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Outline
Introduction DownlinkProcessing UplinkProcessing AdvancedTechniques
Mainreference:
A.Ghosh, J.Zhang,J.G.Andrews,andR.Muhamed, Fundamentalsof LTE,PrenticeHall,2010.
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CellularEvolution
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EvolutionofCellularSystems
Standardsbodies 3GPP(The3rd Generation Partnership Project)
3GPP2
IEEE802.16
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(From3GAmerican,Transitionto4G)
GlobalMobileMarketShares4Q2011
64commercialnetworksin34countries 312operatorsareinvestinginLTEin98countries
GSAconfirmsLTEisthefastestdevelopingmobilesystemtechnologyever.
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LTEAroundYou
MobiledeviceswithLTEsupport
LTEnetworksinHongKong
CSL (Nov.2010) ChinaMobileHongKong(Apr.2012) Hutchison3(May2012) PCCW (May2012)
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WhatisLTE?
Separablenetworkstructurein3GPP
RadioAccessNetwork(RAN)+CoreNetwork(CN)
LTE (LongTermEvolution):Theprojectfocusingonenhancingthe3G
RAN,andoptimizing3GPPsoverallradioaccessarchitecture
EPC (EvolvedPacketCore):TheprojectfocusingontheCNevolution
withapacketbasedarchitecture
EPS (EvolvedPacketSystem):Thecompletepacketsystemconsisting
ofLTEandEPC
RAN
Radio interface ELEC5360
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3GNetwork
LTENetwork
TheRoadtoLTE PerformanceEvolutionof3GPPStandards
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MotivationsforLTE
Needtoensurethecontinuityofcompetitivenessofthe3G systemforthefuture Userdemandforhigherdataratesandqualityofservice PacketSwitchoptimizedsystem Continueddemandforcostreduction(CAPEXandOPEX) Lowcomplexity Avoidunnecessaryfragmentationoftechnologiesforpaired andunpairedbandoperation
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KeyFeaturesofLTE
Highspectralefficiency
OFDMinDownlink,frequencydomainchanneldependentscheduling DFTSOFDM(SingleCarrierFDMA)inUplink,LowPAPR,User orthogonalityinfrequencydomain Multiantenna(MIMO)transmission
Verylowlatency
Shortsetuptime&Shorttransferdelay Shorthandoverlatencyandinterruptiontime
Supportofvariablebandwidth
1.4,3,5,10,15and20MHz
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KeyFeaturesofLTE
Simpleprotocolarchitecture
Sharedchannelbased PS(packetswitch)modeonlywithVoIPcapability
SimpleArchitecture
eNodeBastheonlyEUTRANnode SmallernumberofRANinterfaces
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NetworkArchitectureofLTE
UE:mobileterminal eNodeB:basestation
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RadioInterfaceProtocols
Asothercommunicationstandards,theLTEradiointerfaceis designedbasedonalayeredprotocolstack
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LayeredProtocolStack
PacketDataConvergenceProtocol(PDCP)
IPpacketheadercompressionanddecompression Cipheringofdataandsignaling,integrityprotectionforsignaling
RadioLinkControl(RLC)
Segmentationandconcatenationofdataunits ErrorcorrectionthroughARQ,insequencedeliveryofpackets
MediumAccessControl(MAC)
ErrorcorrectionthroughHybridARQ Dynamicscheduling,transportformatselection
PhysicalLayer(PHY)
Actualtransmissionandreception,channelmeasurements SignalingofHARQfeedback,signalingscheduledallocations
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RadioInterfaceProtocol
AnIPpacketflowwitha definedQoS between thePDNGWandtheUE Whattotransmit:defined basedonthetypeof informationitcarries Howtotransmit: characterizedbyhowand withwhatcharacteristics dataistransferred
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HierarchicalChannelStructure
LogicalChannels:WhattoTransmit ProvideservicestotheRLC Logicalcontrolchannels
BroadcastControlChannel(BCCH) MulticastControlChannel(MCCH) PagingControlChannel(PCCH) CommonControlChannel(CCCH) DedicatedControlChannel(DCCH)
Logicaltrafficchannels
DedicatedTrafficChannel(DTCH) MulticastTrafficChannel(MTCH)
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HierarchicalChannelStructure
TransportChannels:HowtoTransmit
ProvideservicestotheMAC Downlinktransportchannels
Downlinksharedchannel(DLSCH) Broadcastchannel(BCH) Multicastchannel(MCH) Pagingchannel(PCH)
Uplinktransportchannels
Uplinksharedchannel(ULSCH) Randomaccesschannel(RACH)
Controlinformation
Downlinkcontrolinformation(DCI) Controlformatindicator(CFI) HARQIndicator(HI) UplinkControlInformation(UCI)
