Time-20 mts

1.Process of capital formation involves

a) savings&investments
b) Financial dis-intermediation
c) Consumption
d) None of the above
2. Financial sector consists of
a) State central !overnments
b) Financial mar"ets
c) Financial instruments
d) #ll the above
$.Secured Premium Notes %ith detachable %arrants are
a) &ebt instruments
b) '(uit) instruments
c) *)brid instruments
d) none of the above
+.Services provided b) the financial intermediaries offer
a) Convenience
b)divisibilit)
c) maturit)
d) #ll the above
,.&iversification is mainl) a function of
a)Si-e of investible funds
b)mar"et information
c) reduction of ris"
d)all the above
..N/FCs accept deposits from public for
a) 0ess than one )ear
b) 1ne to seven )ears
c) 2ore than seven )ears
d) None of the above
3. Call 1ptions give the holder the
a) 4ight to bu) the securities
b) 4ight to sell the securities
c) 1bligation to bu) the securities
d) 1bligation to sell the securities
5. 4olling settlements ta"e place on the basis of
a) 673 da)s
b)67, da)s
c) 67$ da)s
d) 672 da)s
8./asel recommendations are related to
a) Prudential norms for Commercial ban"s
b) 0ending norms for 2icro Financial 9nstitutions
c) &eposit #cceptance norms b) N/FCs
d) #ll the above
1:. Priorit) Sector lending b) Public Sector ban"s constitutes
a) ,:; of total advances
b) +:; of total advances
c) $:; of total advances
d) 2:; of total advances
11. 9nternal Financial 2anagement of ban"s in 9ndia consists of
a) Prudential #ccounting
b) 2anagement of NP#s
c) #sset 0iabilit) 2anagement
d) #ll the above
12. Commercial bills mar"et is a subset of
a) Foreign e<change mar"et
b) Capital mar"et
c) 2one) mar"et
d) None of the above
1$. Surveillance s)stem in Stoc" '<changes help
a) 9nsider trading
b) Price rigging
c) 2ar"et manipulation
d) None of the above
1+. Securities #ppellate 6ribunal has po%ers e(uivalent to that of
a) Supreme Court
b) *igh Court
c) &istrict Court
d) None of the above
1,. Sale of securities through public issue involves
a) =nder%riting Charges
b) Pa)ment of bro"erages
c) Printing Charges
d) #ll the above
1.. Concentration of shares into a fe% hands ma) happen in
a) Private Placement
b) Stoc" '<change placing
c) Public offer
d) None of the above
13. 4ight issues are offered b) companies under the
a) 9ndian companies #ct
b) 9ncome 6a< #ct
c) S'/9 #ct
d) None of the above
15. Ne% 9ssue mar"et >N92) has
a) &ealings in ne% securities
b) &ealings in old securities
c) /oth the above
d) None of the above
18. N92 and Stoc" e<changes are connected through
a) 0isting
b) Control
c) 9ndustrial securities mar"et
d) #ll the above
2:. ?1ffer for sale@ method helps companies to offer shares
a) &irectl) to the public
b) 6hrough merchant ban"ers
c) 6hrough Stoc" bro"ers
d) b &c above
Key to quiz(MFI)
1. a
2. d
$. c
+. d
,. c
.. b
3. a
5. d
8. a
1:. b
11. d
12. c
1$. d
1+. b
1,. d
1.. a
13. a
15. a
18. d
2:. d