Beruflich Dokumente
Kultur Dokumente
Norwegian Ministry of Environment The Oil for Development Programme, Norad Petrad
FOREWORD
This Environmental Manual has been produced primarily to form a common foundation for providing advice and training to governments in developing countries by Norwegian environmental authorities and others, under the auspices of the Oil for Development Programme at Norad, the Norwegian Directorate for Development Cooperation. It summarizes many of the experiences gained through more than 40 years of petroleum activities in Norway, and draws also upon experiences from other developed and developing countries. However, it is the hope that the Manual may be of direct use to partner countries when they shall formulate, regulate or supervise environmental matters related to their petroleum activities. The current version of the Manual is a draft which has been released to be used and thus to gain some experiences from practical implementation. Comments to the Manual are therefore most welcome. The Manual will be revised and a more developed version will be issued within a few months. 1 The Manual has been developed by a group of representatives from the Ministry of the Environment, the Directorate for Nature Management and the Norwegian Pollution Control Authority, with experts from Det Norske Veritas as consultants. The Manual will be available in printed form, and on the home pages of the Ministry of Environment (www.miljo.no), the Oil for Development Programme (www.norad.no/ofd) and Petrad, the main training provider (www.petrad.no).
Please submit comments to: Terje Lind, Deputy Director General Ministry of the Environment P O Box 8013 Dep, NO-0030 Norway Tel +4722245922 email: terje.lind@md.dep.no
Table of Contents
1 2 3 INTRODUCTION ............................................................................................................. 2 THE OIL AND GAS VALUE CHAIN ............................................................................ 4 ENVIRONMENTAL ASPECTS AND POTENTIAL IMPACTS ................................ 6 3.1 3.2 3.3 Introduction ................................................................................................................ 6 Environmental aspects................................................................................................ 7 Overview of environmental aspects and potential impacts along the oil and gas value chain................................................................................................................ 10
ENVIRONMENTAL POLICY AND LEGISLATION ................................................ 17 4.1 4.2 4.3 Introduction .............................................................................................................. 17 Developing an Environmental management policy ................................................. 17 Implementing an Environmental management policy ............................................. 18
ENVIRONMENTAL TOOLKIT ................................................................................... 19 5.1 Introduction .............................................................................................................. 19 5.2 Strategic Environmental Assessment ....................................................................... 21 5.2.1 SEA for opening of new areas to petroleum activity ...................................... 21 5.2.2 Regional SEA/IA for existing and future activities ........................................ 22 5.2.3 Ecosystem based Integrated Management Planning ....................................... 23 5.3 Coastal zone management ........................................................................................ 24 5.4 5.5 5.6 5.7 5.8 5.9 Sensitivity mapping .................................................................................................. 25 Environmental Resource Database ........................................................................... 26 Environmental Management System ....................................................................... 27 Waste management Plan .......................................................................................... 28 Environmental Risk Assessment .............................................................................. 29 Oil Spill Contingency Planning................................................................................ 30
5.10 Environmental Baseline Study and Environmental Monitoring .............................. 32 5.11 Environmental Impact Assessment .......................................................................... 33 5.12 Social Impact Assessment ........................................................................................ 34 6 A GUIDE TO ASSESS THE ENVIRONMENTAL SENSITIVITY OF A PETROLEUM DEVELOPMENT PROJECT.............................................................. 35 6.1 6.2 Introduction .............................................................................................................. 35 How can environmental sensitivity be categorised? ................................................ 35
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GUIDANCE ON CLIMATE CONSIDERATIONS WITHIN OFD ........................... 38 7.1 7.2 7.3 7.4 7.5 Introduction .............................................................................................................. 38 Mitigating measures ................................................................................................. 38 Policy measures ........................................................................................................ 38 Clean Development Mechanism .............................................................................. 39 Adaptation measures ................................................................................................ 39
ENSURING SUSTAINABLE LOCAL AND REGIONAL DEVELOPMENT ......... 40 8.1 8.2 The need for a holistic approach .............................................................................. 40 Economic implications of environmental concerns in the case of oil and gas exploration ................................................................................................................ 41
8.3 Elements of successful sustainable development ..................................................... 42 8.3.1 Transparency ................................................................................................... 42 8.3.2 Stakeholder dialogue....................................................................................... 44 8.3.3 Compensation ................................................................................................. 44 8.3.4 Civil Society ................................................................................................... 45 8.3.5 Human Rights (incl Minorities) ...................................................................... 46 8.3.6 Operator CSR initiatives ................................................................................. 47 9 REFERENCES ................................................................................................................ 48 Global agreements and conventions
Appendix 1
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1 INTRODUCTION
Background The Oil for Development programme was established in 2005 by Norad, the Norwegian Agency for Development Cooperation. Oil for Development aims at assisting developing countries with petroleum resources in their efforts to manage these resources in a way that generates economic growth, promotes the welfare of the population as a whole, and is environmentally sustainable. The Oil for Development programme is built around three pillars; resource management, revenue management and environmental management. Increased focus on environmental protection and increased demand from cooperating countries for guidance on these issues have created a need for a Manual that will be the information basis for such guidance. Purpose The purpose of this Manual is to give an overview of environmental challenges related to the development of petroleum resources so that these can be taken into consideration when developing countries plan and carry out petroleum related activities. Further, the purpose of this Manual is to provide an overview of the main tools available to manage environmental impacts. The target audience is primarily government staff from the Norwegian environmental institutions involved in giving advice to the cooperating countries in the field of environment. It is assumed that also the staff of Oil for Development at Norad, consultants and other cooperating partners will find it useful. The Manual may also form the basis of training courses offered by Petrad, which is the executive body to organize a wide range of training programmes for developing countries in the field of petroleum. It may also be of use to government staff and others in developing countries working with environmental matters related to oil and gas activities. Outline of Manual The Manual consists of the following two main parts: Environmental aspects and potential impacts (chapter 3)- The Manual provides an overview of the main environmental aspects related to the development of petroleum resources, from beginning to end of the oil and gas value chain. An overview of the main potential environmental impacts is given, as well as socioeconomic impacts associated with petroleum activities. Environmental toolkit (chapter 5)- The Manual provides an overview of the main tools that can be used by governments and/or the petroleum industry in order to avoid, minimize or mitigate environmental impacts. The focus is on tools used in Norway however international guidelines are given where relevant. The overall outline of the Manual and the underlying logic is further explained in Table 1-1
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Table 1-1 The outline of the Manual. The main content of the manual is highlighted. What are the main activities carried out along the Chapter 2 The oil and gas value chain oil and gas value chain? What are the environmental aspects related to these activities, and what are the potential impacts on the environment? Chapter 3 Environmental aspects and potential impacts
What management measures can be used to avoid, Chapter 4 Environmental policy and minimize and mitigate these impacts? legislation Chapter 5 Environmental toolkit How can the environmental sensitivity be assessed at an early stag of a planned petroleum development project? (before any of the tools in the toolkit are applied) How can climate considerations be made in petroleum activities? Applying a more holistic approach- how can sustainable local and regional development be ensured? Chapter 7 Guidance on climate considerations within OfD Chapter 8 Ensuring sustainable local and regional development Chapter 6 A guide to assess the environmental sensitivity of a petroleum development project
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GEOLOGICAL, RESOURCE, ENVIRONMENTAL MAPPING OPENING OF NEW REGIONS/FIELDS EXPLORATION FIELD/ FACILITY DEVELOPMENT OPERATION TRANSPORTATION REFINING DECOMMISSIONING
Table 2-1 Overview of main activities along the oil and gas value chain
Value chain Geological, resource, environmental mapping Description of main activities Geological mapping, including desk study and seismic surveys, identify areas with favourable geological conditions for oil and gas extraction. Seismic surveys offshore are conducted by sending sound waves into the seabed, using large, specially designed ships with air guns and cables with receivers. The air guns fire strong, compressed air-based sound pulses (sound waves) at regular intervals, typically each 25 metres the vessel moves. Seismic surveys onshore are conducted either by shot-hole method (using dynamite) or vibroseis (using a generator that hydraulically transmits vibrations into the earth). Mapping of resources and environment is performed to establish a knowledge base for environmental protection.
The government 1) opens new regions (areas) for exploration drilling, 2) issue production licenses in opened areas, and 3) approve field developments for discoveries in granted licences.