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HierarchicalChannelStructure
PhysicalChannels:ActualTransmission
Correspondtoasetofresourceelements Downlinkphysicalchannels
Physicaldownlinkcontrolchannel(PDCCH) Physicaldownlinksharedchannel(PDSCH) Physicalbroadcastchannel(PBCH) Physicalmulticastchannel(PMCH) PhysicalhybridARQindicatorchannel(PHICH) Physicalcontrolformatindicatorchannel(PCFICH)
Uplinkphysicalchannels
Physicaluplinkcontrolchannel(PUCCH) Physicaluplinksharedchannel(PUSCH) Physicalrandomaccesschannel(PRACH)
Physicalsignals
Referencesignal Synchronizationsignal
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HierarchicalChannelStructure
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DownlinkProcessing
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DownlinkOFDMARadioResource
WhyOFDM?
OFDMisefficientincombatingthefrequencyselectivefadingchannel, whichmakesitasuitabletechniqueforwirelessbroadbandsystems suchasLTE ItispossibletoexploitfrequencyselectiveschedulingwithOFDM basedmultipleaccess OFDMA ThetransceiverstructureofOFDMwithFFT/IFFTenablesscalable bandwidthoperation withalowcomplexity OFDMmakesitmucheasiertosupportmultiantennatransmission OFDMenablesmulticast/broadcastservices onasynchronizedsingle frequencynetwork
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TimeDomain FrameStructure
FrameStructureType1(ForFDD)
TimeDomain FrameStructure
FrameStructureType2(ForTDD)
PhysicalResourceBlocksforOFDMA
Eachresourceblockis180kHzinthe frequencydomain,and 0.5msinthe timedomain (oneslot) Theresourceblockisthebasic elementforradioresourceallocation Theminimumsizeofradioresource thatcanbeallocatedisone subframeof1ms,correspondingto tworesourceblocks
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TypicalParametersforDLTransmission
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DLTransportChannelProcessing
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ChannelCoding
Provideerror detection Preventexcessive complexityandmemory requirementfordecoding
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ChannelCoding
Rate1/3tailbiting convolutionencoder
Rate1/3turboencoder
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RateMatching
Ratematchingperformsinterleaving,repetitionorpuncturing togenerateatransportblockthatfitsthepayloadsize
Thevirtual circularbuffer
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Modulation
Scrambing beforemodulation
Coded sequence
Scrambing sequence
Torandomizeintercellinterference
Modulationschemesfordifferentphysicalchannels
Fordata transmission
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MIMOModesinDL
7differenttransmissionmodes
Singleantennaport(port0):singleantennatransmission Transmitdiversity Openloop(OL)spatialmultiplexing Closedloop(CL)spatialmultiplexing MIMOModes CLMIMO MultiuserMIMO Modes Closedlooprank1precoding Singleantennaport(port5):beamforming
Antennaconfiguration
Baseline:2@Base,2@UE Higherorder:upto4@Base,4@UE
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LayerMappingandPrecoding
LayermappingandprecodingareforMIMOmodes
ThelayermappermapsNc codewordstov spatiallayers Theprecodermapsthev layerstoP antennaports
Thistwostepapproachallowstheinclusionofprocessingof alltheMIMOmodesinasingleframework
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LayerMappingandPrecoding
Codeword
Theoutputofeachchannelcoding/ratematchingstageassociated withasingletransportblockcomingfromtheMAClayer InLTE,limitedtotwocodewords
Layer
Correspondtoadatastreamofthespatialmultiplexingchannel Eachcodewordismappedintooneormultiplelayers,sov>=Nc
Antennaport
Alogicalentity,maynotcorrespondtoanactualphysicalantenna Antennaports03arecellspecific,usedforDLMIMO Antennaport4isformulticast/broadcastservices Antennaport5isusedforbeamforming toasingleUE
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Codewordtolayermappingforspatialmultiplexing
SupportedMIMOModesforDifferentPhysicalChannels
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OLTransmitDiversity
Fortwoantennaports
SpaceFrequencyBlockCode(SFBC) SimilartotheAlamouticode,indexedinthefrequencydomain
Forfourantennaports
SFBC combinedwithFrequencySwitchedTransmitDiversity(FSTD) Diversityorderis2
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OLSpatialMultiplexing
W(i):codebookbasedprecoding matrix
Providedecorrelation betweendifferentspatialstreams
