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Ballast Water Management

T.Y. Leung Singapore, 2010-05-06

The Speaker:
Mr. T. Y. Leung - Principal Surveyor, Area Quality Manager for Area Asian/South Asia and Area Australia/ New Zealand

CV of the Speaker:
Mr. TY Leung has been working for GL as a Surveyor since 1988. He is also an ISM/ISPS/ISO9001/ISO14001 Auditor. He finished his Shipbuilding Apprenticeship in Hong Kong United Dockyards in 1978; graduated from the University of Glasgow in Naval Architecture and Ocean Engineering in 1985 and obtained his Master in Environmental Management from the National University of Singapore in 2004.

Ballast Water Management

No. 2

Ballast Water Management Part 1 Background of BWM Convention


Germanischer Lloyd AG Brooktorkai 18 20457 Hamburg Germany Phone: +49 40 36149-0 Fax: +49 40 36149-200

Background of the Convention

1992 Earth Summit - Rio Declaration on Environment and Development

Principle 15 of 1995 Rio Declaration on


Environment and Development. Principle 15 states that In order to protect the environment, the precautionary approach shall be widely applied by States according to their capabilities. Where there are threats of serious or irreversible damage, lack of full scientific certainty shall not be used as a reason for postponing cost-effective measures to prevent environmental degradation.

Ballast Water Management

No. 4

Background of the Convention

Precautionary Principle When an activity raises threats of harm to human health or the environment, precautionary measures should be taken even if some cause and effect relationships are not fully established scientifically."

Ballast Water Management

No. 5

Background of the Convention

Convention on Biological Diversity (CBD) - adopted in Rio de Janeiro in June 1992

since 1970 worldwide an extinction of 30% of species


took place

70 % thereof aquatic organisms Ballast water has been identified as a major threat

Ballast Water Management

No. 6

Background of the Convention

2002 World Summit on Sustainable Development

2002 World Summit on Sustainable Development,


paragraph 34(b) of its Plan of Implementation states that, Accelerate the development of measures to address invasive alien species in ballast water. Urge the IMO to finalize its draft International Convention on the Control and management of Ships, Ballast Water and Sediments.

Ballast Water Management

No. 7

Background of the Convention

Sustainability
In 1987, the World Commission on Environment and Development developed a definition of sustainability that was included in its findings, which became known as the Brundtland Report. It stated that:

Sustainable development meets the needs of the present without compromising the ability of future generations to meet their own needs.

Ballast Water Management

No. 8

Ballast Water Management Part 2 Transportation of Invasive Species


Our Business Segments GL Group consists of three major business fields: ship classification, oil and gas, and renewables.

Transportation of Invasive Species

Aquatic organisms have been transferred since the beginning


of international shipping, mainly by hull fouling and ballast water

Sea-borne trade has grown remarkably in recent years

The introduction of invasive marine species into new habitats can cause the collapse of existing ecosystems.

Ballast Water Management

No. 10

Transportation of Invasive Species

Possible dangers by unwanted species They might: competing with existing species; fast
spreading; carrying toxic substances.

As a consequences: extinction of other species;


collapse of existing ecosystems; as part of the food chain and endangers human live.

Ballast Water Management

No. 11

Transportation of Invasive Species

Samples of invasive species


Zebra Mussel
from Black Sea to North America (1988)

Chinese Mitten Crab


from China to Germany (1903)

North Pacific Seastar North American Jelly Fish


from North America to Black Sea (1988) from China/Korea/Japan to Tasmania (1986)

Ballast Water Management

No. 12

Transportation of Invasive Species

Tanks

Habitats for invasive species Where can such small creatures survive in a shipboard environment?

Ballast Water

Hull Fouling

Sediments

Ballast Water Management

No. 13

Transportation of Invasive Species

But, ballast water is important


Ballast water is important for the safe operation of ships!

Now, it has to be managed not only for the safety of the ship, but our environment.

Ballast Water Management

No. 14

Ballast Water Management Part 3 Development of the Convention

Facts & Figures Germanischer Lloyd (GL) employs more than 6,700 engineers, surveyors, experts and administrative staff in 80 countries. The global network consists of more than 208 stations and site offices.

