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By

Dr. Sherif S. AbdelSalam


Lecturer British University in Egypt
Housing & Building National Research Centre (HBRC)
May 18, 2011

Members of Committee # 4

Prof. Dr. Amr Darrag Eng. Ashraf Wahby Prof. Dr. Gehan El-Sayed Dr. Sherif AbdelSalam Dr. Tarek Thabet Prof. Dr. Fatma Baligh Prof. Dr. Fathalla El-Nahhas Dr. Mohamed El-Nabarawi Prof. Dr. Nadia Shenouda Prof. Dr. Nagwa El-Sakhawi Prof. Dr. Yasser El-Mossallamy
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Outline
Pile Design Approaches

LRFD Philosophy and Advantages Current International Practices

Resistance Factors Development


Construction Control Aspects Pile Design Example

Definition of LRFD
Advantages of LRFD Typical R.F. Values WSD vs. LRFD

Conclusions and Recommendations

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Pile Design Approaches


Working Stress Design (WSD or ASD)

L: Loads R: Resistances FS: Factor of Safety

FS based on experience and subjective judgment Ignores various sources and levels of uncertainties

Variation of soil properties, behavior, and GWT


Capacity and performance of deep foundations Therefore, highly conservative

No consistent degree of reliability In some cases leads to unsafe designs


LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Pile Design Approaches contd


Load and Resistance Factors Design (LRFD)

Qi : Loads i : Load Factors R: Resistance : Resistance Factor

Uncertainties are quantified using probability-theory Overlap area between loads and resistances is failure

Depends on: 1)mean; 2) st. dev.; and 3) best-curve-fit

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Definition of LRFD

LRFD quantifies various uncertainties using statistics Achieves designs with a chosen level of reliability Loads x L.F. > 1.0 and Capacities x R.F. < 1.0 Failure is when factored loads exceed factored capacities To avoid failure, LRFD control the overlap area The overlap area is limited to an acceptable level

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Advantages of LRFD
Allows for Regional Calibration to be more cost effective Constant and controllable degree of reliability
Consistent design for the entire structure Improves the construction control process Reliabilities higher than WSD approach
Higher efficiency and cost effectiveness No assumptions are needed No experience and engineering judgment Easy to use for design engineers
7 LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations 7

Typical R.F. Values


Resistance factors for H-piles in different soils using various static methods
Soil Type Static Analysis Method
SPT-Meyerhof -Method Nordlund SPT-Meyerhof -API Method -Method SPT-Meyerhof -API Method -Method Nordlund =2.33 0.42 0.32 0.31 0.53 0.40 0.35 0.42 0.32 0.34 0.34 / 0.25 0.37 0.34 0.29 0.35 0.33 0.24 0.27 0.35 0.28 0.27 0.23 0.21 0.35 0.28 0.24 Failure Region, 0.27 P 0.21 0.24 0.22 =3.00

Sand

Clay

Mixed

/ 0.16 0.27 0.24 0.19 0.24 0.23 0.16 0.18 0.24 0.18

: Reliability Index : Standard Deviation of PDF Pf : Probability of Failure

Determining the reliability index = probability of failure Depending on: 1) Pile group redundancy 2) Importance of structure 3) Allowable settlement 4) Budget
LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Typical R.F. Values contd


1.0 100 1.0
Resistance Factor ()

1.5 70

0.8

0.6 0.4 0.2

0.4 0.2
2.33 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5

Resistance Factor ()

sand

Probability of Failure % 2.0 2.5 3.0 0.01 3.5 0.001 4.0 <0.001 4.5 10 1 0.1 1.0 BlueBook SPT-Meyerhof 0.8 -API Method -Method 0.6 Nordlund

Design charts with wider range of (or probability of failure)

0.0

0.0 Efficiemcy Factor (/)

1.0 100 1.0 0.8 0.6 0.4

1.5 70

Reliability Index ()

0.2
0.0 1.0 1.5 2.0 2.33 2.5 3.0 3.5 4.0 4.5

0.2

0.0

Reliability Index ()
LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Efficiemcy Factor (/) 9

clay

Probability of Failure % 2.0 2.5 3.0 0.01 3.5 0.001 4.0 <0.001 4.5 10 1 0.1 1.0 BlueBook SPT-Meyerhof 0.8 -API Method -Method 0.6 Nordlund 0.4