OLSpatialMultiplexing
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CLMIMOTechniques
CLMIMOrequiresexplicitfeedback
Rankindication(RI),precodermatrixindex(PMI)
CLSpatialMultiplexing
EachUEfeedsbacktheindexoftheprecoder(PMI)
CLRank1Precoding(RI=1)
AspecialcaseofCLspatialmultiplexing
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CodebookforCLMIMO
For2antennaports
For4antennaports
ThecodebookusesaHouseholdergeneratingfunction theinputvectorsaregiveninthestandard
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MUMIMOinDL
In3GPPRelease8,thereisalimitedsupport forMUMIMOin thedownlink TheprecoderforMUMIMOisthesameasthatfortherank1 precoding TheeNodeBtransmitstotwoUEssimultaneouslywitharank 1precoderforeachUE Mutualinterferencecanbesuppressedduringthescheduling processbyselectingUEswithnearorthogonalchannel directions,orwithadvancedinterferencecancelationatthe UE
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OFDMASignalGeneration
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DownlinkSharedChannels
DownlinkSharedChannel(DLSCH)carriersbothtrafficandcontroldata fromlogicalchannels
Modulation:QPSK,16QAM,64QAM Encoder:rate1/3convolutionalturbocode MIMOmodes:all7transmissionmodes
Sharedchanneltransmission
ThePHYlayerresourcesaretreatedasacommonresourcethatcanbe dynamicallysharedamongdifferentUEs Enabledynamicscheduling
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DownlinkControlChannels
DownlinkControlInformation(DCI)
10differentDCIformats(schedulinginformation,modulationandcoding scheme,etc.) DCIformat0,foruplinktransmission DCIformat1/1A/1B/1C/1D,fordownlinktransmissionwithonecodeword withoutspatialmultiplexing DCIformat2and2A,fordownlinktransmissionwithspatialmultiplxing DCIformat3and3Acarrytransmitpowercontrolcommandsfortheuplink Coding:rate1/3convolutioncode Modulation:QPSK CarriedonPDCCH,locatedinthefirstnOFDMsymbolsofeachsubframe
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DownlinkControlChannels
ControlFormatIndicator(CFI)
IndicateshowmanyOFDMsymbolstheDCIspans TheCFItakesvaluesof1,2,or3 CFIismappedtoPCFICHinthefirstOFDMsymbolofthesubframe Encoder:rate1/16linearblockcode Modulation:QPSK ForHARQacknowledgementinresponsetouplinktransmission HI=1forpositiveack,HI=0fornegativeack Encoder:rate1/3repetitioncode Modulation:BPSK
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HARQIndicator(HI)
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BroadcastChannels
Carrysysteminformationsuchasdownlinksystembandwidth, antennaconfiguration,referencesignalpower Dividedintotwoportions
MasterInformationBlock(MIB)transmittedonPBCH SystemInformationBlock(SIB)transmittedonPDSCH
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MulticastChannels
MultimediaBroadcastandMulticastServices(MBMS) supportsmulticast/broadcastservices LTEprovidesenhancedsupportfortheMBMStransmission
EnhancedMBMS(EMBMS) AchievedthroughSingleFrequencyNetwork(SFN)operation Multicellmulticast/broadcasttransmissionsappearasasingle transmissionoveramultipathchannel OFDMisefficientin combatingmultipathchannels Onlysingleantennaporttransmissionissupported(antennaport4) Thereducedsubcarrierspaceof7.5kHzisdefined ExtendedCP
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DownlinkPhysicalSignals
Downlinkreferencesignals:
forchannelestimation thatenablescoherentdemodulationandfor channelqualitymeasurementtoassistuserscheduling Cellspecificreferencesignals,associatedwithnonMBSFN transmission MBSFNreferencesignals,associatedwithMBSFNtransmission UEspecificreferencesignals,supportsingleantennaport transmission
SynchronizationSignals
Primarysynchronizationsignal Secondarysynchronizationsignal Enableacquisitionofsymboltimingandtheprecisefrequency
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CellSpecificReferenceSignal
Cellspecificreference signalsaredefined separatelyforantenna ports0,1,2,and3 Referencesignalson differentantennasare orthogonaltoeach other Antennaports0and1 havetwiceasmany referencesymbolsas ports2and3
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SynchronizationSignals
Primarysynchronizationsignal:carrythephysicallayerIDwithinthecell IDgroup Secondarysynchronizationsignal:carrythephysicallayercellIDgroup
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UplinkProcessing
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UplinkSCFDMARadioResource
WhySCFDMAintheuplink?
