Beruflich Dokumente
Kultur Dokumente
18201880
Paul Turnbull
For much of its history, Australian settler society envisaged material and moral progress as dependent on safeguarding the biological integrity and potential of an evolutionarily advanced white social body (McGregor 1997; Bashford 1998; Anderson 2002; Lake and Reynolds 2008). What is more the concept of race and belief in the fundamentality of cultivating and protecting white evolutionary vigour gained much of its existential concreteness through Aboriginal people being perceived as victims of racial degeneration. As Warwick Anderson has shown, scientists and doctors located in both southern urban and northern tropical Australia between 1880 and 1930 intervened prominently in contemporary debates on immigration policy, settler health in the tropics, national hygiene and child health; and by their interventions they infused hopes and fears for the future of White Australia with ideas and arguments about the evolutionary fate of the native Australian race (Anderson 2002). One could say, much as Steven Shapin and Simon Schaffer have observed of the practice of natural science in seventeenth century England, that in Australian settler society solutions to the problem of knowledge . . . [were] solutions to the problem of social order (Shapin and Schaffer 1985: 15). As Sander L. Gilman observes (2006), many scholars since the early 1970s have draw attention to how in obvious, and also in more subtle ways, the cultural suasiveness of race was underpinned by scientic investigation of the body in the half-century or so after 1860. In the Australian context, the work of Butcher (1994; 2002),
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Glover (1998), Anderson (2002) and MacDonald (2005) has provided new insights into the connections between racialist perceptions of Aboriginality and what metropolitan and locally based scientists active between 1860 and the early 1930s believed they had discovered about the evolutionary history and psychology of Indigenous Australians. This essay aims to add to our understanding of the contribution of science to the naturalisation of race, particularly in Australian settler society, by mapping what anatomists during the nineteenth and early twentieth centuries made of the morphology of the Aboriginal brain. Within the connes of this essay it is impossible to deal satisfactorily with how this knowledge-making in various different yet interconnected contexts was susceptible to external inuences, ranging from widely shared cultural assumptions to the personal idiosyncrasies of individual scientists. Even so, the work of historians on various aspects of biomedical research over the past four centuries offers persuasive grounds for attempting to do so. It alerts us to how personal attributes deemed essential in researchers of the Aboriginal brain were not only attributes formed within particular cultural geographies, but also resources with which matters of fact were produced (Schaffer, 1994; also Barnes and Shapin 1979; Shapin, 1994). In assessing how affective entanglements of personal and scientic aspirations inuenced research on the Aboriginal brain, it seems likely there is much more to be said about these human remains having a sensory presence, capable of stimulating complex, imaginative communion by racial scientists of the nineteenth and early twentieth centuries with what they took to be material traces of humankinds evolutionary history. Historians of racial thought in Australia have generally assumed that in scientic hands, the bodily remains of Aboriginal people were transformed into objects sheared of human attributes and qualities. However, as is evidenced by the intellectual practices and ndings of several anatomists discussed in this essay, studying the Aboriginal brain could license imaginative reconstruction of Europeans and Aboriginal peoples shared deep past. My hope in this essay is to go some way towards showing that there is a quite complex history yet to tell about the research on the morphology of the Aboriginal brain and what this work contributed to racialised perceptions of Aboriginality within, and, importantly, beyond scientic circles. Today we can see that race has no reality in biology. It is impossible to categorise geographically located populations into races on the basis of any meaningful genetic
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Racial Phrenology
The history of scientic interest in the Aboriginal brain began with the question being asked, in European scientic and wider intellectual circles of the mid-1820s whether life, over many successive generations in the Australian environment, had caused the continents indigenous peoples to exhibit morphological peculiarities of the brain endowing them with racially peculiar cognitive traits. The stimulus for asking this question was phrenology. In the 1820s, the idea that varietal differences between human populations extended to variations in psychology was nothing new. The credibility given the Galenic theory of humours for over a millennium had well entrenched the notion in European intellectual history that the behaviour of all animate beings was determined by the relative inuence of qualitatively different humours within the bodily economy. What was new in the early nineteenth century was the Austrian anatomist Franz-Joseph Galls psychological science, which was grounded in the premise that the brain was not only the material substrate of mind, but actually a matrix of discrete organs, each of which was the source of a particular faculty of intellect or emotion. As well known, Galls science of organology, or phrenology, as it was known by the mid-1820s due to its championing by Johann Gaspar Spurzheim, the anatomists sometime protege, further postulated that the outer shape of the skull accurately reected the relative volume of each organ and thus the strength of its corresponding mental faculty. The skull could thus be mapped to produce a detailed psychological prole of its owner.
