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EARLY READING INTERVENTION: RESPONDING

TO THE LEARNING NEEDS OE YOUNG AT-RISK


ENGLISH LANGUAGE LEARNERS

Lisa Klett Gyovai, Gwendolyn Cartledge, Lefki Kourea, Amanda Yurick,


and Lenwood Gibson

Abstract. This study examined the effects of a supplemental


early reading intervention on the beginning literacy skills of 12
kindergarten/first-grade urban English language learners (ELLs).
The Early Reading Intervention (ERI; Simmons & Käme enui,
2003) was the instructional intervention used with all students. A
multiple-baseline design across students was used to investigate
the effects of the instruction on phoneme segmentation fluency
(PSF) and nonsense word fluency (NWF), as measured by the
Dynamic Indicators of Basic Early Literacy Skills (DIBELS; Good &
Kaminski, 2002). Data analyses showed that all students increased
in the number of phonemes segmented and the number of letter
sounds produced correctly. Gains were commensurate with the
amount of instruction received.

LISA KLETT GYOVAI, M.A., The Ohio State University.


GWENDOLYN CARTLEDGE, Ph.D., The Ohio State University.
LEEKIKOUREA, Ph.D., European University-Cyprus, Greece.
AMANDA YURICK, Ph.D., Gleveland State University.
LENWOOD GIBSON, /r., M.S., The Ohio State University.

For the past two decades, students in our schools who This is not a homogeneous population, and, like
are English language learners (ELLs) have increased dra- native English speakers, they are affected by differences
matically and their numbers continue to rise at an in socioeconomics, cultural background, and schooling
accelerated pace (Gunn, Smolkowski, Biglan, Black, & conditions. Schools need to become more responsive
Blair, 2005; Klingner, Artiles, & Barletta, 2006; Snow, to these changing demographics (Wilkinson, Ortiz,
Burns, & Griffin, 1998). Thus, in 2002 as many as 45% Robertson, & Kushner, 2006). Students who are learning
of teachers reported having at least one ELL in their English as a second language or report another language
classroom (National Institute of Child Health and as the primary language in the home present special
Human Development (NICHD], 2003). ELLs account for academic risks, including underachievement, grade
approximately 6% of the school-age population, with retention, attrition from school (Abedi, 2002; August
Spanish-speaking students comprising approximately & Hakuta, 1997), and poor reading acquisition (Haager
70% to 80% of that group (Fitzgerald, 1995; Gunn et al.; & Windmueller, 2001). A special report from Zehler,
Haager & Windmueller, 2001; Klingner et al.). Fleischman, Hopstock, Pendzick, and Stephenson

Volume 32, Summer 2009 143


(2003) on the achievement status of limited-English speed and accuracy) along with vocabulary knowledge
proficient students suggests that nearly three quarters of and text comprehension strategies. All five components
ELLs read below grade level in English in the third (phonological awareness, alphabetical principle, flu-
grade, and more than half perform below grade level in ency, vocabulary knowledge, and text comprehension
math. strategies) are necessary to be a good reader. By contrast,
Typically, these students' underachievement or lack deficits in any of these areas hinder students' reading
of response to classroom instruction results in a referral development.
to special education. In fact, approximately 56'Mi of ELLs These five areas of reading were validated by the
being served in special education are referred for reading National Reading Panel's (NRP; 2000) meta-analysis of
problems and 24% are served for a speech or language the extant reading research. In their discussion of
impairment (NICHD, 2003). Furthermore, the rate of alphabetics, the NRP observed that phonological
placement in special education appears to be negatively awareness (PA) training significantly improves stu-
correlated with the level of English proficiency. That is, dents' reading more than instruction thaf excludes any
as English proficiency increases, the rate of placement focus on PA. The NRP found that teaching children to
in special education decreases. manipulate phonemes with letters explicitly and sys-
This is an important finding, as we know from tematically, focusing the instruction on one or two
research on non-ELL populations that not all children types of phoneme manipulations rather than multiple
types, and teaching children in small groups were key
with reading difficulties have learning disabilities in
components in developing successful readers. Phonics
reading or any other area (McCardle, Mele-McCarthy,
instruction focuses on teaching students how to link
Cutting, Leos, & D'Emilio, 2005). If a disability is deter- phonemes with letters in order to form letter-sound
mined, ELLs with disabilities, compared to their non- relationships. NRP members found that studies that
ELL peers, are likely to be instructed in more restrictive provided PA training to students as early as in pre-
settings, receive fewer language supports, and have school resulted in the greatest statistically significant
more long-term placements and less movement out of effect sizes (¿7 = 2.37).
special education (Artiles, Rueda, Salazar, & Higareda,
2005; Klingner et al., 2006). Most of the early literacy studies have been con-
Given the growing number of ELLs, interventions that ducted with native English speakers. In these studies
are effective in improving the reading abilities of these explicit instruction on phonemic/phonological aware-
students are essential (Linan-Thompson & Hickman- ness produced the strongest growth in reading skills for
preschool and primary-level children, providing sound
Davis, 2002). However, recent research indicates that
evidence of a means for reducing the likelihood of hav-
schools continue to have difficulty with assessment, pro-
ing a child fail to acquire early literacy skills (Foorman,
fessional development, and service delivery for ELLs Breier, & Fletcher, 2003; Hatcher, Hulme, & Snowling,
(Haager, 2007; Rinaldi & Samson, 2008). 2004; Torgesen et al., 1999). Similarly, there is prelimi-
Effective Early Intervention nary, but sound, evidence that ELLs are likely to bene-
What to teach. For nearly a decade there has been a fit greatly from explicit instruction in phonological
growing consensus that beginning readers, especially awareness (Ehri, Dreyer, Flugman, & Gross, 2007;
those at risk for reading failure, need instruction in spe- Haager, 2007), and that this instruction can be deliv-
cific skills such as how to manipulate phonemes, which ered effectively in English (Gunn et aL, 2005; Lesaux &
are the smallest unit of speech. Scientists have found Siegel, 2003).
that young readers need to develop the ability to hear For example, Leafstedf, Richards, and Gerber (2004)
and manipulate sounds (i.e., phonemes) prior to being found that 300 minutes of explicit phonemic aware-
able to make sense of printed symbols (i.e., letters and ness resulted in significantly more growth in word
letter combinations) (Foorman, 2003, 2007; Lyon, reading for kindergarten ELLs than for their peers
2001). Manipulation consists of segmenting phonemes who only received the general kindergarten curricu-
into smaller units of speech and/or blending them lum. Explicit phonological awareness and phonics
into words. This auditory skill is called phonological instruction helped ELLs to outperform their ELL
awareness. Along with developing phonological aware- peers who did not receive this instruction as well
ness, beginning readers need to learn to connect those as to exceed the reading performance of non-ELLs.
manipulable sounds with their respective printed Altogether, the ELL literature base appears convergent
forms (i.e., phonics). This skill is termed alphabetical regarding the value of phonological awareness and
principle. phonics in the development of early reading skills
Young learners need frequent opportunities to prac- Oitendra, 2004; Vaughn, Mathes, Linan-Thompson, &
tice these skills and thus develop reading fluency (i.e.. Francis, 2005).

