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Psychotherapy

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O F F I C I A L P U B L I C AT I O N O F D I V I S I O N 2 9 O F T H E
A M E R I C A N P S Y C H O L O G I C A L A S S O C I AT I O N

In This Issue
U
Do Psychologists Have Supererogatory Obligations?
L
Overview of the Psychotherapy
Outcome Assessment and Monitoring System

L
Interview With Dr. Charles Gelso,
Incoming Editor of Psychotherapy

E
T
The Empirically-Validated Treatments Movement:
A Practitioner Perspective

O E
I
C
N
VOLUME 38 NO. 3 FALL 2003
Division of Psychotherapy  2003 Governance Structure
ELECTED BOARD MEMBERS

President Past President Alice Rubenstein, Ed.D., 2001-2003


Patricia M. Bricklin, Ph.D. 2002-2004 Robert J. Resnick, Ph.D., 2002-2003 Monroe Psychotherapy Center
470 Gen. Washington Road Department of Psychology 20 Office Park Way
Wayne, PA 19087 Randolph Macon College Pittsford, New York 14534
Ofc: 610-499-1212 Fax: 610-499-4625 Ashland, VA 23005 Ofc: 585-586-0410 Fax 585-586-2029
pmb0001@mail.widener.edu Ofc: 804-752-3734 Fax:804-270-6557 akr19@aol.com
rjresnic@hsc.vcu.edu
President-elect Sylvia Shellenberger, Ph.D., 2002-2004
Linda F. Campbell, Ph.D., 2001-2003 Board of Directors Members-at-Large 3780 Eisenhower Parkway
University of Georgia Norman Abeles, Ph.D. , 2003-2005 Macon, Georgia 31206
402 Aderhold Hall Michigan State Univ. Ofc: 478-784-3580 Fax: 478-784-3550
Athens, GA 30602-7142 Dept. of Psychology Shellenberger.Sylvia@mccg.org
Ofc: 706-542-8508 Fax:770-594-9441 E. Lansing, MI 48824-1117
lcampbel@arches.uga.edu Ofc: 517-355-9564 Fax: 517-353-5437 APA Council Representatives
Norman.Abeles@ssc.msu.edu John C. Norcross, Ph.D., 2002-2004
Secretary Department of Psychology
Abraham W. Wolf, Ph.D., 2002-2004 Mathilda B. Canter, Ph.D., 2002-2004 University of Scranton
Metro Health Medical Center 4035 E. McDonald Drive Scranton, PA 18510-4596
2500 Metro Health Drive Phoenix, AZ 85018 Ofc:570-941-7638 Fax:570-941-7899
Cleveland, OH 44109-1998 Ofc/Home: 602-840-2834 norcross@uofs.edu
Ofc: 216-778-4637 Fax: 216-778-8412 Fax: 602-840-3648
axw7@po.cwru.edu E-Mail: drmatcan@cox.net Jack Wiggins, Jr., Ph.D., 2002-2004
15817 East Echo Hills Dr.
Treasurer Patricia Hannigan-Farley, Ph.D. 2003 Fountain Hills, AZ 85268
Leon VandeCreek, Ph.D., 2001-2003 Office: 440- 250-4302 Ofc: 480-816-4214 Fax: 480-816-4250
The Ellis Institute Fax: 440-250-4301 drjackwiggins@uswest.net
9 N. Edwin G. Moses Blvd. Email:PSFarley@aol.com
Dayton, OH 45407 Alice F. Chang, Ph.D., 2003-2005
Ofc: 937-775-4334 Fax: 937-775-4323 Jon Perez, Ph.D., 2003-2005 6616 E. Carondelet Dr.
Leon.Vandecreek@Wright.edu Washington, D.C. 20002 Tucson, AZ 85710
jperez@hqe.ihs.gov Ofc: 520-722-4581 Fax: 520-722-4582
afchang@mindspring.com

COMMITTEES AND TASK FORCES


STANDING COMMITTEES Education & Training TASK FORCES
Fellows Chair: Jeffrey A. Hayes, Ph.D. Task Force on Policies & Procedures
Chair: Roberta Nutt, Ph.D. Associate Professor and Director of Chair: Mathilda B. Canter, Ph.D.
Training
Counseling Psychology Program Diversity
Membership Pennsylvania State University
Chair: Craig N. Shealy, Ph.D. Chair: Dan Williams, Ph.D., FAClinP,
312 Cedar Building ABPP
James Madison University University Park, PA 16802
School of Psychology 185 Central Ave- Suite 615
Ofc: (814) 863-3799 East Orange, New Jersey 07018
Harrisonburg, VA 22807-7401 jxh34@psu.edu
Ofc: (540) 568-6835 Fax: 540-568-3322 Ofc: 973-675-9200 Fax: 973-678-8432
shealycn@jmu.edu DWilliamsp@aol.com
Continuing Education Pager - 1-888-269-3807
Chair: Jon Perez, Ph.D.
Student Representative to APAGS:
Anna McCarthy Interdivisional Task Force on Health
Student Development Care Policy
2400 Westheimer #306-W Chair: Open
Houston, TX 77098 Chair: Jeffrey A. Younggren, Ph.D.
annamuck@hotmail.com jeffyounggren@earthlink.net
Psychotherapy Research
Chair: Clara Hill, Ph.D. Task Force on Children, Adolescents
Nominations and Elections Dept. of Psychology & Families
Chair: Linda F. Campbell, Ph.D. University of Maryland Chair: Sheila Eyberg, Ph.D.
College Park, MD 20742 Professor of Clinical & Health
Professional Awards Ofc: (301) 405-5791 Psychology
Chair: Robert J. Resnick, Ph.D. hill@psyc.umd.edu Box 100165
University of Florida
Finance Program Gainesville, FL 32610
Chair: Leon VandeCreek, Ph.D. Chair: Alex Siegel, Ph.D., J.D. FEDERAL EXPRESS ADDRESS
915 Montgomery Ave. #300 1600 SW Archer Blvd.
Narbeth, PA 19072 seyberg@hp.ufl.edu
Ofc: 610-668-4240 Fax: 610-667-9866 Fax 352-265-0468
ams119@aol.com Co-Chair: Beverly Funderburk, Ph.D.
PSYCHOTHERAPY BULLETIN
Official Publication of Division 29 of the
American Psychological Association
PSYCHOTHERAPY BULLETIN

Published by the
Volume 38, Number 3 Fall 2003
DIVISION OF
PSYCHOTHERAPY
American Psychological Association CONTENTS
Editor’s Column ......................................................2
6557 E. Riverdale
Mesa, AZ 85215 Call for Award Nominations..................................3
602-363-9211
e-mail: assnmgmt1@cox.net Student Column ......................................................5

2004 Randy Gerson Memorial Award ................10


EDITOR
Linda Campbell, Ph.D. Council Report........................................................11

CONTRIBUTING EDITORS Practitioner Report ................................................12


Washington Scene Feature: Overview of the Psychotherapy
Patrick DeLeon, Ph.D.
Outcome Assessment and Monitoring
Practitioner Report System ..................................................................16
Ronald F. Levant, Ed.D.
2004 Nominations Ballot ......................................21
Education and Training Corner
Jeffrey A. Hayes, Ph.D. Washington Scene ..................................................23

Professional Liability Feature: Do Psychologists Have


Leon VandeCreek, Ph.D. Supererogatory Obligations?............................29
Finance
Jack Wiggins, Ph.D. Feature: Interview With Dr. Charles Gelso,
Incoming Editor of our
For The Children Journal Psychotherapy ........................................33
Sheila Eyberg, Ph.D.

Psychotherapy Research Feature: The Empirically-Validated


Clara E. Hill, Ph.D. Treatments Movement: A Practitioner
Perspective ..........................................................36
Student Corner
Anna McCarthy

STAFF
Central Office Administrator
Tracey Martin
N O F P S Y C H O THE
O
RA P Y
D I V I SI

29
ASSN.
AMER I

AL

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N PSYCHOLOGI C
EDITOR’S COLUMN
Salute to Our Division of Psychotherapy Membership
Linda F. Campbell, Ph.D.

This is my last issue of the Psychotherapy transmit the ideas of the membership to
Bulletin as editor. I am honored to have the rest of us.
served you in this capacity and am a privi-
leged spectator of the extraordinary contri- I am currently the President-Elect of our
butions you, our membership have made Division and thereby will become
to the Bulletin and to the Division through President for the calendar year 2004. Our
your participation here. Our Division 2003 President Pat Bricklin, our 2005
members are psychologists who are mak- President Leon VanderCreek, and myself
ing an impact on the profession and in have embarked on what we think is an
many different ways. Our mission of pro- important initiative for the Division. Your
moting, nurturing, and advocating for psy- Board of Directors and Division leadership
chotherapy in training, practice, theory, are an integral part of the project and you
and research is cross-cutting of the will be called upon to participate as you
domains, specialties, and proficiencies of wish in the coming months. We will be
the profession. As a result, we are fortunate talking with you more about it in the
to include the full spectrum of psychology coming issues of the Bulletin.
with the only common thread, but impor-
tant thread, being psychotherapy. Our Serving as your editor of this most impor-
membership, through generous submis- tant vehicle for the Division, the
sions to the Bulletin, has expanded the Psychotherapy Bulletin, has been an honor
focus of topic areas thereby providing a
and privilege. My participation with you,
broader base for our readership.
the membership, has been rewarding in
Our new editor, Craig Shealy, is a dynamic, many ways. I have become acquainted
energized, creative, and proactive individ- with members I would not have known
ual who will embrace the Bulletin and its otherwise. We have an exceptionally
mission with commitment and dedication. knowledgeable and talented membership
I will be interviewing Craig in the Winter, that has set the standard of quality and
2004 issue as an introduction of him to you. richness of our publication.
In the Spring, 2004 issue of the Bulletin,
Craig and I will have a conversation about I also want to thank the contributing edi-
the growth of the Bulletin over recent years tors without whom the Bulletin would not
and the function it has served for the mem- have had the depth and diversity of topics
bership and the Division. I encourage you that was accomplished with their contribu-
to continue sending your articles, manu- tions: Ron Levant, Pat DeLeon, John
scripts and ideas to Craig without censor- Norcross, Leon VanderCreek, Bob Resnick,
ing yourselves. Many of you talked about Jack Wiggins, Clara Hill, Charlie Gelso,
ideas that you then went back and wrote Jeffrey Hayes, Marv Goldfried, Sheila
down but that were not in final form when Eyberg, Gary Brooks, David Adams,
we discussed them. Craig is a person who Arthur Wiens, and of course the student
will also encourage and support your ideas editor who is currently Anna McCarthy.
and interests. This vehicle for publication is These people are each in a league of their
not refereed. It is a publication meant to own and have enormous wealth of experi-

2
ence and talent to contribute to our profes- helpful way. She is also a person who is in
sion and to our Division. a league of her own.

Tracey Martin has been our central office


manager for several years and hopefully My heart will continue to be with the
will remain so for many years to come. She Bulletin every step of the way and I look
is the true secret behind the success of the forward to watching the Bulletin bloom
Bulletin production. Since Tracey began even more under the capable eye of Craig
working with us, every element of produc- Shealy. For now, I salute you, our member-
tion has been first class. She is able to work ship, and look forward to working with
with all of us in an understanding and you in many other ways.

Call for Award Nominations

The APA Division of Psychotherapy invites nominations for its two annu-
al awards in 2004.

The Distinguished Psychologist Award


recognizes lifetime contributions to psychotherapy,
psychology, and the Division of Psychotherapy.

The Jack D. Krasner Memorial Award


recognizes promising contributions to psychotherapy, psychology,
and the Division of Psychotherapy by a Division 29 member with
10 or fewer years of post-doctoral experience.

Letters of nomination outlining the nominee’s credentials and


contributions should be forwarded to the Division 29 Past-President:

Patricia Bricklin, Ph.D.


70 Gen. Washington Road
Wayne, PA 19087
Ofc: 610-499-1212
Fax: 610-499-4625
Email: pmb0001@mail.widener.edu

The applicant’s CV would also be helpful.


Self-nominations are welcomed.

Deadline is January 15, 2004.