SCFDMApossessesmostofthemeritsofOFDM SCFDMAhasalowerPAPR(peakaveragepowerratio), whichishighlydesirableintheuplinkaslessexpensive poweramplifiersareneededatUEs AnSCFDMAtransceiverhasasimilarstructureasOFDM, sotheparametrizationofradioresourceinULenjoys similaritiestoDL
SCFDMAsymbols,SCFDMAcarriers
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PhysicalResourceBlocksforSCFDMA
SCFDMAcanberegardedas conventionalOFDMwitha DFTbasedprecoder Theresourcegridissimilarto DL
SCFDMAsymbols SCFDMAcarriers
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PHYLayerProcessing
SpatialmultiplexingisnotsupportedintheUL
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CodingandModulation
ChannelCoding
SimilartoDL Uplinksharedchannel(ULSCH):rate1/3turbocode Controlinformation:blockcodeorconvolutionalcode
Modulation
ULSCHsupportsQPSK,16QAM,64QAM QPSKand16QAMaremandatory,64QAMisoptional
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MIMOModes
LimitedMIMOsupportinULduetocomplexity/cost TransmitAntennaSelection
Noantennaselection:UEshalltransmitfromantennaport0 CLantennaselection:basedoncommandsfromeNodeB(inDCI) OLantennaselection:mayselectantennabasedonHARQfeedbacks
MUMIMOinUL
AlsoreferredtoasvirtualMIMO TwoUEstransmitsimultaneouslyonthesameradioresource Providesspatialmultiplexinggain,evenwithsingleantennaUEs Orthogonalreferencesignalsareassignedtoeachof2UEs
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SCFDMASignalGeneration
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UplinkSharedChannels
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FrequencyHopping
ProvidefrequencydiversitygaininUL Intrasubframe andintersubframe frequencyhopping
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UplinkControlInformation
UplinkControlInformation(UCI)providesfollowinginformation
DownlinkCQI (channelqualityindicator):foradaptivemodulationand coding,channeldependentscheduling HARQacknowledgement (HARQACK):fordownlinkHARQprocess SchedulingRequest(SR):torequestradiosourcesforULtransmission PMIandRI:forDLMIMOtransmission
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UplinkControlInformation ChannelCodingandModulation
Differenttypesofcontrolinformationareencodeddifferently
e.g.,forUCIonPUCCH
CQI/PMIareencodedwithlinearblockcode HARQACK,encodedas1or0 CQI/PMI+HARQACK,linearblockcode
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UplinkControlInformation ResourceMapping
PUCCHistimedivisionmultiplexedwiththePUSCHfromthe sameUE PUCCHcanbefrequencydivisionmultiplexedwiththePUSCH fromotherUEs PUCCHistransmittedatthebandwidth edge,toprovidecontiguousbandwidth fordatatransmission Theintrasubframefrequencyhopping providesfrequencydiversity
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UplinkReferenceSignals
LTEdefinestwotypesofreferencesignalsinUL
Demodulationreferencesignals:forcoherentdemodulation,defined forbothPUSCHandPUCCH Soundingreferencesignals:widebandreferencesignalsformeasuring ULchannelqualityforuplinkresourceallocation Whytwotypes? DemodulationreferencesignalsinULonlytransmittedonthe subcarriersassignedtoUEs,cannotprovidesufficientwideband channelqualityinformation
ReferencesignalsinULcannotbetransmittedatthesame timewithuserdata(ConsideringPAPR)
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UplinkReferenceSignals ResourceMapping
DemodulationreferencesignalsforPUSCH Soundingreferencesignals
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RandomAccessChannels
RandomaccessisforinitialaccessorreestablishUL synchronization Randomaccesspreamble:
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AdvancedTechniques
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HARQ
HARQ(HybridAutomaticRepeatreQuest):improvereliability