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Importantly, as Steve Shapin has pointed out, phrenology did not arise out of clinical investigation of the brain. Neither Gall nor Spurzheim sought to assess the effects of surgical interference on cerebral structures in living animals. They pioneered a social psychology, the truth claims of which were based on its practitioners belief that they had identied particular cerebral organs as the source of specic faculties of emotion or intellect through statistically correlating the observed behaviour of their subjects with commonalities in the shape of specic parts of the outer surface of the skull (Shapin 1979). What is more, as Andrew Bank has observed, phrenology was fundamentally a science of race that gave the concept of biologically ingrained differences in mental powers between more or less endogamous populations a new and pernicious existential concrescence (Bank 1996: 389). Gall, for example, maintained that one of the most compelling conrmations of the truth of his cerebral science was its positively correlating the relative size of the organs comprising the brain of sub-Saharan Africans with the wealth of reportage by scientic travellers and colonists since medieval times of these peoples being not only intellectually inferior to Europeans, but also characteristically given to unpredictable, highly volatile expressions of emotion (for example, Gall 1994). Skulls of Aboriginal Australians rst started to come into the hands of British phrenologists around 1820 (Turnbull 2001: 1213). The number of skulls acquired between 1820 and the late 1840s, by which time interest in the science had begun to decline, was small probably no more than twenty. Nonetheless, these remains were regarded as conrming with remarkable clarity the truth of phrenology. They were read as consistently disclosing the existence of relatively voluminous organs in the mid and hind regions of the brain, in which phrenology located the sources of instinctual cognitive functions and basic emotions. What is more, the organs in the frontal parts of the brain, the sites in phrenologys cerebral cartography of higher intellectual operations and powers of moral judgement, were judged to be remarkably small in volume and thus of weak behavioural inuence (for example, Anon. 1825). Generally, phrenological analyses of the Aboriginal brain emphasised the biologically ingrained nature of Aboriginal peoples mental inferiority in relation to other racial types. To most followers of the science, the organic conguration of their brain condemned Aboriginal people to being such miserable representatives of humanity, that it would puzzle a party of naturalists to decide, to which they are most nearly allied, the genus Homo, or the genus Simia
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members of the Edinburgh Phrenology Society (Smithers 2009: 546). Joseph Barnard Davis, who saw himself as building on Mortons work, also became interested in phrenology in the early 1820s, while studying under Joshua Brookes, who at that time was one of Londons most successful private anatomy teachers and supporters of the science (Kell 2011). Morton and Davis sought to challenge the orthodoxy in AngloAmerican medico-scientic circles as to the nature and causes of varietal diversity within the human species that prevailed until Darwins theory of evolution by speciation rapidly gained widespread assent, notably amongst younger scientists, through the 1860s. This orthodoxy was essentially the environmentalist explanation of variation rened by Johann Friedrich Blumenbach, the celebrated Go ttingen anatomist, through the last third of the eighteenth century. As Timothy Lenoir and others have shown (Lenoir 1980; Mayr 2010), Blumenbach believed life was sustained by a subtle and non-material animating, developmental force that was subject to agonistic interplay with forces external to the bodily economy, or substances entering bodily systems from the external environment. Modication of this life-giving force he believed caused structural and functional variations. In the human species, the result had been environmentally induced diversication originating from a common ancestral stock, originating with two divinely created beings, into ve distinctive varieties that respectively became the dominant form humanity assumed in Europe, Eastern Asia, Africa, the Americas, and southeast Asia and the Pacic. The emergence of these ve races, moreover, was construed as a process of degenerative variation from the perfection of the rst man and woman. What is more, providence, working through natural laws, had determined the peoples of Europe remained closest to the form of this ancestral pair (Bendyshe 1865). Morton was convinced by the mid-1830s that living organisms originating