Exploration
Exploratory drilling explores the presence or absence of a hydrocarbon reservoir while appraisal drilling may improve quantification of the reserves. Mobile rigs commonly used offshore include jack-ups and semi-submersibles, whilst in shallow protected waters barges may be used. For land-based operations a pad is constructed at the chosen site to accommodate drilling equipment and support services. A self-contained support camp is also constructed, which may include helipad for remote sites. The time to drill a bore hole is commonly in the order of one or two months. Where a hydrocarbon formation is found, initial well testspossibly lasting another month, are carried out, often generating oil, gas and formation water that need to be disposed of, followed by the drilling of more wells to determine the size and extent of the field (appraisal wells).
Field and facility development involves drilling of production wells and constructing
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development
platforms/FPSO/subsea systems, production facilities, pipelines and infrastructure for transportation of oil and gas.
Operation
Oil and gas is produced from the reservoir through formation pressure, artificial lift (water or gas), and possibly advanced recovery techniques, until economically feasible reserves are depleted. Injection wells are drilled in order to inject gas/water/steam to maintain reservoir pressures and increase recovery rates (other methods of recovery can also be used). Production facilities process the hydrocarbon fluids and separate oil, gas and water. Produced water is treated and discharged or re-injected.
Oil and gas is transported to refinery where crude oil is separated and converted into end products such as high-octane motor fuel (gasoline/petrol), diesel oil, liquefied petroleum gases (LPG), jet aircraft fuel, kerosene, heating fuel oils, lubricating oils, bitumen, and petroleum coke. Refined products are transported from refinery to end-users by pipelines, ship or road.
Decommissioning
Petroleum installations are either re-used or demolished for recycling or disposal. Clean up is also included as part of decommissioning. Decommissioning generally involves permanently plugging and abandoning all wells, and may include removal of buildings and equipment, transfer of buildings and roads to local communities or host government entities, implementation of measures to encourage site re-vegetation and site monitoring.
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Environmental impacts can also result in socioeconomic impacts. The relationship between aspects and impacts are shown in Figure 3-1.
Environmental aspect
Environmental impact
Socioeconomic impact
Figure 3-1 Relationship between environmental aspects, environmental impacts and socioeconomic impacts The following sections are based on E&P Forum/ UNEP report Environmental Management in oil and gas exploration and production. An overview of issues and management approaches.
(none) The primary wastes from exploratory drilling operations include drilling muds and cuttings (small rock fragments), cementing wastes, well completion, workover and stimulation fluids and production testing wastes. Other wastes include excess drilling chemicals and containers, construction materials (pallets, wood, etc), process water, fuel storage containers, power unit/transport maintenance wastes, scrap metal and domestic and sewage wastes.
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The primary wastes from construction activities include excess construction materials, used lubricating oils, paints, solvents, scrap metal, sewage and domestic wastes. In addition to the wastes listed in Exploration and Field and facility development, the main wastes from operations include produced water, drain water, flare and vent gas, production chemicals, workover wastes, e.g. brines, and tank or pit bottoms. The primary wastes from refineries are asbestos, acid tars, sludges with a high lead content and many oil contaminated materials (for instance oily waste and sludges from water clean-up operations), waste biomass from effluent treatment plants, scrap metal, spent catalytic cracking catalyst and domestic waste;. (CONCAWE, 2003). The primary wastes from decommissioning and reclamation include construction materials, insulating materials, plant equipment, sludges and impacted soil.
Operation
Decommissioning
Source: OGP, 2008 Discharge to water and soil The main wastes that can be discharged to water (ocean or fresh water) and soil are (E&P/UNEP 1997): Produced water. Typical constituents are inorganic salts, heavy metals, solids, production chemicals, hydrocarbons, benzene, PAHs and naturally occurring radioactive material. Drilling fluids and cuttings. Typical constituents of water-based mud and cuttings are clay and bentonite with metals bound in minerals (Barium, Cadmium, Zink, Lead). Oil-based mud and cuttings contain hydrocarbons. Certain drilling fluids and cuttings have high pH and salt content. Well treatment chemicals. Process, wash and drainage water. Sewage, sanitary and domestic wastes. Cooling water Emissions to air The primary sources of emissions to air from exploration and production are as follows (E&P/UNEP 1997): Combustion processes such as diesel engines and gas turbines Flaring, venting and purging gases Fugitive gases from loading operations and tankage and losses from process equipment Airborne particulates from soil disturbance during construction and from vehicle traffic
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Particulates from other burning sources, such as well testing The primary emission gases include carbon dioxide, carbon monoxide, methane, volatile organic compounds and nitrogen oxides. Emissions of sulphur dioxides and hydrogen sulphide can occur and depend upon the sulphur content of the hydrocarbon and diesel fuel, particularly when used as a power source. In some cases, sulphur content can lead to odour near the facility. Flaring, venting and combustion are the primary sources of carbon dioxide emissions from production operations, but other GHG should also be considered, for example methane. Methane emissions primarily arise from process vents and to a lesser extent from leaks, flaring and combustion. The primary sources of emissions to air from refineries are (Concawe, 1999): Process furnaces, boilers, gas turbines Fluidised Catalytic Cracking (FCC) regenerators Flare systems Incinerators Sulphur Recovery Units (SRU) Coke plants Storage and handling facilities Oil/water separation systems flanges and vents The primary emission gases from refineries include carbon dioxide, sulphur dioxide, oxides of nitrogen, particulates and volatile organic compounds. Accidental discharge Accidental discharges of oil and gas, fuel, chemicals and hazardous materials may occur to sea, soil, surface water and ground water, and air. Main sources representing the largest volumes are: Oil or gas well blow-out Leakages from pipelines, storage and process facilities Marine casualty as ship grounding, collisions or structural failure Most often there is a complex causality for accidental discharges. An accidental discharge can be caused by a complex combination of unwanted events such as human error, navigational failure, loss of well control during drilling, explosions, fires, structural failure, equipment failure, natural disasters, war and sabotage. The spill size depends on the volume that potentially can be discharged and the measures taken to reduce the spill size. The spill duration is an important factor regarding the size of a discharge. Thus, efficient and quick response to reduce spill size is important.
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Noise/vibration The primary sources of noise/vibration are: Seismic surveys. Shooting seismic onshore involves the use of explosives. Seismic surveys offshore are conducted by sending sound waves into the seabed. Construction of base camps, facilities, roads, pipelines and vehicle traffic Operation of process facilities and vehicle traffic Decommissioning activities
3.3 Overview of environmental aspects and potential impacts along the oil and gas value chain
Table 3-2 provides an overview of the main environmental aspects and potential environmental impacts along the oil and gas value chain. The table also provides an overview of potential socioeconomic impacts associated with environmental impacts. Impacts are split into direct and indirect impacts. The impacts given in the table are potential impacts and, with proper care and attention, may be avoided, minimized or mitigated. Numerous relatively small projects may alone have relatively minor impacts, but the cumulative impacts of such projects can become significant over time. Cumulative impacts are generally described as changes in the environment that result from numerous human-induced, small scale alterations. Cumulative impacts occur first, through persistent additions or losses of the same materials or resource, and second, through the compounding effects as a result of the coming together of two or more effects. Cumulative impacts may be hard to foresee. Thus, cumulative impacts of a development must be identified and managed the same way as direct impacts, and be incorporated into land use and coastal zone management.
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Table 3-2. Main environmental aspects along the oil and gas value chain. Potential environmental and socioeconomic impacts, both direct and indirect are given.
Activity Source Environmental aspect Potential Environmental impacts Direct Aerial Survey Aircraft Noise Disturbance to wildlife. Short-term, transient Seismic operations (onshore) Seismic equipment (drilling, explosions) Base camps Noise/vibration Disturbance to wildlife. Short-term Potential Environmental impact Indirect Potential Socioeconomic impact Direct or Indirect Disturbance to local population. Schedule operations during least sensitive periods. Avoid sensitive areas. Schedule operations during least sensitive periods. Avoid sensitive areas. Noise attenuation on engines. Select site to minimize clearing of vegetation and top soil. Minimize camp size. Encourage natural rehabilitation by indigenous flora. Selectively use heavy machinery to minimize footprint, noise, emissions to air. Use existing infrastructure. Minimize waste, and ensure safe handling and disposal of waste. Ensure safe handling and storage of fuels, chemicals. Contingency plans Changes in drainage patterns and surface hydrology. Influx/settlement through new access routes (potential long term impact) Minimize clearing of vegetation. Minimize line width. Hand-cut lines to minimize disturbance. Use dog-legs to minimize use as access. Mitigating measures (not complete)
Footprint
Loss of flora due to vegetation clearing. Erosion due to soil/ vegetation cleared.
