DEFENDANT NATIVE, INC.S MOTION TO DISMISS FOR LACK OF PERSONAL JURISDICTION, FOR IMPROPER VENUE, AND FOR LACK OF STANDING; OR ALTERNATIVELY, TO DISMISS, STAY OR TRANSFER UNDER THE FIRST-TO- FILE RULE WITH OPENING BRIEF IN SUPPORT
Defendant Native, Inc. files this Motion to Dismiss, based on lack of personal jurisdiction, improper venue and plaintiffs lack of standing. In the alternative, Defendant Native requests that the Court dismiss or stay this action, or transfer it to the Western District of Texas, based on a previously-filed lawsuit pending in that District. I. OVERVIEW AND SUMMARY OF MOTION 1. Craig Immel filed this pro se trademark infringement action against Defendant Native regarding Defendants use of the name Native. Defendant Native, however, is a Texas corporation with its place of business in Austin, Texas. It does not have any offices, employees, agents or representatives in this District and does not offer or provide any services in this District. Consequently, Defendant Native is not amenable to personal jurisdiction in this District. For the same reasons, venue is improper in this District. 2. Moreover, Immel claims he is doing business as Native Geothermal in an apparent attempt to justify filing this action as a pro se plaintiff. Contrary to Immels allegations, Native Geothermal is not a d/b/a for Immel, but is a limited liability company Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 1 of 11
2 organized under the laws of Oklahoma. Native Geothermal, LLC, not Immel, obtained a Texas state trademark registration for Native and has applied for a Federal registration for this name. Native Geothermal, LLC, not Immel, has repeatedly asserted that it owns rights in the name Native and has demanded that Defendant stop using the name Native. Thus, Immel lacks standing to bring this claim of trademark infringement. 3. Finally, based on Native Geothermal, LLCs repeated threats against Defendant Native and its attempts to generate a likelihood of confusion when no confusion exists, Defendant Native filed a lawsuit against Native Geothermal, LLC in the Western District of Texas, seeking a declaratory judgment that Defendant Native was not infringing any trademark rights of Native Geothermal, LLC, and that Native Geothermal, LLC committed fraud in prosecuting its Texas state trademark application and its Federal trademark application for Native (The Texas Lawsuit). Defendant Native also asserts in the Texas Lawsuit that Native Geothermal, LLC set up a website at buildnative.net in a deliberate attempt to generate confusion with Defendant Natives website at buildnative.com. Defendant Native filed the Texas Lawsuit prior to Immels filing of the above-styled lawsuit. For this reason, the above- styled lawsuit should be dismissed under the first-to-file rule. 4. In the event the Court decides not to dismiss this lawsuit for any of the reasons stated above, Defendant Native alternatively requests that the Court stay this action or transfer it to the Western District of Texas, which has personal and subject matter jurisdiction, and where venue properly lies. II. BACKGROUND 5. Defendant Native is a leader in green construction in Texas, including the design and construction of zero energy homes. It also provides consulting, installation and Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 2 of 11
3 design services in Texas regarding renewable systems, such as solar panels, geothermal heat pumps, solar hot water systems, rain water collection systems and wind power systems. See Declaration of Lloyd Lee attached as Exhibit A, 2. In early 2012, Defendant, which had previously used the name Hill Country Ecobuilders, formally changed its name to Native, Inc., because the term native is commonly used in a descriptive sense in connection with services in the green construction field. Defendant Native has built on this perception by using the domain name buildnative.com for its website. Lee Dec. 2. 6. Defendant Native operates only in Texas. Lee Dec. 3. It is not licensed in Oklahoma, nor authorized to conduct business in Oklahoma. Id. It does not have any offices, employees, agents or representatives in this District or elsewhere in Oklahoma. Id. It does not provide any services in this District. Id. 7. In or around October, 2012, Lloyd Lee, the president of Defendant Native, received an email from Craig Immel who said he was with Native Geothermal LLC. Lee Dec. 4, Exh. A-1. Mr. Immel said he had noticed the name change to Native and that Native Geothermal had used Native Geothermal since 2011. Lloyd Lee called Mr. Immel after receiving the email to discuss this matter. Lee Dec. 5. Mr. Immel told Mr. Lee that Native Geothermals business is limited to geothermal drilling, which is a service that Defendant Native does not provide. Id. Mr. Immel agreed with Mr. Lee that Defendant Native and Native Geothermal were not competitors, but he said that investors in Native Geothermal were concerned about possible confusion in the future, which is why he had contacted Defendant Native. Id. 8. Several weeks after this call, Defendant Native received a letter from Mr. Immel as managing member of Native Geothermal, LLC. Mr. Immel asserted in the letter that Native Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 3 of 11