in different parts of the Earth had distinctive variants of this life force. He conceded that environmentally induced variations could occur in living organisms. However, he maintained that human vitality was so little susceptible to variation, and appeared responsible for such pronounced racial differences in bodily form and cognitive powers, that it was more likely that Blumenbachs varietal types were in fact biologically distinctive species. Davis similarly believed by the late 1830s that neither environmental factors or human agency were capable of causing much if any intergenerational change in the relative volume and thus power of particular regions of the brain to determine behavioural traits. He concurred with Morton that this
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Davis in turn appears to have been not unsympathetic to the aggressive racialism espoused by Robert Knox, James Hunt and other British critics of abolitionism (Davis 1868). However, Morton and Davis regarded it as necessary that science focus on determining the true extent and nature of racial diversity amongst the peoples of the Earth. And this they saw as best achieved by taking up Blumenbachs project of using skull morphology to reconstruct the genealogies of human racial types as extensively and systematically as circumstances allowed (Davis 1867: v-viii). Blumenbach, as is also well known, empirically underpinned his explanation of human diversity by comparative measurements of varietally typical skulls. However, his environmentalism led him to see the plasticity of the skull to be such that there was only limited time in which to realise the potential of craniometry to reconstruct the history of racial diversication in the human species. European colonial ambitions were rapidly increasing the volume of intercontinental ows of goods, ideas and people. The material conditions of life were fast changing, as were the possibilities in respect of reproductive partners in what had long been varietally distinctive populations. It seemed only a matter of decades before the dissolution of the archaic racial distinctions between peoples inhabiting different continents occurred. If the value of the skull in reconstructing humanitys deep past was to be realised, it was vital to procure as many authentically representative skulls of different nations and tribes as quickly possible. Morton and Davis similarly feared colonialism would accelerate exogamous reproduction causing the signicance of racial lineages to
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be lost. Even so, this did not deter them from devoting much of the time they could spare from medical practice to collecting racial crania and reconstructing lines of descent within the human genus. In 1839 Morton published what was then the most extensive comparative study of human crania, Crania Americana, tracing the emergence of varietal diversity amongst the indigenous peoples of North, Central and South America. Davis began systematically collecting crania in the late 1840s, privately building a collection eventually rivalling those of Europes premiere scientic institutions. However, lacking institutional backing comparable to what Morton enjoyed from Philadelphias Academy of Natural Sciences, he did not publish his rst major work, a large-scale craniometric survey of ancient British crania, until the mid-1860s (Davis and Thurnam, 1865). Morton concurred with Blumenbach that craniometric investigation of Native American skulls suggested a common ancestry. It seemed to him that this ancestral type had gradually diversied into at least twenty-two morphologically distinctive families. Even so, tellingly, he believed, the essential shape of the skull conrmed the existence of a a singular harmony between the mental character of the Indian, and his cranial developments as explained by Phrenology (Morton 1839: 312). Davis likewise agreed that human diversity was, as Blumenbach reasoned, largely a matter of modications occurring within ve or six distinctive racial types historically segregated by geographical distance. However, Morton and Davis were convinced that these ancestral types could not have similarly arisen through the play of environmental factors or human agency. Davis began the preface of the second of his two great craniometric works, Thesaurus Craniorum (1867) by declaring that he had long doubted the unity of human origins (Davis 1867: v). Morton, writing some twenty-eight years earlier in Crania Americana, was more circumspect, suggesting that diversication within each of Blumenbachs ve ancestral races was not incompatible with these archaic types having been adapted from the beginning to its peculiar destination (Morton 1839: 6). Moreover, in the mid-1840s, Morton published a comparative study of ancient Egyptian and African skulls that clearly left readers to infer the primordial nature of African inferiority (Morton 1844). And four years before he died in 1851, Morton took up the question of whether humanity was one or several species, suggesting that Blumenbachs ve varietal types of man could well be ancestrally separate species. By craniometric research, Morton and Davis sought empirically to validate a biologically determinist history of the human genus. Within
