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1. The loss of nitrogen from land to water is a complex process controlled by natural and man-made factors. In terms of natural processes,
the effects of climate (particularly temperature and rainfall) and soil type are critical to the rate and nature of losses. In addition to crop
type, amount and timing of fertiliser application will influence the amount of N potentially available for leaching as nitrate from the soil. This
Annex considers these issues in the context of the Nitrate Vulnerable Zones in Scotland, and makes use of information extracted from
scientific evidence provided by DEFRA. The Defra 2006 research, referenced to in this Annex and in paragraph 6 of the summary
consultation document, is not yet published. Information is also taken from the SAC Report entitled 'The Assessment of Benefits and Costs
of Changes to the Nitrate Vulnerable Zones Action Programme in Scotland' (2006), and SAC's ' Proposed Organic Manure and Nitrogen
Chemical Fertilisers Closed Periods For The Proposed Surface Water And Groundwater Nitrate Vulnerable Zones' (2001).
Background
The Nitrogen Cycle - Nitrate Generation
2. Nitrogen (N) is naturally present in the environment in many forms. The N cycle is a complex ongoing process, which includes transfers
of N from land to water and air (Fig. 1).
Figure 1 The N cycle (source: DEFRA, 2006)
3. Most N (78% of the atmosphere) is present as gaseous N2. Most organisms cannot break the powerful triple bond of the N2 molecule's
atoms. For plants to grow and animals to thrive, they need the element in a reactive, fixed form that is bonded to carbon, hydrogen, or
oxygen, most often as organic nitrogen compounds (such as amino acids), ammonium (NH4 +), or nitrate (NO3 -). Animals obtain their
reactive N from eating plants and other animals in the food chain, plants obtain their reactive N from the soil or water.
4. On a global scale, N is conserved. However, the agricultural N cycle disturbs this balanced state through added inputs of reactive mineral
N (Nmin3 ), to produce food.. Since the start of the 20th Century, mankind has produced increasingly more reactive N, intentionally as
fertiliser (and unintentionally as a by-product of combusting fossil fuels).
N Mineralisation
5. Breakdown of organic N (from manure, soil organic matter, plant residues) by the soil microflora ('mineralisation') releases ammonium
ions (NH4 +) that can then be nitrified to nitrate via nitrite (NO2 -) (Fig. 2). The nitrate and ammonium ions make up the pool of N that is
immediately available for plant uptake.
11. Nitrate leaching occurs when drainage water moves through the soil and takes with it nitrate. Drainage most commonly occurs when
water use by the crop is small and evapotranspiration 10 is exceeded by rainfall. Fig 3 shows a representation of the interaction between
crop N uptake and soil mineral N level for winter wheat. The general picture holds for all arable crops and grass, with a rapid uptake of N in
spring/summer and a corresponding decline in soil nitrate, followed by an increase in soil nitrate towards autumn as crop N uptake slows
(grass) or stops (harvest of annual crops).
Figure 3. Leaching risk - synchronicity between N supply and crop uptake (source DEFRA, 2006)
12. Leaching risk can therefore be characterised in terms of the likelihood of drainage occurring and the size of the soil nitrate pool at that
time (Table 1):
Table 1. Risks of losses of NO3 through leaching (source: DEFRA, 2006)
Period
AutumnWinter
Spring
POSSIBLE
HIGH
LOW
In wet springs.
Spring sown crops at greatest risk.
Leached NO3 may be moved down the soil profile but
some may be recovered as deep roots develop.
Summer
13. To understand loss processes and to make it easier to identify measures to decrease nitrate loss, nitrate leaching can be considered as
either a 'loss of soil nitrate' or an 'incidental loss', depending on how and when nitrate is leached.
14. By loss of soil nitrate, we mean the soil nitrate pool that is sitting within the soil matrix and is leached out when drainage occurs in
autumn/winter. Therefore, it is the autumn soil nitrate pool that is most susceptible. Many factors influence the size of the autumn nitrate
pool, mainly relating to:-
how the previous crop was managed ( e.g. N fertiliser rate versus N uptake, irrigation on drought prone soils);
N mineralised from crop residue: (depends on nature of residue especially N content, C:N ratio and rate of decomposition;
whether incorporated or removed from the field);
N mineralised from soil after harvest (depends on previous history; and type and timing of cultivation); and
N uptake during autumn: presence of well-developed crop ( e.g. grass, cover crop; oil seed rape but not in general winter
cereals).