4 Geothermal LLC has the exclusive rights in the name Native for a host of services related to the green construction industry and renewable systems, and demanded that Defendant Native stop using the name Native. Lee Dec. 6; Exh. A-2. 9. Defendant Native replied to this letter by once again pointing out that Defendant Native and Native Geothermal were not competitors and that native was a fairly common descriptive term in the field of green construction. Defendant Native reiterated that it did not believe it was infringing on Native Geothermals rights. By letter dated J anuary 19, 2013, Mr. Immel, on behalf of Native Geothermal LLC, responded to Defendant Native by again insisting that Defendant stop using Native. Lee Dec. 7. 10. Native learned that after Native Geothermal, LLC heard about Defendant Natives name change, it applied for a federal trademark registration for NATIVE. Lee Dec. 8; See Declaration of Steven D. Smit attached as Exhibit B, 3, Exh. B-2. In its application, Native Geothermal claimed to have used Native since at least J uly 2011 for renewable energy, namely, solar energy, wind energy and geothermal energy, even though Native Geothermals business is limited to geothermal drilling. Native Geothermal LLC also applied for a Texas State trademark registration for NATIVE and the registration was issued on J anuary 3, 2013. Lee Dec. 8; Smit Dec. 4, Exh. B-3. In its Texas application, Native Geothermal claimed to have used Native for renewable energy, namely, solar energy, wind energy and geothermal energy, even though Native Geothermals business is limited to geothermal drilling. 11. Defendant Native also learned that Immel purchased the domain name buildnative.net on December 2, 2012, and created a website for Native Geothermal in which Native Geothermal claimed to perform many of the same services offered by Defendant Native on its buildnative.com website. Lee Dec. 9; Smit Dec. 5-6, Exhs. B-4, B-5. Upon Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 4 of 11
5 information and belief, Native Geothermal took these actions in an attempt to generate customer confusion between the parties. 12. Based on these events, Defendant Native filed a lawsuit in the Western District of Texas Austin Division, seeking a declaratory judgment that Defendant Native is not infringing the trademark rights, if any, that Defendant Native Geothermal has in the name Native (the Texas Lawsuit). Lee Dec. 10; Smit Dec. 7, Exh. B-6 10. Defendant Native also seeks a determination as to whether Native Geothermal committed fraud or other wrongful acts in connection with its representations in the Federal and Texas trademark filings for Native, and a declaratory judgment that these registrations are invalid. Exh. B-6 10. Additionally, Defendant Native claims in the Texas Lawsuit that if Native and Native Geothermal LLC are considered competitors in Texas, Native Geothermal committed acts of unfair competition relating to its purchase of the domain name buildnative.net and creating a website in which Native Geothermal claims to perform many of the same services offered by Defendant Native on its buildnative.com website. Exh. B-6 12. 13. A copy of the complaint was emailed to Mr. Immel the day it was filed. Smit Dec. 7, Exh. B-7. After unsuccessful attempting to formally serve Native Geothermal, LLC, through its registered agent several times, formal service of the Texas Complaint occurred on March 5, 2013. Smit Dec. 8, Exh. B-8. III. ARGUMENT A. The Court should dismiss based on lack of personal jurisdiction over Defendant Native.
14. Plaintiff bears the burden of establishing that the Court has personal jurisdiction over the Defendant Native. OMI Holdings, Inc. v. Royal Ins. Co. of Canada, 149 F.3d 1086, 1091 (10th Cir. 1998). Plaintiff cannot meet this burden. Due process requires that the Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 5 of 11
6 nonresident defendant's conduct and connection with the forum state are such that the nonresident could have reasonably anticipated being haled into court in that state. Conoco Inc. v. Agrico Chem. Co., 115 P.3d 829, 835, 2004 OK 83 (citing WorldWide Volkswagen Corp. v. Woodson, 444 U.S. 286, 297 (1980)). To permit the exercise of personal jurisdiction over a nonresident defendant, there must exist minimum contacts between the defendant and the forum State. Intercon, Inc. v. Bell Atlantic Internet Solutions, Inc., 205 F.3d 1244, 1247 (10th Cir. 2000). 15. Defendant Native is a Texas corporation. Lee Dec. 3. It operates only in Texas. It is not licensed in Oklahoma nor is it authorized to transact business in Oklahoma. It does not have any offices, employees, agents or representatives in this District or elsewhere in Oklahoma. It does not provide any services in this District. Lee Dec. 3. Specific jurisdiction does not exist, because Defendant Native has not purposefully directed its activities at the residents of the forum, and the litigation does not result from alleged injuries that arise out of or relate to those activities. See Intercon, 205 F.3d at 1247. Similarly, general jurisdiction does not exist, because Defendant Native does not have continuous and systematic general business contacts with this forum. See Monge v. RG Petro-Mach. (Group) Co. Ltd., 701 F.3d 598, 614 (10th Cir. 2012) (quoting Benton v. Cameco Corp., 375 F.3d 1070, 1080 (10th Cir. 2004). B. The Court should dismiss based on improper venue. 16. Plaintiff asserts that venue is proper in this District, because he is based in this District. This is not the proper test. Under 28 U.S.C. 1391, a civil action based on federal- question jurisdiction, such as the Lanham Act claim alleged by Plaintiff, may be brought only in (1) a judicial district where any defendant resides, if all defendants reside in the same State; (2) a judicial district in which a substantial part of the events or omissions giving rise to the Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 6 of 11
7 claim occurred, or a substantial part of property that is the subject of the action is situated; or, (3) a judicial district in which any defendant is subject to personal jurisdiction at the time the action is commenced, if there is no district in which the action may otherwise be brought. Id. This statute does not provide a basis for venue in this District. 17. As described above, Defendant Native does not reside in this District because it is not subject to personal jurisdiction here. See 28 U.S.C. 1391(c)(2) (A corporation shall be deemed to reside in any judicial district in which such defendant is subject to the courts personal jurisdiction with respect to the civil action in question.). Defendant Native is a Texas corporation and only operates in Texas. It is not licensed in Oklahoma nor is it authorized to transact business in Oklahoma. It does not have any offices, employees, agents or representatives in this District or elsewhere in Oklahoma. 18. Moreover, Plaintiffs claim that Defendant should not use the name Native -- is not based on acts or omissions of Defendant Native in this District, because Defendant does not provide any services in this District, much less any services under the name Native. Lee Dec. 3. Immel also cannot show that venue is proper based on the third prong of 28 U.S.C. 1391, because this action could have been brought in the Western District of Texas, where Defendant Native resides and uses the Native name, and where a previously-filed action is pending. C. The Court should dismiss based on lack of standing. 19. Standing is a threshold question in every federal case, involving a combination of constitutional limitations on federal court jurisdiction and prudential limitations on its exercise. Warth v. Seldin, 422 U.S. 490, 498 (1975). The prudential standing doctrine encompasses various limitations, including the general prohibition on a litigant's raising another Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 7 of 11
