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WCDMA RAN Fundamental

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The first generation is the analog cellular mobile communication network in the time period from the middle of 1970s to the middle of 1980s. The most important breakthrough in this period is the concept of cellular networks put forward by the Bell Labs in the 1970s, as compared to the former mobile communication systems. The cellular network system is based on cells to implement frequency reuse and thus greatly enhances the system capacity. The typical examples of the first generation mobile communication systems are the AMPS system and the later enhanced TACS of USA, the NMT and the others. The AMPS (Advanced Mobile Phone System) uses the 800 MHz band of the analog cellular transmission system and it is widely applied in North America, South America and some Circum-Pacific countries. The TACS (Total Access Communication System) uses the 900 MHz band. It is widely applied in Britain, Japan and some Asian countries. The main feature of the first generation mobile communication systems is that they use the frequency reuse technology, adopt analog modulation for voice signals and provide an analog subscriber channel every other 30 kHz/25 kHz. However, their defects are also obvious:
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Low utilization of the frequency spectrum Limited types of services No high-speed data services Poor confidentiality and high vulnerability to interception and number embezzlement Confidential Information of Huawei. No Spreading Without Permission High equipment cost

WCDMA RAN Fundamental


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To solve these fundamental technical defects of the analog systems, the digital mobile communication technologies emerged and the second generation mobile communication systems represented by GSM and IS-95 came into being in the middle of 1980s. The typical examples of the second generation cellular mobile communication systems are the DAMPS of USA, the IS-95 and the European GSM system. The GSM (Global System for Mobile Communications) is originated from Europe. Designed as the TDMA standard for mobile digital cellular communications, it supports the 64 kbps data rate and can interconnect with the ISDN. It uses the 900 MHz band while the DCS1800 system uses the 1800 MHz band. The GSM system uses the FDD and TDMA modes and each carrier supports eight channels with the signal bandwidth of 200 kHz. The DAMPS (Digital Advanced Mobile Phone System) is also called the IS-54 (North America Digital Cellular System). Using the 800 MHz bandwidth, it is the earlier of the two North America digital cellular standards and specifies the use of the TDMA mode. The IS-95 standard is another digital cellular standard of North America. Using the 800 MHz or 1900 MHz band, it specifies the use of the CDMA mode and has already become the first choice among the technologies of American PCS (Personal Communication System) networks. Since the 2G mobile communication systems focus on the transmission of voice and low-speed data services, the 2.5G mobile communication systems emerged in 1996 to address the medium-rate data transmission needs. These systems include GPRS and IS-95B. The CDMA system has a very large capacity that is equivalent to ten or even twenty times that of the analog systems. But the narrowband CDMA technologies come into maturity at a time later than the GSM technologies, their application far lags behind the GSM ones and currently they have only found large-scale commercial applications in North America, Korea and China. The major services of mobile communications are currently still voice services and low-speed data services. With the development of networks, data and multimedia communications have also witnessed rapid development; therefore, the target of the 3G mobile communication is to implement broadband multimedia communication. The 3G mobile communication systems are a kind of communication system that can provide multiple kinds of high quality multimedia services and implement Confidential Information of Huawei. No Spreading Without Permission global seamless coverage and global roaming. They are compatible with the fixed networks and can implement any kind of communication at any time and any place

