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Abstract The problem of deciding how to land aircraft

approaching an airport involves assigning each aircraft to an


appropriate runway, computing a landing sequence for each
runway and scheduling the landing time for each aircraft.
Runway allocation, sequencing and scheduling for each
aircraft must ensure the scheduled landing time lies within a
predefined time window and meet separation time
requirements with other aircraft. The objective is to achieve
effective runway use.
In this paper, a novel algorithm which we call sliding
window algorithm, adapted from receding horizon control, is
applied to solve this problem. Computational results are
presented for publicly available test problem involving up to
500 aircraft and five runways and compared with those
obtained by other algorithms presented in the previous
literature. Comparative study shows that our sliding window
algorithm outperforms the compared algorithms whether in
terms of execution times or solution quality.
Key words: scheduling, transportation, branch and bound,
air traffic control, receding horizon control
I. INTRODUCTION
VER the past few decades, air traffic has experienced a
tremendous growth. Significant improvements have
already been achieved in enlarging the en-route traffic
capacity. As a result, the air traffic bottleneck is shifting
from the en-route segment to the airports
[1]
. Foreseen
developments, such as free flight will reinforce this trend
[2]
.
According to [2], arrival planning will play an important role
in the free flight concept.
This paper examines the ATC segment termed as traffic
management adviser, which is concerned with the complex
task of scheduling arriving aircraft to the available runways
in a manner that optimizes a certain performance index and
satisfies safety constraints. Upon entering within the radar
range (radar horizon) of air traffic control (ATC) at an
airport, a plane requires ATC to assign it a landing time,
sometimes known as the broadcast time, and also, if more
than one runway is in use, assign it a runway on which to
Manuscript received November 10, 2010.
Meng Xiangwei is with State Key Laboratory of Virtual Reality
Technology and Systems, School of Automation Science and Electrical
Engineering, Beihang University, Beijing 100191, China (e-mail:
mxwbuaa@asee.buaa.edu.cn)
Zhang Ping is with State Key Laboratory of Virtual Reality Technology
and Systems, School of Automation Science and Electrical Engineering,
Beihang University, Beijing 100191, China (e-mail: zhp@buaa.edu.cn)
Li Chunjin is with the Research Center of Air Traffic Control, Beihang
University, Beijing 100191, China.
land. The landing time must lie within a specified time
window, bounded by an earliest time and a latest time, these
times being different for different planes. The earliest time
represents the earliest time a plane can land if it flies at its
maximum airspeed and straight to the runway. The latest
time represents the latest time a plane can land if it flies at its
most fuel-efficient airspeed while also holding (circling) for
the maximum allowable time. Each plane has a most
economical, preferred speed, referred to as the cruise speed.
A plane is said to be assigned its preferred time, or target
time, if it is required to fly straight to the runway at its
cruise(most economical) speed. If ATC requires the plane to
either slow down, hold, or speed up, a cost will be incurred.
This cost will grow as the difference between the assigned
landing time and the target landing time grows [3].
The flow of incoming aircraft is not homogeneous, it
contains different aircraft types. All aircraft in flight create
wake vortices at the rear of the aircraft. These vortices have
a chaotic evolution and can cause serious turbulence to a
closely following aircraft, even to the extent of a crash. In
order to maintain an aircrafts aerodynamic stability, The
time between a particular plane landing, and the landing of
any successive plane, must be greater than a specified
minimum (the separation time) which is dependent upon the
planes involved. Separation times are bounded below by
aerodynamic considerations. A Boeing 747, for example,
generates a great deal of air turbulence (wake vortices) and a
plane flying too close behind could lose aerodynamic
stability. For safety reasons, therefore, landing a Boeing 747
necessitates a (relatively) large time delay before other
planes can land. A light plane, by contrast, generates little air
turbulence and, therefore, landing such a plane necessitates
only a (relatively) small time delay before other planes can
land.
The most common approach to sequencing aircraft has
been to maintain the first-come first-served FCFS order
based on their target times [4]. Although FCFS strategy
establishes a fair order based on the target times, it is well
known that, by taking advantage of the asymmetries of the
separation times, in other words, by shifting positions of
aircraft in an FCFS landing sequence of each runway and
swapping aircraft between runway, it is possible to reduce
delays and to improve the capacity of the multi-runway
airport.