Learning Disability Qiuirtcrly ¡44


How to intervene. Waiting for students to fail aca- contexts and literacy development, (d) instruction and
demically and then send them to special education is professional development, and (e) student assessment.
problematic in that (a) valuable time is lost in learning Based on its major findings, the panel endorsed the
to read, (b) students may lose their motivation to learn, importance of phonological awareness, phonics, flu-
and (c) the quality of instruction may be unsystematic ency, vocabulary, and text comprehension for ELLs, but
and inadequate (Lyon & Fletcher, 2001; Torgesen, recommended providing accommodations so that ELLs
2002). Effective reading instruction begins early and could benefit maximally from the English literacy
includes explicit instruction in the development of instruction. Additionally, the pane! noted that ELLs
specific reading skills (NRP, 2000). benefit from instruction that emphasizes oral English
An alternative solution that has received rigorous proficiency, which would enhance comprehension and
empirical support is the response fo intervention (RTI) writing skills. A third recommendation is the need to
model, a multi-grouped service delivery system that take advantage of ELLs' oral proficiency and literacy in
encompasses layered levels of evidence-based instruc- their native language to facilitate development of
tion (National Research Center on Learning Disabilities English literacy. (Under some conditions it is believed
(NRCLDj, 2005). This model provides for early inter- that learners can transfer literacy skills from their first
vention, focuses on prevention, and links assessment language to their second language.) A fourth recom-
directly to student outcomes and educational program- mendation is to take into consideration for instruction
ming (Fuchs & Fuchs, 2007). Students who fail to make many individual factors such as age, general language
progress with high-quality classroom instruction (tier proficiency, English language proficiency, cognitive
one) are given more intensive small-group (tier 2) skills, and similarities between the first and second
instruction (Brown & Doolittle, 2008). Tier 3 instruction language, which can influence second-language acqui-
is further intensified, delivered either through small sition. Fifth, the panel recommended that ELLs be
groups or individually. assessed in both their native and their second language
Given the special challenges of ELLs, this approach to reach more valid conclusions about their perform-
may be especially appropriate for helping to circumvent ance. A final suggestion is that home language ex-
problems of inadequate assessment, cultural bias, and periences can have a positive impact on literacy
overly delayed identifications (Brown & Doolittle, 2008; achievement. Therefore, in addition to PA and phonics,
McMaster, Kung, Han, & Cao, 2008). If employed effec- it is apparent that beginning readers, especially ELLs,
tively, RTI could potentially reduce the overrepresenta- would benefit from the full array of written and oral
tion of ELLs in special education. language development skills. Furthermore, along with
being explicit and systematic, the instruction must be
This position is supported by other researchers who
adjusted to foster comprehension and multi-language
point out that early interventions need to be more
proficiency/reciprocity to the extent possible.
intensive than classroom instruction and that this
intensity can be increased through supplemental The principles of explicit systematic instruction have
instruction, either in small groups or individually also been studied in cases where multiple languages
(Foorman & Moats, 2004; Foorman & Torgesen, 2001; were represented (Gersten et aL, 2005; Kamps et al.,
Torgesen, 2002). 2007). For example, Lesaux and Siegel (2003) conducted
Explicit and systematic instruction is defined by the a longitudinal study that followed 296 at-risk ELLs and
following components: (a) skills are introduced sequen- non-ELLs from kindergarten through second grade. Fhe
tially, in isolation, and students are then provided linguistic backgrounds of the ELLs included Persian,
opportunities to practice these skills; (b) redundancy is Mandarin, Korean, Polish, Cantonese, and Farsi.
embedded in the intervention, providing for guided and Students received small-group secondary instruction in
independent practice; and (c) students are actively phonological awareness.
engaged in student-directed activities (Linan-Thompson At the end of the second grade, the authors drew sev-
&r Hickman-Davis, 2002). Although systematic instruc- eral conclusions that included (a) limited English profi-
tion has relevance for ELLs (Gersten, Baker, Haager, & ciency does not impede reading development, (b) the
Graves, 2005; Kamps et al., 2007), other considerations development of early reading skills in ELEs is very simi-
also apply. lar to the development of those skills in non-ELLs, and
Six years after the NRP, another federal report by the (c) phonological awareness instruction can be provided
National Literacy Panel (NLP) was published, examining to ELLs in English rather than relying on building skills
the development of literacy among ELLs (August & in the primary language before transferring to English.
Shanahan, 2006). The panel formulated five major top- These positions are supported by other studies show-
ics for research investigation: (a) development of liter- ing that Interventions can successfully be provided in
acy, (b) cross-linguistic relationships, (c) sociocultural English (e.g., Leafstedt et al., 2004; Gunn et al., 2005;