Development of the Convention

1997 Guidelines for the


Control and Management of Ships Ballast Water to Minimize the Transfer of Harmful Aquatic organisms and Pathogens

Ballast Water Management

No. 16

Development of the Convention

2003 Draft International Convention for the Control and Management of Ships Ballast Water and Sediments (with 10 Guidelines)

2004 - International Convention for the Control and Management of Ships Ballast Water and Sediments (with 14 Guidelines, G1 to G14)

Ballast Water Management

No. 17

Development of the Convention

Final BWM Convention Structure of the Convention

22 Articles Annex with 21


Regulations

Separately, with 14
Guidelines

Ballast Water Management

No. 18

Development of the Convention

Final BWM Convention - Structure of the Convention

Guidelines to the Convention


G1 G2 G3 G4 G5 G6 G7 G8 G9 G10 G11 G12 G13 G14 Guidelines for Sediments Reception Facilities Guidelines for Sampling of Ballast Water and Analysis for Port State Control Guidelines for Ballast Water Management Equivalent Compliance Guidelines for Ballast Water Management and the Development of Ballast Water Management Plans Guidelines for Ballast Water Reception Facilities Guidelines for Ballast Water Exchange Guidelines for Risk Assessment Guidelines for Approval of Ballast Water Management Systems Procedures for Approval of Active Substances Procedures for Approval of Prototype Ballast Water Treatment Technology Guidelines for Ballast Water Exchange Design and Construction Standards Guidelines for Sediment Control on Ships Guidelines for Additional Measures Including Emergency Situations Guidelines on Designation of Areas for Ballast Water Exchange MEPC.Res.152(55) MEPC.Res.173(58) MEPC.Res.123(53) MEPC.Res.127(53) MEPC.Res.153(55) MEPC.Res.124(53) MEPC.Res.162(56) MEPC.Res.125(53) amended by MEPC.Res.174(58) MEPC.Res.126(53) amended by MEPC.Res.169(57) MEPC.Res.140(54) MEPC.Res.149(55) MEPC.Res.150(55) MEPC.Res.161(56) MEPC.Res.151(55)

Ballast Water Management

No. 19

Development of the Convention

Present Status Entry into force: 12 months after


signed by 30 States (with not less than 35% of the world GT).

Now (end o March 2010) ratified by 22


States, including Liberia representing 22.65% of the world tonnage

Ballast Water Management

No. 20

Development of the Convention

Present Status, rectified/accessed by:


Albania, Antigua & Barbuda, Barbados, Cook Islands, Egypt, France, Kenya, Kiribati, Liberia, Maldives, Marshall Islands, Mexico, Nigeria, Norway, Republic of Korea, St. Kitts and Nevis, Sierra Leone, South Africa, Spain, Sweden, Syrian Arab Republic, Tuvalu

Ballast Water Management

No. 21

Ballast Water Management Part 4 BWM Convention Content - Articles


Ballast Water GL provides the technical assistance and ship-specific solutions required for its own Ballast Water Management Class Notation, which provides documentary evidence of compliance with the new standards

BWM Convention Content

Articles
Art. 1 - Definitions

Art. 2 - General Obligation


Note: Managed Ballast Water shall not impair or damage the environment, human health, property or resources of any State. Additional Measures by States (c.f. Regulation C-1 and Guidelines 13)

Ballast Water Management

No. 23

BWM Convention Content

Articles
Art. 3 Application
Notes - Application for all vessels that carry ballast water - This Ballast Water Management Convention shall not apply to: Ships not designed or constructed to carry ballast water Ships which only operate in waters of one Party, unless the Party determines that BW discharge would damage the environment, human health Ships which only operate in waters of one Party and the high seas Warships, naval auxiliary and others used only in governmental noncommercial service Ships with permanent BW in sealed tanks, not subject to discharge

Ballast Water Management

No. 24

BWM Convention Content

Articles
Art. 4 Control of the Transfer of harmful Aquatic Organisms and Pathogens
Through Ships Ballast Water and Sediments

Art. 5 Sediment Reception Facilities


Note: provides adequate, reception facilities for safe disposal without causing undue delay to ships
Art. 6 Scientific and Technical Research and Monitoring Art. 7 Survey and Certification Art. 8 Violations

Ballast Water Management

No. 25

BWM Convention Content

Articles Art. 9 Inspection of Ships


Notes: A ship may, in any port or offshore terminal, be subject to inspection with the following scope:
Check of valid Certificate Check of BW Record Book BW sampling
The time required to analyze the samples shall not be used as a basis for unduly delayingthe operation movement or departure of the ship.

