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E. F.

Schubert, Rensselaer Polytechnic Institute, 2003


1
Bipolar junction transistor - Basics

Introduction

Walter Brattain, John Bardeen, and William Shockley invented the
bipolar junction transistor (BJT) in 1949, while working for Bell Telephone
Laboratories.

This revolutionary invention changed the world.

The invention of the BJT followed the invention of the point-contact
transistor by Walter Brattain and John Bardeen.

The point-contact transistor has several problems that prevented it from
becoming a viable device.

BJT is a three-terminal device.

BJT is used as amplifier and switch.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
2
Circuit diagram of pnp transistor consisting of two
diodes



The two n-type regions merge to form a very thin base.

EB junction: Forward bias

CB junction: Reverse bias
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
3
Band diagram (PNP)





Junction bias?

Major current flows?
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
4
Basic amplifier circuits

Common-base configuration



E
C
I
I
=
(1)

= current amplification in common base circuit

Typical values: > 0.99 (for state-of-the-art transistor)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
5
Common-emitter configuration



= amplification in common-emitter circuit

= =

1
1
1
1
C E
C
B
C
I I
I
I
I
(2)

> 100 for state-of-the art transistors
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
6
Common-collector configuration


=
B
C
B
E
/
I
I
I
I
(3)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
7
Nature of bipolar transistor

BJT is a current amplifier (not a voltage amplifier).

BJT is current-controlled current source.

BJT base current controls the emitter current and thereby the collector
current.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
8
Qualitative discussion of pnp transistor



E. F. Schubert, Rensselaer Polytechnic Institute, 2003
9
Basic ideas

EB junction is asymmetric:

En Ep
I I >>
(4)

The emitter hole current is controlled by EB junction.

The base width is small.

p B
L W <<
(5)

Most holes diffusing into the base will reach the collector if condition of
Eq. (5) is met.

Thus the base current controls collector current.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
10
Discussion of currents




EB junction currents (EB junction is forward biased)

(1) Holes diffusing from the E into the B
(2) Electrons diffusing from the B into the E

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
11
Base currents

(3) Recombination of holes injected into base
(4) Most holes reach C since L
P
>> W
B


BC junction currents (BC is reversely biased)

(5) Electron minority carrier current from C to B
(6) Hole minority carrier current from B to C

We know that current (5) and (6) can be neglected for most practical
purposes.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
12
Basic equations

What is the fraction of the emitter hole current that reaches the
collector?

Ep C
I B I =
(6)

B = Base transport factor

B = Probability that a hole injected into B reaches C

B 1
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
13
What fraction of total emitter current is emitter hole current?

( )
Ep En E Ep
I I I E + = =
(7)

Efficiency Emitter =


E Ep
to of Ratio I I =


1


Ep
En
1
Ep
En
Ep En
Ep
1 1
I
I
I
I
I I
I

+ =
+
=

(8)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
14
Current amplification

= = = B
I
I
B
I
I
E
Ep
E
C
(9)


We will later calculate B and in two ways:

1. Approximate calculation
2. Exact calculation
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
15
Approximate hole distribution in base (PNP)

Long base (W
B
>> L
p
)



( )
P n
/
n
e
L x
p x p

=
(10)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
16
Short base (W
B
<< L
p
)

Exponential function can be linearized

( ) 1 e is it 0 At
/
n
BE
0
= =
kT eV
n
p p x
(11)

( )
0
CB
0
n
/
n B n
1 e is it At p p p W x
kT eV
= = =
(12)

( ) 0 is That
B n
= =W x p
(13)


E. F. Schubert, Rensselaer Polytechnic Institute, 2003
17


Can you identify the diffusion triangle in the figure?

