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Vaccine 24S3 (2006) S3/164–S3/170

Chapter 19: Cost-effectiveness of cervical cancer screening


Sue J. Goldie a,∗ , Jane J. Kim a , Evan Myers b
a Department of Health Policy and Management, Harvard School of Public Health, 718 Huntington Avenue, 2nd Floor, Boston, MA 02115, USA
b Department of Obstetrics and Gynecology, Duke University, Durham, NC, USA

Received 26 April 2006; accepted 15 May 2006

Abstract

In the last two decades, computer-based models of cervical cancer screening have been used to evaluate the cost-effectiveness of different
secondary prevention policies. Analyses in countries with existing screening programs have focused on identifying the optimal screening
interval, ages for starting and stopping screening, and consideration of enhancements to conventional cytology, such as human papillomavirus
(HPV)-DNA testing as a triage for equivocal results or as a primary screening test for women over the age of 30. Analyses in resource-poor
settings with infrequent or no screening have focused on strategies that enhance the linkage between screening and treatment, consider
noncytologic alternatives such as HPV-DNA testing, and target women between the ages of 35 and 45 for screening one, two, or three times
per lifetime. Despite differences in methods and assumptions, this paper identifies the qualitative themes that are consistent among studies,
and highlights important methodological challenges and high-priority areas for further work.
© 2006 Elsevier Ltd. All rights reserved.

Keywords: Cervical cancer screening; HPV vaccines; Cost-effectiveness

1. Introduction term mortality and quality of life outcomes. Thus, disease


simulation modeling is undoubtedly necessary.
While randomized controlled trials provide the most valid In the last two decades, several computer-based cervical
estimate of cancer screening efficacy, as they adjust for both cancer models have been developed to inform specific policy
known and unknown confounding variables, they pose sev- questions related to cervical cancer prevention. We and others
eral economic and practical difficulties. First, because only a have assessed the comparative cost-effectiveness of different
small proportion of the population will develop the disease screening strategies while explicitly considering such factors
and realize a screening benefit, trials would require screen- as the relative performance and costs of different screen-
ing of very large populations to generate a measurable effect. ing tests, the tradeoffs between screening test sensitivity and
Additionally, several decades of observation might be neces- specificity, the attributes of tests that might facilitate uptake,
sary from the time of initiating a program to when an effect options to manage abnormal results, and the effectiveness
on cancer incidence would be measurable. Furthermore, a of different treatments [1]. Quantitative cost-effectiveness
randomized controlled trial of different screening strategies results of model-based screening analyses can be challeng-
may not be considered an acceptable alternative if screening ing to compare directly. In part, this is due to (1) the choice
is already widely accepted as a standard of care. In the case of model and parameter assumptions, which vary depend-
of cervical cancer screening, it is unlikely that clinical trials ing on the nature of the study objective, (2) the uncertainty
will be performed that could adequately compare all the pos- around estimates of costs and outcomes, as well as variabil-
sible variations of screening and treatment and the follow-up ity in the value of these parameters in different settings, and
cohorts of patients for the decades required to assess long- (3) the different perspectives taken by analysts (e.g., societal
versus healthcare payer). However, once these variables are
∗ Corresponding author. Tel.: +1 617 432 2010; fax: +1 617 432 0190. accounted for, results are far more comparable and several
E-mail address: sue goldie@harvard.edu (S.J. Goldie). general themes can be identified consistently among studies.

0264-410X/$ – see front matter © 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.vaccine.2006.05.114
S.J. Goldie et al. / Vaccine 24S3 (2006) S3/164–S3/170 S3/165

