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5T0N
No. 42890 -3 - II
V.
PUBLISHED OPINION
MAXA, J.
Johnny Garcia appeals his convictions for first degree assault, first degree
firearm charge to prevent the State from introducing evidence of his prior first degree robbery conviction. However, the jury instructions inadvertently included an instruction stating that the
jury had to find that Garcia committed first degree robbery in order to convict on the first degree
unlawful possession of a firearm charge. The trial court replaced the erroneous instruction and
instructed the jury to disregard it. The trial court then denied Garcia' s motion for a mistrial. On
appeal, Garcia argues that ( 1) the trial court abused its discretion in denying his mistrial motion,
2) the trial court improperly admitted " gang" evidence and the cumulative effect of this
evidence and the erroneous instruction deprived him of his right to a fair trial, and ( 3) on remand
we should appoint
different
counsel
because trial
counsel was
ineffective.
No. 42890 -3 - II
We hold that the trial court did not abuse its discretion when it denied Garcia' s mistrial
motion because the jury' s temporary exposure to the improper instruction was not such a serious
trial irregularity that it could not be cured by an instruction to disregard. We also hold that
Garcia' s gang evidence and cumulative error claims fail because he failed to preserve for review his challenge to the gang evidence. And because we do not remand, we do not address Garcia' s
request to appoint new trial counsel. Accordingly, we affirm Garcia' s convictions.
FACTS
On April 23, 2011, Mark McCloud, his cousin Tara McCloud Shanta, and his friend
Phillip Noel were in the garage behind a friend' s house. Garcia arrived at the garage and argued
with Shanta. McCloud and Garcia also began to argue. Garcia shot McCloud in the abdomen and arm, and then fled.
Shortly after the shooting, Noel identified Garcia from a photo montage. Tacoma Police
Department officers later. located Garcia and arrested him. During a search incident to arrest, the
officers discovered methamphetamine in Garcia' s pants pocket. The State charged Garcia with
first degree assault under RCW 9A.36. 01 l( 1)( a), first degree unlawful possession of a firearm
under
RCW 9. 41. 040( 1)( a), and unlawful possession of methamphetamine under RCW
At trial, part of the State' s burden on the firearm charge was to prove that Garcia
previously had been
convicted of
a"
serious offense."
admit Garcia' s judgment and sentence for a prior first degree robbery conviction. Garcia
objected and offered to stipulate that he had committed a serious offense without revealing that
the offense was first degree robbery. The trial court accepted the stipulation and instructed the
jam':
2
No. 42890 -3 - II
This is
The parties have agreed that the following evidence will be presented to .you: As of April 23rd, 2011, the defendant, Johnny
a stipulation of
the
parties.
Michael Garcia, had previously been convicted of a crime that is a serious offense
and that makes him ineligible to possess a firearm as is required to be proven
During
trial, three
witnesses mentioned
the
word "
gang."
Department officer said that when he was dispatched in response to Noel' s 911 call, he " knew
that there
was a garage
at
s a
1 RP
at 77. A Tacoma Police Department officer who arrived at the scene of Garcia' s arrest testified
that he
was a part of "[t] he
gang
unit."
testified that on the evening of Garcia' s arrest, he " was requested to meet with our gang unit
officers
regarding the
operation
they
were
involved
with."
argument,
jury
RP at 9.
Before closing argument, the trial court asked counsel if there were any objections to the
jury instructions. Neither the State nor defense counsel objected to the proposed instructions,
and the trial court distributed copies of its instructions to the jury. The trial court then read the
instructions.. Instruction 20, the " to convict" instruction for the first degree unlawful possession
of a firearm charge, read as follows:
in the first degree, as charged in Count II, each of the following elements of the
crime must be proved beyond a reasonable doubt:
1) That on or about the 23rd day of April, 2011, the defendant knowingly
had a firearm in his possession or control;
at
added).
noticed that the instruction specifically referenced first degree robbery as a " serious offense"
During closing argument, the State projected an image of instruction 20 for the jury to
view. Despite what the instruction stated, the State did not mention robbery and told the jury
that it
needed
8 RP at 16.
After finishing closing argument, the State informed the trial court that instruction 20 was
incorrect and asked that the court amend it to state " a serious offense" instead of "Robbery in the
First Degree."