3
CONGRATULATIONS TO JOHN C. NORCROSS, PH.D.

Rosalee G. Weiss Lecturer

Dr. John Norcross, Past President of Division 29 and current Chair of the Publications
Board, was selected as the prestigious Rosalee G. Weiss Lecturer. Dr. Norcross delivered
his lecture, entitled Integrating Self-help into Psychotherapy: A Revolution in Mental Health
Practice, to a full and enthusiastic audience at the 2003 APA Convention in Toronto,
Ontario. Dr. Norcross was introduced by the President of our Divison, Dr. Pat Bricklin.

4
STUDENT COLUMN
Shooting Towards a Moving Target
Nisha Nayak

Nisha Nayak is a 2nd year graduate student in interns, and young professionals can bene-
the Clinical Psychology doctoral program at the fit greatly from an awareness of the chang-
University of Houston. Dr. Lynn P. Rehm is ing landscape of mental health practice.
her advisor. She graduated from Rice Such awareness can help guide the process
University in 1996 with a B.A. in Sociology of professional development. Further-
and subsequently worked for several years for a more, it will facilitate pursuit and acquisi-
small R&D medical technology company. Her tion of requisite knowledge and skills and
current research interests include patterns of the acceptance of attitudes compatible with
autobiographical memory recall in depression the current systems and realities of practice.
and quantitative methods. She is also interest-
ed in practical implementation of psychosocial The aim of this article is to provide an
interventions in the community. overview of relatively recent changes and
anticipated trends in the role of behav-
ioral/mental health professionals as dis-
You got to be careful if you don’t know where cussed in works by Cummings, Pallak,
you’re going, because you might not get there. &Cummings (1996) and Cummings,
O’Donohue, Hayes, and Follette (2001).
– Yogi Berra
The key theme emphasized by the
authors/editors is that psychology must
Successful progression towards a desired relinquish some traditional notions of how
goal requires knowledge of the endpoint. and where psychotherapy and/or behav-
However, students currently undergoing ioral health practice should occur. Instead,
training in psychotherapy are in some theories of practice must be developed and
important ways ‘shooting towards a mov- adopted based on psychologists’ demon-
ing target’. The career path for a young strated and potential contributions to men-
psychologist seeking an academic career tal and physical health within the contem-
still follows a trajectory similar to that of porary context of managed care.
predecessors. However, for students plan-
ning to become practitioners, what the The laymen’s notion of psychotherapy
future holds is less clear. For example, the likely takes the form of a patient visiting
work settings and responsibilities of the his or her therapist weekly (e.g. regularly)
next generation of practicing psychologists to discuss life problems and with the goal
and therapists will very likely be very dif- of curing of some personality problem,
ferent from that of previous prototypes, mental illness, or neurosis. The contact
such as the independent therapist who would typically be one-on-one with little
spends most of his or her time seeing or no involvement of other professionals.
patients one-on-one. Such a dedicated The setting would be in office building.
client contact role may be particularly The duration may vary, but therapy would
unlikely for doctoral-level psychologists. typically (or at least ideally) continue until
Unfortunately, academic curricula can be the patient is completely ‘cured’ so that
painfully slow at responding to changes in he/she need never return to therapy.
the job market. The reasons for this rela- While this depiction is a bit extreme, cur-
tive immutability are manifold and are not rent perspectives towards therapy may not
addressed here. Nonetheless, students, be terribly different, even among profes-

5
sionals. For example, while many current providers in mental health and chemical
training programs may acknowledge that dependency fields avoided cost contain-
briefer therapy and techniques with ment owing to the difficulty in classifying
demonstrated effectiveness are necessary, patients and establishing clear treatment
the assumptions of the practice model guidelines. This market opportunity result-
described above often still persist. At the ed in an abuse of the system by business
core of these assumptions is what is interests and skyrocketing costs in this sec-
referred to as the ‘dyadic model’ of therapy tor. This development ultimately brought
as a relatively long-term, continuous about a sharp response in the form of man-
process that emphasizes the central roles of aged behavioral health care. Methods of
the therapy session and the therapist in cost reduction included elimination of ben-
achieving a ‘cure’ (Cummings, Pallak, & efits, limiting services that were covered,
Cummings, p. 17-20). Although many of and greater use of master’s level therapists.
these assumptions regarding the nature of Many of these changes adversely affected
therapy have been questioned in recent quality but were not surprising given own-
years, they have nonetheless propagated ership by those with business interests. In
the pervasive view that the typical or contrast, psychologists might have bal-
appropriate format for therapy is individ- anced the demands for quality and cost
ual or group therapy, that reimbursement containment in a more equitable fashion.
generally is based on a fee-for-service However, psychologists generally were
arrangement, and that all attempts to limit unable gain the foothold needed in order
benefits should be resisted. This view of to exert significant autonomy within the
therapy no longer reflects the current reali- new managed care system. For the most
ty in terms of consumer needs or job mar- part, managed behavioral healthcare now
ket demand. The solo private practice is consists of a few conglomerates that own
declining, and an emphasis on this profes- roughly two-thirds of the market share.
sional setting inhibits the expansion of psy- The main economic effects of this entire
chologists into new roles that are more process on psychology are lower private
compatible with the current health care cli- practitioner incomes and fewer viable pri-
mate. According to Cummings, a more vate practice jobs that can be supported by
contemporary model of practice involves the market.
group practice, acquisition of brief therapy
skills, and demonstration that therapy is The brief historical summary presented
effective and efficient. Furthermore, he above helps provide a sense of where the
advocates a catalytic model of therapy field has been and the forces that have and
which is based on brief, intermittent thera- continue to affect it. The take-home mes-
py throughout the life span, which depicts sage is that students who plan to be practi-
the therapy session as a “yeast for growth tioners likely need to consider options
outside therapy,” and which stresses the beyond the traditional model of opening
client’s ability to effect change in his/her up an individual private practice.
own life. However, as described in both of the refer-
enced books, an array of potential oppor-
Cummings et al. (1996) attribute the tunities with varied work settings and
“demise of the solo practice” to market responsibilities are available for those who
forces, namely changes in the reimburse- are willing to forge the path. Master’s level
ment of services, i.e. the advent of man- practitioners will likely continue to engage
aged care. He terms this process the in substantial face-to-face contact,
“industrialization of healthcare.” For a although it may be in increasingly struc-
period in the 1980’s, while the rest of the tured, brief, and/or directed formats.
health care industry experienced the Psychoeducation, generally in groups, is a
painful adjustment to HMO’s, service particular area that will likely see future
6
growth. As more junior-level practitioners associated with these patients is extremely
engage in day-to-day client contact, the high, and professionals in psychology/
demand for qualified and effective super- behavioral health can develop, identify,
visors is expected to increase, and doctoral- and/or implement treatment strategies to
level psychologists are well-suited to serve serve this class of clients. For these and
in these roles. Ideally, psychologists will other reasons, Cummings et al. (2001) pro-
have an interactive relationship with other pose that the optimal strategy for behav-
professionals and community resources ioral health practitioners is to join with pri-
through consulting work, referral, and mary care physician groups. These groups
ongoing communication. Licensed psy- often operate on a capitation or prospective
chologists will also function in traditional reimbursement basis. Such an arrange-
roles of behavioral and functional assess- ment involves negotiating a fixed reim-
ment, treatment planning, and tailoring bursement per insured individual with an
therapies to address unique individual or insurance company (in exchange for a ser-
cultural issues. Doctoral graduates can also vice agreement) and thereby assuming the
be involved in development of information financial liability associated with provid-
materials and ready-to-implement clinical ing services. While such a system requires
protocols based on empirical research find- appropriate business management and is
ings. Such protocols may deal with pre- associated with assumption of financial
vention, psychoeducation, patient-man- risk, it also affords greater autonomy to
agement therapies, targeted interventions professional practitioners, who can then
for specific problems, etc., and can be dis- maintain a commitment to quality services.
seminated by junior-level therapists. With The advantage to psychologists for being
increased demand for treatments with on-site practitioners in these networks or
proven effectiveness, an important part of groups is that they become part of an inte-
the psychologist’s role will be outcome grated health team; somaticizing patients
research in applied settings. Outcomes of are more apt to abide by physician referrals
interest may include not only traditional to psychologist if they just have to go
clinical items of interest, such as patient down the hall. The advantage to physi-
status, but also economic factors, such as cians is the medical cost savings to their
costs and health service utilization. practice.
Quality assessment and oversight of man-
aged behavioral healthcare systems is yet This article was intended to highlight
another area that can benefit from profes- developments over the past decade and
sionals with advanced education in psy- predicted trends in the delivery of mental
chology and related clinical fields. and behavioral health services. Within the
confines of current services reimbursed by
Finally, Cummings et al. (2001) argue that managed behavioral healthcare systems,
the biggest opportunity for clinically there will be a limited number of opportu-
trained psychologists lies in the field of nities for traditional private practice.
behavioral health. This field involves However, while traditional venues and
developing interventions and protocols forms of psychotherapy seem to be on the
targeted at negative health behaviors decline, a wide range of additional oppor-
(smoking, alcohol/drug abuse, diet/exer- tunities are emerging for the next genera-
cise/drug/medical non-compliance, etc.) tion of practitioners. The range of job roles
as well as addressing the needs of the large points to the difficulties involved in ade-
segment of patients who present to prima- quately training psychologists over the
ry care physicians with nonspecific physi- coming years. As psychology programs
cal complaints with no identifiable organic grapple with issues of training and compe-
cause. The medical service utilization cost tency, it will fall on the shoulders of the

7
student to identify gaps in his/her educa- tion? To bring the ‘moving target’ a bit
tion/training and to attempt to address more into focus.
such deficiencies. Important areas that may
often be omitted by academic and profes-
sional training programs include formal References
training in supervision, exposure to issues Cummings, Nicholas A., O’Donohue,
with managed health care systems, and William, Hayes, Stephen C., and
systems evaluation and development. A Victoria M. Follette (Eds.). Integrated
basic principle that is driving the new behavioral healthcare : positioning mental
classes of jobs (described above) for psy- health practice with medical/surgical prac-
chologists is accountability of the practi- tice. San Diego: Academic Press, 2001.
tioner (e.g. therapist) as a health care ser- Cummings, Nicholas A., Pallak, Michael S.,
vice provider. It is important for future and Janet L. Cummings (Eds.).
psychologists to recognize this responsibil- Surviving the demise of solo practice : men-
ity and to become knowledgeable regard- tal health practitioners prospering in the era
ing relevant issues. The goal of this process of managed care. Madison, Conn.:
of professional development and educa- Psychosocial Press, 1996.

Find Division 29 on the Internet. Visit our site at


www.divisionofpsychotherapy.org

8
DIVISION 29 RECOGNITIONS AND AWARDS

The Division of Psychotherapy


Distinguished Psychologist Award

Charles Gelso and Clara Hill, both of the University of Maryland Counseling Psychology
program have made significant contributions to the Division. Dr. Gelso has served as
Chair of the Education and Training Committee and editor of the Education and Training
column in the Psychotherapy Bulletin.

Dr. Clara Hill has served as Chair of the Psychotherapy Research Committee and editor
of the Research Corner. Both Dr. Gelso and Dr. Hill have made unsurpassed contributions
to psychotherapy research and training. They continue to be leaders in the advancement
of psychotherapy. Dr. Gelso and Dr. Hill were both presented with the Distinguished
Psychologist Award by Division 29 Past President Dr. Robert Resnick.

9
AMERICAN PSYCHOLOGICAL FOUNDATION
2004 RANDY GERSON MEMORIAL GRANT
The American Psychological Foundation (APF) announces the Randy Gerson
Memorial Grant to be given in 2004. For the 2004 cycle of the grant, professional aca-
demicians or practitioners engaged in relevant research projects are invited to apply.
The grant has been created to advance the systemic understanding of family and/or
couple dynamics and/or multi-generational processes. Work that advances theory,
assessment, or clinical practice in these areas shall be considered eligible for grants
through the fund.

Preference will be given to projects using or contributing to the development of


Bowen family systems. Priority also will be given to those projects that serve to
advance Dr. Gerson’s work.

Eligibility Requirements:
Applicants from a variety of professional or educational settings are encouraged to
apply. Awards are given in alternate years to students and professionals. The 2004
grant will go to a professional academician or practitioner. To qualify for the 2004
cycle of the award, all applicants (including co-investigators) must have a doctoral
degree (e.g. Ph.D., Psy.D., Ed.D., or M.D.), or an equivalent terminal degree within
their field.

