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C, a highly restrictive
temperature for S. cerevisiae fermentation, the K. marx-
ianus strain produce ethanol.
27)
In addition, the K. marx-
ianus DMKU3-1042 strain has a novel transformation
property that is characterized by random chromosomal
integration of linear DNA.
27)
Conferring occulation
properties on this yeast is thus of great potential utility in
fuel ethanol fermentation. However, the construction of
occulating strains in novel species such as K. marx-
ianus is regarded as problematical due to an absence of
y
To whom correspondence should be addressed. Fax: +81-836-85-9201; E-mail: rinji@yamaguchi-u.ac.jp
Biosci. Biotechnol. Biochem., 73 (5), 10901095, 2009
information on the mechanisms and genes responsible
for occulation in this yeast. In this study, therefore, we
attempted to express S. cerevisiae (Sc) FLO genes in
non-occulent K. marxianus. Surprisingly, we found
that the expression of ScFLO1, 5, 9, and 10 conferred
the occulation phenotype in this strain. To our knowl-
edge, this is the rst study to demonstrate this.
Signicantly, the ethanol fermentation ability of the
K. marxianus ScFLO9 strain was found to be compara-
ble to its non-occulent wild-type parent at 40
C,
indicating its potential application in a more cost-
eective fuel ethanol fermentation system.
Materials and Methods
Yeast strains and growth conditions. The yeast strains used in this
study are listed in Table 1. The S. cerevisiae strains were isogenic to
BY4700,
28)
and the K. marxianus strains were isogenic to DMKU3-
1042.
27,29)
Yeast cells were grown in YPD medium (1% yeast extract,
2% peptone, 2% glucose) and uracil dropout medium (2% glucose,
0.5% ammonium sulfate, 0.17% yeast nitrogen base, and appropriate
nutrients without uracil) were used in transformation selection. YPD10
medium (1% yeast extract, 2% peptone, 10% glucose) was used in
laboratory-scale ethanol fermentation. Molasses-based medium, pre-
pared by mixing 628.8 g of sugar-cane molasses with 2.87 liters of
deionized water and 100 ml of ammonium sulfate buer containing
3.0 g of (NH
4
)
2
SO
4
and 6.0 g of (NH
4
)
2
HPO
4
, pH 6.0, was used in
fermentation in a 5-liter bioreactor. All media were sterilized by
autoclaving at 121
C for 20 min.
PCR. Primers of 40 bases were designed that were specic to
sequences upstream and downstream from the start codons of the
S. cerevisiae FLO genes in order to insert the TDH3 promoter into the
native promoter regions of these genes (Table 2). The URA3-TDH3
promoter cassette was amplied from the pST106 plasmid
30)
using the
following primer pairs: FLO1-401/FLO1-402, FLO5-401/FLO5-402,
FLO9-401/FLO9-402, and FLO10-401/FLO10-402. The PCR reac-
tion was initiated at 94
C for
20 s, 55
C for 30 s, and 68
C, followed by 30
cycles of 94
C for 20 s, 60
C for 2 s, and 74
C for 23 d.
Flocculation test. Yeast cells were grown in test tubes containing
YPD with shaking. The culture tube was vortexed vigorously for 1 min
and allowed to settle. Cell sedimentation was then observed.
Ethanol fermentation. The K. marxianus wild-type strain and the
constructed occulating K. marxianus strains were grown in test tubes
containing 5 ml of YPD10 medium and incubated at 30
C or 40
C for
12 h with shaking at 150 rpm. For larger-scale ethanol fermentation,
K. marxianus wild-type and the FLO9 strain (RAK4301) were cultured
in 40 ml of YPD10 at 40
C throughout
fermentation.
Cell-free supernatants were collected by centrifugation and used in
the determination of ethanol and sugar concentrations. Glucose,
sucrose, and ethanol concentrations were determined by Biosensor
BF-5 (Oji Scientic Instruments, Hyogo, Japan) according to the
manufacturers protocol. The specic ethanol production rate was
calculated as described previously.