8 person's legal rights. The plaintiff generally must assert his own legal rights and interests, and cannot rest his claim to relief on the legal rights or interests of third parties. See Wilderness Soc'y v. Kane Cnty., Utah, 632 F.3d 1162, 1168 (10th Cir. 2011) (en banc). When making a rule 12(b)(1) motion, a party may go beyond the allegations in the complaint to challenge the facts upon which jurisdiction depends, and may do so by relying on affidavits or other evidence properly before the court. Holt v. United States, 46 F.3d 1000, 1003 (10th Cir. 1995). 20. Immel claims he is doing business as Native Geothermal in an apparent attempt to justify filing this action as a pro se plaintiff when there is already a pending action in Texas between Defendant Native and Native Geothermal. The evidence attached hereto shows otherwise. Contrary to Immels allegation, Native Geothermal is not a d/b/a for Immel, but is a limited liability company organized under the laws of Oklahoma. Smit Dec. 2, Exh.B-1. Native Geothermal, LLC, not Immel, obtained a Texas state trademark registration for Native and has applied for a Federal registration for this name. Smit Dec. 3, Exhs. B-2, B-3. Native Geothermal, LLC, not Immel, has repeatedly asserted that it owns the name Native and has demanded that Defendant stop using the name Native. Lee Dec. 4-7. Thus, Immel lacks standing to bring this claim of infringement of purported trademark rights that belong to Native Geothermal, LLC. D. Alternatively, the Court should dismiss, stay or transfer this action based on the first-filed Texas Lawsuit.
21. In addition to the other reasons stated above as to why this Court should dismiss this action, the Court could also dismiss this action or transfer it to the Western District of Texas Austin Division, based on the first-to-file rule. The Tenth Circuit generally follows the first-to- file rule. See Hospah Coal Co. v. Chaco Energy Co., 673 F.2d 1161, 1163 (10th Cir. 1982) (explaining general rule that when two courts have concurrent jurisdiction, the first court in Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 8 of 11
9 which jurisdiction attaches has priority to consider the case); O'Hare Intl Bank v. Lambert, 459 F.2d 328, 331 (10th Cir. 1972) (It is well established in this Circuit that where the jurisdiction of a federal district court has first attached, that right cannot be arrested or taken away by proceedings in another federal district court.); Cessna Aircraft Co. v. Brown, 348 F.2d 689, 692 (10th Cir. 1965) (The rule is that the first federal district court which obtains jurisdiction of parties and issues should have priority and the second court should decline consideration of the action until the proceedings before the first court are terminated. 22. As discussed above, Defendant Native filed the Texas Lawsuit, which includes much of the same subject matter as the instant case, and provided notice to Plaintiff, prior to Plaintiffs pro se filing of the above-entitled action. There is no question that the District Court in the Western District of Texas has jurisdiction over the parties and that venue is proper in that forum. 23. In the event that this Court has reservations about dismissal or transfer of this action, Defendant Native alternatively urges the Court, at minimum, to stay this action. As described above, the generally accepted rule is that the court in which the first-filed case was brought should have the opportunity to address the first-filed rule and otherwise with regard to determining which case should proceed. Accordingly, at a minimum, this Court should stay the action to provide the Texas District Court with the opportunity to resolve these threshold issues. WHEREFORE, Defendant Native, Inc. respectfully requests that Plaintiffs Complaint be dismissed, or alternatively, that this action be stayed or transferred to the Western District of Texas Austin Division. Defendant Native, Inc. further requests such other or additional relief to which it may be justly entitled.
Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 9 of 11
10 Dated: March 21, 2013 Respectfully submitted,
s/ Todd A. Nelson Todd A. Nelson, OBA #15317 FELLERS, SNIDER, BLANKENSHIP, BAILEY & TIPPENS, P.C. 321 S. Boston, Ste. 800 Tulsa, OK 74103-3318 Telephone: (918) 599-0621 Facsimile: (918) 583-9659 E-Mail: tnelson@fellerssnider.com
Steven D. Smit (Pro Hac Vice admission pending) State Bar No. 18527500 GRAVES, DOUGHERTY, HEARON & MOODY, P.C. 401 Congress Avenue, Suite 2200 Austin, Texas 78701 Telephone: (512) 480-5653 Facsimile: (512) 480-5853 E-Mail: ssmit@gdhm.com
Attorneys for Defendant, Native, Inc.
#23948
Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 10 of 11
11 CERTIFICATE OF SERVICE
I hereby certify that on the 21 st day of March, 2013, I electronically filed the foregoing with the Clerk of Court using the CM/ECF system and that I served the following via U.S. certified mail, return receipt requested:
Craig Immel, Pro Se Plaintiff P.O. Box 1586 Tulsa, Oklahoma 74101
s/ Todd A. Nelson Todd A. Nelson
Case 4:13-cv-00123-GKF-FHM Document 12 Filed in USDC ND/OK on 03/21/13 Page 11 of 11 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF OKLAHOMA CRAIG IMMEL, d/b/a NATIVE GEOTHERMAL, Plaintiff, V. NATIVE, INC., Defendant.