Ships without valid certificate


No BW discharge until proven harmless Due delay

detailed inspection

Ballast Water Management

No. 26

BWM Convention Content

Articles

Art. 10 - Detection of Violations and Control of Ships Art. 11 - Notification of Control of Actions Art. 12 - Undue Delay to Ships Art. 13 - Technical Assistance, Co-operation and regional Co-operation Art. 14 - Communication of information Art. 15 - Dispute Settlement Art. 16 Relationship to International Law and other Agreements Art. 17 Signature, Rectification, Acceptance, Approval and Accession Art. 18 Entry into Force Art. 19 - Amendments; Art. 20 Denunciation Art. 21 Depositary Art 2 2 - Languages

Ballast Water Management

No. 27

Ballast Water Management Part 5 BWM Convention Content - Regulations

BWM Convention Content

Regulations Section A General Provisions Section B Management and Control Requirement for Ships Section C Special Requirements in Certain Areas Section D Standard for Ballast Water Management Section E Survey and Certification Requirements for Ballast
Water Management

Ballast Water Management

No. 29

BWM Convention Content - Regulations

Section A General provisions

Reg. A1 Definitions Reg. A2 General Applicability Reg. A3 Exceptions


Note: Consider safety, pollution prevention, mixing of BW

Reg. A4 Exemptions Reg. A-5 - Equivalent compliance

Ballast Water Management

No. 30

BWM Convention Content - Regulations

Section B Management and Control Requirements for ships Reg. B1 Ballast Water management Plan
Note: - every vessel should be equipped with a BMW Plan - plan is to be approved by Class or Flag State

Ballast Water Management

No. 31

Reg. B1 Ballast Water management Plan


Tank arrangement

Ship particulars Tank arrangement Piping & pumping arrangement Officer and crew

Sampling points

Responsibilities Training

Operational procedures

General requirements Usage of the BWM Plan Ballast management Sediment management

Safety hazards Sample loading cases (as appropriate)


BWM Model Booklet available for GL customers

Pumps/Piping arrangement

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No. 32

Reg. B1 Ballast Water Management Plan

BWM Plan approval BWM Class notation Germanischer Lloyd has


Approval of BWM Plans in
accordance with Res.MEPC.127(53) and IMO Res.A.868(20) can be carried out by GL introduced an additional class notation for Compliance with Ballast Water Management Standards

This class notation is


voluntarily and exceeds the requirements from IMO

100 A5 BWM
Ballast Water Management No. 33

BWM Convention Content - Regulations

Reg. B2 Ballast Water Record Book


- A sample is included in you hand out

Ballast Water Management

No. 34

BWM Convention Content - Regulations

Section B Mgt and Control Requirements for ships

Reg. B-3 Ballast Water Management for Ships today Application Dates
const. date date BW [m] 1500 voluntarily (national Reg.) 5000 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014

Time table subject to Ratification of the BWM Convention

2015

2016

< 2009

D1 or D2

D2

< 1500 < 2009 or voluntarily (national Reg.) > 5000 2009 < 5000 2009 and 5000 < 2012 2012 5000

D1 or D2
allowance period (recommended by IMO *)

D2

D2

D1 or D2

D2 D2

* refer to IMO.Res.A1005(25)
BW exchange BW treatment
Ballast Water Management No. 35

BWM Convention Content - Regulations

Reg. B-4 Ballast Water Exchange Note: 200 NM from land with 200M water depth

- Sequential Method

- Flow-through Method

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No. 36

BWM Convention Content - Regulations

Reg. B5 - Sediment Management for Ships


Note: according the BWM Plan; Disposal; Sampling

Reg. B6 - Duties of Officers and Crew


Note: Training

Ballast Water Management

No. 37

BWM Convention Content - Regulations

Section C Special requirements in Certain Areas Reg. C1 - Additional Measures


Note: communicate with IMO 6 months prior to the projected date of implementation; not to compromise safety and security

