Lawley objects to this interrogatory on the grounds that it is so vague as to
preclude him from reasonably ascertaining the information sought by the interrogatory.
Defendant Lawley also objects to this interrogatory on the ground that it is not reasonably
calculated to lead to the discovery of admissible evidence. Defendant Lawley further objects
to this interrogatory to the extent that it seeks information beyond the scope of his personal
knowledge.
Q: Defendant Lawley specifies all the information regarding the May 17 (2006) incident
between Plaintiff and Enrique Torre received by his Office from June 19, 2006 through
preclude him from reasonably ascertaining the information sought by the interrogatory.
Defendant Lawley also objects to this interrogatory on the ground that it is not reasonably
calculated to lead to the discovery of admissible evidence. Defendant further objects to this
interrogatory to the extent that it seeks information beyond the scope of his personal
knowledge.
Q: Defendant Lawley specifies his and his appointed ad hoc committee’s factual understanding
of what occurred on the morning of May 17, 2006 between Plaintiff and Enrique Torre.
preclude him from reasonably ascertaining the information sought by the interrogatory and to
Lawley also objects to this interrogatory in that it appears to seek information beyond the
46
scope of his personal knowledge. Without waiving and subject to said objections, Defendant
Lawley shows that he does not have personal knowledge as to the ad hoc committee’s factual
understanding of what occurred on May 17, 2006 other than the August 2, 2006 report that the
Q: Defendant Lawley specifies all the information regarding job performance of Plaintiff and
Enrique Torre received by his Office prior to August 3, 2006 and the sources of identified
information.
preclude him from reasonably ascertaining the information sought by the interrogatory.
Defendant Lawley also objects to this interrogatory on the ground that it is not reasonably
calculated to lead to the discovery of admissible evidence. Defendant Lawley further objects
to this interrogatory to the extent that it seeks information beyond the scope of his personal
knowledge.
Q: Defendant Lawley specifies all actions taken by his Office including himself, Claudia R.
Adkison and his appointed ad hoc committee from receiving Plaintiff appeal letter on June 19,
preclude him hom reasonably ascertaining the information sought by the interrogatory and to
Lawley also objects to this interrogatory in that it seeks information beyond the scope of his
47
personal knowledge and, in particular, asks Defendant Lawley to describe all the actions taken
by third parties.
preclude him from reasonably ascertaining the information sought by the interrogatory and as
Q: Defendant Lawley specifies the justification for his Office not to review the disciplinary
Neurosurgery Department’s investigation into the May 17 (2006) incident, especially after
Plaintiff’s repeated alert of Enrique Torre’s misconducts from June 16, 2006 on.
preclude him from reasonably ascertaining the information sought by the interrogatory.
Defendant Lawley also objects to this interrogatory on the grounds that it seeks information
that is not reasonably calculated to lead to the discovery of admissible evidence. Defendant
Lawley further objects to this interrogatory to the extent that it seeks information beyond the
48
Q: Defendant Lawley specifies the disciplinary actions of Neurosurgery Department against
Enrique Torre, if any, and the propriety, fairness and compliance with Emory University’s
preclude him from reasonably ascertaining the information sought by the interrogatory.
Defendant Lawley also objects to this interrogatory on the grounds that it seeks information
that is not reasonably calculated to lead to the discovery of admissible evidence. Defendant
Lawley further objects to this interrogatory on the basis that it seeks confidential personnel
information of third parties without any provision for limitation of the dissemination of such
information.
Q: Defendant Lawley specifies the justifications for his Office not to investigate Jae Schmidt’s
and Daniel Barrow’s misconducts including concealment, forgery and negligence during their
investigation into the May 17 (2006) incident after Plaintiffs repeated alert from June 16,
2006 on.
preclude him from reasonably ascertaining the information sought by the interrogatory and to
Lawley also objects to this interrogatory on the grounds that it seeks information that is not
further objects to this interrogatory to the extent that it seeks information beyond the scope of
49
Q: Defendant Lawley specifies the investigative actions taken by him after receiving his
appointed ad hoc committee’s report stating “Barrow’s termination letter to Dr. [XXX] notes
‘numerous prior personal conflicts with other members of the laboratory before the current
dispute’. We can not find documentation of this in the records that we have for review” and
“[t]he parties involved often have very different opinions as to what was communicated
preclude him from reasonably ascertaining the information sought by the interrogatory and to
Lawley also objects to this interrogatory on the grounds that it seeks information that is not
Q: Hand-written notes taken by Defendant’s Office staff Claudia R. Adkinson and members of
Defendant’s appointed ad hoc committee when meeting Plaintiff on June 13, 2006 and July
A: Defendant Lawley objects to this request on the grounds that it is so vague as to preclude him
from reasonably ascertaining the information sought by the request. Defendant Lawley also
objects to this request on the ground that it seeks documents that, if they exist, would be in the
possession of third parties. Note: By a court order, Defendant Lawley admitted that none
50
Part III
Since Defendants Emory, Robert Gross, Daniel Barrow and Thomas Lawley have gathered some
witnesses around them to defend their cases with sworn affidavits, their efforts should not be let
go unnoticed. Also, since they have dared to submit the false testimonies to the court, it is up to
the conscionable minds to judge whether the defendants and their witnesses are defending the
Defendants’ witnesses who testified with affidavit are all interested persons, either the
Without a dispute, the defendants’ witnesses who testified with affidavit in support of
Defendants’ Motion For Summary Judgment are all employees of Defendant Emory and all
involved in the factual occurrences that gave rise to the civil actions. All but Jeanne Thigpen
(“Thigpen”) are employees of Defendant Emory’s Medical School for years, where Thomas
Lawley (“Defendant Lawley”) is the Dean. Among them, Elizabeth (Lissa) Jackson (“Jackson”),
Neurosurgery Department for years, where Defendant Daniel Barrow (“Defendant Barrow”) is
the Chairman. Jackson, Gutekunst and Defendant Torre work in a laboratory where Defendant
51
Testimonies of the defendants’ witnesses were (self-)contradicted by proven facts and their
own testimonies and the credibility of them will be challenged as to whether perjury has
been committed.
The evidence shows that Schmidt alleged to individuals including the staff in Dean Office of
Defendant Emory’s Medical School and Human Resources Department on June 12, 2006, the
day Plaintiff received the termination letter and when Schmidt knew that Plaintiff initiated an
appeal of his and Barrow’s decisions, “[h]e (Plaintiff) was reluctant to leave my area today to the
point that I had to have the police escort him out”, “[h]e may appear on WHSCAB 3rd floor once
he learns where the Dean’s office is located. If so, you may need to again alert the authorities if
he becomes indignant”, “[a]fter Dr. XXX’s behavior today, and the attempted intimidation of our
administrative staff, the reasoning behind the action was reaffirmed for me” (emphasis added).
However, Schmidt failed to point out that Plaintiff was, first in Neurosurgery Department’s
common kitchen then in a public waiting room, anticipating Defendants Gross’ and Barrow’s
secretaries to pass on both individuals’ response and preparing a written request of conference to
Defendant Barrow when Schmidt called Emory police. Schmidt also failed to mention that his
“attempted intimidation” allegation was only referring to the fact that Plaintiff, who was forced
out to the street by Schmidt and did not carry a cell-phone, used a payphone to contact
In his affidavit, however, Schmidt testified under oath, “Dr. XXX did not leave the building in
which the Department of Neurosurgery is located, as I had instructed him to do at the conclusion
52
of the meeting on June 12. 2006. Dr. XXX refused to leave the building when I again told him
that he needed to leave the building. Accordingly, it was necessary for me to call the police and
have the police escort Dr. XXX out of the building” (emphasis added). Noticeably, Schmidt did
not make further testimonies in this regard. No word of “behavior” or “attempted intimidation”
Additionally, the e-mails of Defendant Gross’ secretary unequivocally confirmed the reasons for
Plaintiff “not leaving the building” or “Schmidt’s area”. She wrote to Defendant Gross, “[h]e
(Plaintiff) is here and wants to know if you are willing to speak with him?”, “Are you willing to
One e-mail also indicated that Schmidt knew Plaintiff was not “attempting to intimidate”
anyone. Defendant Gross’ secretary wrote to Schmidt, “[s]he (Defendant Barrow’s secretary)
answered and said that he (Plaintiff) is still asking to speak to Barrow, and he is continuing to
To a reasonable mind, whether Schmidt had and has a serious credibility issue and whether
Schmidt’s false remarks were made for specific purposes are genuine questions.
Example 2. Concerning the Credibility of Schmidt, Thigpen, Pearson, Beard and Lawley
In his affidavit, Schmidt testified under oath that he “interviewed all employees who had
53
Without a dispute, Ms. E met with Schmidt around June 5, 2006 and provided him with her
knowledge regarding the May 17 incident. However, Plaintiff and the defendants certainly
dispute over whether Schmidt made self-contradictory statements regarding the nature and
In his alleged “memo to file”, Schmidt labeled such conversation, actually initiated by Ms. E’s
voluntary drop-by, as a “meeting” between Ms. E and him and such conversation was also
In their affidavits, the three members of the ad hoc committee also testified under oath, “I
believed the evidence showed that the Department of Neurosurgery’s investigation of the
altercation was reasonable, fair and consistent with Emory University policies. The information
interviewed all the relevant witnesses, obtained statements and made a reasonable and good-faith
However, the court record undisputedly shows that Schmidt himself once alleged in another
occasion, his “notes of conversation” with Ms. E were “typed” “on July 7, 2006 so that the
information from Ms. E would be included in the record for consideration of Dr. XXX’s appeal
of his termination”. Noticeably, on June 12, 2006, Plaintiff received Defendant Barrow’s letter
ending their “investigation”. Consistently, Schmidt and Defendant Barrow did not wait until June
5, 2006, the day when Schmidt’ alleged “interview” or “meeting” with Ms. E occurred, to make
their final decisions. On May 30, 2006, Defendant Barrow already announced his decisions at his
meeting with Defendant Gross that he “recommend[ed] Dr. XXX’s departure from the lab” and
54
Defendant Torre to “receive one week without pay and letter to Dean noting the incident as
formal reprimand”. On June 1, 2006, Schmidt wrote to others, Defendant Barrow “would like to
reprimand Dr. Torre with a formal letter copied to the Dean, as well as one week without pay. He
would like to offer Dr. XXX the option of resigning prior to termination”.