Applications must include:


➡ Statement of the proposed project
➡ Rationale for how the project meets the goals of the fund
➡ Budget for the project
➡ Statement about how the results of the project will be disseminated
(published paper, report, monograph, etc.)
➡ Personal reference material (vita and two letters of recommendation)

Applicants must submit seven (7) copies of their entire application packets. Send
application packets by February 1, 2004, to the APF Awards Coordinator (address
below). Applicants will be notified on or after April 15, 2002.

Amount of Grant: $5,000.00

Deadline: February 1, 2004

For additional information:


Contact the APF Awards Coordinator/Gerson, 750 First Street, NE, Washington, DC
20002-4242. Telephone: (202) 336-5843. Internet: foundation@apa.org.

10
COUNCIL REPORT
Highlights of the 2003 Council of Representatives Meeting
John C. Norcross, PhD
Council Representative

The APA Council of Representatives met  Established and funded a new APA
on Wednesday, August 4 and again on electronic database known as Psyc-
Sunday, August 10 in conjunction with the EXTRA. This database will contain
111th annual APA convention in Toronto, material relevant to psychology that is
Canada. The Division of Psychotherapy not currently covered in PsycINFO or
was ably represented by Drs. Patricia PsycARTICLES and will be oriented
Bricklin (substituting for Jack Wiggins), toward the general public and libraries,
John Norcross, and Jon Perez (substituting as opposed to professionals or scientists.
for Alice Chang).  Adopted a new edition of Principles for
the Validation and Use of Personnel
The Council considered, debated, and Selection Procedures as revised by the
approved a large number of agenda items. APA Society for Industrial and
Among the highlights of Council’s actions Organizational Psychology (SIOP).
were:
 Approved Guidelines for Psychological
 Renewed recognition of clinical neu- Practice with Older Adults, which
ropsychology as a specialty. will soon appear in the American
Psychologist.
 Clarified procedures on the creation
and promulgation of Standards and  Received an update on the APA Public
Guidelines either by APA as a whole or Education Campaign, which continues
its divisions. A lengthy process of gov- to focus on promoting resilience follow-
ernance and legal review is required; ing trauma, particularly among chil-
the new rules are designed to clarify dren.
APA policy and to protect practitioners.  Adopted the Final Report of the
All standards and guidelines must pub- Presidential Task Force on Governance,
lish appropriate disclaimer language. which is designed to increase the
Further, all approved standards and involvement of the Council of
guidelines will be sunset in 10 years Representatives and streamline its gov-
unless formally renewed. ernance process.
 Passed a preliminary 2004 budget of
$85,800,000 with a modest surplus. As always, please contact Alice, Jack, or
The surplus was made possible by refi- myself directly (norcross@scranton.edu) if
nancing the APA buildings, voluntary you would like to speak about the actions
staff reductions at APA, and difficult and directions of the APA Council of
cost-containment decisions. Representatives.

11
PRACTITIONER REPORT
A Social Contact on Health Care?
Ronald F. Levant, Ed.D., MBA, ABPP
Nova Southeastern University
APA Recording Secretary

Ronald F. Levant, Ed.D., A.B.P.P., is a candi- errors each year, and many more are
date for APA President. He is in his second injured. Quality problems, including
term as Recording Secretary of the American underuse of beneficial services and overuse
Psychological Association. He was the Chair of of medically unnecessary procedures, are
the APA Committee for the Advancement of widespread. And disturbing racial and eth-
Professional Practice (CAPP) from 1993-95, a nic disparities in access to and use of ser-
member at large of the APA Board of Directors vices call into question our fundamental
(1995-97), and APA Recording Secretary values of equality and justice for all. The
(1998-2000). He is Dean, Center for health care delivery system is incapable of meet-
Psychological Studies, Nova Southeastern ing the present, let alone the future needs of the
University, Fort Lauderdale, FL. American public.” (emphasis added).

A new development in the area of health


care reform is emerging from the Wye River
We are living in truly interesting times. The Group on Healthcare (WRGH), which held
21st century promises monumental a National Summit Meeting on Health Care
changes in health care, education, commu- in Washington at the prestigious University
nication, and science in general. The tech- Club on September 23, 2003. I had the honor
nology currently available has provided of representing APA at this event, along
the tools whereby educated consumers can with Russ Newman (who graciously invited
make critical decisions regarding their own me to join him). The Summit Meeting was
health care and health care providers can the culmination of a project initiated in July
call up databases (such as Epocrates ®) to 2002, titled “Communities Shaping a Vision
provide up to date information on pharma- for America’s 21st Century Health and
ceutical agents. Yet despite these promis- Healthcare.”
ing developments, the status of health care
in the U.S. is not good. Quoting from sections of the WRGH
report, “This project is fairly unusual in its
Health care costs have once again begun to effort to understand how health care stake-
escalate faster than other segments of the holders and consumers view the values
economy, and the number of uninsured is and principles underlying our health care
now 43.6 million Americans. In June, 2002, system…. WRGH held a series of
the Secretary of the Department of Health Healthcare Leadership Roundtables in 10
and Human Services (HHS) met with lead- diverse communities around the country.
ers from the National Academies and chal- During these roundtable discussions, com-
lenged them to propose bold ideas that munity health care leaders were asked fun-
might change conventional thinking about damental questions, such as whether there
the most serious problems facing the health is, or should be, a social contract for health
care system today. The Institute of care in this country….
Medicine (IOM) reported: “The American
health care system is confronting a cri- “In each community, WRGH assembled a
sis…Tens of thousands die from medical diverse cross-section of public and private

12
stakeholders with detailed knowledge of care, on demand, and at little or no cost.
health and health care. They included Americans don’t want to make trade-offs
physician leaders, hospital and health sys- and we don’t want to hear about limits.
tem executives, community and public Because of financial constraints on the
health officials, pharmaceutical and phar- health care system, this kind of access to
macy representatives, business leaders, inexpensive services may become increas-
consumer representatives, and govern- ingly unrealistic. Americans need to revisit
ment officials. WRGH also worked to the discussion about health care as a social
ensure that important constituencies such contract and also may need to make tough
as the elderly, the uninsured, minorities, choices about access and availability of
and people with chronic illnesses were health care services...
well represented….
“There is a need to address the expecta-
“After roundtable discussions were held in tions that we have of our health care sys-
all 10 communities and the advisory boards tem by increasing Americans’ sense of col-
wrapped up their work, WRGH hosted a lective responsibility about their health
retreat July 9-11, 2003, at the Aspen Institute and health care. Instead of focusing only
Wye River Conference Center in on whether we, as individuals, have access
Maryland…. To announce the “shared to high-quality, affordable health care, we
vision” that arose from this project, WRGH need to begin thinking about health care as
organized a national summit designed to a collective resource. The choices we make
showcase the findings of the 10-city tour about our health and our use of the health
and launch a national dialogue on health care system have an impact beyond our
care among the American public, policy- own quality of life and our own pocket-
makers and health care stakeholders… book; they affect whether there will be
“Most community health care leaders more or less resources available for others.
agreed that our country has not developed We need to start seeing the connections in
a social contract for health care that is well- how our personal decisions affect other
articulated and broadly understood. As a people and how we are affected by the
result, most Americans do not know what choices that others make…
they can and should expect from their
health care system. Nor do they under- “Americans need to have the information
stand their responsibility to contribute to to be empowered to make good choices
the health care system… that will benefit their own health, and they
need to be aware of the finite availability of
“Community health care leaders identified some health care resources. This will
Americans’ expectations as a key area that require a shift in the way many of us think
needs to be addressed in a national conver- about our health. Empowering consumers,
sation on health care. There is a general and giving them the necessary support and
consensus among health care leaders that access to appropriate health care services
the public’s expectations are often out of will help them to make good health care
line with the reality of what the health care choices about their health. It could also
system is able to deliver. There is also improve quality of life and reduce unnec-
recognition that the health care system essary costs for the health care system…”
itself has helped foster these unrealistic
expectations, in part by not providing ade- It is important to stress the ongoing
quate information about the true costs and involvement of the APA in this process. Dr.
availability of services… Sarah Brennen from NM, Sally Cameron
from NC, Dr. Dee Yates from TX, Dr. Criss
“According to community health care lead- Lott from MS, and Russ Newman all par-
ers, most Americans expect high-quality ticipated in community roundtables. Russ

13
has been attending other related meetings light the difficulties many have in control-
since January, working to insure that the ling these unhealthy behaviors. The audi-
messages that were being created at the ence seemed to understand and appreciate
community level were finding their way this perspective.
into the national materials. Also Dr. Nan
Klein helped draft a case study of commu- It should be noted that among the support-
nity action in Utah related to passing a ing organizations for the WRGH was the
mental health parity law in the state which White House Council of Economic
is included in the final report. Advisors. Further, there were several Bush
administration officials in attendance,
including Rex Cowdry and Mark
Although there are many different aspects Showalter from the Council of Economic
to the proposal (of which I have cited only Advisors, and FDA commissioner Mark
a few), its central thrust seems to be aimed McClellan, who keynoted the meeting. All
at transforming the role of consumers. The of this suggests that the project might have
speakers quite appropriately zeroed-in on the ear of the White House. In addition,
the facts that seven of the top health risk the project has attracted bipartisan interest,
factors are behavioral (tobacco use, alcohol as Senator Leiberman’s staff was present
abuse, poor diet, injuries, suicide, violence and Senator Wyden was the featured
and unsafe sex), and that seven of the nine speaker at a “kickoff” press conference.
leading causes of death have significant Furthermore, the current phase of the pro-
behavioral components. They viewed con- ject is attempting to get messages placed
trolling these “life-style” factors as critical and questions raised with as many of the
in reducing health care costs. However, the existing presidential hopefuls as possible.
proposed solution was to “make costs
more transparent to consumers.” What There are many coalitions and processes
does that mean? My understanding is that similar to this one, but this one seems to
people who engage in unhealthy behaviors have more potential than most. To Quote
would pay more for health care. I was a Russ Newman: “Although this project
panelist, so at two of my three turns “at could come up dry given the overwhelm-
bat” I acknowledged that incentives (such ing challenges we face in health care today,
as the prospect of lower health care costs) it seemed to us in the Practice Directorate
can influence behavior, but pointed out to be among the more promising projects
that all behavior, including unhealthy we’ve seen. This effort to stimulate grass-
behavior, is motivated. I further suggested roots dialogue and community involvement
that changing motivated behavior may could very well prove to be the missing
require more than changing the financial pieces for successful healthcare reform.”
incentives for engaging in that behavior. I
was able to draw on my clinical experience As always, I welcome your thoughts on
in helping clients quit smoking, moderate this column. You can most easily contact
or quit drinking, and lose weight, to high- me via email: Rlevant@aol.com.

14
DIVISION 29 RECOGNITIONS AND AWARDS

Craig Shealy was selected to receive the Jack D. Krasner Early Career Award. This recog-
nition is given to a psychologist who has made exceptional contributions to the profession
within the first ten years of earning a doctoral degree. Dr. Shealy is Director of Clinical
Training Combined-Integrated (C-I) Doctoral Program at James Madison University. Dr.
Shealy was presented the Krasner Award by Past President Dr. Robert Resnick.

Patricia Hannigan-Farley, Past President of Division 29, received recognition as outgoing


Board member from President Pat Bricklin.