WSD vs. LRFD


350

300
250 Capacity (kips) 200

3.0 Nominal Capacity Factored Capacity 2.5 Allowable Capacity

313

Frequency

2.0 1.5 1.0

Variable K1 (Nominal) K2 (LRFD) 244 K3 (WSD)

Mean

StDev N

201

1.116 0.2826 5 1.395 0.3533 5 1.786 0.4522 216 5

150
100 50 0

130

92

90

123 104 67

125 96 81 72

132

43

0.5

0.0 0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

SPT-Meyerhof

-method

KK == SLT / SPT Meyerhof Davisson/BlueBook -method Nordlund-method

BlueBook

SLT

LRFD is more consistent among different static methods LRFD is more efficient, cost effective Reliability is known and constant
LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Outline
LRFD Philosophy and Advantages Current International Practices
Deep Foundations Practices

Resistance Factors Development


Construction Control Aspects Pile Design Example

Pile Analysis Methods

Conclusions and Recommendations

LRFD Implementation

Regionally Calibrated R.F.

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Deep Foundations Practices


WA 150 m DS, CIDH, dia. 1.5 to 3 m Nord/CPT

West Coast DP, OEP,


dia. 40 to 60 cm

15 to 60 m OR DP, OEP, dia. 30 to 50 cm //Nord

MT ID composed Soil is mainly of alluvium deposits DP, HP, WY //Nord 10 m DP, HP, 310x79 mm ///Nord/SPT

60 m DP, HP, 360x152 mm

< 15 m DP, HP, 310x79 mm Nord No response ND No response 60 m < 20 m VT NH DP, CEP, dia. 30 cm /Nord

No response ME

Pile> types: open-end 15 m DS, CIDH, Deep CA pipe piles dia. 10 to 30 cm DP and DS
//Nord/SPT > 45 m NV DP, OEP, dia. 1 to 1.5 m //Nord

-method

UT the Specific areas use CO CIDH Deep Deepthe seismic shafts due to DP, HP, DS, CIDH, 360x132 mm dia. 1.2 to 3 m requirements /SPT AZ

15 m DS, CIDH, SPT

NM

AK Nord/SPT/ In-house

> 25 m DS, CIDH, dia. 1 to 1.5 m /SPT

< 15 m DP, DS, MA Nord/SPT/CPT MI DP, HP, No response 360x109 mm all sizes NY SD /Nord < 15 m No response RI 20 m DP, HP, < 10 m WI IA CT PA DP, HP, 250x85; DP, HP, NJ IL 250x63; 310x110 mm 250x85; 310x110 mm NE No response 20 m 250x85mm Nord/SPT /Nord OH DP, HP, No response In-house DE 5 to 60 m IN ` response 250x63, No DP, HP, MD 360x132 mm > 30 m //Nord WV KS In-house DP, PSCP, KY < 15 m No response 30 to 60 cm MO VA DS, CIDH, No response < 20 m No response DP, HP, NC TN 310x79; Deep No response 360x132 mm OK DP, PSCP, SC SPT dia. 40 to 60 cm No response No response /Nord No response 10 m AR GA AL MS DP, HP, 310x79; TX LA 360x174 mm 30 m PSCP, 30 to 40 cm No response No response DP, PSCP, Nord/SPT dia. 0.5 to 1.5 m In-house

HP, MidwestDP, 250x63;

MN

Soil is mainly composed of glacial tills Pile types: steel H-piles

East Coast

Soil in mainly composed of coastal plain and glacial tills Pile types: steel H-piles and precast/prestressed concrete

FL HI Map Key

Each State contains the following information (if available): 1) Depth to bedrock 2) Used pile categories and types (see map key) 3) Used pile sizes (see map key) 4) Used static analysis methods (see map key)

DP = Driven Piles DS = Drilled Shafts HP = Steel H-piles OEP = Open End Pipe piles CEP = Closed End Pipe piles CIDH = Cast In Drilled Hole piles