This chapter will synthesize the findings from cost- be expanding coverage in the population by using new
effectiveness analyses (CEAs) that have focused on cytology- technology such as HPV-DNA testing in a cost-effective
based cervical cancer screening and identify several qualita- manner and deciding how a vaccine could be utilized given
tive themes [2–5]. Second, consistent findings from analy- existing screening practices. In the US, screening strategies
ses that have considered HPV-DNA testing as a triage for implemented in clinical practice are often incongruent with
equivocal cytologic abnormalities [6–11] and HPV-DNA those recommended by clinical guidelines, which in turn,
testing as a primary screening test with or without cytol- at least until recently, are not always the most cost-effective
ogy [7–9,11–13] will be described for countries with exist- strategies. However, in recent years, consistent with find-
ing screening programs. Key themes from studies that have ings from cost-effectiveness analyses, recommendations
assessed noncytology-based strategies that enhance the link- have shifted to screening less frequently, delaying the ini-
age between screening and treatment and may be more feasi- tiation of screening until 3 years after sexual debut, and
ble in developing countries [14–17] will be identified. Finally, considering cessation of screening for women over age 65
a summary of the most important methodological challenges who have been regularly screened and are negative.
and high-priority areas deserving of analytic attention will be • There appears to be little benefit from beginning screening
provided. at a very young age, and there could be harmful conse-
quences due to unnecessary colposcopy and other proce-
dures. In most countries with existing screening programs,
2. Prior CEAs in developed countries the recommended age of beginning cytology screening
ranges from 21 to 25 [4]. In the US prior to 1992, most
The vast majority of published CEAs of population-based national guidelines recommended initiating cervical can-
cervical cancer screening performed in the last two decades cer screening with the onset of sexual activity or at age 18
have focused on high-income countries. Consequently, they [19]. An analysis that compared this recommendation to
have addressed issues such as the choice of screening inter- policies that delayed screening until 3 years after sexual
val, ages for starting and stopping screening, enhancements debut showed delayed screening to be more cost-effective.
to conventional cytology, and integrating HPV-DNA testing • For women who have undergone cervical cancer screen-
into cytology-based screening programs as a triage for equiv- ing at regular intervals throughout their lifetime and have
ocal cytology results or as a primary screening test for women consecutive negative results, a policy that discontinues
over the age of 30. Several general themes emerge from mul- screening around age 65 is reasonable [20]. Benefits of
tiple studies despite differences in modeling structure and screening (in terms of life-expectancy gains) in a well-
assumptions. These can be summarized as follows: screened cohort decline rapidly after age 65 because the
risk of dying from cervical cancer is substantially reduced
• The cost-effectiveness of screening in the general popu- because of the natural history of the disease, a reduc-
lation becomes increasingly less favorable as programs tion in prevalence resulting from screening and treatment
are intensified by screening more frequently than every at younger ages, and increasing risk of death from other
2–3 years and/or aggressively following equivocal or low- causes. The relative cost-effectiveness of continued regular
grade cytological abnormalities that are likely to regress. screening in low-risk older woman will somewhat depend
This occurs because for any given level of test sensitivity on the screening frequency. For example, when screening
and specificity, costs increase almost linearly with shorter intervals are three to five years, termination of screening
intervals while the incremental gains in benefits rapidly at age 65 does not save many resources [21]. It should
diminish. In most analyses in developed countries, screen- be noted, however, that where women have not previously
ing intervals of 3–5 years usually fall within acceptable been screened, screening at older ages is very cost-effective
limits of cost-effectiveness ratios. Biennial and annual because there is a large risk of disease in older unscreened
screening strategies have very high cost-effectiveness women.
ratios, and are generally considered not cost-effective from • Strategies that employ screening tests with higher sen-
a policy perspective. The high costs of frequent screen- sitivity than conventional Pap smears (e.g., liquid-based
ing are due not only to the increased number of tests, but cytology with HPV-DNA testing to triage equivocal cytol-
also the detection and treatment of more low-grade lesions ogy results, enhanced cytology with computer-assisted
which, in the absence of screening, would regress on their imaging, primary screening with HPV-DNA testing in
own without intervention. older women) without modifying the routine screening
The majority of European countries recommend screen- interval offer little incremental benefit but increase costs,
ing beginning between the ages of 20 and 25 years, and and thus are associated with very high incremental cost-
continuing every 3–5 years until age 60–65 [18]. These effectiveness ratios. For example, in an analysis of screen-
general policies have cost-effectiveness ratios that would ing in the US, the magnitude of the life-expectancy gains
be considered very cost-effective according to multiple for annual screening with HPV-DNA testing and cytol-
suggested criteria for cost-effectiveness ratio thresholds ogy compared with biennial screening with those same
(see Chapter 18; [4]). For these countries, priorities should tests was 4 hours. Accordingly, the incremental cost-
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effectiveness ratio exceeded $2 million per year of life