Combinesforwarderrorcorrection(FEC)andretransmission(ARQ) TypeIHARQ(chasecombining):retransmissionisidenticaltothefirst transmission TypeIIHARQ(incrementalredundancy):retransmissionprovides differentredundancy InLTE,rate1/3turbocodingisusedastheFECcodewhileaCRCis appliedforerrordetection Atthetransmitter:each(re)transmission,thesameturbocodeddata istransmittedwithdifferentpuncturing,i.e.,differentredundancy version Atthereceiver:decodethereceivedcodeblockcombinedwith previouslyreceivedversions
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HARQ
TimeintervalbetweentwosuccessiveHARQtransmission
Typically8msecinLTE
Toavoidwaitingtime,anNchannelStopandWaitprotocolis used,consistingofNparallelHARQprocesses
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HARQ
DL:AsynchronousAdaptiveHARQ
HARQprocessescanbetransmittedinanyorderwithoutfixedtiming Provideshigherthroughputwithreschedulingorchanging modulation/coding AvoidpotentialcollisionofHARQretransmissionswithhighpriority schedulingtransmissions,e.g.,persistentscheduling Requiresmoreoverhead,e.g.,redundancyversion,etc
UL:SynchronousHARQ
Retransmissionsarescheduledonaperiodicinterval RequiresnoexplicitsignalingforHARQprocessnumber Dependsontheduplexing modeandHARQoperationtypes
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AdaptiveCodingandModulation(AMC)
AMCistotakeadvantageoffluctuationsinthechannelover timeandfrequency,i.e.,exploitingfading
Transmitashighadatarateaspossiblewhenandwherethe channel isgood Transmitatalowerratewhenandwherethechannelispoor Requiresknowledgeofinstantaneouschannelinformation
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AdaptiveCodingandModulation(AMC)
ApossiblerealizationofAMC
WithAMC,we approachthe Shannoncapacity within24dB
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SchedulingandResourceAllocation
Objective:toefficientlyallocatetheavailableradioresource toUEs Channelindependentscheduling
Theallocationisrandomandnotbasedonchannelcondition,e.g., roundrobinscheduling
Channeldependentscheduling
Theallocationisbasedonchannelcondition,e.g.,proportional fairnessscheduler,maxCI(carriertointerference)scheduler Frequencydiversescheduling:randominfrequencydomain,exploit timeselectivityandfrequencydiversity Frequencyselectivescheduling:exploitbothtimeandfrequency selectivity ofthechannel
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SchedulingandResourceAllocation
Resourceassignmentconsistsofresourceblocks(RB)and modulationandcodingschemes(MCS)
Dependsheavilyonchannelinformation ForDL:providedbyuplinkCQIfeedback ForUL:bychannelsoundingattheeNodeB
DLsupportsbothlocalizedanddistributedresourceallocations
Distributedallocationsprovidebetterperformancewithhighoverhead Localizedallocationprovideslowoverheadalternative
ULonlysupportslocalizedallocation
Preservesinglecarrierproperty Exploitmultiuserdiversityinthefrequencydomain
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SchedulingandResourceAllocation MultiuserDiversityGain
ForiidRayleighfadingchannels,withopportunisticscheduling
Sumcapacity~loglog(K)
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CQIFeedback
CQI(ChannelQualityIndicator)fromUE
Indicatesasuitabledownlinktransmissiondatarate,i.e.,aModulation andCodingScheme(MCS) BasedontheobservedSINRattheUE
Widebandvs.SubbandCQI
WidebandCQI:overtheentirechannelbandwidth,donotsupport frequencyselectivescheduling SubbandCQI:consistsofavectorofCQIvalueseachrepresenting SINRoverasubband,enables frequencyselectivescheduling
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CQIEstimation
TheUEcomputesSINRsamplesovermultipleOFDMsymbols andsubcarrierstocalculateaneffectiveSINR
I(.)mapstheSINRtoaperformancemetric
