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Osteoporosis: Diagnosis and Conservative Treatment

Peter A. Huijbregts, DPT, OCS, FAAOMPT

Abstract: Osteoporosis is diagnosed by identification of risk factors, diagnostic imaging modali-


ties, and urinary or serum levels of certain bone biomarkers. Treatment goals for patients at risk
for or diagnosed with low bone mineral density are achieving and maintaining peak bone mass
and attenuating or reversing pathologic, age-related, and postmenopausal bone loss. To achieve
these goals, medical treatment may consist of nutritional and pharmacological interventions; physi-
cal therapy treatment consists of exercise. Current research allows for tentative conclusions with
regards to optimal exercise parameters.

Key Words: Osteoporosis, Diagnosis, Treatment, Exercise

I n the first article of this two-part series on osteoporo-


sis, I discussed the epidemiology of osteoporosis, the
histology of bone, the influences on bone remodeling,
pist. Conservative and surgical management of osteoporosis-
related fractures is outside the scope of this article.

and a classification of osteoporosis into primary and sec-


ondary forms. This second article uses that information Diagnosis
as a basis for discussion of diagnosis and management of The diagnosis of osteoporosis is often first established
patients at risk for or diagnosed with decreased bone mineral by documenting a typical osteoporotic fracture1. Identify-
density (BMD). The goal of this article is to enable the ing the patient prior to such a fracture is much prefer-
physical therapist to effectively screen patients for low able. Identification of risk factors associated with osteoporosis,
BMD and to develop appropriate exercise interventions the use of appropriate diagnostic imaging modalities, and
for patients at risk for or diagnosed with low BMD. This measuring the serum and urinary levels of certain bone
article is also meant to increase the therapist’s knowl- biomarkers may allow for earlier diagnosis.
edge of diagnostic modalities and interventions outside
of the scope of physical therapy practice in order to fa-
cilitate and improve on patient education by the thera- Risk Factors
As stated in the first article, the physical therapist
may be confronted with a patient with undiagnosed low
Address all correspondence and request for reprints to:
BMD. Forces applied normally within a therapeutic ses-
Peter A. Huijbregts
Olympic Physiotherapy and Hand Therapy
sion may exceed the lowered fracture threshold and cause
#245-3066 Shelbourne Street harm to the patient. Identifying the patient at risk for
Victoria, BC V8R 6T9 Canada decreased BMD may help the therapist make safer choices
huijbregts_peter@hotmail.com when selecting interventions used and forces applied during
these therapeutic sessions. The identification of risk factors

The Journal of Manual & Manipulative Therapy


Vol. 9 No. 3 (2001), 143 - 153 Osteoporosis: Diagnosis and Conservative Treatment / 143
associated with osteoporosis (Table 1) is the only diag- Table 2. Secondary causes of osteoporosis1-5,11,14
nostic tool available that is within the scope of practice
of the physical therapist. Dietary deficiencies
A structured history may reveal the dietary deficien- • Insufficient intake calcium and/or vitamin D
cies, endocrine disorders, gastrointestinal diseases, bone • Excessive consumption of phosphates,
oxalates, alkalis, fatty acids, dietary fibers,
marrow diseases, connective tissue diseases, medication
proteins, refined sugar, caffeine, alcohol, and
use, and miscellaneous causes of secondary osteoporosis
sodium
as discussed in the first article (Table 2), including the
Endocrine diseases
influence of caffeine, tobacco, and alcohol, and the ef-
• Female hypogonadism
fects of diet on calcium absorption and excretion.
Hyperprolactinemia
Female gender is another risk factor: peak bone mass
Hypothalamic amenorrhea
(PBM) is generally higher in men2. Bone mass also cor- Anorexia nervosa
relates positively with skin pigmentation2. Bone mass is Premature and primary ovarian failure
equal in blacks and whites until adolescence, but there- Oophorectomy
after it increases to a greater level in blacks3. Darker- • Male hypogonadism
skinned races also have slower bone turnover, higher Idiopathic hypogonadotropic hypogonadism
intestinal calcium absorption, and higher blood calcium Hyperprolactinemia
levels4,5. Bottomley4 hypothesized that these differences Klinefelter’s syndrome
may be the result of increased vitamin D production due Primary gonadal failure
to less refraction of sunlight. The combination of gender Delayed puberty
and race puts black men at the lowest risk and white women Cystic fibrosis
at the greatest risk for developing osteoporosis2. Asian • Hyperthyroidism
women are in the same risk category as white women; • Hyperparathyroidism
Hispanic women are less at risk than white women but • Hypercortisolism (Cushing’s disease)
are not as protected as black women5. • Growth hormone deficiencies
Body build is related to bone fragility: thin women • Untreated diabetes mellitus
have less cortical bone and are, therefore, at greater risk Gastrointestinal diseases
for fractures2. Obesity may protect women from osteoporosis • Subtotal gastrectomy
in multiple ways. Increased body weight will cause in- • Malabsorption syndromes
creased gravity-induced strain on the bone, which may • Chronic obstructive jaundice
result in increased PBM2,6. Adipose tissue is the site where • Primary biliary cirrhosis and other cirrhoses
androgens are converted into estrogen; it also acts as a • Alactasia
storage unit for estrogen5,6. Low body fat may result in Bone marrow disorders
insufficient estrogen production3, while obesity may increase • Multiple myeloma
the amount of biologically available estrogen2. • Lymphoma
Women with a family history of osteoporosis run a • Leukemia
higher risk for developing osteoporotic fractures2. BMD • Hemolytic anemias
seems at least partly genetically determined: monozygotic • Systemic mastocytosis
• Disseminated carcinoma
Connective tissue diseases
Table 1. Risk factors for osteoporosis2-6 • Osteogenesis imperfecta
• Ehlers-Danlos syndrome
• Age 50 and older • Marfan’s syndrome
• Female • Homocystinuria
• Caucasian or Asian Medication
• Postmenopausal • Heparin
• Northern European ancestry • Glucocorticoids
• Small, bony body frame • Thyroxine
• Low body fat • Anticonvulsants
• GnRH agonists
• Family history of osteoporosis
• Cyclosporine
• Failure to gain weight normally in puberty
• Chemotherapy
• Pregnancy at an early age Miscellaneous causes
• Long periods of inactivity • Immobilization
• Medical history positive for secondary causes of • Rheumatoid arthritis
osteoporosis as outlined in Table 2 • Smoking