Therefore, evidently, Schmidt’s “memo to file” did not exist, in the least, until July 7, 2006 and
he did not document Ms. E’s information as base for Defendant Barrow’s decisions as so alleged
by him and the ad hoc committee. Additionally, whether Schmidt “typed” his “memo to file”
based on his hand-written notes or unreliable memory and invention is another disputed material
issue when Defendant Emory has failed and refused to confirm the existence of Schmidt’s hand-
written notes and, if existed, produce a copy to Plaintiff. In any event, the credibility of Schmidt,
Since the ad hoc committee ignored Plaintiff’s unequivocal written alert about Schmidt’s fishy
“memo to file” and Defendant Barrow’s haste and irresponsible decisions and falsely concluded
that Schmidt and Defendant Barrow had “made a reasonable and good-faith attempt to ascertain
what transpired on May 17, 2006” without evidence and verification, the credibility of the
committee’s members, Thigpen, Thomas Pearson (“Pearson”) and Linda Beard (“Beard”), even
In his letter to Plaintiff, Defendant Lawley asserted, “I believe that their report, which is advisory
and confidential to me, indicates that they performed a thorough and comprehensive review of
your termination. The committee carefully considered not only the background materials I
provided with the committee’s charge, but also the written materials and oral information you
55
provided to the committee directly”. Likewise, the credibility of Defendant Lawley is an issue to
be determined.
Additionally, the contentions of the ad hoc committee members that “the Department of
Neurosurgery interviewed all the relevant witnesses, obtained statements and made a reasonable
and good-faith attempt to ascertain what transpired on May 17, 2006” and of Defendant Lawley
that the ad hoc committee “performed a thorough and comprehensive review of your
termination” are further negated by the evidence. First, evidently, the Department of
Neurosurgery had already mad up its mind to terminate Plaintiff’s postdoctoral employment not
only before Ms. E’s drop-by around June 5, 2006 but even before Defendant Barrow met
Plaintiff for the first and only time. For instance, at 2:05 PM on May 30, 2006, Defendant Gross
wrote to Schmidt, “[t]here needs to be a mechanism for continued communication with Dr. XXX
with regard to writing his results up for publication”. Bearing his earlier “dismissal” affirmation
(on May 23, 2006) in mind, evidently, Defendant Gross was discussing with Schmidt how to
benefit from Plaintiff’s research results after Plaintiff was fired. Schmidt replied at 4:13 PM
before he attended Defendant Barrow’s meeting with Plaintiff, “we can discuss this at our
meeting”. Without a dispute, on May 30, 2006, Defendant Barrow met with Plaintiff around 4:15
PM in his office. The record shows that Defendant Barrow announced Plaintiff’s “departure” and
Defendant Torre’s retention at his meeting with Defendant Gross and Schmidt later that day.
Second, according to their own words and actions, Schmidt and Defendant Barrow’s
“investigation” including “interviews” was mere a pretentious show serving the goal of a
conspiracy against Plaintiff. For instance, on June 12, 2006 after meeting Plaintiff, Schmidt
wrote to Defendant Gross, “he (Plaintiff) accused us of an unfair investigation and outcome”,
and “would take his appeal to ‘higher levels’”. In reply, Defendant Gross wrote, “Ah. . . .due
56
process in the end will be our salvation” (supplied in its entirety). Third, evidently, the ad hoc
committee also reached its conclusion hastily and irresponsibly without proof and verification.
For instance, on the morning of July 21, 2006, just hours after the ad hoc members met with
Plaintiff for the first and only time (Plaintiff’s meeting with the committee ended shortly after 7
PM on July 20), Joshua Barwick, a staff member in Dean’s Office of Defendant Emory’s
Medical School, wrote to Schmidt, “having talked with Dr. Pearson (chair of the ad hoc
committee) this morning, I don’t think it’s necessary for you to provide anything additional. The
committee was able to reach a decision based on the materials and information it reviewed
yesterday”.
Accordingly, the credibility of Schmidt, Thigpen, Pearson, Beard and Defendant Lawley, even
In his affidavit, Schmidt testified under oath, “[a]ttached as Exhibit B are my notes of my
meeting with Dr. XXX on May 22. 2006” and “[t]hese notes accurately summarize my
statements and questions to Dr. XXX and Dr XXX’s statements to me”. Claire-Anne Gutekubst
(“Gutekunst”) also testified under oath, “Mr. Schmidt’s notes accurately summarize Mr.
Schmidt’s statements and questions to Dr. XXX and Dr. XXX’s statements to Mr. Schmidt”.
In the above-referred memo of his meeting with Plaintiff, Schmidt noted Plaintiff’s “statements”
to him, “Dr. XXX posted a sign over his dissection bench requesting that area be designated for
57
his express use on specific days (including Wednesday mornings) and times (9am to 12pm)” and
Plaintiff faithfully informed Defendant Lawley in his appeal letter in June 2006 that Plaintiff’s
reservation note actually read “[i]f you have to use this bench on any Wednesday from 9 AM
memo prepared during his “investigation”, Schmidt documented, Defendant Torre “had noted a
sign in the area, but misunderstood the sign to be for a specific Wednesday a couple weeks prior,
and didn’t interpret the sign to mean every Wednesday, nor did he understand that Dr. XXX
expected this equipment to be designated for his exclusive use on Wednesdays. Dr. Torre noted
that it wasn’t until another employee clarified ‘every Wednesday’ that he understood the ongoing
In addition, the court record undisputedly shows that Jackson stated in another occasion, “XX
has posted a sign in the clean bench requesting that he ha[s] use of the bench on Wednesday
Evidently, Schmidt’s own statements in two sworn documents self-contradicted with each other
and were further contradicted by the statements of Jackson, one of the defendants’ witnesses. To
a reasonable mind, there’s no identifiable reason for either Plaintiff or Defendant Torre or
Jackson to have made untrue statements regarding Plaintiff’s reservation only on “every
Wednesday”. Therefore, the doubt of credibility can only be cast on Schmidt. Likewise, the
58
The ad hoc committee of Defendant Emory’ Medical School was advised by Plaintiff that
Schmidt was not a truthful note-taker. The committee itself also acknowledged, “[t]he parties
involved often have very different opinions as to what was communicated during the interviews
to investigate these events”. The committee went on to state, “[i]t would be very helpful in the
future to have an uninvolved third party present during interviews, which would allow for
verification by themselves with Gutekunst, “a third party”, the committee bluntly concluded,
“[i]n our opinion the inquiry into this altercation was reasonable, fair and consistent with Emory
University policy”. In their affidavits, the committee members also testified under oath, “I
believed the evidence showed that the Department of Neurosurgery’s investigation of the
altercation was reasonable, fair and consistent with Emory University policies. The information
interviewed all the relevant witnesses, obtained statements and made a reasonable and good-faith
attempt to ascertain what transpired on May 17. 2006”. Therefore, the credibility of the
committee’s members, Thigpen, Pearson and Beard, even with sworn affidavits, is itself a
genuine issue.
In his letter to Plaintiff, Defendant Lawley asserted, “I believe that their report, which is advisory
and confidential to me, indicates that they performed a thorough and comprehensive review of
your termination. The committee carefully considered not only the background materials I
provided with the committee’s charge, but also the written materials and oral information you
provided to the committee directly”. Likewise, the credibility of Defendant Lawley is an issue to
be determined.
59
Example 4. Concerning the credibility of Schmidt and Gutekunst
In his affidavit, Schmidt testified under oath, “[a]ttached as Exhibit B are my notes of my
meeting with Dr. XXX on May 22. 2006” and “[t]hese notes accurately summarize my
statements and questions to Dr. XXX and Dr XXX’s statements to me”. Gutekubst also testified
under oath, “Mr. Schmidt’s notes accurately summarize Mr. Schmidt’s statements and questions
In the above-referred memo, Schmidt noted, “Dr. XXX asked Dr. Torre ‘why he needed to use
Evidently, Plaintiff only reserved and needed the dissection bench from “9am to 12pm”. To a
reasonable mind, there’s no identifiable reason for Plaintiff to have raised a senseless question to
Defendant Torre. In fact, Plaintiff rather asked Defendant Torre why he needed the bench “right
away”.
Therefore, the doubt of credibility can only be cast on Schmidt. Likewise, the doubt of credibility
In his affidavit, Schmidt testified under oath, “[a]ttached as Exhibit F are my notes of the
meeting between myself, Dr. XXX and Dr. Barrow on May 30, 2006 and the meeting between
me, Dr. Torte and Dr. Barrow on May 30, 2006. These notes accurately summarize Dr. Barrow’s
statements and questions to Dr. XXX, Dr. XXX’s statements to me and Dr. Barrow”. Defendant
60
Barrow also testified under oath, “I have reviewed Mr. Schmidt’s notes of this meeting attached
as Exhibit C. These notes accurately summarize my statements and questions to Dr. XXX, Dr.
During the above-mentioned meeting, in addition to his recount of the May 17 incident, Plaintiff
was only requested to provide information on “door locking” issue in absence of any reference to
Schmidt documented Plaintiff’s “recount” as, Plaintiff and Defendant Torre “had an initial
disagreement about keeping the lab doors locked at night. In Brief: Dr. Torre asked Dr. XXX to
lock doors if he’s last to leave; Dr. XXX agreed and did so, but Dr. Torre was then frequently
locked out without his keys; Dr. Torre often called to Emory Police to regain access to the locked
lab; Dr. Torre requested Dr. XXX ‘look for him’ prior to leaving and locking the doors so Dr.
Torre would not be locked out; Dr. XXX asked Dr. Torre to carry his keys so this wouldn’t be
necessary; Dr. Torre didn’t want to carry his keys because they are ‘bulky’”.
During Plaintiff’s appeal to Defendant Emory’s Medical School, Schmidt’s recount of Plaintiff’s
statements was challenged by Plaintiff, which was itself not negated by neither Schmidt nor
Defendant Barrow:
Therein, Plaintiff rebutted, “[a]s to the ‘door locking’ disagreement, Mr. Schmidt did
not recount my words faithfully. He again put his words in my mouth. I never said that
Enrique was locked out ‘frequently’ and Enrique had to ‘often’ call the Emory police. I
don’t even know the existence of the word ‘bulky’ before I read [his] memo”. “The
following is my recount of that event and its background: Before Enrique joined the lab,
61
I used to be the last person to leave. I always locked the door. After he joined, he also
left late. On one occasion, thinking he was still around, I left without locking the door.
