Revision sheets for CS Executive June 2010 FOR ALL LAW PAPERS Also refer other important class

markings WARNING:-OTHER COACHING CENTRES IN INDIA ARE REQUESTED NOT TO COPY OUR SUGGESTIONS SECURITIES LAWS 1. From study -1 Regulatory framework governing Indian Securities market (page 13), Investigation under section 11C of Sebi Act, Various penalties under Sebi Act, Various Appeals (handwritten sheet) 2. From study -2 Recent Reforms from assignment book Page 93 3. Study -3. Money Market Instruments As per class markings If possible do two numerical page 97 & 104. Two types of auctions for treasury bills page 105. Only short Questions from this chapter, REPO Ass. Book vol -2 page 142. 4. Study -4 Revise as per class discussion. Do not miss shares with differential voting right (119) Tracking Stock, clip & strip bond, Mortgage backed securities, Capital Index-ed bonds, carrot & Stick Bonds, Hedge funds, Exchange Traded funds, Derivatives (Assij Book vol 2) 5. Study 5 credit Rating a Basic Idea, do not spend more than 10 minutes. 6. Study6 6 capital Market Intermediaries, Do not spend are than 20 minutes. Do not forget to reuse Portfolio Mger custodian, FII, Obligations of Intermediaries under Money Laundering Act, Cash Transaction Report Suspicious Transaction Report, (page 279), KYC (from ELI Book). 7. Study -7 Stock exchange clearing corporation Page 299 Penalties for failure to comply with listing agreement 310, Multiple Listing 340, clause 41(page 347), clause 52-CFDS, clause 49 corp. governance (as per Bare Act) whistle Blower policy, Demutualization (Xerox shut (364) of Various appeal & page 365) 8. Study 8 Do not miss Margin Trading short selling, Payin, Pay out settlement System securities Lending (393), STP (dictated in Last class) Force Majure 9. Study 9 from Mutual fund Calculation of NAV, Do numerical problem asked in Dec 06 Short Note on gold exchange Traded funds, Capital Protection Oriented Scheme, Front end Load, Back End Load. 10. From Study X short note on Incubators, Angel Investors, Pvt Eg players (452) placement (462),Memorandum (page 458) foreign ,venture Cap Investor. 11. from study XII short note escrow Apc 489, Modes of buyback (495). 12. from study XIII Depositoris As per class discussion Do not miss page 541, 542, Concurrent Audit. 13. Amendments is listing agreement dictated in April month 14. Revise the sheet given on numericals. Part B (Revision should be completed in 3.30 hours) 1. Public Issue As per class on Sebi guidelines, & ICDR RegulationsDo not miss Lrso, pref. allotment , 100% Book Building, Differential pricing, QIP, Fast Track Issue, & some markings from st, Mat Par Value of share point (i) page 552, Application money 559, IPO grading Vgrp 580some portions of ESOP (607 onwards) voluntary Debsting, Compulsory Delisting (amendment sheet given in April) 2. From Debt Market Page 646 3. Study XVI GDR, ADR, IDR (Xerox sheet & Markings Road shows, offering circular, ECB . 4. Study XVII IDRs, as per Markings. 5. Study XVIII Investor Protection Ombudsman CS Executive Program (COMPANY LAW) Revise sheets given on fill up the blanks in April 2010 Following sequence should be followed: 1. Change of Various clauses of AOA, Do not miss (Page 31), Some questions on page 212(V.imp) 2. Doctrines 3. Page 7 to 10 of volume -1 4. Quorum, Proxy, Types of g.m. 5. Page 26, 27 of vol 1 EGM V imp (LIC vs Escorts ) (VV Imp) 6. Public deposits 7. Page 36, page 37 shelf prospectus, Red herring prospectus 8. Buyback