144 / The Journal of Manual & Manipulative Therapy, 2001


twins have been shown to have a significantly greater mass decrease of at least 30% is needed before it can be
similarity in bone density of the radius than do dizygotic detected on plain radiographs 2,3,9. Overexposure and
twins6. A failure to gain weight normally during puberty underexposure alter apparent radiodensity; this decreases
predisposes the individual to decreased PBM and osteoporosis the reliability of densitometry by plain radiographs9. The
in later life4. Pregnancy at an early age, when the skel- Singh index grades osteoporosis based on the finding that
etons of both the mother and the fetus are maturing the five major trabecular groups of the proximal femur
simultaneously, may also result in lower BMD and in- are resorbed in a predictable, sequential manner as the
creased risk for perimenopausal bone loss5. disease progresses9; recent studies, however, have shown
no correlation between the Singh index and the more
widely used dual-energy X-ray absorptiometry (DEXA)
Diagnostic Imaging measurements8. Radiographic absorptiometry assesses
Ordering diagnostic imaging modalities is usually compact and cancellous bone of the second to fourth
outside the scope of practice of the physical therapist. metacarpal bones measured against an aluminum refer-
Knowledge of the modalities available may, however, facilitate ence wedge8. X-ray absorptiometry uses an X-ray rather
suggestions to primary care providers, especially when than the isotope-based projection system of SPA and DPA3.
multiple risk factors have been identified during a struc- Single-energy X-ray absorptiometry uses a water bath
tured history taking. It may also improve patient educa- as does SPA to correct for overlying soft tissue; as with
tion regarding the diagnostic imaging modalities used. SPA, it can only be used at the radius and the calcaneus8.
Correct interpretation of BMD measurements can guide As discussed in the first part of this series, the World
physical therapy treatment decisions7. Health Organization (WHO) has adopted dual-energy X-
Mass screening for osteoporosis is not warranted8. ray absorptiometry as its standard imaging technique
However, Seeger8 noted that bone densitometry may be for the classification of osteopenia and osteoporosis 10.
indicated for the following select patient groups: Compared to DPA, DEXA has superior precision, lower
• Perimenopausal women with several identified radiation doses, shorter examination times, higher im-
risk factors age resolution; and it is technically easier to do 3. Tradi-
• Young premenopausal women with prolonged tionally, evaluation of the spine with DEXA has been
amenorrhea (of more than six month’s duration) performed in an anteroposterior direction: prevertebral
• Patients with diseases or on medications, that vascular calcifications and osteophytosis may result in
may adversely affect BMD an artificially high BMD8. Lateral DEXA scans avoid these
• Premenopausal women with a high number of imaging pitfalls1,8. DEXA converts a three-dimensional
risk factors, for whom a low BMD value is body into a two-dimensional image: the measurement is
expected to assist in positive lifestyle changes, calculated by dividing total bone mineral content (BMC)
thus reducing the risk of fracture in later life by the projected area of a specific region. BMD measure-
Multiple imaging methods are available to determine ments using DEXA, therefore, do not measure true volu-
bone density. Nuclear scanning techniques were among metric density, but rather integrated areal density of both
the earliest imaging techniques used for bone densitom- compact and cancellous bone7. DEXA scans are widely
etry. Single-photon absorptiometry (SPA) uses iodine- used. The therapist needs to be able to interpret these
125 as a gamma ray source8 and operates on the prin- scans as they can guide physical therapy intervention.
ciple that density of cortical bone is inversely propor- There are three ways for reporting BMD from DEXA
tional to the quantity of photons passing through. The measurements: an unadjusted score in grams per centimer-
radio-isotope emits a single-energy beam of photons that squared, a T-score, or a Z-score. To get the T-score, the
passes through the bony structures of the forearm, while deviation of the patient’s BMD score from the mean BMD
a sodium-iodide scintillation counter is moved across the of the young adult reference population, used by the WHO
opposite side of the forearm to detect photons transmit- to define osteoporosis, is divided by the standard devia-
ted through the bone3. SPA is limited to use in appen- tion of this same reference group. (See the discussion of
dicular areas with minimal soft tissue, such as the ra- the WHO classification in the first article.) The Z-score
dius and calcaneus. A water bath may be used to correct uses the same mathematical formula but compares the
for overlying soft tissues8. Dual-photon absorptiometry patient to an age- and sex-matched reference population7.
(DPA) uses an isotope source that emits two discrete energy Quantitative computed tomography (QCT) is the only
photons. This allows for correction for overlying soft tissues; imaging modality that generates a three-dimensional
a water bath as with SPA is not necessary. DPA can be measurement representing a true density measurement
used to determine BMD in the spine and proximal fe- rather than reflecting a surface area as do the other
mur8. Scanning time with SPA and DPA are long and nuclear modalities8. QCT allows for specific visualization of the
scanning has been largely replaced by other methods8. metabolically more active cancellous bone of the verte-
Plain radiography has been used to determine the bral bodies mainly affected in type-I osteoporosis; this
presence of osteopenia. However, sensitivity is low: a bone may make it more sensitive for diagnosing this type of