Changes in surface hydrology and drainage pattern Habitat damage. Loss of biodiversity.
Disturbance to local population. Influx/settlement through new access routes (potential long term impact) Land use conflict
Noise
Waste disposal Discharge of sewage Accidental discharge (fuel, chemicals) Emission to air (power generation) Line cutting Footprint
Immigration of labour
Degradation of air quality Loss of flora due to vegetation clearing. Possible erosion due to vegetation cleared Mainly short-term and transient
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Activity
Source
Environmental aspect
Seismic equipment
Schedule seismic survey during least sensitive periods, e.g. time restrict seismic activity in spawning areas for important fish species, and in areas where concentrated spawning journeys take place. Conflict with other resource users (e.g. fishing). Short-term, transient. Contingency planning for oil spills and loss of equipment. Safe disposal of waste and oily water. Label and safeguard towed equipment. Stay on survey track to avoid unwanted interactions.
Vessel operation
Emissions to air from engines Discharges to ocean of bilges, sewage Accidental discharge (fuel, chemicals). Waste disposal on shore
Exploration (onshore)
Loss of flora due to vegetation clearing. Possible erosion due to vegetation cleared.
Changes in surface hydrology and drainage pattern Habitat damage. Loss of biodiversity
Disturbance of local population. Influx/settlement through new access routes (potential long term impact) Land use conflict Aesthetic visual intrusion
Select least sensitive site location in dialogue with stakeholders, close to existing access roads and using existing infrastructure (water, sewage) if possible. Schedule construction during least sensitive periods. Minimize cleared area and size of site. Plan ahead for optimal site restoration, reusing removed vegetation and soil. Ensure proper drainage. Consider drilling method that minimizes footprint. Prevent unauthorised use of access roads. Protect soil, surface and ground water from pollution: Seal areas to be used for mud mixing, fuel and chemical storage; any mud and burn pits
Emissions to air from earth moving equipment Accidental discharge (fuel, chemicals)
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utilised for well test operations must be lined and bunded, or pits replaced by tanks. Camp and operation Use of local water sources Discharges to soil and water from well test operations (muds, cuttings, produced water, mud pits). Discharges to soil and water from camp (sewage, grey water, drainage Accidental discharges of oil, fuel, chemicals (blow-out, leakages) Waste disposal of oily muds and cuttings by landfarming, pits. Emissions to air from plant equipment, transport, well test operations and flaring Noise, vibration and extraneous light (drilling, camp, helicopter, vehicle traffic) Degradation of air quality. Depletion of local water sources, lowering of ground water table Soil, surface water and ground water contamination Habitat damage. Loss of biodiversity Disturbance and interference to local population Land use conflicts Water conflicts Interaction between workforce and local population. Immigration Employment Hunting Poaching Fishing Disturbance to wildlife Short-term, transient. Local infrastructure (education, roads, services) Short-term, transient. Use local infrastructure for water supply, sewage and wastes when possible. Minimize water use and maximize water recycling in areas of water shortage. In remote areas without access to infrastructure, case by case solutions must be designed to minimize impacts, e.g. soak away/septic tank for sewage, safe burial or incineration of wastes, monitoring of all discharges/emissions. Use low-toxic water-based drilling muds. Ensure machinery and equipment are properly cladded for noise. Shade light sources and direct onto site area. Control workforce activities in terms of interaction with local population, use of local resources. Exploration (offshore) Operations Discharges to marine environment from well test operations (muds, cuttings, produced water). Other discharges to marine environment (wash water, drainage, sewage, sanitary and kitchen wastes). Accidental discharge of oil, chemicals (blow-out, leakages). Disposal of oily muds and cuttings on onshore waste disposal sites Emissions to air (burning, flaring) Noise (helicopter, vessel Contamination of soil, ground water and water at onshore waste disposal site Degradation of air quality Disturbance to wildlife Contamination of marine environment (sediment and sea water) Loss of access and disturbance/conflicts with other marine resource users Local infrastructure (ports, roads). Local infrastructure in connection with onshore waste disposal Disturbance of local population from helicopter and vessel movements. Schedule exploration during least sensitive periods. Select least sensitive location. Treatment of all aqueous wastes prior to discharge: Use low toxic water-based drilling muds. Safe handling and storage of wastes for onshore disposal. Use efficient and maintained well test burners. Control H2S emissions.
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movement)
Activity
Source
Environmental aspect
Potential Socioeconomic impact Direct or Indirect Disturbance due to traffic Immigration Impact on local infrastructure
Field/facility development
Erosion due to vegetation clearance (onshore) Noise Emissions to air (earth works) Disturbance of wildlife Degradation of air quality Long term impacts
All aspects identified for exploration drilling should be applied to permanent sites and access roads, with particular considerations for long term disturbance and effect on environment, infrastructure and local population. Site selection and preparation planning should include considerations of eventual decommissioning and restoration. Install proper waste and waste water treatment facilities. Reinject produced water. Install treatment facilities for waste gases. Avoid gas venting. Install oil sumps, interceptors and oily water treatment system.
Operation (onshore)
Use of local water sources Discharge from well operations (drill cuttings, muds, produced water). Discharges, others (drainage, sewage, sanitary and kitchen wastes) Accidental discharge of oil, chemicals (blow-out, leakages) Waste disposal of oily muds and cuttings by landfarming, pits. Emissions to air from power and process plant (waste gases, flaring). Noise/vibration
Depletion of local water sources Soil, surface water and ground water contamination
Long term loss of habitat Loss of Biodiversity Global warming Ozone depletion
Demand on local infrastructure (water, sewage, solid waste disposal). Labour force Employment Education Medical and other services Local economy
Operation (offshore)
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solid waste disposal). Disturbance from vessel and helicopter movements. Resource use interactions.
applied to permanent sites. Install oily water treatment system for both produced water and contaminated water treatment Install sewerage treatment system. Install system for treatment of waste gases. Avoid gas venting. Proper handling and disposal of wastes onshore.
Contamination of soil, ground water and water at onshore waste disposal site Disturbance to wildlife Contamination of marine and terrestrial environment. Soil, surface water and ground water contamination Loss of habitat Loss of Biodiversity Global warming Ozone depletion Degradation of air quality. Disturbance to wildlife Demand on local infrastructure (water, sewage, solid waste disposal). Labour force Employment Education Medical and other services Local economy Effects on indigenous populations. Land-use conflicts Water conflicts Visual and aesthetic intrusion. Long term impacts
Noise from facilities and flaring Transportation and refining Accidental discharge of oil during transportation (pipe, ship, road) Accidental discharge and operational discharges of oil, chemicals from refineries. Waste disposal Emission to air from refinery Noise from refinery
Install systems for treatment of emissions to air and operational discharges. Proper handling and disposal of wastes.
Decommissioning (onshore)
Permanent impact on wildlife if site is not restored to original state Contamination of soil, surface water and ground water Contamination of soil, surface water and ground water at onshore waste
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Noise Decommissioning (offshore) Accidental discharges of oil, chemicals if systems are not cleaned before removal Land-use and Footprint Permanent impact on wildlife if site is not restored to original state Contamination of marine environment from accidental spills if systems are not cleaned before removal. Secondary use of installations as artificial reefs: Increased bioproductivity of coastal waters by providing additional habitats for marine life. Infrastructure and resource conflicts. Abandonment of offshore structures can result in physical interference with fishing activities (e.g. trawling). Decommissioning of offshore structures is subject to international and national laws, and should be dealt with on an case by case basis with local authorities, developing a decommissioning and rehabilitation plan.
Noise
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Figure 4-1 The hierarchy of policy, laws and regulations and tools
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management, ecosystem based integrated management, equitable distribution, best available techniques and technology, stakeholder and public participation, transparency etc. Similarly, any international obligations related to agreements and conventions to which the state may be a party may form a basis for an environmental policy (ref annex 1). The process, including intergovernmental coordination, stakeholder and public participation etc may be an important part of developing and adopting a policy.
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Some of the tools are described based on Norwegian approaches, motivated by the overall purpose of OfD to transfer Norwegian experiences within management of petroleum activities. For tools without specific Norwegian approaches, descriptions are based on international guidelines.