Voíuwe 32. Siiiiiiih-r 2000 i-Í.S


Jitendra, 2004). Vaughn et al. (2005) determined that instance, students from Somaha were recorded as
the elements of early interventions associated with lit- African-American s despite the considerable cultural and
eracy gains in native English students also yielded posi- linguistic differences between the two groups. All stu-
tive effects for ELLs. A particularly interesting finding dents were enrolled in the free and reduced-price lunch
from the Lesaux and Siegel study (2003) was that, for program, and 15% of them received special education
the most part, ELLs with risk status in kindergarten services.
caught up to or surpassed their non-ELL counterparts The intervention took place in a small storage room,
on reading measures by the end of second grade. containing a hexagon-shaped table with six chairs.
Given the relatively high profile that early literacy Intervention sessions were conducted 2 to 4 times per
instruction has attained in recent years, there is a gen- week for 20 minutes each.
uine need for empirical demonstrations of effective Target students. Eleven ELL students from three
interventions for ELLs who struggle with reading kindergarten classrooms and one ELL student from a
(Gersten et al, 2005; Klingner et al., 2006). The existingfirst-grade classroom were selected for inclusion in the
research highlights some salient findings to guide our study based on three criteria: (a) having English as their
interventions. Although educators must be aware of the second language (ESL), as indicated by their ESL assign-
empirical evidence of the possible beneficial effects of ment; (b) being at risk or some risk, as evident by low
native language proficiency on the acquisition of read- performance on the fall benchmark standardized sub-
ing (Slavin & Gheung, 2005) and the promise it holds tests of the Dynamic Indicators of Basic Early Literacy
for academic achievement (Escamilla, 2006), there is an Skills (DiBELS; Good & Kaminski, 2002); and (c) below
emerging consensus that ELLs acquire reading skills in average grade-level performance on the Woodcock-
the same fashion as non-ELLs. Thus, many of the same
Johnson Tests of Achievement - Third Revision (WJ-III;
principles of effective instruction apply. Specifically,
Woodcock, McGrew, & Mather, 2001b).
Gersten et al. pointed out that the amount and quality
of explicit instruction in phonics, phonemic awareness, The state department of education defined ELLs as
and vocabulary were related to the level of reading pro- students whose primary or home language is other than
ficiency demonstrated by ELLs and that students who English who need special language assistance to partici-
received this type of instruction reached performance pate effectively in school instructional programs. In the
levels similar to non-ELLs. school district of this study, students who met these cri-
teria received an initial assessment of their abilities in
The purpose of the present study was to extend the the domains of listening, speaking, reading, writing,
existing research on effective early literacy interven- and comprehension of the English language at a grade-
tions for young urban ELLs at risk for reading failure. appropriate level. Students were rated on a continuum
With few exceptions (e.g., Kamps et al., 2007; Lesaux, spanning beginner, intermediate, advanced, advanced
2006; Lesaux & Siegel, 2003), most of the early literacy +, and proficient. Students proficient in all five domains
research for ELLs has been reported on Spanish-speak- did not receive ESL services. Using this classification, 6
ing children. There is a need to expand this work with
of the study participants were designated as beginners,
learners from diverse cultural backgrounds.
2 as intermediates, and 4 as advanced.
We investigated the effects of a supplemental PA and
All of the students were from a low socioeconomic
phonics instructional program delivered in English to a
background and received services from the ESL program
diverse group of kindergarten/first-grade ELLs. A single-
subject, multiple-baseline design enabled us to deter- three tiines a week for 30 minutes. Except for Jack, who
mine the effects of the intervention and to analyze each was 6 and in the first grade, all of the other children
subject's responsiveness to this instruction. were 5-year-old kindergarteners. Table 1 gives informa-
tion on gender, language proficiency, ethnicity, and risk
METHODS status of each student.
Setting and Participants In the fall, the students were assessed on the Initial
The study was conducted in a public urban elemen- Sound Fluency and Letter Naming Fluency subtests of
tary school located in a large midwestern metropolitan the DIBELS and the Letter-Word Identification (LWID)
area. The student enrollment was 336, of which 60% and Word Attack (WA) subtests of the WJ-III. These
were African-American, 33% were Caucasian, and the scores are given on Tables 2 and 3. Parent consent, writ-
remaining S% consisted of Hispanic, Native American, ten in the student's native language, was obtained for
Asian, and/or multiracial students. No data were pro- all students who participated in the study.
vided by the school district on the number of students Measures
for whom English was their second language, but were The study incorporated three primary dependent
listed among the ethnic categories presented above. For measures: phoneme segmentation fluency, nonsense

niiiix Disahility Qiiiirtcrly 146


Table 1
Student Demographic and Academic Characteristics

DIBELS
Student LP^ Race'' Gender Risk Status
Andy Beginning s M Some risk

Rachel Beginning s F At risk

Failli Beginning s F At risk

Allen Beginning s M At risk

Aaron Beginning s M At risk

Jacob Intermediate H M Some risk

Adam Beginning S M At risk

Abby Intermediate S F Some risk

Jen Advanced V F Some risk

Sam Advanced s M Low risk

Zoe Advanced s F Low risk

Jack Advanced s M Some risk

^LP - language proficiency of students ai beginning of the study.


S = Somali, H = Hispanic, and V = Vietnamese.

word fluency, and curriculum-based pre/postassess- the LNF text, students are asked to name both lower-
ments. The assessment instruments included the and uppercase letters. On the ISF test, students are asked
DIBELS, Woodcock Johnson-III, curriculum-based to point to pictures that represent the initial sounds in
assessments, and the ERI Placement Test. The DIBELS some words or to produce the initial sound in isolation
assessments were selected because they provide meas- themselves.
ures of critical early reading skills and corresponding PSF and NWF were the dependent measures used in
intervention recommendations such as a need for sup- this study. PSF was defined as the number of correct seg-
plementary or intensive instruction. The recommenda- ment sounds produced in a one-minute timing.
tions supplied by DIBELS are based on the combined Consistent with the DIBELS administration procedure,
test scores obtained at each assessment period. students were required to produce orally the individual
DIBEIS (6th edition) benchmark and progress mon- phonemes of each word as presented by the examiner.
itoring probes. DIBELS is a standardized instrument For example, if the experimenter said "mop," the stu-
designed to assess three major areas of early literacy: dent would have to segment all three sounds by saying
(a) phonological awareness (initial sound fluency |ISF| "¡ml loi Ipl." Twenty alternate forms of the PSF subtest
and phonemic segmentation fluency [PSF]); (b) alpha- were administered over the course of the study.
betic principle (nonsense word fluency [NWF]); and NWF was defined as the number of correct letter
(c) fluency with connected text (oral reading fluency sounds produced upon reading two- and three-sound
[ORF]). At the kindergarten level, the autumn assess- words in a one-minute timing. This assessment required
ment covered letter naming fluency (LNF) and ISF. On students to produce orally the individual letter sounds