Osteoporosis: Diagnosis and Conservative Treatment / 145


osteoporosis1,8. It simultaneously scans a phantom com- seem to be the most specific and responsive markers of
posed of tubes containing standard solutions of bone mineral bone resorption 12. Specific clinical utility of bone
equivalent; comparison of the phantom scan with the biomarkers has, however, yet to be established 1.
vertebral body scan allows for determination of BMD3.
Radiation dose of QCT is higher than that of DEXA and
difficulty in relocating the site of the initial measure- Medical Treatment
ment, especially in severely kyphotic or osteoporotic The goals of any conservative treatment for patients
individuals, greatly affects its reliability and usefulness at risk of or diagnosed with decreased BMD are to achieve
for serial measurements3,8. and maintain maximum PBM, as well as to attenuate or
Quantitative ultrasound is a relatively new method reverse pathologic, age-related, and postmenopausal loss
that uses ultrasound transducers placed opposite each of BMD. To achieve these goals, medical management can
other, usually on the calcaneus. The most commonly used consist of nutritional and pharmacological interventions.
clinical parameter is broadband ultrasound attenuation. Diagnosis and pharmacological management are the
This parameter reflects trabecular orientation and structure responsibility of the physician. If a secondary cause of
rather than BMD8. osteoporosis can be identified, specific medical treatment
Andreoli et al1 reported that large prospective stud- should be aimed at correcting the underlying disorder1.
ies have demonstrated that BMD measurements of the A dietitian can assist the physician by providing nutri-
distal and proximal radius, calcaneus, proximal femur, tional education and counseling. The goal of this section
and spine can all predict the development of all major is not to provide the therapist with complete and exhaustive
types of osteoporotic fractures. Seeger8 noted that it may information needed to make a well-educated choice as
be true in the population as a whole that one site reflects to which nutritional or pharmacological intervention is
the other, but that this is probably not so in the indi- indicated for a patient; this is clearly outside our scope
vidual; measuring the site of greatest interest, whenever of practice. Rather, the goal here is to provide the thera-
possible, may be preferable for determining site-specific pist with general information to improve patient educa-
BMD and fracture risk. Riggs and Melton6 agreed; they tion regarding nutritional interventions and medications
reported that the correlation between BMD of the lum- prescribed most commonly by the physician.
bar spine and radius or calcaneus is too low (r=0.5-0.8)
to accurately predict vertebral density from these appen-
dicular measurements in individual patients. Nutrition
In the first article, I discussed the negative effects
that diets high in phosphates, oxalates, alkalis, fatty acids,
Bone Biomarkers and dietary fibers may have on intestinal calcium absorption.
Osteoporosis can be categorized further as a high- I also discussed how excessive dietary intake of protein,
or a low-turnover disorder. High-turnover osteoporo- refined sugar, caffeine, alcohol, and sodium increase urinary
sis is an osteoclast-mediated disease, characterized by excretion of calcium. A consult with a dietitian may help
greatly increased bone resorption. It occurs predomi- the patient make the necessary dietary modifications to
nantly around menopause but may also occur in the elderly. improve calcium homeostasis.
Diagnosis of a high-turnover variant of osteoporosis puts Nutritional supplementation with calcium and vita-
the patient at greater risk for problems associated with min D is sometimes considered one of the three catego-
rapidly decreasing BMD and has therapeutic implica- ries of pharmacological intervention in the conservative
tions, which will be discussed below 11. Bone densitom- treatment of osteoporosis11. In the first article, I discussed
etry provides a measurement of how much bone is present the recommended daily allowance (RDA) for calcium and
at a certain point in time; it does not provide us with vitamin D, and I discussed the negative effect of a cal-
information regarding the rate of bone turnover. Se- cium-deficient diet during adolescence on attaining
rum levels of the osteoblastic enzyme bone-specific alkaline maximum PBM and the role of calcium in preventing
phosphatase, osteocalcin, and the N- and C-peptides, secondary hyperparathyroidism in the elderly. A physi-
extracellularly removed from type-I pro-collagen, are ologic intake of calcium and vitamin D should be con-
used as biochemical markers of bone formation1,12. Urinary sidered the baseline of care on which further therapies
levels of the collagen degradation product hydroxypro- can be implemented to decrease loss of bone mass 11.
line, the bone collagen degradation product hydroxylysine-
glycoside, collagen cross-linking amino acids, collagen
telopeptides (peptides involved in collagen cross-link- Medication
ing), and pyridinolines (peptide degradation products) Not including nutritional supplementation, the
are used as markers of bone resorption12. Bone-specific medications used in osteoporosis fall in two categories:
alkaline phosphatase and osteocalcin levels appear to anti-resorptive agents and bone-stimulating agents 11.
be the best markers for bone formation; telopeptide markers Estrogen, biphosphonates, selective estrogen receptor