Equation for diffusion triangle:

( )

=
B
n
n
1
W
x
p x p
(14)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
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Note

Diffusion Current:

x
p
D e J
d
d
p p
=
(15)

( ) x p e i. J d / d . slope
p



Short base changes slope (i. e. dp / dx)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
19
Approximate calculation: Emitter efficiency (PNP)

Recall the Shockley equation:

( ) 1 e
0 0
p
n
n
n
P
P

+ =
kT eV
n
L
D
p
L
D
A e I
(16)

where first summand within first parenthesis is due to hole injection

where second summand within first parenthesis is due to electron
injection

Emitter is long , and therefore the electron current from base into
emitter is given by

( ) 1
0
p
n
n
En
=
kT eV
e n
L
D
A e I
(17)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
20

Base is short , and therefore the hole current from emitter into base is
given by

( )
B
p
n
p
p
Ep
1
0
W
L
e p
L
D
A e I
kT eV
=
(18)

where last term, i. e. ( L
p
/ W
B
), is correction due to increase in slope

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
21
One obtains the emitter efficiency using Eqs. (8), (17), and (18)

1 1
0
0
n
B
P
p
n
n
Ep
En
p
W
D
n
L
D
I
I
= =
(19)

A
2
i
2
i p
0
using N n p n n = =
(20)

D
2
i
2
i n
0
and N n n n p = =
(21)

one obtains:

A n p
D B n
1
N L D
N W D
=
(22)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
22

How can we attain high emitter efficiency?

For a high value of :

1. W
B
must be very short

2. N
A
>> N
D
(23)

That is,

Emitter doping >> Base doping
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
23
Example:

Problem: Assume a PNP transistor with the following parameters:
Emitter doping: N
A
= 1 10
18
cm
3


Base doping: N
D
= 1 10
17
cm
3


D
p
= D
n


W
B
= 100 nm
L
n
= 1 m
Calculate emitter efficiency.

Solution:
99 0
100
1
1 1
A n p
D B n
.
N L D
N W D
= = =


The problem assumed reasonable parameters. For such reasonable
parameters, we obtain a high current gain.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
24
Approximate calculation: Base transport factor (PNP)




Thought experiment: Lets assume that the BC junction would not
influence the hole distribution. Warning: Strictly speaking, this is
incorrect assumption!
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
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In this case, the following hole distribution would be obtained:



B 1
/ current ion recombinat Base W p Q
(24)

p 2
/ current Collector L p Q
(25)

(Note: In Eqs. 24 and 25, we use that W
B
<< L
P
)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
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It is

2 1
1
2
1
2 1
2
Ep
C
1 1 Q Q
Q
Q
Q Q
Q
I
I
B

+ =
+

= =

(26)

Using Eqs. (24), (25), and (26) one obtains:

p
B
1
L
W
B =
(27)

End of thought experiment.

Warning: This thought experiment is an oversimplification and the
result (Eq. 27) must not be used.
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
27
Exact hole distribution in the base (PNP)

Hole concentration at the emitter side of base

( ) ( )
kT eV kT eV
p p x p p
BE
0
BE
0
e 1 e 0
n n n E
= = =
(28)

Hole concentration at the collector side of base

( ) ( )
0
BC
0
n n B n
1 e p p W x p p
kT eV
C
= = =
(29)

note that V
BC
is negative

Eqs. (28) and (29) are the boundary conditions for the hole
concentration in the base

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
28
There is no electric field in the neutral region of the base. Therefore,
transport can be described by the diffusion equation

( )
( )
2
p
n
n
2
n
2
d
d
L
x p
x p
x

=
(30)

General solution of this equation is given by

( )
p n p n
e e
2 1 n
L x L x
C C x p

+ =
(31)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
29
The constants C
1
and C
2
will be determined by using the boundary
conditions

( )
E 2 1 n
0 p C C x p = + = =
(32)

( )
C 2 1 B n
p B p B
e e p C C W x p
L W L W
= + = =

(33)

Solving Eqs. (32) and (33) for C
1
and C
2
yields
P B P B
P B
e e
e
E C
1
L W L W
L W
p p
C


=
(34)
P B P B
P B
e e
e
C E
2
L W L W
L W
p p
C


=
(35)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
30
Insert the constants C
1
and C
2
into Eq. (31)

For
0
C
p
, the hole concentration in the base is given by


( )
P B P B
P n P B P n P B
e e
e e e e
E n
L W L W
L x L W L x L W
p x p


(36)

This function has an exponentially decreasing part and an
exponentially increasing part.