Volume 32, Summer 2009 147


in a nonsense word or read the whole word. Students measures letter and word recognition. The student is
were presented with 50 randomly ordered vowel-conso- shown a page of letters or words and asked to point to
nant (VG) and consonant-vowel-consonant (GVG) or say certain letters or words. For ages 5 to 19, this sub-
words. For example, in the presence of the nonsense test has a median reliability of .91. On the Word Attack
word "tef," the student could either say "¡X¡ M HI" or (WA) subtest, the student must similarly read a list of
"¡tei/" in order to receive three points. Twenty alternate increasingly difficult nonsense words. The WA contains
forms of this subtest were administered over the course 30 items and measures skill in applying letter sound
of the study. Alternate-form reliabilities range from .72 knowledge to nonsense words. The first three items
to .88, but when repeated four or more times, fhe result- require the student to identify singular letter sounds.
ing mean is .90 (Good & Kaminski, 2002). The remainder of the items are nonsense words such as
The DIBELS benchmark assessments were adminis- /tiff/ and /zoop/. For ages 5 to 19, this subtest has a
tered three times (fall, winter, spring) during the school median reliability of .87.
year for screening youngsters at risk for potential reading ERI placement test. The test was developed in accor-
failure. The progress monitoring probes were adminis- dance to the early reading intervention curriculum (ERI;
tered on a weekly basis to assess student skill growth Simmons & Kame'enui, 2003) and consists of six parts.
prior to and during the early reading intervention. Part A assesses the student's knowledge of letter names
Curriculum-basedpre/postassessments. One assess- and sounds, whereas parts B through F assess the stu-
ment problem was that the letters and sounds learned dent's skill level in phonological awareness and alpha-
by the low-performing students may appear on the betic principle skills.
DIBELS assessment very few times, thereby limiting the Interobserver agreement for dependent variables.
number of opportunities the student had to demon- Interobserver agreement (IOA) for the two DIBELS
strate that skill. The purpose of this curriculum-based dependent variables (i.e., PSF and NWF) was measured
assessment (GBA) was to assess participants' acquisition on at least 30% of the assessment sessions per partici-
of specific phonological/phonics skills as directly related pant. The percentage of IOA was calculated by dividing
to instruction. The skills were assessed immediately the number of agreements between the two observers
prior to the introduction of the target letter and follow- (i.e., the experimenter and a second observer) with the
ing the final lesson. total number of agreements and disagreements multi-
Each CBA included three different letters: the current plied by 100. The grand mean percentage of IOA per
lesson's letter and the two previous lessons' letters. For dependent variable was calculated by summing up all
example, if the lesson introduced the letter "m," a sheet the mean percentages of IOA across participants and
with several "m's" and two previously taught letters was then dividing the sum by the number of participants. A
presented to a student. The experimenter would say, mean agreement of 95.6% (range 88%-100%) was
"Here are some letters: (point). Tell me the names of as obtained for the PSF and 95.9 % (range 66*íí.-100'M)) for
many letters as you can. When I say 'begin/ start here the NWF measure. The low score for the NWF was due
(point to first letter in upper left hand corner) and go to an outlier and resulted in refraining of the second
across the page (point). Point to each letter and tell me observer.
the name of that letter. Try to name each letter. If you Observer training. The experimenter trained a pri-
come to a letter you don't know, I'll tell if to you. Put mary observer on accurate scoring of the PSF and NWF
your finger on the first letter. Ready? Say 'Begin.'" The measures in order to avoid any observer drift. The train-
students' responses were recorded as a percentage of the ing consisted of an overview of the correct sounds
number of opportunities the students had to name and for each letter of the alphabet, practice of phoneme
sound the target letter. segmentation tasks, and mock trials for scoring segmen-
Woodcock-Johnson HI Tests of Achievement (WJ- tation and letter sound tasks on a copy of the data col-
III). The WJ-III is a set of standardized assessments lection booklet. Training continued until the observer
intended to measure intellectual abilities and academic met a minimum agreement criterion of 85% on PSF and
achievement (Woodcock, McGrew, & Mather, 2001a). 95% on NWF and ORF. During the study, if interob-
Designed to be used with individuals from 2 years of age server agreement dropped below the above criterion, a
through adulthood, if includes eight assessment scales. booster training session would be given.
Two standardized reading subtests of the WJ-III were Treatment integrity. An independent observer meas-
administered at the beginning and end of this study: ured both quantitatively and qualitatively the degree to
LWID and WA. which the experimenter adhered to the treatment pro-
The Letter-Word Identification (LWID) subtest re- tocol. The quantitative dimension was defined as the
quires the student to identify or read a list of increas- percentage of steps completed out of a predetermined
ingly difficult letters or words. It contains 79 items and number (i.e., seven). However, since there were multiple