Reg. C2 - Warning Concerning Ballast Water Uptake in Certain


Areas and Related flag State Measures

Reg. C3 - Communication of Information

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No. 38

BWM Convention Content - Regulations

Section D Standard for Ballast Water Management Reg. D1 - Ballast Water Exchange Standard
Note: at least 95% volumetric exchange of ballast water; for flow through, at least 3 times the volume

Reg. D2 - Ballast Water Performance Standard


Note: types, sizes and quantities of allowable discharged organisms are prescribed,

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No. 39

BWM Convention Content


Reg. Section D Standard for Ballast Water Managment

Reg. D3 Approval requirements for BWM systems


Note: system using active substance

Reg. D4 Prototype ballast Water Treatment Technology Reg. D5 Review of Standards by the Organization

Ballast Water Management

No. 40

BWM Convention Content - Regulations Section E Survey and Certification requirement for BWM

Reg. E1 Surveys
Note:- for 400GT and above - Initial, annual, intermediate and renewal

Reg. E2 Issuance or Endorsement of a Certificate Reg. E3 Issuance or Endorsement of a Certificate by Another


Party

Reg. E4 - Form and the Certificate Reg. E5 Duration and Validity of the Certificate

Ballast Water Management

No. 41

Ballast Water Management Part 6 Ballast Water Exchange

Methods for Ballast Water Management


Ballast Water Management Methods
Risk assessment

Exchange

Treatment

Isolation

Sequential

Flow-through

Mechanical

Physical

Chemical

Reception facilities

Return to origin

Dilution

Cyclonic sep. Filtration Coagulation / Flocculation

Cavitation Ultraviolet Ultra sound Gas Super saturation

Disinfection Biocides Electrolytic chlorination

Retention on board

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No. 43

Sequential method Procedure

All of the ballast water of each tank should be


discharged until suction is lost

The tank should be refilled again under open


ocean conditions

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No. 44

Sequential method Safety hazards

Loss of stability Global structure Local structure


Damages due to insufficient longitudinal strength Over-/under pressure of tanks Bow slamming Tank sloshing

Weather conditions
Ballast Water Management No. 45

Sequential method
Advantages Applicable for new &
existing ships necessary

Disadvantages
Changed loading condition for each step Limitations regarding stability, steel structure, Check of feasibility prior to exchange necessary Extensive pre-planning by crew required (safety reasons)

No conversion work Less time consuming


than flow-through method

Ballast Water Management

No. 46

Flow-through method

A constant flushing of a ballast water tank with


deep sea water

As a minimum 3 exchanges of the ballast water


volume is required Approx. three to four time exchange of the ballast water
volume to replace approx. 95 % to 98 % of the original ballast water by new deep sea water

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No. 47

Flow-through method Overflow through airpipe head?

A suitable overflow point needs to be arranged. A constant overflow through the


airpipe head without any modification is not allowed, as the airpipe is not designed for such permanent stresses!

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No. 48

Flow-through method Design solutions

Constant overflow through airpipes with bypass Special airpipe head / Alternative airpipe design Constant overflow by overflow systems Ring ballast systems (dilution)

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No. 49

Flow-through method
Additional pressure on structure Flow-through method can cause
additional pressure on the tank structure In case overflow point is at a high position,
then a combination of different pressures values occur

It is to be shown by calculation that


the steel structure can compensate this pressure

GL Rules and Regulations I-1-1 Section 4.D

Ballast Water Management

No. 50

Flow-through method Airpipe with bypass

this is not a watertight closing appliance blind flange or valve required

Ballast Water Management

No. 51

Flow-through method Airpipe with bypass

Overflow through bypass at airpipe head


Sufficient diameter of bypass Sufficient drainage of water accessibility to open deck Additional tank pressure steel structure of tank Arrangement of airpipes water accumulation not in cross beam sections

Ballast Water Management

No. 52

Flow-through method Safety measures

Airpipe heads and/or bypass to be suitable to


withstand constant overflow

Accessibility to open decks Tank pressures not to be exceeded (tank structure)


Additional pressure when overflow on deck/overflow line

Pumping operation during flow-through to be


controlled (ring system)