WCDMA RAN Fundamental

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Put forward in 1985 by the ITU (International Telecommunication Union), the 3G mobile communication system was called the FPLMTS (Future Public Land Mobile Telecommunication System) and was later renamed as IMT-2000 (International Mobile Telecommunication-2000). The major systems include WCDMA, cdma2000 and UWC-136. On November 5, 1999, the 18th conference of ITU-R TG8/1 passed the Recommended Specification of Radio Interfaces of IMT-2000 and the TD-SCDMA technologies put forward by China were incorporated into the IMT2000 CDMA TDD part of the technical specification. This showed that the work of the TG8/1 in formulating the technical specifications of radio interfaces in 3G mobile communication systems had basically come into an end and the development and application of the 3G mobile communication systems would enter a new and essential phase. The 3GPP is an organization that develops specifications for a 3G system based on the UTRA radio interface and on the enhanced GSM core network. The 3GPP2 initiative is the other major 3G standardization organization. It promotes the CDMA2000 system, which is also based on a form of WCDMA technology. In the world of IMT-2000, this proposal is known as IMT-MC. The major difference between the 3GPP and the 3GPP2 approaches into the air interface specification development is that 3GPP has specified a completely new air interface without any constraints from the past, whereas 3GPP2 has specified a system that is backward compatible with IS-95 systems.
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ITU has allocated 230 MHz frequency for the 3G mobile communication system IMT-2000: 1885 ~ 2025MHz in the uplink and 2110~ 2200 MHz in the downlink. Of them, the frequency range of 1980 MHz ~ 2010 MHz (uplink) and that of 2170 MHz ~ 2200 MHz (downlink) are used for mobile satellite services. As the uplink and the downlink bands are asymmetrical, the use of dual-frequency FDD mode or the single-frequency TDD mode may be considered. This plan was passed in WRC92 and new additional bands were approved on the basis of the WRC-92 in the WRC2000 conference in the year 2000: 806 MHz ~ 960 MHz, 1710 MHz ~ 1885 MHz and 2500 MHz ~ 2690 MHz.

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WCDMA RAN Fundamental

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The WCDMA system uses the following frequency spectrum (bands other than those specified by 3GPP may also be used): Uplink 1920 MHz ~ 1980 MHz and downlink 2110 MHz ~ 2170 MHz. Each carrier frequency has the 5M band and the duplex spacing is 190 MHz. In America, the used frequency spectrum is 1850 MHz ~ 1910 MHz in the uplink and 1930 MHz ~ 1990 MHz in the downlink and the duplex spacing is 80 MHz.

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WCDMA RAN Fundamental

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Compatible with abundant services and applications of 2G, 3G system has an open integrated service platform to provide a wide prospect for various 3G services. Features of 3G Services 3G services are inherited from 2G services. In a new architecture, new service capabilities are generated, and more service types are available. Service characteristics vary greatly, so each service features differently. Generally, there are several features as follows:
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Compatible backward with all the services provided by GSM. The real-time services (conversational) such as voice service generally have the QoS requirement. The concept of multimedia service (streaming, interactive, background) is introduced.

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Formulated by the European standardization organization 3GPP, the core network evolves on the basis of GSM/GPRS and can thus be compatible with the existing GSM/GPRS networks. It can be based on the TDM, ATM and IP technologies to evolve towards the all-IP network architecture. Based on the ATM technology, the UTRAN uniformly processes voice and packet services and evolves towards the IP network architecture. The cdma2000 system is a 3G standard put forward on the basis of the IS-95 standard. Its standardization work is currently undertaken by 3GPP2. Circuit Switched (CS) domain is adapted from the 2G IS95 CDMA network, Packet Switched (PS) domain is A packet network based on the Mobile IP technology. Radio Access Network (RAN) is based on the ATM switch platform, it provides abundant adaptation layer interfaces.

The TD-SCDMA standard is put forward by the Chinese Wireless Telecommunication Standard (CWTS) Group and now it has been merged into the specifications related to the WCDMA-TDD of 3GPP. The core network evolves on the basis of GSM/GPRS. The air interface adopts the TD-SCDMA mode.

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In mobile communication systems, GSM adopts TDMA; WCDMA, cdma2000 and TD-SCDMA adopt CDMA.

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WCDMA RAN Fundamental

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Frequency Division Multiple Access means dividing the whole available spectrum into many single radio channels (transmit/receive carrier pair). Each channel can transmit one-way voice or control information. Analog cellular system is a typical example of FDMA structure. Time Division Multiple Access means that the wireless carrier of one bandwidth is divided into multiple time division channels in terms of time (or called timeslot). Each user occupies a timeslot and receives/transmits signals within this specified timeslot. Therefore, it is called time division multiple access. This multiple access mode is adopted in both digital cellular system and GSM. CDMA is a multiple access mode implemented by Spreading Modulation. Unlike FDMA and TDMA, both of which separate the user information in terms of time and frequency, CDMA can transmit the information of multiple users on a channel at the same time. The key is that every information before transmission should be modulated by different Spreading Code to broadband signal, then all the signals should be mixed and send. The mixed signal would be demodulated by different Spreading Code at the different receiver. Because all the Spreading Code is orthogonal, only the information that was be demodulated by same Spreading Code can be reverted in mixed signal.