Learning Disability Quarterly 148


opportunities for some integrity components to occur, used for more than one student requiring the same
or they could occur to varying degrees of quality intervention (Cooper, Heron, & Heward, 2007).
(e.g., maintains brisk pace), a qualitative dimension Pretest. At the beginning of the study, two subtests of
was added to the quantitative procedures. The qualita- the WJ-III (i.e., Letter-Word Identification, Word
tive dimension was defined as the sum of points Attack) and the DIBELS fall benchmark assessments (i.e..
earned across the seven intervention steps. The quality Initial Sound 1-Tuency, Letter Naming Fluency) were
of the intervention steps was measured on a 3-point administered to identify at-risk kindergarten students
Likert scale (0 = never, 1 = rarely, 2 = sometimes, for intensive early reading intervention (ERI).
.S = always; it ranged from 0 to 21 possible points. The Student grouping. Based on the selection criteria,
experimenter obtained a mean of 100% on the quanti- 12 t'LL youngsters were targeted for intervention.
tative scale and a mean of 88% (range 85%-100%) on Participants received the ERl placement test to deter-
the qualitative measure over a total of 21.6% (21 out mine group level and intervention order. The first group
of 97 sessions) of instructional sessions across groups. (i.e., Andy, Rachel, Faith, and Allen) had the lowest
Early Reading Intervention Curriculum scores, the second group (i.e., Aaron, Jacob, Adam, and
Abby) had higher scores, and the third group (i.e., Jen,
The Early Reading Intervention curriculum (ERl;
Sam, Zoe, and Jack) had the highest scores. Sam and
Simmons & Kame'enui, 2003) was selected because it
Zoe, who were added later, were included in the study
(a) is designed to teach early literacy skills, (b) is aligned
because (a) the school personnel requested that we take
with the DIBELS, (c) addresses the skill deficits of stu-
more students due to the tremendous academic need in
dents at the bottom quartile of class, and (d) teaches
the school, (b) they were ELLs receiving ESL services, and
phonological and phonics skills in an explicit, direct,
(c) the researchers wanted to compare Sam and Zoe's
and systematic manner. A typical lesson consisted of
performance to that of their lower performing peers.
approximately six activities, which were scripted and
hased on the model-Iead-test approach. After all participants entered intervention, regrouping
The teacher modeled each activity before asking the of students took place midway through the study
students to practice and then respond independently. (heginning of March) to address students' instructional
Activity one was alphabetically based and introduced needs. Specifically, Aaron and Adam were moved to
the target letter and sound. The suggested time for this group 1 for more intensive instruction, and Andy was
activity was 2 to 3 minutes. Activity two was phono- moved to group 2 for more advanced instruction (see
logicaily hased and taught students how to isolate notations on Figure 1). This movement is consistent
initial sounds. This activity was scheduled for 6 to 7 with the expectations of progress monitoring, but due
minutes. The third activity, which would take 2 to 3 to the advanced stage of the study, student positions
minutes, was a review of the first activity and reintro- were retained on the multiple baselines to preserve the
duced the target letter and sound. Activity four, titled integrity of the experimental design.
"Writer's Warm-Up," required students to first trace the Baseline. Prior to and throughout the early reading
letter and then independently write the letter while intervention, participants received daily reading
saying the letter sound. Two to 3 minutes was sug- instruction from their classroom teacher. The school
gested for completing this activity. The fifth activity, used the Trophies reading program (Beck, Farr, &
which integrated phonological and alphabetical skills, Strickland, 2003). Trophies is a comprehensive program
reintroduced the target letter and required students that includes activities related to direct and guided
to match it with the first sound in a picture. Again, 2 to reading instruction, phonics, phonemic awareness,
3 minutes was the suggested length of time for this writing, vocabulary, fluency, and comprehension. It
activity. The final activity, suggested to last 6 to 8 min- also in-cludes a supplemental intervention program, an
utes, targeted students' phonological and spelling ELL resources kit, and a parallel Spanish language
skills. In this activity children were to show a connec- version of the program. Troteas.
tion between the sound for the letter and the written The experimenter tested the reading and phonologi-
letter. cal awareness skills of the target students at the end of
every day by administering the DIBELS PSF and NWF
Experimental Design and Conditions progress monitoring probes. After two weeks of base-
A multiple-baseline-across-participants design was line, the early reading intervention was introduced to
used to measure the effects of the early reading inter- group 1 with the lowest placement and progress moni-
vention on the phonological and reading skills of target toring scores, while baseline probes continued to be
ELL students (Baer, Wolf, & Risley, 1968). This experi- administered for the other target students. Groups 2
mental design was chosen based on the principle that it and 3 entered intervention after five and eight weeks of
does not require withdrawal of treatment and can be baseline, respectively.