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No. 53

Flow-through method
Advantages No change in loading
condition

Disadvantages
Usually conversion work necessary (piping system, airpipes, overflow point, ) Not all tanks designed for constant high pressure

Can be utilised in bad weather conditions

More time consuming than sequential method (approx. 1.5 times) Overflow to open deck not suitable in cold environment

Ballast Water Management

No. 54

Ballast Water Management Part 7 Ballast Water Treatment

Methods for Ballast Water Management


Ballast Water Management Methods
Risk assessment

Exchange

Treatment

Isolation

Sequential

Flow-through

Mechanical

Physical

Chemical

Reception facilities

Return to origin

Dilution

Cyclonic sep. Filtration Coagulation / Flocculation

Cavitation Ultraviolet Ultra sound Gas Super saturation

Disinfection Biocides Electrolytic chlorination

Retention on board

Ballast Water Management

No. 56

Treatment General aspects


It must be safe It must be environmentally acceptable It must be cost-effective It must be technically feasible and practicable It must be biologically efficient

dirty water

Treatment System

clean water

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No. 57

Filtration
Working method Technical constraints

Sediment and particles


removal by disc and screen filters

Filter units create back


pressure (rapidly increasing back pressure for smaller filtration grades)

Self-cleaning procedures Waste stream directly


discharged overboard (therefore filtration process only during BW uptake)

Self-cleaning procedures
reduce the nominal flow rate (e.g. due to high sediment load)

Filtration grades down to


100 / 50 / 20 m
Ballast Water Management No. 58

Cyclonic separation (Hydro cyclone)


Working method
rotational flow direction inside the facility

Technical constraints
gravity different to that of water can be separated

Acceleration of the water by Only particles with a specific

Separation of solid particles


due to centrifugal forces

Ballast Water Management

No. 59

Coagulation, Flocculation
Working method Technical constraints Addition of coagulants to the Storage tank for additives needed
BW that create starting Sludge tank for out-flocked cells for flocculation of solid particles needed particles to bigger bodies Time consuming process Removal of the bigger cells (voyage length to be considered) by siffing out (e.g. filters)

Additionally magnetic/
electrical forces can be applied to improve the separation of flocs

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No. 60

UV radiation
Working method
by quartz sleeves produce UV radiation

Technical constraints
turbidity of BW (i.e. sediments could limit the transmission of UV radiation)

Amalgam lamps surrounded Efficacy depending on

UV light attacks/breaks cell

membrane of organisms and UV lamps need to be maintained that a clear pathogens light is produced

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No. 61

UV radiation acting with catalyst TiO2


(Advance oxidation technology) Working method UV light acting with catalyst
Titan Dioxide create free hydroxyl radicals (OH() ions) that disrupt the cell membrane

Technical constraints Efficacy depending on


turbidity of BW (i.e. sediments could limit the effective working distance of the UV light)

UV lights need to be
maintained that a clear light is produced

Ballast Water Management

No. 62

Cavitation / Ultrasound
Working method Slit plates or venturi pipes
generate cavitation bubbles

Technical constraints Cavitation units create back


pressure

High local energy due to


implosion of micro-bubbles disrupt cell walls of organisms

Cavitation creates additional


noise on high frequency

Physical processes are not


fully understood, therefore difficulties to develop control instruments

External creation of
Ultrasound which is induced to the BW
Ballast Water Management

No. 63

Chemical additives
Working method Direct adding of chemical Technical constraints Dosing to be exactly adjusted additives to the BW that have Holding time in tank disinfectory actions
required Ozone (O3) Hydrogen peroxide (H2O2) Peracetic acid (Peraclean ) Chlorine / Chlorine dioxide Seakleen (Vitamin K)

Ballast Water Management

No. 64

Electrolysis / Electro-chlorination
Working method Electric current will be
applied to the BW within an electrolytic chamber in sea water, will be split to active Chlorine, which disinfects the water

Technical constraints Only applicable for sea water


with a certain level of dissolved salt in the water by-products depending on applied current and used electrodes

Sodium chlorite, as dissolved Creation of unwanted

Ballast Water Management

No. 65

De-oxygenation / Gas super-saturation


Working method
in BW and replacement by inactive gases (e.g. nitrogen)

Technical constraints
(voyage length to be considered)

