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Research Misconduct
Royal College of Physicians 1999 Behavior by a researcher, intentional or not, that falls short of good ethical and scientific standards
Research Misconduct
UK Medical Research Council Research misconduct or fraud means fabrication, falsification, plagiarism, or deception in proposing, carrying out or reporting results of research and deliberate, dangerous or negligent deviations from accepted practices in carrying out research.
Misconduct - Categories
(Royal College of Physicians 199)
Fabrication : invention of data or cases Falsification: willful distortion of data Plagiarism : copying of ideas, data, or words without attribution Failing to get EC approval Conducting human research without consent Not including data on side effects in a trial Publication of post hoc analysis without declaration that they were post hoc Not attributing to other authors Not disclosing a conflict of interest
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Misconduct
Intentional wrongdoing
Fraud
Willful deception
Malpractices : Causes
Error
Innocent Ignorance
Misconduct
Surprising Sloppiness
Fraud
Malicious Malfeasance
Innocent Ignorance
Misconduct of the uninformed kind
Noncompliance based on lack of understanding the regulatory consequences of an action. The act itself is usually intentional but the noncompliance is unintentional, not usually done to deliberately deceive
Innocent Ignorance
Backdating the subjects signature on a consent form because the subject forgot to date the form originally and the monitor is coming tomorrow! Discarding source documents after accurate transcription and reporting transcribed data as original Creating source documents from CRFs
Surprising Sloppiness
Misconduct of the lazy kind
Noncompliance due to inaction, inattention to detail, inadequate staff, lack of supervision. The act itself may be intentional or unintentional, the noncompliance is unintentional and usually repeated
Surprising Sloppiness
Consent forms inadvertently not obtained from subjects Blood pressures rounded to the nearest 5mm Data estimated rather than actually measured Data inaccurately transcribed or recorded Protocol ignored or shortcuts taken
Malicious Malfeasance
Misconduct of the sleazy kind
Usually noncompliance due to deliberate action to deceive or mislead includes The F Word: Falsification
Malicious Malfeasance
creating data that were never obtained altering data that were obtained by substituting different data recording or obtaining data from a specimen, sample or test whose origin is not accurately described or in a way that does not accurately reflect the data
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Misconduct Costs
Falsification places all subjects in that trial at possible safety risk and jeopardizes the reliability of submitted and/or published data Cost per error $50-80 and 15 minutes time
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Detection
Monitor and recognize signs of fraud
Correction
Promptly investigate and report fraud
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Prevention of Fraud
Make sure all study staff have the necessary resources and support needed to accomplish their tasks Dont place needless requirements or unreasonable demands on the site Monitor sites closely and pay attention to complaints from site personnel Minimize the use of enrollment incentives
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Debarment Prosecution
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Debarment
removes individuals from approval process FDA will not accept or review applications from debarred individuals or companies
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The integrity, probity, skill and trustworthiness of scientific and medical researchers are essential if public confidence is to be assured Royal College of Physicians 1999
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