PSCP = Prestressed Concrete Piles = -method = -method = -method Nord = Nordlund method SPT = SPT-methods CPT = CPT-method

Soil Regions
Glacial Alluvium Coastal Plain Other soil types

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Pile Analysis Methods


100% 6% 80%

Static Methods
40% 45%

63%

18% Driven piles


Drilled shafts Both 76%

60% 40% 32% 6% 9% 11%

20%
0%

100% 80%

Dynamic Methods
74%
74%

100%

100% 80% 60% 40% 43% 14% 21%

Dynamic Formulas
57%

60%
40% 20% 0%
Other PDA CAPWAP

16% 20% 0%

WEAP

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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LRFD Implementation
WA

MT
OR ID WY

ND

ME

MN SD IA
NE UT IL CO KS OK MO TN AR SC IN WI MI NY

VT

NH

MA

NV CA
AZ

PA
OH KY

WV

VA NC

RI CT NJ DE MD

NM TX

10%

MS
AK LA

AL

GA
40%

50%

FL

HI

Implemented LRFD In transition from WSD to LRFD Currently using WSD

Implemented LRFD In transition from ASD to LRFD Still Using ASD

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Regionally Calibrated R.F.


According to Soil-Pile (Shaft) types
Soil type Sand N 11 4 0.45 0.4 St. Dev. 0.11 0.23 N 12 3 Clay 0.48 0.6 St. Dev. 0.15 0.28 N 8 3 Mixed soil 0.55 0.5 St. Dev. 0.13 0.13

Pile type
Steel H-pile CIDH

Open end pipe

0.65

0.04

0.67

0.04

0.67

0.04

According to Soil-Static Analysis Methods


Soil types
Static Analysis Method Nordlund N 11 Sand 0.5 St. Dev. 0.12 N N/A Clay N/A St. Dev. N/A N 4 Mixed soil 0.53 St. Dev. 0.17

SPT method
-method

3
N/A

0.45
N/A

0
N/A

N/A
6

N/A
0.47

N/A
0.19

3
1

0.53
0.7

0.11
0

-method
CPT method

1
N/A

0.65
N/A

0
N/A

4
3

0.49
0.45

0.13
0.17

2
N/A

0.37
N/A

0.11
N/A 15
15

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Outline
Calibration Requirements

LRFD Philosophy and Advantages Current International Practices

Resistance Factors Development


Construction Control Aspects Pile Design Example

Database Construction
LRFD Reliabilitybased Calibration

Conclusions and Recommendations

FOSM Equation

Verification and Comparison


LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Calibration Requirements
Adequate Database
Contains large number of pile Static Load Tests (SLT) conducted in

Egypt and corresponding soil information.

Data Collection
Survey questionnaire for code users (design engineers and consulting

firms) to stand on the current practices and future needs.

Calibration Framework
To determine the most appropriate LRFD calibration framework for

Egyptian practice.

Full-Scale Testing
Various pile SLTs accompanied by field and laboratory soil tests that

cover all possible soil types in the Egypt.

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Database Construction
Large number of usable pile SLTs with sufficient soil data
Cairo 100 Alex. 20 Other 20

Aswan 10

Port-said 15

Mixed 25
Clay 40 Sand 100

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Database Construction contd


Steel piles

Timber

CFA

CIDH (Bored Piles)

The database should also include information for different pile types

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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LRFD Reliability-based Calibration


Establish pile capacity from SLTs (QDavisson)
Calculate the pile capacity using Static methods (QAnalytical) Calculate bias ratio R = K = QDavisson/QAnalytical

Do the same for the entire database Draw the PDFs


Calculate mean, st. dev., and COV Assume probability of failure (ex. pf = 1%)

Calculate the resistance factor

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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FOSM Equation
Resistance factor

Dead load factor


Live load factor Bias for dead loads

Bias for live loads


Bias for resistance

Different groups (PDFs): 1) Pile type 2) Soil type 3) Pile design method (Static analysis methods)
0.0 12 10 8 0.5 1.0 1.5 2.0 2.5 Loc 0.1157 Mean 0.95 St. Scale Dev. 0.4180 0.24 N N 35 35 3.0 12 10 8