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that he regarded these similarities as signifying nothing beyond conrming that humans and other primates shared the same general plan of organisation in nature. Men and apes, he maintained, had fundamental anatomical and physiological differences that rendered it nonsensical to suggest that human varietal types exhibiting seemingly ape-like features were anything other than variants of a common ancestral human form. Rather, what was inuential within and beyond scientic circles was that post-mortem investigation of Bartmann conrmed Cuvier in the belief that populations within the human species could vary markedly in brain volume, the size of the sensory organs and thus cognitive abilities notably when the variations in question enhanced the ability of groups to live and reproduce in challenging environmental conditions, such as those prevailing in the tropics and arctic regions. Indeed, Bartmanns body was seen as proving that variation had proved to be a cruel law in the case of Africans, and their descendant races (Cuvier 1817: 273), among which the anatomist classed the peoples of mainland Australia and Tasmania. Reduction in cranial volume he believed to have doomed these peoples to eternal inferiority (Cuvier 1864: 2212). This in turn explained, he observed, why among these races intelligence has nowhere risen to the point of reaching a regular form of government or the least appearance of sustained knowledge, has nowhere preserved either annals or traditions (Cuvier and Rudwick 1997: 246). Cuviers arguments in favour of the susceptibility of cognition to degenerative variation inuenced several of the most inuential exponents of monogenetic environmentalism. For example, Alexander Monro, Professor of Anatomy and Surgery at the University of Edinburgh between 1808 and 1846, was critical of phrenology, and had no time for the sciences attributing the alleged inability of Aboriginal people to rise above the life of the chase to the conguration of the organs making up their brains. However, when lecturing on variation in the human species he used skulls and postcranial remains to illustrate the degeneration of the native Australian race, reifying their supposed intellectual inferiority in the minds of his students by theatrically demonstrating that living in the Australian environment had increased bone thickness reducing the internal volume of the cranial cavity and thus the size of the Aboriginal brain (Monro 1825: 2, 226). What is more, he was indistinguishable from Gall and Spurzheim in his positively correlating what he saw as morphologically peculiar about the Aboriginal brain with colonial reportage on Indigenous Australian life-ways and culture.
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As a scientist, however, Prichard found himself convinced by Cuviers anatomical investigations that in man the capacity to reason and to make moral judgements as best could be judged by behavioural observation were consistently proportional to the size of the brain. And different racial types exhibited inequalities in cranial volume, it logically followed, as Cuvier argued, that varietal diversity within the human species had led to racial differences in intellect. As Prichard was to concede,
there is nothing more probable than the supposition, that the average parts of perfection in the development of the brain as of other parts of the system, differs in different nations with the diversities of climate and other elements of the external condition, and with the degrees of social culture. (Prichard 1836: 216)
Prichard did not waiver in believing that missionary endeavour would mentally improve the Aboriginal race. However, from the outset of his researches he found it impossible not to agree with Cuvier that, on scientic grounds, the inescapable conclusion was that in the African race and its descendant types there had come to be a greater provision [. . .] in the conrmation of the head for the perfection of the senses, and less proportionally for the evolution of the intellectual organ, than in Europeans (Prichard 1973: 53). Concurring with Cuvier that strengths and weaknesses in mental function were determined by brain size thus left him open to being interpreted by his many readers as sharing the anatomists biological pessimism.