The next morning, someone in the lab mentioned to me the door was open before the
first person came. So since then, I closed the door whenever I left. Later one morning
Enrique approached me and complained he was locked out the night before. I suggested
him to bring his key with him. Some time after that, Enrique approached me another
morning and complained he was locked out again. I suggested him again to bring his
key. He replied, to the effect, why should he, and I should search everywhere for him
before I locked the door. I regarded his demand as being unreasonable and
stopped verbally bothering me when I left the room. He resumed mocking and teasing
when I returned into the room. Even when I blocked my ears with my fingers, he didn’t
stop. Facing the lasting bothering from him, I shouted to him ‘Shame on you’ several
times in an attempt to stop him. I did not use coarse language all the time. On the
contrary, Enrique called me ‘Bastard!’ in the lab in public. After he was quiet down, he
Evidently, whether Schmidt fabricated Plaintiff’s “statements” in his memo and Schmidt and
Defendant Barrow falsely affirmed such fabrications in their affidavits is disputed. Again, the
credibility of Schmidt and Defendant Barrow as witnesses, even with sworn affidavits, can only
be determined.
62
In their affidavits, Schmidt and Defendant Barrow testified under oath that Schmidt’s memo of
the meeting between Jackson and Defendant Barrow “accurately summarize” Defendant
Barrow’s statements and questions to Jackson and her statements to Defendant Barrow and
In Schmidt’s referred memo, he documented, “Lissa noted her original disagreement with Dr.
XXX where he yelled at her for questioning his scientific method. Lissa was brought to tears by
this encounter”, “Lissa remarked that ‘Enrique gives assistance to everyone else in the
lab’…Then notes two previous post-doc’s who had arguments with XX—one of whom said
‘XX’s crazy’”.
However, in her own affidavit, Jackson testified under oath, “[d]uring this meeting, I also
described my previous argument with Dr. XXX and told Dr. Barrow and Mr. Schmidt that two
previous postdoctoral researchers also had arguments with Dr. XXX”. There’re no words about
As rebutted by Plaintiff during his appeal to Defendant Emory’s Medical School, which was
“Assuming Lissa did note ‘her original disagreement with Dr. XXX where he
yelled at her for questioning his scientific method’. This was not true. Lissa and me
was working together to analyze the viability of a cell sample for a clinical trial. We
did not agree with each other’s counts. Likely thinking her having more experience
counting those cells, she put down her number on the recording book. After she left
the room, I looked the sample under the microscope more carefully trying to
63
understand the difference. When she reentered the room later, seeing me sitting in
front of the scope, without saying anything, she wave one of her fingers in a
with her facial expression, she clearly expressed her impatience suggesting I was
wasting time. Felt a need to stop her pattern of disrespectful behavior (I let her go free
in several prior similar situation), I raised my voice and told her ‘if you do not respect
me, you will not get my respect’. She left the room without [any verbal] response.
Normally when she felt she was right, she would respond with harsh comments. I
personally did not see her crying. When I came back to the main lab a short while
later, she started a conversation with me regarding a non-urgent matter. Everyone who
knows her can tell she has a very strong personality and if someone offends her with
no reason, he will not get away with it easily. That she talked to me first that early was
definitely an indication that she was not mistakenly warned. If necessary, please check
on her personality”.
As regard to Plaintiff’s “arguments” with “two previous post-docs”, Plaintiff rebutted, “I wonder
what she (Jackson) referred to as arguments and their nature. I wonder what circumstance
resulted in the ‘crazy’ comment and what on earth it could mean. If Mr. Schmidt think[s] this
means something to him, please explain to me and the committee”. Neither Schmidt nor the ad
Additionally, when Plaintiff contacted Jackson for verification, the following e-mail chain
Plaintiff to Jackson:
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Hi Lissa,
Please verify if you made some statements as according to Jae Schmidt or what actually
you said regarding relevant issues during your meeting with Daniel Barrow on May 30,
2006.
1. Schmidt documented that you said “neither (XX and Enrique) values the others work”.
2. He also noted that you said “Enrique gives assistance to everyone else in the lab”, “XX
has had interaction with previous people”, “two previous post-doc’s had arguments with
If Schmidt missed out some relevant comments you made, please indicate.
Thanks.
XX
Jackson to Schmidt:
Jae,
I got this email from XX. I do not think I should answer any of these questions as I
do not have a transcript of our conversation. I guess I thought our discussion was
not to be disclosed to XX. I do not think this discussion should be by email. From
65
Thanks, Lissa
According to Jackson, at the time of e-mailing to Schmidt, she did not know that Defendant
Lawley had ended his “review”. Bearing this in mind, Jackson simultaneously stated that, at the
time of making her statements when meeting Defendant Barrow on May 30, 2006, she “thought”
that whatever she said would not be disclosed to Plaintiff. Whether such belief was only her
personal perception or an assurance from Schmidt and/or Defendant Barrow and whether such
belief affected Jackson’s ability to provide truthful information are genuine material issues to be
Evidently, Plaintiff faithfully cited Jackson’s own statements as documented by Schmidt and
sought Jackson’s verification. That is to say, anyone who reads Schmidt’s memo will conclude
that Plaintiff did not either alter or quote Jackson’s alleged remarks out of context.
Evidently, Jackson did “not think” that she “should”, or rather could in August 2006, confirm the
cited statements to be hers because she did “not have a transcript of” her conversation. To a
reasonable mind and the jury, it would be very hard to understand that, in January 2008 when
nearly 18 months have passed by, Jackson “should” or “could” be so positive to testify that the
In addition, Defendant Emory has failed and refused to provide any evidence to support mere
allegations of Jackson in her meeting with Defendant Barrow. Therefore, the credibility of
Jackson, even with a sworn affidavit, is itself a genuine issue to be only determined. Likewise,
the credibility of Schmidt and Defendant Barrow, even with sworn affidavits, is itself a genuine
issue.
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Example 7. Concerning the credibility of Defendant Barrow
To justify his termination decision, Defendant Barrow (1) accused that Plaintiff used “physical
force” toward Defendant Torre; (2) alleged that Plaintiff had “numerous prior personal conflicts
with other members of the laboratory” and an “inability to consistently work in a collaborative
and communicative manner is a hindrance to the efficiency and ultimate success of the
laboratory and Department’s research enterprise”; (3) alleged that there have been “other
concerns regarding your (Plaintiff’s) performance”; (4) alleged that Plaintiff had a “reluctance to
accept criticism and guidance from your (Plaintiff’s) supervisors”; (5) asserted that Plaintiff
could no longer work for Defendant Emory because of a “pattern of ineffective personal skills, a
recent fist fight, mistreatment of animals, and concerns regarding your scientific method”; (6)
stated that due to a “pattern of behavior and severity of your recent actions, you will be ineligible
However, in his affidavit, Defendant Barrow testified under oath, “[e]ven assuming that Dr.
XXX did not have any prior job performance problems or prior interpersonal conflicts with
others in the lab, as uncovered in the investigation, I would have made the same decision to
Evidently, Defendants Emory and Barrow have failed and refused to provide any evidence other
than mere allegations of Defendant Gross, Defendant Torre and Jackson to support Defendant
Barrow’s allegations in his letter terminating Plaintiff. In this regard, the ad hoc committee
noted, Defendant Barrow’s “termination letter to Dr. XXX notes ‘numerous prior personal
conflicts with other members of the laboratory before the current dispute’. We can not find
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Bearing this in mind, Defendant Barrow’s testimony of “assuming that Dr. XXX did not have
any prior job performance problems or prior interpersonal conflicts with others in the lab”,
In his affidavit, Defendant Barrow testified under oath, although Torre’s “involvement in this
altercation was inappropriate, Dr. Torre did not commit an act of violence”.
However, on May 22, 2006, Torre alleged to Schmidt that he “became physically angry”
“‘pushing’ Dr. XXX backwards with his right hand on Dr. XXX’s neck and shoulder”. However,
according to Schmidt’s notes of the conversation between him and Ms. E, which was sworn to
accurately summarize such conversation, Ms. E provided her opinion that “these marks [on
Plaintiff] could not have come from a ‘push’ as claimed by Dr. Torre”. In addition, Lawley’s
committee noted albeit with crafty wording, Torre “had physical contact with Dr. XXX”.
Therefore, the credibility of Defendant Barrow even with a sworn affidavit is itself a serious
question to be determined.
In his affidavit, Defendant Gross testified under oath that he prepared a “note to file” (in 2004)
and e-mailed to Plaintiff in reference to his “concerns regarding Dr. XXX’s job performance as a
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Evidently, Plaintiff has asserted that he was not aware of the existence and content of Defendant
Gross’ “note to file” until Plaintiff filed his appeal with Defendant Emory’s Medical School in
mid-July 2006. Evidently, once Plaintiff was aware, he disputed Gross’ remarks.
Additionally, Plaintiff did not respond to Gross’ e-mail due to its absurdness and frivolity.
1. Please note both (Gross’ “note to file” and e-mail) were written in late 2004. At that
time, my project ran into a major obstacle that expression of C3 protein (an enzyme) in
Seeing firsthand the striking morphological changes in infected cells, I was certain about
the presence of the C3 protein. However, others in the lab were not so sure due to limited
exposure to my results. Both Dr. Gross and me were frustrated and sought solutions. I
impatience. He set a time for me to solve this. Before the deadline, I was able to
undoubtedly prove that C3 was expressed through several lines of evidence including
RT-PCR and improved immunoassaying (Enrique helped me with the latter). As a note,
the previous problem of C3 staining was later agreed to likely arose from its cytotoxicity,
2. If he (Gross) had not changed his view later on and been satisfied with my ability
status twice in February 2005 and February 2006 (a letter is enclosed), respectively.
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3. With the data I generated, Dr. Gross applied for and was awarded grant(s) and has
been actively seeking grant renewal and collaboration with other researchers.
for publication was prepared in fall 2005 and has been in revision by Dr. Gross and
me. Dr. Gross thought it could go out with a bit more in vivo results.
5. In February 2006, during an individual meeting with Dr. Gross, he told me one of
his personal stor[ies]. He mentioned that he once received a disproval of ability and
performance from his supervisor likely when he was a resident. He proved him
wrong a few month[s] later and became friends. He was glad that I did the same
Without a dispute, whether Defendant Gross’ remarks were sound and founded on facts is
disputed. Considering his subsequent actions including his two additional renewals of Plaintiff’s
postdoctoral employment, the credibility of Defendant Gross in his words is certainly a genuine
issue to be determined.
