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A singularly perturbed Dirichlet problem for the Laplace operator in
a periodically perforated domain. A functional analytic approach
Paolo Musolino
Abstract: Let be a suciently regular bounded open connected subset of R
n
such that 0 and that
R
n
cl is connected. Then we take q
11
, . . . , q
nn
]0, +[ and p Q
n
j=1
]0, q
jj
[. If is a small positive
number, then we dene the periodically perforated domain S[
R
n
zZ
ncl
_
p + +
n
j=1
(q
jj
z
j
)e
j
_
,
where e
1
, . . . , e
n
is the canonical basis of R
n
. For small and positive, we introduce a particular Dirichlet
problem for the Laplace operator in the set S[
R
n
cl
is connected and that 0 . If R, then we set
p +.
Then we take
0
> 0 such that cl
Q for [[ <
0
, and we introduce the periodically perforated domain
S[
R
n
zZ
ncl(
+qz) ,
1
for ]
0
,
0
[. Next we x a function g
0
C
m,
(). For each pair (, g) ]0,
0
[C
m,
() we consider
the Dirichlet problem
_
_
_
u(x) = 0 x S[
,
u(x +qe
i
) = u(x) x clS[
, i 1, . . . , n ,
u(x) = g
_
1
(x p)
_
x
,
(1.1)
where e
1
, . . . , e
n
is the canonical basis of R
n
. If (, g) ]0,
0
[C
m,
(), then problem (1.1) has a unique
solution in C
m,
(clS[
_
A
1
_
t
. Let D R
n
. Then cl D denotes the closure of D and D denotes the
boundary of D. For all R > 0, x R
n
, x
j
denotes the j-th coordinate of x, [x[ denotes the Euclidean modulus
of x in R
n
, and B
n
(x, R) denotes the ball y R
n
: [x y[ < R. The symbol id
n
denote the identity map
from R
n
, i.e, id
n
(x) = x for all x R
n
. If z C, then z denotes the conjugate complex number of z. Let
be an open subset of R
n
. The space of m times continuously dierentiable real-valued functions on is
denoted by C
m
(, R), or more simply by C
m
(). T() denotes the space of functions of C
() with compact
support. The dual T
f denotes
||
f
x
1
1
...x
n
n
. The subspace of C
m
() of those functions f whose
derivatives D
n1
|A
n
|r
n
< and F(x
0
+ h) = F(x
0
) +
n1
A
n
(h, . . . , h) for |h|
X
r (cf.
e.g., Prodi and Ambrosetti [24, p. 89] and Deimling [29, p. 150].) In particular, we mention that the pointwise
product in Schauder spaces is bilinear and continuous, and thus analytic, and that the map which takes a
nonzero function to its reciprocal, or an invertible matrix of functions to its inverse matrix is real analytic in
Schauder spaces (cf. e.g., Lanza and Rossi [28, pp. 141, 142].)
We denote by S
n
the function from R
n
0 to R dened by
S
n
(x)
_
1
sn
log [x[ x R
n
0, if n = 2 ,
1
(2n)sn
[x[
2n
x R
n
0, if n > 2 ,
where s
n
denotes the (n 1)-dimensional measure of B
n
. S
n
is well-known to be the fundamental solution
of the Laplace operator.
If y R
n
and f is a function dened in R
n
, we set
y
f(x) f(x y) for all x R
n
. If u is a distribution
in R
n
, then we set
<
y
u, f >=< u,
y
f > f T(R
n
) .
We denote by E
2iq
1
z
, the function dened by
E
2iq
1
z
(x) e
2i(q
1
z)x
x R
n
,
for all z Z
n
.
If is an open subset of R
n
, k N, ]0, 1], we set
C
k
b
(cl) u C
k
(cl) : D
u is bounded N
n
such that [[ k ,
and we endow C
k
b
(cl) with its usual norm
|u|
C
k
b
(cl)
||k
sup
xcl
[D
u(x)[ u C
k
b
(cl) .
3
Then we set
C
k,
b
(cl) u C
k,
(cl) : D
u is bounded N
n
such that [[ k ,
and we endow C
k,
b
(cl) with its usual norm
|u|
C
k,
b
(cl)
||k
sup
xcl
[D
u(x)[ +
||=k
[D
u : cl[
u C
k,
b
(cl) ,
where [D
u : cl[
u.
Next we turn to periodic domains. If I is an arbitrary subset of R
n
such that clI Q, then we set
S[I]
_
zZ
n
(qz +I) = qZ
n
+I ,
S[I]
R
n
clS[I] .
We note that if R
n
clI is connected, then S[I]
is connected.
Let D R
n
be such that qz +D D for all z Z
n
. We say that a function u from D to R is qperiodic if
u(x +qe
j
) = u(x) for all x D and for all j 1, . . . , n.