15
FEATURE
Overview of the Psychotherapy Outcome
Assessment and Monitoring System
Jenny Lowry, Ph.D.

There are many excellent instruments that (e.g., Kopta, Howard, Lowry, & Beutler,
we, as clinicians and researchers, may use 1994) and interpersonal problems (e.g.,
to understand whether our patients are Maling, Gurtman, & Howard, 1995). These
improving in psychotherapy (e.g., SCL-90- exciting discoveries provided a wealth of
R, BASIS-32, BDI, OQ-45). Although most data to which mental health professionals
of us only use them anecdotally to assess can compare their own patients’ progress.
how our patients are progressing, reliable Psychotherapeutic effectiveness was moving
and valid models of change exist that allow closer to being demonstrated as a reliable,
us to more fully employ outcome instru- scientific treatment.
ments to inform our treatment—not only to
monitor and track patient progress, but also Another exciting advance in psychotherapy
to predict the course of improvement and research was the extension of dose-effect
increase patient benefit. This ground-break- methodology to examine the stages of
ing line of research began with the discov- change in psychotherapy. The phase
ery of the dose-effect relationship in 1986, model, discovered by Howard, Lueger,
by Howard, Kopta, Krause, and Orlinsky. Maling, and Martinovich (1993), demon-
strates that change in psychotherapy follows
The Dose-Effect and Phase Models of a sequentially dependent, progressive
Psychotherapy process where the client first experiences
Howard et al.’s (1986) model illustrates the an increase in feelings of well-being
relationship between “doses” of psycho- (remoralization), then symptom distress is
therapy (one dose equal to one session) reduced (remediation), and finally, after
and patient outcome/improvement (more approximately 10 sessions, life functioning
specifically, the log-linear function of (rehabilitation) begins to improve. This
sessions, and normalized probability of model, combined with patient-profiling
improvement). Using meta-analysis models (Howard, Moras, Brill, Martinovich,
methodology, the authors found that & Lutz, 1996; Leon, Kopta, Howard, & Lutz,
approximately 50% of patients showed 1999; Lutz, Martinovich, & Howard, 1999),
improvement by session 8, 75% by session completes the picture of how much is
26, and 85% by session 52; In essence, the enough, as we can now predict how much
more psychotherapy, the better, with therapy is needed to achieve the best objec-
diminishing returns at higher doses (i.e., tives for our patients in each of the three
numbers of session). Howard et al. also stages (see Lutz, Lowry, Kopta, Einstein, &
found that patients with different diagnostic Howard, 2001).
syndromes (e.g., borderline personality
disorder and depression) required different The Psychotherapy Outcome Assessment
doses of therapy to achieve similar levels and Monitoring System (POAMS)
of improvement. Subsequent researchers Findings from the dosage and phase models
have found similar, differential dose-effect inspired me to work with Mark Kopta to
patterns regarding the responsiveness of develop the Psychotherapy Outcome Assess-
acute, chronic, and characterological psy- ment and Monitoring System (POAMS®;
chological symptoms and/or syndromes Kopta & Lowry, 1997)—a comprehensive
16
method for assessing adult outpatients’ rately to track patient progress through
progress and outcome in therapy. Much of the phase model stages, and/or com-
the aforementioned research on the phase bined to determine the client’s Global
model and patient profiling was conducted Mental Health score, which is an
using the COMPASS® system (see Sperry, overview, or snapshot, of a client’s over-
Brill, Howard, & Grissom, 1996)—the all functioning.
POAMS contains the critical variables that  Psychotherapy Scale Five items are
made COMPASS a success. Briefer than used at intake to assess a patient’s per-
COMPASS, POAMS assesses the essential ceived need for treatment, the chronici-
dimensions that have been validated to ty of the problems, past treatment expe-
predict and improve treatment outcomes— rience (if applicable), as well as confi-
well-being, symptoms, life functioning, dence in overcoming the difficulties that
readiness for psychotherapy, and the bond brought the patient to therapy. These
between the therapist and patient. The types of items have been demonstrated
POAMS was developed as a comprehen- to contribute to successfully predicting
sive, yet efficient, tool to help clinicians patient responses to treatment (see Leon
better understand their psychotherapy et al., 1999; Lutz et al., 2001).
outpatients’ needs, assist in treatment
planning, and help clinicians gauge how  Therapeutic Bond Scale Six items may
their clients are responding during the be used to assess a patient’s perceptions
course of psychotherapy. It may also be of the therapist on such factors as thera-
used with dose-effect, and other method- pist’s interest, understanding, and
ologies to perform cost-benefit and cost- acceptance of the patient, as well as
efficiency analyses. whether the patient would likely refer a
friend with similar problems or needs to
POAMS Scales the therapist. Research has shown that
therapeutic bond is a useful variable for
 Well-being Scale The four items of the predicting patient progress in therapy
well-being scale were designed to (e.g., Saunders, 2000).
assess a patient’s feelings of general dis-  Outcome Monitoring Scale The
tress, satisfaction with life, energy Outcome Monitoring Scale is comprised
and/or motivation, and emotionality. of 13 items that assess well-being,
 Symptoms Scale Twenty-nine items selected psychological symptoms, and
are used to assess 9 symptom clusters, four life functioning areas. The scale
such as depression, anxiety, obsessive- also contains a question which asks the
compulsive thoughts/behaviors, mood patient’s perceived benefit from psy-
swings, hostility, somatization, psychot- chotherapy thus far. The Outcome
ic experiences, drug and/or alcohol Monitoring Scale was designed to be
problems, and sleep difficulties. used at specified session points during
treatment to allow for adjusting the psy-
 Life Functioning Scale Life function-
chotherapeutic process. Used alone, or
ing is assessed in 9 areas, such as
in conjunction with the Therapeutic
work/school, friendships, intimate rela-
Bond Scale, information gained at each
tionships, relationships with children,
session may be compared to the intake
sexual functioning, life enjoyment,
baseline data to track therapeutic
physical health, self-management,
gains/effectiveness, provide data to dis-
money management.
cuss in treatment (e.g., a particular
 Global Mental Health Patient scores symptomatic difficulty, bond issue,
on the Well-being, Symptoms, and Life etc.), and improve outcome and effi-
Functioning scales may be used sepa- ciency of treatment.

17
 Client Satisfaction Scale Patients are measuring similar constructs (e.g., GMH
asked to complete this 12-item scale at correlates .83 with the OQ-45.2, .86 with
discharge. Areas assessed include a Basis-32, and .92 with the SCL-90-R; see
patient’s overall satisfaction with ser- Green, Lowry, & Kopta, 2003). Normative
vice, the likelihood of recommending data are available for adult outpatient,
services to a friend, the degree to which community adult, college student, and col-
he or she felt “helped” with his or her lege counseling center populations. In
problems, as well as logistical issues, addition, two alternate versions of the
such as ease of making appointments, instrument are available: the POAMS—
etc. These types of data may be benefi- Trauma Version, which includes 10 addi-
cial to clinicians in terms of identifying tional psychological symptoms (that assess
strengths and problem areas in order to PTSD, DID, and depersonalization), and
improve delivery of services. one additional life functioning item (abuse
susceptibility); and the POAMS—College
Psychometric Information Counseling Center Version, which assesses
The POAMS scales are patient self-report life functioning for work and school sepa-
and efficient to administer. Intake scales rately (10 domains total).
typically take 7 minutes for the patient
to complete (Psychotherapy, Well-Being, Clinicians and researchers are encouraged
Symptoms, Life Functioning). Therapeutic to choose the POAMS version that will best
Bond and Outcome Monitoring Scales, suit their particular needs. The POAMS is
which are optional but recommended, can useful as a time- and cost-efficient system
usually be completed by within 4 minutes. not only to assess and monitor therapy
At discharge, patients typically complete the progress, but may be combined with dose-
Well-Being, Symptoms, Life Functioning, as effect, patient profiling, and phase model
well as the Client Satisfaction Scale (usually methodologies to increase the efficiency
within 9 minutes). and outcome in outpatient practice
(personal practice, college counseling cen-
One unique aspect of the POAMS is the ters, research, etc.). For clinicians and
scaling—all scales and items use the same researchers who would like a user-friendly
Likert-type continuum of 0 (extreme dis- method to quantify patient change, for
tress/poor functioning) to 4 (no distress/ personal, scholarly, and/or administrative
excellent functioning). Therefore, it is con- purposes, research suggests that the POAMS
venient to compare client scores across is a reliable and valid tool, based on a long,
scales without performing any mathemati- well-validated research history, and may
cal conversions. For interpretive purposes, assist them in this process.
scores of 3 or higher suggest that clients
are functioning in the “healthy” range, There are many possibilities for research
while clients with scores of less than 2 are and clinical practice with the POAMS. For
symptomatic, or in distress, for that item example, several college counseling cen-
and/or scale. ters are currently utilizing the POAMS—
College Counseling Center version to help
The POAMS has demonstrated good inter- their clinicians gauge progress of individ-
nal consistency reliability, as measured by ual clients, examine aggregate data of their
Cronbach’s Alpha (.75 to .85 for the Well- clientele, better plan for the needs of thera-
Being Scale; .91 to .93 for Symptoms Scale; py groups, as well as plan for outreach pro-
.77 to .87 for the Life Functioning Scale; grams at the college-wide level. My own
and .94 to .95 for the Global Mental Health program of research is beginning to focus
composite—GMH), and strong concurrent on the use of the POAMS—Trauma Version
validity when compared to instruments to assess populations who have been

18
impacted by critical incidents, such as Psychological reactions of coping
flight attendants after the events of responses of American Airlines flight
September 11, 2001 (e.g., Lating, Sherman, attendants to the events of September 11
Everly, Lowry, & Peragine, in press). The and beyond. Journal of Nervous and
POAMS—Trauma Version is well suited to Mental Diseases.
assess people who have experienced criti- Leon, S. C., Kopta, S. M., Howard, K. I., &
cal events, particularly with regard to the Lutz, W. (1999). Predicting patients’
three components that comprise mental responses to psychotherapy: Are some
health according to Howard et al.’s (1993) more predictable than others? Journal of
Phase Model. Moreover, given the recent Consulting and Clinical Psychology, 67,
controversy regarding the efficacy of criti- 698-704.
cal incident stress debriefings (CISD; Lutz, W., Lowry, J.L., Kopta, S.M., Einstein,
Mitchell & Everly, 2001), I plan to use the D., & Howard, K.I. (2001). Prediction of
POAMS—Trauma Version to better under- dose-response relations based on patient
stand and clarify the process of CISD, as characteristics. Journal of Clinical
well as the resultant outcome, through the Psychology, 57(7), 889-900.
lens of the phase model. Lutz, W., Martinovich, Z., & Howard, K. I.
(1999). Patient profiling: An application
of random coefficient regression models
References to depict the response of a patient to out-
Green, J. L., Lowry, J. L., & Kopta, S. M. patient psychotherapy. Journal of
(2003). College students versus college Consulting and Clinical Psychology, 67,
counseling center clients: What are the dif- 571-577.
ferences? Journal of College Student Maling, M. S., Gurtman, M. B., & Howard,
Psychotherapy, 17(4), 25-37. K. I. (1995). The response of interperson-
Howard, K. I., Kopta, S. M., Krause, M. S., al problems to varying doses of psy-
& Orlinsky, D. E. (1986). The dose-effect chotherapy. Psychotherapy Research, 5, 63-
relationship in psychotherapy. American 75.
Psychologist, 41, 159-164. Mitchell, J., & Everly, G. S. (2001). Critical
Howard, K. I., Lueger, R. J., Maling, M. S., incident stress debriefing: An operations
and Martinovich, Z. (1993). A phase manual for the prevention of traumatic stress
model of psychotherapy: Causal media- among emergency services and disaster
tion of outcome. Journal of Consulting workers (3rd ed.). Ellicott City, MD:
and Clinical Psychology. 61, 678-685. Chevron Publishing Company.
Howard, K. I., Moras, K., Brill, P. L., Saunders, S. (2000). Examining the rela-
Martinovich, D., & Lutz, W. (1996). tionship between therapeutic bond and
Evaluation of psychotherapy: Efficacy, the phases of treatment outcome.
effectiveness, and patient progress. Psychotherapy: Theory, Research, Practice,
American Psychologist, 51, 1059-1064. Training, 37(3), 206-218.
Kopta, S. M., Howard, K. I., Lowry, J. L., & Sperry, L., Brill, P. L., Howard, K. I., &
Beutler, L. E. (1994). Patterns of sympto- Grissom, G. R. (1996). Treatment outcomes
matic recovery. Journal of Consulting and in psychotherapy and psychiatric interven-
Clinical Psychology, 62, 1009-1016. tions. New York: Brunner/Mazel, Inc.
Kopta, S. M., & Lowry, J. L. (1997).
Psychotherapy Outcome and Assessment
Monitoring System. Copyrighted ques- Correspondence regarding this article should be
tionnaire, available from the authors. addressed to Dr. Jenny Lowry, Dept. of
Lating, J., Sherman, M.F., Everly, G. S., Psychology, Loyola College in Maryland, 4501
Lowry, J. L., & Peragine, T. F. (in press). N. Charles Street, Baltimore, MD 21210.