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speciation was subject to radical conceptual revision, or rejected, either in favour of evolutionary schema grounded in older transmutationist explanations of organic diversity, or the idea that species were incapable of all but trivial variation in form (Bowler 1992; Zimmerman 2002). Even so, two things seem clear. Firstly, cerebral localisation was no longer understood in terms of the position and strength of specic mental faculties as having remained essentially unchanged since the origination of the brain in deep time. The brain was now understood as analogous to the Earths geology. It too possessed a primitive core over which various layers then strata of greater structural complexity had been laid down over tens of thousands of years by physical, chemical, and biological processes. Much like the geologist, the anatomist dissecting the brain would see in its stratigraphy the record of humanitys evolutionary history. Secondly, just as the surface of the Earth was seen as continuingly inuenced by the processes at its core, human cognition was inuenced by the brains oldest and simplest functions. Accordingly, the age old theme of conict between reason and the passions was imagined as an agonistic struggle between instinctual drives generated by the lowest, most primitive structures of the brain, and intellectual powers arising from its most recently evolved regions (Harrington 1991: 213). In the context of this history the value of the Aboriginal brain was presumed to be its simplicity or lowness in evolutionary terms. It was regarded as providing a unique window into the deep past of humanity and the biological changes occurring with the species evolutionary development. Indeed, it was assumed that lengthy isolation in the Australian environment had resulted in Aboriginal people experiencing evolutionary stasis, leaving them similar in terms of physical and mental development to the earliest known prehistoric inhabitants of Europe. George Rolleston (182981), a prote ge of Thomas Henry Huxley, was among the earliest and the most active researchers in seeking to procure non-European brains to investigate their evolutionary signicance (Turnbull 2008: 223). One initial stimuli of his interest was the celebrated debate between Richard Owen and Huxley, at the 1860 meeting in Oxford of the British Advancement of Science, over the hippocampus in the human brain compared to the brains of higher apes. The hippocampus, or hippocampal formation, is a structure belonging to the forebrain and innermost fold of the temporal lobe. Owen, as is well known, had argued that the gorilla brain had more in common with that of monkey and apes than that of
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Over the previous half-century, efforts had been made by Europeanbased anatomists to obtain whole heads of Aboriginal people, but with little success. The difculty in large part was that generally indigenous bodies deemed of scientic interest because of their racial integrity were only encountered by colonially based surgeons and naturalists in an advanced state of decomposition. As the Sydney-based anatomist James Froude Flashman was to observe in 1908,
Even in Australia it is exceedingly difcult to obtain specimens of these brains, the Aboriginals who die near towns being seldom Pure Bloods, and the difculty of getting the brains of those who die in the far North, or in the interior, where the race maintains its full characteristics, is
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almost insuperable, owing to great distances, and to the absence from those regions of scientists who take an interest in the matter. (Flashman 1908: 4)
Even the few specimens that were acquired a short time after death proved difcult to preserve, resulting in the investigation of brain morphology being restricted to few and often imperfectly preserved specimens. One notable exception, however, was the work of Nikolai Mikluho-Maclay (184688), the Russian explorer, naturalist and ethnographer. Visiting Brisbane in 1880 he was able to enlist the help of the trustees of the Queensland Museum to secure the brains of four men, of Aboriginal, Melanesian, Philippine and Chinese ancestry, immediately after they were hung for rape in Brisbane gaol between May and August 1880 (Mikluho-Maclay 1882: 174; also Webster 1984: 2402). Settlers knew the Aboriginal man, a Gubi Gubi man named Ubelah, as the outlaw Johnny Campbell. Mikluho-Maclay witnessed his execution, immediately after which he was allowed to dissect and photograph his brain. The following day he injected Ubelahs corpse with an arsenic-rich preserving uid newly devised in German anatomical circles, before submerging the body in a variant of this uid he had developed with the advice of R. H. Staiger, the secretary of the Queensland Museum and previously the colonys analytical chemist. Mikluho-Maclay had to spend two months ensuring the body was well preserved, before judging it safe to have it shipped to Rudolf Virchow in Berlin, in the hope, Mikluho-Maclay wrote, that this consignment will add a few facts to our knowledge of the Comparative Anatomy of the Races of mankind (1881: 578). Besides Ubelahs brain, Mikluho-Maclay was able to dissect three more before returning to Russia in 1887. He found that in two of these four brains the central sulcus the fold in the cerebral cortex of the vertebrate brain, separating the parietal lobe from the frontal lobe, and the primary motor cortex from the primary somatosensory cortex opened into the lateral sulcus, which divides the frontal lobe and parietal lobe above from the temporal lobe below. He did not comment on the implications of this nding beyond suggesting that the opening of the central into the lateral sulcus would likely be found more frequently in the Aboriginal race than in Europeans. This was fairly typical of Mikluho-Maclay in that in his published writings he rarely ventured hypotheses on the basis of his observations; although in this case his neglect of the natural history of the Aboriginal race may have been inuenced by his having compared to other contemporary scientists an uncharacteristically high opinion of the intellectual
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probably no more than a dozen. Even so, those that were secured assumed great signicance as the raw material, so to speak out, out of which the evolutionary primitivity of Aboriginal psychology was constructed, and which from the late 1880s was to stand largely unchallenged in medico-scientic circles until the 1950s.