Volume 32, Summer 2009 ¡49


Intervention. The ERI was used as the intervention. During baseline, students in groups 1 and 2 showed
The ERI employs a model-lead-test approach based on nearly zero responses in phoneme segmentation. Group
the principles of effective instruction (i.e., active stu- 3, which received intervention last, presented higher
dent responding, brisk pace, immediate and direct error- baseline responding than the other two groups. Once
correction, continuous and intermediate schedule of ERI intervention was implemented in group 1, the ELL
reinforcement). The first author modeled the skill, pro- students increased substantially the number of correct
vided students with opportunities for guided practice, segment sounds produced per minute.
and then assessed students by giving them individual Noteworthy is the immediate upward trend in Andy's
turns for responding. One concern was the limited responding with a mean of 22.5 segment sounds per
English proficiency of most of the students, especially minute compared to zero responding in baseline. The
the lower performing ones. Therefore, the experimenter improvement in student responding was replicated
made instructional accommodations such as reducing across groups 2 and 3, although the change was less
extraneous language, increasing student responses, and dramatic. Zoe, Jack, and Jen, who were third-group
reinforcing correct responses so that students better students, appeared to demonstrate some knowledge of
understood the desired behaviors. and improvement in PSF in baseline. Although less pro-
Students with the lowest ERI placement scores nounced, their continued improvement throughout the
entered intervention first and received instruction four intervention suggests the instruction was comparably
days a week for approximately 20 minutes each session. beneficial for them. More notably, a clear and strong
Probe data were collected once a week during interven- functional relationship was found for Andy, Rachel,
tion as well as for participants in groups 2 and 3, who Adam, and Abby, who were low or no-rate responders in
were still in baseline. Once improvement was evident groups 1 and 2. Additional evidence of the beneficial
for the first group, the intervention was applied with effects of the intervention on PSF for all students can be
the same conditions to the second group. When a func- seen in the effect sizes, which range from 0.4 to 1.9,
tional relationship - determined through visual analysis indicating modest to very strong effects. Nine of the 12
when at least three data points were above baseline lev- students obtained effect sizes above 1.0, suggesting an
els - was determined in group 2, group 3 entered inter- effective intervention.
vention, but only twice per week, with probe data being Nonsense word ßuency. Similar gains were evident
collected once a week. Groups 1, 2, and 3 received inter- for the NWF across all ELL groups (see Table 2 and
vention for 15, 11, and 7 weeks, respectively. Figure 1). During baseline, groups 1 and 2 showed
Posttest. Following intervention, an alternative form nearly zero responding in the letter sound correspon-
of the two subtests of the WJ-IIl and the DIBELS spring dence subtest, which contrasts with the considerably
benchmark probes were administered. higher baseline responding of group 3. Overall, the
group baseline means of groups 1, 2, and 3 was zero,
RESULTS 3.0, and 26.9 correct letter sounds per minute, respec-
DIBELS tively. Once intervention was implemented in group 1,
Phoneme segmentation fluency. Table 2 presents the the students increased substantially the number of cor-
fall and spring DIBELS benchmark data and the mean rect letter sounds per minute. Replications of student
performance of students according to the DIBELS gains were evident across groups 2 and 3 with a group
progress monitoring. It also gives the effect sizes for the mean increase of 5.8 and 0.6 letter sounds, respectively.
DIBELS scores. As illustrated, all of the students made Even though group 3 presented the lowest group mean
progress. Five of the 12 elevated their instructional rec- increase, all the ELL students in this group increased
ommendation status to benchmark, two remained at their individual performance by at least 11 correct letter
benchmark, and one student's status regressed from sounds per minute. Similar individual improvement
strategic to intensive. Four of the students (i.e., Aaron, was evident in two students in group 1 (i.e., Andy and
Rachel, Adam, and Allen) remained at intensive status Faith) and two students in group 2 (i.e., Jacob and
despite considerable progress during intervention. On Abby).
the PSF subtest, the ELL students produced a baseline Again, for some students in group 1 and group 2, the
mean of 14.2 correct segment sounds per minute (range functional relationship was less distinct, although it is
0 - 52.8) and a mean of 28.8 correct sounds (range 2- evident that these studerits continued to improve their
58.6) during intervention. Of note, students in groups 1 NWF throughout intervention (e.g., Jen, Jacob, Jack).
and 2 presented the greatest improvement, with a group An obvious functional relationship can be drawn from
mean increase of 16.2 and 13.6 segment sounds, respec- the graphs for others (Adam, Andy, Faith), who demon-
tively. Improvement across the three groups is also evi- strated little to no knowledge of NWl- in baseline, but
dent in Figure 1. clearly gained the skill during intervention. The effect

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/.s;
sizes further support the positive effect of the interven- of reading failure. The intervention was restricted to
tion on NWF for all students. These effects ranged from these skills due to (a) empirical evidence indicating
.9 to 1.9 with only one of the 12 students falling below these skills as critical for early literacy development, (b)
1.0. limited time allocations for providing secondary inter-
Curriculum-Based Pre~/Postassessments ventions, and (c) the availability of language interven-
The experimenter-constructed pre-/postassessments tions in other settings such as classroom language arts
provided a more direct measure of students' learning of and ESL classes. The students received supplementary
letter sound correspondence. All students made gains instruction for approximately 20-minute sessions 2 to 4
from pre- to posttest with mean percentage gains of 1.9, times weekly over a period ranging from 7 to 15 weeks.
2.2, and 0.5 correct responses for groups 1, 2, and 3, Student progress was determined through the DIBELS,
respectively. Group 3 students had a stronger initial CBAs, and Woodcock subtests.
command of letter sounds and were assessed on only DIBELS
three or four letters. Conversely, group 1 and 2 students All of the students showed progress on the DIBELS
knew fewer letter sounds and had lower preassessment measures. Of particular interest is the growth pattern of
percentages. Four students from groups 1 and 2 (i.e., individual children relative to their group assignments.
Rachel, Aaron, Allen, and Adam) made at least a 74% As depicted in Figure 1, some group 1 students (i.e.,
mean gain by the end of the instructional sessions. The Andy and Faith) began to outperform some group 2 stu-
students' responses, pre- and post-, for each letter dents (i.e., Aaron and Adam), making it necessary to
taught are shown in Figure 2. regroup the students so that they could be taught at a
Pretest/Posttest Scores on Woodcock Johnson pace commensurate with their rate of learning. Andy
Table 3 provides the pre- and posttest results of was taught with the second group to accommodate his
students' performance on the standardized subtests faster progress, whereas Aaron and Adam were pro-
of the WJ-IIl. Students in group 1 evidenced the greatest grammed into a lower group so that they could receive
raw score group mean gain on the Letter-Word more intensive instruction.
Identification and the Word Attack subtests. That is, A functional relationship between ERI instruction and
ELLs in group 1 obtained a group mean raw score gain of student growth is indicated from the data for phonemic
4 on LWID compared to a mean gain of 0.7 and 0.3 raw segmentation fluency. For some students, the improve-
score points by groups 2 and 3, respectively. Likewise, ments were immediate and dramatic (e.g., Andy, Abby,
greater gains were noted for group 1 on the WA subtest, and Zoe), while for other students, the progress was
with a mean gain of 12.3 raw score points, compared to more gradual but eventually resulted in sizeable gains
a mean raw score gain of 2.2 and 0.2 for groups 2 and 3. (i.e., Rachel and Faith). Students like Rachel and Faith
This was expected since the lowest performing students may have needed more time to fully grasp the expecta-
were specifically selected to enter intervention first and tions of this skill, but once understood, they made
therefore received more instruction. The standard scores steady progress.
and classifications also support reading gains on LWID. Still other youngsters showed obvious growth upon
Eight students advanced their classifications from pre- to intervention, but their performance remained at rather
posttest (e.g., moving from average to high-average), low levels of responding (e.g., Aaron, Jacob, Allen, and
three students maintained their initial classification Adam). This persistent low-level responding signals
(Jacob, Abby, and Zoe), and one student (Sam) dropped some resistance to secondary intervention and the need
from superior to high average. for more intensive instruction at the tertiary level, par-
The WJ-III does not provide standard scores for the ticularly for Aaron, Allen, and Adam. Group 3 students
WA subtest for kindergarten students, so these scores (i.e.. Jack, Jen, Sam, and Zoe) made solid but less dra-
are reported as grade equivalents. All but two students matic progress on PSF following intervention, due to
surpassed their grade level on the WA subtest by receiv- their higher initial skill levels compared to their peers,
ing at least a grade-equivalent score of 1.0 (range of GE who began the study at mostly zero level responding.
1.0-2.4); however, these results must be viewed cau- These findings indicate that the ERI treatment had a
tiously since grade-equivalent scores are unreliable at positive effect on the phoneme segmentation skills of
the kindergarten level. all 12 target students and agree with other studies,
which obtained similar results (Abbott, Walton, &
DISCUSSION Greenwood, 2002; Foorman et al., 2003; Fuchs et al.,
This study examined the effectiveness of the ERI cur- 2001; Torgesen et al., 1999).
riculum on the phonological awareness and phonics Visual analysis of the students' data shows that all stu-
skills of 11 kindergarten and one first-grade ELLs at risk dents made gains on NWF. As with PSF, the low-level