146 / The Journal of Manual & Manipulative Therapy, 2001


modulators (SERMs), and calcitonin are anti-resorptive osteoblast precursors resulting in new bone formation
drugs11,13. Use of estrogen supplementation may convert on existing trabeculae. Treatment of postmenopausal
a bone loss in the spine to a 1 to 2% bone gain per year; osteoporosis with sodium fluoride has been hypothesized
benefits in the hip are present but will be less pronounced11. to disturb cortical bone, thus weakening existing bone 13.
Because bone loss is most rapid during the first five years High doses of fluorides have been shown to increase vertebral
of menopause, benefits of estrogen therapy are greater if body bone mass, but they have also been associated with
it is started before a substantial amount of bone loss has loss of bone mass in the hip and increased incidence of
occurred1. Estrogen has been associated with a ten-fold hip fractures. Low doses of sodium fluoride have lead to
increase in the rate of uterine cancer; co-administration increased BMD and a 50% decrease in hip and vertebral
of progestational agents has lowered this risk to below fractures. Fluoride stimulates osteoblastic function and
that of the general population11. Estrogen has also been needs to be given with high levels of calcium to prevent
associated with an increased risk for breast cancer: re- stealing from the skeleton13.
search has shown that 11 women of 100 in the general
population will have breast cancer versus 14 in 100 us-
ing estrogen. Overall mortality in women using estro- Physical Therapy Treatment
gen is reduced due to improved cardiolipid profiles and The goals of physical therapy treatment are virtually
a lower incidence of cardiac disease 11. Other benefits of the same as those of conservative medical treatment: achieve
estrogen include retention of teeth, improved urogeni- and maintain maximal PBM and attenuate or reverse age-
tal function, and decreased psychological symptoms as- related and postmenopausal loss of BMD15. These goals
sociated with estrogen deficiency; it may also positively are essentially similar to the treatment goals mentioned
affect cognitive functioning11,13. in the preferred practice pattern for skeletal demineral-
Biphosphonates become incorporated within the ization in the Guide for Physical Therapist Practice 16 :
hydroxy-apatite crystals and thus prevent osteoclastic helping the patient at risk for low BMD maintain a den-
resorption. Second-generation biphosphonates have a sity above the fracture threshold and helping the patient
greater anti-resorptive function with minimal anti-for- diagnosed with low density achieve BMD above this thresh-
mation properties11. Fossamax is probably the most fa- old. Exercise is the physical therapy intervention of choice
miliar second-generation biphosphonate for physical to achieve these goals. Both cross-sectional studies17 and
therapists13. Average patients, especially in the early stages most longitudinal research clearly show a positive effect
of osteoporosis, may experience a 5-7% increase in spi- of exercise on BMD.
nal bone mass and a 2-3% increase in hip bone mass in Of course, physical therapy has many other treatment
two years of therapy. Esophagitis is the main complica- goals for its interventions with patients diagnosed with
tion of biphosphonate therapy11. decreased BMD. Friedlander et al15 mentioned reduction
SERMs are drugs that exhibit specific actions at the of risk for falling as a goal, especially in the elderly. Some
estrogen-receptor sites spread throughout the body: they fall risk factors are decreased strength in knee flexors
have the same positive effects as estrogen on bone and and extensors, ankle dorsiflexors, hip abductors, and
cardiovascular tissue but lack the negative effect on breast decreased single-leg stance time18. Nelson et al19 found
and uterine tissue13. I discussed the chemotherapeutic that strength-training significantly increased strength and
agent tamoxifen in the first article; other SERMs are dynamic balance in postmenopausal women. Pain modu-
raloxifene, droloxifene, and idoxifene. The latter two were lation is often a treatment goal. Bennell et al 7 suggested
in Phase 1 or 2 FDA trials in 199813. the use of therapeutic modalities and gentle manual
Calcitonin is effective in increasing bone mass in the mobilization. Ernst20 reported the positive effects of exercise
vertebral body in those patients with high-turnover os- interventions on pain and other complaints related to
teoporosis; it is less effective in the appendicular skel- osteoporosis. Educational goals aimed at lifestyle changes
eton11. In addition to its effect on BMD, calcitonin has in the young , middle-aged, and elderly population and
an analgesic effect on pain associated with acute verte- fall risk reduction in the older population are also indi-
bral fractures; the mechanism behind this pain reduc- cated7,18. However, these goals are outside the scope of
tion is unknown11,13. Calcitonin is most commonly used this article. I will only discuss the role of exercise in affecting
as a nasal spray; the major disadvantage of this spray is PBM and BMD.
nasal irritation in a small percentage of patients11. The
calcitonin used is often salmon calcitonin. Salmon cal-
citonin is ten times more potent than human calcitonin. Effect of Age
This is probably the result of increased circulating half- In the first article, I described how bone mass peaks
life, increased affinity for calcitonin receptors, and/or an somewhere in the third decade, yet nearly maximal BMD
increased duration of binding to these receptors14. is already achieved before the end of the second decade
The drugs discussed above primarily function by of life. For this reason, Gleeson5 viewed osteoporosis as
decreasing osteoclastic activity11. Sodium fluoride stimulates a pediatric disease rather than as a disease of middle to