Case No. 13 CV 123 GKF-FHM DECLARATION OF LLOYD LEE Lloyd Lee declares as follows: 1. My name is Lloyd Lee. I am over the age of twenty-one, suffer no legal disabilities, and am fully competent to make this declaration. The statements contained herein are within my personal knowledge and are true and correct. 2. I am president of Native, Inc., the named defendant in this action. Native is a leader in "green" construction in Texas, including the design and construction of zero energy homes. It also provides consulting, installation and design services in Texas regarding renewable systems, such as solar panels, geothermal heat pumps, solar hot water systems, rain water collection systems and wind power systems. Our company Native previously used the name Hill Country Ecobuilders. In early 2012, we formally changed the name of the company to Native, Inc. One reason we changed the name is because "native" is commonly used when talking about services in the "green" construction field. Defendant Native has built on this perception by using the domain name "buildnative.com" for its website. 3. Defendant Native operates only in Texas. It is not licensed in Oklahoma and is not authorized to conduct business in Oklahoma. Native does not have any offices, employees, Case 4:13-cv-00123-GKF-FHM Document 12-1 Filed in USDC ND/OK on 03/21/13 Page 1 of 5 Exhibit "A" agents or representatives in the Northern District of Oklahoma or elsewhere in Oklahoma. Additionally, Native does not offer or provide any services in the Northern District of Oklahoma. 4. In October 2012, I received an email from Craig Immel who said he was with Native Geothermal LLC. I have attached as Exhibit A-I, a true and correct copy of this email. Mr. Immel said he had noticed our name change to Native and that company used the name Native Geothermal. 5. I called Mr. Immel after receiving the email todiscussthismatter.Mr. Immel told me that Native Geothermal's business is limited to geothermal drilling, which is a service that Defendant Native does not provide. Mr. Immel agreed with me that Defendant Native and Native Geothermal were not competitors, but he said the investors in Native Geothermal were concerned about possible confusion in the future, which is why he had contacted us. 6. On or about November 26, 2012, Defendant Native received a letter from Mr. Immel as managing member of Native Geothermal, LLC. Mr. Immel asserted in the letter that Native Geothermal LLC has the exclusive rights in the name "Native" for renewable energy products and services, and was demanding that Defendant Native stop using the name "Native." I have attached as Exhibit A-2, a true and correct copy of this letter. 7. Defendant Native replied to this letter by once again pointing out that Defendant Native and Native Geothermal were not competitors and that 'native" was a fairly common descriptive term in the field of "green" construction. By letter dated January 19, 2013, Mr. Immel, on behalf of Native Geothermal, responded to Defendant Native by again claiming that Native Geothermal owned the rights in the name Native and demanding that Defendant stop using "Native." Case 4:13-cv-00123-GKF-FHM Document 12-1 Filed in USDC ND/OK on 03/21/13 Page 2 of 5 8. Native Geothennal, LLC had applied for a federal trademark registration for NATIVE after Mr. Immel learned about our name change. In that application, Native Geothennal claims to have used NATIVE since 2011 for a wide variety of services in the renewable energy field. We also learned that Native Geothennal LLC applied for a Texas State trademark registration for NATIVE and made the same claim about its services in Texas. These representations are contrary to Mr. Immel's representations to me that Native Geothennal was only involved geothennal drilling. 9. We also learned that Mr. Immel purchased the domain name buildnative.net and created a website in which Native Geothennal claimed to perfonn many of the same services offered by Defendant Native on its buildnative.com website. 10. Based on these facts, Defendant Native filed a lawsuit in the Western District of Texas - Austin Division on January 25, 2013, seeking, among other things, a declaratory judgment that Defendant Native is not infringing the trademark rights, if any, that Defendant Native Geothennal has in the name "Native" ("the Texas Lawsuit"). 11. I declare that all statements made herein are true, and further that these statements were made by me with knowledge that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 1001 of Title 18 of the United States Code. March 21,2013 LLOYD LEE 1849087.13/2112013 Case 4:13-cv-00123-GKF-FHM Document 12-1 Filed in USDC ND/OK on 03/21/13 Page 3 of 5 From: Immel Date: October 16,
Subject; 'satin GeQtbermat Dear Lloyd, I hope this 11l.essagefinds you domg and business is good, My name is Craig Immel, and I founded a business called Nath'e Geothemlal LLC in m commerce in Oklahoma, Texas and Colorado since July 1, L \Ye ha'\"e been using the Nath,t Geothermal nllllie Since our businesses ha';e similax nlU1H!S, md ' ... e offer similar goods and ser,:ices, I believe there is a strong chance that our potential customers could easily confused, Since Native Geothemlai has lUI exdush:e trademark registration pending in the U,S. Patent and Trademark Office [ L I \yanled to give and your company a friendly heads up before you invest heaYily in using the Nati\"e brand. If you have any in Respectfull y, Craig Craig AP iG'SHPA X Mobile: F:ree:
'Ol'ltlL",,, 1 '" EXHIBIT j A--I Case 4:13-cv-00123-GKF-FHM Document 12-1 Filed in USDC ND/OK on 03/21/13 Page 4 of 5 November 26, 2012 Via Email and USPS Certified Mail Lloyd Lee 201 Cole Street Austin, TX 78737 Dear Lloyd, Thank you for your time on the telephone to discuss your company's recent use of the name "Native." In selecting a name for my new company in the Spring of 2011, my team and I invested significant time, effort and expense in thorough research and due diligence to ensure that other companies in the renewable energy and green building industry were not already using the Native name. As you know, I have used Native in commerce since July 2011. We have also invested significant time, effort and expense in marketing and promoting Native geothermal products and services in Oklahoma, Texas, and Colorado and via the Internet. My company already has trademark rights in Oklahoma, Texas and Colorado, and will soon have Federal trademark rights nationwide. We can not foresee any scenario that would allow your company and my own to both use the name "Native" to market our products and services. There is simply too much likelihood of confusion amongst our potential and existing customers. With these facts in mind, I must request that you discontinue the use of the word "Native" in all of its forms and/or combinations with other words or logos, and in marketing and offering of your company's renewable energy products and services. I would expect to see all usage of the name "Native" removed from your website, hard copy marketing materials, all social media profiles, etc. no later than December 31, 2012. Please know that my preference is not to engage in litigating this matter, and I wish you great success in your business. Best regards, Craig Immel Managing Member Native GeothermalllC PO Box 1586 Tulsa, OK 74101 EXHIBIT Case 4:13-cv-00123-GKF-FHM Document 12-1 Filed in USDC ND/OK on 03/21/13 Page 5 of 5 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF OKLAHOMA CRAIG IMMEL, d/b/a NATIVE GEOTHERMAL, Plaintiff, V. NATIVE, INC., Defendant.