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WCDMA RAN Fundamental

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In third generation mobile communication systems, WCDMA and cdma2000 adopt frequency division duplex (FDD), TD-SCDMA adopts time division duplex (TDD).

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WCDMA including the RAN (Radio Access Network) and the CN (Core Network). The RAN is used to process all the radio-related functions, while the CN is used to process all voice calls and data connections within the UMTS system, and implements the function of external network switching and routing. Logically, the CN is divided into the CS (Circuit Switched) Domain and the PS (Packet Switched) Domain. UTRAN, CN and UE (User Equipment) together constitute the whole UMTS system A RNS is composed of one RNC and one or several Node Bs. The Iu interface is used between RNC and CN while the Iub interface is adopted between RNC and Node B. Within UTRAN, RNCs connect with one another through the Iur interface. The Iur interface can connect RNCs via the direct physical connections among them or connect them through the transport network. RNC is used to allocate and control the radio resources of the connected or related Node B. However, Node B serves to convert the data flows between the Iub interface and the Uu interface, and at the same time, it also participates in part of radio resource management.

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WCDMA RAN Fundamental

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The overall structure of the WCDMA network is defined in 3GPP TS 23.002. Now, there are the following three versions: R99, R4, R5. 3GPP began to formulate 3G specifications at the end of 1998 and beginning of 1999. As scheduled, the R99 version would be completed at the end of 1999, but in fact it was not completed until March, 2000. To guarantee the investment benefits of operators, the CS domain of R99 version do not fundamentally change., so as to support the smooth transition of GSM/GPRS/3G. After R99, the version was no longer named by the year. At the same time, the functions of R2000 are implemented by the following two phases: R4 and R5. In the R4 network, MSC as the CS domain of the CN is divided into the MSC Server and the MGW, at the same time, a SGW is added, and HLR can be replaced by HSS (not explicitly specified in the specification).

In the R5 network, the end-to-end VOIP is supported and the core network adopts plentiful new function entities, which have thus changed the original call procedures. With IMS (IP Multimedia Subsystem), the network can use HSS instead of HLR. In the R5 network, HSDPA (High Speed Downlink Packet Access) is also supported, it can support high speed data service. In the R6 network, the HSUPA is supported which can provide UL service rate up to 5.76Mbps. And MBMS (MultiMedia Broadcast Multicast Service) is also Confidential Information of Huawei. No Spreading Without Permission supported.

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Source coding can increase the transmitting efficiency. Channel coding can make the transmission more reliable. Spreading can increase the capability of overcoming interference. Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


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Bit : data after source coding Symbol: data after channel coding and interleaving Chip: data after spreading

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WCDMA RAN Fundamental

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AMR is compatible with current mobile communication system (GSM, IS-95, PDC and so on), thus, it will make multi-mode terminal design easier. The AMR codec offers the possibility to adapt the coding scheme to the radio channel conditions. The most robust codec mode is selected in bad propagation conditions. The codec mode providing the highest source rate is selected in good propagation conditions. During an AMR communication, the receiver measures the radio link quality and must return to the transmitter either the quality measurements or the actual codec mode the transmitter should use during the next frame. That exchange has to be done as fast as possible in order to better follow the evolution of the channel s quality.

