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For the purposes of this analysis, I will side with those who
believe that certain words function as cohesive ties because they
signal underlying semantic relations. But this is to say little
until we can characterize these relations in more depth. In the
meantime, I note that there is one common assumption among those
who use cohesion analysis: it is acceptable to study bonds
between sentence clauses. As Leech and Short comment, studying
sentence relations alone "seems rather restrictive for purposes
of literary analysis" (256). In Halliday and Hasan's original
work, cross-clausal cohesion can occur, as it does when a pronoun
refers back to a referent introduced in the previous clause (8).
But when clauses are connected by conjunctions such as but or
therefore, the ties are syntactic rather than semantic, and thus
are not cases of cohesion (8-9)
I will show that Leech and Short are correct in examining clausal
relations as cases of cohesion. To do so involves isolating the
mechanism that underlies a surprising amount of text cohesion,
specifically a logical relation that can be the strong semantic
relation of conditional logic. Thus, we shall be led from a
supplemented theory of cohesion to an examination of the relation
between language and logic. Interclausal and intersentential ties
often exhibit the same type of cohesion, as I suspect
stylisticians unconsciously realize. The proof, though, requires
an analysis of logical structure.
ENTERING THE POEM
I begin by applying an unsupplemented version of Halliday and
Hasan's techniques. Marvell's "To His Coy Mistress" begins: "Had
we but world enough, and time, / This coyness, lady, were no
crime." Halliday and Hasan use the term "exophoric" to
characterize pieces of text that refer to some aspect of the
surrounding speech situation but that are not themselves cohesive
(18). Without a prior reference, the first pronoun--"we"--may be
functioning in this manner. Yet if we consider the title (which
contains "his" and "mistress"), then "we" becomes anaphoric and
thus cohesive. Likewise, "lady" is lexically cohesive, referring
to "we" as well as "mistress." "This coyness" is more complex. It
is anaphoric if we are willing to grant that "coyness" was
introduced in the title. I would like to argue for the
possibility that the phrase also functions cataphorically, that
it also points forward in the text. Halliday and Hasan claim that
a word such as this may be either anaphoric or cataphoric, but
they do not tell us whether it could function both ways at once
(68). Yet one of the interesting differences between natural
language, whether or not in a literary context, and formal logic
is the ability of a word or phrase in a natural language to
perform this sort of double duty. A logically regimented
representation of natural language, however, will assign single
functions to syntactic units: for example, that of quantifier or
variable. Though I claim that logic and cohesion are inextricably
linked, I am not employing the notion of logic as a fully
articulated, abstract system, for this would be to advert to the
type of structures common in formal linguistics. The development
of cohesion theory was, in part, a reaction against the
employment of generative linguistics patterned after formal
logic. Style analyses employing generative grammars focused on
sentence structures rather than on links between sentences.
Halliday and Hasan's work shows us that any linguistic approach
confined to the sentence level is inadequate for the
understanding of text.
For the moment, let us follow Leech and Short and consider the
possibility of some other cohesive tie between the first and
second lines. What are the semantic relations that link one with
another? As a first pass, we can see that Marvell presents us
with a conditional, often expressed in the form "If A, then B."
Indeed, many traditional analyses note this fact, often referring
to the poem's form as a "hypothetical syllogism." Such a
conditional statement links one state of affairs with another,
though the strength of this link may vary considerably from mere
conjunction to full-blown causation. Few commentators have noted,
however, that Marvell's conditional is special: it has
acounterfactual antecedent, signaled by the verb "had." The
resulting subjunctive conditional is not quite captured by
calling it a hypothetical syllogism. The use of the verb "had"
implies that the lovers do not have "world enough, and time"; but
if they did, then there would be no problem with the lady's
coyness. The consequent, by asserting that in the context of the
antecedent condition the lady's coyness would not be a crime,
implies that it is a crime. The rest of the stanza (lines 3-20)
works out the contours of the world created by the antecedent, a
world where the lovers have unlimited time.