Osteoporosis: Diagnosis and Conservative Treatment / 147


old age. Achieving and maintaining a maximal PBM is a in a combination of moderate-load progressive resistance
goal of conservative treatment for low BMD. This goal exercises and high-impact aerobic exercise at 70-85% of
combined with the time at which PBM occurs defines the maximal heart rate; the control group used a stretch-
our target population as premenarcheal and young pre- ing routine. The study lasted two years. After one year,
menopausal women. After attaining PBM, bone mass shows there were no significant between-group differences in BMD.
a physiologic decline, accelerated in women by meno- After two years, DEXA measurements showed a significant
pause. The second goal for conservative treatment of patients (P<0.05) gain in BMD at the lumbar spine and femoral
with or at risk for low BMD is attenuating and reversing trochanter in exercise versus control group; measurement
age-related and postmenopausal bone density loss. This by SPA showed a similar significant increase in the calca-
defines our population as older premenopausal and post- neus. Spinal trabecular bone density measured by QCT
menopausal women. Older men are also at risk, but the decreased significantly (P<0.05) from baseline in the con-
effect of exercise on BMD in men will be discussed in a trol group, but not in the exercise group, causing another
later section. Two questions need to be answered. Does significant between-group difference at two years. Attri-
exercise affect BMD in premenarcheal, premenopausal, tion at two years was 50%: only 63 subjects completed the
and postmenopausal women? Is there a difference in the study. The authors hypothesized that the trend for those
effect of exercise in these different age groups? with initially lower BMD to drop from the study and de-
Morris et al21 researched the effect on BMD during a creased compliance during the second year of the study
10-month strength-training program in 71 premenarcheal might have resulted in an underestimation of beneficial
girls, aged 9-10 years old. Thirty-eight girls were non- effects of exercise on BMD. They concluded that a pro-
randomly assigned to the exercise group; 33 girls acted gram of moderate-intensity weight-training and aerobics
as controls. The program consisted of high-impact aero- could significantly increase BMD in the spine, hip, and
bic workouts three times a week for 30 minutes. It also calcaneus of young women.
included a 10-week, 20-station weight-bearing strength- Heinonen et al24 randomly assigned 49 premenopausal
training circuit addressing all body parts. The exercise women between 35 and 45 years old to an exercise group
group showed a significantly greater increase than the and 49 to a control group. The exercise group performed
control group in BMD measured by DEXA of the total 20 minutes of progressive high-impact exercise, 15 min-
body, lumbar spine, proximal femur, and femoral neck. utes of callisthenics, and a 15-minute warm-up and cool-
According to the authors, this study provided direct evidence down three times a week for 18 months. High-impact
that exercise enhanced bone accrual in the premenarcheal exercises imparted forces between 2.1 and 5.6 times
skeleton. bodyweight. The post-test revealed significant increases
Lohman et al22 randomly assigned 59 women to an in BMD in the lumbar spine, femoral neck, distal femur,
exercise group and 47 women to a control group. All women patella, proximal tibia, and calcaneus in the exercise group.
were white, eumenorrheic, premenopausal, aged 28-39, The authors concluded that high-impact exercise might
and not on medications known to affect bone metabolism. prevent osteoporosis and osteoporosis-related fractures
The exercise program consisted of 12 weight-lifting exer- later in life.
cises at three sets of 8-12 repetitions at a load of 70-80% Bassey et al25 compared the effects of five daily sets
of the one repetition maximum (1RM). RM loads relate of ten vertical two-leg jumps on BMD in both pre- and
the load lifted to the number of repetitions: an n RM load postmenopausal women. The premenopausal study lasted
is a load a person can lift with correct form for n repeti- six months: 25 women were randomized into the exer-
tions, but not n+1 repetitions23. Sessions lasted an hour, cise group, 30 women served as controls. A jump height
three times per week for 18 months. All women took a of approximately 9 cm generated ground reaction forces
daily 500 mg calcium supplement. BMD established by DEXA around three times body weight. The exercise group showed
increased significantly (P<0.05) for the exercise group at significant increase (P<0.05) compared to baseline in BMD
the lumbar spine at 5 months (2.8%), 12 months (2.3%), of femoral neck, trochanter, and lumbar spine and sig-
and at 18 months (1.9%) as compared with the control nificant between-group increase in BMD at the trochanter.
group. Femoral trochanter BMD increased significantly The postmenopausal study initially lasted 12 months: 70
(P<0.05) in the exercise versus the control group at 12 women were randomly assigned to the exercise group,
months (1.8%) and 18 months (2.0%). Despite an attri- 54 to the control group. A jump height of approximately
tion in the exercise group of over 50% at 18 months, the 8.5 cm generated ground reaction forces of almost four
authors concluded that the study results supported the times body weight. Despite higher compliance, higher
hypothesis that strength-training redistributed bone mineral impact forces, and a longer training duration, there were
rather than causing an overall increase in bone mineral no significant differences from baseline nor between groups
content. in the postmenopausal women. Initial BMD or use of HRT
Friedlander et al15 randomized 127 women with an average did not change the outcome. Twenty-four estrogen-de-
age of 30 into an exercise and a control group. The exer- plete women continued the program for an additional
cise program consisted of three one-hour classes a week six months, but again no significant differences were noted.

148 / The Journal of Manual & Manipulative Therapy, 2001


The authors stated that the jumping regimen described cise on BMD in men. The exercise programs were very
was associated with significant increases in femoral BMD heterogenous in type, frequency, and intensity of exer-
in pre-, but not postmenopausal women. They, however, cise. The populations studied were also very non-uniform
warned about dismissing the potentially positive effects varying from older sedentary males to young athletic men
of other exercise interventions in this age group. and heart-transplant patients. The authors found significant
In a meta-analysis, Kelley26 pooled 11 randomized trials between-group changes of 2.6% (exercise minus control)
of aerobic and strength training programs with 370 ex- when the sites assessed for BMD were specific to the sites
ercising and 349 control subjects, all of them postmeno- loaded, but not when the sites assessed were not the sites
pausal women. Duration of the exercise programs varied loaded with the exercise intervention. Within-group analyses
from 7-39 months, frequency varying between 2 and 7 showed statistically significant increases only in the
times per week. Kelley was unable to establish percent- subgroup of older men but not for younger men. The
ages of VO2max for the aerobic programs but found that authors concluded that their meta-analysis showed that
parameters for the strength training interventions var- site-specific exercise might improve and maintain BMD
ied between 1-3 sets, 1-10 exercises, 7-14 repetitions, and in the femur, lumbar spine, and calcaneus of older men;
30-84% of a 1 RM load. BMD increased on average 0.27% they related the lack of an effect in younger men to possibly
in the exercise group. When both the groups that did pre-existing optimal levels of BMD.
not measure BMD, specific to the site loaded by the ex-
ercises, and the groups receiving calcium or estrogen were
deleted, this effect increased to a 0.76% increase in BMD. Specificity
Both aerobic and strength training increased regional The training principle of specificity has been shown
BMD. Kelley could not establish a correlation between to affect the response of physiologic systems other than
program parameters and regional BMD changes, but he bone: in the case of exercise and osteoporosis, it dictates
noted that exercise might slow the rate of bone loss in that the major impact of an activity should occur at the
postmenopausal women. site where we wish to increase BMD 30.
Martin and Notelovitz27 studied the effect of 30 or 45 Blumenthal et al28 found an increase in bone density
minutes of three-times-per-week treadmill walking at 70- in the radius as a result of lower-extremity aerobic exer-
85% of the maximal heart rate over a period of 12 months cise, but as stated earlier, the methodology used in this
in naturally postmenopausal women. Between-group study was not optimal. The fact that in the meta-analy-
differences in lumbar and forearm BMD were not sig- ses by Kelley26 and Kelley et al29, the effect of exercise on
nificant at 12 months. However, when comparing the BMD increased when studies that did not measure den-
subgroups of women who had entered menopause recently, sity at the site being loaded were deleted indicates that
i.e. within the last six years, lumbar BMD decreased sig- the effect of exercise on BMD is site-specific. Heinonen
nificantly (P<0.05) in the control versus the exercise group. et al24 also found no significant effect on BMD of the non-
The authors concluded that although the exercise pro- weight bearing radius in their study of the effect of lower
gram did not significantly increase BMD in postmeno- extremity high-impact weight bearing exercises in pre-
pausal women, training did attenuate lumbar BMD loss menopausal women.
in recently postmenopausal women.