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Source coding can increase the transmitting efficiency. Channel coding can make the transmission more reliable. Spreading can increase the capability of overcoming interference. Scrambling can make transmission in security. Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


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Bit : data after source coding Symbol: data after channel coding and interleaving Chip: data after spreading

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WCDMA RAN Fundamental

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During the transmission, there are many interferences and fading. To guarantee reliable transmission, system should overcome these influence through the channel coding which includes block coding, channel coding and interleaving. Block coding: The encoder adds some redundant bits to the block of bits and the decoder uses them to determine whether an error has occurred during the transmission. This is used to calculate Block Error Ratio (BLER) used in the outer loop power control. The CRC (Cyclic Redundancy Check) is used for error checking of the transport blocks at the receiving end. The CRC length that can be inserted has four different values: 0, 8, 12, 16 and 24 bits. The more bits the CRC contains, the lower is the probability of an undetected error in the transport block in the receiver.

Note that certain types of block codes can also be used for error correction, although these are not used in WCDMA.

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WCDMA RAN Fundamental

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UTRAN employs two FEC schemes: convolutional codes and turbo codes. The idea is to add redundancy to the transmitted bit stream, sO that occasional bit errors can be corrected in the receiving entity. The first is convolution that is used for anti-interference. Through the technology, many redundant bits will be inserted in original information. When error code is caused by interference, the redundant bits can be used to recover the original information. Convolutional codes are typically used when the timing constraints are tight. The coded data must contain enough redundant information to make it possible to correct some of the detected errors without asking for repeats. Turbo codes are found to be very efficient because they can perform close to the theoretical limit set by the Shannon s Law. Their efficiency is best with high data rate services, but poor on low rate services. At higher bit rates, turbo coding is more efficient than convolutional coding. In WCDMA network, both Convolution code and Turbo code are used. Convolution code applies to voice service while Turbo code applies to high rate data service. Note that both block codes and channel codes are used in the UTRAN. The idea behind this arrangement is that the channel decoder (either a convolutional or turbo decoder) tries to correct as many errors as possible, and then the block decoder (CRC check) offers its judgment on whether the resulting information is good enough to be used in the higher layers.
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Channel coding works well against random errors, but it is quite vulnerable to bursts of errors, which are typical in mobile radio systems. The especially fast moving UE in CDMA systems can cause consecutive errors if the power control is not fast enough to manage the interference. Most coding schemes perform better on random data errors than on blocks of errors. This problem can be eased with interleaving, which spreads the erroneous bits over a longer period of time. By interleaving, no two adjacent bits are transmitted near to each other, and the data errors are randomized. The longer the interleaving period, the better the protection provided by the time diversity. However, longer interleaving increases transmission delays and a balance must be found between the error resistance capabilities and the delay introduced.

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Source coding can increase the transmitting efficiency. Channel coding can make the transmission more reliable. Spreading can increase the capability of overcoming interference. Scrambling can make transmission in security. Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


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Bit : data after source coding Symbol: data after channel coding and interleaving Chip: data after spreading

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WCDMA RAN Fundamental

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Correlation is used to measure similarity of any two arbitrary signals. It is computed by multiplying the two signals and then summing (integrating) the result over a defined time windows. The two signals of figure (a) are identical and therefore their correlation is 1 or 100 percent. In figure (b) , however, the two signals are uncorrelated, and therefore knowing one of them does not provide any information on the other.

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WCDMA RAN Fundamental

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By spreading, each symbol is multiplied with all the chips in the orthogonal sequence assigned to the user. The resulting sequence is processed and is then transmitted over the physical channel along with other spread symbols. In this figure, 4-digit codes are used. The product of the user symbols and the spreading code is a sequence of digits that must be transmitted at 4 times the rate of the original encoded binary signal.

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The receiver dispreads the chips by using the same code used in the transmitter. Notice that under no-noise conditions, the symbols or digits are completely recovered without any error. In reality, the channel is not noise-free, but CDMA system employ Forward Error Correction techniques to combat the effects of noise and enhance the performance of the system. When the wrong code is used for dispreading, the resulting correlation yields an average of zero. This is a clear demonstration of the advantage of the orthogonal property of the codes. Whether the wrong code is mistakenly used by the target user or other users attempting to decode the received signal, the resulting correlation is always zero because of the orthogonal property of codes.