19
DIVISION 29 RECOGNITIONS

Linda Campbell received acknowledgement


from President Pat Bricklin for her service as
editor of the Psychotherapy Bulletin. She will be
incoming president of the Division in 2004.

Bob Resnick is recognized for his out- Leon VandeCreek was acknowledged
standing contribution as past president of by President Pat Bricklin for his service
Division 29 by President Pat Bricklin. as treasurer of Division 29. He is the
incoming president-elect for 2004.

20
2004 NOMINATIONS BALLOT
Dear Division 29 Colleague:

The best talent in the American Psychological Association belongs to the Division of Psycho-
therapy (29), and we hope to draw from that pool to serve in the governance structure. It is
time for us to put our combined talents to work for the advancement of psychotherapy.

NOMINATE YOURSELF OR SOMEONE YOU KNOW TO RUN FOR OFFICE IN THE


DIVISION OF PSYCHOTHERAPY. THE OFFICES OPEN FOR ELECTION IN 2004 ARE:

President-elect (1)
Member-at-large (2)
Representatives to APA Council (2)
All persons elected will begin their terms on January 2, 2005.

The Division’s eligibility criteria are:


1. Candidates for office must be Members or Fellows of the division.
2. No member many be an incumbent of more than one elective office.
3. A member may only hold the same elective office for two successive terms.
4. Incumbent members of the Board of Directors are eligible to run for some position
on the Board only during their last year of service or upon resignation from their
existing office prior to accepting the nomination. A letter of resignation must be
sent to the President, with a copy to the Nominations and Elections Chair.

Simply return the attached nomination ballot in the mail. The deadline for receipt of
all nominations ballots is December 31, 2003. We cannot accept faxed copies. Original
signatures must accompany ballot.

EXERCISE YOUR CHOICE NOW!


If you would like to discuss your own interest or any recommendations for identifying
talent in our division, please feel free to contact Dr. Leon VandeCreek at The Ellis Institute,
9 N. Edwin G. Moses Blvd., Dayton, OH 45407, Ofc: 937-775-4334, EMail:
Leon.Vandecreek@Wright.edu

Sincerely,

Patricia Bricklin, Ph.D. Linda Campbell, Ph.D. Leon VandeCreek, Ph.D.


President President-elect Chair, Nominations and
Elections Committee
---------------------------------------------------------------------------
Indicate your nominees, and mail now! In order for your ballot to be counted, you must
put your signature in the upper left hand corner of the reverse side where indicated.

President-elect Members-at-large Council Representative

_______________________ _______________________ _______________________

_______________________ _______________________

21
Name (Printed)
______________________________________

Signature
______________________________________

FOLD THIS FLAP IN.

Fold Here.

__________________________________
__________________________________
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Division29
Central Office
6557 E. Riverdale St.
Mesa, AZ 85215

Fold Here.
WASHINGTON SCENE
Psychological Expertise — Truly A National Investment
Pat DeLeon, Ph.D.
former APA President
Division 29 - October, 2003

I recently had the opportunity to partici- ever escalating costs of health care were
pate in the Arizona Psychological noted—not to mention state budget
Association’s annual convention, deficits. It was quite evident that both the
Psychology—Surviving & Thriving In elected officials and our colleagues learned
Turbulent Times. I was very impressed by quite a bit about each other’s worlds that
their vision in inviting their state legislators morning. My sincerest congratulations to
to attend a special Saturday morning Libby Howell, chair of the convention pro-
breakfast, “Creating Positive Political gram committee. This was truly an out-
Partnerships.” As APA’s Mike Sullivan has standing weekend.
consistently noted, our nation is currently
experiencing a devolution of the public pol- Children Are Not Merely Little Adults:
icy process, and it is at the local and state Psychology has much to offer to society
levels that national health policies are being and particularly, to our patients. As one of
determined. Times will change. However, the “learned professions,” we must
today our state psychological associations demonstrate proactive leadership. We can
are more than ever absolutely critical to not assume that non-clinicians, and partic-
psychology’s successful evolution into the ularly the media and our nation’s health
21st Century. Warren Littleford chaired this policy experts, will appreciate our poten-
highly impressive event which was attend-
tial contributions. Collectively, psychology
ed by 10 members of the Arizona House
must become more personally involved in
and Senate (interestingly, the majority
the public policy process. Over the years, I
being Republican). At the table where I sat,
have become particularly interested in pro-
there were eight colleagues with their own
grams and services that are targeted
district’s State Senator. We were joined
towards children and adolescents. Those
briefly by a House member, but she was
ushered to a different table which did not involved in this area are acutely aware of
have an elected official. Not surprisingly, the unique skills and resources (increasing-
former APA President Jack Wiggins raised ly, including technologies) required. And,
the issue of psychology prescribing (RxP-) that particularly for these populations
and how this would enhance the quality of the dynamic interchange between
health care within Arizona. The ensuing psychological-social-environmental-cul-
discussion sounded most reasonable. The tural-biological and developmental factors
event concluded with each of the legislators is absolutely critical. Interdisciplinary col-
(or their psychologist designee) briefly laboration must be proactively encour-
describing to those gathered what topics aged. Interestingly, the more I reflect, the
had been discussed at their table. The wide more I have also come to conclude that the
range of psychology’s potential contribu- key for ensuring quality care is really not
tions to society were enumerated in various providing additional funding per se, but
scenarios. The psycho-social and cultural instead addressing the present scarcity of
aspects of health care, effectively address- program and provider accountability and
ing problems children were having in the real need for more active involvement
school, the area’s aging population, and the by behavioral experts (i.e., psychologists).
23
This year the recommendations of the U.S. It recently announced its October
Senate Appropriations Committee for the Congressional briefing which was to focus
Department of Health and Human upon mental health services for children.
Services (HHS) included $20 million for The highlights: 20-50 percent of sixth grade
emergency medical services for children. students in the U.S. have been a witness to,
HHS had recommended that the program or victim of, violence in their community.
(Pediatric-EMS), which was funded last The Cognitive Behavioral Intervention for
year at $19.37 million, be moved to the Trauma in School (CBITS) program is the
Public Health and Social Services first mental health program for children
Emergency Fund in the Office of the that research has demonstrated to be effec-
Secretary. However, the Committee instead tive. The CBITS program is an inexpensive,
continued to provide funding within school-based program that both deals with
the Health Resources and Services the impact of the violence and gives the
Administration (HRSA) account, which is children a tool kit to help them deal in the
also responsible for the Department’s vari- future with stressful or anxious situations,
ous health professions training and service negative thoughts, and other real-life prob-
delivery initiatives. The Pediatric-EMS lems. The development and evaluation of
program supports demonstration grants this program was funded in part by a grant
for the delivery of emergency medical ser- from the National Child Traumatic Stress
vices to acutely ill and seriously injured Network, created by Congress in 2001. It is
children. The Appropriations Committee provided in schools, and therefore is acces-
noted that it was pleased with the efforts sible to many families who face obstacles
made for the emergency medical services such as lack of insurance, transportation
for children and that it would like an problems, and time conflicts in bringing
update on the program. The ten year their children to more traditional treatment
Institute of Medicine (IOM) report was settings. And, today’s children are increas-
found to be extremely helpful and accord- ingly exposed to violence, ranging from
ingly, the Committee strongly urged a 20 witnessing violent acts to being victims
year program study and update to the ear- themselves. Unless these children receive
lier IOM report. The program has histori- help now in coping with violence-related
cally included mental health within its psychological trauma, they are more likely
jurisdiction and over the years has con- to suffer from emotional and behavioral
tracted with various non-physician associ- problems that will follow them into adult-
ations, including APA, to both obtain their hood. We are pleased to note that within the
professional recommendations and also to Centers for Disease Control and Prevention
assist them in educating their own mem- (CDC) Rodney Hammond has long been
bership regarding the unique needs of our spearheading creative, behavioral science
nation’s children. based violence prevention efforts.

During the nearly three decades that I have This year the Senate Appropriations
worked on Capitol Hill, I have gradually Committee also provided $98 million for
come to appreciate that national health the children’s mental health services initia-
policies frequently evolve over time and as tive within the Substance Abuse and
a direct result of the deliberations of recog- Mental Health Services Administration
nized “think tanks” and/or extensive (SAMHSA), which was the same as last
Congressional and Administration public year’s level. The Administration had
hearings. The public policy process is requested an increase to $106.6 million.
extraordinarily open to diverse views. The This particular program provides grants
Rand Corporation is one of the most highly and technical assistance to support com-
respected nonprofit research organizations. munity-based services for children and

24
adolescents with serious emotional, behav- found to be at-risk. The Committee strong-
ioral or mental disorders. Grantees must ly urged SAMHSA to make the availability
provide matching funds, and services must of these screening programs more widely
involve the educational, juvenile justice, known, and to collaborate with the
and health systems. Acutely aware of Department of Education, Department of
the clinical importance of integrating phys- Justice, CDC, HRSA, and other pertinent
ical and psychological care, the Senate agencies to encourage implementation of
Committee further expressed its strong similar teenage screening programs. The
support for full and timely implementation Committee expects a report on steps being
of the National Children’s Study by the taken to promote this effort prior to the
National Institute of Child Health and Fiscal Year 2005 appropriations hearings.
Human Development (NICHD) at the
National Institutes of Health (NIH). This For those colleagues within the Division who
study aims to quantify the impacts of envi- are primarily interested in education and
ronmental influences (including physical, training, one could stress the importance of
chemical, biological and social influences) APA obtaining eligibility for psychology’s
on child health and development. The inclusion under the Children’s Hospital
Committee urged the NICHD Director to Graduate Medical Education program of
continue to closely coordinate with the HRSA. This year the Senate Committee
CDC, EPA, other Institutes and agencies recommended that at least $290 million be
and non-Federal partners conducting allocated, as it was in Fiscal Year 2003. The
research on children’s environmental program provides support for health pro-
health and development, such that this fessions training in children’s teaching hos-
study will be ready for the field by no later pitals that have a separate Medicare
than 2005. To that end, in Fiscal Year 2004, provider number (“free-standing” chil-
the Committee expected the Director of dren’s hospitals). Children’s hospitals are
NICHD to increase financial support for statutorily defined under Medicare as
study planning, administration, and initial those whose inpatients are predominately
pilots that will provide the information under the age of 18. The funds in this pro-
necessary to develop and implement the gram are intended to make the level of
full national study. Federal Graduate Medical Education sup-
port more consistent with other teaching
The Senate Committee further noted that hospitals, including children’s hospitals,
between 7 million to 10 million teenagers which share provider numbers with other
suffer from a mental health condition teaching hospitals. Payments are deter-
which, for many, may lead to serious mined by formula, based on a national per-
behavioral problems including dropping resident amount. Payments support train-
out of school, substance abuse, violence, ing of resident physicians as defined by
and suicide. The Committee is aware that Medicare in both ambulatory and inpatient
some school districts, juvenile justice settings.
facilities, and community-based clinics
have taken advantage of relatively simple The Committee recognized the success of
screening tools now available to detect the Children’s Hospitals Graduate Medical
depression, the risk of suicide, and other Education Payment program in providing
mental disorders in teenagers. The critical support for training pediatric and
Committee believes that screening should other residents in graduate medical educa-
occur with the consent of the adolescent tion programs in teaching hospitals that do
and his or her parents or guardian, and not receive support through the Medicare
with a commitment by the screener to program. It had come to the Committee’s
make counseling and treatment for those attention that a limited number of