aniin^ Disnhility Qmirterly 1S2


Figure 1. Visual representation of baseline and intervention data on dependent measure for target
students.

Baseline Intervention

regrouped

Andy
1 r I IIIIIIIIIIIIIIIIIIIIIIIII I
1 3 9 11 13 1 5 1 7 1 9 2 1 2 3 2 5 2 7 2 9 3 1 3 3 3 5 3 7 3 9

70-
CO
(D
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C
O
Q. 50-
W
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Œ. 40-
• * - •
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U

1
30-
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0- I I I I I 1 I I [ I I I I I I I I I I I I I
1 3 5 7 9 11 13 15t 17 19 21 23 25 27 29 31 33 35 37 39

BO-j
70-
60-
50-
40-
30-
20-
10- Jen
0
I I I I 1 I I I I I I I I 1 I I I I I I I I I I I I I I I I I I I I I I
5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39

Sessions

PSF NWF continued on next page

Valiiine 32, Summer 2009 ISA


Figure 1 continued. Visual representation of baseline and intervention data on dependent measure
for target students.

Intervention

Rachel

I I I 1^ I I I I I I I I I I I I I I I 1 I I I
11; 13 15 17 19 21 23 25 27 29 31 33 35 37 39

80-,
70-
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1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39

80-,
70-
60-
50-
40-
30-
20-
10- Sam
0
\ I I I I I I I I I i T ^ I I I I I I I I I I I I I I I I I I 1 I I I I I I I
3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39
Sessions
PSF NWF continued on next page

Learning Disiibility Qiiarterly 154


figure I continued. Visual representation of baseline and intervention data on dependent measure
for target students.

Intervention

Faith

13 15 17 19 21 23 25 27 29 31 33 35 37 39

c
o
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o
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o Adam

'I I I I I I I I I i I i I I I I I I I 1 I I TI
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80-,
70-
60-
50-
40-
30-
20-
10- Zoe
0 I I I I I I I I I I I I I I I [ I I I I 1 I I I I I I I I I I I I I I I I
1 5 7 9 1 1 13 15 17 19 21 23 25 27 29 31 33 35 37 39
Sessions
PSF NWF continued on next page

Volume 32, Summer 2009 ISS


Figure 1 continued. Visual representation of baseline and intervention data on dependent measure
tor target students.

80-n Baseline Intervention


70-

Allen

I I I I I i I I I I I r T 1 ^ I I I I
13 15 17 19 21 23 25 27 29 31 33 35 37 39

80-,
70-
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50-
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Jack

I I I T i^T T 1 I r T 1 I I r r i I^^T I I I I I ^ I I
11 13 15 17 19 21 23 25 27 29 31 33 35 37 39
Sessions