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WCDMA RAN Fundamental

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Traditional radio communication systems transmit data using the minimum bandwidth required to carry it as a narrowband signal. CDMA system mix their input data with a fast spreading sequence and transmit a wideband signal. The spreading sequence is independently regenerated at the receiver and mixed with the incoming wideband signal to recover the original data. The dispreading gives substantial gain proportional to the bandwidth of the spread-spectrum signal. The gain can be used to increase system performance and range, or allow multiple coded users, or both. A digital bit stream sent over a radio link requires a definite bandwidth to be successfully transmitted and received.

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For common services, the bit rate of voice call is 12.2kbps, the bit rate of video phone is 64kbps, and the highest packet service bit rate is 384kbps(R99). After the spreading, the chip rate of different service all become 3.84Mcps.

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WCDMA RAN Fundamental

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Spreading means increasing the bandwidth of the signal beyond the bandwidth normally required to accommodate the information. The spreading process in UTRAN consists of two separate operations: channelization and scrambling. The first operation is the channelization operation, which transforms every data symbol into a number of chips, thus increasing the bandwidth of the signal. The number of chips per data symbol is called the Spreading Factor (SF). Channelization codes are orthogonal codes, meaning that in ideal environment they do not interfere each other. The second operation is the scrambling operation. Scrambling is used on top of spreading, so it does not change the signal bandwidth but only makes the signals from different sources separable from each other. As the chip rate is already achieved in channelization by the channelization codes, the chip rate is not affected by the scrambling.

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WCDMA RAN Fundamental

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Orthogonal codes are easily generated by starting with a seed of 1, repeating the 1 horizontally and vertically, and then complementing the -1 diagonally. This process is to be continued with the newly generated block until the desired codes with the proper length are generated. Sequences created in this way are referred as !Walsh" code. Channelization uses OVSF code, for keeping the orthogonality of different subscriber physical channels. OVSF can be defined as the code tree illustrated in the following diagram. Channelization code is defined as Cch SF, k,, where, SF is the spreading factor of the code, and k is the sequence of code, 0#k#SF-1. Each level definition length of code tree is SF channelization code, and the left most value of each spreading code character is corresponding to the chip which is transmitted earliest.

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WCDMA RAN Fundamental

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The channelization codes are Orthogonal Variable Spreading Factor (OVSF) codes. They are used to preserve orthogonality between different physical channels. They also increase the clock rate to 3.84 Mcps. The OVSF codes are defined using a code tree. In the code tree, the channelization codes are individually described by Cch,SF,k, where SF is the Spreading Factor of the code and k the code number, 0 k SF-1. A channelization sequence modulates one user s bit. Because the chip rate is constant, the different lengths of codes enable to have different user data rates. Low SFs are reserved for high rate services while high SFs are for low rate services. The length of an OVSF code is an even number of chips and the number of codes (for one SF) is equal to the number of chips and to the SF value. The generated codes within the same layer constitute a set of orthogonal codes. Furthermore, any two codes of different layers are orthogonal except when one of the two codes is a mother code of the other. For example C4,3 is not orthogonal with C1,0 and C2,1, but is orthogonal with C2,0. SF in uplink is from 4 to 256. SF in downlink is from 4 to 512.

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WCDMA RAN Fundamental

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For voice service (AMR), downlink SF is 128, it means there are 128 voice services maximum can be supported in one WCDMA carrier; For Video Phone (64k packet data) service, downlink SF is 32, it means there are 32 voice services maximum can be supported in one WCDMA carrier.

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WCDMA RAN Fundamental

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In addition to spreading, part of the process in the transmitter is the scrambling operation. This is needed to separate terminals or base stations from each other.

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Different scrambling codes will be planned to different cells in downlink. Different scrambling codes will be allocated to different UEs in uplink. The scrambling code is always applied to one 10 ms frame. In UMTS, Gold codes are chosen for their very low peak cross-correlation.

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WCDMA RAN Fundamental

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There are totally 512 primary scrambling codes defined by 3GPP. They are further divided into 64 primary scrambling code groups. There are 8 primary scrambling codes in every group. Each cell is allocated with only one primary scrambling code.