15. The aim for minimising nitrate leaching, therefore, should be to minimise the size of this autumn nitrate pool.
16. By incidental loss, we mean the leaching of nitrate derived from recently applied N sources before it can be taken up by a crop. These
losses can be minimised by minimising the quantity of N that is applied to soils at inappropriate times. For example, autumn applied slurry
or N fertiliser is at risk of incidental loss during the autumn/winter. Heavy rainfall in spring will also put some manure and fertiliser
applications at risk. Simple steps can be taken to minimise this risk.
Effect of soil type
17. The quantity of N leached will be determined by rainfall and by the soil texture. In Scotland, because of the soil composition, wetter
areas will tend to lose more nitrate - but the concentrations are lower.
18. For a given agricultural system, losses from sandy soils will generally be more rapid ( i.e. less water is required for the nitrate to leach
from the soil profile) and hence at a greater concentration. However, the role of the soil's hydrology needs also to be considered. Whereas
sandy soils and shallow soils overlying rock are considered to be at greatest risk of nitrate loss, drained clay soils may also present
considerable risk, especially for loss of surface applied N. Much depends on whether the nitrate is held in the soil matrix and therefore
protected to some extent from leaching, or whether the nitrate is able to move quickly down cracks, fissures or macropores within the soil
or to drains. Thus, the connectivity between soil surface and the drains will be an important factor.
19. The mechanism for drainage through permeable soils such as sandy and loamy soils is relatively straightforward: incoming water
displaces soil water downwards, carrying nitrate in the soil profile downwards and towards the groundwater. This process can be described
as 'piston flow' - combined with dispersion as nitrate moves downwards, it results in generally smooth nitrate leaching curves (Fig. 4(a)).
Concentration of nitrate in leachate reflects the concentration in the soil water.
20. However, the mechanism for nitrate movement to surface waters is more complex and variable (Armstrong et al., 1999 11). In heavier
textured, structured soils (clays and clay loams), the bulk of the soil cannot transmit water fast, and water cannot percolate to depth. After
a rainfall event, surplus water is transmitted either downwards via cracks in the soil or over the surface ('surface run-off'). There is a
limited capacity for infiltration, unless lateral movement can occur in the soil. For this reason these soils often have drains installed,
especially under arable cropping, to carry surplus water away laterally to ditches - 'soil water drainage'. This rapid water flow does not
equilibrate fully with the soil profile - in winter, storm events are characterised by reduced nitrate concentrations. However it can carry
nitrate and other pollutants from the surface, and therefore act as a vector for losses from freshly applied manures which would in more
permeable soils be delayed by movement through the soil matrix. Most of this rapid water flow occurs when the soil is fully wetted up, but
some may also occur, in heavy storms, when there is a soil moisture deficit.
21. Water (and nitrate) movement through clay soils can therefore occur as:-
Figure 4 Examples of the different nitrate concentration profiles for water draining downwards-(a) a smooth curve in a sandy soil and (b)
the more complex profile of water moving through the drains of a clay soil. (source: DEFRA, 2006)
Proposed Measures for Reducing Losses of Nitrate
24. In deriving the proposed closed periods for organic manure with high available N we have taken account of both leaching risks and the
potential risk of surface run-off. Timing of application, soil type and type of crop all affect the losses of N that can be expected. Losses
occur either directly, if slurries are applied in the autumn at the end of the growing season, or indirectly, if insufficient account is taken of
their N supply when calculating a fertiliser recommendation. Although effective manure management can minimise nitrate loss from the
field, fields receiving regular applications of manure will inevitably leach more nitrate, simply because of the amount of N in the soil-crop
system.
Impact of timing of manure applications on nitrate leaching
25. SAC/ ADAS investigated the effect of the date of manure application on the proportion of the applied N which is leached using
the MANNERprogram (Chambers et al., 1999 13), as recently modified to take account of recent research findings under the DEFRA project
KT0106. The model estimates:
delay before the manure ammonium or uric acid N is nitrified and therefore at risk of leaching; and
leaching as a function of soil properties and excess rainfall between application date and end of drainage.