If I is an open subset of R
n
such that clI Q and if k N, ]0, 1], then we set
C
k
q
(clS[I])
_
u C
k
(clS[I]) : u is q periodic
_
,
which we regard as a Banach subspace of C
k
b
(clS[I]), and
C
k,
q
(clS[I])
_
u C
k,
(clS[I]) : u is q periodic
_
,
which we regard as a Banach subspace of C
k,
b
(clS[I]), and
C
k
q
(clS[I]
)
_
u C
k
(clS[I]
) : u is q periodic
_
,
which we regard as a Banach subspace of C
k
b
(clS[I]
), and
C
k,
q
(clS[I]
)
_
u C
k,
(clS[I]
) : u is q periodic
_
,
which we regard as a Banach subspace of C
k,
b
(clS[I]
). We denote by o(R
n
) the Schwartz space of complex-
valued rapidly decreasing functions.
In the following Theorem, we introduce a periodic analog of the fundamental solution of the Laplace
operator (cf. e.g., Hasimoto [30], Shcherbina [31], Poulton, Botten, McPhedran, and Movchan [32], Ammari,
Kang, and Touibi [17], Ammari and Kang [1, p. 53], and [33].)
Theorem 2.1. The generalized series
S
q
n
zZ
n
\{0}
1
4
2
[q
1
z[
2
[Q[
E
2iq
1
z
(2.2)
denes a tempered distribution in R
n
such that S
q
n
is q-periodic, i.e.,
qjj ej
S
q
n
= S
q
n
j 1, . . . , n ,
and such that
S
q
n
=
zZ
n
qz
1
[Q[
,
where
qz
denotes the Dirac measure with mass at qz, for all z Z
n
. Moreover, the following statements hold.
(i) S
q
n
is real analytic in R
n
qZ
n
.
(ii) R
q
n
S
q
n
S
n
is real analytic in (R
n
qZ
n
) 0, and we have
R
q
n
=
zZ
n
\{0}
qz
1
[Q[
,
in the sense of distributions.
4
(iii) S
q
n
L
1
loc
(R
n
).
(iv) S
q
n
(x) = S
q
n
(x) for all x R
n
qZ
n
.
Proof. For the proof of (i), (ii), we refer for example to [33], where an analog of a periodic fundamental
solution for a second order strongly elliptic dierential operator with constant coecients has been constructed.
We now consider statement (iii). As is well known, S
q
n
is a locally integrable complex-valued function (cf. [33,
3].) By the denition of S
q
n
, and by the equality
< E
2iq
1
z
, > =< E
2iq
1
(z)
, > o(R
n
) , z Z
n
0 ,
and by the obvious identity
1
4
2
[ q
1
z[
2
[Q[
=
1
4
2
[q
1
z[
2
[Q[
z Z
n
0 ,
we can conclude that S
q
n
is actually a real-valued function. We now turn to the proof of (iv). By a straight-
forward verication based on (2.2), we have
_
R
n
S
q
n
(x)(x) dx =
_
R
n
S
q
n
(x)(x) dx o(R
n
) ,
and thus S
q
n
(x) = S
q
n
(x) for all x R
n
qZ
n
. Hence, the proof is complete
We now introduce the periodic double layer potential. Let ]0, 1[, m N 0. Let I be a bounded
connected open subset of R
n
of class C
m,
such that R
n
clI is connected and that clI Q. Let S
q
n
be as in
Theorem 2.1. If C
0,
(I), we set
w
q
[I, ](x)
_
I
(DS
q
n
(x y))
I
(y)(y) d
y
x R
n
.
In the following Theorem, we collect some properties of the periodic double layer potential.
Theorem 2.3. Let ]0, 1[, m N 0. Let I be a bounded connected open subset of R
n
of class C
m,
such
that R
n
clI is connected and that clI Q. Let S
q
n
be as in Theorem 2.1. Then the following statements hold.
(i) Let C
0,
(I). Then w
q
[I, ] is q-periodic and
(w
q
[I, ])(x) = 0 x R
n
S[I] .
(ii) If C
m,
(I), then the restriction w
q
[I, ]
|S[I]
can be extended uniquely to an element w
+
q
[I, ]
of C
m,
q
(clS[I]), and the restriction w
q
[I, ]
|S[I]
can be extended uniquely to an element w
q
[I, ] of
C
m,
q
(clS[I]
), and we have
w
q
[I, ] =
1
2
+w
q
[I, ] on I , (2.4)
(Dw
+
q
[I, ])
I
(Dw
q
[I, ])
I
= 0 on I . (2.5)
(iii) The operator from C
m,
(I) to C
m,
q
(clS[I]) which takes to the function w
+
q
[I, ] is continuous. The
operator from C
m,
(I) to C
m,
q
(clS[I]
q
[I, ] is continuous.
(iv) The following equalities hold
w
q
[I, 1](x) =
1
2
[I[
[Q[
x S[I] , (2.6)
w
q
[I, 1](x) = 1
[I[
[Q[
x S[I] , (2.7)
w
q
[I, 1](x) =
[I[
[Q[
x S[I]
, (2.8)
where [I[, [Q[ denote the n-dimensional measure of I and of Q, respectively.
5
Proof. For the proof of statements (i), (ii), (iii), we refer for example to [33]. We now consider statement
(iv). It clearly suces to prove (2.8). Indeed, equalities (2.6), (2.7) can be proved by exploiting (2.8) and the
jump relations of (2.4). By the periodicity of w
q
[I, 1], we can assume x clQ clI. By the Green formula
and Theorem 2.1, we have
_
I
(DS
q
n
(x y))
I
(y) d
y
=
_
I
y
(S
q
n
(x y)) dy =
[I[
[Q[
,
and accordingly (2.8) holds. Thus the proof is complete.