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morphology ceased until the mid-1980s, when health infrastructure and forensic technologies enabled the acquisition of brains by autopsies on Aboriginal people in remote regions. As to the ndings of this meagre body of research, what is most noticeable is the emergence of differing opinion on the question of the place of Aboriginal people in nature. Failing to convince the New South Wales government to support the study of the Aboriginal brain, Flashman was restricted to personally investigating what few were obtained by Wilson and Anderson Stuart, when Sydney Universitys medical school acquired corpses of men and women of Aboriginal ancestry for anatomy teaching from either New South Wales prisons and asylums, or paststudents now medical ofcers acting as coroners in regional districts. Among the Aboriginal brains he received this way was that of Jimmy Governor, the son of a white labourer and an Aboriginal woman, hung for murder in January 1901 (and whom Thomas Keneally made the subject of his 1972 novel, The Chant of Jimmy Blacksmith). In investigating these specimens, Flashman sought to contribute to the mapping of evolutionary development done by Elliot Smith using ancient Egyptian brains (Flashman 1903a: 24). What he found in doing so appeared to verify what Macalister and Cambridge anatomists had seen in the Australian brain underdevelopment of various structures in the parietal and occipital regions conrming the low status of the Aboriginal race on humanitys phylogenic tree. Subsequent researchers of the Aboriginal brain likewise focused on mapping its supposedly primitive form. However, opinions diverged as to where Aboriginal people stood in terms of human evolutionary history. In 19047, the Heidelberg anatomist Hermann Klaatsch (18631917) travelled Australia investigating the ancestry of Aboriginal people. Whereas Flashman agreed with Elliot-Smith and other leading British anatomists of the early twentieth century that modern human sapiens had emerged in Europe, Klaatsch formed the view on examining Australian cranial collections, encountering Aboriginal people in Northern Queensland and studying prehistoric bones in European museums, that the Aboriginal race probably originated in Australia. It seemed to him quite possible that a nal transition from some pithecoid ancestral form to the human genus had occurred when the continent was part of a larger landmass (Klaatsch 1908: 160). This would explain, Klaatsch reasoned, why darker skinned races encircled the Indian Ocean. Anatomists who subsequently studied the morphology of the Aboriginal brain ignored Klaatschs hypothesis. Also, by the late 1920s
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special afnity with any known fossil type (Woollard 1929: 223). The key differences were rather its being smaller apart from the occipital area enabling visual processing and very much longer than was typically seen in Europeans. Moreover, brains he obtained in the early 1930s of an Aboriginal mother and new born infant dying in childbirth conrmed in his view that from birth to adulthood the Aboriginal brain developed less in the parietal and frontal regions than that of Europeans (Woollard 1931). Woollard still thought, however, that Aboriginal people were not so fated by evolution to be separated by profound psychological differences from white Australians. They were not living fossils. Inuenced by contemporary anthropology and psychology, he thought the complexity of Aboriginal social organisation equal to that of late Paleolithic Europeans. He was also amongst the many scientists of the interwar years who were critical of public attitudes and government policies towards Aboriginal people. Nonetheless, as with Shellshear he believed the Aboriginal brain was at an evolutionary stage where the neural basis for symbolic formulation beyond vision was still relatively undeveloped. Drawing upon contemporary psychological research and himself experimenting with techniques for intelligence testing amongst a limited number of pure-blooded Aboriginal children and young adults, Woollard was led provisionally to suggest that average Aboriginal intelligence was equivalent to the level of mental performance of [. . .] our own least efcient performers (Woollard 1931: 234).
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