Case No. 13 CV 123 GKF-FHM DECLARATION OF STEVEN D. SMIT Steven D. Smit declares as follows: 1. My name is Steve Smit. I am over the age of twenty-one, suffer no legal disabilities, and am fully competent to make this declaration. The statements contained herein are within my personal knowledge and are true and correct. 2. I am one of the attorneys for Native, Inc. I have attached to my declaration as Exhibit B-1, a true and correct copy of a report from the Oklahoma Secretary of State showing that Native Geothermal, LLC is a limited liability company organized under the laws of Oklahoma. The report also shows that Craig Immel is listed as the Managing Member for Native Geothermal, LLC. 3. I have attached to my declaration as Exhibit B-2, a true and correct copy of documents from the website for the United States Patent and Trademark Office (USPTO), showing that Native Geothermal, LLC filed an application to register the mark Native on October 7, 2012. 4. I have attached to my declaration as Exhibit B-3, a true and correct copy of records from the Texas Secretary of State showing that Native Geothermal, LLC filed an Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 1 of 30 Exhibit "B" application to register the mark Native as a Texas state trademark and was issued a Texas state registration on January 3,2013. 5. I have attached to my declaration as Exhibit B-4, a true and correct copy of screen shots taken on January 14,2013 of the "Native" website located at buildnative.net. 6. I have attached to my declaration as Exhibit B-5, a true and correct copy of the screen shot for the "Whois" report for the domain name buildnative.net, showing that Craig Immel of Native Geothermal, LLC is the owner of the buildnative.net domain name. 7. I have attached to my declaration as Exhibit B-6, a true and correct copy of the Complaint filed in the Texas Lawsuit. The Complaint was emailed to Mr. Immel on the same day that it was filed. I have attached to my declaration as Exhibit B-7 a true and correct copy of the cover letter to Mr. Immel that accompanied the Complaint. 8. We unsuccessful attempted to formally serve Native Geothermal, LLC, through its registered agent, Mr. Immel several times, before finally perfecting service on March 5,2013. I have attached to my declaration as Exhibit B-8, a true and correct copy of the Affidavit of Service showing service of the Texas Complaint on Mr. Immel. 9. I declare that all statements made herein are true, and further that these statements were made by me with knowledge that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 100 I of Code. 1848201.1 3/20/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 2 of 30 NATIVE GEOTHERMAL LLC Details Filing Number: 3512331667 Name Type: Legal Name Status: In Existence Corp type: Domestic Limited Liability Company Jurisdiction: Oklahoma Formation Date: 11 Oct 2011 Registered Agent Information Name: CRAIG IMMEL Effective: 9 Oct 2012 Address: 4203 SOUTH CINCINNATI AVENUE City, State, ZipCode: TULSA OK 74101 EXHIBIT I "-, Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 3 of 30 Trademark Electronic Search System (TESS) Page 10f2 United States Patent and Trademark Office Home I Site Index I Search I FAQ I Glossary I Guides I Contacts I eBusiness I eBiz alerts I News I Help Trademarks> Trademark Electronic Search System (TESS) TESS was last updated on Thu Jan 24 05:02:45 EST 2013 lJ:OQoutJ Please logout when you are done to release system resources allocated for you. ( Use the "Back" button of the Internet Browser to return to TESS) NATIVE NATIVE Word Mark Goods and Services IC 004. US 001 006015. G & S: Renewable energy, namely, solar energy, wind energy and geothermal energy. FIRST USE: 20110721. USED IN ANOTHER FORM The mark was first used anywhere in a different form other than that sought to be registered at least as early as 07/21/2011. FIRST USE IN COMMERCE: 20110731 Standard Characters Claimed Mark Drawing Code (4) STANDARD CHARACTER MARK Serial Number 85748271 Filing Date October 8,2012 Current Basis 1A Original Filing 1A Basis Owner (APPLICANT) Native Geothermal LIMITED LIABILITY COMPANY OKLAHOMA PO Box 1586 Tulsa OKLAHOMA 74101 Type of Mark TRADEMARK Register Live/Dead Indicator PRINCIPAL LIVE http://tess2.uspto.govibin/showfield?f=doc&state=4006:9r1436.8.55 EXHIBIT f,-2. 1/24/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 4 of 30 Trademark Electronic Search System (TESS) Page 2 of2 I.HOME I SITE INDEX I SEARCH I eBUSINESS I HELP I PRIVACY POLICY http://tess2. uspto.gov Ibinishowfield?f=doc&state=4006: 9r 143 6. 8. 