Let ]0, 1[, m N0. If is a bounded connected open subset of R
n
of class C
m,
, we nd convenient
to set
C
m,
()
0
_
f C
m,
():
_
f d = 0
_
.
Then we have the following Proposition.
Proposition 2.9. Let ]0, 1[, m N 0. Let I be a bounded connected open subset of R
n
of class C
m,
such that R
n
clI is connected and that clI Q. Let S
q
n
be as in Theorem 2.1. Let M[, ] be the map from
C
m,
(I)
0
R to C
m,
(I), dened by
M[, ](x)
1
2
(x) +w
q
[I, ](x) + x I ,
for all (, ) C
m,
(I)
0
R. Then M[, ] is a linear homeomorphism from C
m,
(I)
0
R onto C
m,
(I).
Proof. By Theorem 2.3, M is continuous. As a consequence, by the Open Mapping Theorem, it suces
to prove that M is a bijection. We rst show that M is injective. So let (, ) C
m,
(I)
0
R be such that
M[, ] = 0. Then,
1
2
(x) +w
q
[I, ](x) = x I ,
and thus, by Proposition A.3 of the Appendix, must be constant. Since
_
I
d = 0, then = 0, and so also
= 0. Hence M is injective. It remains to prove that M is surjective. So let g C
m,
(I). We need to prove
that there exists a pair (, ) C
m,
(I)
0
R such that M[, ] = g. By Proposition A.3 of the Appendix,
there exists a (unique) C
m,
(I) such that
1
2
(x) +w
q
[I, ](x) = g(x) x I .
Accordingly, if we set
(x) (x)
1
_
I
d
_
I
d x I ,
[I[
[Q[
1
_
I
d
_
I
d ,
where [I[, [Q[ denote the n-dimensional measure of I and of Q, respectively, then clearly (, ) C
m,
(I)
0
R
and M[, ] = g. Therefore, M is bijective, and the proof is complete.
In the following Proposition, we show that a periodic Dirichlet boundary value problem in the perforated
domain S[I]
,
u(x +qe
i
) = u(x) x clS[I]
, i 1, . . . , n ,
u(x) = (x) x I ,
(2.11)
has a unique solution u C
m,
q
(clS[I]
). Moreover,
u(x) = w
q
[I, ](x) + x clS[I]
, (2.12)
where (, ) is the unique solution in C
m,
(I)
0
R of the following integral equation
(x) =
1
2
(x) +w
q
[I, ](x) + x I . (2.13)
6
Proof. We rst note that Proposition A.1 of the Appendix implies that problem (2.11) has at most one
solution. As a consequence, we need to prove that the function dened by (2.12) solves problem (2.11). By
Proposition 2.9, there exists a unique solution (, ) C
m,
(I)
0
R of (2.13). Then, by Theorem 2.3 and
equation (2.13), the function dened by (2.12) is a periodic harmonic function satisfying the third condition
of (2.11), and thus a solution of problem (2.11).
Remark 2.14. Let the assumptions of Proposition 2.10 hold. We note that we proved, in particular, that the
solution of boundary value problem (2.11) can be represented as the sum of a periodic double layer potential and
a constant. However, we observe that we could also represent the solution of problem (2.11) as a periodic double
layer potential (cf. Proposition A.3 of the Appendix.) On the other hand, for the analysis of (1.1) around the
degenerate value (, g) = (0, g
0
), it will be preferable to exploit the representation formula of Proposition 2.10.
3 Formulation of the problem in terms of integral equations
We now provide a formulation of problem (1.1) in terms of an integral equation. We shall consider the following
assumptions for some ]0, 1[ and for some natural m 1.
Let be a bounded connected open subset of R
n
of class C
m,
such that R
n
cl is connected and that 0 .
Let p Q.
(3.1)
If R, we set
p +.
Now let
0
sup
_
]0, +[ : cl
Q, ] , [
_
. (3.2)
A simple topological argument shows that if (3.1) holds, then S[
(p +t) = sgn()
(t) t ,
for all ]
0
,
0
[0, where sgn() = 1 if > 0, sgn() = 1 if < 0. Then we shall consider the following
assumption.
Let g
0
C
m,
(). (3.3)
If (, g) ]0,
0
[C
m,
(), we shall convert our boundary value problem (1.1) into an integral equation.
We could exploit Proposition 2.10, with I replaced by
. In
order to get rid of such a dependence, we shall introduce the following Lemma, in which we properly rescale
the unknown density.
Lemma 3.4. Let ]0, 1[. Let m N 0. Let (3.1)-(3.3) hold. Let S
q
n
, R
q
n
be as in Theorem 2.1. Let
(, g) ]0,
0
[C
m,
(). Then a pair (, ) C
m,
()
0
R solves equation
1
2
(t)
_
(DS
n
(ts))
(s)(s) d
s
n1
_
(DR
q
n
((ts)))
(s)(s) d
s
+ = g(t) t , (3.5)
if and only if the pair (, ) C
m,
(
)
0
R, with delivered by
(x)
_
1
(x p)
_
x
, (3.6)
solves equation
1
2
(x) +w
q
[
, ](x) + = (x) x
, (3.7)
where
(x) g
_
1
(x p)
_
x
.