Gutekunst
In his affidavit, Defendant Gross testified, “I asked Dr. Enrique Torre and Dr. Claire-Anne
Gutekunst” “to become more involved with Dr. XXX’s research during 2005 and early 2006 in
hopes of improving Dr. XXX’s work. Dr. XXX was not receptive to their involvement with the
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research he performed”, “his (Plaintiff’s) continued reluctance to accept criticism or feedback
Likewise, in his affidavit, Defendant Torre testified under oath, “[a]t the request of Dr. Gross, I
became more involved with Dr. XXX’s work in 2005 and early 2006 and attempted to provide
Dr. XXX with supervision, direction and advice concerning his research. Dr. XXX, however,
was resistant to my input and advice concerning his research and appeared to perceive my
feedback as criticism. It appeared to me that Dr. XXX resented my involvement with his
Also, in her affidavit, Gutekunst testified under oath, “[a]t the request of Dr. Robert E. Gross, an
Assistant Professor in the Department of Neurosurgery, I became more involved with Dr. XXX’s
work in 2005 and early 2006 and attempted to provide Dr. XXX with supervision, direction and
advice concerning his research. Dr. XXX, however, was resistant to my input and advice
that Dr. XXX resented my involvement with his research and preferred to work alone without
my feedback or input”.
First, without a dispute, Plaintiff is a trained molecular biologist with a Ph.D. degree.
Notwithstanding that Plaintiff will prove to the jury his scientific ability and professionalism,
Defendants are challenged to dispute the fact that Plaintiff was the most experienced researcher
in lentiviral gene therapy in Defendant Gross’ lab. Defendants are challenged to dispute the fact
that Defendant Gross’ lab only began lentiviral gene therapy research after Plaintiff joined and
single-handedly started from the scratch. Defendants are challenged to dispute the fact that
Plaintiff’s scientific competence has been proven beyond doubt by his research manuscript. In
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this regard, Defendant Emory has failed and refused to assert contribution of any other
manuscript. And yet, it is beyond comprehension and as a supreme insult to the spirit of science
and the modesty of honest scientists, Defendant Torre and Gutekunst dared to claim that they
were there to provide “supervision, direction and advice” concerning Plaintiff’s research even
they knew little about gene therapy. To a reasonable mind and the jury, the credibility of persons
with such inflated egos and disproportional arrogance, even with sworn affidavits, is certainly a
As a noble man and honest scientist, Plaintiff appreciated the importance of scientific discussions
among colleagues for mutual benefits. Accordingly, Plaintiff actually invited in lab meetings
suggestions to his research and adequately acknowledged such feedback and input in his research
manuscript. Defendant Gross, Defendant Torre, Gutekunst and Jackson were all named therein
as co-authors. On the contrary, whether Defendant Torre and Gutekunst have decently
acknowledged Plaintiff’s contribution to their research since their joining in Defendant Gross’
lab is disputed.
Second, the record speaks against them. Defendants has not provided any evidence other than
Defendant Gross’ 2004 “note to file”, whose truthfulness has been negated, to substantiate mere
Third, Defendant Gross’ own words contradicted the testimonies of these individuals. In his e-
mail to Schmidt on May 23, 2006, Defendant Gross alleged, “I have involved him (Defendant
Torre), and Dr. Claire-Anne Gutekunst, in Dr. XXX’s work to improve its quality, and indeed it
has”. Similarly, in his affidavit, Defendant Gross testified, “I decided to offer Dr. XXX
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employment in my lab for one final year for 2006-2007 because he did make some progress on
his research (with the assistance of Dr. Torre and Dr. Gutekunst)”.
To a reasonable mind, it is very hard to understand, if not impossible, why Defendant Gross gave
credits to Defendant Torre and Gutekunst for Plaintiff’s “improved work” while he and these two
individuals alleged that Plaintiff was “not receptive to” or ‘resented” Defendant Torre and
Gutekunst’s involvement, “resistant” to Defendant Torre’s and Gutekunst’s “input and advice”,
Therefore, an issue of the credibility of Defendant Gross, Defendant Torre and Gutekunst, even
In his affidavit, Defendant Gross testified, “Dr. XXX showed some minor improvements in his
research by January 2005. Although he did not substantially improve his research methods nor
resolve in a meaningful way the concerns that I had, I decided to give Dr. XXX the opportunity
to continue his research for another year”, “[e]ven after January 2005, I had frequent discussions
with Dr. XXX explaining to him the flaws in his research and his data, and the fact that these
flaws would be exposed in a far harsher manner by outside peer reviewers if a paper were
published without correcting these flaws”, “I counseled Dr. XXX on numerous occasions
regarding the need for him to work more collegially with other lab employees”, “I was reluctant
to offer Dr. XXX employment in my lab after his current contract expired” (on February 2006),
“[n]evertheless, I decided to offer Dr. XXX employment in my lab for one final year for 2006-
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2007 because he did make some progress on his research”, “I did not intend to offer Dr. XXX
Evidently, Defendant Gross’ testimonies were self-contradictory. If he was “reluctant to offer Dr.
XXX employment” before February 2006, then why did he “nevertheless” make the offer in
February 2006? If he did it because Plaintiff “did make some progress on his research”, then why
did Defendant Gross allege that Plaintiff “did not substantially improve his research methods nor
resolve in a meaningful way the concerns” that he had? One has to wonder whether Defendant
Gross realized that his afterthoughts did nothing more than ridiculing his own sanity and
judgment.
Additionally, to a reasonable mind and the jury, it is very hard to understand, if not impossible,
why Defendant Gross “reluctantly” offered postdoctoral employment to Plaintiff time after time.
Ironically, Defendant Gross himself provided the answer. In his e-mail to Schmidt on May 23,
challenged him to do by 1/2005 and I extended him for another year. It seemed to me that his
Also in this regard, his own words speak against him repeatedly.
In February 2005, Defendant Gross wrote to Plaintiff, “[i]t is a pleasure to renew your position as
beginning March 1, 2005 through February 27, 2006. This is a one-year appointment contingent
on continued satisfactory performance”, “[w]e look forward to having you on our staff and hope
that you find the work environment here both stimulating and enjoyable”.
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In February 2006, Defendant Gross wrote to Plaintiff, “[i]t is a pleasure to offer you a position as
beginning February 27, 2006 through February 26, 2007. This position is for one year, with the
possibility of renewal for additional years upon mutual agreement (as per accompanying letter)”,
As for “some minor improvements by January 2005”, Defendant Gross’ own words speak
against him again. In his e-mail to Schmidt on may 23, 2006, Defendant Gross asserted,
As for “frequent discussions after January 2005” and “counseled on numerous occasions
regarding the need for him to work more collegially with other lab employees”, Defendants
Emory and Gross have failed and refused to provide any evidence other than Defendant Gross’
Defendant Gross’ own words speak against him again. In his e-mail to Schmidt on May 23,
2006, Defendant Gross alleged, “I was aware of an altercation with Lissa Jackson, my senior
tech., but I do not recall whether I discussed this with Dr. XXX”. By his own statements,
Defendant Gross could not claim, with mere assertion after 20 months, that he “counseled”
In his affidavit, Defendant Gross also testified under oath, “I also learned from Ms. Jackson that
the relationship between Dr. XXX and another lab employee, Lincoln Jimenez, had deteriorated
to the point where they were not on speaking terms outside of lab meetings”. Again, by his own
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words, albeit purposely crafted, Defendant Gross did not claim that he “counseled” Plaintiff on
In his affidavit, Defendant Gross testified, “[b]ased on the information conveyed by Dr. Torre to
me and Mr. Schmidt during the May 22, 2006 meeting and the information conveyed to me by
Ms. Jackson, it became apparent to me that Dr. XXX’s interpersonal conflicts with other
employees in the lab was significantly worse than I had realized previously”. Again, by his own
words, Defendant Gross did not claim that he reached his conclusion after verification of the
allegations made by Defendant Torre and Jackson, who had personal motives and interests to
attack Plaintiff, with Plaintiff, let alone “counselled” Plaintiff in this regard. Whether it was
representative of Defendant Gross’ pattern of dealing with Plaintiff during 2003-2006 or just one
Medical School e-mailed to Schmidt, “I’m wondering if there are any progress
notes or other relevant documents regarding Dr. XXX’s performance from 2005 or
my file, although Dr. Gross had spoken with Dr. XXX on a few occasions without
reporting it to my office”.
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Even according to Schmidt, Defendant Gross only spoke with Plaintiff “on a few occasions” but
not “numerous occasions”. Importantly, Schmidt admitted that no documents other than
Defendant Gross’ 2004 “note to file” existed to substantiate his mere assertions.
Therefore, the credibility of Defendant Gross, even with a sworn affidavit, is certainly a genuine
In his affidavit, Defendant Torre testified, “I have reviewed Mr. Schmidt’s notes of the May 22,
2006 meeting between me, Mr. Schmidt and Dr. Gross, attached hereto as Exhibit A. Mr.
Schmidt’s notes accurately reflect Dr. Gross’ and Mr. Schmidt’s statements and questions to me,
my statements to Dr. Gross and Mr. Schmidt and my demeanor during this meeting. The
statements I made to Dr. Gross and Mr. Schmidt during this meeting and the sentiments I
expressed to them during this meeting, as documented by Mr. Schmidt’s notes, are true and
correct”.
Similarly, Defendant Torre testified under oath, “I have reviewed Mr. Schmidt’s notes of the
May 30, 2006 meeting between me, Mr. Schmidt and Dr. Barrow, attached hereto as Exhibit B.
Mr. Schmidt’s notes accurately summarize Dr. Barrow’s statements and questions to me and my
statements to Dr. Barrow and Mr. Schmidt during this meeting. The statements I made to Dr.
Barrow and Mr. Schmidt during this meeting and the sentiments I expressed to them during this
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However, Defendant Torre’s testimonies were either self-contradictory or contradicted by the
record.
First, according to one of Schmidt’s above-referred memos, on May 30,2006, Defendant Torre
alleged that he had “no prior knowledge” regarding Plaintiff’s reservation of the bench for
Wednesday mornings. But according to Schmidt’s another above-referred memo, on May 22,
2006, Defendant Torre admitted that he “had noted a sign in the area” and “misunderstood the
sign to be for a specific Wednesday a couple weeks prior” until “another employee clarified
Second, on May 30, 2006, Defendant Torre asserted that “he has avoided confrontation to the
best of his ability”. Yet, according to the same memo, Defendant Torre also admitted that he did
“not have as tight a time window [as Plaintiff]” and “he needed [the bench] 2-3 hours that day”.