Table 2 Manure N composition data (source: SAC 2006)
50
60
Broiler litter
30 kg/t
40
Table 3 Calculated quantity of N at risk of leaching (kg/ha ) after allowance for ammonia volatilisation, assuming total N applied as manure
was 170 kg/ha N. (source: SAC 2006)
74
54
54
Pig slurry 4% DM
93
76
76
Broiler litter
67
49
41
26. An annual quantity of Hydrologically Effective Rainfall 14 ( HER) of 450 mm was deemed to be typical of the NVZs in Scotland. This value
is consistent with that used in Oglethorpe et al., 2002 15. Rainfall data from the UKCIPS database for the Borders NVZ area was used, and
modified marginally to give exactly 450 mm of HER. The monthly distribution of rainfall and HER which was used is shown below (Table 4).
Table 4 Water balance data assumed in the study (source: SAC 2006)
83.1
10.7
72.2
February
59.8
12.7
49.5
March
67.7
22.5
54.3
April
49.8
44.1
24.0
May
65.3
65.6
16.3
June
58.9
74.7
0.0
July
64.7
51.2
0.0
August
78.6
35.0
12.5
September
77.9
21.2
51.6
October
77.1
19.7
54.5
November
72.1
11.8
52.2
December
75.3
10.8
62.6
Total
830.3
380.0 449.7
27. The soil types used in the simulations were sandy (sandy loam over loamy sand) and a medium loamy soil. These soil types were
chosen as typical respectively of the 'sandy and shallow' class of soils within the Action Programme, and the remainder of Scottish
agricultural soils. Estimates were made for soil of 100 cm depth; and for shallower soils (60 cm). The values of total volumetric water
content at field capacity to 100 cm (60 cm) were 224 (136) and 338 (205) mm respectively.
28. Model runs were carried out for dairy slurry, pig slurry and broiler litter. The differences in quantity of N leached at a given date of
application are due to differences in the proportion of N in these manures which is present as ammonium or uric acid N, and therefore
rapidly converted to nitrate; and also due to differences in the volatilisation losses. The pattern of leaching of the residual nitrate is similar
for all the manure types.
29. The data are for nitrate leaching to below 100 cm at the end of the winter leaching period. It is assumed that in most soils, nitrate
which is within 1m will be recovered by the crop during the growing season. Under average rainfall conditions, very little manurederived nitrate will leach below 1m from applications made after the end of December and especially after mid January, even
on sandy soils. (Table 5). These conclusions are supported by extensive experimental data.
Table 5 Percentage of total N applied as manure , which is leached before the next growing season, for different application timings,
incorporation delays, and soils. Total winter drainage ( HER) 450 mm. Leaching below 100 cm. (source: SAC, 2006)
Date applied
medium
sandy
A. Dairy slurry
15-Sep
35
43
26
32
19
15-Oct
26
41
19
30
15
15-Nov
13
32
24
15-Dec
12
15-Jan
15-Feb
B. Pig slurry
15-Sep
44
55
36
45
17
31
15-Oct
32
52
26
42
26
15-Nov
16
41
13
33
13
15-Dec
15
12
15-Jan
15-Feb
C. Broiler Litter
15-Sep
32
39
23
29
11
15-Oct
23
37
17
27
15-Nov
12
29
21
15-Dec
11
15-Jan
15-Feb
30. The model runs were repeated for shallow soils, where roots may make poor recovery of N below about 60 cm. The majority of these
soils are of medium texture - sandy soils tend to be deeper. The runs were carried out for both medium and sandy textures for
completeness. It will be seen that the results for medium shallow soils are broadly similar to those for sandy soils of normal depth. (Table
6)
Table 6. Percentage of total N applied as manure, which is leached before the next growing season, for different application timings,
incorporation delays, on shallow soils. Total winter drainage ( HER) 450 mm. Leaching below 60 cm. (source: SAC, 2006)
Date applied
medium
sandy
A. Dairy slurry
15-Sep
44
44
32
32
20
20
15-Oct
43
44
32
32
17
20
15-Nov
40
44
29
32
19
15-Dec
22
39
16
29
15-Jan
15-Feb
B. Pig slurry
15-Sep
55
55
45
45
32
33
15-Oct
55
55
45
45
28
33
15-Nov
50
55
41
45
18
31
15-Dec
28
49
23
40
16
15-Jan
12
15-Feb
C. Broiler Litter
15-Sep
39
39
29
29
12
12
15-Oct
39
39
29
29
10
12
15-Nov
36
39
26
29
11
15-Dec
20
35
15
26
15-Jan
15-Feb
Figure 5. Monthly histograms of water balance for a) the Borders NVZ (data taken from ADAS report Table 5.10) and b) the North east
Scotland NVZ (data provided by SEPA). This show levels of rainfall, evapotranspiration ( ET) and the resulting soil moisture deficit ( SMD)
or hydrologically effective rainfall (HER). The (a) SMD and (b) HER are, respectively, an expression of the relative dryness of a soil, and the
portion of incoming rainfall that contributes to stream flow or recharging groundwater.