Moreover, equation (3.5) has a unique solution in C
m,
()
0
R.
7
Proof. The equivalence of equation (3.5) in the unknown (, ) and equation (3.7) in the unknown (, ),
with delivered by (3.6), is a straightforward consequence of the Theorem of change of variables in integrals.
Then the existence and uniqueness of a solution in C
m,
()
0
R of equation (3.5), follows from Proposition
2.9 applied to equation (3.7), and from the equivalence of equations (3.5), (3.7).
In the following Lemma, we study equation (3.5), when (, g) = (0, g
0
).
Lemma 3.8. Let ]0, 1[. Let m N0. Let (3.1)-(3.3) hold. Let
0
be the unique solution in C
m1,
()
of the following problem
_
1
2
(t) +
_
(DS
n
(t s))
(t)(s) d
s
= 0 t ,
_
d = 1 .
(3.9)
Then equation
1
2
(t)
_
(DS
n
(t s))
(s)(s) d
s
+ = g
0
(t) t , (3.10)
which we call the limiting equation, has a unique solution in C
m,
()
0
R, which we denote by (
,
).
Moreover,
=
_
g
0
0
d , (3.11)
and the function u C
m,
(R
n
), dened by
u(t)
_
(DS
n
(t s))
(s)
(s)d
s
t R
n
cl, (3.12)
and extended by continuity to R
n
, is the unique solution in C
m,
(R
n
) of the following problem
_
_
_
u(t) = 0 t R
n
cl,
u(t) = g
0
(t)
_
g
0
0
d t ,
lim
t
u(t) = 0 .
(3.13)
Proof. We rst note that the unique solvability of problem (3.9) in the class of continuous functions follows
by classical potential theory (cf. e.g., Folland [34, Ch. 3].) For the C
m1,
regularity of the solution, we refer,
e.g., to Lanza [10, Appendix A]. By Proposition A.5 of the Appendix, equation (3.10) has a unique solution
in C
m,
()
0
R. Moreover, as is well known, if C
m,
(), then
_
1
2
()
_
(DS
n
( s))
(s)(s) d
s
: C
m,
()
_
if and only if
_
0
d = 0 ,
and thus
must be delivered by equality (3.11) (cf. e.g., Folland [34, Ch. 3] and Lanza [10, Appendix A].)
Then by classical potential theory, the function dened by (3.12) and extended by continuity to R
n
solves
problem (3.13), which has at most one solution (cf. e.g., Folland [34, Ch. 3], Miranda [35], Dalla Riva and
Lanza [36, Theorem 3.1], Lanza and Rossi [28, Theorem 3.1].)
We are now ready to analyse equation (3.5) around the degenerate case (, g) = (0, g
0
). We nd convenient
to introduce the following abbreviation. We set
A
m,
C
m,
()
0
R.
Then we have the following.
Proposition 3.14. Let ]0, 1[. Let m N 0. Let (3.1)-(3.3) hold. Let S
q
n
, R
q
n
be as in Theorem 2.1.
Let be the map from ]
0
,
0
[C
m,
() A
m,
to C
m,
(), dened by
[, g, , ](t)
1
2
(t)
_
(DS
n
(ts))
(s)(s) d
s
n1
_
(DR
q
n
((ts)))
(s)(s) d
s
+g(t) t ,
for all (, g, , ) ]
0
,
0
[C
m,
() A
m,
. Then the following statements hold.
8
(i) Let (, g) ]0,
0
[C
m,
(). Then equation
[, g, , ] = 0
has a unique solution in A
m,
, which we denote by (
[, g],
[, g]) (cf. Lemma 3.4.)
(ii) Equation
[0, g
0
, , ] = 0
has a unique solution in A
m,
, which we denote by (
[0, g
0
],
[0, g
0
]). Moreover, (
[0, g
0
],
[0, g
0
]) = (
,
)
(cf. Lemma 3.8.)
(iii) [, , , ] is a real analytic map from ]
0
,
0
[C
m,
()A
m,
to C
m,
(). Moreover, the dierential
(,)
[0, g
0
,
[0, g
0
],
[0, g
0
]] of at (0, g
0
,
[0, g
0
],
[0, g
0
]) with respect to the variables (, ) is a linear
homeomorphism from A
m,
onto C
m,
().
(iv) There exist
1
]0,
0
], an open neighbourhood | of g
0
in C
m,
(), and a real analytic map ([, ], [, ])
from ]
1
,
1
[| to A
m,
, such that
([, g], [, g]) = (
[, g],
[, g]) (, g) ]0,
1
[| ,
([0, g
0
], [0, g
0
]) = (
,
) .