9. Shares with differential rights 146,47 10. Page 50 of vol 1 VV Inp 11. Page 51 onwards Transfer, Transmission 12. Charges, Page 57 some good question on charges , Irregular Allotment Page 40 13. Sec 192A page 70. postal ballot 14. Sec 190 special Notices (Also given in handwritten sheet of types of g.m. sec 181 (page 68) vol 1 page 76 Q 32, Q 18, 19, 20 (page 74), Q15,16 15. Dividend (As per class discussion), Interim Dividend, Q14 (page 80) 16. How are Minorities protected in Cos Act, (from CS Institute) Rule of Foss vs Harbottle (Study Mat) 17. Give examples of Shareholders democracy in co, Law. 18. Objective of Secretarial Standards Laid down by c.s. Institute To bring uniformity in diverse secretarial practices & improve corporate governance norms. Hoverer SS is Recommendatory. Learn the Names of SS. Example SS- 1 BM SS 2 GM SS 3 Dividend Also learn till SS 6. 19. Short note on one man company, LLP (vol 1) (page 16) DN (dictated) MCA 21, (from Page 210 onwards) 20. Handwritten Question of 314 21. Dividend (Point 1 to 20 should take 5 hrs) 372A (Xerox sheet) 22. Schedule XIII limits of sitting fees, Diff between MD & WD, MD & Manager, concept of Independent Directors (done in clause 49) & Sec 630,Sec 633,621A 34 only Diff between Additional, Alternate director , Directors app in casual vacancies, (handwritten sheet, 274(1)(g), 277, 278, Vacancy, CS Executive (Co, Law) (Revsion) Contents of Directors Report (sec 217) Do not miss Directors Responsibility Statement Bare Act(217 (2AA), Disinterested Quorum (Board meeting), sec 293 (1)(d), App of auditors (Do not miss sec 224A), Also revise powers of CLB to prevent oppression Mismanagement (sec 402), Sole selling agents Chapters like Societies Reg Act, Trust Act, do co-operative Societies done from Study Mat of Institute Practise Resolution No -5, 14, 15, 25, 24 from vol 2 (page 85 on words if you get time). List of Forms Read page 108, 109, List of Statutory books & Non-statutory books (study Mat), Short Note on Producer Company, CS Executive program

ECONOMIC LAWS

1. Study 1 As per class markings. Do not miss IEM Page 19, S.S1 (Page 9,11), Def of Micro enterprise, Small enterprise, Medium enterprise (page 48) 2. Study -2 Do not miss SEZ (85,86), 91, DEPS(74), DRFC & other markings. 3. study 3 Diff between MRTP & competition, predatory pricing (Bare Act) short note on Competition Advocacy, Combination (Sec 5,6) Anti-competitive agreements (sec3), CAT (amendment discussed is class), Powers of CCI (Sec 27), functions of CCI (sec 17,18) 4. Study -6 Consumer protection Revise lmp. Case Laws, Jurisdiction of Consumer forum, Limitation period (286 on wards) (292) 5. Study 7 Essential commodities Act as per class markings do not miss page 327 Seizure & confiscation 327,329 6. Study -8 Standards of weights & measures As per class markings, do not miss page 360 Pre-packed commodity, Principal Display Panel 363, Maximum Permissible error 370, Exemption 371. 7. FEMA Assig Book solve -2 and Short Question done from study Mat of Institute, Those who were absent must collect Those markings 8. Study X- As per class markings 9. Study XI As per class markings, Do not miss sustainable living 437 Environmental clearance 451, various Case Laws 452 NEAT 459, Natural Environment Tribunal 464 Public liability Insurance 464. 10. Study XIII- Meaning of industrial property 504, Opposition to patent 518, Term of patent 523, Compulsory Licence 526, Copyright Board 549, International copyright 553 & other markings.

11. Money Laundering VVInp, Every thing as per class marking, objective of KYC gividdires (Part B. As per class Markings ) In part B More Important topic , Industrial disputes, factories, Bonus, Sequence of Revsion should be point 1,3,4,7,9,11,5,2 part B & then other time management part B 3:30 hours Part A- 5:30 hours .