ANN J EXAMPLE

2 Any Road, Any Town, AN1 1CV

Telephone: 0111 999 5555; Mo!le: 0"""" 111 222; #a$: 0111 999 %%%%
E&a!l: ann'e$a&ple(ho)&a!l'*o&
PROFESSIONAL PROFILE
A dedicated and self-motivated professional with extensive experience in financial services and investments.
A skilled administrator who specialises in identifying and rectifying discrepancies and issues requiring
accuracy and attention to detail at all times. Able to demonstrate an excellent working knowledge of the
legislation appropriate to working in financial services with the proven ability to ensure full compliance
therewith. Possesses excellent interpersonal skills and the ability to communicate concisely and articulately
with clients and colleagues alike. Enjoys being part of a successful and productive team whilst
demonstrating strong leadership potential in a highly competitive and demanding industry sector.
CAREER SUMMARY
200%+da)e #,N- REC.NC/L/AT/.N0 A-M/N/0TRAT.R
C!)y /n1e2)&en) 0e31!*e2, London, ,4
Reconciling hedge funds, capital funds and OIECs and working with internal departments and clients
to rectify discrepancies in valuations and cash flow statements
Calculating the daily variance on current hedge funds to ensure that adequate stock coverage is
maintained
Calling FXs in order to clear outstanding currency accounts as well as spotting and placing new
forward hedge amounts
onitoring cash flow activities and ensuring the accuracy of deposits and withdrawals on the in!
house systems
Investigating differences "etween principal custodian and in!house records of stock including
identifying corporate actions, applications and transfer of assets which may cause the discrepancy
#roviding a prompt and appropriate response to client queries relating to reconciliations and
calculations
2001+2005 0EN/.R A-M/N/0TRAT.R5A-V/0.R6 0ERV/CE0 EXEC,T/VE
The Po3)7ol!o 0e31!*e, A82)3al!a
Releasing preserved or unrestricted monies, according to client instructions, via direct credit or "y
rolling over to other fund managers and utilising in!house systems to sell investments
$andling deceased estate portfolios involving liaising with families, trustees and the in!house legal
team to ensure fair redemption of accounts "y e%ternal transfer or switching to a new account
&dhering to Financial 'ervices Regulation &uthority legislation which stipulates what funds are
restricted according to the age and ta% status of the client
Investigating and resolving pro"lems and complaints relating to client portfolios, including those
relating to poor investment performance and administrative errors, involving liaising with internal
administration, legal and investment departments
(tilising e%pert knowledge of 'uperannuation, #ension and #ersonal Investment products to resolve
issues relating to fee structure, investment information and product disclosure statements
'upporting the planner network and client "ase whilst facilitating compliance with the Financial
'ervices Reform &ct and legislation
&dditionally responsi"le for the provision of training, support and advice to new and e%isting
mem"ers of staff
&chieving formal recognition for performance "y "eing nominated as the Employee of the )uarter in
*++* and *++,
#age - of *
CAREER SUMMARY cont.
1999+2001 0EN/.R A-M/N/0TRAT.R + #,N-0 MANA:EMENT
Me3*an)!le M8)8al, A82)3al!a
(ndertaking all administrative duties associated with funds management including opening new
'uperannuation accounts, investing or switching funds, "anking deposits and withdrawing funds
Corresponding in writing with employers regarding minimum contri"utions and employee account
information
#rimarily investing in low!medium risk managed investment schemes including property trusts and
international share funds
anaging relationships with financial planners, clients and internal departments to support the
resolution of administrative issues relating to 'uperannuation accounts in accordance with 'ervice
.evel &greements
199%+1999 ACC.,NT0 CLER4, C!)y Cl8, A82)3al!a
1995+199% J,N/.R CLER4, Na)!onal C3ed!) ,n!on /n283an*e, A82)3al!a
EDUCATION AND QUALIFICATIONS
;!<he3 0*hool English, athematics, /usiness 'tudies, Economics 0 1eneral 'tudies
PROFESSIONAL DEVELOPMENT
I&) 23ew Financial Regulation including the ifid .egislation4 2Ongoing4
Introduction to 'ecurities 0 Investment, 'ecurities 0 Investment Institute 2*++54
Compliance Courses in6 Risk anagement 0 Insurance #roducts, 'tock arket 0 #roducts and
(nderstanding the Finance 0 Investment Industry 2*++*4
Retirement Income 'treams .evel I, Investment 0 Financial 'ervices &ssociation .td 2*++*4
Certificate of 'uperannuation anagement, acquarie (niversity 2*++-4
IT SKILLS
#roficient in 6 7ord, E%cel, Internet 0 Email
PERSONAL DETAILS
Na)!onal!)y &ustralian8Canadian
-3!1!n< L!*en*e Full8Clean
/n)e3e2)2 'wimming 2)ualified Instructor and 'wim 0 'urvive Instructor4, 7aterpolo
2-st 0 *nd 1rade Representative4, usic, Cinema 0 Reading
REFERENCES ARE AVAILABLE ON REQUEST
#age * of *