Dead load to live load ratio Reliability index Coefficient of variation for resistance Coefficient of variation for dead loads Coefficient of variation for live loads
1.0 1 1.5 2.0 2.5 Loc 0.1284 Mean 0.96 St. Dev. 0.28 Scale 0.4268 N N 32 32 3.0 12 10 8 6 4 2 0

0.0 12 10 8

0.5

Lognormal

Lognormal

Frequency

Frequency

Sand

Clay

6 4 2 0 0.0

6 4 2 0

6 4 2 0 0.0

0.5

1.0

1.5

2.0

2.5

3.0

0.5

1.0

1.5

2.0

2.5

3.0

Ksx = Davisson / BlueBook

Ksx = Davisson / BlueBook

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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FOSM Equation contd


Where: Resistance factor

Dead load factor (see table)


Live load factor (see table) Bias for dead loads

Bias for live loads


Bias for resistance Dead load to live load ratio Reliability index Coefficient of variation for resistance Coefficient of variation for dead loads Coefficient of variation for live loads

Figure 1: Probability of failure and reliability index (adapted from Withiam et al. 1998)

AASHTO LRFD Probabilistic characteristics of random variables for loads (after Nowak, 1999)
Load type Dead Load (D.L.) Live Load (L.L.)

Load Factor (D, L) 1.25 1.75

Load Bias (QD, QL) 1.05 1.15

Load COV ( COVQD, COVQL) 0.1 0.2


22

22 LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Verification SLT
Installing strain gauges and vibrating wires Welding steel angles to protect the SGs Driving the test and the anchor piles

Assembling the load frame

Monotonic loading on the test pile

Unloading and recording to DAS


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23 LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Verification Soil Testing


SPT CPT BST/mBST P. Cells

Classification

Atterberg

Hydrometer

CU-Triaxial

24 LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Verification contd
250 Capacity (kips) 200 150 100 50

Sand
163

228

193

199

Design Capacity (kips)

Nominal Capacity Factored Capacity 167 127 102

450

400
350 300 250

Nominal

70

73

85 63 61

200
150 100 50

0
SPT-Meyerhof -method -method Nordlund-method Bluebook SLT

300
Capacity (kips)

250 200 150 100 50 0

Clay
153 88 52 80

279

Nominal Capacity Factored Capacity 194 205 143

243 194

BlueBook SPT-Meyerhof -API -method Nordlund 0 50 100 150 200 250 300 350 Davisson Capacity (kips) 400 450

98

93
x Design Capacity (kips)

450 400 350 300 250 200 150 100 50 0 BlueBook SPT-Meyerhof -API -method Nordlund

Factored

SPT-Meyerhof

-method

-method

Nordlund-method

BlueBook

SLT

400

Mixed
Capacity (kips) 300 201 200 130

313 244

Nominal Capacity Factored Capacity 216 165 132 76 88

103
58 65

100 0

0
SPT-Meyerhof -method -method Nordlund-method BlueBook SLT

50

100 150 200 250 300 350 x Davisson Capacity (kips)

400

450

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Verification contd
Comparison between the Egyptian R.F. and the international codes
Soil Type Static Method
SPT-Meyer. Sand -Method Bluebook

Egypt
n/a n/a

AASHTO
0.3 N/A N/A

NCHRP
0.45 0.3

-Method
Clay Bluebook

n/a

0.25
N/A

0.2

-Method
Mixed Nordlund

n/a
n/a

0.25
N/A

0.2
0.2-0.35

Bluebook

N/A

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Outline
LRFD Philosophy and Advantages Current International Practices
Design and Construction Flowchart

Resistance Factors Development


Construction Control Aspects Pile Design Example
Construction Control

Conclusions and Recommendations


Calibration for Static and Dynamic Methods

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Design and Construction Flowchart


Design Stage

Site Investigation and Soil Files Testing

Determine Structural Loads and Requirements

Determine Soil Parameters

Determine Type of Deep Foundations

Perform Static Analysis

Release Bidding Documents

Completed Substructure

Modify the Design (If Needed)

Design Verification

Construction Stage

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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Construction Control
Construction control is achieved via:
Dynamic testing (PDA and CAPWAP) Wave equation (WEAP)
Static analysis is only used during the design stage of a project, and mainly for releasing the bedding documents.