Proof. Statements (i), (ii) are immediate consequences of Lemmas 3.4, 3.8. We now consider statement
(iii). We rst introduce some notation. For each j 1, . . . , n, we denote by R
j
[, ] the map from ]
0
,
0
[L
1
() to C
m,
(cl), dened by
R
j
[, f](t)
_
(D
xj
R
q
n
((t s)))f(s) d
s
t cl,
for all (, f) ]
0
,
0
[L
1
(). By classical potential theory and standard calculus in Banach spaces, we
note that the map from C
m,
() C
m,
()
0
R to C
m,
(), which takes (g, , ) to the function
1
2
(t)
_
(DS
n
(t s))
(s)(s) d
s
+ g(t)
of the variable t , is linear and continuous, and thus real analytic (cf. e.g., Miranda [35], Dalla Riva and
Lanza [36, Theorem 3.1], Lanza and Rossi [28, Theorem 3.1].) Then, in order to prove the real analyticity
of [, , , ] in ]
0
,
0
[C
m,
() A
m,
, it clearly suces to show that R
j
[, ] is real analytic in ]
0
,
0
[L
1
() for each j 1, . . . , n. Indeed, if R
j
[, ] is real analytic from ]
0
,
0
[L
1
() to C
m,
(cl)
for all j 1, . . . , n, then by the continuity of the linear map from C
m,
()
0
to L
1
() which takes to
(
)
j
, and by the continuity of the trace operator from C
m,
(cl) to C
m,
(), we can deduce the analyticity
of [, , , ] in ]
0
,
0
[C
m,
() A
m,
. Now let id
and id
cl
denote the identity on and on cl,
respectively. Then we note that the map from ]
0
,
0
[ to C
m,
(cl, R
n
) which takes to id
cl
, and the map
from ]
0
,
0
[ to C
m,
(, R
n
) which takes to id
(,)
[0, g
0
,
[0, g
0
],
[0, g
0
]](, )(t) =
1
2
(t)
_
(DS
n
(t s))
(s)(s) d
s
+ t ,
for all (, ) A
m,
. Accordingly, by Proposition A.5 of the Appendix,
(,)
[0, g
0
,
[0, g
0
],
[0, g
0
]] is a linear
homeomorphism from A
m,
onto C
m,
(), and the proof of (iii) is complete. Finally, statement (iv) is an
immediate consequence of statement (iii) and of the Implicit Function Theorem for real analytic maps in
Banach spaces (cf. e.g., Prodi and Ambrosetti [24, Theorem 11.6], Deimling [29, Theorem 15.3].)
Remark 3.15. Let the assumptions of Proposition 3.14 hold. Let
1
, |, ([, ], [, ]) be as in Proposition
3.14 (iv). Then, by the rule of change of variables in integrals, by Propositions 2.10, 3.14, and by Lemma 3.4,
we have
u[, g](x) =
n1
_
(DS
q
n
(x p s))
(s)[, g](s) d
s
+ [, g] x S[
,
for all (, g) ]0,
1
[|.
9
4 A functional analytic representation Theorem for the solution
and its energy integral
The following statement shows that suitable restrictions of u[, g]() can be continued real analytically for
negative values of .
Theorem 4.1. Let ]0, 1[. Let m N 0. Let (3.1)-(3.3) hold. Let u be as in Lemma 3.8. Let
1
, |,
[, ] be as in Proposition 3.14 (iv). Then the following statements hold.
(i) Let V be a bounded open subset of R
n
such that clV R
n
(p + qZ
n
). Let r N. Then there exist
2
]0,
1
] and a real analytic map U from ]
2
,
2
[| to C
r
(clV ) such that the following statements
hold.
(j) clV S[
for all ]
2
,
2
[.
(jj)
u[, g](x) =
n1
U[, g](x) + [, g] x clV , (4.2)
for all (, g) ]0,
2
[|. Moreover,
U[0, g
0
](x) = DS
q
n
(x p)
_
(s)g
0
(s) d
s
DS
q
n
(x p)
_
s
u
(s) d
s
x clV . (4.3)
(ii) Let
V be a bounded open subset of R
n
cl. Then there exist
2
]0,
1
] and a real analytic map
U from
]
2
,
2
[| to C
m,
(cl
V Q
for all ]
2
,
2
[0.
(jj)
u[, g](p +t) =
U[, g](t) + [, g] t cl
V , (4.4)
for all (, g) ]0,
2
[|. Moreover,
U[0, g
0
](t) = u(t) t cl
V .
Proof. Let S
q
n
, R
q
n
be as in Theorem 2.1. Let ([, ], [, ]) be as in Proposition 3.14 (iv). We start by
proving (i). By taking
2
]0,
1
] small enough, we can clearly assume that (j) holds. Consider now (jj). If
(, g) ]0,
2
[|, then by Remark 3.15 we have
u[, g](x) =
n1
_
(DS
q
n
(x p s))
(s)[, g](s) d
s
+ [, g] x clV .
Thus it is natural to set
U[, g](x)
_
(DS
q
n
(x p s))
(s)[, g](s) d
s
x clV ,
for all (, g) ]
2
,
2
[|. Then we note that
clV p R
n
qZ
n
]
2
,
2
[ .
As a consequence, by the real analyticity of S
q
n
in R
n
qZ
n
, and by the real analyticity of [, ] from ]
1
,
1
[|
to C
m,
()
0
, and by Proposition A.2 (i) of the Appendix, we can conclude that U is real analytic from
]
2
,
2
[| to C
r
(clV ). By the denition of U, equality (4.2) holds for all (, g) ]0,
2
[|. Next we turn to
prove formula (4.3). First we note that
U[0, g
0
](x) = DS
q
n
(x p)
_
(s)[0, g
0
](s) d
s
x clV .