Since Plaintiff only reserved and needed the bench “9-12” on Wednesdays mornings, Defendant
Torre was admitting to Defendant Barrow about his complete lack of justification to obstruct
Plaintiff’s planned work and invoke but not “avoid” an unnecessary confrontation.
Third, on May 22, 2006, Defendant Torre replied to Schmidt’s question “if he waved his hands
in jest of Dr. XXX” with “I don’t know. . . maybe.. . it’s possible”. Yet, on May 30, 2006, when
Defendant Barrow asked Defendant Torre what “he was doing immediately prior to Dr. XXX’s
throwing of the animal cage?”, Defendant Torre replied that “he was ‘yelling’ and ‘some
taunting’”.
Forth, on May 22, 2006, Defendant Torre alleged that he “became physically angry” “‘pushing’
Dr. XXX backwards with his right hand on Dr. XXX’s neck and shoulder”. However, according
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to Schmidt’s notes of the conversation between him and Ms. E, which was sworn to accurately
summarize such conversation, Ms. E provided her opinion that “these marks [on Plaintiff] could
In light of the foregoing, to a reasonable mind, a serious issue of the credibility of Defendant
Example 12. Concerning the credibility of Schmidt, Defendant Gross, Thigpen, Pearson,
In his affidavit, Schmidt testified under oath, “I did not believe that Dr. Gross’ email was
intended to be an invitation to ‘conspire’ with him to terminate Dr. XXX, and I did not construe
First, Schmidt’s statements were mere denials. He did not provide any justifications for not
verifying with Plaintiff on Gross’ allegations and his bias throughout his “investigation”.
Second, Defendants have failed and refused to disclose all communications among Defendant
Emory’s employees related to Schmidt and Defendant Barrow’s “investigation” into the May 17
The referred e-mail(s) between Defendant Gross and Schmidt were as follows:
Gross: “Jae, Have had a problem with personnel in the lab that has come to blows,
cc’d yvette hart in HR who is assisting with our other lab issues. Jae”
Gross: “XX XXX (post doc; history of interpersonal problems in the lab) and
Plaintiff was informed in his meeting with Schmidt on May 22, 2006, with a pre-signed letter, to
be placed on Administrative Leave without pay pending an investigation of the May 17 incident.
During his subsequent meeting with Schmidt on May 22, 2006, Defendant Torre was only told
that “he may be placed on Administrative leave”. Importantly, Defendant Emory has failed and
refused to either confirm the existence of such a letter or produce a copy to Plaintiff. According
to his sworn affidavit, Defendant Torre rather received a letter placing him “on administrative
leave without pay pending the outcome of the investigation” “[a]t some point later in the day on
May 22, 2006 after my meeting with Dr. Gross and Mr. Schmidt”.
made at Defendant Torre’s own will or others’ invitation, were documented by Schmidt even
though Schmidt testified under oath, Defendant Barrow “instructed me to review the situation,
including interviewing employees with information regarding the altercation”. More importantly,
Defendant Torre’s documented false allegations were neither disclosed to nor verified with
Gross’ false assertion (“XX XXX (post doc; history of interpersonal problems in the lab[)]”) was
neither disclosed to nor verified with Plaintiff. The defendants have also failed and refused to
produce any evidence, except now with impeachable affidavits, to support mere personal
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Yet, in their affidavits, the three members of the ad hoc committee also testified under oath, “I
believed the evidence showed that the Department of Neurosurgery’s investigation of the
altercation was reasonable, fair and consistent with Emory University policies. The information
interviewed all the relevant witnesses, obtained statements and made a reasonable and good-faith
In his letter to Plaintiff, Defendant Lawley asserted, “I believe that their report, which is advisory
and confidential to me, indicates that they performed a thorough and comprehensive review of
your termination. The committee carefully considered not only the background materials I
provided with the committee’s charge, but also the written materials and oral information you
Therefore, the credibility of Schmidt, even with a sworn affidavit, is a genuine issue to be
determined. Likewise, the credibility of Thigpen, Pearson and Beard, even with sworn affidavits,
In his affidavit, Schmidt testified under oath, “[o]n May 23, 2006, I received an email from Dr.
Gross” and “I did not construe this email by Dr. Gross to be advocating that Dr. XXX be
terminated. But rather that, if Dr. XXX were terminated, Dr. Gross would regret the negative
impact such a termination would have on Dr. XXX’s career”. Likewise, in his affidavit,
Defendant Gross testified under oath, “I did not suggest or recommend that Dr. XXX’s
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employment should be terminated, but rather I commented that, if Dr. XXX were terminated, I
would regret the negative impact such a termination would have on his career”.
However, in the referred e-mail, Defendant Gross wrote, “[a]fter investigating the situation by
speaking to all lab members (except Dr. XXX, who spoke with you while I was in the OR, but
whose account you told to me), and based on the history of Dr. XXX’s and Dr. Torre’s tenure in
the lab, with long consideration I must conclude that the culpability lies to the far greater share in
Dr. XXX’s behavior. Although more restraint should have been exhibited by Dr. Torre, I feel he
was provoked beyond reason, and this is not part of any ongoing difficulty on his part.
Personally, I regret the effects that dismissal would have on Dr. XXX’s career, and I have gone
to great lengths to help him succeed. However, I feel that most of the current and past problems
are of his own creation. In contrast, I would be personally distraught if the current altercation
were to negatively impact Dr. Torres career, and feel that he should be reinstated as soon as
possible, upon the conclusion of any further investigation deemed necessary by the Dean”.
Thus, there’s no identifiable reason for a reasonable mind not to determine as a fact that, by
making contrasting comparison, Defendant Gross was indeed affirming to Schmidt his
justifications, albeit false, for terminating Plaintiff but pardoning Defendant Torre. His “regret”
over “the effects that dismissal would have on Dr. XXX’s career” was merely pretentious and
instantly buried by his subsequent assertions that “I have gone to great lengths to help him
succeed. However, I feel that most of the current and past problems are of his own creation”.
Importantly, without a dispute, Defendant Gross’ forgoing statements were made on the second
day of Schmidt’s “investigation” and before Defendant Gross conferred with Plaintiff regarding
the May 17 incident. In fact, Defendant Gross never conferred with Plaintiff during Schmidt and
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Defendant Barrow’s “investigation” and alleged to Plaintiff his non-involvement in the
“investigation” and a “friendly” stance toward Plaintiff on June 12, 2006 when reluctantly
Therefore, the credibility of Schmidt in this regard, even with a sworn affidavit, is to be
determined. Likewise, the credibility of Defendant Gross in his statements in a sworn affidavit is
to be determined.
Example 14. Concerning the credibility of Thigpen, Pearson, Beard and Defendant Lawley
In their affidavits, the three members of the ad hoc committee testified under oath, “I believed
the evidence showed that the Department of Neurosurgery’s investigation of the altercation was
However, in the exhibits of the same affidavits, the three individuals also acknowledged,
“University policy requires that employees placed on administrative leave without pay be
informed of the final decision regarding their employment within 14 calendar days. In the case of
Defendant Lawley also acknowledged to Plaintiff, “[i]n reviewing the inquiry process, the
committee noted that University policy requires that employees placed on administrative leave
without pay be informed of the final decision regarding their employment within 14 calendar
days, and that you were not informed of your termination until 18 calendar days after you had
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Although the committee and Defendant Lawley miscounted (Plaintiff was placed on the leave on
May 22, 2006 and informed about the final decision on June 12, 2006. There were 22 days in this
period), without a dispute, Schmidt and Defendant Barrow violated Defendant Emory’s policy
with each other. Therefore, the credibility of the committee’s members, Thigpen, Pearson and
In his letter to Plaintiff, Defendant Lawley asserted, “I believe that their report, which is advisory
and confidential to me, indicates that they performed a thorough and comprehensive review of
your termination”, “the Department of Neurosurgery’s inquiry into your termination was
reasonable, fair and consistent with University’s policies”. Likewise, the credibility of Defendant
Example 15. Concerning the credibility of Thigpen, Pearson, Beard and Defendant Lawley
“termination letter to Dr. XXX notes ‘numerous prior personal conflicts with other members of
the laboratory before the current dispute’. We can not find documentation of this in the records
that we have for review”. Plaintiff also advised the committee that Defendant Barrow’s false
allegations were neither verified nor discussed with Plaintiff during the “investigation”.
However, in their affidavits, the committee members testified under oath, “I believed the
evidence showed that the Department of Neurosurgery’s investigation of the altercation was
reasonable, fair and consistent with Emory University policies” and “[b]ecause the ad hoc
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committee concluded that Dr. XXX’s conduct on May 17, 2006 justified his termination, it did
not reach any conclusions or make any recommendations regarding the allegations that Dr.
XXX’s job performance as poor and that Dr. XXX had a history of interpersonal conflicts with
others in the lab”. Whether the committee members actually reached a conclusion and did not
Nonetheless, evidently, the testimonies of the ad hoc committee members self-contradicted with
each other. Therefore, the credibility of the committee’s members, Jeanne Thigpen, Thomas
Pearson and Linda Beard, even with sworn affidavits, is itself a genuine issue to be determined.
In his letter to Plaintiff, Defendant Lawley asserted, “I believe that their report, which is advisory
and confidential to me, indicates that they performed a thorough and comprehensive review of
your termination. The committee carefully considered not only the background materials I
provided with the committee’s charge, but also the written materials and oral information you
provided to the committee directly”, “the committee concluded that the Department of
Neurosurgery’s inquiry into your termination was reasonable, fair and consistent with
determined.
In his affidavit, Defendant Lawley testified under oath, “I did not instruct the ad hoc committee
to review the personnel decision Dr. Barrow made concerning Dr. Torre. I did not receive any
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However, during his “review”, Plaintiff unequivocally advised Defendant Lawley in writing,
“[b]ased on Mr. Schmidt’s records, I have serious doubts over Enrique’s moral standard and
integrity. Enrique clearly lied numerously and irresponsibly damaged the reputation of me, an
conflict and obstructed another [Emory] researcher’s work without any justifications. During the
conflict, all Enrique did was verbal and physical insults and assaults towards me. Due to
Enrique’s complete lack of will to discuss, I was only forced to respond to his provocations all
Additionally, on July 12, 2006, Plaintiff e-mailed to Defendant Lawley, which was responded by
Claudia Adkison on behalf of the Dean’s office, “[i]n my view, all the information gathered by
the investigators, including allegations, should be presented to and addressed by both parties
before they can be acted upon. I would also like this fact to be appreciated that justice delayed is
justice denied. I greatly appreciate your office taking time to review the incident, the
Therefore, the credibility of Defendant Lawley as a witness, even with a sworn affidavit, is a
Example 17. Concerning the credibility of Speck, Defendants Barrow and Lawley
In his affidavit, Samuel Speck (“Speck”) testified under oath, “[t]he humane care and proper use
of laboratory research animals is a very serious matter in the School of Medicine”, “I received a
letter dated May 31, 2006 from Jae Schmidt, the Administrator for the Department of
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Neurosurgery at the Emory University School of Medicine reporting an act of violence that Dr.