25
free-standing perinatal hospitals and chil- al, behavioral, and developmental needs
dren’s psychiatric hospitals have been are not being met by those very institutions
excluded from participation in the pro- which were explicitly created to take care
gram despite the fact that these teaching of them. It is time that we as a Nation took
institutions are not eligible for Graduate seriously the task of preventing mental
Medical Education funding under health problems and treating mental ill-
Medicare. Accordingly, the Committee nesses in youth. One of the chief priorities
expects HRSA to study and report back to in the Office of the Surgeon General and
the Committee on this matter by April 1, Assistant Secretary for Health has been to
2004. The Committee further expects work to ensure that every child has an opti-
HRSA to explore the appropriateness of mal chance for a healthy start in life. When
including these hospitals in the Children’s we think about a healthy start, we often
Hospital Graduate Medical Education pro- limit our focus to physical health. But men-
gram and to offer recommendations that tal health is fundamental to overall health
might allow for their inclusion. Under and well-being. And that is why we must
Marilyn Richmond’s effective leadership ensure that our health system responds as
the Practice Directorate has been working readily to the needs of children’s mental
closely with the Centers for Medicare and health as it does to their physical well
Medicaid Services (CMS) for the past sev- being. Responsibilities for children’s men-
eral years to expressly include psychology tal healthcare are dispersed across multiple
under the Medicare GME initiative for systems: schools, primary care, the juvenile
both internship and post-doctoral training. justice system, child welfare and substance
Once fully operational, the HRSA abuse treatment. But the first system is the
Children’s Hospital GME account might family, and this agenda reflects the voices
logically become APA’s next GME legisla- of youth and family. The vision and goals
tive initiative. For it should be evident to outlined in this agenda represent an unpar-
all concerned that hospitalized children alleled opportunity to make a difference in
and their families clearly require the ser- the quality of life for America’s children.
vices of a wide range of health care profes-
sionals, including psychologists. For this The Overarching Vision of the conference
to become a viable APA legislative priority, was that mental health is clearly a critical
however, the interest of our Division’s component of children’s learning and gen-
pediatric colleagues must first be effective- eral health. Fostering social and emotional
ly expressed. health in children as a part of healthy child
development must therefore be a national
A Time For Reflection: During my tenure priority. Both the promotion of mental
as APA President, Surgeon General David health in children and the treatment of
Satcher held a special conference on mental disorders should be major public
Children’s Mental Health: Developing A health goals. To achieve these goals, the
National Action Agenda. That year, APA Surgeon General’s National Action Agenda
Board Member Ron Levant and President- for Children’s Mental took as its guiding
Elect Norine Johnson participated in delib- principles a commitment to: 1) Promoting
erations at the White House with the the recognition of mental health as an
Surgeon General and Mrs. Clinton. essential part of child health; 2) Integrating
Highlights of the final report: The burden family, child and youth-centered mental
of suffering experienced by children with health services into all systems that serve
mental health needs and their families has children and youth; 3) Engaging families
created a health crisis in this and incorporating the perspectives of chil-
country. Growing numbers of children are dren and youth in the development of all
suffering needlessly because their emotion- mental healthcare planning; and 4)

26
Developing and enhancing a public-pri- Personal Involvement IS The Key: Those
vate health infrastructure to support these of us captivated by the extraordinary suc-
efforts to the fullest extent possible. cess in March of 2002 of Elaine LeVine,
Mario Marquez, and their New Mexico col-
The nation is facing a public crisis in mental leagues in enacting RxP- legislation truly
healthcare for infants, children and adoles- appreciate, above all else, the extent to
cents. Many children have mental health which they were ultimately successful in
problems that interfere with normal devel- galvanizing “grassroots” community sup-
opment and functioning. In the United port for their initiative. The political (i.e.,
States, one in ten children and adolescents public policy) process sincerely attempts to
suffer from mental illness severe enough to be responsive to the needs and expressed
cause some level of impairment. Yet, in any wishes of an enlightened constituency.
given year, it is estimated that about one in That is what I experienced at the Arizona
five of such children receive specialty men- Psychological Association legislative
tal health services. Unmet need for services breakfast this fall. In Louisiana, Jim Quillin
remains as high now as it was 20 years ago. and John Bolter have established their
Concerns about inappropriate diagnosis of LaFact support network, which is essen-
children’s mental health problems and tially a consumer/public citizen “grass
about the availability of evidence-based roots” organization sympathetic to
(i.e., scientifically proven) treatments and Louisiana’s psychology RxP- agenda.
services for children and their families have They successfully worked to receive clear-
sparked a national dialogue around these ance from the APA ethics committee and as
issues. There is broad evidence that the of this summer, they had enrolled in excess
nation lacks a unified infrastructure to help of 3500 members, surpassing NAMI of
these children, many of whom are falling Louisiana. Currently colleagues in at least
through the cracks. Too often, children who 32 State Psychological Associations have
are not identified as having mental health established RxP- task forces. With the num-
problems and who do not receive services ber of Americans without health insurance
end up in jail. Children and families are suf- having increased to 43.6 million and with
fering because of missed opportunities for young adults (18-24 years of age) less like-
prevention and early identification, frag- ly to have coverage than other age groups,
mented treatment services, and low priori- it is our societal responsibility to strive to
ties for resources. Impressive thoughts. An effectively address these pressing needs.
outstanding vision. However, one must For former APA Presidents Ron Fox, Jack
also wonder if collectively psychology will Wiggins, and myself, RxP- has always first
seek to effectively address these pressing been about providing quality health care in
issues as we enter the 21st Century. a highly cost effective fashion.

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27
DIVISION 29 BOARD OF DIRECTORS MEETING
2004 APA Annual Convention — Toronto, Ontario

Pat Bricklin, president, and Linda Leon VandeCreek, treasurer, and Jon
Campbell, president-elect Perez, member-at-large and CE chair

Bob Resnick, past president Abe Wolf, secretary

Member-at-large Norm Abeles, Pub Board Chair John


Roberta Nutt, Fellows Chair Norcross, Secretary Abe Wolf, Membership Chair Craig
Shealy, Fellows Chair Roberta Nutt, Administrator
Tracey Martin, and President Pat Bricklin
28
FEATURE
Do Psychologists Have Supererogatory Obligations?
Samuel Knapp, Ed.D.
Pennsylvania Psychological Association
Leon VandeCreek, Ph.D.
Wright State University

Consider these vignettes that represent the because of their contributions. These exam-
contributions of three psychologists: ples may be especially dramatic, but psy-
chologists commonly contribute to others
 Helping Underserved Populations without obvious personal advantage.
One psychologist donated hundreds of Other common examples include working
hours to a struggling clinic serving to become especially skilled in an area of
inner city poor who otherwise would practice, or donating extra hours a week to
not receive mental health services. His patient care without compensation. As
efforts kept the clinic afloat and ensured commendable as these acts are, are they
continuity of care until it was eventually supererogatory (performing beyond the
taken over by another agency. minimum that is expected by disciplinary
codes; doing more than is required) or do
 Addressing an Important Social Need all psychologists have similar responsibili-
ties? These questions overlap, but are not
A second psychologist researched and identical, with the question as to whether
spoke about domestic violence and psychologists should be altruistic. Some
treated victims of abuse. Her research
striving for excellence or work on behalf of
led to a better understanding of the
apparently disenfranchised groups may,
causes and ways to prevent abuse. Her
speaking engagements enlightened under some circumstances, represents
many professionals and laypersons. enlightened self-interest as opposed to
Each year she directly provided or altruism. However, the motivation for
supervised low cost or free services to these actions is incidental to the issue of
dozens of abused women. Many would whether they are supererogatory.
have been severely injured, or even
killed, if it were not for these services. The Obligations of Psychologists?
The APA Ethics Code, licensing laws and
 Research That Has Saved Many Lives regulations, standards of malpractice
courts, and other laws impose special
A third psychologist conducted research obligation on psychologists. According to
with inner city youth with, or at risk for the APA Ethics Code (APA, 2002), psychol-
contracting, HIV. Her research led to a ogists must, among other things, avoid
better understanding of effective STD harmful conflicts of interests (Standard
and HIV prevention programs. Her pro- 3.06), protect patient confidentiality (4.01),
grams probably saved thousands of lives be competent in their duties (2.01), and
and gave direction to other researchers avoid unfair discrimination (3.04). These
and practitioners. and other obligations are further expanded
and clarified in the APA Ethics Code.
These psychologists engaged in commend- Other psychologists have special obliga-
able actions. Society is better off and tions to their research participants, organi-
psychology is strengthened as a discipline zational clients, students, or supervisees.

29
In addition, the APA Ethics Code and other From a principle-based perspective we
regulatory codes place some obligations to would argue that the principle of benefi-
the public upon psychologists. For example, cence would obligate psychologists to act
psychologists must take reasonable steps to to their highest level of ability (such as
protect the public when they learn of striving for high levels of competence or
misconduct by a psychologist (Standards donating services), subject to the limita-
1.06 and 1.07). Also, according to the duty tions placed on them by other obligations.
to warn or protect, they must take protec- According to principle-based ethics,
tive measures when a patient presents an supererogatory obligations should: (a) not
imminent danger of substantial physical divert us from our obligation to those with
harm to an identifiable third party (see for whom we have special relationships (fami-
example, VandeCreek & Knapp, 2001). ly, friends, current patients); (b) be moder-
ate and not cause us more suffering than
The disciplinary codes of psychologists they produce relief to others; and (c) be
and the standards of malpractice courts thought out deliberately and done selec-
may subject psychologists to penalties if tively (Beauchamp & Childress, 2001).
they deliver services below minimal stan-
dards. However, are psychologists obligat- According to the first point, Ross might
ed to go beyond those minimal standards have criticized the actions of Mahatma
of behavior? The methodology we will use Gandhi when, in his efforts to ensure jus-
to answer this question is to consider tice and well-being for India, he failed to
supererogatory obligations from the stand- attend to the needs of his family and
point of prima facie or principle-based refused to pay (or allow his friends to pay)
ethics, which has become very popular in for the education of his children (Fischer,
discussions of health care. 1983). As applied to psychology, psychol-
ogists may have obligations to their own
Prima Facie or Principle-Based Ethics family members that require them to
According to W. D. Ross’ concept of princi- restrict their working hours, even though
ple-based or prima facie (from the Latin for more people would be assisted and the
“first appearance”) ethics, ethical theory overall good of the community might be
rests on several and not one moral princi- improved if they worked more hours.
ple. Ross referred to these principles as
prima facie duties, meaning an obligation According to the second point, psycholo-
that holds unless it is overridden by a gists ought not to donate time and resources
superior obligation. Ross identified some if doing so causes as much suffering to them-
of these moral duties as fidelity, gratitude, selves as they would relieve through their
justice, beneficence, self-improvement, and giving. Also, giving to others to the point of
nonmaleficence, but acknowledged that personal exhaustion would result in the loss
there may be others as well (1930/1998). of the gift in the first place. Competence as a
psychologist requires emotional compe-
However, these moral principles are not tence. Effective psychologists need balance
absolute and may be over-ridden if they in their personal lives and outside sources of
conflict with another moral principle. social support and strength. They can gain
There is no inherent hierarchy to follow in distance from their professional lives and
determining when one moral principle have a breadth of activities and life experi-
should override another. When a moral ences that enrich their work as psycholo-
principle is overridden, efforts should be gists. Those psychologists who fail to care
made to make the infringement the least for their personal needs may loose their
possible, commensurate with achieving the effectiveness and their ability to perform
primary goal. their minimal professional obligations.