saved (YLS) [12]. Regardless of the criterion used for a
cost-effectiveness threshold (see Chapter 18), this strategy
would not be cost-effective.
• Similar strategies with more sensitive screening tests do,
however, appear cost-effective in the context of screen-
ing every 3–5 years. For example, studies in European
countries have shown that strategies that utilize HPV-DNA
testing to triage equivocal results in the context of conven-
tional or liquid-based cytology every 3 or 5 years have
cost-effectiveness ratios that fall below each country’s
GDP per capita [7,8,22]. In the US, using HPV-DNA test-
ing as a triage test for equivocal results or in combination
with cytology every 2–3 years among women over the age
of 30 was also found to be attractive compared to using
cytology alone annually [9].
Most studies report that primary HPV-DNA testing, and
combined cytology and HPV-DNA testing are associated
with a greater risk of unnecessary colposcopy throughout
a woman’s lifetime. The potential negative quality-of-life
effects of screening with such a sensitive test are not easily
measured, but these will be approximately proportional to
the number of screening rounds, and thus will be greater in
scenarios of frequent screening. The rate of unnecessary
colposcopies is another reason to carefully weigh the rel-
ative harms and benefits associated with all screening fre-
quencies using more sensitive tests. Similarly, using HPV-
DNA testing as a primary screening test in young women in
their 20s will undoubtedly lead to very high rates of screen-
positives. The impact of even a small and transient disutil-
ity experienced from a false-positive result could be enor-
mously influential at the population level. Better data on Fig. 1. Impact of test specificity on total lifetime costs per-woman for differ-
the impact of HPV-DNA status on quality of life, individ- ent levels of population screening coverage for twice-in-a-lifetime screening
ual screening behavior, and sexual behavior are a priority. (Panel A) and annual screening (Panel B) with HPV-DNA testing, compared
to no screening. When screening is infrequent (Panel A) at 100% coverage,
• Small changes in specificity are very influential on
increasing specificity from 60 to 100% results in a decrease in cost of $7.
cost-effectiveness in settings with frequent screening With very frequent screening (Panel B) at 100% coverage, lifetime costs
and aggressive follow-up strategies [23]. This trend is decrease by nearly $50 as specificity increases from 60 to 100%. Analyses
important since HPV-DNA testing has on average 20–30% were conducted using a previously-published model [15].
greater sensitivity but about 5–10% lower specificity than
Pap cytology for detecting high-grade lesions or cancer cytology and HPV-DNA results) and consequently modify
in studies based on combined testing of all women with a woman’s future screening interval and strategy have
both cytology and HPV-DNA test (see Chapter 20). This the potential to be very cost-effective. The combination
is shown in Fig. 1, which displays the impact of test speci- of cytology and HPV-DNA testing attains sensitivity and
ficity on total per-woman lifetime costs for different levels negative predictive values that approach 100%. Therefore,
of population screening coverage for twice-in-a-lifetime using a combination of cytology and HPV-DNA testing
screening (Panel A) and annual screening (Panel B), in a screening program could safely allow an increase of
compared to no screening, using a previously-published testing intervals, for example from 1–3 years to 3–5 years,
model [15]. Across all levels of screening coverage, or even longer, as has become the target of demonstration
decreases in test specificity result in higher lifetime costs. trials in different countries in Europe and North America
As expected, specificity has a greater impact in settings (see Chapter 20).
with high coverage rates. When screening is infrequent
(Panel A), the impact of specificity is quite small; however,
with frequent screening, which is typical of developed 3. Prior CEAs in developing countries
countries (Panel B), the impact on costs is much greater.
• Strategies that capitalize on the information provided by There are fewer published studies that assess screening in
HPV-DNA testing (e.g., consecutive years of negative developing countries [14–17,24]. In one of the earliest mod-
S.J. Goldie et al. / Vaccine 24S3 (2006) S3/164–S3/170 S3/167