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
31

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
32
Discussion of slopes

Recall that the slope
( ) ] d / d [
n n
x x p
determines the diffusion current.

Slope is larger at x
n
= 0 as compared to x
n
= W
B
.

The difference in slope is due to recombination in base.

Approximation for exponential function:

For W
B
<< L
P
, we can expand the exponential function into a power
series:

...
x x
x
+ + + =
! 2 ! 1
1 e
2


E. F. Schubert, Rensselaer Polytechnic Institute, 2003
33
Inserting this approximation into Eq. (36) and neglecting all quadratic and
higher terms in Eq. (36) yields

( )

=
B
n
E n
1
W
x
p x p
(37)

This equation represents the diffusion triangle in the base.

The strictly triangular shape is valid for negligible recombination in the
base.

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
34
Mathematics of exponential functions

Exponential function = Natural decay function

For the next section, we need some mathematical relations for
exponential functions and they are summarized below:

... 718 . 2
1
1 lim e =

+ =

n
n
n


...
x x x
x
+ + + + =
! 3 ! 2 ! 1
1 e
3 2


Give some examples of natural (i. e. exponential) decays!



E. F. Schubert, Rensselaer Polytechnic Institute, 2003
35

0
e : Function
0
x x
y y

=


0
0
0
d
d
: Slope
x
y
x
y
x
=
=


0 0 0
0
d e : Integral
0
x y x y
x x
=




E. F. Schubert, Rensselaer Polytechnic Institute, 2003
36
Mathematics of hyperbolic exponential functions
For the next section, we need some mathematical relations for
hyperbolic exponential functions and they are summarized below:

( )
( )
x x
x x
x
x

+ =
=
e e cosh : function cos Hyperbolic
e e sinh : function sin Hyperbolic
2
1
2
1

(Note: Hyperbolic cos function is also called chain function. Why?)

x
x
x
x
x
x
sinh
cosh
coth : function cot Hyperbolic
cosh
sinh
tanh : function tan Hyperbolic
=
=

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
37

x
x
x
x
x x
x x
sinh
1
e e
2
cosech
: function cosecan Hyperbolic
cosh
1
e e
2
sech
: function secan Hyperbolic
=

=
=
+
=


E. F. Schubert, Rensselaer Polytechnic Institute, 2003
38
Exact E, B, and C currents

We have calculated the hole distribution in the base and can now
calculate the currents of the three terminals E, B, and C by using the
equation:

( )
n
n
p
d
x p
x
d
D A e I =
(38)


Emitter current

Emitter current is obtained by using Eqs. (31), (34), (35), (38)

( ) ( )
1 2
p
p
n p Ep
0 C C
L
D
A e x I I = = =
(39)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
39

=
P
B
C
P
B
E
p
p
Ep
cosech coth
L
W
p
L
W
p
L
D
A e I
(40)


Collector current

( ) ( )
P B P B
e e
1 2
p
p
B n p C
L W L W
C C
L
D
A e W x I I = = =

(41)

=
P
B
C
P
B
E
p
p
C
coth cosech
L
W
p
L
W
p
L
D
A e I
(42)


E. F. Schubert, Rensselaer Polytechnic Institute, 2003
40
Base current

C Ep C E B
I I I I I =
(43)

( )

+ =
p
B
C E
p
p
B
2
tanh
L
W
p p
L
D
A e I
(44)

Eqs. (40), (42), and (44) are generally valid, i.e. for any bias
configuration and bias condition of the transistor. The equations can be
simplified for a transistor under regular operating conditions, which are

V
BE
= forward bias

V
CB
= reverse bias

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
41
Appropriate E, B, and C currents

V
BE
= forward bias p
E
0

V
CB
= reverse bias p
C
= 0

From Eqs. (40), (42), and (44) it follows that

p
B
E
p
p
Ep
coth
L
W
p
L
D
A e I =
(45)