30
Other Moral Theories form to personal ethical ideals. This perspec-
We could conduct similar analyses of tive has been called “positive ethics”
supererogatory behaviors from the stand- (Handelsman, Knapp, & Gottlieb, 2001).
point of other ethical theories as well. For
example, accordingly to Kant’s deontological Accordingly, ethics education that focuses
or duty-based ethics, behavior needs to be exclusively on the minimal standards
judged by the categorical imperative, one found in the disciplinary codes is incomplete.
formulation of which can be paraphrased Ideally ethics education in graduate school
as “do unto others as you would have courses and continuing education courses
them do unto you” (Kant, 1785/1988). also will consider how psychologists can
Since we would want other professionals integrate their ethical beliefs into their
to show high levels of concern and compe- work and rise above minimal obligations.
tence for us if we were patients, we should According to Beauchamp and Childress
show high levels of concern and compe- (2001), the “concentration on minimal
tence for others, even if that concern obligations has diluted the moral life... If
exceeds the bare minimum required in the we expect only the moral minimum we
disciplinary codes. have lost an ennobling sense of excellence
in character and performance” (p. 44).
According to utilitarian ethical theory, the
rightness of an action is determined by the
References
principle of utility or the greatest amount
American Psychological Association.
of good for the greatest number of persons
(2002). Ethical principles of psychologists
(Ewing, 1953). The standard of producing and code of conduct. American
the greatest good for the greatest number Psychologist, 57, 1060-1073.
would require actions exceeding the mini- Beauchamp, T., & Childress, J. (2001).
mum required by legal standards. Principles of biomedical ethics (5th ed).
New York: Oxford.
According to virtue ethics, the goal of
Ewing, A.C. (1953). Ethics. New York:
behavior is moral excellence (Ewing, 1953).
Free Press.
However, it is hardly moral excellence to
Fisher, L. (1983). The life of Mahatma Gandhi.
be guided only by a desire to avoid sanc-
New York: Harper & Row.
tions for violating a professional standard
Handelsman, M., Knapp, S., & Gottlieb, M.
of conduct.
(2002). Positive Ethics. In C. R. Snyder &
S. Lopez (Eds.), Handbook of positive
Application to the Question of
psychology. (pp. 731-744). New York:
Supererogatory Ethics
Oxford University Press.
The ethical systems reviewed here have
Kant, I. (1785/1988). Fundamental principles
standards of conduct higher than the mini-
of the metaphysics of morals. Amherst, New
mum found in the ethics and disciplinary
York: Prometheus.
codes of the profession. Consequently, the
Ross, W. D. (1930; 1998). The right and the
question that should be asked is not “what
good. In J. Rachels (Ed.). Ethical Theory.
is the minimum that the Ethics Code
(pp. 265-285). New York: Oxford
requires me to do?” Instead it should be,
University press.
“what must I do to fulfill my ethical ideals?”
VandeCreek, L., & Knapp, S. (2001). Tarasoff
If psychologists strive to become moral
and beyond (3rd ed.). Sarasota, FL:
maximalists, instead of moral minimalists,
Professional Resource Press.
they would still follow the disciplinary
codes, but only as the beginning of their
ethical responsibilities. Ethics would not be 1
The views expressed do not necessarily
concerned exclusively with ways to conform represent those of the Pennsylvania
to disciplinary codes, but with ways to con- Psychological Association.

31
MEMBERS ATTENDING AWARDS RECEPTION

Linda Campbell, John Norcross,


Jennifer Stoddard, Lori Fleckenstein, Bob Resnick, Kal Heller, Jina Carvalho
Kevin Shepard, Jenny VanOverbeek

Tania Lecomte, Louis Castonguay, Conrad Lorraine Braswell and Brian Glaser
Lecomte

Alan Campbell, Patricia Hannigan-Farley,


and Tom DeMaio Susan Neufeldt and Lisa Firestone

32
FEATURE
Interview with Dr. Charles Gelso
Incoming Editor of the journal Psychotherapy
Linda Campbell, Ph.D.

Division 29 is pleased to introduce our sight.” The idea that an enormously com-
membership to our new editor of plex and intriguing process like psy-
Psychotherapy: Theory, Research, Practice, and chotherapy could be studied and quanti-
Training. Dr. Wade Silverman has been our fied really grabbed me, and it still does.
editor since 1992 and Wade is now leaving
the role as editor. The Division 29 Campbell: In what way has your interest
Publications Board interviewed three very in psychotherapy either changed or refo-
strong candidates for the editorship. The cused over time?
Board determined that Dr. Charles Gelso
has the understanding of the spirit and Gelso: My early interests were pretty dif-
purpose of the Division. Further, he has the fuse. Studying anything therapy related
publication and editorial abilities, collegial was fascinating. Then I became more
skills, professional vision, and the passion focused on time-limited therapy and how
for psychotherapy that will represent a abbreviating therapy affected the process
very central contribution to our mission. and outcome of treatment. This interest
was driven by very practical concerns. At
By way of introducing Dr. Gelso to you, the University of Maryland’s counseling
our membership, I have interviewed Dr. center, we had a huge waiting list and a
Gelso on his own professional journey and long wait for treatment. Something had to
on his goals for the journal. be done. But could shortening therapy
result in good outcomes? This practical
Campbell: Dr. Gelso, congratulations on concern formed the basis for a research
your selection as our incoming editor of program that I and my colleagues carried
Psychotherapy. I am very pleased that you out for several years. Gradually my inter-
are taking on the job and I’m sure that our ests became more theoretical and clinical.
Division will be greatly benefited by your Based on my clinical work and the work of
leadership. I would like to ask you several some of my graduate students, I became
questions about your interest and experi- interested in studying aspects of the thera-
ence in psychotherapy and then talk a bit py relationship. Topics like countertrans-
about your ideas for the Journal. ference, transference, working alliance,
and most recently what I term the real rela-
You have made very important contribu- tionship in therapy have captured my
tions to psychotherapy research and train- curiosity for the last 20 years or so.
ing. How did you first become interested Figuring out how to study some of these
in psychotherapy research? constructs can be brain breaking, but it is
also very intellectually exciting and clini-
Gelso: When I took my very first counsel- cally meaningful. I think I’ll stay with these
ing course (it must have been 100 or so topics for a while longer.
years ago), I read an article that presented
the results of an outcome study. I remem- Campbell: What do you think are the more
ber my amazement and excitement like it critical areas for continued study in psy-
was yesterday. The logic and method of the chotherapy research today?
study fascinated me, and I had a clear
sense of wanting to do something like that Gelso: I really do not think it is helpful,
in my career. It was a kind of “love at first scholarly, or just plain interesting to think
33
about what topics are the most important Campbell: You have made very significant
and, by implication, the least or perhaps contributions not only to research, but to
less important. The important thing is that training and teaching. Is there a way that
we want to try to understand the process your expertise in training and teaching can
and outcome of diverse forms of therapy, contribute to your role as editor or to influ-
and each scholar/practitioner has his or ence the direction of the Journal?
her own agenda and passion about what
specifically is important. I suppose in a Gelso: If I may dichotomize the world, you
general sense I would say that our growing may think of two roles an editor can take:
edge may be to move forward in tackling That of gatekeeper and that of educator. The
what I refer to as the “who, what, when, gatekeeper’s job is to keep all of the junk and
and where question”, e.g., what treatments worse (a.k.a, bad research and theory) out of
offer by which practitioners are most effec- the journal. The educator, on the other hand,
tive (and least effective) with what clients seeks to aid authors in producing the best
possessing which problems? This of course work possible. Naturally the review process
will involve a generation and more of is a key part of this, and in this sense, I can-
research and theory. not overestimate the importance of high
quality reviews by the editorial board. The
Campbell: How have the important areas editor-educator, however, must also work
for study changed over the years? with these reviews, integrating them and
communicating to authors in a way that is
Gelso: Interesting question. When I was a
helpful, even when the manuscript is not
graduate student, the “does it work” ques-
accepted for publication
tion absorbed the field. I believe that ques-
tion has been answered on the whole, and
we are now about the business of address- Campbell: What do you see as your initial
ing more specific questions. Managed care goals as editor of the Journal?
has introduced a whole new level of prag-
matism into our field, and pushed us in the Gelso: At a very practical level, we need an
direction of figuring out specific treatments increase in submissions if we are to main-
that work in the briefest time for specific tain the number of pages we are allotted.
problems, often framed in terms of disor- My initial goals are to do the very best job
ders. This is a certain version of the “who, possible in reviewing and working with
what, when, and where” question, and in a the manuscripts that are submitted. I
way it formed the basis for the empirically- would like to see some excitement about
validated treatments movement. However, the Journal, and have it seen as an outlet
at least initially it was framed in such a cir- that scholars and practitioners are eager to
cumscribed and, shall I say, theoretically publish there work in.
biased manner that it was not very helpful
or enlightening. Beyond this general evolu- Campbell: How do you see the role of our
tion from does it work to more specific and journal among other psychotherapy journals?
refined questions, many hot topics have
come and gone over the years, and proba- Gelso: We have historically and currently
bly each has left its mark. As this has hap- had a special place in psychology in that
pened, knowledge has very gradually we (1) focus exclusively on psychotherapy
accrued, so that we now actually know a (2) seek a balance of research, theory, and
tremendous amount about psychotherapy. practice, and (3) are not theoretically
And yet, the scientific spirit involves never biased. Our uniqueness rests in the combi-
being satisfied—always feeling that we do nation of these three thrusts. The Journal
not know enough. Of course, we shall has a history of being highly relevant to
never know enough, and when we feel we practitioners as well as scientists, of being
do, it is probably time to more on to anoth- open to all views of psychotherapy, and also
er endeavor. of being methodologically open, as well.

34
Campbell: Our Division mission is to pro- individual scientist and practitioner decide
mote training, theory development, what topics get submitted.
research and practice. How do you see the
role of the Journal in this mission? Campbell: Are there emerging issues in
psychotherapy research, practice, training,
Gelso: I think I just addressed that. As edi- and theory that you might see as special
tor, I really do want to seek a balance of all focus area in the Journal?
of these areas. Any given article of course
will not likely be relevant to each of these Gelso: Nope. This would be too limiting
domains, but it is important to me that the and, more important, too, should I say, dom-
Journal is a place that readers go to in order inating for an editor. Let the field decide
to find pieces that are highly relevant to what topics become hot and thus get studied
practice, highly relevant to science, and of and written about. What the Journal can do
course highly relevant to the integration of that is most helpful to the field is concentrate
the two. Well, I’m probably beginning to on improving the quality of research and
sound like a politician, which I am not, so presentation through the review process. If
I’ll just end by saying that the Journal’s role the readers, in fact, have ideas for special
in this mission is to publish a balance of sections or issues, I’m all ears.
articles on all of the domains you mention.
Campbell: What would you like the
Campbell: Making the Journal a home for Division 29 members to know about your
psychotherapy research, practice, theory, professional direction and purpose in
and training could be a formidable challenge. working with the Journal?
How will you approach this challenge?

Gelso: Eagerly! Gelso: I have always had a great liking for


this journal, and have loved its way of pre-
Campbell: What are some topic areas you senting a combination of think pieces, clin-
would like to see more represented in the ical papers, and research pieces. My “direc-
Journal? tion and purpose” is to help this journal
become the very best psychotherapy jour-
Gelso: I plan to have some special issues nal it can be, given its mission. One of the
and special subsections. The first one that I features of Psychotherapy since its early
am already seeking manuscript submis- days that made it very special to me has
sions for is the “interplay of therapy tech- been its focus on creativity. I think it has
niques and the therapeutic relationship.” placed a premium of creative thinking in
To me, how the relationship and tech- psychotherapy more than just about any
niques work together in affecting the ther- journal I know. This came through loud
apy process is a vital area of inquiry. and clear in the editorial statements of the
Similarly, variations on the “who, what, early editors and has been maintained to
when, and where question” are vital. I the present day. Some of the articles that I
would also like to see continued increases liked best as a reader were pretty theoreti-
in submissions pertaining to multicultural cally outrageous, i.e., often ahead of their
issues in therapy and training. I haven’t times. One of my goals is to keep this cre-
thought through other topics, and in fact, I ative focus, while also enhancing method-
want to be cautious about promoting too ological and theoretical rigor. A pretty tall
many topics. I believe there is a natural order, isn’t it.
evolution of topics and that editors should-
n’t promote their own views too much Campbell: Are there other comments you
(although some of this is okay). Most basi- would like to make that I haven’t asked?
cally, I want the Journal to be methodolog-
ically open and also be open to all content. Gelso: I think I have been redundant
It is the quality of the work that matters enough for one day! Thanks for the oppor-
most, and I am very happy to have the tunity to share some of my views.