5 5 1124/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 5 of 30 Trademark/Service Mark Application, Principal Register TEAS Plus Application Serial Number: 85748271 Filing Date: 10/08/2012 NOTE: Data fields with the * are mandatory under TEAS Plus. The wording "(if applicable)" appears where the field is only mandatory under the facts of the particular application. The table below presents the data as entered. TEAS Plus YES MARK INFORMATION * MARK * STANDARD CHARACTERS USPTO-GENERA TED IMAGE LITERAL ELEMENT YES YES NATIVE *MARK STATEMENT The mark consists of standard characters, without claim to any particular font, style, size, or color. REGISTER Principal APPLICANT INFORMATION *OWNER OF MARK Native Geothermal *STREET PO Box 1586 *CITY Tulsa * STATE (Required for U.S. applicants) *COUNTRY *ZIP/POSTAL CODE Oklahoma United States (Required for U.S. 74101 applicants only) Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 6 of 30 PHONE 888.978.8039 EMAIL ADDRESS craigimmel@nativegeothermal.com AUTHORIZED TO COMMUNICATE VIA Yes EMAIL WEBSITE ADDRESS www.NativeGeothermal.com LEGAL ENTITY INFORMATION *TYPE LIMITED LIABILITY COMPANY * STATE/COUNTRY WHERE LEGALLY Oklahoma ORGANIZED GOODS AND/OR SERVICES AND BASIS INFORMATION * INTERNATIONAL CLASS IDENTIFICATION *FILING BASIS FIRST USE ANYWHERE DATE FIRST USE IN COMMERCE DATE 004 Renewable energy, namely, solar energy, wind energy and geothermal energy SECTION l(a) At least as early as 07/21/2011 At least as early as 07/31/2011 SPECIMEN FILE NAME(S) ORIGINAL PDF FILE CONVERTED PDF FILE(S) (1 page) ORIGINAL PDF FILE CONVERTED PDF FILE(S) (2 pages) SPECIMEN DESCRIPTION \\TICRS\EXPORT16\IMAGEOUT16\857\482\85748271\xmll\FTKOOO5.JPG Native Geothermal website screenshot (.pdf), Native Geothermal press release 7-31-2011 (.pdf) ADDITIONAL STATEMENTS SECTION *TRANSLA TION (if applicable) *TRANSLITERATION (if applicable) Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 7 of 30 *CLAIMED PRIOR REGISTRATION (if applicable) *CONSENT (NAMEILIKENESS) (if applicable) *CONCURRENT USE CLAIM (if applicable) USE OF THE MARK IN ANOTHER FORM MISCELLANEOUS STATEMENT The mark was first used anywhere in a different form other than that sought to be registered at least as early as 07/2112011, and in commerce at least as early as 07/30/2011. The mark consists of standard characters, without claim to any particular font, style, size, or color. CORRESPONDENCE INFORMATION *NAME Native Geothermal FIRM NAME Native Geothermal * STREET PO Box 1586 *CITY Tulsa *STATE (Required for U.S. Oklahoma applicants) *COUNTRY United States *ZIP/POSTAL CODE 74101 PHONE 888.978.8039 *EMAIL ADDRESScraigimmel@nativegeothermal.com;craigimmel@gmail.com * AUTHORIZED TO COMMUNICATE VIA Yes EMAIL FEE INFORMATION NUMBER OF CLASSES FEE PER CLASS *TOTAL FEE PAID 1 275 275 SIGNATURE INFORMATION * SIGNATURE * SIGNATORY'S NAME ICraig Immel! Craig Immel Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 8 of 30 * SIGNATORY'S POSITION SIGNATORY'S PHONE NUMBER * DATE SIGNED Principal 888-978-8039 10/08/2012 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 9 of 30 Trademark/Service Mark Application, Principal Register TEAS Plus Application Serial Number: 85748271 Filing Date: 10/08/2012 To the Commissioner for Trademarks: MARK: NATIVE (Standard Characters, see The literal element of the mark consists of NATIVE. The mark consists of standard characters, without claim to any partiCular font, style, size, or color. The applicant, Native Geothermal, a limited liability company legally organized under the laws of Oklahoma, having an address of PO Box 1586 Tulsa, Oklahoma 74101 United States requests registration of the trademark/service mark identified above in the United States Patent and Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051 et seq.), as amended, for the following: For specific filing basis information for each item, you must view the display within the Input Table. International Class 004: Renewable energy, namely, solar energy, wind energy and geothermal energy In International Class 004, the mark was first used by the applicant or the applicant's related company or licensee at least as early as 07/2112011, and first used in commerce at least as early as 07/3112011, and is now in use in such commerce. The applicant is submitting one specimen(s) showing the mark as used in commerce on or in connection with any item in the class of listed goods and/or services, consisting of a(n) Native Geothermal website screenshot (.pdf), Native Geothermal press release 7-31-2011 (.pdf). Original PDF file: Converted PDF file(s) (1 page) Original PDF file: Converted PDF file(s) (2 pages) Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 10 of 30 The mark was first used anywhere in a different form other than that sought to be registered at least as early as 07/2112011, and in commerce at least as early as 07/3012011. The mark consists of standard characters, without claim to any particular font, style, size, or color. For informational purposes only, applicant's website address is: www.NativeGeothermal.com The applicant's current Correspondence Information: Native Geothermal Native Geothermal PO Box 1586 Tulsa, Oklahoma 74101 888.978.8039(phone) craigimmel@nativegeothermal.com;craigimmel@gmail.com (authorized) A fee payment in the amount of$275 has been submitted with the application, representing payment for 1 class(es). Declaration The undersigned, being hereby warned that willful false statements and the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to be the owner of the trademark/service mark sought to be registered, or, if the application is being filed under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce; to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to be likely, when used on or in connection with the goods/services of such other person, to cause confusion, or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and that all statements made on information and belief are believed to be true. Signature: /Craig Immel! Date Signed: 10/08/2012 Signatory's Name: Craig Immel Signatory's Position: Principal RAM Sale Number: 19147 RAM Accounting Date: 10/09/2012 Serial Number: 85748271 Internet Transmission Date: Mon Oct 08 16:00:12 EDT 2012 TEAS Stamp: USPTOIFTK-98.178.158.87-2012100816001298 7160-85748271-490ce632d42876885ba4bd4b76 539481 0Ia-CC-19147 -20121008135502233085 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 11 of 30Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 12 of 30 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 13 of 30 .., geothermal te,;fsa oklahoma .. };- .'-- Mere