33)
Table 1. Yeast Strains Used in This Study
Strain Genotype
S. cerevisiae
BY4700 MATa ura30
RAK3977 MATa ura30 URA3-TDH3p-FLO1
RAK3979 MATa ura30 URA3-TDH3p-FLO5
RAK3981 MATa ura30 URA3-TDH3p-FLO9
RAK3983 MATa ura30 URA3-TDH3p-FLO10
K. marxianus
DMKU3-1042 Wild-type
RAK3605 ura3
RAK4299 ura3 Sc[URA3-TDH3p-FLO1]
RAK4300 ura3 Sc[URA3-TDH3p-FLO5]
RAK4301 ura3 Sc[URA3-TDH3p-FLO9]
RAK4302 ura3 Sc[URA3-TDH3p-FLO10]
Table 2. Primers Used in This Study
Name Sequence (5
0
3
0
)
a
FLO1-517 GAATTCTAGCCTTCCTCTGCTC
FLO1.5-415c CTAGGGTTACGTTTGTTGGGGT
FLO1+5037c AAGTTGGCGATGGTTCATTAATTGC
FLO5-413 GGCACCCTCGAGAATTACACTT
FLO5+3759c GTACTGCGTGTGGCATGTAAGCAGC
FLO9-362 GTACATCACACACGACCACAGA
FLO9-455c TAAGAACCCGTCTGTGGTGGTA
FLO9+4454c ACTAGATCTTACGTTAGTACTGCTG
FLO10-311 GTTGTTTGGTATGTATCCGCCG
FLO10-284c GCACAAGTATCTGATGCGCCAT
FLO10+3980c CGCCGGGCAGTAGTAACTATTGTTA
FLO1-401 tatttttaattcttgtcaccagtaaacagaacatccaaaa-
GGCGCGCCCG
FLO1-402 taaagactgccaaaaacatatagcgatgaggcattgtcat-
TTTATGTGAT
FLO5-401 caaatgattttctttaaattgattagcaccactaaaaaaa-
GGCGCGCCCG
FLO5-402 ccaagattaccaaaaatatgcagtggtgtgcaattgtcat-
TTTATGTGAT
FLO9-401 gcaatttaaaaagaacaattgtacaataaaagccccaaaa-
GGCGCGCCCG
FLO9-402 tgacgatggctagtagtaaacaataatgtgccagagacat-
TTTATGTGAT
FLO10-401 tttgttttagggtgcttaatcaaagaacaacaaataaaaa-
GGCGCGCCCG
FLO10-402 ataggccggtcaaaaatatatatcgagcagccacaggcat-
TTTATGTGAT
a
Small letters indicate homologous sequences used in gene targeting.
Construction of Flocculent K. marxianus 1091
Results
Construction of occulating S. cerevisiae strains
A non-occulent S. cerevisiae strain, BY4700, was
used as host in FLO gene manipulation to examine the
eects of FLO gene overexpression. To induce con-
stitutive overexpression of the FLO genes in this strain,
a URA3-TDH3 promoter cassette was inserted upstream
of the FLO1, FLO5, FLO9, and FLO10 open reading
frames (Fig. 1A). The correct insertions were conrmed
by the increase in the band size (2.0 kb), corresponding
to the length of the URA3-TDH3p cassette (Fig. 1B). All
the correct transformants showed a occulation pheno-
type (Fig. 1C), indicating that the BY4700 strain had
acquired this property via constitutive overexpression of
the formerly silent FLO1, 5, 9, and 10 genes. In addition,
the occulation phenotype of all of the transformants
was strong, as the transformed cells always remained at
the bottom of test tubes even with shaking during
cultivation and after vortexing. No signicant pheno-
typical dierences were observed among the S. cerevi-
siae FLO strains.
Introduction of TDH3p-FLO genes from S. cerevisiae
into K. marxianus
As described earlier, the K. marxianus DMKU3-1042
strain has an unusual linear DNA integrating ability.
PCR-amplied DNA can thus be inserted into the
chromosomes of this strain randomly and eciently.
27)
Taking advantage of this property, we attempted to
transform URA3-TDH3p-FLO fragments directly into
K. marxianus. These fragments were amplied by
PCR from S. cerevisiae occulent strains (Fig. 2A)
and transformed into K. marxianus ura3 mutant
(RAK3605).
27)
The resulting transformants were sub-
sequently cultured in 5 ml of YPD overnight. All of the
cultures showed occulation during cultivation (Fig. 2B,
before vortexing), indicating that the S. cerevisiae
FLO1, 5, 9 and 10 genes and the TDH3 promoter were
functional in K. marxianus.
To determine the degree of occulation, overnight
cultures were vigorously vortexed for 1 min, and the cell
TDH3p URA3
FLO genes
Chromosome
TDH3p URA3 FLO genes
B
e
f
o
r
e
v
o
r
t
e
x
i
n
g
A
f
t
e
r
v
o
r
t
e
x
i
n
g
30 s
60 s
1 h
S. cerevisiae-expressing
WT TF WT TF WT TF WT TF
FLO1 FLO5 FLO9 FLO10
FLO1 WT FLO5 FLO9 FLO10
3.0
2.5
2.0
1.5
1.0
kb
A
B
C
Fig. 1. Construction of Flocculating S. cerevisiae.
A, The URA3-TDH3p fragment was amplied from the pST106
plasmid using primers containing targeting sequences and trans-
formed into an S. cerevisiae non-occulent strain. B, Colony PCR
conrmed correct insertion of the fragments. C, Flocculation
phenotype of S. cerevisiae FLO transformants. After culturing, cells
were observed before and after vortexing.