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CQIIndex
BasedoneffectiveSINR,theUEpickstheCQIindexthat indicatesthehighestMCSlevelthatcanbesupportedwitha 10%blockerrorrate
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CQIFeedbackModes
Tworeportingmodesinthetimedomain
Periodicreporting:theUEreportsCQI,PMI,andRIwithreporting periodsconfiguredbythehigherlayer Aperiodicreporting:canbeusedtoprovidelargeandmoredetail reportinginasinglereportinginstanceviaPUSCH
ForsubbandCQIfeedback
Inperiodicreporting
TheUEcyclesthroughdifferentsubbandsfromonereportinginstancetothe next,toreduceoverhead
Inaperiodicreporting
Higherlayerconfiguredsubbandreporting:UEreportsthesubbandCQIfor eachbandinasinglefeedbackreport UEselectedsubbandreport:UEreportsthesubbandCQIfortheMbands withthehighestCQIvalues
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CQIFeedbackModes
10MHzFDD
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CellSearchorSynchronization
WhenaUEpowerson
Itneedstoacquiretimeandfrequencysynchronizationwithacelland detectthephysicallayercellIDofthatcellthroughthecellsearch procedure
LTEusesahierarchicalcellsearchscheme
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RandomAccessProcedure
Cellsearch providesdownlinksynchronization Randomaccess enablesuplinksynchronization,notifiesthe eNodeBthattheUEhasdatatotransmit,ortransmitasmall amountofcontrolinformationanddatapackets
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PowerControlinUplink
InLTE,orthogonaltransmissioninULremovesintracell interference
Nonearfarproblem Intercellinterferenceisthemajorissue PowercontrolinUL
ObjectiveofPowerControl
Tocontrolinterferencecausedtoneighboringcells,whilemaintaining therequiredSINR attheservingcell
FractionalPowerControl(FPC)
Allowsfullorpartialcompensationofpathlossandshadowing AllowsedgeUEstooperateatlowerSINR,withlessinterferenceto othercells
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PowerControlinUplink
PowercontrolforPUSCH
Openloop component+closedloop component
Openloopcomponent:FractionalPowerControl(FPC)
M:#resourceblocks,P0:meanreceivedSINR :pathlosscompensationfactor(=1,channelinversion,a=0,noPC)
Openloop+closedloop
f(.)performsclosedlooppowercontrol Accumulated: Absolute:
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IntercellInterference(ICI)Coordination
ICIrandomization
Scramblethecodeword afterchannelencodingwithapseudorandom sequence Interferencesuppressionisachievedthroughchannelcodinggain
ICIcancellation
Decodetheinterferingsignalsfirst,andthensubtractthem Achievedwithmultiuserdetection,ormultipleantennas
ICIcoordination/avoidance
Applyrestrictionstotheresourcemanagementinacoordinatedway betweenneighboringcells
CoordinatedMultiPoint(CoMP)Transmission/Reception
Alsocalledbasestationcoordination,multicellprocessing Havegreatpotential,butnotsupportedinLTE
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IntercellInterference(ICI)Coordination
Example:
Possibledownlinkpowerlevelsofthreeneighboringcells.Edgeusersin eachcellwouldbeallocatedtothehigherpowerlevels.
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Related3GPPSpecifications
3GPPTS36.201,EvolvedUniversalTerrestrialRadioAccess(EUTRA); LTEPhysicalLayer GeneralDescription. 3GPPTS36.211,EvolvedUniversalTerrestrialRadioAccess(EUTRA); Physicalchannelsandmodulation. 3GPPTS36.212,EvolvedUniversalTerrestrialRadioAccess(EUTRA); Multiplexingandchannelcoding. 3GPPTS36.213,EvolvedUniversalTerrestrialRadioAccess(EUTRA); PhysicalLayerProcedures. 3GPPTS36.321,EvolvedUniversalTerrestrialRadioAccess(EUTRA); MediumAccessControl(MAC)protocolspecification. Availableonhttp://www.3gpp.org/specificationnumbering
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