Proposition 3.14 (iv) implies that [0, g
0
] =
, where
is as in Lemma 3.8. Then we set
w(t)
_
_
DS
n
(t s)
_
(s)
(s) d
s
t R
n
.
As is well known, w
|
admits a continuous extension to cl, which we denote by w
+
, and w
|R
n
\cl
admits a
continuous extension to R
n
, which we denote by w
. Moreover, w
+
C
m,
(cl) and w
C
m,
(R
n
)
10
(cf. e.g., Lanza and Rossi [28, Thm. 3.1].) Clearly, w
(s)
_
j
(s) d
s
=
_
(s)
_
j
w
+
(s) d
s
_
(s)
_
j
w
(s) d
s
(cf. e.g., Lanza and Rossi [28, Thm. 3.1].) Then the Green Identity and classical potential theory imply that
_
(s)
_
j
w
+
(s) d
s
=
_
s
j
w
+
(s) d
s
=
_
s
j
w
(s) d
s
(cf. e.g., Lanza and Rossi [28, Thm. 3.1].) As a consequence, since w
= u and
_
(s)
_
j
d
s
= 0, we have
_
(s)
_
j
(s) d
s
=
_
s
j
u
(s) d
s
_
(s))
j
u(s) d
s
=
_
s
j
u
(s) d
s
_
(s))
j
g
0
(s) d
s
.
Accordingly (4.3) holds and so the proof of (i) is complete. We now consider (ii). Let R > 0 be such that
(cl
V cl) B
n
(0, R). By the real analyticity of the restriction operator from C
m,
(clB
n
(0, R) ) to
C
m,
(cl
(DS
n
(t s))
(s)[, g](s) d
s
n1
_
(DR
q
n
((t s)))
(s)[, g](s) d
s
+[, g]
t clB
n
(0, R) cl.
Now we set
G
R
q
n
[, g](t)
n1
_
(DR
q
n
((t s)))
(s)[, g](s) d
s
t clB
n
(0, R) ,
for all (, g) ]
2
,
2
[|. Then we note that
clB
n
(0, R) (R
n
qZ
n
) 0 ]
2
,
2
[ .
Accordingly, by arguing as in the proof of Proposition 3.14, we can conclude that
G
R
q
n
[, ] is real analytic from
]
2
,
2
[| to C
m,
(clB
n
(0, R) ). Moreover,
G
R
q
n
[0, g
0
]() = 0 in clB
n
(0, R) . By classical results of
potential theory and by the real analyticity of [, ], there exists a real analytic map
G
Sn
[, ] from ]
2
,
2
[|
to C
m,
(clB
n
(0, R) ), such that
G
Sn
[, g](t) =
_
(DS
n
(t s))
(s)[, g](s) d
s
t clB
n
(0, R) cl,
for all (, g) ]
2
,
2
[| (cf. e.g., Miranda [35], Dalla Riva and Lanza [36, Theorem 3.1], Lanza and Rossi
[28, Theorem 3.1].) In particular,
G
Sn
[0, g
0
](t) = u(t) t clB
n
(0, R) .
Then we set
U[, g](t)
G
Sn
[, g](t) +
G
R
q
n
[, g](t) t clB
n
(0, R) ,
for all (, g) ]
2
,
2
[|. As a consequence,
U is a real analytic map from ]
2
,
2
[| to C
m,
(clB
n
(0, R)),
such that (jj) holds with
V replaced by B
n
(0, R) cl. Thus the proof is complete.
Remark 4.5. Here we observe that Theorem 4.1 (i) concerns what can be called the macroscopic behaviour
of the solution, while Theorem 4.1 (ii) describes the microscopic behaviour. Indeed, in Theorem 4.1 (i), we
consider a bounded open subset V such that clV R
n
(p + qZ
n
), i.e. such that its closure clV does not
intersect the set of points in which the holes degenerate when goes to 0. Then, for small enough, clV is
11
far from the union of the holes
zZ
n(qz +
in the
fundamental cell Q.
We now turn to consider the energy integral of the solution on a perforated cell, and we prove the following.
Theorem 4.6. Let ]0, 1[. Let m N 0. Let (3.1)-(3.3) hold. Let
1
, | be as in Proposition 3.14 (iv).
Then there exist
3
]0,
1
] and a real analytic map G from ]
3
,
3
[| to R, such that
_
Q\cl
[D
x
u[, g](x)[
2
dx =
n2
G[, g] , (4.7)
for all (, g) ]0,
3
[|. Moreover,
G[0, g
0
] =
_
R
n
\cl
[D u(t)[
2
dt , (4.8)
where u is as in Lemma 3.8.
Proof. Let (, g) ]0,
1
[|. By the Green Formula and by the periodicity of u[, g](), we have
_
Q\cl
[D
x
u[, g](x)[
2
dx =
_
Q
D
x
u[, g](x)
Q
(x)u[, g](x) d
x
_
D
x
u[, g](x)
(x)u[, g](x) d
x
=
n1
_
D
x
u[, g](p +t)
(t)g(t) d
t
=
n2
_
D
_
u[, g] (p +id
n
)
_
(t)
(t)g(t) d
t
.