Removal of dissolved oxygen Time consuming process

Controlled atmosphere in
tanks is needed to avoid reoxygenation (pressure vales instead of common airpipe heads for BW tanks)

Ballast Water Management

No. 66

Certification of BWT systems


Type approval (G8) be type approved Environmental acceptability (G9) active substance are to be assessed during an additional approval procedure

BW Treatment systems shall Systems that make use of an Certification by Flag State (or
authorized Classification Society)
Res.MEPC.125(53)
GUIDELINES FOR APPROVAL OF BALLAST WATER MANAGEMENT SYSTEMS (G8)

Approval by IMO
Res.MEPC.126(53)
PROCEDURE FOR APPROVAL OF BALLAST WATER MANAGEMENT SYSTEMS THAT MAKE USE OF ACTIVE SUBSTANCES (G9)

Ballast Water Management

No. 67

Approval Procedure of BWT Systems


TYPE Approval
(performance testing of BWT system to meet D2 standard

BASIC + FINAL Approval


(environmental acceptance testing for active substance)

Certificate
Ballast Water Management No. 68

BWT List of manufactures

last update 2010-03-22 Information supplied by


manufacturers

The list gives in alphabetic order names of manufacturers of treatment systems

Ballast Water Management

No. 69

BWT Technical data

last update 2010-03-22 Information supplied by


manufacturers

Based on a sample vessel with 5000 m BW capacity and flow rate of 300 m/hr

Ballast Water Management

No. 70

BWT Status of certification

last update 2010-03-22 Information supplied by


manufacturers

Every Ballast Water Treatment Systems is to be type approved by the Flag State Administration Systems that make use of an active substance are subject to an additional certification which includes Basic Approval and Final Approval by IMO

Ballast Water Management

No. 71

Air emission caused by Ballast Water Treatment

approx. 300.000 tons CO2 would be produced


by BWT systems
(for entire world fleet, approx. 50000 ships)

this corresponds
to 0.3% of total CO2 from ships

Ballast Water Management

No. 72

Ballast Water Management Part 8 Practical Aspects for BW Treatment

Ballast Water Treatment Systems in a practical way


Views from an owner Small Simple Effective Easy to install Cost effective

Ballast Water Management

No. 74

Costs for BW treatment


Investment cost
existing vessels

100,000 to 1,000,000 US $ additional cost for installation to

Operational cost

0.01 to 0.20 US $ per cubm BW information from suppliers do not


always include fuel cost

Ballast Water Management

No. 75

Practical aspects Design and installation


Space and power requirements for
BW Treatment system Design of engine room to be adjusted

Retro-fitting to existing vessels Some systems apply a second

Arrangement in the engine room alternatively separate module on weather deck or in hold Second treatment interferes with discharge by gravity (e.g. for bulk carriers) IN-LINE treatment shall not interfere with cargo operations in harbour IN-TANK treatment shall not interfere with voyage schedule/routing

treatment process at discharge

Time for treatment

Ballast Water Management

No. 76

Practical aspects Reliability


Ships/systems are subject to
permanent checks by Port State Control

Easy to operate and maintain Maintenance by crew or


frequent supervision by manufacturer

Ballast Water Management

No. 77

Problems to be solved
Proof of compliance with D-2 standard during the type
approval process

Definition of size and power supply for a system Application for all types/sizes of vessels Arrangement on existing vessels Storage of consumables/additives Is a re-design of the piping system necessary? Costs (installation/maintenance)
Ballast Water Management No. 78

Ballast Water Management Part 9 Ballast Water Isolation and Risk Assessment

Methods for Ballast Water Management


Ballast Water Management Methods
Risk assessment

Exchange

Treatment

Isolation

Sequential

Flow-through

Mechanical

Physical

Chemical

Reception facilities

Return to origin

Dilution

Cyclonic sep. Filtration Coagulation / Flocculation

Cavitation Ultraviolet Ultra sound Gas Super saturation

Disinfection Biocides Electrolytic chlorination

Retention on board

Ballast Water Management

No. 80

Isolation Reception facilities


Discharge of ballast water to reception facilities in
port

Unlikely that ports will provide such facilities Extended time span at designated discharge point