Pile static load test (SLT) Dynamic formulas (ENR, Gates, etc.) Drilling to support on bedrock Driving to bedrock or until refusal
Dynamic analysis and/or SLT are conducted during the construction stage. The final capacity of the pile is established during this stage.

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

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TR-573 DSPLT Database

Sort Data According to Pile and Soil Types

Determine Pile Nominal Capacity using Davisson's Criterion

Calibration for Static and Dynamic Methods


For Dynamic Analysis

For Static Analysis

Perform Static Analysis methods WEAP Analysis Determine Design Capacity Determine Pile Capacity for Each Method
For Construction Stage

Dynamic Formulas

PDA and CAPWAP

Perform Statistical Analysis

For Design Stage

Calibrate LRFD Resistance Factors using Reliability Method

Perform Statistical Analysis

Proposed Field Tests

Determine Resistance Factors for Static Analysis Methods

Calibrate LRFD Resistance Factors using Reliability Method

Determine Resistance Factors for Dynamic Analysis Methods

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

30

Outline
LRFD Philosophy and Advantages Current International Practices

Resistance Factors Development


Construction Control Aspects Pile Design Example

Conclusions and Recommendations

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

31

Design Example
For the given soil profile, consider using CIDH

piles (d=50 cm) designed for a maximum factored load of 100 ton/ pile. End-bearing in a hard soil layer with length equal to 17 m. Using WSD and LRFD, calculate the number of piles required under the pile cap. Use various static and dynamic methods.

Simply calculate the pile capacity as usual, then, instead of dividing by a FOS, multiply by a R.F.
32

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

Pile Design Example contd


120

117

Ultimate Capacity using different static and dynamic methods


111
89

100

Pile Capacity, ton

80

76
60

76

75 67
69 63

Inconsistency High variation Over-conservative Over-estimating

52 49 37 21

40

20

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

33

Pile Design Example contd


70

Allowable Capacity (WSD) using different methods

60

Pile Capacity, ton

63
50 40

47
44 35

Inconsistency High variation Over-conservative

30

30 21 19 8 15

30

30 27 28

20 10

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

34

Pile Design Example contd


70

Factored Capacity (LRFD) using different methods

60

Pile Capacity, ton

63
50 40 30

54 41 24

58

45

49 44

Consistent Low variation Efficient

29
25

31

35

20 10

15

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

35

Outline
LRFD Philosophy and Advantages Current International Practices

Resistance Factors Development


Construction Control Aspects Pile Design Example

Conclusions and Recommendations

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

36

Conclusions
In the USA, more than 90% of the States changed from WSD to LRFD for the design of

pile foundations, using AASHTO.


In Europe, the latest Euro Code was released using LSD with different combinations.
Using LRFD, at = 2.33 (1% probability of failure), the design efficiency may increase up

to 80% relative to the actual field measurements (SLT), compared to the WSD.
The LRFD approach is superior compared to the WSD in terms of

reliability, consistency, efficiency, and cost-effectiveness.


Engineers can use the LRFD tables and charts to design pile foundations with a selected

reliability (chosen probability of failure), depending on the degree of conservatism.


Using the reliability-based LRFD for piles, the resistance factors can be regionally

calibrated for a specific soil type or region, pile type, or any particular condition, so that

to increase the design effectiveness.


LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

37

Recommendations
The Egyptian code should shift to the LRFD to coupe with other international codes. Changing to LRFD will lead to the following:

1.

Constant and controllable degree of reliability

2. Consistent design for the entire structure


3. Improves the construction control process 4. Higher efficiency and cost-effectiveness

5. No assumptions, experience, or judgment needed


For the LRFD, the same design practice is followed, the only difference is replacing

the FOS by a R.F. for the specific soil/pile/method used; hence it is easy to use LRFD.

LRFD Philosophy Current Practices Factors Development Construction Control Design Example Conclusions & Recommendations

38

Thank You Discussion ?

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