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GEOLOGICAL, RESOURCE, ENVIRONMENTAL MAPPING OPENING OF NEW REGIONS/FIELDS EXPLORATION FIELD/ FACILITY DEVELOPMENT OPERATION TRANSPORTATION REFINING DECOMMISSIONING
STRATEGIC ENVIRONMENTAL IMPACT ASSESSMENT SENSITIVITY MAPPING ENVIRONMENTAL RESOURCE DATABASE LAND USE PLANNING AND COASTAL ZONE MANAGEMENT ENVIRONMENTAL BASELINE STUDY SOCIAL IMPACT ASSESSMENT ENVIRONMENTAL MONITORING OIL SPILL CONTINGENCY PLANNING ENVIRONMENTAL MANAGEMENT SYSTEM ENVIRONMENTAL RISK ASSESSMENT WASTE MANAGEMENT PLAN ENVIRONMENTAL IMPACT ASSESSMENT Exploration license + discharge permit Operation license + discharge permit
Figure 5-1. The tools along the oil and gas value chain. .
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Main steps and / or elements: The Strategic Environmental Assessment is an integrative process and requires the participation of key stakeholders (local, regional and national). In Norway this is corresponding to that of project specific EIA. The SEA for opening of new areas in Norway deviate from common World Bank SEA approach (i.e. common Steps in SEA: Screening, Scoping, Identification, Prediction and Evaluation of Impacts, Mitigation, Monitoring) as the SEA is subject to decision making and not followed up by mitigation or monitoring. Such activities are however implemented by other requirements and processes (e.g. EIMP). Hence the main steps of the Norwegian official SEA process is to perform Screening; are impacts possible and the SEA process necessary? Scoping; What are the impacts (issues) to be assessed? Prediction and evaluation of impacts including possible secondary impacts. Mitigation measures are intended to avoid, reduce, or offset the adverse effects of an action.
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Purpose of tool: The aim of an Ecosystem based Integrated Management Plan (EIMP) is to establish a holistic and ecosystem-based management of the activities in a specific area. The purpose of the EIMP is to provide a framework, where all activities in the area should be managed within a single context, for the sustainable use of natural resources and goods derived from the area and at the same time maintain the structure, functioning and productivity of the ecosystems of the area. The EIMP is thus a tool which should be used both to facilitate value creation and to maintain the high environmental value of the area. The management of a sea area should be based on ambitious goals set for the desired environmental quality of the area. These goals are intended to ensure that the state of the environment is maintained where it is good and is improved where problems have been identified. The achievement of the goals will then be measured through a coordinated and systematic monitoring of the state of the environment in the sea area. Should the monitoring detect negative changes in environmental quality, the need for further measures will be assessed. (Source: Norwegian Ministry of the Environment) Responsible: National authorities Main steps and / or elements: EIMP is used for balancing various interests and activities without threatening the ecosystem(s) and their functions. Important factors for achieving EIMP include knowledge on baseline data (natural resources and activities etc.), and dialogue / stakeholder involvement to obtain a common understanding of status of activities, objectives and means of the EIMP. Main measures to achieve EIMP include: Area-based management, where activities and measures are adjusted to the environmental quality of the ecosystems. Protection of the most valuable and vulnerable areas against negative pressures, included oil pollution. Reduction of long-range pollution. Strengthening of the sector/activities management. Securing control with the development of the state of the environment in the area through a more coordinated and systematic environmental monitoring.
-
Strengthening the knowledge base through better surveys and increased research. Relation to other tools: - Can be considered part of a SEA process
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5.3
Purpose of tool: Integrated Coastal Zone Management (ICZM) is a process of governance and consists of the legal and institutional framework necessary to ensure that development and management plans for coastal zones are integrated with environmental (including social) goals and are with the participation of those affected. The purpose of ICZM is to maximize the benefits provided by the coastal zone and to minimize the conflicts and harmful effects of activities upon each other, on resources and on the environment. The ICZM takes into account all of the sector activities that affect the coastal zone and its resources and dealing with economic and social issues as well as environmental/ecological concerns. The goal is to harmonize these activities in such a way that all of them are consistent with and support a broader set of overarching national goals for the coastal zone. Guidelines for integrated coastal zone management. World Bank Responsible: National government Main content and steps: ICZM focuses on three operational objectives: 1. Strengthening sector management, for instance through training, legislation, and staff 2. Preserving and protecting the productivity and biological diversity of coastal ecosystems, mainly through prevention of habitat destruction, pollution, and overexploitation. 3. Promoting rational development and sustainable utilization of coastal resources. A key part of the formulation of an ICZM program is the development of the specific policies and goals that are to be the central objectives of the ICZM program in question. The means adopted to achieve the selected goals and policies include new and strengthened regulatory programs zonation schemes for partitioning the coastal zone into areas for particular uses and activities new management programs tailored for particular resources (e.g. coral reefs) or particular sites (e.g. estuary) action programs aimed at correcting and/or restoring degraded coastal resources (e.g. damaged wetlands) and other problems (e.g. coastal erosion) action programs targeted at stimulating new types of economic development in the coastal zone. ICZM is a dynamic and continuous process involving the following three steps: Step 1 Formulation of the plan Step 2 Program implementation Step 3 Monitoring, evaluation and enforcement Guidelines / relevant sources: Guidelines for integrated coastal zone management. World Bank. Relation to other tools: Input is needed from Environmental Resource Database.
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8.
Sites of significant cultural property including monuments, groups of buildings, natural sites and properties with historical, aesthetic, archaeological, scientific, ethnological, or anthropological value. 9. Areas with a legacy of poor environmental performance by external investors (particularly extractive industries). 10. Significant potential of cumulative or secondary environmental impacts due to planned operations. 11. Areas where operations could have significant impact on essential ecosystem services or where resource use could create a conflict with other community users. 12. Other locally identified indicators
Guidelines / relevant sources: Environmental requirements for new projects (BP 2007)
Relation to other tools: Provides input to - Strategic Environmental Impact Assessment - Environmental resource database - Oil Spill Contingency Planning - Environmental Risk Assessment - Environmental Impact Assessment
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Main steps: Environmental databases are efficient tools to be used in all phases of the oil and gas value chain, and at several levels. When planning for and operating an oil and gas activity, environmental resource data is needed on a local, regional, national and sometimes trans national level, e.g. information on protected areas, sensitive habitats, fisheries, wildlife and coastline. This type of environmental data may be stored in national or international databases like the Norwegian Naturbase, international databases like World Database on Protected Areas (WDPA) or trans national initiatives like Global Monitoring for Environment and Security (GMES). Databases with national environmental resource data are most commonly the reasonability of the authorities in each country. If environmental resource data is not available, there may be necessary to initiate large scale monitoring programs (e.g. Seapop and mareano) or collect data more locally. New data collected by operators should always be transferred to a relevant database. Activity specific databases should always be considered if national or regional databases are not available or covering the necessary environmental aspects. Activity specific databases are the operators responsibility. Common and specific needs for environmental resource data shared by operators and authorities in a region, may justify the development of specific databases. The Norwegian Marine Resource Database (MRDB) is such a database, covering all relevant information for specific tools in the oil and gas value chain. MRDB is financed and managed by operators and authorities in collaboration. MRDB covers publicly available information on coastal and marine resources vulnerable to oil pollution, for use in environmental impact analysis, environmental risk analyses, oil-spill response planning and emergency response operations. Another example of a database developed to suit the needs of the oil and gas industry is the Norwegian Environmental Monitoring Database (MOD) which contains the results of sediment monitoring studies on the Norwegian shelf. The database is financed and managed by the Norwegian Oil Industry Association (OLF). The following activities are important in the administration of an environmental database: Collect new data or up-date existing data from all relevant sources Store data in consistent manner in functional software for easy search and display of information. Provide access to the database for all relevant parties Guidelines / relevant sources: Naturbase; dnweb12.dirnat.no/nbinnsyn/ WDPA; http://www.wdpa.org/ GMES; http://www.gmes.info/index.php?id=home SEAPOP; www.seapop.no/ MAREANO; www.mareano.no/ MRDB; www.mrdb.no MOD; projects.dnv.com/MOD Data harmonisation; http://inspire.jrc.ec.europa.eu/index.cfm http://www.statkart.no/Norge_digitalt/Engelsk/ About_Norway_Digital/ Relation to other tools: Provides input to - Environmental Impact Assessment - Sensitivity mapping - Oil Spill Contingency Planning - Environmental Risk Assessment - Environmental Impact Assessment
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Guidelines / relevant sources: The MIRA method, a Norwegian industry standard for ERA for accidental oil spill; http://www.olf.no/miljoerapporter/metode-formiljoerettet-risikoanalyse-mira-revisjon-2007article1955-247.html (in Norwegian only) European Environment Agency: Environmental Risk Assessment - Approaches, Experiences and Information Sources http://reports.eea.europa.eu/GH-07-97-595-ENC2/en/sect1in.html SINTEF Offshore Blowout Database: http://www.sintef.no/Home/Technology-andSociety-2009/Safety-Research/Projects/SINTEFOffshore-Blowout-Database/