In academic cycle, this problem is referred to as aircraft
landing problem (ALP) [3]. So far, the ALP problem has
Sliding Window Algorithm for Aircraft Landing Problem
Meng Xiangwei, Zhang Ping, and Li Chunjin
O
874 978-1-4244-8736-3/11/$26.00 c 2011 IEEE
been studied extensively by many scholars using variety of
algorithms [3, 5-10]. In this paper, we design a novel
algorithm, which we call sliding window (SW) algorithm, to
tackle the static version of the problem, where the set of
aircraft that are waiting to land is known. This contrasts with
the dynamic case where decisions about each aircraft must
be made as time passes, aircraft land and new aircraft appear.
The static case is applicable when arrivals to an airport are
batched over time, and the optimal sequence for each batch
is computed separately. In most practical implementations,
aircraft are scheduled in batches [4]. In previous literatures
dealing with the static version of ALP, the aircraft queue
waiting to land is often optimized once as a whole. Because
the ALP problem is NP-hard, these algorithms are difficult
to get solutions of good quality in a reasonable time. By
considering the ALP problem as a multi-period dynamic
problem, the SW algorithm, adapted from the receding
horizon control (RHC), optimizes the aircraft stage by stage.
Comparative study on publicly available test problems
shows that our sliding window algorithm outperforms the
compared algorithms presented in pervious literature
whether in terms of execution times or solution quality.
The rest of the paper is organized as follows. The ALP
problem is formulated as a mixed-integer zeroone
programming problem in the next section. The new SW
algorithm is given in section 3. An extensive comparative
simulation study is reported in section 4, which is followed
by some conclusions in section 5.
II. ALP PROBLEMFORMULATION
A. Notation and decision variables
We define
P
:
the number of aircraft waiting to land,
R
:
the number of runways available for landing,
, ,
i i i
E T L
:
the earliest , target, latest landing time(resp.)
for aircraft { } , 1 i i P e " ,
0
ij
S >
:
the separation time between aircraft
i and j where i land before j on the same
runway,
2
( , ) {1 } , , i j P i j e = "
0
ij
s >
:
the separation time between aircraft
i and j where i land before j on the different
runway,
2
( , ) {1 } , i j P i j e = "
i
g ,
i
h
:
the penalty cost (0) per unit of time for landing
before and after (resp.) the target time
i
T for plane
{ } , 1 i i P e "
The variables are:
i
x =the scheduled landing time for plane { } , 1 i i P e "
i
o =how soon plane { } , 1 i i P e " lands before
i
T
i
| =how soon plane { } , 1 i i P e " lands after
i
T
2
1 if plane lands before plane , ( , ) (1, , ) ,
0 otherwise.
ij
i j i j P i j
o
e =
=

"
1 if aircraft lands on runway , {1 },
{1 }
0 otherwise.
ir
i r i P
y r R
e

= e

"
"
2
1 if aircraft and lands on the same runway ,
( , ) {1 } ,
0 otherwise.
ij
i j
z i j P i j

= e =

"
B. Constraints
1) Time window constraints
For each aircraft waiting to land, its scheduled landing
time must lie within its time window. The formulation is
straightforward:
{1 }
i i i
E x L i P < < e " (1)
2) Separation time constraints
Separation time constraints are conditioned by the landing
order of aircraft and their assigned runway. Considering the
landing order, either aircraft i or j must land first:
2
1 ( , ) {1 } , .
ij ji
i j P i j o o + = e = " (2)
Considering the runway allocation, if aircraft i and
j land on the same runway, so too must aircraft j andi :
2
( , ) {1 } , .
ij ji
z z i j P i j = e = " (3)
Using the separation times and (overlap of) possible
landing time intervals, we can define three sets of pairs of
flight:
U : the set of pairs ( , ) i j of flights for which it is
uncertain whether flight i lands before flight j .
V : the set of pairs ( , ) i j of flights for which flight i
definitely lands before flight j ,but for which the separation
is not automatically satisfied.
W : the set of pairs ( , ) i j of flights for which flight i
definitely lands before flight j ,and the separation is
automatically satisfied.