!!II Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 14 of 30 PRWeb Native Geothermal Offers Cost-Effective Systems for Cooling and Heating Buildings The slimmer's soaring temperatures have many property owners looking to invest in energy efficient, reliable and lalr maintenance cooling equipment for their bUildings. The populari(v of enviromnentalZv friendZv grollnd source heat pllmp .s:vstems is growing quickZv for residential and commercial bUildings. New companies like Native Geothermal are creating innovative strategies for developing geothermal heating and cooling power. Tulsa, OK July 31, 2011 -- Record electricity demand driven by extreme summer heat has put renewable energy in the spotlight as property owners, businesses and communities seek reliable, cost-effective ways to cool their buildings. Geothennal heat pump technology has seen growing interest recently, especially in areas of the country that tend to experience extreme temperatures in both summer and winter. By tapping into the constant temperature of the earth just below ground level, geothermal systems can provide clean, abundant heating and cooling power 24/7. Ground source heat pumps, also known as geoexchange systems, can also supply hot water for domestic use, or fiw pools and hottubs. With rising energy costs and the desire for clean, renewable sources of power, geothermal has emerged as a promising technology. Although geothermal systems can have higher upfront installation costs than traditional HV AC systems, the systems typically pay for themselves quickly through much lower operating costs. Nationally, there is growing awareness of the economic and environmental benefits of geothenllal energy. According to a new report from Pike Research, annual geothermal unit shipments willmore than double by 2017, growth that will also be driven by tax incentives and building et1iciency policy support. Natiye Geothermal is a new business created to provide innovative solutions for developing, financing and installing geoexchange systems, especially for large properties like senior housing facilities, schools, hotels and government buildings. The finn also assists Oklahoma, Texas and Colorado property owners with collecting various utility and government incentives for energy efficiency, including the uncapped Federal tax credits for . residential and commercial ground source heat pump systems. ### PRWeb ebooks - Another online visibility tool from PRWeb Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 15 of 30 PRWeD Contact Information Cloaig Immel Native Geothennal bttp://NativeGeQtbermal.cQm 888-978-8039 Online Web 2.0 Velosion You can read the online version of this press release Page 212 If you have any questions regarding information in these press releases please contact the company listed in the press release. Our complete disclaimer appears llillil. - PRWeb ebooks - Another QQ]jjle v ~ o l from PRWeb Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 16 of 30 R&giatration Numb&r: 801699156 R&gistration Date: Status: RegIstered Date of ExpiratiDn: i UO!iC<lfllS & Fuels Cla!'1s 4 De-sIgn Code(s): Word Description: NAnVE: Diselalmt'r: Classification GoodsJServices "Ianuary J. 2013 Janu!iI[)i 3, 2018 4 j Lubl1!cant5 &. F uel5 Glass 4 Renewable energy. name-Iv. solar en<:rgy, wi fld! mergy' and gcoftermal energj' Registration Number: Status: Classlftcationtl): Design Codels}: Word Description: Oisclaimer: Registration Number: Status: Classification(s): Oresi,gn Code{s): Word Oescription: Disclaimer:. "La:&tupdam Deeem()er 13, 2012 801699156 Registration Date: Registered Date of Expiration: lubricants & Fuels: Class 4 NATIVE Document Number 4tdQ,1l511{JOU,l 80;1699156 Registration Date: Registered Date of Expiration: tut:mca.n5 &. fuels: Class 4 I'U\TIVE
January 3,20'33 3, :7018 Type
.)'lnuary 1 7013 3. 2018 Name Gectnemlal LtC tll..fljl.i.tll;JlllR:t:. 'i1ing Date Jan uary' :;', 2(}13 M'dIre!ls PO Box, 15B6 StatUI< rile Tu!s,'i OK 74101 EXHIBIT
Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 17 of 30 Native Green Building Solutions I Powered by Native Geothermal Page 1 of 1 Native Green Building Solutions Powered by NativeT M Geothermal Since 2011, we've offered Native brand geothermal design, development, consulting and construction services throughout Oklahoma, Texas and Colorado. Now, we're teaming up with sister company, GPF Building Solutions, to offer even more valuable energy and environmental solutions for your home, business or investment property. Contact us today to learn how our NativeT M green building and renewable energy solutions work together to improve indoor comfort and health, your local environment, and your bottom line. EXHIBIT I ?I-If http://buildnative.netl 1/24/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 18 of 30 About Us I Native Green Building Solutions Page 1 