Relation to other tools: - Environmental Resource Database - Environmental Sensitivity Mapping - Oil spill contingency planning - Environmental Impact Assessment
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Main steps: Step 1: The first step in the establishment of an integrated plan for oil spill preparedness is to identify scenarios that would form the basis for dimensioning of the spill response capacity. Capacity requirements are generally provided by a detailed oil spill contingency analysis (OSCA) carried out in conjunction with an environmental risk assessment (ERA) for specific activities and operations. Step 2: Having defined the dimensioning scenarios the fate of the oil spill should be modelled in order to estimate the extent of the spill and provide necessary input to the ERA and OSCA. Step 3: The OSCA is carried out in order to identify the required extent of the oil spill contingency measures with regards to system capacity, response time, types of equipment, monitoring and other specific aspects related to the activity of interest. The OSCA will give important input to ERA related to consequence reducing measures. The OSCA concludes on a recommended solution which will be an input to further planning of the oil spill contingency. Step 4: Following the OSCA and ERA an oil spill contingency plan should be developed. The plan should clearly identify the actions necessary in case of a spill such as (E&P Forum/UNEP 1997): - organization structure, - response strategies, - individual responsibilities of key personnel, - training and exercise requirements, - communications network and - procedures for reporting to authorities. The plan should clearly identify: - vulnerable and sensitive locations, - equipment needed for combating the oil spill and its availability, - handling and disposal of recovered material (contaminated waste and debris) and - provide data directory and supporting information Guidelines / relevant sources: IPIECA has several relevant studies and guidelines, among others: - IPIECA Guide to Tiered Preparedness and Response Volume 14 - A Guide to Contingency Planning for Oil Spills on Water - Volume 2 - A Guide to Oiled Wildlife Response Planning Volume 13 - Guidelines for Oil Spill Waste Minimisation and Management - Volume 12 See more on: http://www.ipieca.org/activities/oilspill/oil_publications.p hp#21 OLF/NOFO has developed a guideline for OSCA: Veileder for miljrettet beredskapsanalyse (in Norwegian only)
Relation to other tools: The tool is based on input from: - Environmental Resource Database - Environmental Risk Assessment
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Responsible: Operator
Main steps and / or elements: SIA is best understood as an umbrella or overarching framework that embodies the evaluation of all impacts on humans and on all the ways in which people and communities interact with their socio-cultural, economic and biophysical surroundings. Depending on the context in question, the SIA may include (but not be limited to) the following specialist sub-fields: - aesthetic impacts (landscape analysis) - archaeological and cultural heritage impacts (both tangible and non-tangible) - community impacts - cultural impacts - demographic impacts - development impacts - economic and fiscal impacts - gender impacts - health and mental health impacts - impacts on indigenous rights - infrastructural impacts - institutional impacts - leisure and tourism impacts - political impacts (human rights, governance, democratisation etc) - poverty - psychological impacts - resource issues (access and ownership of resources) - impacts on social and human capital Guidelines / relevant sources: - International Association for Impact Assessment (IAIA): SIA International Principles Relation to other tools: SIA is sometimes incorporated into a more comprehensive Environmental Impact Assessment (referred to as ESIAs). For projects with extensive social impacts a separate SIA should be conducted.
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6 A GUIDE TO ASSESS THE ENVIRONMENTAL SENSITIVITY OF A PETROLEUM DEVELOPMENT PROJECT 6.1 Introduction
Geographical areas to be developed for oil and gas extraction may have ecological, social and cultural sensitivities that warrant special considerations. Presence of protected/endangered species and areas of cultural importance and subsistence indigenous populations are examples of sensitivities that warrant special considerations. Using this guide, participants in OfD can assess the environmental sensitivity of a proposed petroleum development project in a specific geographical area. The guide does not replace any of the tools in the toolkit (chapter 4), rather it can be seen as an early assessment tool that can be applied before other tools are put to use, increasing the understanding of the level of precaution needed in subsequent decision making processes. The higher the environmental sensitivity, the more precaution must be taken by both government and operator. The outcome of the assessment can provide input to Environmental Impact Assessments and other tools that may be applied later in the process. This guide for assessment of environmental sensitivity is based on BP Group Practice Environmental Requirements for new projects.
Low sensitivity
Source: BP
Categorisation of environmental sensitivity is done in three steps: 1. Assess environmental value 2. Assess project footprint 3. Assess environmental sensitivity based on step 1 and 2
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Step 1 Assess environmental value Assess environmental value qualitatively, considering issues shown in Table 6-2. Table 6-2 Assessing the environmental value
Issues Uniqueness (of habitat or ecosystem) Biodiversity value Ecosystem value and use Ecosystem capacity (capacity or fragility to damage) Stakeholders concern Low-High Low-High Low-High Low-High Scale Low-High
The assessment is conducted against a set of environmental sensitivity indicators (indicators are given in chapter 5.4). The indicators can be used to help identify key issues that might result in an areas being defined as environmentally sensitive. The precautionary principle is applied where there is incomplete knowledge. Step 2 Assess Project Footprint Assess project footprint qualitatively, considering issues shown in Table 6-3. Table 6-3 Assessing the project footprint
Issues Spatial extent (to which biodiversity, ecosystems or habitats may be impacted) Knowledge (knowledge and understanding of the issues) Timescale of impact (temporal impact of the consequences and time /potential for rehabilitation) Precedence (novel/familiar engineering solutions) Complexity of project Easy-Difficult Precedent- No precedent Short-Long Low-High Scale Small-Large
Step 3 Assess environmental sensitivity Assess the environmental sensitivity using Figure 6-1. In Figure 6-1, environmental sensitivity is a function of environmental value (step 1) and project footprint (step 2).
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Figure 6-1 Environmental sensitivity (low, medium and high) presented against Environmental Value (y-axis) and Project Footprint (x-axis).. Category A = High sensitivity. Category B = Medium sensitivity. Category C = Low sensitivity. Source: BP, 2007
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regulating environmental and climate measures. The building of expertise and institutions is therefore absolutely decisive. OfD will provide assistance in both developing policy instruments and building the necessary institutions, so that environmental regulation and good climate measures can be implemented and enforced as an integrated part of petroleum activities. National authorities in the recipient countries should be encouraged to adopt an international level of climate policy instruments in order to avoid exploitation of weak environmental legislation by operators. OfD will offer education on the significance and implementation of integrated impact assessments and analyses. It is important to highlight the socio-economic and budgetary impacts when determining which instruments should be adopted.
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8 ENSURING SUSTAINABLE LOCAL AND REGIONAL DEVELOPMENT 8.1 The need for a holistic approach
Sustainable development is a concept that refers to development where emphasis is shifted from short term economic gains to a more long term approach where there is balance between economic, social and environmental considerations. The most widely quoted definition of sustainable development is that outlined in the United Nations World Commission on Environment and Development (WCED) report Our Common Future (1987), also known as the Bruntland Report: Def Sustainable Development: "development that meets the needs of the present without compromising the ability of future generations to meet their own needs." The definition encompasses both how considerations must be given to interrelationships and integration of competing needs, as well as the long term intra-generational perspective. Inherent in this lays the assumption that the national and/or regional policy context must take into account cross-sectoral issues in an integrated resources management approach. Oil and gas exploration brings opportunities for great economic gains. However, multiple examples show that if inadequately administered, these economic gains are often dispersed in an uneven and unsustainable manner, providing short term gains to a selected few (and often foreign) benefactors at the sacrifice of local and regional economic growth and improved social conditions. To exploit the full development potential stemming from oil and gas exploration, the breadth of potential socioeconomic impact areas must be appreciated and included in the wider resource management schemes. A distinction should be made between the different forms of socioeconomic impact. Direct impacts typically include local job opportunities and boost in local services. Changes in the biophysical environment may however also cause significant indirect impacts, one notable and often seen example being the need for resettlement of current inhabitants in the relevant extraction areas. Failing to include both direct and indirect impacts in the overall resource management plan may both represent a lost opportunity for positive local and regional development but also, more gravely, lead to a deterioration of current conditions. If, in addition to this, the environmental aspects of the oil and gas exploration are neglected, the net impact on local communities may in fact be negative. There are numerous examples of environmental neglect in petroleum production causing unfortunate spin-off effects on other local industries such as tourism, fishery or agriculture (see section 8.2). To ensure full exploitation of the long term socioeconomic scope of oil and gas exploration, it is therefore essential to apply a holistic approach to resource management, capturing both immediate local and wider regional concerns. Rather than a piecemeal approach, an integrated approach to decision-making is required, linking the economy, the environment, and society. Development of this type requires a process of interaction between public authorities, civil society, and the private sector.