eling evaluations of cervical cancer screening programs in


developing regions, Sherlaw-Johnson et al. [14] reported that
the most efficient use of resources would be to concentrate
screening efforts using cytology and HPV-DNA testing on
women age 30–59 at least once per lifetime as such blanket
screening would reduce the lifetime risk of cervical cancer
by up to 30%. Results published since then, using data from
Thailand and South Africa, were qualitatively similar [15,16].
Most early analyses did not include programmatic costs and
focused on a single country, thus, limiting the generalizability
of key findings.
Recently, Goldie et al. conducted a comprehensive assess-
ment of the cost-effectiveness of novel cervical cancer screen-
ing strategies in five regions of the world with differing epi-
demiological profiles where conventional cytology screening
programs have thus far not been sustainable [17]. Costs were
assessed using primary and secondary data, and included
direct medical, direct nonmedical, patient time, and pro-
grammatic costs. To facilitate a broad policy comparison
between studies, assumptions were standardized by experts
with experience in each country. Strategies differed by initial
screening test, targeted age of screening, number of visits
required (one, two, or three), and protocols for follow-up.
Initial screening tests included visual inspection with acetic
acid, cervical cytology, and HPV-DNA testing. Three-visit
strategies included an initial screening test, a diagnostic
work-up incorporating colposcopy and biopsy in women
with positive results, and treatment of cervical intraepithe-
lial neoplasia (CIN). Two-visit strategies incorporated ini-
tial screening followed by treatment of all screen-positive
women, without evaluation by colposcopy. One-visit strate-
gies (i.e., “screen and treat”) incorporated immediate treat- Fig. 2. Impact of test sensitivity on reduction in lifetime risk of cervical
ment in screen-positive women. Outcomes included the life- cancer for different levels of population screening coverage for twice-in-a-
lifetime screening (Panel A) and annual screening (Panel B), compared to
time risk of invasive cancer, years of life saved, and lifetime
no screening. See text for further details. Analyses were conducted using a
costs (international dollars). previously-published model [15].
In all five regions, lifetime cancer risk was reduced by
approximately 25% with a single lifetime screen using either
one-visit VIA or two-visit HPV-DNA testing targeted at Fig. 2 shows the impact of test sensitivity on reduction
women 35–40 years of age. This reduction was nearly dou- in lifetime risk of cervical cancer for different levels of pop-
bled with strategies performed two or three times per lifetime. ulation screening coverage for twice-in-a-lifetime screening
Although the average per-woman lifetime costs varied con- (Panel A). Across all levels of screening coverage, increases
siderably, strategies were identified in all five countries that in test sensitivity provide greater reductions in the lifetime
had incremental cost-effectiveness ratios less than each coun- risk of cancer, but the magnitude of cancer risk reduction
try’s per capita GDP (see Chapter 18). To place the results depends on the level of coverage. At coverage rates of 25%
into the context of other public health interventions in devel- or below, increasing sensitivity from 60 to 100% provides an
oping countries, single-lifetime screening strategies were as incremental reduction in the lifetime risk of cancer of less
cost-effective as hepatitis B immunization, second-line treat- than 5%. In contrast, when coverage exceeds 50%, increas-
ment for tuberculosis, and malaria prevention with bed nets ing test sensitivity from 60 to 100% provides an incremental
[17]. reduction in the lifetime risk of cancer of nearly 15%. The
In the analysis above, the cost-effectiveness results were same graph is reproduced for an extreme case of annual
most sensitive to loss to follow-up, targeted screening age, screening (Panel B) to illustrate how important background