Ballast Water Management

No. 81

Isolation Retention on board


Keep the ballast water on board Only tanks that will be discharged in port are subject
to open-ocean-exchange prior to arrival

Shifting of BW from one tank to another is possible Thorough planning necessary Not applicable for tank vessels, bulk carriers
Ballast Water Management No. 82

Isolation Return to origin


Discharge of BW in the originating location does not
cause harm to the environment

Impractical in most cases

Ballast Water Management

No. 83

Methods for Ballast Water Management


Ballast Water Management Methods
Risk assessment

Exchange

Treatment

Isolation

Sequential

Flow-through

Mechanical

Physical

Chemical

Reception facilities

Return to origin

Dilution

Cyclonic sep. Filtration Coagulation / Flocculation

Cavitation Ultraviolet Ultra sound Gas Super saturation

Disinfection Biocides Electrolytic chlorination

Retention on board

Ballast Water Management

No. 84

Alternatives Risk assessment


Research project by GloBallast (IMO) Risk based approach based on:

Port-to-port environmental comparison Frequency of ships visit/ballast water discharge Volume of ballast water discharged Voyage times Ballast tank size

Ballast Water Management

No. 85

Risk assessment
Risk assessment as first step for any country
contemplating a formal watch-system

A risk-based-selective approach may be of benefit for


developing countries that may not have sufficient resources to target every single vessel

Option for twin-port arrangements

Ballast Water Management

No. 86

Risk assessment Khark Island / Iran


Representation of environmental matching coefficients

Representation of Relative Overall Risk

Ballast Water Management

No. 87

Ballast Water Management Part 10 National Regulations

National requirements imposed by


Canada
mandatory from 2006-06-28

United Kingdom

Israel

USA
mandatory from 2004-09-27

Panama Canal Chile Brazil Argentina


mandatory from 2005-10-15

Australia
Victoria, mandatory from 2004-07-01

New Zealand

Ballast Water Management

No. 89

National and regional Regulations


Antarctica Australia
( 2007) 2001-07-01

Panama Peru United Kingdom Ukraine USA



California Michigan Port of Oakland Oregon Washington State Great Lakes

2006-05

State of Victoria 2004-07-01 Argentina (Buenos Aires) 1990 Brazil 2005-10-15 Canada 2006-06-08 Chile 1995-08-10 Egypt Israel 1996-07-19 New Zealand 2004-04-01 Norway (2009-01-01) NW Europe ( 2007-09)

Russia (Black Sea, Novorossiysk) 2006-05-01


( 2007/2008) 2004-09-27
2006-03-02 2007-01-01 1999 2006-07-01

Ballast Water Management

No. 90

National Regulation in Brazil


Mandatory requirements for BWM since 2005-10-15
First amendments in 2005-11

Ballast Water Exchange (200nm, 200m) before entering


Brazilian ports Additional Ballast Water Exchange(s) when sailing upwards
Amazon and Para river

Ballast Water Management Plan shall be onboard


BWM Plan to be approved by Classification Society or Flag State
Administration Extended period of grace until 2006-12-30 (following approved documentation must be onboard) https://www.dpc.mar.mil.br/Normam/Normam20/FrameNormam20.htm

Ballast Water Management

No. 91

National Regulation in Norway


Mandatory requirements for BWM since 2009-01-01 Norway has fully implemented the BWM Convention
http://www.regjeringen.no/nb/dep/md/pressesenter/pressemeldinger/2009/nor
ge-gar-foran-med-nasjonale-krav-til-b.html?id=571079

Ballast Water Management

No. 92

National Regulation in Canada


Mandatory requirements for BWM from 2006-06-28 Ballast Water Exchange in water at least 200nm from
the nearest land and in waters at least 2000m in depth IMO standard: 200nm , 200m

http://canadagazette.gc.ca/partII/2006/20060628/html/sor129-e.html https://www.tc.gc.ca

Ballast Water Management

No. 93

National Regulation in Australia


Existing requirements have
been revised in 2007

Ships are required to perform


Ballast Water Exchange for all BW tanks including BW tanks that will not
be discharge during port stays

http://www.daffa.gov.au/fisheries/inva
sive/national-system

Ballast Water Management

No. 94

National Regulation in USA


Ballast Water Exchange requirements already in force
Reporting of Ballast Water Exchange procedures mandatory
(33 CFR 151.2041) Record keeping for a period of 2 years already now required (33 CFR 151.2045)