More formally:
2
{( , ) | or
or or ; ( , ) {1 } ; }
j i j j i j
i j i i j i
U i j E E L E L L
E E L E L L i j P i j
= s s s s
s s s s e = "
2
{( , ) | and
max{ , } ; ( , ) {1 } ; }
i j i
ij ij j
V i j L E L
S s E i j P i j
= < +
> e = "
2
{( , ) | and
max( , ) ; ( , ) {1 } ; }
i j i
ij ij j
W i j L E L
S s E i j P i j
= < +
s e = "
For elements in the set V and W the order of the flights is
2011 Chinese Control and Decision Conference (CCDC) 875
known. So trivially the following constraints hold:
1 ( , ) .
ij
i j W V o = e (4)
For flights in set V , we still need to ensure the proper
separation:
(1 ) ( , )
j i ij ij i j ij
x x S z s z i j V > + + e (5)
Finally we also need to ensure separation for flights in set
U in which the order of the flights is not known:
(1 ) ( max( , ) )
( , )
j i ij ij ij ij i i j ij j ji
x x S z s z L S s E
i j U
o > + + +
e
(6)
Either Eq. (6) is equivalent to Eq. (5) in case flight i lands
before flight j (
ij
o =1), or this constraint is superfluous, since
(1 ) max( , )
j j i i ij ij ij ij ij ij
x E x L S z s z S s > + + +
is always satisfied (because
; (1 ) max( , ) and
i i ij ij ij ij ij ij j j
x L S z s z S s x E s + s > ) in the
case flight j lands before i ( 1
ji
o = ).
3) Multiple runway constraints
Constraints relating to runway allocation must be
considered. First, each aircraft is assigned one and only one
runway:
1
1 {1 }.
R
ir
r
y i P
=
= e
_
" (7)
Second, when aircraft i and j are assigned to land on the
same runway, some constraints must ensure that the runways
assigned to aircraft i and j are identical:
2
1; ( , ) {1 } ; ; {1 }
ij ir jr
z y y i j P j i r R > + e > e " " (8)
Equation 8 ensures that, if there is any runway r for which
y
ir
and y
jr
are both one, then we force z
ij
to be one (i, j land on
the same runway). If z
ij
=0, then Eq. 8 ensures that planes i
and j cannot land on the same runway.
C. Objectives
The objective will be to minimize the sum of the cost of
deviation from the target times (
i
T ).The objective function
is
1
minimize ( )
P
i i i i
i
g h o |
=
+
_
(9)
The following constraints are needed to relate the
, , and
i i i
x o | variables to each other and to ensure that we
have a linear objective function:
{1 }.
i i i
T x i P o > e " (10)
0 {1 }.
i i i
T E i P o s s e " (11)
{1 }.
i i i
x T i P | > e " (12)
0 {1 }.
i i i
L T i P | s s e " (13)
{1 }.
i i i i
x T i P o | = + e " (14)
Equations (10) and (11) ensure that
i
o is at least as big as
zero and at most the time difference between
i
T and
i
E .
Equations (12) and (13) are similar equations for
i
| .
Equation 14 relates the landing time (
i
x ) to the time i lands
before (
i
o ), or after (
i
| ), target (
i
T ).
So the complete formulation is to minimize function 9
subject to Eqs. (1)-(8),(10)-(14). Obviously the formulation
presented above is mixed-integer zero-one programming
problem.
The previous formulation is mainly based on the work of
[3], the interested readers can find the detailed explained
about it in [3].
III. THE SLIDINGWINDOWALGORITHM
Although we are meant here to solve the static version of
the aircraft landing problem, aircrafts arriving at airport in
sequence at its own target time can be viewed as a dynamic
process. So the ALP problem can be regard as a
multi-period decision problem. So the RHC strategy can be
used to tackle this problem.
Simply speaking, RHC is an N-step-ahead online iterative
optimization strategy. At each time interval, based on
current available information, RHC optimizes the concerned
problem for the next N intervals in the near future, but only
the part of solution corresponding to current interval is
implemented. At the next interval, RHC repeats the same
optimizing procedure for other N intervals in the near future
based on updated information
[11]
. So following the RHC
concept, we may sequence the aircraft waiting to land in
FCFS order and determine their scheduled landing times and
runways step by step.