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8.2 Economic implications of environmental concerns in the case of oil and gas exploration
The potential environmental issues accompanying petroleum production are numerous. Many of the commonly experienced problems are most notably seen in natural resource rich developing countries with rapid economic growth. And, whilst economic growth should in theory enable countries to better deal with their environmental problems, there are abundant examples of failure or a scarcity of success in dealing with these challenges. Environmental problems are often of a refractory and poorly understood nature, resulting in either failure to deal with them altogether, or to interventions that tend to treat the symptoms rather than the underlying root causes, with consequent failure. Alongside issues of intrinsic value and preserving local nature and wildlife, there is also an economic rationale for investing into environmental protection. Generally speaking, environmental degradation stemming from petroleum production has two main economic implications: Significant clean-up costs in the case of accidents (e.g. spills or leakages) Serious negative ripple effects on other local / regional industries World-wide there are numerous examples of how environmental degradation stemming from petroleum production has spurred significant costs and negatively affected other industries. A classical example is offshore oil-spills damaging local fisheries and / or tourism due to lack of sufficient preparedness schemes. Accidents of environmental degradation often have widespread geographic consequences. Failing to preventively identify, analyse and plan for potential environmental problems stemming from oil and gas exploration activities can have serious implications. The cost of proactively installing preventive measures is likely to be minimal compared to the potential economic implications of dealing with the consequences of various forms of environmental degradation, particularly so when including also the many indirect negative effects.
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Illustrative examples: When the oil tanker Erika broke in two parts and went down in the Bay of Biscay on 12 December 1999, the oil spill spread along a 400 kilometre coastline in France and Northern Spain. Norway, along with other European countries, took part in the rescue and clean-up after the accident; however the immediate negative impacts on aquatic biodiversity, birdlife and popular tourist sites along the affected coastline were substantial. During the war between Israel and Lebanon in July 2006, the bombing of the power station of Jiyeh led to a large quantity of fuel oil being spilled into the sea and polluting the Lebanese coast. Clean-up operations had to be carried out at sea, in the coastal zone and on the shores. Norway contributed with equipment and expertise immediately after the incident, and has since considered financial support to the clean-up operations and treatment of the hazardous waste generated from the incident. In Uganda, oil has been discovered in one of the most valuable areas of the country which also constitutes the most attractive area for nature-based tourism. Here, the potential benefits of petroleum production had to be weighted against the overall economic scope for the tourist industry, hereunder considering the zero-option alternative.
8.3.1 Transparency
Transparency can be defined as a principle that allows those affected by administrative decisions, business transactions or charitable work to know not only the basic facts and figures but also the mechanisms and processes. The definition implies a duty on civil servants, private sector managers and civil society trustees to act visibly, predictably and understandably. Corruption, the misuse of entrusted power for private gain, is the main hamper to transparent and efficient processes. In later years, the issue of corruption has been addressed widely both within public and private sectors worldwide, and there is a growing notion of zero-tolerance in this respect. The cost of corruption is said to be four-fold: On the political front, corruption constitutes a major obstacle to democracy and the rule of law, particularly so in newly emerging democracies. In a democratic system, offices and institutions lose their legitimacy when they are misused for private advantage.
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Economically, corruption leads to the depletion of national wealth when it causes funnelling of scarce public resources into uneconomic profile projects at the expense of more necessary infrastructure projects such as hospitals and roads. Furthermore, it hinders the development of fair market structures and distorts competition, thereby deterring investment. Socially, corruption undermines people's trust in the political system, in its institutions and its leadership, resulting in a weak civil society. That in turn clears the way for irresponsible management where bribes and personal agendas flourish. Environmental degradation is another consequence of corrupt systems, typically stemming from a lack (or non-enforcement) of environmental regulations and legislation. In many cases careless exploitation of natural resources by both domestic and international agents has led to ravaged natural environments. Environmentally unsound projects are given preference in funding, because they are easy targets for channelling public money into private pockets. In several cases, unsustainable petroleum production projects (e.g. pipelines and refineries) have marked unfortunate examples of uneconomic profile schemes launched at the expense of more necessary local needs. (Source: Transparency International) The Extractive Industries Transparency Initiative (EITI) supports improved governance in resource-rich countries through the verification and full publication of company payments and government revenues from oil, gas and mining. The EITI is a globally developed standard that promotes revenue transparency at the local level, by requiring companies to publish what they pay for and governments to disclose what they receive. The EITI is a coalition of governments, companies, civil society groups, investors and international organizations. The initiative has a robust yet flexible methodology that ensures a global standard is maintained throughout the different implementing countries. Whilst an EITI Board and international Secretariat are the guardians of the EITI methodology, implementation itself is the responsibility of individual countries.
Government of Norway hosting the EITI International Secretariat Since the outset of the initiative in 2007, the EITI International Secretariat has been based in Oslo. Officially opened in September 2007 and hosted by the Government of Norway, the Secretariat is an independent body solely accountable to the EITI Board. The Secretariat is responsible for turning policy decisions of the EITI Board into action, and for coordinating worldwide efforts in implementing the EITI. Its role specifically includes: outreach and advocacy, communicating and sharing lessons learned with stakeholders, managing a resource centre on revenue management and transparency, and oversight of the Validation process. An important role of the Secretariat is to support implementation. Although implementation is the responsibility of local EITI stakeholders, the Secretariat aims at ensuring coordination between supporting countries and assistance providers such as the World Bank. The Secretariat closely follows in-country implementation and findings of Validation processes to guide and inform the national EITI processes. Norway actively supports the EITI, and encourages all OfD-countries to implement the initiative.
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Reference Sources: Transparency International www.transparency.org Offers various tools on anti-corruption work.
8.3.3 Compensation
The introduction of petroleum production activities will often have significant impact on the local exploration area. In the case of oil spills, resettlement, or otherwise substantially affecting the livelihood of local inhabitants, appropriate compensation schemes are vital. When local communities are likely to be affected directly or indirectly by petroleum production, legal and formally binding compensation agreements should be developed. Where compensation is to be paid in monetary forms, this should be undertaken in a timely manner to ensure that the displaced or otherwise affected persons are not disadvantaged. Where involuntary displacement (resettlement) is necessary, the same compensation and support standards should apply to all groups whether they have agreed to relocation arrangements or not.
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At the overall community level, larger social compensation projects such as new roads, schools or health facilities are often introduced. The ownership of such projects should be considered, both during construction periods and not least for the long-term operational phases of petroleum extraction, and if possible be anchored with the local authorities rather than with the commercial operators (ref section 8.3.6).
Norwegian governmental cooperation with civil society Norwegian authorities actively cooperate with civil society organisations domestically and abroad through The Norwegian Agency for Development Cooperation (Norad). In Norads work, considerable emphasis is placed on efforts to strengthen local cooperation partners organisations in developing countries in order to ensure the sustainability of projects and promote the development of civil society. Cooperation with civil society is partly conducted through Norwegian and international organisations, and in some cases directly with national organisations via Norwegian embassies. The objective of Norads cooperation with NGOs is to strengthen civil society as a driving force and agent of change in order to achieve national development objectives.
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REFERENCES
Climate Change and the Oil for Development Initiative. Report by the Working Group on Climate Measures under the OfD Initiative. 5 June 2008 Environmental Management in oil and gas exploration and production. An overview of issues and management approaches. Joint E&P Forum /UNEP Technical Publication. 1997 Guidelines for Integrated Coastal Zone Management. Jan C. Post and Carl G. Lundin, Editors. Environmentally sustainable development studies and monographs; no. 9. World Bank 1996. Guidelines for waste management with special focus on areas with limited infrastructure. Report No. 413. September 2008. OGP A guide for reduction and disposal of waste from oil refineries and marketing installations. CONCAWE report no. 6/03. Best available techniques to reduce emissions from refineries. CONCAWE document no. 99/01. BP Group Practice Environmental Requirements for new projects. E&P FORUM Guidelines for the Development and Application of Health, Safety and Environmental Management Systems. Report No. 6.36/210. July 1994 Thrivel, Riki, Elizabeth Wilson, Stewart Thompson, Donna Heaney, and David Pritchard. 1992. Strategic Environmental Assessment. London: Earthscan.