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Source coding can increase the transmitting efficiency. Channel coding can make the transmission more reliable. Spreading can increase the capability of overcoming interference. Scrambling can make transmission in security. Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding Symbol: data after channel coding and interleaving Chip: data after spreading

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WCDMA RAN Fundamental

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A data-modulation scheme defines how the data bits are mixed with the carrier signal, which is always a sine wave. There are three basic ways to modulate a carrier signal in a digital sense: amplitude shift keying (ASK), frequency shift keying (FSK), and phase shift keying (PSK). In ASK the amplitude of the carrier signal is modified by the digital signal. In FSK the frequency of the carrier signal is modified by the digital signal. The PSK family is the most widely used modulation scheme in modern cellular systems. There are many variants in this family, and only a few of them are mentioned here.

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WCDMA RAN Fundamental

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In binary phase shift keying (BPSK) modulation, each data bit is transformed into a separate data symbol. The mapping rule is 1 $> + 1 and 0 $ > $ 1. There are only two possible phase shifts in BPSK, 0 and % radians. NRZ means none return zero.

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WCDMA RAN Fundamental

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The quadrature phase shift keying (QPSK) modulation has four phases: 0, %/2, %, and 3%/2 radians. Two data bits are transformed into one complex data symbol; A symbol is any change (keying) of the carrier.

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The UTRAN air interface uses QPSK modulation in the downlink, although HSDPA may also employ 16 Quadrature Amplitude Modulation (16QAM). 16QAM requires good radio conditions to work well. As seen, with 16QAM also the amplitude of the signal matters. As explained, in QPSK one symbol carries two data bits; in 16QAM each symbol includes four bits. Thus, a QPSK system with a chip rate of 3.84Mcps could theoretically transfer 2 3.84 = 7.68 Mbps, and a 16QAM system could transfer 4 3.84 Mbps = 15.36 Mbps. In 3GPP also the usage of 64QAM with HSDPA has been studied.

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WCDMA RAN Fundamental

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Source coding can increase the transmitting efficiency. Channel coding can make the transmission more reliable. Spreading can increase the capability of overcoming interference. Scrambling can make transmission in security. Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding Symbol: data after channel coding and interleaving Chip: data after spreading

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WCDMA RAN Fundamental

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A mobile communication channel is a multi-path fading channel and any transmitted signal reaches a receive end by means of multiple transmission paths, such as direct transmission, reflection, scatter, etc.

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WCDMA RAN Fundamental

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WCDMA RAN Fundamental

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Furthermore, with the moving of a mobile station, the signal amplitude, delay and phase on various transmission paths vary with time and place. Therefore, the levels of received signals are fluctuating and unstable and these multi-path signals, if overlaid, will lead to fast fading. Fast fading conforms to Rayleigh distribution. The mid-value field strength of fast fading has relatively gentle change and is called !slow fading". Slow fading conforms to lognormal distribution.

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WCDMA RAN Fundamental

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Diversity technology means that after receiving two or more input signals with mutually uncorrelated fading at the same time, the system demodulates these signals and adds them up. Thus, the system can receive more useful signals and overcome fading.

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WCDMA RAN Fundamental

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Diversity technology is an effective way to overcome overlaid fading. Because it can be selected in terms of frequency, time and space, diversity technology includes frequency diversity, time diversity and space diversity. Time diversity: Channel coding Frequency diversity: WCDMA is a kind of frequency diversity. The signal energy is distributed on the whole bandwidth. Space diversity: using two antennas

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WCDMA RAN Fundamental

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The RAKE receiver is a technique which uses several baseband correlators to individually process multipath signal components. The outputs from the different correlators are combined to achieve improved reliability and performance. When WCDMA system is designed for cellular system, the inherent widebandwidth signals with their orthogonal Walsh functions were natural for implementing a RAKE receiver. In WCDMA system, the bandwidth is wider than the coherence bandwidth of the cellular. Thus, when the multi-path components are resolved in the receiver, the signals from different paths are uncorrelated with each other. The receiver can then combine them using some combining schemes. So with RAKE receiver WCDMA system can use the multi-path characteristics of the channel to get signal with better quality.

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