3
8
6
URA3-TDH3p-FLO
5
4
kb
10
FLO1 FLO10 FLO9 FLO5
30 s
60 s
1 h
B
e
f
o
r
e
v
o
r
t
e
x
i
n
g
A
f
t
e
r
v
o
r
t
e
x
i
n
g
WT
A
B
K. marxianus-expressing
FLO1 FLO10 FLO9 FLO5
Fig. 2. Construction of Flocculating K. marxianus by Introduction of
S. cerevisiae FLO Genes.
A, Fragments containing the URA3-TDH3p-FLO genes were
amplied from S. cerevisiae FLO strains and directly transformed
into K. marxianus. B, K. marxianus transformants were observed for
occulation phenotype before and after vortexing.
1092 S. NONKLANG et al.
sedimentation properties were subsequently analyzed.
The cells of K. marxianus containing FLO1, FLO5,
and FLO9 suddenly sedimented after vortexing,
whereas the cells of the FLO10 strain did not settle
even after 1 h (Fig. 2B, after vortexing), indicating that
this gene confers only weak occulation properties in
K. marxianus.
Ethanol production of K. marxianus occulent strains
To examine the ethanol fermentation performance
of the K. marxianus occulation strains, ethanol pro-
duction was compared among these transformants and
wild-type strains (Fig. 3A). When fermentation was
performed in YPD10 medium at 30
C for 12 h, ethanol
concentrations reached 5% in all cases except for the
FLO1 strain (Fig. 3A). The cells of the FLO1 strain
sedimented very strongly at the bottom of the tube,
suggesting that this might aect ethanol fermentation at
30
C, the
ethanol concentrations reached approximately 4.5%, but
all four strains, including FLO1, showed similar ethanol
levels to the wild type. However, the cells of K.
marxianus FLO5 strain lost their occulation ability at
40
C of
the K. marxianus FLO1 strain (Fig. 3A, 30
C or 40
C.
Construction of Flocculent K. marxianus 1093
The thermotolerant K. marxianus yeast strain is an
attractive organism for fuel ethanol production, making
a occulation phenotype highly desirable for this strain
for use in commercial fermentation systems. However,
all of the K. marxianus strains we observed, including
the 17 strains obtained from several yeast culture
collections and many strains isolated in Thailand, were
found to be non-occulent. We assumed therefore that
occulation is not a natural trait of K. marxianus. Due
to the lack of genomic sequence information for
K. marxianus, the presence of FLO homologous genes
cannot be determined at present. Fortunately, however,
we found that a occulation phenotype could be
conferred on the K. marxianus DMKU3-1042 strain by
direct introduction of S. cerevisiae TDH3p-FLO genes.
This indicates that each of the introduced S. cerevisiae
FLO genes and also the TDH3 promoter were functional
in K. marxianus. The degree and stability of occulation
was variable among the K. marxianus FLO strains,
which was not observed in the S. cerevisiae FLO strains.
The occulating K. marxianus FLO1 and FLO9
strains showed strong, stable aggregations even at
40
C.
When the temperature was increased, however, the
K. marxianus FLO1 strain produced ethanol as produc-
tively as the other strains tested. This was probably due
to reduced occulation at the higher temperature, which
has also been reported for S. cerevisiae.
38)
Tightly
packed FLO1 aggregates might limit nutrient transfer
from the surface to the interior of the cell.
Flocculating S. cerevisiae strains capable of growing
at high temperatures have been constructed by protoplast
fusion between the occulating S. cerevisiae IR-2 strain
and the thermotolerant S. cerevisiae EP-1 strain.
35)
Moreover, thermotolerant, osmotolerant, occulating
alcohol producing yeast strains have been isolated
from soil samples,
39)
but the temperatures tolerated by
S. cerevisiae were not at the same levels as K. marx-
ianus, for which the DMKU3-1042 strain was able to
grow even at 49
C.
27)
In summary, this is the rst report describing the
construction of occulent K. marxianus strains by
introduction of the S. cerevisiae FLO1, 5, 9, and 10
genes. The resulting K. marxianus FLO9 strain showed
stable occulation properties and ecient ethanol
fermentation ability at 40
C. Dry cell weights, sucrose (square) and glucose (circle) concentrations, ethanol concentrations, and specic ethanol
production rates were analyzed.
1094 S. NONKLANG et al.
caused by dierent S. cerevisiae FLO genes should also
be useful in the control of fermentation processes.
Investigation of potential applications of these K. marx-
ianus occulent strains in fuel ethanol production is now
in progress.
Acknowledgments
We thank Mrs. Yukie Misumi for technical assistance
and Dr. Kazunobu Matsushita for helpful discussion. We
also acknowledge the technical expertise of the DNA
Core Facility of the Center for Gene Research of
Yamaguchi University. This work was supported in part
by a Ph.D. fellowship from the Scientic Cooperation
Program between the Japan Society for the Promotion of
Science (JSPS) and the National Research Council of
Thailand (NRCT), by the New Energy and Industrial
Technology Development Organization (NEDO), and by
the Program for the Promotion of Basic Research
Activities for Innovative Biosciences (PROBRAIN) of
Japan.
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Construction of Flocculent K. marxianus 1095