RANDY D.

HADDOCK
Mesa, AZ 85203 office (480) 634-4737, cell: (480) 720-6058 e-mail: rand@haddocklaw.net, linkedin: www.linkedin.com/in/randhaddock

Executive Profile Accomplished attorney with both corporate and private practice experience in a broad range of financial and business matters. Demonstrated success as general counsel and executive officer of a national bank, delivering mission-critical results. Worked cooperatively with management to establish and accomplish specific goals under challenging circumstances. Managed significant functions of large bank in addition to legal function. Established a successful solo practice that serves sophisticated companies and financial institutions as well as small businesses.

Professional Experience 1998-Present Principal/Founder - Law Office of Rand Haddock, PLC Mesa, Arizona and contract partner at two Phoenix law firms

After leaving bank general counsel position, returned to private practice and, in 2003, established and grew a successful solo practice. Advise and guide financial institutions, venture capital firms and small businesses. Add value through broad knowledge of all aspects of commercial law and financial transactions and issues faced by businesses. Achieve positive litigation outcomes through litigation management and as an expert witness. General Counsel - The Valley National Bank of Arizona and then Regional General Counsel - Banc One Corporation (successor to Valley National Bank)

1989-1997

Facilitated banks financial recovery by managing the legal and regulatory functions through the Arizona real estate crisis of 1989. Implemented innovative, securitized asset pools of automobile and credit card receivables, improving the banks balance sheet. Built and retained high-performance legal department by hiring, developing and motivating skilled and focused professionals. Reduced banks total legal function budget from $10 million to $4 million annually by modifying and streamlining procedure and balancing the use of outside counsel 1

with inside counsel. After helping to stabilize the bank, assisted in selling it to a larger financial institution which later became part of JP Morgan Chase Bank. Managed and improved the legal, security, and regulatory compliance functions of the bank. Provided hands-on legal assistance in multiple areas, including: finance, securities, broker/dealer, insurance, human resources, regulatory, complex litigation management, real estate, and drafting and negotiation of sophisticated contracts. Managed, improved and strengthened board of director relationships. Established strategic alliances to effectively support key initiatives for both legal functions and key business functions. Created value as a trusted advisor to management working through a banking crisis. Corporate practice with Boise Cascade Corporation, followed by private practice in Salt Lake City and Phoenix

Prior to 1989

Began career with Boise Cascade Corporation and expanded to the position of Associate General Counsel supporting the securities and financial functions of the corporation. Transferred skills from corporate to private practice, serving many large and small clients in the securities and financial areas. Developed strong financial knowledge and skills in a sophisticated business environment. Refined ability to render solid legal advice with a variety of clients and diverse circumstances.

Education Juris Doctor, University of Utah, College of Law Law Review Comment Editor Order of the Coif BS, (Honors) Economics, California State Polytechnic College Professional Affiliations Bar Membership: Arizona Pro Bono: Native American Connections, Inc. Non-profit: Co-founder and Director, Conscious Community Yoga Association, Inc. 2