35. Figure 6 shows that higher run-off (termed "run-off potential") is expected from September to March, with the highest risk occurring
from October to January inclusive.
Figure 6. Monthly variations in run-off potential in a) Borders NVZ and b) the North east Scotland NVZ.
Run-off Potential
a) Borders NVZ
Run-off Potential
b) NE Scotland NVZ
36. The run-off potential indicates the extent to which rainfall is considered likely to enter surface waters via field drains or actual surface
run-off rather than remaining stored within the soil. Figure 7 shows that river flow does indeed increase during periods of higher run-off
potential. If most of the soil nitrate is held within the soil matrix, then water moving through cracks and drains will not be mixing with soil
and will therefore be low in N. However, if for example, rain falls after a recent slurry application, water can pick up N before transferring to
cracks and drains. Based on the run-off potential, such risks remain high until the end of January, particularly on heavier soils with effective
drainage systems.
River flow vs Run-off potential NE Scotland NVZ
Figure 7. Relationship between river flow and run-off potential in the NE Scotland NVZ.
Effect of crop
37. Crop cover during autumn/winter is an important factor determining the fate of the nitrate present in soil in autumn. An early-sown and
well-established autumn crop can take up a substantial amount of N ( e.g. 20-80 kg/ha) during autumn and early winter and thus decrease
the amount left in soil and available for leaching. In MAFF trials there was at least 20 kg N/ha less nitrate leaching in a winter cereal sown
in mid-September compared to bare fallow land. Autumn sowing is not effective in decreasing leaching if emergence or sowing is late
( e.g. in October) due to limited crop cover and growth. Leaching losses following slurry applications to grass in September are also
reported to be slightly lower than in October, reflecting greater slurry N uptake by the grass crop at the earlier application.
38. The actual N uptake of winter-sown crops or grass in the NVZs during the autumn to winter period will vary greatly depending on crop
type, weather, soil conditions, sowing date and other agronomic factors. SAC (2001) shows that typical N uptake rates during the
autumn/winter for early sown and well growing crops are estimated to be:
50-100 kg N/ha
winter barley
20-30 kg N/ha
winter wheat
5-10 kg N/ha
grass
20-30 kg N/ha
due to the inability to incorporate rather than top-dress these manures. However, early autumn applications of manures to grass and to
early-sown arable crops carry little risk of leaching. Straw-based manures ( FYM), especially stored cattle FYM, have very low crop-available
N, and therefore it is not necessary for the closed period to apply to them in addition to the general restrictions concerning adverse weather
and soil conditions that already apply.
46. The main inputs of N and P on to farms are as fertiliser and feedstuffs for stock. It is important for farmers to assess crop needs, the
risks of nutrient loss and to keep records of fertiliser applications in order to balance the beneficial use which fertilisers can bring to
production and impacts that overuse can have on the water environment. Though not part of this Annex, these issues will be addressed by
the formulation and implementation of revised Action Programme measures concerning the manure and fertiliser plan, and the
introduction of risk assessment procedures will improve adjustment of fertiliser inputs for local/ annual circumstances.
47. Overall, it is important that the Action Programme requirements seek to minimise the situations that we know lead to nitrate losses.
However, we also know that these processes are subject to variations which we cannot fully predict, such as periods of wet weather. Some
of the risks of losses result from these variations, and therefore the revised Action Programme measures take account of the need to
ensure that reasonable steps are also taken to prevent problems from arising when such changes occur.