Type of Exercise
Effect of Exercise in Men Exercise programs have traditionally been characterized
As I discussed in the first article, osteoporosis is not as either endurance- or strength-training programs. Which
limited to women. Although at a much lower risk for type of exercise is effective in increasing BMD? Is one of
developing osteoporosis than women, the loss of BMD these types of exercise superior to the other or are they
associated with type-II primary or due to secondary os- equally effective?
teoporosis does occur in men. The treatment goals of Kelley 31 performed a meta-analysis of ten studies
achieving and maintaining maximal PBM and attenuat- researching the effect of aerobic exercise on lumbar spine
ing and reversing loss of BMD also apply. So how does BMD in 330 postmenopausal women, of whom 192 exer-
BMD in men respond to exercise? cised while 138 served as controls. Exercises consisted
Blumenthal et al28 studied the effects of prolonged of walking, stationary cycling, water exercises, high- and
aerobic exercise at 70% of the maximum heart rate in low-impact aerobics, stair climbing, and jogging. Study
men over the age of 60. Though poorly set up method- length varied between 28-80 weeks, frequency between
ologically, their study showed a 19% increase in bone one and four times a week, duration between 15-60 minutes,
density measured at the distal radius in men who con- and intensity between less than 60% to 90% of VO 2max.
tinued in their aerobic exercise program. Vertebral BMD increased in the experimental group with
Kelley et al29 did a meta-analysis of eight random- 0.32+/-2.46% versus a 2.51+/-2.69% loss of BMD in the
ized and non-randomized studies on the effect of exer- control group. The significant difference between the exercise

Osteoporosis: Diagnosis and Conservative Treatment / 149


and control groups was primarily due to a loss of BMD
in the control group. Kelley found no significant corre- Intensity of Exercise
lation between program parameters and vertebral BMD. The intensity of exercise is determined by resistance
He concluded that the exact dose-response relationship and speed of movement23. In research studies, intensity
of aerobic exercise could not be determined from his analysis. is commonly expressed as an n RM load, as a percentage
Dalsky et al 32 non-randomly assigned 35 postmeno- of an n RM load, as a percentage of body weight, as a
pausal sedentary women to short-term (9 months) and percentage of VO2max; or it can be related to a heart rate
long-term (22 months) weight-bearing aerobic-training measure. In the preceding sections, I have discussed the
programs. The experimental groups exercised three times parameters of exercise programs that have shown to be
a week for 50-60 minutes at 70-90% VO 2max. Lumbar effective in increasing BMD in a variety of populations.
BMD increased 5.2% above baseline in the exercise group In the interest of efficiency of our exercise intervention,
after nine months of training versus a decrease of 1.4+/ however, information regarding optimal intensity will be
-0.8% in the short-term controls. Eleven women exer- helpful.
cised for 22 months; their BMD increased 6.1% above Grove and Londeree35 randomly assigned 15 postmeno-
baseline versus a 1.1+/-1.1% decrease in the long-term pausal women to a control group, a low-impact exercise
control group. Fifteen women stopped exercising at 9 group, or a high-impact exercise group. Both experimental
months; after 13 months of decreased activity, their bone groups exercised 20 minutes three times a week with 15-
mass returned to 1.1% above the baseline measurement. minute warm-up and cool-down periods over one year.
The study did not control for the use of hormone re- The low-impact group only used exercises that imparted
placement therapy. less than 1.5 times body weight; the high-impact group
Chow et al33 randomly assigned 48 women aged 50- used exercises with peak forces exceeding two times body
62 to a control group, an aerobic exercise group, and a weight. The exercise routines appear to have been aero-
group combining strength and aerobic exercises. None bic, but the article is not clear on this issue. The control
of the women used drugs affecting bone metabolism. group showed a linear, significant (P<0.05) decrease in
Aerobic training consisted of 30 minutes of weight-bearing lumbar BMD measured with DPA over the one-year pe-
exercise at 80% of the maximum heart rate; strength riod. Both exercise groups maintained BMD; the high-
training added to the other experimental group consisted impact group actually increased BMD from 1.17+/-0.10
of 10-15 minutes of one set of exercises with cuff weights to 1.19+/-0.10 g/cm2. The difference between exercise groups
at a 10 RM load. The women exercised three times a was not significant. The authors concluded that 20 min-
week for a year. Both experimental groups had signifi- utes of low-impact exercises three times per week ap-
cantly higher bone mineral values of the femur and trunk pears effective at maintaining BMD. However, the high-
than the control group at post-test, but no difference impact group consumed significantly more caffeine than
between experimental groups was found. The authors both other groups: the diuretic effect may have increased
concluded that exercise could prevent postmenopausal calcium excretion resulting in a more negative calcium
bone loss, but that adding strength training did not increase status. The authors also did not control for hormone
this effect. replacement therapy. Statistical power may have been too
Hartard et al34 non-randomly assigned 15 postmeno- low with only five subjects per group to pick up any
pausal women to a control group and 15 to an exercise differences between the exercise groups.
group. The experimental group performed one to two sets Kerr et al36 randomized 56 postmenopausal women
of progressive resistance exercises for shoulders, hips, not taking medications known to affect bone metabolism
and trunk at an 8-12 RM load twice a week. This inten- into two exercise groups. Both groups exercised one upper
sity equals a load of 70-80% of the 1 RM load23. The study and one lower limb on alternate days. One group used
lasted for 6 months or at least 40 sessions. Lumbar BMD three sets of 8 RM; the other group used three sets of 20
did not significantly change in either group, but femoral RM. The opposite limb was used as a control. This pro-
neck BMD remained unchanged in the exercise group gressive resistance regimen lasted one year. Three sub-
and decreased significantly (P<0.05) in the control group. jects from the low-rep group and seven subjects from
Nelson et al19 randomly assigned 20 postmenopausal the high-rep group dropped from the study. At the end
women to an exercise group and 19 women to a control of the study, there were no differences in strength gain
group. None of the women had used hormone replace- between the two groups. However, BMD measured by DEXA
ment therapy for at least 12 months. The experimental increased significantly (P<0.01-0.05) in the exercised versus
group performed five exercises for 52 weeks twice a week control limb of the low-rep group at the trochanteric hip
using three sets at 80% of a 1 RM load (8 RM). Femoral site, the intertrochanteric hip site, at Ward’s triangle,
neck BMD increased by 0.9+/- 4.5% in the experimental and at the ultradistal radius site. The high-rep group
group; lumbar BMD increased by 1.0+/-3.6%. These val- increased BMD significantly (P<0.01) only at the radius
ues decreased with 2.5+/-3.8% and 1.8+/-3.5%, respec- mid-site. Between-group differences were significant with
tively, in the control group. increased BMD at the ultradistal forearm and intertro-