35
FEATURE
The Empirically-Validated Treatments Movement:
A Practitioner Perspective1
Ronald F. Levant

Ronald F. Levant, Ed.D., A.B.P.P., is a fellow of is a matter of faith rather than reason, argu-
Division 29 and a candidate for APA President. ments would seem to be pointless.
He is in his second term as Recording Secretary Nonetheless, clinical psychologists have
of the American Psychological Association. He argued over it, a lot, for the last eight years.
was the Chair of the APA Committee for the Punctuating these interactions from the
Advancement of Professional Practice (CAPP) practitioner perspective, the controversy
from 1993-95, a member at large of the APA seems to stem from the attempts of some
Board of Directors (1995-97), and APA clinical scientists to dominate the discourse
Recording Secretary (1998-2000). He is Dean, on acceptable practice, and impose very
Center for Psychological Studies, Nova narrow views of both science and practice.
Southeastern University, Fort Lauderdale, FL.
Let’s start with a brief recapitulation of the
events. Division 12, under the leadership of
then-President David Barlow, formed a
I would like to weigh in on the issue of Task Force “ to consider methods to edu-
what has been called, sequentially, “empir- cate clinical psychologists, third party pay-
ically-validated treatments” (APA Division ors, and the public about effective psy-
of Clinical Psychology, 1995), “empirically- chotherapies” (APA Division of Clinical
supported treatments” (Kendall, 1998), and Psychology, 1995, p. 3). The Task Force
now “evidence-based practice” (Institute came up with lists of “Well-Established
of Medicine, 2001). Treatments” and “Probably Efficacious
Treatments.” Not surprisingly, the lists
Empirically-validated treatments is a diffi- themselves emphasized short term behav-
cult topic for a practitioner to discuss with ioral and cognitive-behavioral approaches,
clinical scientists. In my attempts to discuss which lend themselves to manualization;
this informally, I have found that some clini- longer term, more complex approaches
cal scientists immediately assume that I am (e.g., psychodynamic, systemic, feminist,
anti-science, and others emit a guffaw, asking and narrative) were not well represented.
incredulously: “What, are you for empirical-
ly unsupported treatments?” McFall (1991, The empirically-validated treatments
p. 76) reflects this perspective when he movement has had quite an impact on
divides the world of clinical psychology practitioners. It provided ammunition to
into “scientific and pseudoscientific clinical managed care and insurance companies to
psychology,” and rhetorically asks “what is use in their efforts to control costs by
the alternative [to scientific clinical psychol- restricting the practice of psychological
ogy]? Unscientific clinical psychology.” (see health care (Seligman & Levant, 1998). It
also Lilienfeld, Lohr, & Morier, 2001). has also influenced many local, state and
federal funding agencies, who now require
There are, thus, some ardent clinical scien- the use of empirically-validated treat-
tists (e.g., McFall and Lilienfeld) who ments. Moreover, this movement could
appear to subscribe to scientistic faith, and have an even greater impact on practition-
believe that the superiority of scientific ers in the future. For example, it could cre-
approach is so marked that other ate additional hazards for practitioners in
approaches should be excluded. Since this the courtroom if empirically-validated

36
treatments are held up as the standard of recently appeared (Borkovec, Echemendia,
care in our field. Further, adherence to Ragusea, & Ruiz, 2001). Finally, others
empirical-validated treatments could have pointed that many treatments have
become a major criterion in accreditation not been studied empirically, and that
decisions and approval of CE sponsors, as there is a big difference between a treat-
the Task Force urged (APA Division of ment that has not been tested empirically,
Clinical Psychology, 1995, p. 3). Some clin- and one that has not been supported by the
ical scientists have gone so far as to call for empirical evidence.
APA and other professional organizations
“to impose stiff sanctions, including expul- A few years later, John Norcross, then-
sion if necessary,” against practitioners President, of Division 29 (Psychotherapy),
who do not practice empirically-validated countered by establishing a Task Force
assessments and treatments (Lohr, Fowler on Empirically Supported Therapy
& Lilienfeld, 2002, p. 8). Relationships in 1999, which emphasized
the person of the therapist, the therapy
Given all of this fallout, it should be no sur- relationship and the non-diagnostic char-
prise that the Task Force report was soon acteristics of the patient (Norcross, 2001).
steeped in controversy. Critics argued first Lambert and Barley (2001) summarized
and foremost that the Task Force used a this research literature, pointing out that
very narrow definition of empirical specific techniques (namely those that
research. For example, Koocher (personal were the focus of the studies underlying
communication, 7/20/03), observed that the Division 12 Task Force Report) account-
“‘empirical’ is in the eye of the beholder, ed for no more than 15% of the variance in
and sadly many beholders have very nar- therapy outcomes. On the other hand, the
row lens slits. That is to say, qualitative therapy relationship and factors common
research [and] case studies… have long to different therapies accounted for 30%,
been a valuable part of the empirical foun- patient qualities and extra therapeutic
dation for psychotherapy, but are
change accounted for 40%, and expectancy
demeaned or ignored by many for whom
and the placebo effect accounted for the
‘empirical validation’ equates to ‘random-
remaining 15%.
ized clinical trial’ [RCT]. In addition, a ran-
domized clinical trial demands a treatment
manual to assure fidelity and integrity of Westen and Morrison (2001) reported a mul-
the intervention; however, the real world tidimensional meta-analysis of treatments
of patient care demands that the therapist for depression, panic disorder, and GAD, in
(outside of the research arena) constantly which they found that “the majority of
modify approaches to meet the idiopathic patients were excluded from participating in
needs of the client…Slavish attention to the average study,” due to the presence
‘the manual’ assures empathic failure and of comorbid conditions (p. 880). Approxi-
poor outcome for many patients.” mately 2/3 of the patients in the studies they
reviewed were excluded, which seems like a
Furthermore, Seligman and Levant (1998) high percentage, but is actually a bit lower
argued that, whereas efficacy research pro- than national figures for comorbidity.
grams based on RCT’s may have high Meichenbaum (2003) noted that fewer than
internal validity, but they lack external or 20% of mental health patients have only one
ecological validity. On the other hand effec- clearly definable Axis I diagnosis. Thus, the
tiveness research, such as the Consumer vast majority of cases seen by practitioners
Reports study (Seligman, 1995), has much do not meet the exact diagnostic criteria
higher external validity and fidelity to the used in the RCT’s that established efficacy
actual treatment situation as it exists in the for various treatments.
community. Additional effectiveness stud-
ies are needed, and could be conducted by Furthermore, the empirically-validated
the Practice-Research Networks that have treatments on these lists have typically
37
been studied using homogeneous samples them I say that clinical judgement is simply
of white, middle class clients, and therefore the sum total of the empirical and clinical
have not often been shown to be efficacious knowledge and practical experience and
with ethnic minority clients. skill which clinicians bring to bear when it
is our job to understand and treat a particu-
So what does this all mean? Suppose we lar and very unique person.
had lists of empirically-validated manual-
ized treatments for all DSM Axis I diag- Fox (2003) goes even further, pointing out
noses (which we are actually a long ways that in many learned fields science and
away from). We would then have treat- practice are often separate endeavors, and
ments for only 20% of the white, middle that practice often has to precede science.
class, patients who come to our doors, Physicians were treating cancer long before
namely those who meet the diagnostic cri- they had much of an idea of what it was,
teria used in studies that validated these and were using pharmaceutical agents like
treatments. That’s bad enough, but that’s aspirin long before the pharmacodynamics
not all. In order to limit services to only were known. To quote Fox (2003):
these 20% of the white, middle class,
patients who come to us, the average prac- The fact of the matter is that if clinicians
titioner would have to spend many, many restrict themselves to applying only narrow-
hours, perhaps years, in training to learn ly validated or known techniques, they will
these manualized treatments. And if we never be of much value to society. Lest you
restricted ourselves to use only these man- think that statement is an invitation to char-
ualized treatments, we would be limiting latanism, remember that clinicians do not
our role to that of a technician. And, in the have the luxury to start from what is known.
end, these treatments would only account They must start with the needs of the people
for 15% of the variance in therapy outcomes who come to them and then apply all the
in these patients. One can readily see why knowledge, information and skill they have
few practitioners embraced the empirical- to help resolve those problems.
ly-validated treatments movement.
On the other hand, we do have a problem
My view is although one of psychology’s of accountability in health care, one that
strengths is its scientific foundation, the will surely affect psychology. For example,
present body of scientific evidence is not the current lag between the discovery of
sufficiently developed to serve as the sole more effective forms of treatment in health
foundation for practice. Practitioners must care and their incorporation into routine
be prepared to assess and treat those who patient care is, on the average, 17 years.
seek our services. To be sure, we all get DeLeon (2003) predicts that health care in
referrals of clients that we decide to refer to the 21st century, abetted by technology,
others because we don’t think that we are will be characterized by even greater
the best clinician for that case, but those accountability for practitioners, due to the
who are in general practice have to work combined effects of the increasingly
with the clients that come to us. Whether well-informed health care consumer, who
we operate from a single theoretical per- gathers relevant health care information
spective or are more eclectic, we bring to from the internet, the increasingly well-
bear all that we know from the empirical informed practitioner, who will be able to
literature, the clinical case studies literature, obtain best practice information from a
and prior experience, as well as our clinical PDA, and increased monitoring of health
skills and attitudes, to help the client that is care practices, to flush out variation in
sitting in front of us. This is what is often treatment for specific diagnoses. In this
referred to as clinical judgement. Some con- environment we are going to need betters
demn clinical judgement as subjective. To ways to evaluate practice. I would suggest

38
that we consider using the broad and inclu- Kendall, P. C. (1998). Empirically support-
sive definition of evidence-based practice ed psychological therapies. Journal of
adopted by the Institute of Medicine Consulting and Clinical Psychology, 66, 3-6.
(2001). This definition consists of three Lambert, M. J., & Barley, D. E. (2001).
components: best research evidence, clinical Research summary on the therapeutic
expertise and patient values. The definition relationship and psychotherapy outcome.
does not imply that one component is priv- Psychotherapy: Theory/Research/ Practice/
ileged over another, and provides a broad Training, 38, 357-361.
perspective that allows the integration of Lilienfeld, S.O., Lohr, J. M., & Morier,
the research (including that on empirically- D.(2001). The teaching of courses in the
validated treatments and that on empiri- science and pseudoscience of psychology:
cally supported therapy relationships) Useful resources. Teaching of Psychology,
with clinical expertise and, finally, brings 28, 182-191
the topic of patient values into the equa- Lohr, J. M., Fowler, K. A., & Lilienfeld, S.
tion. Such a model that values all three O. (2002).The dissemination and promo-
components equally will better advance tion of pseudoscience in clinical psychol-
knowledge related to best treatment, and ogy: The challenge to legitimate clinical
provide better accountability. science. The Cliical Psychologist, 55, 4-10
McFall, R. M. (1996). Manifesto for a sci-
As always, I welcome your thoughts on ence of clinical psychology. The Clinical
this column. You can most easily contact Psychologist, 44, 75-88.
me via email: Rlevant@aol.com. Meichenbaum, D. (2003, May). Treating
Individuals with Angry and Aggressive
References Behaviors: A Life-Span Cultural Perspective.
American Psychological Association Paper presented at the Annual Meeting
Division of Clinical Psychology (1995). of the Georgia Psychological
Training in and dissemination of empiri- Association, Atlanta, GA.
cally-validated psychological treat- Norcross, J. C. (2001). Purposes, processes,
ments: Report and recommendations. and products of the Task Force on
The Clinical Psychologist, 48, 3-27. Empirically Supported Therapy Relation-
Borkovec, T. D., Echemendia, R. J., Ragusea, ships. Psychotherapy: Theory/Research/
S. A., and Ruiz, M. (2001). The Practice/Training, 38, 345-356
Pennsylvania Practice Research Network Seligman, M.E.P. (1995). The effectiveness
and possibilities for clinically meaningful of psychotherapy. American Psychologist,
and scientifically rigorous psychotherapy 50, 965-974.
effectiveness research. Clinical Psychology: Seligman, M. E. P., & Levant, R. (1998).
Science and Practice, 8, 155-167. Managed care policies rely on inade-
DeLeon, P.H. (2003). Remembering our quate science. Professional Psychology:
fundamental societal mission. Public Research and Practice, 29, 211-212.
Service Psychology, 28, 8, 13. Westen, D. and Morrison, K. ( 2001). A mul-
Fox, R. E. (2003, August). Toward creating a tidimensional meta-analysis of treatments
real profession of psychology. Paper pre- for depression, panic, and generalized
sented at the Annual Meeting of the anxiety disorder: An empirical examina-
American Psychological Association, tion of the status of empirically supported
Toronto, Ontario, Canada. therapies. Journal of Consulting and Clinical
Gonzales, J.J., Rngeisen, H. L., & Chambers,
Psychology, 60, 875-899.
D. A. (2002). Clinical Psychology: Science
and Practice, 9, 204-220.
Institute of Medicine (2001). Crossing the
1
Adapted from Levant, R. (in press). The
Quality Chasm: A new Health System for empirically-validated treatments move-
the 21st Century. (2001). Institute of ment: A practitioner/educator perspective.
Medicine: Washington, DC. Clinical Psychology: Science and Practice.

39
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PUBLICATIONS BOARD
Chair: John C. Norcross, Ph.D., 2002-2008 Publications Board Members, continued
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