8 RP at 21 -22. The State also told the trial court that it had noticed the incorrect
instruction and had tried to " sanitize [ the mistake] in the midst of the argument by using the
other statutory language and then pulling it off the overhead as quickly as I could without
looking too
either." obvious about
it." 8 RP at 22. Defense counsel said that he " didn' t catch this
8 RP at 22. The parties agreed to replace the jury' s copy of instruction 20 with the
proper instruction.
The trial court also determined that it had read the incorrect version of this instruction to
the jury. Accordingly, the parties agreed that in addition to providing the jury with a corrected
copy of the instruction, the trial court would read the proper instruction to the jury and inform the
jury that it "misspoke" the first time it read the instruction. 8 RP at 25.
1 The State explained that the version of instruction 20 submitted to the trial court had been
drafted before Garcia stipulated that he had been convicted of a serious offense. The State did
not amend the instruction after the trial court accepted the stipulation, and defense counsel did
When the trial court collected the incorrect copies of instruction 20 from the jury, it
noticed that one juror had placed a star next to " Robbery" and another juror had underlined
Robbery" and placed a question mark next to that portion of the instruction. Garcia then moved
for a mistrial. Garcia noted that the State also had projected the incorrect instruction " for several
minutes,"
I don' t know that we actually had several minutes. Basically, I looked up, saw the error, [ and] as soon as I saw that I tried to engage the jury with eye contact to divert them away from it and tried as gracefully as possible to remove that from the overhead. But it certainly was on the overhead long enough to look up and see the robbery words on the instruction.
8 RP at 29 -30. The trial court denied the mistrial motion.
The trial court gave the jury corrected copies of instruction 20, reread the correct version
of the instruction to the jury, and stated,
for this
case.
instruction 20 concerning Count II. You should disregard the previous instruction
20. 8RPat33.
Garcia stipulated that he had been convicted of a " serious offense" in order to prevent the
jury from hearing evidence that he had been convicted of first degree robbery. Nevertheless, the jury temporarily was exposed to an instruction stating that in order to convict, it had to find that
Garcia was convicted of first degree robbery. Garcia argues that the trial court abused its
discretion in denying his mistrial motion based on this improper instruction. We disagree.
5
Temporarily exposing the jury to an improper jury instruction was not such a serious irregularity that it could not be cured with a limiting instruction, and the trial court instructed the jury to
disregard the instruction because it was the wrong instruction for this case.
A. Standard of Review
We review a trial court' s denial of a mistrial for abuse of discretion. State v. Emery, 174
Wn.2d 741, 765, 278 P. 3d 653 ( 2012). Our Supreme Court has stated that abuse of discretion
will
be found for
denial
of a mistrial
only
at
when " `
Emery,
174 Wn.2d
765 ( internal
quoting State
v.
motion will be overturned only when there is a substantial likelihood that the error affected the
jury' s
verdict.
State
v.
should
be
ordered " `
only when the defendant has been so prejudiced that nothing short of a new
will
trial
can
be tried
Hopson Factors
examine
three
determining whether an
irregularity
evidence; and (
3)
whether
the trial
court
jury to
Emery,
174 Wn.2d
at
at
deference to the trial court, State v. Perez -Valdez, 172 Wn.2d 808, 818, 265 P. 3d 853 ( 2011),
because the trial court is in the best position to discern prejudice. State v. Lewis, 130 Wn.2d 700,
ON
1.
the
irregularity.
question is whether the irregularity was " serious enough to materially affect the outcome of the
trial."
a.
Old ChiefRule
The starting point in assessing the irregularity in this case is the United States Supreme
Court' s decision in Old Chiefv. United States, 519 U. S. 172, 117 S. Ct. 644, 136 L. Ed. 2d 574
1997).
In Old Chief, the defendant offered to stipulate to a qualifying conviction, but over his
objection the trial court allowed the State to present evidence that the conviction was for an
assault that had caused serious bodily injury and that the defendant had been sentenced to five
years in prison. 519 U. S. at 174 -77. The Court held that if a defendant stipulates that he has a
prior felony conviction for purposes of an unlawful possession of firearm charge, the trial court
cannot allow the State to introduce into evidence the details of the conviction and punishment.
Old Chief, 519 U.S. at 191 -92. The Court reasoned that there is " no question" that " evidence of
the name or nature of the prior offense generally carries a risk of unfair prejudice to the
defendant." We
Old
Chief in
State
v.