(4.9)
Let R > 0 be such that cl B
n
(0, R). By Theorem 4.1 (ii), there exist
3
]0,
1
] and a real analytic map
G[, ] from ]
3
,
3
[| to C
m,
(clB
n
(0, R) ), such that
p +cl(B
n
(0, R) cl) Q
]
3
,
3
[0 ,
and that
G[0, g
0
](t) = u(t) +
t clB
n
(0, R) ,
where u,
are as in Lemma 3.8. By equality (4.9) we have
_
Q\cl
[D
x
u[, g](x)[
2
dx =
n2
_
D
t
G[, g](t)
(t)g(t) d
t
,
for all (, g) ]0,
3
[|. Thus it is natural to set
G[, g]
_
D
t
G[, g](t)
(t)g(t) d
t
,
for all (, g) ]
3
,
3
[|. Then by continuity of the partial derivatives from C
m,
(clB
n
(0, R) ) to
C
m1,
(clB
n
(0, R) ), and by continuity of the trace operator on from C
m1,
(clB
n
(0, R) ) to
C
m1,
(), and by the continuity of the pointwise product in Schauder spaces, and by standard calcu-
lus in Banach spaces, we conclude that G[, ] is a real analytic map from ]
3
,
3
[| to R and that equality
(4.7) holds. Finally, we note that
G[0, g
0
] =
_
D u(t)
(t)g
0
(t) d
t
.
By classical potential theory and the Divergence Theorem, we have
_
D u(t)
(t) d
t
= 0 . (4.10)
Then, by the decay properties at innity of u and of its radial derivative and by (4.10), we have
D u(t)
(t)g
0
(t) d
t
=
_
D u(t)
(t)
_
g
0
(t)
_
d
t
=
_
R
n
\cl
[D u(t)[
2
dt
(cf. e.g., Folland [34, p. 118].) As a consequence, equality (4.8) follows and the proof is complete.
12
Remark 4.11. In Theorem 4.6, we have shown a real analytic continuation result for the energy integral of
the solution on the perforated fundamental cell Q cl
j=0
such
that
_
Q\cl
[D
x
u[, g
0
](x)[
2
dx =
j=0
a
j
j
]0,
#
3
[ ,
where the series converges absolutely in ]
#
3
,
#
3
[. Clearly, analogous considerations for the macroscopic
and microscopic behaviour of the solution can be derived from the results of Theorem 4.1.
A Appendix
In this Appendix, we collect some results exploited in the article.
We have the following known consequence of the Maximum Principle.
Proposition A.1. Let I be a bounded connected open subset of R
n
such that R
n
clI is connected and that
clI Q. Let u C
0
(clS[I]
) C
2
(S[I]
) be such that
u(x +qe
i
) = u(x) x clS[I]
, i 1, . . . , n ,
and that
u(x) = 0 x S[I]
.
Then the following statements hold.
(i) If there exists a point x
0
S[I]
.
(ii) If there exists a point x
0
S[I]
.
(iii)
max
clS[I]
u = max
I
u , min
clS[I]
u = min
I
u .
Proof. Clearly, statement (iii) is a straightforward consequence of (i) and (ii). Furthermore, statement
(ii) follows from statement (i) by replacing u with u. Therefore, it suces to prove (i). Let u and x
0
be as
in the hypotheses. By periodicity of u, sup
xS[I]
u(x) < +. Then by the Maximum Principle, u must be
constant in S[I]
_
(, , z) C
m,
(cl
, R
n
) C
0
(M, R
n
) /: (cl
) (M) z J
_
.
Let H
#
G
be the map from T
#
L
1
(M) to C
m,
(cl
) dened by
H
#
G
[, , z, f](t)
_
M
G((t), (y), z)f(y) d
y
t cl
,
for all (, , z, f) T
#
L
1
(M). Then H
#
G
is real analytic from T
#
L
1
(M) to C
m,
(cl
).
13
Then we have the following result of (periodic) potential theory (see also Lanza [14, p. 283], Kirsch [38].)
Proposition A.3. Let ]0, 1[, m N 0. Let S
q
n
be as in Theorem 2.1. Let I be a bounded connected
open subset of R
n
of class C
m,
such that R
n
clI is connected and that clI Q. Let S
q
n
be as in Theorem
2.1. Then the following statements hold.
(i) The map w
q
[I, ]
|I
is compact from C
m,
(I) to itself.
(ii) Let
M[] be the map from C
m,
(I) to itself, dened by
M[](t)
1
2
(t) +w
q
[I, ](t) t I ,
for all C
m,
(I). Then
M[] is a linear homeomorphism from C
m,
(I) onto itself. Moreover,
_
M[] : R
_
= R, (A.4)
where we identify the constant functions with the constants themselves.