However, if strictly follow the RHC concept, the number
of aircraft to be scheduled in the each N interval will be
variable, i.e. in congested intervals, there will be more
aircraft than in uncongested intervals. So the execution time
of the algorithm wont be well predictable. So in our sliding
window algorithm, instead of selecting which aircraft to be
scheduled based on the time interval, we use a constant size
in terms of the number of aircraft window sliding
through the aircraft queue waiting to land step by step at a
constant step size to decide which aircraft to be scheduled at
each step.
The sliding window algorithm is described in detail as
below:
Sequence aircraft waiting to land in FCFS order in terms
of their target times. Denote the ordered set of aircraft
as { | 1, } F i i N = = " . A widow of aircraft W is defined,
along with an incremental step size S, both in terms of a
number of aircraft. let:
r be the step counter
F (r) represent the set of aircraft that have not been swept
by the sliding window at step r
F
0
(r) represent the set of aircraft to be scheduled (swept
by the sliding window) at step r,
876 2011 Chinese Control and Decision Conference (CCDC)
Q(n|r) record the nth aircraft in the optimized arrival
sequence for F
0
(r), i.e., Q(n)=i means that aircraft i in F
0
(r)
turns out to be the nth aircraft in the optimized arrival
sequence
F
1
(r) represent the set of aircraft that have been swept by
the sliding window and have their landing times fixed at step
r.
(1). Set r=0,
0
( ) { | 1, , min( , ), } F r i i W N i F = = e " ,solve
the original ALP problem involving just aircraft in F
0
(r), the
solution to this static ALP gives the initial landing times
0
( )
i
x i F r e ,set
0
( ) ( ) F r F F r = ,fix the landing times of
the first S aircraft in the optimized schedule, i.e. set
1 0
( ) { | (1| ) ( | ), ( )} F r i i Q r Q S r i F r = = e "
(2). If | ( ) | 0 F r > , then go to step (3), otherwise go to step
(4)
(3). Set 1 r r = + , advance the window to cover the next
0
min( , | ( 1) |) S N F r aircraft, i.e.
set
0 0
( ) ( ) { | ( 1) 1, min( , ), } F r F r i i W r S N W rS i F = = + + + e " ,
solve the ALP program involving just aircraft in
0
( ) F r ,
where the aircraft in
1
( 1) F r are constrained to land at the
landing times
1
( ( 1))
i
x i F r e , and on the appropriate
runways, as were obtained from the previous ALP solution.
Fix the landing times of another S aircraft and update the sets
of aircraft, i.e. set
0
( ) ( ) F r F F r = ,
1 0
( ) { | (1| ) (min(( 1) , ) | ), ( )} F r i i Q r Q r S N r i F r = = + e "
and go to step (2)
(4). All aircraft in
0
( ) F r are now deemed to land on the
landing times (and appropriate runways) as were obtained
from the last ALP program.
(5). Because the landing times of the aircraft obtained
above are not optimal in terms of the landing order obtained.
So, to improve the solution obtained, we, in this step,
recalculate the landing times, but with the runways for each
plane and the landing order fixed as decided above. This can
be simply done because we have effectively obtained the
values of all the integer variables in our formulation of the
problem, and we need only now solve the resulting LP to
decide an optimal set of landing times (optimal with respect
to the values of integer variables obtained above)
IV. COMPUTATIONAL RESULTS
The sliding window algorithm presented in this paper was
programmed in visual C# and run on a 2.6GHz PC with
1.87GB of memory, also in order to solve the mixed integer
zero one formulation of the ALP optimally using LP-based
branch and bound algorithm, we used the CPLEX (version
9.0) software package.
Computational results are presented in this section for 13
test problem, publicly available from OR-library, involving
from 10 to 500 aircraft [12]. To fully evaluate the
performance of our sliding window algorithm, we compare
the results obtained with those obtained in [6]. In [6], the
author proposed two population based algorithms, i.e.
scatters search (SS) and bionomic algorithms (BA), and
reported the value of the optimal solution or best-know
solution found in their work. Because their algorithms
belong to random searching algorithm, so they also reported
the best result of ten replications of their algorithms. It
should be noted our machine is approximately 1.3 times
faster than the machine used by the author (2GHz Pentium
PC with 512MB of memory).