Johnson, 90 Wn.
App.
held that the trial court abused its discretion when it failed to accept a stipulation that the
defendant had been convicted of a serious offense for the purposes of a first degree unlawful
possession of a firearm charge and instead allowed evidence of the defendant' s prior rape
was a
conviction,
compared
to the
stipulation,
The unfair
VA
prejudice
was
significant,
i.e.,
declare guilt on the two assault charges based upon an emotional response to the rape conviction rather than make a rational decision based upon the evidence.
Both Old Chiefand Johnson held that when a defendant offers to stipulate that he
committed a prior offense for the sole purpose of proving legal status, the trial court must accept
the stipulation if the name or nature of the offense raises a risk of a verdict tainted by improper
considerations.
Old
at
App.
at
that he had been convicted of a serious offense triggered application of this rule, and precluded
mention that his prior serious offense was for first degree robbery. As a result, there is no
dispute that giving a jury instruction suggesting that Garcia had been convicted of first degree
robbery was an irregularity that was " serious enough to materially affect the outcome of the
trial." Hopson, 113 Wn.2d at 286.
b.
Young Analysis
Division One of this court addressed a similar situation in State v. Young, 129 Wn. App.
468, 119 P. 3d 870 ( 2005).
Young was charged with aggravated first degree murder, first degree
firearm.
assault, and
first degree
unlawful possession of a
Young,
129 Wn.
App.
at
470 -71. As
in this case, the State was required to prove that the defendant had previously been convicted of a
serious offense as one of
the
elements of
the
unlawful possession of a
firearm
charge.
Young,
129 Wn. App. at 474. Young had a previous second degree assault conviction, but the parties
stipulated
that the
nature of
this
be
presented
to the
Wn. App. at 472. Nevertheless, when reading the charges, the trial court told the jury that the
defendant had been
convicted " ` of a serious offense ...
to
wit:
Young, jury to
129 Wn.
App.
at
471 (
alteration
in
original).
Division One reversed the trial court' s denial of Young' s mistrial motion, holding that
informing the jury of the assault conviction was " a serious irregularity that is inherently
prejudicial" because that conviction and two of the defendant' s current charges were for violent
offenses. Young, 129 Wn. App. at 476. Applying the reasoning in Old Chiefand Johnson to a
mistrial motion, the court stated,
When the sole purpose of the evidence is to prove the element of the prior
No one can seriously dispute that disclosure that an accused has been previously convicted of second degree assault is not a serious irregularity that is
inherently
two
of
assault.
prejudicial.
the
current
charges,
Young,
129 Wn.
App.
at
omitted).
errors in Old Chief and Johnson related to the admission of evidence and not a statement from
the
court,
there
was no
prejudice engendered
in the two
contexts.
Young,
The facts here are somewhat similar to those in Young. To prove the charge of first
degree unlawful possession of a firearm, the State had to prove that Garcia had been convicted of
a serious offense.
a).
convicted of a serious offense, the trial court mistakenly instructed the jury that it had to find that
Garcia had been convicted of first degree robbery. The jury was exposed to the erroneous
No. 42890 -3 - II
instruction
on
three
occasions: (
1) when the trial court read the incorrect instruction to the jury,
2) when the trial court provided the jury with incorrect copies of the instruction, and ( 3) when
the State projected the incorrect instruction for the jury to view during closing argument.
Further, two jurors had noted the robbery reference on their copies of the incorrect instruction. However, the irregularity in this case is less serious than that in Young and the cases on
which it relies. Most significantly, there was no direct evidence linking Garcia to the first degree robbery in the incorrect instruction. In Young, the trial court read the charges against the
defendant directly from the information which expressly stated that the defendant had been
convicted of second
degree
assault.
129 Wn.
App.
471.
court allowed
the
actual convictions
into
Johnson, 90 Wn. App. at 60. In those cases, the jury explicitly was told that the defendant had
been convicted of specific crimes.
By contrast, the improper instruction in this case told the jury that in order to convict
Garcia of first degree unlawful firearm possession, it had to find that he previously had been
convicted of first degree robbery. The instruction did not affirmatively state that Garcia had in
fact been convicted of that crime. And because of the stipulation, the State had not submitted
any evidence that Garcia had been convicted of robbery. The absence of any direct connection
between Garcia and a first degree robbery conviction mitigated the effect of the erroneous
instruction.