XXX committed towards laboratory mice”, “[t]he Institutional Animal Care and Use Committee
did not complete an investigation into Dr. XX XXX’s reported mistreatment of Dr. Enrique
Torre’s research animals because Dr. XXX was terminated from his employment”.
Without a dispute, the incident involving alleged mistreatment of mice occurred on May 17,
2006 and Schmidt started his “investigation” no later than May 22. According to Speck, he only
received Schmidt’s letter on May 31. To a reasonable mind, it needs more than mere assertions
to prove that Defendant Emory administrators were “very serious” about animal’s welfare.
Defendant Emory has failed and refused to provide any evidence that its Institutional Animal
Care and Use Committee initiated an investigation into the alleged animal mistreatment. Thus, a
mere assertion of “did not complete” an investigation of “a very serious matter” only cast doubt
of credibility on Speck as a witness even with a sworn affidavit, which is only to be determined.
Additionally, Plaintiff was terminated partially for alleged mistreatment of mice and such
termination was upheld primarily for such alleged actions. Yet, according to Speck’s sworn
testimony, “an investigation” into such actions was “not completed” because Plaintiff was
Evidently, the testimonies of Speck, Defendants Barrow and Lawley contradicted with each
other. Therefore, the credibility of them, even with sworn affidavits, is a genuine issue to be
determined.
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Part IV
As you may remember, on June 12, 2006, the day Plaintiff received Defendant Barrow’s letter of
termination, Defendant Gross reluctantly replied Plaintiff’s phone call and asserted his non-
involvement in Barrow’s investigation and decisions, which were pure lies. You may also
remember that Defendant Gross even assured that he would manage to publish Plaintiff’s first-
authored research article, which also turned out to be fraudulent. Defendant Gross had since then
refused to disclose the status of Plaintiff’s manuscript towards publication. However, in early
2008, it was discovered that Defendant Gross did successfully publish an article highlighting
Plaintiff’s lentiviral data in a scientific journal. Yet, Defendant Gross entitled himself to be the
For the reasons to be followed, there is no need to challenge the claimed credit or denounce a
despicable act of defaming and discrediting a researcher’s work behind his back but later cashing
in to advance self’s interests. Rather, the issue has become whether Defendant Gross and other
fabricated and falsified results in a scientific journal. Logically, the question has further become
whether there could be any truth in the allegations against Plaintiff of persons whose integrity as
human beings and professionals are hard to defend and who all benefited from the conspiracy.
Likewise, the question has further become whether it is ethical and conscionable for Defendants
Barrow and Lawley to cling to their unsupported termination and upholding at all costs just to
save face. Ultimately, the question has become how Emory administrators can “defend” the
As being described in Defendant Gross’ article (“we have chosen to express C3 transferase from
inactivating” vectors rendered the 5’ LTR of the integrated provirus transcriptionally inactive.
Therefore, the diagrams of vectors in Figure 5A (below) mistakenly failed to depict the deletion
in the 3’ LTR (one might even be misled by the diagrams to think that the 3’ LTR was longer
Since the Lenti-GFP vector was obtained from Dr. David Baltimore’s lab (California Institute of
Technology) as a gift and the Lenti-C3 vector was generated by substituting a myc-tag C3
exoenzyme gene for the GFP in the Lenti-GFP construct, the accurate description of the vector is
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described in Lois, C., Hong, E.J., Pease,S., Brown, E.J. and Baltimore D. Germline
295, 868-872 (2002). For your convenience, the diagram of the Lenti-GFP or Baltimore’s GFP
Noticeably, the Ubiquitin-C promoter and HIV-1 flap (or cPPT) were incorporated in the
backbone of the Baltimore’s GFP vector. Therefore, the depiction of “RRE” and “mPGK prom”
in Figure 5A in Defendant Gross’ article was also factually mistaken and scientifically
misleading.
This was an unacceptable error as it infringed the very basic concepts of the lentiviral gene
therapy. As you may remember, Claire-Anne Gutekunst and Defendant Enrique Torre testified to
the court that they were there to provide “supervision, direction and advice” concerning
Plaintiff’s research. Both individuals were also listed as co-authors. Unlike Plaintiff, they should
have read Defendant Gross’ manuscript before its submission and, noticeably, they did not
Moreover, the rat embryonic hippocampal explants (cut in small pieces), not dissociated cells,
were infected with lentiviruses and then dissociated prior to in vivo injection. Otherwise, there
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would not be sufficient viable cells for transplantation after viral infection due to cell death.
dissociated and infected with lentivirus prior to injection into the adult rat brain”, below) was
More importantly, the infected hippocampal cells were not injected into the “corpus collossum”
as described in Defendant Gross’ article (“Rat hippocampal primary neurons were infected with
either Lenti-GFP (B) or a combination of Lenti-C3/Lenti-GFP (C) and implanted into adult rat
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The original results were shown below and you should be able to draw a conclusion as to the
injection sites (within the red circles in the coronal sections of the rat brains).
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As the injection sites were mistakenly described, Defendant Gross’ conclusions that “lentiviral-
C3 neurons elaborated lengthy processes that coursed within the callosum to the contralateral
side” and “we have observed long-distance neurite growth in the inhibitory white matter of the
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Additionally, there were no scale bars in the original images. It was a wonder that Defendant
Gross and others could impose them on the pictures without consulting Plaintiff, the sole creator
of the data. That was apparently not good enough for the authors of Defendant Gross’ article.
With careful comparison of the two original slides (10X images) with Figure 6 B.C, one can only
conclude that the image of the lenti-C3 infected cells were artificially enlarged and cropped but
attached with an unchanged “scale bar”. In other words, in Defendant’s Gross’ article, research
Moreover, although Plaintiff was encouraged by the promising results (as shown in slides) and
was diligently conducting more in vivo studies (On May 17, 2006, Defendant Torre unjustifiably
disregarded Plaintiff’s written notice and sabotaged Plaintiff’s such effort making it the last of
Plaintiff’s attempts), the images shown in Defendant Gross’ article was one-time best shot.
Noticeably, such important fact was not mentioned and discussed in Defendant Gross’ article.
In Defendant Gross’ article, it was alleged, “[i]n every instance, C3 had similar or more robust
effects on neurite outgrowth (length of neurites, percent of cells with neurites, and number of
branches) than Rho-kinase antagonist Y27632”. In fact, the opposite was true. The cellular
transduction efficiency for lentiviral vectors was and has always been a challenge in lentiviral
gene therapy research. The cyto-toxicity also limited the number of viral particles to be
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transduced. The latter was in particular true with Lenti-C3 since C3 exoenzyme halted, if not
ceased, cell division. On the other hand, Y27632 is a small molecular and readily permeable to
the cell membrane. In addition, Y27632 can be administered at various concentrations to achieve
desirable effects.
In Defendant Gross’ article, it was alleged, “[i]n addition to the effects on basal neurite
containing either myelin or CSPG (Fig. 5)”. This was also not true. In lentiviral research, only
CSPG was used as an inhibitory substrate. Myelin was never used and should not be so claimed.
Without a question, the false misrepresentations like the ones in Gross’ Article breach the trust
among the researchers in the scientific community and have dire consequences on the authors’
reputation. As a wrongfully accredited “author”, it is even more hurtful and harmful to Plaintiff.
On the one hand, Plaintiff’s name was listed in the Article without consent and knowledge. On
the other hand, the integrity and significance of Plaintiff’s three-year legitimate findings were
destroyed by Gross’ Article. However, when Defendant Gross was contacted with demand for
correction in reference to the false allegations in his Article, he has never responded and has not
taken any action for months. Neither has Defendant Gross denied the falsity of his assertions.
The Editorial Board of Cell Transplantation has been contacted. It is said that the journal has
transferred the issues regarding Gross’ Article to Emory University’s Office of Research
Compliance for investigation. However, for at least over four months, there has been no
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indication that Emory is conducting such an inquiry. Yet, the damages have been accumulated
As Defendant Gross committed the above, one has to seriously doubt whether he had any moral
authority, let alone any factual base, to insult Plaintiff in 2004, “if I could teach you one thing
only, it would be that you should be the harshest critic of your own work. You shouldn’t be
trying to sell your data to us, you should be trying to sell it to yourself. As part owner of this
work I am so critical of it because I am being my own harshest critic, rather than having
reviewers do that for me”. (Plaintiff did not respond to Defendant Gross’ arrogant and
disgraceful slur. Instead, as Defendant Gross explicitly acknowledged in February 2006, Plaintiff
Similarly, one has to further doubt the integrity and credibility of Claire-Anne Gutekunst and
Enrique Torre as persons and researchers as their roles in Defendant Gross’ article and the
Considering that Defendant Gross covertly attacked Plaintiff’s reputation and scientific
competence and further self-degradingly alleged to the court that Plaintiff had a history of
harassing and intimidating co-workers but refused to provide any supporting evidence till this
day with the aid of Emory-funded lawyers, one has to further seriously question the ethics and
accountability of Emory administrators including President James W. Wagner and his cabinet for
having so far turned a blind eye and “defended” such an “egregious” and “ludicrous” (examples
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of words used by Emory-funded attorney representing the defendants to describe Plaintiff)
Apparently, as they conspired with Defendant Gross to defame and terminate Plaintiff’s
postdoctoral employment, Defendants Daniel Barrow and Thomas Lawley have no reasons to
abandon Gross anytime soon. Realizing the broken lies have nullified their “defense”, the
defendants turned to their last straw. Defendant Barrow testified to the court, “[e]ven assuming
that Dr. XXX did not have any prior job performance problems or prior interpersonal conflicts
with others in the lab, as uncovered in the investigation, I would have made the same decision to
terminate Dr. XXX’s employment based on the conduct he engaged in during his altercation with
Dr. Torre”. Defendant Lawley testified, “I upheld Dr. XXX’s termination solely on the basis of
Let alone being afterthoughts and factually unfounded, more importantly, their own actions
nullify their disgraceful assertions. When asked by Plaintiff to provide their factual
understanding of what occurred on the morning of May 17, 2006 between Plaintiff and Enrique
Torre, Defendant Barrow replied, “Defendant Barrow objects to this request on the grounds that
it is so vague as to preclude him from reasonably ascertaining the information sought”. To the
same question, Defendant Lawley replied, he “objects to this interrogatory on the grounds that it
is so vague as to preclude him from reasonably ascertaining the information sought by the
evidence”. Therefore, one with a reasonable mind has to conclude that Defendants Barrow and
Lawley have confessed that their decision and upholding were all factually baseless.