coverage rates, and the cost of care (surgical or palliative) screening intensity is when assessing the influence of test
for invasive cervical cancer. In addition, they found that the sensitivity [25]. In contrast to the typical developing coun-
population-level impact of screening (i.e., reduction in the try situation of once- or twice-in-a-lifetime screening, where
incidence and mortality of cervical cancer) was most influ- increasing sensitivity has a greater impact when coverage is
enced by the level of coverage. higher, in the context of intense frequent screening, increas-
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ing sensitivity has a greater impact when coverage is lower. influential on population impact and cost-effectiveness in
For example, at 25% coverage, reduction in lifetime risk of settings with infrequent screening, while changes in speci-
cancer is 13% when increasing sensitivity from 60 to 100%, ficity are much less influential.
whereas at 100% coverage, reduction in cancer risk is only • In developing countries, within-country and between-
4%. country differences affect screening cost components to a
Several general themes have been identified by studies greater degree than in resource-rich settings (see Chapter
focusing on resource-poor settings that have been unable to 18). The absolute level of cervical cancer mortality reduc-
implement and support ongoing screening programs. These tion is most sensitive (by far) to coverage rates, minimizing
can be summarized as follows: loss to follow-up of women with positive results, and long-
term effectiveness of cryosurgery in screen/treat strategies,
• For countries with limited resources, screening efforts whereas the cost-effectiveness ratios are most sensitive to
should target women age 35 or older, and strategies should nonmedical costs (time and transportation) and the avail-
focus on screening all women at least once in their life- ability and cost of cancer treatment (see Chapter 18).
time before increasing the frequency of screening. If high
coverage can be achieved, screening two to three times
per lifetime could reduce lifetime cancer risk by 25–40%. 4. Overview of CEA results in all world regions
Targeting the appropriate age groups is crucial, generally
around age 35 and then at 40 in the case of two lifetime The need for a global perspective in a discussion of poli-
screening tests; screening three times in a lifetime should cies for cervical cancer prevention is made apparent by a
occur between 30 and 50 years of age with spacing between comparison of the strategies used in very different settings.
tests of about 5 years. Fig. 3 shows the discounted lifetime costs and clinical bene-
• Results of published analyses show that the choice between fits (expressed as reduction in the lifetime risk of cancer) of
cytology, HPV-DNA testing (most-effective), and visual different screening strategies performed at different screen-
methods (least costly), is most sensitive to the ability to ing intervals. The cost-effectiveness of moving from one
link screening and treatment in fewer visits, the resources screening strategy to a more costly alternative is represented
required with each test, and test sensitivity. by the difference in cost divided by the difference in can-
• When screening is only one to three times per lifetime, and cer incidence reduction associated with the two strategies.
if coverage rates are below 25%, enhancements to screen- Strategies lying on the efficiency curve dominate those lying
ing test sensitivity have minimal impact at the population to the right of the curve (not shown) because they are more
level (e.g., increasing sensitivity from 60 to 100% provides effective, and either cost less or have a more attractive cost-
an incremental reduction in the lifetime risk of cancer of effectiveness ratio, than the next best strategy. For each strat-
less than 5%). However, provided widespread coverage egy on the curve, a range of cost-effectiveness ratios and
can be achieved, small changes in sensitivity are more examples of countries in which cost-effectiveness analyses