Arguably, the instruction did at least imply that Garcia had been convicted of second
degree robbery. But because the instruction did not state that Garcia actually had been convicted
of robbery and there was no evidence provided at trial of any robbery conviction, the jury
reasonably could have believed that the trial court mistakenly included an instruction unrelated
10
to Garcia' s case. This is especially true in light of the trial court' s express instruction telling the
jury that
the
original
instruction
was
case."
8 RP at 33.
Garcia emphasizes that one juror placed a star next to " Robbery" and another underlined
Robbery" and placed a question mark next to that portion of the incorrect instruction 20.
However, these marks do not compel a conclusion that this instruction prejudiced the jury. The
jurors simply may have been confused because there had been no evidence or argument
presented at trial indicating that Garcia had been convicted of robbery.
Because there was no direct connection between Garcia and the crime referenced in the
erroneous instruction, we hold that the jury' s exposure to the first degree robbery reference was
less serious than the type of irregularities that trigger a mistrial.
2.
Cumulative Evidence
The second Hopson factor is whether the trial irregularity involved cumulative evidence.
If the
evidence was cumulative, a mistrial
may
not
was no evidence other than the erroneously admitted jury instruction that Garcia had been
convicted of first degree robbery. As a result, this factor does not provide meaningful support
for either the trial court' s denial of a mistrial or Garcia' s challenge to that ruling on appeal.
3. Curative Instruction
The third Hopson factor is whether the trial court properly instructed the jury to disregard
the
irregularity.
113 Wn.2d be
at
restated
this factor
as " `
whether the
irregularity
v.
could
cured
by
an
instruction.' "
Post, 118 Wn.2d 596, 620, 826 P. 2d 172, 837 P. 2d 599 ( 1992)).
the seriousness of the irregularity and whether the information provided to the jury was
cumulative, a proper instruction may or may not be sufficient to avoid a mistrial.
11
No. 42890 -3 - II
The absence of a curative instruction was significant in Young. In that case, the trial
court did not specifically address the unintentional disclosure with the jury and never told the
jury
to disregard the disclosure.
Young, 129 Wn. App. at 476. Instead, the court merely gave a
standard instruction telling the jury not to consider the contents of the information as proof of the crimes charged. Young, 129 Wn. App. at 476 -77. The court found this instruction insufficient,
stating,
While it is presumed that juries follow the instructions of the court, an instruction
that fails to expressly direct the jury to disregard evidence, particularly where, as here, the instruction does not directly address the specific evidence at is
Young, 129 Wn. App. at 477. Here, the trial court took immediate steps to remedy the irregularity. After the State brought the improper jury instruction to the trial court' s attention, the trial court removed the
incorrect instruction from the jury' s instruction packets and replaced it with the correct version.
The trial court then reread the correct version of the instruction. Finally, the trial court instructed
the jury:
During closing argument, the Court realized that instruction 20 concerning Count
II, the charge of Unlawful Possession of a Firearm in the First Degree, was the
wrong instruction for this
case.
20 concerning Count II. You should disregard the previous instruction 20.
8 RP
at
33 (
emphasis added).
This instruction was effective. The trial court not only directed
the jury to disregard the incorrect instruction, but also implied that the incorrect instruction did
not even relate to Garcia' s case.
Nevertheless, Garcia argues that the trial court should have specifically referenced first
degree robbery in the curative instruction to disregard. In Young, the appellate court disapproved
12
of a generic instruction to the jury not to consider the information' s contents as proof of the
crimes charged.
129 Wn. App. at 477. The court contrasted the trial court' s deficient curative
instruction in that case with that in Hopson, in which the trial court specifically instructed the
jury to disregard an improper witness statement. Young, 129 Wn. App. at 477 ( citing Hopson,
113 Wn.2d at 284).
would have the effect of reemphasizing the irregularity and causing more prejudice to the
defendant. In fact, here the parties agreed that specifically telling the jury to disregard the
robbery" portion of the instruction would have drawn unnecessary attention to the error.
Accordingly, we hold that the trial court' s response to the irregularity and the instruction
to disregard it was proper.
C. Consideration
of
The Hopson factors are designed to guide determination of the ultimate question in the review of the denial of a mistrial motion: whether there is a substantial likelihood that the error
affected the jury' s verdict. Rodriguez, 146 Wn.2d at 269 -70. Application of these factors requires a balancing approach; they cannot be viewed in isolation from each other. The
seriousness of the irregularity (which possibly could be reduced if the evidence was cumulative)
must be weighed against the likelihood that the trial court' s limiting instruction will eliminate
any
prejudice.