PSF NWF

Learning Disability Quarterly 156


responding during baseline for groups 1 and 2 suggests on both PSF and NWF, he was now being assessed on
that there was no learning of the target skills until inter- ORF. Here be failed to meet the midyear goal and
venfion. Group 3 demonstrated more variability, but regressed to the "intensive" category. Jack eventually
still the students did not evidence accelerated growth received intervention from this study, but it was too lit-
until intervention. The performance pattern on NWF tle too late. He participated in only 11 out of 12 instruc-
paralleled that of PSF for most children with a few tional sessions delivered twice a week over a six-week
exceptions. Rachel, for example, showed improvement period. As a first grader. Jack did less well than some of
on NWF compared to baseline, but throughout the his kindergarten peers on some of the DIBELS and WJ-
study, her NWF responses remained at low levels, sub- III assessments. Although he definitely improved, he
stantially below her PSF performance. On the DIBELS would likely have made considerably more progress if
assessment, Rachel achieved the status of "established" he had received secondary interventions beginning in
on the PSÍ- measure but remained in the high-risk the fall and continuing throughout the school year.
category for NWF.
Kindergarten students who failed to elevate their
The reason why Rachel showed a greater discrepancy instructional recommendation levels (i.e., Rachel, Allen,
between these two skills than any of her peers is not Aaron, and Adam) might be labeled treatment resisters,
clear. One observation was that when requested to read who will need continued intensive instruction at either
the nonsense words in the NWF assessment, Rachel secondary or tertiary levels. The benefits of this inter-
consistently attempted to read the words from right to vention are obvious in that these youngsters were
left instead of from left to right, causing her to fail these responding at zero levels until instruction began. Rachel
items. Another possible interpretation is that the NWF and Adam showed more promise with their modest to
task is more difficult than the PSF, because most of the dramatic increases in PSF, suggesting that continued
children performed slightly better on PSF than NWF. supplementary intensive instruction may enable these
However, several children (i.e., Jacob, Jen, and Sam)
youngsters to remain in classrooms with their more
reversed this pattern and did better on NWF than PSF.
skilled peers.
Comparisons between mean baseline and mean inter- Consistent with an RTI approach to early interven-
vention scores indicate that all target students made tion, the extremely low levels of responding by Allen
gains in nonsense word fluency during intervention, and Aaron indicate the possibility of some type of
supporting the position that the ERI intervention was disability and the eventual need for corresponding
effective in increasing students' letter sound correspon-
intervention. Because both boys were designated as
dence skills as measured by the DIBELS. Nevertheless,
beginners in the English language, the role of language
we cannot rule out the importance of language profi-
ciency and the need to conduct more in-depth evalua- is critical in learning these skills. Beyond the instruc-
tions and language interventions to achieve desired tional accommodations made in this study, as suggested
gains with low-responding ELLs such as Rachel, Allen, by the NLP (August & Shanahan, 2006), it may be nec-
Aaron, and Adam. essary to pay more attention to their native language as
well as English language development.
Because interventions for all of the students did not
begin until either shortly before or shortly after the win- The brief time period of this intervention (12 to 50
ter DIBELS benchmark assessments, decisions about instructional sessions) rules out conclusions about the
moving the students to more intensive instructional prognosis of any of the students except to note the
groups were not made until March placement tests from value of the intervention for all students. It is possible
the ERI had been readministered. It is important to note that student results would have been more robust if the
that student performance was constantly monitored, study had started earlier in the school year, providing
and it was this constant monitoring and subsequent students with six to eight months of intervention
instructional adjustments that enabled several of the instead of only three and a half months. Thus, studies
children fo achieve the desired status. by Vaughn et al. (2005) and Simmons, Kame'enui,
As part of a larger study, the researchers noted that Stoolmiller, Coyne, and Harn (2003) underscore the
although school personnel administered the DIBELS need for six to eight months of intervention.
dutifully to all the students in kindergarten and first Standardized Instruments and CBAs
grade, steps were not taken to intensify instruction for The findings from the curriculum-based assessments
students who fell behind. An example involved Jack, and the WJ-III parallel and reinforce the DIBELS results.
who was the only first-grade student in the study. Fall That is, the lower performing students made more gains
benchmarks placed Jack within the "strategic" category, on all measures than their higher performing peers.
indicating tbat he needed additional instruction. Whether this is because the lower performing students
Although he made progress on the winter benchmarks received more instruction or because of a ceiling effect

Volume 32, Summer 2009 157


dam
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Learning Disability Quarterly Í58


for the more skilled students is not easily discerned. We Limitations
believe both factors were operating. For example, the The intervention had positive effects on the preread-
CBAs on letter sounds was a finite measure, creating ing and reading skills of the 12 students in this study.
a ceiling effect for the more competent students in Nevertheless, Umitations pertaining to quantity of
group 3 who already knew most of these sounds. In instruction and language need to be noted.
contrast, the relatively lower gains on the WJ-III might The ERI is designed to be a 30-minLite supplemental
be attributed to the far fewer instructional sessions instructional program administered daily. However,
provided to students in group 3 compared to those in school requirements and scheduling conflicts restricted
groups 1 and 2. students in groups 1 and 2 to approximately 20 minutes

Table 3
Standardized Results of Wf-m

Letter-Word Identification Word Attack


Pretest Posttest Pretest Posttest
Student SS^ Class* RS SS Class RS GE^ RS GE

Andy 10 99-96 Average 27 113-117 High 1 <K.O 7 1.9


average
Rachel 2 66-76 Very low 11 75-85 Low 0 <K.O 2 K.2
average
Faith 2 66-76 Very low 13 81-91 Low 0 <K.O 4 1.4
average
Allen 0 52-66 Very low 19 101-105 Average 0 <K.O 3 1.0

Aaron 2 66-76 Very low 9 70-79 Low 0 <K.O 1 <K.O

Jacob 18 108-112 High 22 105-110 Average 3 l.O 8 2.0


average
Adam 3 73-81 Low 14 86-95 Low 0 <K.O 3 1.0
average
Abby 13 88-102 Average 16 92-101 Average 3 1.0 7 1.9

Zoe 22 114-117 High 29 115-120 High 7 1.9 12 2.4


average average
Jen 17 106-110 Average 25 110-114 High 5 1.6 8 2.0
average
Sam 25 118-121 Superior 25 110-114 High 9 2.1 9 2.1
average
Jack 12 66-75 Low 24 88-94 Average 6 1.8 8 2.0
us - Raw score: SS = Standard scores (only availahie for LWID at kindergarten level); Class = Classification that is correlated with standard scores;
*C,V. - Gmclc-oqiiivnlcnt scnrc.

Volume 32, Summer 2009 159


of instruction 4 days a week for 15 and 11 weeks, respec- the literacy deficits of students with such risk markers,
tively, whereas students in group 3 received approxi- especially ELLs, are likely to persist and become increas-
mately 20 minutes of instruction twice a week for 7 ingly resistant to intervention.
weeks. The school held the researcher strictly to the
time limit so that unfinished lessons had to be com-
pleted the following session, further reducing the num- Abbott, M., Walton, C,REFERENCES
& Greenwood, C. R. (2002). Research to
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Another obvious limitation was language. The chil- guage learners: Psychonietrics issues. Educational Assessment,
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Ehri, L C, Dreyer, L. G., Fiugman, B., is Gross, A. (2007). Reading
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addressed. Losen and Orfield (2002) noted a tendency Foorman, B. R., Breier, J. I., ¡k Fletcher, J. M. (2003). Interventions
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Leaming Disability Quarterly 160


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Volume 32, Summer 2009 161


NOTE Please address correspondence about this article to: Gwendolyn
The research for this study was supported by grants from the Office Cartledge, The Ohio State University, 350 PAES Building, 305 W.
of Special Education Programs, U.S. Department of Education 17th Street, Columbus, OH 43210; e-maii: cartledge.Ks'osu.edu
(H324TO1OO57-O2) and the P-12 Project Scholars Award, The Ohio
State University.

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