Tables 1 and 2 present the comparative results for a set of
instances involving from 10 to 50 and from 100 to 500
aircraft respectively. In the sliding window algorithm, we set
window size W=8, step size S=5.
The notation used in these tables is
P: the number of plane,
R: the number of runway,
Z
opt
: value of the optimal solution,
Z
best
: value of the best-known solution found in the study
of [6](if the optimal solution is not known)
T: either average execution time in second per replication
of SS or BA or execution time of SW in second.
G
best
: percentage gap associated with the best solution
found over ten replications of BA or SS
G
SW
: percentage gap associated with the solution obtained
by our sliding window algorithm
Z
SW
: value of solution obtained by SW.
For problems for which the optimal solution is not known
the best-known solution value Z
best
given is the best solution
found in [6] during the course of authors computational
work. The percentage gap G
best
associated with the best
solution found over ten replications of SS or BA is
calculated with reference to Z
opt
(or Z
best
if Z
opt
is not known)
as 100(best solution value-Z
opt
)/ Z
opt
. G
SW
are defined
similarly. One complication is that for some problems Z
opt
(or Z
best
) is zero in which case the appropriate percentage gap
is taken to be zero, if and only if the best solution found is
also zero, otherwise it is undefined. Another complication is
that for some instances, the solution value found by SW is
better than the best solution found in [6], in these cases we
report the solution value instead of calculating the G
SW
Problems presented in Tab. 1 have been solved optimally
in previous literatures. Hence, for this table, Gs (G
best
and
G
SW
) are calculated against the optimal solution value. It can
be found from Tab. 1 that SW always gets the optimal
solutions for those instances presented in it. One problem
and three problems are not solved optimally by SS and BA
respectively. The execution times used by SS and BA are
approximately one to two orders of magnitude of that used
by SW.
Problems presented in Tab. 2 have not yet been solved
optimally and Gs (G
best
, G
H
and G
SW
) for this table are hence
2011 Chinese Control and Decision Conference (CCDC) 877
calculated against Z
best
. It can be found that for all the 24
instances in this table SW always get solutions better than or
equivalent to those obtained by BA and SS in ten
replications.
.
Tab.1 Computational results: small problems
P R Z
opt
SS BA SW
T G
best
T G
best
T G
SW
10 1 700 0.4 0 6 0 0.031 0
2 90 2.4 0 4.5 0 0.032 0
3 0 3.9 0 3.4 0 0.015 0
15 1 1480 0.6 0 9 0 0.046 0
2 210 4.5 0 4.9 0 0.047 0
3 0 4.6 0 4.3 0 0.047 0
20 1 820 0.8 0 9.9 0 0.047 0
2 60 4.8 0 5.8 0 0.063 0
3 0 6.2 0 6.3 0 0.047 0
20 1 2520 0.8 0 9.5 0 0.141 0
2 640 5.2 0 5.5 0 0.375 0
3 130 4.6 0 5.7 0 0.125 0
4 0 5.6 0 5.2 0 0.062 0
20 1 3100 0.9 0 10 0 0.05 0
2 650 5.0 0 6.1 3.08 0.250 0
3 170 5.4 0 4.3 0 0.187 0
4 0 5.6 0 6.8 0 0.08 0
30 1 24442 15.8 0 27.4 0 0.047 0
2 554 7 0 10.1 3.61 0.094 0
3 0 5.4 0 8.7 0 0.078 0
44 1 1550 19.5 0 7.9 0 0.11 0
2 0 11.8 0 12.4 0 0.094 0
50 1 1950 4.2 52.05 28.7 36.15 0.172 0
2 135 12.1 0 19.6 0 0.188 0
3 0 13.9 0 18.1 0 0.15 0
Tab. 2 Computational results: large problems
P R Z
best
SS BA SW
T(s) G
best
T(s) G
best
T(s) G
SW
Z
SW
100 1 5611.70 11.9 30.06 55.4 14.51 0.953 3.58
2 452.92 34.2 5.67 48.7 54.73 0.515 444.1
3 75.75 39 0 46.6 87.46 0.563 0
4 0 33.6 0 43.9 n/d 0.39 0
150 1 12329.31 22.7 44.96 92.5 33.9 4.047 20.07
2 1288.73 60.8 7.87 84.5 25.95 1.562 1143.7
3 220.79 66.8 8.88 80.3 195.88 1.329 205.21
4 34.22 64.7 16.74 78.8 292.4 0.969 0
5 0 60.7 0 76.2 n/d 0.828 0
200 1 12418.32 25.6 17.95 141.7 16.67 2.454 9.15
2 1540.84 95.9 9.19 128.7 38.54 2.453 1330.91