Proof. We start by proving (i). Let R
q
n
be as in Theorem 2.1. We set
w[I, ](t)
_
I
(DS
n
(t s))
I
(s)(s) d
s
t I ,
for all C
m,
(I). By classical potential theory and by the compactness of the imbedding of C
m,
(I) into
C
m,
(I) for ]0, [, we conclude that the operator w[I, ] from C
m,
(I) to itself is compact. Indeed, case
m = 1 has been proved by Schauder [39, Hilfsatz XI, p. 618], and case m > 1 follows by taking the tangential
derivatives of w[I, ] on I and by arguing by induction on m. We also set
w
R
q
n
[I, ](t)
_
I
(DR
q
n
(t s))
I
(s)(s) d
s
t I ,
for all C
m,
(I). Clearly, w
q
[I, ] = w[I, ] + w
R
q
n
[I, ] on I, for all C
m,
(I). For each
j 1, . . . , n, we set
N
R
q
n
,j
[f](t)
_
I
(D
xj
R
q
n
(t s))f(s) d
s
t clI ,
for all f L
1
(I). By Proposition A.2 (i), N
R
q
n
,j
[] is linear and continuous from L
1
(I) to C
m+1
(clI).
Moreover, by the compactness of the imbedding of C
m+1
(clI) into C
m,
(clI), N
R
q
n
,j
[] is compact from L
1
(I)
to C
m,
(clI) (cf. e.g., Lanza and Rossi [28, Lemma 2.1].) Then by the continuity of the map from C
m,
(I)
to L
1
(I) which takes to (
I
)
j
, and by the continuity of the trace operator from C
m,
(clI) to C
m,
(I),
we immediately deduce the compactness of w
R
q
n
[I, ] from C
m,
(I) to C
m,
(I), and, as a consequence, of
w
q
[I, ]
|I
. Hence the proof of (i) is complete. We now turn to the proof of (ii). By the Open Mapping
Theorem, it suces to prove that
M[] is a bijection. By (i) and by the Fredholm Theory, it suces to show
that
M[] is injective. So let C
m,
(I) be such that
1
2
+w
q
[I, ] = 0 on I .
By Theorem 2.3, w
q
[I, ] is a solution of the following problem
_
_
_
u(x) = 0 x S[I]
,
u(x +qe
i
) = u(x) x clS[I]
, i 1, . . . , n ,
u(x) = 0 x I .
As a consequence, by Proposition A.1, w
q
[I, ] = 0 in clS[I]
. In particular,
I
w
q
[I, ] = 0 on I .
Then, by formula (2.5),
I
w
+
q
[I, ] = 0 on I .
14
Accordingly, by Theorem 2.3, w
+
q
[I, ]
|clI
C
m,
(clI) is a solution of the following problem
_
u(x) = 0 x I ,
I
u(x) = 0 x I .
As a consequence, there exists a constant c R such that w
+
q
[I, ] = c on clS[I]. By formula (2.4),
= w
+
q
[I, ] w
q
[I, ] = c on I .
Therefore, by formula (2.8),
M[] = w
q
[I, c] = c
[I[
[Q[
on I ,
and so c = 0. Hence, = 0. Finally, equality (A.4) follows immediately from (2.6). Thus the proof is complete.
Finally, we have the following well known result of classical potential theory.
Proposition A.5. Let ]0, 1[, m N 0. Let be a bounded connected open subset of R
n
of class C
m,
.
Let
N[, ] be the map from C
m,
()
0
R to C
m,
(), dened by
N[, ](x)
1
2
(x)
_
(DS
n
(x y))
(y)(y) d
y
+ x ,
for all (, ) C
m,
()
0
R. Then
N[, ] is a linear homeomorphism from C
m,
()
0
R onto C
m,
().
Proof. Clearly,
N is linear and continuous (cf. e.g., Miranda [35], Dalla Riva and Lanza [36, Theorem 3.1],
Lanza and Rossi [28, Theorem 3.1].) By the Open Mapping Theorem, it suces to show that it is a bijection.
By well known results of classical potential theory, we have
C
m,
() =
_
1
2
()
_
(DS
n
( y))
(y)(y) d
y
: C
m,
()
_
<
>,
where
denotes the characteristic of (cf. e.g., Folland [34, Ch. 3] and Lanza [10, Appendix A].) On the
other hand, as is well known, for each in the set
_
1
2
()
_
(DS
n
( y))
(y)(y) d
y
: C
m,
()
_
,
there exists a unique in C
m,
() such that
_
(x) =
1
2
(x)
_
(DS
n
(x y))
(y)(y) d
y
x ,
_
d = 0
(cf. e.g., Folland [34, Ch. 3] and Lanza [10, Appendix A].) As a consequence, for each C
m,
(), there
exists a unique pair (, ) in C
m,
()
0
R, such that
(x) =
1
2
(x)
_
(DS
n
(x y))
(y)(y) d
y
+ x ,
and so
N is bijective. Thus the proof is complete.
Acknowledgements
This paper generalizes a part of the work performed by the author in his Laurea Specialistica Thesis [40]
under the guidance of Prof. M. Lanza de Cristoforis. The author wishes to thank Prof. M. Lanza de Cristoforis
for his constant help during the preparation of this paper. The results presented here have been announced
in [41]. The author acknowledges the support of the research project Un approccio funzionale analitico per
problemi di omogeneizzazione in domini a perforazione periodica of the University of Padova, Italy.
15
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