Intention to implement Ballast Water Treatment


requirements with stricter standards http://thomas.loc.gov
search for Bill Number S. 363 updated Bill H.R. 2423 (Ballast Water Management Act)

Ballast Water Management

No. 95

National Regulation in USA


IMO Standard: D-2 USA Standard
viable/living Number of living organisms

Number of viable organisms

of a certain size of a certain size factor 100 Less than 1 living organism per Less than 10 viable organisms per
1 m greater than 50m factor 100 Less than 10 viable organisms per 1 ml smaller than 50m and greater than 10m Limited number of indicator microbes
1 CFU Vibrio cholera per 100 ml 250 CFU eschericia coli per 100 ml 100 CFU enterocci per 100 ml
factor 2 factor 3

10 m greater than 50m Less than 1 viable organisms per 10 ml smaller than 50m and greater than 10m Limited number of indicator microbes
1 CFU Vibrio cholera per 100 ml 126 CFU eschericia coli per 100 ml 33 CFU enterocci per 100 ml

Ballast Water Management

No. 96

Regional Regulation in EU
BWM strategies for North West Europe and for Baltic Sea under
development

Subdivision in geopolitical-regions and bio-regions Assumption that inside a bioregion aquatic organisms are
spread out already (or can spread out naturally)

Selective Approach which allows for exemptions to BWM


based on risk assessment as the most suitable option

Vessels from America, South Africa: Vessels from West Africa, Mediterranean: Vessels trading inside a bio-province: Vessels trading between bio-provinces: BW Exchange BW Exchange (incl. minor route deviations) Risk assessment (exemptions possible) Risk assessment (to be developed)

Ballast Water Management

No. 97

Ballast Water Management Hightlights and Recap

Our Vision and Mission


The vision of GL is to become the world class technical advisor and trusted partner in assurance, consulting and classification. Safety, quality, sustainability and environmental protection enjoy utmost priority at GL.

Please take note:


Shipbuilders and ship owners:
consider installation of BW-treatment systems for ships built in 2010 impact on design: space for fitting ballast water treatment system required power capacity of the installed system design of the ballast piping system

Application:
once entered into force: applicable to ships on international voyage, that carry
ballast water for existing ships (built before 01 January 2009) retrofitting of ballast water treatment system will be required

Clarification at MEPC 59:


If potable water is used as ballast water, then it is subject to the BWM
Convention

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No. 99

G2 Guidelines for Ballast Water Sampling:


It is only adopted in October 2008 It is connected with Article No. 9 of the Convention
Inspection of Ship

It is a Guideline for PSC for Sampling and Analyzing ballast


water of D2 ship.

Critical for implementation and enforcement.

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Repeat
Article 9 Inspection of ship by PSC

Verifying Certificates Checking of Water Ballast Record Book Sampling of ships water ballast
Note: Repeat, the time required to analyze the samples shall not be used as a basis for unduly delaying the operation movement or departure of the ship.

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Remember(1)
Documentation side: Reg. B1 Ballast Water Management Plan

Tank arrangement Sampling points

AND

Reg. B2 Ballast Water Record Book


Pumps/Piping arrangement

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Remember (2)
Operation side:

Reg.D1 Ballast Water


Exchange

OR

Reg.D2 Ballast Water


Treatment System

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Remember (3)
Enforcement side:

Reg.E1 Survey
Initial, annual, intermediate and renewal AND

Reg.E2 Certification
Issuance and endorsement

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Germanischer Lloyd provides the necessary support


Technical assistance when determining
applicable methods

Approval of Ballast Water Management


Plans

Guidelines issued by Germanischer


Lloyd

Model Booklet for Ballast Water


Management

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No. 105

Contact
Germanischer Lloyd GL Academy Singapore 83 Clemenceau Avenue #13-05 UE Square (S)239920 Phone: +65 835 9714 Fax.: +65 887 4526 gl-academy-singapore@gl-group.com http://www.gl-group.com/glacademy

Ballast Water Management

No. 106

Thank you for your attention ...

Ballast Water Management

No. 107

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