3 280.82 102.1 21.59 120.3 290.09 2.75 253.15
4 54.53 99.3 2.77 116.8 474.47 1.516 0
5 0 95.6 0 115.8 n/d 1.188 0
250 1 16209.78 38.1 22.15 201.1 23.58 6.219 11.2
2 1961.39 126.6 18.8 183.5 50.18 8.281 1695.62
3 290.04 145.4 17.48 171 198.01 2.641 221.97
4 3.49 144.5 271.63 168.8 13216.91 1.906 2.44
5 0 138.6 0 166.2 n/d 1.625 0
500 1 44823.38 123.7 3.24 585.2 1.03 17.891 41019.02
2 5501.96 383.6 3.72 537.9 37.47 9.969 3932.74
3 1108.51 456 1.98 515.8 182.69 9.297 673.85
4 188.46 441.3 22.98 497.7 1186.81 6.641 89.95
5 7.35 442.1 0 488.7 22308.44 5.516 0
What is more noteworthy is that for 13 of 24 problems in
this table SW has found the solutions better than the best
solutions found in [6]during the authors work. The
execution times used by SS and BA are approximately 5-100
times more than those used by SW. the largest execution
time in Tab. 1 and 2 used by SW is 17.891 seconds(for 500
aircraft and single runway).this corresponds to 0.0358
seconds of computation per aircraft which is very reasonable
given the size of the problem.
878 2011 Chinese Control and Decision Conference (CCDC)
V.DISCUSSIONS ON PARAMETER SETTINGS OF THE SLIDING
WINDOW ALGORITHM
Suppose that in the ALP problem of single runway the
number of aircraft waiting to land is N, the window size is W
and step size is S (SW). Also for simplicitys sake, we
assume that N-W is dividable by S. The maximum possible
branch, length of which is W, to be explored by the branch
and bound algorithm in SW, denoted as B
max
, will
be
![( ) / 1] W N W S +
. So It is evident that computational
burden will no doubt increase as the window size goes up
and step size down and mainly affected by the window size.
There are two extremes for Ws setting. When W is set to 1,
B
max
will equal N. When W is set to N, SW becomes the exact
algorithm and B
max
will equal N!. So in terms of the
computational burden, the smaller the W is, the lighter the
computational burden becomes. However, as W becomes
smaller, the algorithm becomes more short-sighted so that
the solution quality will become worse. So the setting of W
must consider the trade-off between computational burden
and solution quality. Similar analysis can be applied to the
setting of S. In general, the smaller S is, the heavier the
computational burden becomes and the better the solution
quality is.
Tab. 3 Relations between execution time, objective value and parameter
settings of SW
W S T(s) Z
SW
8 1 19.828 17.45
8 2 9.75 17.27
8 3 7.343 18.90
8 4 5.938 19.89
8 5 4.047 20.07
8 6 3.687 21.20
8 7 3.984 21.03
8 8 3.797 30.37
4 1 1.813 1.813
4 2 1.125 50.69
4 3 0.875 49.48
4 4 0.781 80.00
To verify our analysis, in Tab. 3, we list the execution
times and objective values for the problem in which there are
150 aircraft and single runway under several different
combinations of W and S. it is evident that, with few
exceptions, the execution time increases and solution
becomes better as W goes up and S down. It also can be
found the solutions obtained by SW when W is set to 8 are
all better than the best solution obtained by SS and BA in
their ten replications.
VI. CONCLUSIONS
In this paper, we presented an algorithm called sliding
window algorithm to solve the static ALP problem.
Computational results were presented for a large number of
problem instances involving up to 500 aircraft and five
runways and compared with those reported in previous
literature. The comparative study showed that the sliding
window algorithm outperforms the scatter search algorithm
and bionomic algorithm presented in previous literature
whether in terms of execution times or solution values
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2011 Chinese Control and Decision Conference (CCDC) 879

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