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Part V
Plaintiff has asserted the existence of a conspiracy against him during Emory University
which Enrique Torre, Robert Gross, Jae Schmidt, Daniel Barrow, and Thomas Lawley and his
staff all participated. To those who may have doubts over the involvement of Dean Office in the
Upon receiving Defendant Barrow’s termination letter on June 12, 2006, Plaintiff contacted
Emory University Human Resources and was finally instructed to appeal to Medical School
Dean Office. The next day, Claudia Adkison, Executive Associate Dean, met Plaintiff and was
provided with a full recount of the May 17 incident. By a recent court order, Defendant Lawley
reluctantly provided a copy of Adkison’s 4-page hand-written notes taken during the meeting.
Needless to say, the contents were opposite to Defendant Torre’s story. It was also significantly
and materially different from Schmidt’s version of Plaintiff’s “recount” on May 22, 2006. By
common sense, it would be a suicidal act for a postdoc to lie or assert contradictory recounts to
the management while challenging some of their own. However, it would not be unimaginable
impossible for any conscionable man not to be seriously troubled by how Plaintiff was
mistreated by Defendant Torre and the Departmental administrators and not to realize the
seriousness of the matter (in the least, a junior scientist’s research may have been sabotaged by a
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faculty member and his reputation and career would be destroyed by possible unjust and
Thanks to the defendants’ persistent refusal, many acts and statements may never see the light.
However, even by the tip of the iceberg, it is not very difficult for one to come to the conclusion,
after whatever struggle of conscience and duties, if ever, Dean Office staff decided to act as co-
For instance, Plaintiff stressed to Defendant Lawley and Adkison the urgency of a timely and
just review process as his research including in vivo study had been completely on hold since
May 22 and each round of the in vivo study involved at least 4-week planed work. In addition,
Plaintiff told Dean Office that he had to leave Emory in February 2007 (end of the contract) and
he wanted to obtain a bit more convincing in vivo data for a well-deserved publication as he had
been working diligently since April 2003. However, Plaintiff had to call and e-mail Dean Office
staff, mostly Adkison, time and time again and even stress to her that “Justice delayed is justice
denied”. Under Plaintiff’s protest, five weeks after Plaintiff met Adkison, the three-member
committee finally met Plaintiff on July 20. Yet, Defendant Lawley alleged to Plaintiff, “I have
taken very seriously your concerns about the termination of your employment as a post-doctoral
fellow”.
For instance, before the court, Defendant Lawley testified, “I upheld Dr. XXX’s termination
solely on the basis of his conduct in the altercation on May 17. 2006. The allegations that Dr.
XXX performed poorly as a researcher and had a history of interpersonal conflicts with others in
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the lab were not factors in my decision to uphold Dr. XXX’s termination”. However, on Aug. 3,
2006, Defendant Lawley asserted to Plaintiff in writing, “[t]he committee carefully considered
not only the background materials I provided with the committee’s charge, but also the written
materials and oral information you provided to the committee directly. I have evaluated the
committee’s findings and recommendations”, “[b]ased on the committee’s findings and on the
Clearly, Defendant Lawley provided Schmidt and Barrow’s notes to the committee with his
charge. Therefore, one has to wonder whether Defendant Lawley had to subject himself to the
liabilities of perjury. In fact, his review committee supplied an answer. While Defendant Lawley
asserted to Plaintiff that “[t]he committee concluded that the Department of Neurosurgery’s
inquiry into your termination was reasonable, fair, and consistent with University policies”, in
their report to Defendant Lawley (deemed “confidential” by Defendant Lawley and only made
public through litigation), the committee had to admit, “Dr. Barrow’s termination letter to Dr.
XXX notes ‘numerous prior personal conflicts with other members of the laboratory before the
current dispute’. We can not find documentation of this in the records that we have for review”.
As for the “poor performance”, the facts speak for themselves: (1) Plaintiff’s written
employment contract was renewed by Defendant Robert Gross three times with merit pay
increase; (2) No issues whatsoever were ever mentioned in the three annual performance
reviews; (3) Defendant Gross promised to provide employment reference for Plaintiff; (4)
Defendant Gross listed Plaintiff as the second author of his published “article”. Evidently,
Defendant Lawley was fully aware of the facts except the last. Between admitting his
unconscionable and irresponsible role in the conspiracy and admitting his actions and statements
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For instance, as Plaintiff later realized, Schmidt and Barrow’s whatever decisions regarding
Torre were never an issue for review. Defendant Lawley later testified before the court, “I did
not receive any request to review Dr. Barrow’s personnel decision concerning Dr. Torre” (which
was already proved to be false). According to Adkison, the decisions regarding Plaintiff and
Torre were “separate” even they were the results of the same incident and the same “fair and
reasonable” process.
For instance, notwithstanding the fact that it was Schmidt and Barrow’s mishandling of their
“investigation” was appealed, Schmidt was allowed or instructed to fix their “errors”. Example
1: On July 6, 2006, a Dean Office staff reported to Adkison that Schmidt did not document his
“interview” with Ms.E (who closely examined Plaintiff’s injuries on May 17 and voluntarily
went to see Schmidt around June 5, 2006 when Defendant Torre was already back to work for
Defendant Gross) and would promptly type in his “notes” of the “interview” for being included
in the “record” that Plaintiff and the committee would see. Consequently, Schmidt’s half-page
note of such “interview” was considered as a proof by the committee that “an attempt was made
to identify the facts by interviews or written documents from the critical parties involved”.
However, Schmidt truthfully, this time, noted the date when his note was prepared. The
defendants must have regretted that Schmidt’s rare “truthfulness” was noticed. They must be
even more surprised that one of Schmidt’s e-mails would one day see the light. On June 1,
Schmidt wrote to others, Defendant Barrow “would like to reprimand Dr. Torre with a formal
letter copied to the Dean, as well as one week without pay. He would like to offer Dr. XXX the
option of resigning prior to termination based on his history of personality conflicts and poor
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scientific performance”. Setting aside the reasons for termination, by “preparing” and dating his
note “July 7, 2006”, Schmidt was in fact admitting that (1) he or Defendant Barrow needed to
“interview” Ms. E as a witness; (2) he or Defendant Barrow did not “interview” Ms.E before the
final decisions were made. Example 2: On July 6, the Dean Office staff also wrote to Adkison,
“I discussed with Jae the strategy of paying Dr. XXX for the week-long extension of his leave,
and Jae agreed that made sense and will look into the mechanics.” A “strategy” to undo the
wrongs if found or a “strategy” to further the conspiracy? When Adkison met Plaintiff on June
13, 2006, she paused a moment after Plaintiff noted that Schmidt and Defendant Barrow did not
inform Plaintiff about their decision or an extension within 14 days. Adkison then stated to
Plaintiff, “I’m thinking what could be the remedy.” Retrospectively thinking, no doubt in
Plaintiff`s mind, Dean Office already made up its mind before the committee met Plaintiff for the
For instance, although Defendant Lawley asserted his seriousness about the review, although
Adkison was provided with a detailed recount of the May 17 incident and the ensuing Schmidt
and Defendant Barrow’s “investigation”, Adkison assured the committee members that they only
needed to meet together no more than twice. Adkison wrote, “I anticipate there will be one
meeting, two at the most”. Yet, the committee’s ability and efficiency to reach their “decision”
must have exceeded Dean Office’s expectations. Summarized by Plaintiff, “there’s no record
showing that the committee’s reviewing effort went further than ‘listening’ to Plaintiff’s one-
and-half-hour monologue and ‘reading’ Schmidt and Barrow’s documents”. The committee
members, Thomas Pearson, Jeanne Thigpen, Linda Beard, met Plaintiff during 5:30-7 PM on
July 20. By a recent court order, Defendant Lawley admitted that the three-member committee
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had “no notes” concerning the meeting (ironically, the committee members themselves were not
concerned if very different opinions as to what was communicated during their interview with
Plaintiff would be a problem for others to review-their only “criticism” to Schmidt and Barrow’s
“investigation”). On the morning of July 21, just hours after Plaintiff met the committee, a Dean
Office staff informed Schmidt that the committee already had reached its decisions. One of the
decisions was “[i]n our opinion the inquiry into this altercation was reasonable, fair and
consistent with Emory University policy. Specifically, an attempt was made to identify the facts
by interviews or written documents from the critical parties involved, Human Resources was
involved in the process and the issues of concern were communicated in letters to Dr. XXX in a
clear and direct fashion”. Clearly, the committee members turned blind eyes to the facts, (1)
Plaintiff informed Dean Office and the committee in witting that none of the alleged issues
regarding his job performance and prior interpersonal problems were brought up and discussed
by either Schmidt or Defendant Barrow; (2) Ms. E voluntarily provided her knowledge to
Schmidt and Schmidt’s note was prepared four weeks after Plaintiff’s termination. The
committee even disregarded their own findings that “[t]he parties involved often have very
different opinions as to what was communicated during the interviews to investigate these
events”, “Dr. Barrow’s termination letter to Dr. XXX notes ‘numerous prior personal conflicts
with other members of the laboratory before the current dispute’. We can not find documentation
of this in the records that we have for review”. Setting aside their solemn responsibilities, even
by common sense, one could not say a process was “fair, reasonable” if the defamatory
persons, let alone “senior faculty and administrators, all respected for their wisdom, knowledge
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and experience”, would refrain from making any conclusions before verifying the “very different
For instance, before the court, while bluntly insisting that Schmidt and Defendant Barrow’s
“investigation” was reasonable and fair, Defendant Lawley receded to allege as an afterthought
that the “sole justifications” to terminate Plaintiff were mistreatment of animal and violence
against a co-worker. However, Defendant Lawley must have forgotten the facts, (1) his review
committee only concluded, “Dr. XXX’s actions appeared to have caused the cage of mice to fall
to the floor and the mice to escape”; (2) Samuel Speck, the Chair of Emory Institutional Animal
Care and Use Committee, testified that he did not “complete” his investigation into the alleged
animal incident because Plaintiff was already terminated; (3) Unlike Defendant Torre, Plaintiff
never denied that he used physical force on May 17 and solemnly informed each of the managers
he encountered that he was defending himself alone from a 8” higher and much larger bully who
was persistently physically attacking Plaintiff; (4) Even working on the wording of their report
for more than ten days after they made their decisions, the committee admitted, Defendant Torre
“had physical contact with Dr. XXX” (certainly, physical contact of what kind and in what
nature was not an issue for their review). But “[i]n our opinion the primary motivating factor for
Dr. XXX’s physical contact with Dr. Torre was not self defense” because “[t]his is based on Dr.