As the
court noted
remove
the
hand, for less serious irregularities a proper instruction may provide an effective cure. We must decide whether, based on the seriousness of the irregularity and whether the information
13
provided to the jury was cumulative, the irregularity was " so inherently prejudicial that it
rendered
the
curative
instruction ineffective
trial."
Wn.2d at 819.
We cannot say that there is a substantial likelihood that the irregularity here affected the
jury' s verdict. As discussed above, the absence of any connection between Garcia and first
degree robbery suggests that the irregularity in this case is on the less serious end of the spectrum
certainly less serious than in Young, Old Chief, and Johnson. And the trial court provided an effective instruction that not only told the jurors to disregard the incorrect instruction but also
encouraged them to believe that the reference to robbery did not even involve Garcia' s case. We
presume that the jury followed the trial court' s instructions. State v Kirkman, 159 Wn.2d 918,
928, 155 P. 3d 125 ( 2007).
We also are cognizant that application of the Hopson factors must occur in the context of
deference to the trial
to
court, who " `
than
can we
The record here does not support a conclusion that no reasonable judge would have
means
that
not
every
irregularity
that " `[
in trial even
relatively
noted
a] defendant
is
entitled
to
2012) ( internal
93 S. Ct. 1515, 36 L. Ed. 2d 208 ( 1973)), cent. denied, No. 12 -9685, 2013 WL 1490614 ( U.S.
14
Wash. Oct. 7, 2013). 2 Garcia received a fair trial despite the jury' s temporary exposure to the
incorrect instruction.
We hold that exposing the jury to the incorrect instruction was not so serious that the trial court' s instruction could not cure any potential prejudice, and that the trial court' s instruction to
disregard the incorrect instruction was effective in limiting any prejudice to Garcia.
Accordingly, we hold that the trial court did not abuse its discretion when it denied Garcia' s
mistrial motion.
II. "
GANG EVIDENCE"
Garcia argues .that the cumulative effect of the erroneous jury instruction and prejudicial
gang evidence" deprived him of a fair trial and requires reversal. We disagree.
At trial, a tribal police officer testified that the place where Garcia was shot was a
known gang hangout."
7; 6 RP at 63. 1 RP
at
77. Two
gang
unit."
4 RP at
And during closing argument, the State told the jury that Garcia " pull[ ed] out a
gangster shoot,
gun and
d[ id] the
Garcia argues that the presentation of gang evidence was highly prejudicial and should
not have been allowed at trial. However, he did not object to any of this testimony or argument
below. Under RAP 2. 5( a), we generally will not review claims raised for the first time on
appeal, unless the party claiming the error can show the presence of an exception to that rule,
such as a manifest error affecting a constitutional right. State v. Robinson, 171 Wn.2d 292, 304,
253 P. 3d 84 ( 2011). '
evidence and does not assert any constitutional error. See State v. Gresham, 173 Wn.2d 405,
2
J., dissenting) the court' s " task is not to determine whether the defendant received a trial completely free of
See
also
State
v.
the defendant
received a
omitted).
15
No. 42890 -3 - II
errors under
ER 404( b)
And
he does not provide argument or legal authority supporting our review on any other ground we
could address
on appeal under
RAP 2. 5(
a).
preserve this issue for review, we need not consider whether the trial court should have excluded
this evidence.
Further, admission of the gang evidence cannot be the basis for a cumulative error argument. Even where several errors standing alone do not warrant reversal, the cumulative
error doctrine requires reversal when the combined effect of the errors denied the defendant a
fair trial. Davis, 175 Wn.2d
at
345.
error regarding gang evidence, this. doctrine does not apply. See State v. Embry, 171 Wn. App.
714, 766, 287 P. 3d 648 ( 2012) ( failure to preserve claimed errors for appeal precluded
defendant'
based
Garcia argues that " on remand, new counsel should be appointed based on counsel' s
ineffectiveness" for failing to offer to stipulate to the serious offense before trial and for failing to object to the improper jury instruction. Br. of Appellant at 29. Because we do not remand, we
need not address this argument.
16
No42890 3 -II
Maxa, J.
17