OGP, 2008 CONCAWE, 2003 CONCAWE, 1999 BP, 2007 E&P Forum, 1994 Therivel et al, 1992
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APPENDIX
1 GLOBAL AGREEMENTS AND CONVENTIONS
- o0o -
Convention on liability and compensation for damage in connection with the carriage of hazardous and noxious substances by sea (HNS) Hazardous substances/chemicals Stockholm Convention on Persistent Organic Pollutants (POPconvention) Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade (Rotterdam convention) Sea United Nations Convention on the Law of the Sea (UNCLOS) Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter (London convention) and the 1996 Protocol thereto Convention on the Law of the Non-navigational Uses of International Watercourses International Convention for the Prevention of Pollution from Ships (MARPOL 73/78) International Convention on the Control of Harmful Anti-fouling Systems on Ships (AFS Convention) International Convention for the Control and Management of Ships' Ballast Water and Sediments (BWM Convention) (not in force) International Convention on Oil Pollution Preparedness, Response, and Co-operation (OPRC) Convention for the protection of the marine environment of the North-East Atlantic (OSPAR convention) Convention for the protection of the marine environment of the Baltic Sea (Helsinki convention) Convention for the protection of the Mediterranean Sea against pollution (Barcelona convention) Convention on the protection of the Black Sea against Pollution (Bucharest convention) Agreement for cooperation in dealing with pollution of the North Sea by oil and other harmful substances (Bonn Agreement) Convention for Co-operation in the protection and development of the marine and coastal environment of the West and central African Region (Abidjan convention) Convention for the protection, management and development of the marine and coastal environment of the Eastern African Region (Nairobi convention) Kuwait regional convention for co-operation on the protection of the marine environment from pollution (Kuwait convention) Convention for Co-operation in the protection and sustainable development of the marine and coastal environment in the North-East Pacific (Antigua Convention) Convention for the protection and development of the marine environment of the Wider Caribbean Region (Cartagena convention) Convention for the protection of the marine environment and coastal zone of the South-East Pacific (Lima convention)
Convention for the protection of the marine environment and coastal zone of the South Pacific (Noumea convention) Biodiversity Convention of Biological Diversity Convention on Migratory Species The Ramsar Convention on Wetlands The UN Convention to Combat Desertification Others Convention on the Transboundary Effects of Industrial Accidents Convention on the environmental impact assessment in a transboundary context (ESPOO) Convention on Access to Information, Public participation in Decision-Making and Access to Justice in Environmental Matters (rhus convention) Convention on the Conservation of European Wildlife and Natural Habitats (Bern Convention) The European Landscape Convention
Air
United Nations Framework Convention on Climate Change (UNFCCC) The objectives of the convention are to stabilize greenhouse-gas concentrations in the atmosphere at a level that would prevent dangerous anthropogenic interference with the climate system, within a time-frame sufficient to allow ecosystems to adapt naturally to climate change, and to ensure that food production is not threatened to enable economic development to proceed in a sustainable manner. The Kyoto protocol follows up the work of the convention, and commits the developed countries to stabilize the green house gas emissions. http://unfccc.int/resource/docs/convkp/conveng.pdf Convention for the Protection of the Ozone Layer (Vienna convention) The objectives of the Convention are: to protect human health and the environment against adverse effects resulting or likely to result from human activities which modify or are likely to modify the ozone layer, to adopt agreed measures to control human activities found to have adverse effects on the ozone layer, to co-operate in scientific research and systematic observations, and to exchange information in the legal, scientific, and technical fields. The Montreal protocol follows up the work of the convention, and has taken measures leading to total elimination of global emission of ozone-depleting substances. http://ozone.unep.org/Treaties_and_Ratification/2A_vienna_convention.asp http://www.unep.org/ozone/montreal.shtml International Convention for the Prevention of Pollution from Ships (MARPOL 73/78) The protocol of 1978 relating to the convention also deals with prevention of air pollution from ships. For more details about the convention, see under sea section.
Sea
United Nations Convention on the Law of the Sea (UNCLOS) The convention lays down a comprehensive regime of law and order in the world's oceans and seas establishing rules governing all uses of the oceans and their resources. The Convention governing all aspects of ocean space, such as delimitation, environmental control, marine scientific research, economic and commercial activities, transfer of technology and the settlement of disputes relating to ocean matters. http://www.un.org/Depts/los/convention_agreements/convention_overview_convention.htm Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter (London convention) and the 1996 Protocol thereto The objectives of the convention are to prevent indiscriminate disposal at sea of wastes liable to create hazards to human health, to harm living resources and marine life, to damage amenities, or to interfere with other legitimate uses of the sea. The fundamental principle of the Convention is the prohibition of dumping of certain wastes, the requirement of a specific permit prior to dumping of others, and the demand for a general permit for the rest. The 1996 Protocol to the Convention entered into force in 2006 and thus replaced and modernized the Convention as between Protocol parties. Under the Protocol all dumping is prohibited, except for acceptable wastes on the so-called "reverse list". http://www.londonconvention.org/ Convention on the Law of the Non-navigational Uses of International Watercourses The convention applies to uses of international watercourses and of their waters for purposes other than navigation and to measures of protection, preservation and management related to the uses of those watercourses and their waters. http://www.un.org/law/ilc/texts/nnavfra.htm International Convention for the Prevention of Pollution from Ships (MARPOL 73/78) The objectives of the convention are to eliminate pollution of the sea by oil, chemicals, and other harmful substances which might be discharged in the course of operations; to minimize the amount of oil which could be released accidentally in collisions or strandings by ships, including also fixed or floating platforms; to improve further the prevention and control of marine pollution from ships, particularly oil-tankers. The protocol of 1978 relating to the convention also deals with prevention of air pollution from ships. http://sedac.ciesin.org/entri/texts/pollution.from.ships.1973.html International Convention on the Control of Harmful Anti-fouling Systems on Ships (AFS Convention) The International convention on the Control of Harmful Anti-fouling Systems on Ships prohibits the use of harmful organotins in anti-fouling paints used on ships and establishes a mechanism to prevent the potential future use of other harmful substances in anti-fouling systems. http://www.imo.org/home.asp?topic_id=1488
International Convention for the Control and Management of Ships' Ballast Water and Sediments (BWM Convention) (not in force) The objective of the Convention is to prevent, minimize and ultimately eliminate the transfer of harmful aquatic organisms and pathogens through the control and management of ships' ballast water and sediments. The Convention was adopted in 2004 and will enter into force 12 months after ratification by 30 States, representing 35 per cent of world merchant shipping tonnage. http://www.imo.org/home.asp?topic_id=1488 International Convention on Oil Pollution Preparedness, Response, and Co-operation (OPRC) The objectives of the convention are to prevent marine pollution incidents by oil, in accordance with the precautionary principle, in particular by strict application of the International Convention for Safety of Life at Sea (SOLAS) and MARPOL 73/78; to advance the adoption of adequate response measures in the event that an oil-pollution incident does occur; and to provide for mutual assistance and co-operation between States for these aims. http://www.imo.org
Waste
Convention on the Control of Transboundary Movements of Hazardous Wastes and their Disposal (Basel Convention) The goal of the Basel convention is the environmentally sound management of hazardous wastes. To this end, the convention pursues three key objectives to reduce transboundary movements of hazardous wastes to a minimum, to dispose of these wastes as close as possible to where they are generated, and to minimize their generation. http://www.basel.int/ Convention on liability and compensation for damage in connection with the carriage of hazardous and noxious substances by sea (HNS)
The main objective of the HNS convention is to provide adequate, prompt and effective compensation for loss or damage arising in connection with the carriage of HNS on sea-going ships. http://folk.uio.no/erikro/WWW/HNS/hns.html#conv
Hazardous substances/chemicals
Stockholm Convention on Persistent Organic Pollutants (POP-convention) The objective of the convention is to protect human health and the environment from persistent organic pollutants (POPs). POPs are chemicals that remain intact in the environment for long periods, become widely distributed geographically, accumulate in the fatty tissue of living organisms and are toxic to humans and wildlife. In implementing the convention, Governments will take measures to eliminate or reduce the release of 12 of the most dangerous POPs into the environment. http://www.pops.int/ Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade (Rotterdam convention) The objectives of the convention are to promote shared responsibility and cooperative efforts in the international trade of certain hazardous chemicals in order to protect human health and the environment from potential harm, and to contribute to their environmentally sound use by facilitating information exchange about their characteristics by providing for a national decision-making process on their import and export. http://www.pic.int/