XXX’s statements during his interview with us and the written statement from Ms. Jackson”.
The committee certainly mis-accredited Plaintiff for bravery or insanity more than he deserves.
The committee must have also failed to realize that Jackson was not an eye-witness of the May
17 incident but a possible conspirator. Besides, the committee did not refer to any of Jackson’s
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“statements”. In addition, since “no notes”, the committee did not or could not cite any of
Plaintiff’s “statements”.
To understand all the contradictions like the above-mentioned, instead of questioning the
intelligence of those self-claimed “senior faculty and administrators, all respected for their
wisdom, knowledge and experience”, Plaintiff rather looks into the moral turpitude and interest
calculations of the involved parties for the answers. Consistently, the following facts add further
support.
On the evening of the first Saturday of March 2008, in reference to the instant civil actions, the
“Emory University’s Associate General Counsel” Amy Adelman e-mailed to Emory Medical
School faculty alleging, “we assure you that there was no wrongdoing on Emory’s part, either in
connection with the underlying facts or in the conduct of the litigation.” She further assured, “[i]f
you are concerned about the emails or would like additional information about the case, please
do not hesitate to contact Amy Adelman in the Office of the General Counsel” as if Emory and
However, on April 24, 2008, Defendants Emory, Barrow, Gross and Lawley through their
counsels asked the court to “prohibit Plaintiff from contacting Emory community and others
regarding cases”. Embarrassingly and purposely, the defendants asked the court to allow such
motion to be filed “under seal”. Meaning? Plainly put, the defendants did not want their
arguments as well as several e-mails to the Emory Medical School faculty (identical to the
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previous parts) to be included in the court open record and to be viewed by the public for
generations to come.
When rejecting the defendants’ request to file their motion under seal, the court decided that,
without just reasons, the defendants’ filing should be made accessible to the public. The court
also decided that the defendants’ legal argument was inapposite and the e-mails contained the
statements similar to those in the court record. The court finally returned the defendants’ motion.
Even though it is pitiful and wasteful to entertain the defendants’ motion, the arguments of the
defending “Emory administartors and professors” should not be prohibited from being exposed
and rebutted. In their failed “filing under seal” motion, the defendants accused the sender of the
e-mails of (1) “sending ex parte communications to the Emory community”; (2) “making false,
inflammatory and simply outrageous statement about Defendants, Emory administrators and
professors”; (3) “harassing” and “threatening” the defendants’ witnesses; (4) intending to
“interfere with Defendants’ right to a fair trial and influnce the minds of hundreds of potential
However, in fact, (1) Emory and the defendants had and have more means to “communicate” to
Emory community or the general public if they so choose. As a matter of fact, they already did.
In addition, the recipients of the e-mails were actually advised to view the court record filed by
parties should they choose to do so. (2) The Emory community members or the general public
certainly have the wisdom to see the truth. In order to discredit the stinging statements, the
defendants had better defend with evidence but not merely repeat their unfounded and self-
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degrading personal attacks. The defendants should also realize that it was their own actions that
define their true beings. (3) One of the e-mails did point out that the defendants’ witnesses were
all interested persons and did challenge the thruthfulness of their testimonies. However, that was
done with evidence. By common sense, the truth is only a threat to liars and conspirators as they
feel being harassed by revelation of the truth. (4) As Defendant Emory’s employees, none of
Emory community members will not be selected as a juror to try the defendants. However, the
defendants were partially unmistaken when they complained to the court, the e-mails “clearly
manifest an intent to subject Defendants to a trial before their peers”. The defednants should
have added, “not in a court of law but in a court of human conscience”. As they have dared to
unjustly destroy a researcher’s reputation and career and dared to defend such actions before
court with false testimonies, why shoud they fear a “trial” by the Emory community or the
general public?
In addition, the defendants viewed the revelation of Defendant Robert Gross’ scientific
misconducts as having an “obvious implication” “that anyone else in the Emory community who
‘dares’ to sign an affidavit or otherwise provide testimony that Plaintiff views as unfavourable to
Plaintiff’s case will have their character and professional competence trashed in additional
scathing emails sent by Plaintiff to hundreds of his or her colleagues, peers, friends and co-
workers”. To rebut, Plaintiff in his opposition only stated, “the Editorial Board of Cell
The defendants’ unconscionable acts and frivolous defense certainly did not end there. To justify
his opposition to Plaintiff's discovery from Cell Transplantation, Defendant Lawley through his
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Emory-retained attorneys contended before the court, Defendant Robert Gross “performed most
of the research described in the article” and Plaintiff was listed as a co-author by Gross only
“because he contributed a few diagrams that were included in the article”. Considering (1)
Defendant Gross, being also a surgeon with Emory Hospital, mostly came to the lab once a week
or once every a few weeks to discuss research projects of others including Plaintiff's; (2)
Defendant Gross’ understanding of the gene therapy field was limited evidenced by the diagrams
and discussion in his Cell Transplantation article; (3) the defendants including Lawley submitted
Plaintiff's manuscript describing his three-year research findings and methods with detailed
descriptions and pictures, whose altered version constituted significant part of Defendant Gross’
Cell Transplantation article, to support Defendants’ Motion For Summary Judgment, one with a
sense of decency and dignity will be outraged and offended by what Defendant Lawley hides
In addition to rebutting the defendants’ frivolous defense and fraudulent testimonies, Plaintiff
has to fight for his right to a fair trial. In this regard, a simple fact should be sufficient to an
understanding mind. The previous presiding judge, who once dismissed Defendant Torre (the
new judge deemed him as a defendant again after Plaintiff's motion) and dismissed some claims
against the defendants (the new judge reinstated a claim upon reconsideration and some are still
pending), disqualified herself after Plaintiff's motion revealing that the judge’s spouse was an
current employee of Defendant Emory University Medical School and the judge herself was an
alumnus of Defendant Emory University. However, till her disqualification, the previous trial
judge never disclosed the facts and had been on the cases for one whole year!
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As the defendants had the guts, when under seal, to call the statements in the e-mails
“despicable”, they should have the guts to tell the Emory community or the general public that it
was Defendant Thomas Lawley, through his attorneys, who recently objected to Plaintiff’s
discovery requests to the editors of Cell Transplantation. Defendant Lawley’s “effort” dooms to
fail as “the truth is on the march and nothing can stop it”. In the meantime, one with a conscience
has to sadly conclude that some individuals including some of the defendants have already
degraded to the level not worthy to be despised as the human contempt solemnly concerns to
human beings. The general public are invited to observe how lower they are going to sink.
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Part VI
The following is a copy of Defendant Daniel Barrow’s letter to Defendant Enrique Torre.
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Evidently, although Defendant Torre’s physical assaults and threats on Plaintiff were
the complete lack of justifications to obstruct Plaintiff’s planned research and to insult Plaintiff
by Defendant Torre. Considering (1) Defendant Barrow alleged Plaintiff’s “violence” towards
contended Plaintiff’s “not primarily self-defensive” motivation to uphold the termination; (2) Jae
Schmidt and Defendant Barrow contended that they “interviewed” Ms. E. as part of their
“investigation” and “considered” her insights that Defendant Torre did not just “pushed” Plaintiff
on May 17, 2006; (3) Defendant Lawley’s ad hoc committee noted Defendant Torre’s “physical
contact” with Plaintiff on May 17, 2006; (4) Defendant Lawley contended that Defendant
Barrow’s “investigation” was “reasonable, fair, consistent with Emory’s policies”; (5) Defendant
Barrow even went before the court to testified, although Defendant Torre’s “involvement in this
altercation was inappropriate, Dr. Torre did not commit any acts of violence”, one with an
uncorrupted conscience has to be outraged and offended by the defendants’ unmoral statements
and deeds.
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Part VII
Please note:
During the entire process of the Neurosurgery Department’s “investigation”, Schmidt met
Plaintiff once on May 22, 2006. Defendant Daniel Barrow also met Plaintiff once on May 30,
2006 at 4:15 PM. Yet, Defendant Gross had already contemplated, on May 30, 2006 at 2:05
PM, how to benefit from Plaintiff’s work after Plaintiff’s “dismissal” (proposed by Defendant
Plaintiff’s work (with unfounded claims) after he trashed Plaintiff’s ability and professionalism.
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2
113
Please note:
This message was sent to Schmidt and cc-ed to Defendant Torre just over an hour after
Defendant Barrow was done interviewing Plaintiff. As Defendant Gross never sought Plaintiff’s
information regarding the May 17 incident or other issues by any means (not even through an e-
mail), he prejudged the “investigation” and was eager to sell his conviction. Yet, on June 12,
2006, Defendant Gross asserted to Plaintiff about his non-involvement in the process and
willingness to accept Plaintiff back to his lab if Plaintiff’s appeal was successful. In addition,
notwithstanding his customary gesture of offering help, Defendant Gross did not fill out the
reference albeit “honestly” and never indicated to Plaintiff his refusal to provide employment
reference, let alone justifications. Only until obtaining a copy of this message, Plaintiff knew that
Defendant Gross did not respond to one such request regarding a promising job opportunity
(without Defendant Gross’ “help”, Plaintiff did not get the job), albeit Defendant Gross’ promise
to do so a few months earlier before Plaintiff agreed to work one more year in his lab.
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3
115
Please note:
After making remarks like these, Defendant Gross finally returned Plaintiff’s calls and asserted
his non-involvement and no objection to Plaintiff’s back to his lab. Defendant Gross also
expressed his “support” to Plaintiff’s appeal to Emory Medical School. After obtaining
Plaintiff’s “grounds” for the upcoming appeal, Defendant Gross conveyed them to Schmidt, etc.
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