LOGIC
At the end of the last section, I used the word world loosely but
appropriately. In recent years, Pavel, Marie-Laure Ryan, and many
others have tried to apply the notion of a "possible world" to
the analysis of literary texts, a notion taken over from the
seminal works of philosopher-logicians such as David Lewis and
Saul Kripke. In the context of the present paper, a possible-
worlds approach offers an alternative to the unsatisfactory
truth-functional analysis of "If . . . then" statements.
According to a truth-functional analysis, if the antecedent of a
conditional is false, then the whole conditional statement must
be true, no matter what the consequent may be. Since subjunctive
conditionals often have contrary-to-fact antecedents (as with
Marvell's first line), all of them would be true according to a
truth-functional analysis. There would be no way to distinguish
true from false ones, or likely from unlikely ones. Thus some
logicians invoke the notion of possible worlds as a way to
explain the semantics of conditionals and subjunctive
conditionals in particular. Where they have differed considerably
is in how exactly to construe possible worlds themselves.
According to David Lewis--in his often cited Counterfactuals as
well as the more recent On the Plurality of Worlds--we should
view possible worlds as real, distinguishing them from the actual
one in which we three-dimensional creatures breathe. For Saul
Kripke, on the other hand, possible worlds are constructs of some
sort from the actual world: we stipulate their existence without
thereby being committed to some bizarre ontology of strange
entities. Possible worlds are not the sorts of things that can be
viewed through special telescopes (44): that is, possible worlds
are created, not discovered. Between these extremes are many
variants, but with Simon Beck we could also identify a third
view, that of "antirealism" in which possible worlds do not
exist: they provide only "a convenient manner of speaking" (121).
Where has this detour into logical semantics gotten us? For one
thing, we can see that coordinating and subordinating
conjunctions (as Halliday and Hasan use the term) may signal the
strength of logical connections. To use one of Halliday and
Hasan's examples (252), surely in "The total came out all wrong,
although all the figures were correct," there is a connection
between two facts or states of affairs, one they call
"contrastive." Following Leech and Short it is difficult to see
why it would not be an example of cohesion. In "The total will
come out all right, unless the figures are incorrect," "unless"
appears to signal full-strength conditionality. I suspect that
all the contrastives, such as but and yet, display subtle
shadings in the strength of connections they signify. Although
authors such as Diane Blakemore rightly claim that the semantics
for but cannot be captured in a truth-functional analysis (125-
41), they have trouble providing a clear mechanism that underlies
its cohesive force. At this point, we can see what motivates the
selection of certain interclausal conjunctions over others: the
strength of the connection between states of affairs picked out
by different clauses can vary. According to this view, there is
no absolute distinction between "loose" conjunctive links and
"tight" causal conditional links: the distinction is a matter of
degree.
The common intuition that there are explicit logical links in the
poem is heightened by Marvell's beginning the third stanza with
"Now therefore"; in fact, the last sentence of the stanza (and
poem) begins "Thus." No doubt Leech and Short are correct when
they remark that therefore signals a relation of reason (250),
but what is the function of "now"? In this case, the word is not
functioning as a demonstrative, but rather as what Halliday and
Hasan call a "continuative." Such a use signals "a new incident
in the story, a new point in the argument, a new role or attitude
being taken by the speaker, and so on" (286). Indeed, the rest of
the stanza reads not as a cold conclusion to an argument, but a
call to vividly amorous activity.
The last two lines begin with a strongly cohesive element: "Thus,
though we cannot make our sun / Stand still, yet we will make him
run." "Thus" connects us not to the immediately preceding
sentence (or in fact to the rest of the stanza), but rather to
the actual world set out in the second stanza: that is, the world
of fleeting time and lost opportunities. Is the "though"
performing a contrastive role as "although" did in Halliday and
Hasan's example, "The total came out all wrong, although all the
figures were correct"? No doubt it is, in addition to a stronger
logical one; this role can be indicated by rewriting the line as
"Even if we cannot make our sun stand still, we can...." The
"even" seems to modify the conditional "if . . . then" in a
complex manner, implying at least the truth of the antecedent
(this possibility hardly exhausts all the semantic overtones).