150 / The Journal of Manual & Manipulative Therapy, 2001


chanteric site in the low-rep as compared to the high- Exercise should not put people at an increased risk for
rep group. The authors concluded that postmenopausal falling, especially since osteoporotic fractures are frequently
bone density at clinically important sites might be sig- associated with falls. Exercising in a non- or partial-weight
nificantly increased by a low-rep high-load regimen but bearing environment such as using a stationary bicycle
not by a high-rep low-load training program. or working out in a pool may be a valuable alternative to
To design maximally effective and efficient exercise full-weight bearing exercise. But does this type of exer-
protocols we need to understand the effect of exercise- cise positively affect BMD?
related mechanical stimuli on bone. Strain rate, strain In a cross-sectional study, Taaffe et al 39 compared
magnitude, and strain distribution can potentially have the BMD of 13 gymnasts, 26 swimmers, and 19 non-
differential effects on bone remodeling37. Strain rate would athletic controls. The average age was 19, and all women
appear to be related to the speed of force development; were eumenorrheic. Both athletic groups participated
strain magnitude, to the load used. Changes in load di- in weight-training programs 2-3 times a week. These
rection, characteristic of many high impact sports such programs consisted of eight exercises of three sets of
as soccer and badminton, may alter strain distribution ten repetitions involving the upper and lower limbs.
in bone37. Judex and Zernicke37 studied the strain parameters Gymnasts were found to have a significantly (P=0.0001)
mentioned above in the mid-diaphyseal tarsometatarsus higher femoral neck BMD than controls; BMD values of
of growing roosters. They found that drop jumps created controls exceeded those of swimmers, even after nor-
large increases in peak strain rates (+740%), moderate malization for body weight and bone size. Trochanteric
increases in peak strain magnitudes (+30%), and unal- BMD was significantly (P=0.0002) higher in gymnasts
tered strain distributions when compared to baseline than in both other groups, even after correction for body
walking. Two hundred drop jumps daily for three weeks mass. Arm BMD was significantly (P<0.01) higher in
increased bone formation rates at the periosteal surface gymnasts than in both the other groups; leg BMD was
by 40% and at the endocortical surface by 370% as com- higher in gymnasts than in swimmers (P<0.05). Whole-
pared to controls. Earlier running protocols, which nega- body BMD corrected for body mass and bone size was
tively affected bone formation, involved much smaller also highest in gymnasts. The authors concluded that
maximal strain rates, similar maximal strain magnitudes, long-term non-weight bearing exercise that incorporates
and a much greater number of loading cycles. The au- forceful muscular contractions such as swimming con-
thors hypothesized that strain rate might be an impor- ferred no beneficial effects on BMD in young women.
tant osteogenic stimulus. Consequently they suggested However, the authors hypothesized that frail individu-
that brief exercise protocols that maximize strain rates als due to their detrained state might derive skeletal
while keeping the load magnitude at physiologic levels benefit from even casual swimming.
might be the most appropriate intervention to stimulate Bravo et al40 studied 86 osteopenic postmenopausal
bone formation. women between 50 and 70 years old who exercised in
waist-deep water for one hour three times a week for a
year. The exercises consisted of 40 minutes of dynamic
Frequency jumping interspersed with unspecified muscle exercises.
As with intensity, the frequency of the programs shown Increased length and speed of jumping were used to
to be effective in affecting BMD varies enormously. Again progressively increase the volume of exercise. The women
from the standpoint of efficiency, it would be helpful to exercised at 30-40% of their heart rate reserve. Nineteen
have more definitive information regarding optimal fre- women dropped out. Lumbar BMD decreased significantly
quency of exercise. The only research study that directly (P<0.001) and femoral neck BMD remained constant as
addressed frequency used an in-vivo four-point bending compared to baseline measurements. Flexibility, agility,
model in rat tibiae38. The authors compared the bone strength, endurance, and cardiovascular endurance all
response between an alternate day, a Monday-Wednes- increased. The authors concluded that this regimen pro-
day-Friday, and a daily loading regimen and found no vided an insufficient osteogenic stimulus.
differences among these three loading schedules. They Bloomfield et al 41 non-randomly assigned seven post-
concluded that when training human subjects, mineral menopausal women to an exercise group and seven oth-
apposition rates and periosteal bone formation rates would ers to a control group. The authors controlled for estro-
likely be similar in 3 to 4 day-a-week regimens as com- gen, calcium, and vitamin D use. The exercise group cycled
pared to daily programs. on a stationary bicycle for eight months three times a
week for 30 minutes at 60-80% of maximal heart rate. At
Weight Bearing or post-test, there were no significant differences between
groups in femoral neck BMD, but lumbar BMD did change
Non-Weight Bearing Exercise significantly (P<0.01): the exercise group increased lumbar
Exercise needs to be adapted to the impairments and BMD with 3.55+/-1.43% versus a 2.44+/-0.81% decrease
functional limitations present, especially in the elderly. in the control group subjects.