Using
) 3 / ( ) / 1 ( coth x x x +
, one obtains

+ =
p
B
B
p
E
p
p
Ep
3L
W
W
L
p
L
D
A e I
(46)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
42
Furthermore

p
B
E
p
p
C
cosech
L
W
p
L
D
A e I =
(47)

Using
) 6 / ( ) / 1 ( cosech x x x
, one obtains

=
p
B
B
p
E
p
p
C
6L
W
W
L
p
L
D
A e I
(48)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
43
Finally

C Ep C E B
I I I I I =
(49)

+ =
p
B
p
B
E
p
p
6
1
3
1
L
W
L
W
p
L
D
A e
(50)

It follows that

E
p
B
E B
2
p
p
B
2
2
p
W
A e p W
L
D
A e I

= =
(51)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
44
Base transport factor

Using Eqs. (45) and (47) we calculate

p
B
p B
p B
Ep
C
sech
) ( coth
) ( cosech
L
W
L W
L W
I
I
B = = =
(52)

Using
2
) 2 / 1 ( 1 sech x x
, one obtains

2
p
B
2
1
1

=
L
W
B
(53)

We now have a good expression for B.

Compare this to Eq. (27)! (Recall: Do not use Eq. 27)
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
45

We now have (i. e. the emitter efficiency, see Eq. 22) and B (i. e. the
base transport factor, see Eq. 53).

Since = B, we can calculate the current amplification of a transistor:

= =
2
p
2
B
A n p
D B n
2
1 1
L
W
N L D
N W D
B
(54)

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
46
Example

Problem: Calculate the Base Transport Factor for W
B
= 0.1 m and for
the following diffusion lengths:

(1) L
p
= 0.1 m and (2) L
p
= 1 m.


Solution: Calculating the base transport factor using

( )
2
p B
/ ) 2 / 1 ( 1 L W B =


yields

(1) B = 0.5 and (2) B = 0.995

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
47
Summary of operation regimes

Cutoff

V
BE
is too low to provide significant injection

Example:
Given is a transistor with

2 3 10
i
3 17
Base D,
2
p
B p
m 100 100 , cm 10
cm 10 , /s cm 10
m 1 . 0 , m 1
= =
= =
= =

A n
N D
W L


Calculate I
Ep
for V
BE
= 0.3 V!

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
48
A 10 6 . 1
cm 10 e e
9
B
P
E
P
P
Ep
3 8
D
2
i
n E
0

=
= = =
W
L
p
L
D
A e I
N
n
p p
kT eV kT eV


Calculate I
EP
for V
BE
= 0.7 V!

mA 9 . 8
cm 10 6 . 5
Ep
3 14
E
=
=

I
p


Forward active
Forward biased EB junction p
E
0
Reverse biased CB junction p
C
= 0
Diffusion triangle in base
E. F. Schubert, Rensselaer Polytechnic Institute, 2003
49
Saturation

CB junction is forward biased as well. Simultaneous transistor action in
both directions, i. e. both diodes are forward biased.

If | V
BE
| > | V
CB
|, one obtains the following hole distribution in the base:



E. F. Schubert, Rensselaer Polytechnic Institute, 2003
50
It is useful to consider the following thought experiment: Consider a
transistor with V
EB
= 0.7 V = const..



E. F. Schubert, Rensselaer Polytechnic Institute, 2003
51
Curves are displaced by 0.7 V.

The I-V curves can be identified as a diode characteristic plus a
current from emitter.

E. F. Schubert, Rensselaer Polytechnic Institute, 2003
52
Bridge between device physics and electrical circuit
Emitter
efficiency
()
Base
transport
factor (B)
Current
amplification
in common
base
configuration
()
Current
amplification
in common
emitter
configuration
()
Circuit parameters Device physics Material parameters
Mobilities
Lifetimes
Diffusion constants
Doping
concentrations
Physical constants
Material constants

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