"Though" behaves in very much the same manner and is another
example of a cohesive tie that works on the basis of conditional
connections: semantic relations that are the basis for what we
loosely refer to as "logical relations."
REVISED COHESION ANALYSIS
Leech and Short suggest a "scale of cohesiveness" on which therefore would be the strongest link,
and and the weakest (250-51). They are on the right track, but the real dirty work is figuring out
what comes in between. I have tried to show that connectives often signal weak or strong
conditional connections, and these in turn underlie logical relations between text constituents.
While investigating these connectives, we find no reason to claim that cohesive linkage between
clauses is different in kind from the linkage between sentences. In the case of "To His Coy
Mistress," failing to examine the logical links between clauses would prevent our seeing how the
poem unfolds within the confines set up in the first two lines.
Although generally enthusiastic in his review of Halliday and Hasan's Cohesion in English,
Stephen A. Bernhardt saw their book as a first step. Future work would
demand the development of more delicate models of analysis which account for the relative force
of various ties and the effects of deliberate versus incidental cohesion. (50)
For at least two reasons, the literature on cohesion contributes little toward characterizing the
"relative force" of ties. First, too many authors lump conjuncts such as but, yet, or and together,
then contrast them with the "strongest" link such as therefore. This in turn can lead to a
dichotomy like Winifred Crombie's in which semantic relations are either "associative" or
"logico-deductive" ( I 13). But as I have argued, these cohesive words lie on a semantic
continuum. Second, no one has tried to isolate the mechanism at work in the cohesion signaled by
connectives; authors assume that cohesion itself is the most basic mechanism. Instead, I have
analyzed a large class of cohesive devices in terms of conditional connections and hence in terms
of logic. The conditional connections, in turn, are to be understood by reference to possible
worlds, or states of affairs. Although some readers may find this scarcely less puzzling, I think
that the arrangement has obvious intuitive advantages. As Robert C. Stalnaker replies to those
who find references to possible worlds completely mystifying,
[a]n analysis makes a claim about a relation among concepts which, if accepted, can be
informative in either direction, or in both directions. It may be as helpful in explaining an obscure
concept to reduce other things to it as to reduce it to other things. (54)
In addition, we can see what so many connectives have in common, and we can begin to provide
a "scale of cohesiveness." As far as determining when "deliberate" cohesion occurs, a
supplemented account assumes that speakers or writers choose particular connectives precisely
because they signal differences in the semantic ties between states of affairs.
Perhaps no one will account satisfactorily for possible worlds. Certainly I have not argued for any
particular interpretation; instead, I concentrate on the primacy of the conditional, rather than the
nature of possible worlds. I am sure that even if possible worlds turn out to be nothing more than
a "convenient manner of speaking," conditionality will continue to figure prominently in logical
semantics. Besides, when we worry that possible worlds may be nothing more than metaphors,
we forget that the language of logical analysis--filled with statements about premises supporting
conclusions and conclusions following premises--is filled with metaphor. But this hardly requires
that such language forfeit its place in discussions of reasoning.
Our ardor for linguistic theory has cooled. No longer do we believe that a straightforward
application of some new formalism will spin out literary insights. Yet perhaps Halliday and Hasan
are too modest when they claim that "[t]he analysis of cohesion .. . will not in general add
anything new to the interpretation of a text" (328). The study of cohesion firmly embeds logic in
literary criticism. My program for revising cohesion theory, beginning as it does with our
intuitions of the "logic" in Marvell's poem, ultimately is tested by turning it back on the poem. By
doing so, we find that the old divisions between logic and language and between logic and
rhetoric should never have occurred.