Fig. 3. Efficiency frontier depicting costs and benefits of screening strategies in different regions of the world [6–10,12,17,26]. Strategies differ by screening
test (i.e., visual inspection using acetic acid (VIA), HPV-DNA testing, conventional cytology, and * liquid-based cytology with HPV-DNA testing to triage
equivocal results) and screening frequency.
S.J. Goldie et al. / Vaccine 24S3 (2006) S3/164–S3/170 S3/169

were conducted are shown based on a review of the pub- stantial cohort effects that will affect cancer incidence and
lished literature. The slope between two strategies is steepest mortality, including exposure to HPV (age at sexual debut,
when the net gain in cancer incidence reduction is greatest average number of partners), exposure to factors which may
(see Chapter 18). In this figure, strategies differ by screening contribute to increased cancer risk once infected with HPV
test and screening frequency, ranging from once per lifetime (pregnancy, smoking, HIV), changes in competing risks (age-
to annual screening. specific mortality from other causes, rates of hysterectomy for
Strategies at the lower left of the curve are those which benign disease), changes in factors which affect diagnosis of
involve less technically intensive tests (VIA and HPV-DNA cervical cancer (access to medical care, changes in endemic
testing) and infrequent screening intervals (e.g., one to conditions, which lead to symptoms that mimic early cer-
three times per lifetime). Such strategies, which have cost- vical cancer), and changes in stage-specific survival from
effectiveness ratios ranging from $110 to $2500 per YLS, cervical cancer (improvements in treatments, reductions in
are considered to be attractive strategies for countries in poor morbidity and mortality associated with treatment). Ideally,
regions of the world, such as India and Thailand [17]. age–period–cohort models could help address some of these
Screening at 3- and 5-year intervals using conventional issues, but the data necessary for construction of these mod-
cytology produces cost-effectiveness ratios that range from els are not commonly available, especially in the developing
$6800 to $25,600 per YLS based on analyses in European countries where some of these secular trends may be most
countries such as the UK, The Netherlands, France, and Italy dramatic.
[7,8,10], and 2-year screening with cytology ranges from The choice of model structure will continue to be challeng-
$34,500 to $56,400 per YLS based on analyses in Australia ing. Cervical cancer natural history and screening models
and the US [6,9,12,26]. More aggressive strategies, such as have evolved considerably in parallel with a better under-
screening every 2 years or annually using liquid-based cytol- standing of the role of HPV in cervical carcinogenesis, and
ogy (with HPV-DNA testing for triage of equivocal cytology as the policy questions become more complex, this pro-
results), fall on the “flat of the curve” because they have cess will need to continue. For example, analyses focusing
much higher costs yet add very little benefit; these strategies, on HPV-DNA testing as a primary screening test require
assessed mainly in analyses conducted to address clinical additional sophistication in model structure to represent the
guideline questions in the US, range from $174,200 to over detailed age-specific patterns of HPV positivity in women
$1 million per YLS [6,9]. without cytologic abnormalities, with equivocal and low-
It is compelling to examine this figure in the context of grade abnormalities, and with high-grade disease. To assess
the most pressing policy issues in developing versus devel- newer screening strategies that diverge based on an indi-
oped countries. From a broad public health perspective we are vidual woman’s history, we require first order Monte Carlo
reminded of the differences in the potential “value” of a sin- methods (see Chapter 18), which more easily allow the ana-
gle dollar invested where it is needed most (i.e., in developing lyst to incorporate many dimensions of heterogeneity (e.g.,
countries) versus the “value” of a dollar invested in wealthy type-specific HPV, individual-based risk factors such as HIV,
countries with existing screening. It is interesting to invert the parity, smoking, etc.), to reflect both variability and uncer-
incremental cost-effectiveness ratio to gain an insight into the tainty in a more sophisticated manner and to permit the
differences between the most aggressive screening strategy risk of a single event to depend on a series of past events.
shown on the graph (far upper right) and the least aggressive Models used for evaluating cervical cancer control strate-
(far lower left). Expressing the incremental benefits relative gies in developing countries must be able to accommodate
to the incremental costs using a “benefit-cost ratio” would more details regarding the operational delivery of screen-
translate to 2.2 weeks of average life expectancy gain per ing and treatment services. Models that include vaccination
$50,000 in the US. In contrast, in India, this would translate strategies will need to either link with, or utilize parame-
to a gain of 5000 years of life expectancy per $50,000. ters from, dynamic transmission models (see Chapter 21).
Finally, for analyses that address the critical questions about
how screening test performance might change in the presence
5. Ongoing challenges of a type-specific vaccination (see Chapter 20), the mod-
els need to fully represent HPV type-specific heterogeneity.
There will always be parameter and model uncertainty in The price of representing increasing complexity and hetero-
each of the model-based analyses summarized here. Param- geneity of HPV types in a model of cervical carcinogenesis
eter uncertainty concerns the true values of the input param- is that the number of “unobserved” natural history param-
eters, whereas model uncertainty involves the way these eters quickly multiplies. Fortunately, epidemiologic data on
parameters are modeled (or synthesized or manipulated to age-related prevalence of type-specific HPV, age-related inci-
be appropriate for the model structure). Typically, models dence of CIN and invasive cancer, and the distribution of HPV
are calibrated to match data on age-specific cancer incidence types within CIN and cancer are increasingly available. These
and mortality, and, if available, prevalence of HPV and CIN. data, together with formal calibration methods, can theoret-
A limitation of this approach is that modelers are matching a ically permit the development of a model that both respects
cohort simulation to cross-sectional data. There may be sub- our uncertainty regarding natural history but forces the model
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SJG and JJK gratefully acknowledge grant support from
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the US National Cancer Institute (grant #R01 CA093435) Lumbiganon P, Warakamin S, et al. Costs and benefits of different
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