Osteoporosis: Diagnosis and Conservative Treatment / 151


gram for patients diagnosed with osteoporosis is trunk
Exercise Summary flexion exercises. Flexion may cause or increase anterior
Research into the effects of exercise is flawed: dura- compression fractures and wedging of the osteoporotic
tion of the study is often insufficient, sample sizes are vertebral bodies and should be avoided 42.
small and therefore statistical power is low, studies do
not always control for the effects of nutritional supple-
mentation or medication, loads used are insufficient, there Conclusion
is no control for a ceiling effect, and BMD is not always Knowledge of the risk factors for osteoporosis will al-
measured at the site that is mechanically loaded17,20. Some low the physical therapist not only to make more appro-
aspects of exercise prescription have only been studied priate referrals to other primary care providers, but it will
in animal models37,38. However, we can make some ten- also assist the therapist in the appropriate choice and pa-
tative conclusions based on the research reviewed here: rameters of the physical therapy interventions used. Pa-
• High-impact aerobic and strength training can tient education will be served by an increased knowledge
increase BMD in premenarcheal girls21 of diagnostic modalities and therapeutic interventions outside
• High-intensity training (70-80% of the 1 RM, 70- the scope of practice of physical therapy. Exercise is the
85% of maximal heart rate, or impact forces greater physical therapy intervention of choice to achieve goals
than two times body weight) can increase BMD related to BMD. Tentative conclusions have been presented
in premenopausal women15,22,24,25 with regards to exercise program development. The American
• High-intensity aerobic training (70-90% of maximal College of Sports Medicine30 suggested using the principles
heart rate) may reverse32 or attenuate lumbar BMD that have been shown to affect the response of other physi-
loss, the latter especially in recently postmeno- ologic systems to exercise when setting up or evaluating
pausal women27 a study into the effects of exercise on osteoporosis. We
• High-intensity strength training (80% of 1 RM) have discussed the principle of specificity. The principle
may maintain or increase lumbar and femoral of overload dictates that to effect a change the training
BMD in postmenopausal women19,34 stimulus must exceed normal loading. The principle of
• Positive effects on BMD are lost when training reversibility notes that positive effects will be lost if a
is terminated32 training stimulus is discontinued. The principle of ini-
• Site-specific exercise can increase BMD in older tial values states that those with the lowest initial levels
men29 have the greatest potential for improvement as a result
• Exercise effects on BMD are specific to the site of a training stimulus. The principle of diminishing re-
loaded24,26,29 turns describes the individual biological ceiling that
• High-load low-rep routines are more effective at determines the maximum extent of a training stimulus.
increasing BMD in postmenopausal women than Using these principles when developing an exercise pro-
low-load high-rep regimens36 gram for the patient at risk for or diagnosed with os-
• Dynamic exercises are more effective than static teoporosis will likely allow the physical therapist to set
exercises at affecting BMD37 up both an effective and efficient intervention.
• Exercising 3-4 times per week is as effective as
daily exercise38
• Non-or partial-weight bearing exercise is not ef- Acknowledgement
fective in young women, but may be effective in This article was written in partial fulfillment of the
very frail patients39-41 requirements for the Doctor of Physical Therapy degree
These tentative conclusions can serve as a guideline at the University of St. Augustine for Health Sciences in
when developing exercise interventions for patients at St. Augustine, FL. I would like to thank my faculty advi-
risk for or diagnosed with low BMD. Functional limita- sor, Dr. Jude C. Nwoga, PhD, for his help and advice in
tions of the patient may force us to choose a less than completing this project. I would also like to thank Dr. Rob
optimal intervention. Bloomfield et al41 have shown that Oostendorp, PhD, PT, MT; Dr. Peter Van Roy, PhD, PT; Dr.
stationary cycling may be a valuable alternative for pa- Jan-Pieter Clarijs, PhD; Dr. Eric Barbaix, MD; and the other
tients with orthopaedic limitations or limitations of gait faculty at the Vrije Universiteit Brussel for starting me on
or stability. The main precaution for any exercise pro- the path that led to this terminal clinical degree.

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