Biodiversity
Convention of Biological Diversity http://www.cbd.int/ Convention on Migratory Species http://www.cms.int/index.html The Ramsar Convention on Wetlands http://www.ramsar.org/ The UN Convention to Combat Desertification http://www.unccd.int/
Others
Convention on the Transboundary Effects of Industrial Accidents The convention shall apply to the prevention of preparedness for and response to industrial accidents capable of causing transboundary effects, including the effects of such accidents caused by natural disasters, and to international cooperation concerning mutual assistance, research and development, exchange of information and exchange of technology in the area of prevention of, preparedness for and response to industrial accidents. http://www.unwcw.org/env/teia/text.htm Convention on the environmental impact assessment in a transboundary context (ESPOO) The objectives of the convention are to enhance international co-operation in assessing environmental impacts; to promote environmentally sound and sustainable development; to support the development of anticipatory policies and of measures preventing, mitigating, and monitoring significant adverse environmental impacts, to promote measures taken at an early planning stage of proposed activities aimed at preventing potentially harmful environmental impacts, in particular those with a transboundary dimension, and to strive towards convergence of relevant national policies and practices; to provide for notification and consultation among states concerned on all major projects under consideration that are likely to cause significant adverse environmental impact across boundaries; and to promote public information and public participation in relevant decision-making processes. http://www.unece.org/env/eia/eia.htm Convention on Access to Information, Public participation in Decision-Making and Access to Justice in Environmental Matters (rhus convention) The objectives of this convention is to guarantee the rights of access to information, public participation in decision making, and access to justice in environmental matters in order to contribute to the protection of the right of every person of present and future generations to live in an environment adequate to his or her health and well-being. http://www.unece.org/env/pp/ a. Regional and bi-lateral Air Convention on Long-range Transboundary Air Pollution (LRTAP) The aim of the Convention is that Parties shall endeavour to limit and, as far as possible, gradually reduce and prevent air pollution including long-range transboundary air pollution. Parties develop policies and strategies to combat the discharge of air pollutants through exchanges of information, consultation, research and monitoring. The Convention has been extended by eight protocols that identify specific measures to be taken by Parties to cut their emissions of air pollutants. http://www.unece.org/env/lrtap/
Sea Convention for the protection of the marine environment of the North-East Atlantic (OSPAR convention) The 1992 OSPAR Convention is the current instrument guiding international cooperation on the protection of the marine environment of the North-East Atlantic. It combined and up-dated the 1972 Oslo Convention on dumping waste at sea and the 1974 Paris Convention on land-based sources of marine pollution. The work applies the ecosystem approach to the management of human activities and is organised under six strategies: Protection and Conservation of Marine Biodiversity and Ecosystems, Eutrophication, Hazardous Substances, Offshore Oil and Gas Industry, Radioactive Substances and Monitoring and Assessment. http://www.ospar.org/eng/html/welcome.html Convention for the protection of the marine environment of the Baltic Sea (Helsinki convention) The aim of the convention is to protect the Baltic marine environment from all sources of pollution. The convention covers the whole of the Baltic Sea area, including inland waters as well as the water of the sea itself and the sea-bed. Measures are also taken in the whole catchments area of the Baltic Sea to reduce land-based pollution. http://www.helcom.fi/press_office/en_GB/pressroom/ Convention for the protection of the Mediterranean Sea against pollution (Barcelona convention) The aim of the convention is to protect and improve the Mediterranean marine environment in order to contribute to sustainable development in the area and to prevent, abate, combat and, as far as possible, eliminate pollution in this area. Particular attention is given to four types of pollution: pollution caused by dumping from ships and aircraft; pollution from ships; pollution resulting from exploration and exploitation of the continental shelf and the seabed and its subsoil, and pollution from land-based sources. http://europa.eu/scadplus/leg/en/lvb/l28084.htm Convention on the protection of the Black Sea against Pollution (Bucharest convention) The aim of the convention is to prevent, reduce and control the pollution in the Black Sea in order to protect and preserve the marine environment and to provide legal framework for co-operation and concerted actions. The convention has three protocols: the control of land-based sources of pollution; dumping of waste; and joint action in the case of accidents. http://www.blackseacommission.org/OfficialDocuments/Convention_iframe.htm Agreement for cooperation in dealing with pollution of the North Sea by oil and other harmful substances (Bonn Agreement) The Bonn Agreement is the mechanism by which the North Sea States, and the European Community, work together in order to combat pollution from maritime
disasters, chronic pollution from ships and offshore installations, and to carry out surveillance in this regard. http://www.bonnagreement.org/eng/html/welcome.html Convention for Co-operation in the protection and development of the marine and coastal environment of the West and central African Region (Abidjan convention) The aim of the convention is protection and development of the marine and coastal environment of the West and Central African Region. The Convention and its protocol concern cooperating in combating pollution in cases of emergency. http://www.unep.org/AbidjanConvention/COP_8/index.asp Convention for the protection, management and development of the marine and coastal environment of the Eastern African Region (Nairobi convention) The aim of the convention is to prevent pollution of the coastal environment from activities, to establish objectives, policies and legislation for the protection of the marine environment, and to promote sustainable development and management of marine and coastal area. The convention provides a mechanism for regional cooperation, co-ordination and collaborative actions. http://www.unep.org/NairobiConvention/ Kuwait regional convention for co-operation on the protection of the marine environment from pollution (Kuwait convention) The aim of the convention is to prevent, abate and combat pollution of the marine environment by co-operation, developing an integrated management approach to the use of the use of the marine environment etc. http://sedac.ciesin.org/entri/texts/kuwait.marine.pollution.1978.html Convention for Co-operation in the protection and sustainable development of the marine and coastal environment in the North-East Pacific (Antigua Convention) The aim of the convention is to protect and preserve the marine and coastal environment of the Northeast Pacific against all kinds and sources of environmental pollution and degradation. The Antigua Convention sets forth the legal obligations and establishes the cooperative mechanisms necessary for the long term conservation and sustainable use of the highly migratory fish stocks of the Eastern Pacific Ocean. http://www.unep.ch/regionalseas/main/nep/nepconve.html Convention for the protection and development of the marine environment of the Wider Caribbean Region (Cartagena convention) The convention requires adoption of measures aimed at preventing, reducing and controlling pollution from ships, pollution caused by dumping, pollution from seabed activities and airborne pollution. The convention is supplemented by three protocols. http://www.cep.unep.org/cartagena-convention/cartagenaconvention/plonearticle.2005-10-04.2793893381
Convention for the protection of the marine environment and coastal zone of the South-East Pacific (Lima convention) The objective of the convention is to protect the marine environment and coastal zones of the South-East Pacific against all types and sources of pollution. http://sedac.ciesin.org/entri/texts/marine.environment.coastal.south.east.pacific.1981. html Convention for the protection of the marine environment and coastal zone of the South Pacific (Noumea convention) The aim of the convention is to prevent, reduce and control pollution from any source and to ensure sound environmental management and development of natural resources. The Convention has two protocols: protocol for the prevention of pollution by dumping, and protocol concerning co-operation in combating pollution emergencies. http://cc.msnscache.com/cache.aspx?q=72732588134154&andmkt=nbNO&andlang=nb-NO&andw=1e108d79&andFORM=CVRE2
Waste Convention on the ban of the import into Africa and the control of transboundary movements and management of hazardous wastes within Africa (Bamako convention, not yet in force) The aim of the convention is to ban the import into Africa and the control of transboundary movement and management of hazardous wastes within Africa. http://sedac.ciesin.org/entri/texts/acrc/bamako.txt.html Biodiversity Convention on the Conservation of European Wildlife and Natural Habitats (Bern Convention) http://www.coe.int/t/dg4/cultureheritage/conventions/bern/default_en.asp The European Landscape Convention http://www.coe.int/t/dg4/cultureheritage/Conventions/Landscape/default_en.asp - o0o -