of 1 Native Green Building Solutions Powered by Native Geothermal About Us Native Geothermal and GPFTM Solutions have joined forces to offer Native Green Building Solutions throughout Oklahoma, Texas and Colorado. Over the years, we've visited hundreds of homes, businesses, investment properties and schools to evaluate the buildings' energy and environmental performance, and to investigate the potential for energy efficiency upgrades and renewable energy systems like geothermal. More often than not, the best solution is a combination of cost effective, common sense strategies. By offering a full range of resource efficiency and renewable energy solutions, Native Green Building Solutions can offer a unique combination of convenient of turn-key sustainable design and construction services. Contact us today to learn more. http://buildnative.net/about-us/ 1124/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 19 of 30 Green Building Services I Native Green Building Solutions Page 1 of 1 Native Green Building Solutions Powered by Native Geothermal Green Building Services At Native, we offer a wide range of valuable solutions, all designed to meet any of your economic, environmental or social objectives. Our experts have the knowledge and experience to provide cost effective, common sense sustainability solutions for any size home, business or investment property. ENERGV STAR Benchmarking LEED Consulting Investment Analysis Renewable Energy Energy Assessments Insulation Systems Project Management Thermal Imaging & Analysis Rebates & Incentives Education & Training Sustainable Communities us to learn more. http://buildnative.netlservices/ 1124/2013 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 20 of 30 Mark Searched: Marks With Similar Ownership craigimmel@nativegeothermal.co m (or related entities) BUILDNATIVE,ORG DN-3 BUILDNATIVE.lNFO DN-4 20 13, Corsearch. All Rights Reserved. BuildNative DN-2 COMPANY: craigimmel@nativegeothermal.com DOMAIN EXPIRATION 12/02/2013 DATE: RECORD CREATED ON: 12/02/2012 REGISTRAR: DOMAIN NAME: DOMAIN STATUS: WHOIS RECORD: GODADDY.COM, LLC BUILDNATIVE.NET ACTIVE Domain Name: BUILDNATIVE.NET Registrar: GODADDY.COM, LLC Whois Server: whois.godaddy.com Referral URL: http://registrar.godaddy.com Name Server: NS37.DOMAINCONTROL.COM Name Server: NS38.DOMAINCONTROL.COM Status: c1ientDeleteProhibited Status: c1ientRenewProhibited Status: c1ientTransferProhibited Status: c1ientUpdateProhibited Updated Date: 22-dec-20 12 Creation Date: 02-dec-20 12 Expiration Date: 02-dec-20 13 Last update of whois database: Mon, 21 Jan 2013 13:55:03 UTC Registered through: GoDaddy.com, LLC (http://www.godaddy.com) Domain Name: BUILDNATIVE.NET Created on: 02-Dec-12 Expires on: 02-Dec-13 Last Updated on: 22-Dec-12 Registrant: craigimmel@nativegeothermal.com PO Box 1586 Tulsa, Oklahoma 74101 United States Administrative Contact: Immel, EXHIBIT j -e,.t; Page 190 of 256 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 21 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 1 of 6 IN THE UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TEXAS AUSTIN DIVISION NATIVE, INC.,
Plaintiff, v. CIVIL ACTION NO. 1:13-cv-67 NA TIVE, GEOTHERMAL, LLC, Defendant. PLAINTIFF'S ORIGINAL COMPLAINT Plaintifl: Native, Inc., (hereinafter "Plaintiff' or "Native"), files this Complaint, complaining of Defendant Native Geothermal, LLC. In support thereof, Plaintiff Native respectfully would show the Court as follows: I. PARTIES 1. Plaintiff Native is a Texas corporation having its principal place of business in Austin, Texas. 2. Defendant Native Geothemlal is a nonresident limited liability company based in Tulsa, Oklahoma. It may be served by serving its Managing Member, Craig Immel, 4203 South Cincinnati Avenue, Tulsa, OK 74101. n. JURISDICTION AND VENUE 3. This action arises primarily under the Federal Declaratory Judgment Act, 28 U.S.c. 220] et seq., Section 43(a) of the Lanham Act, 15 U.S.c. 1125(a), and under the supplemental jurisdiction provisions of 28 U.S.c. 1367(a). There is a justiciable controversy between Plaintiff and Defendant, namely Defendant Native Geothermal is alleging that Plaintiff Native is committing trademark infringement regarding Plaintiff's use of the name "Native." EXHIBIT i f'J _, _ i \:) " Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 22 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 2 of 6 Moreover, Defendant Native Geothennal is apparently attempting to sow confusion by appropriating the domain name "buildnative.net," when it knows Plaintiff Native has been using 'buildnative.com," and by claiming to provide services it does not provide. Personal jurisdiction and venue are proper in this District under the provisions of 28 U.S.c. 1391(b), because Defendant Native Geothermal claims to conduct business in this judicial district and has sent cease and desist letters to Plaintiff Native in this judicial district. Ill. FACTS 4. Plaintiff Native is a leader in "green" construction in Texas, including the design and construction of zero energy homes. It also provides consulting services regarding the installation and use of renewable systems, such as Solar Panels, geothermal heat pumps, solar hot water systems, rain \vater collection systems and wind power systems. In early 2012, Plaintiff, which had previously used the name Hill Countl)' Ecobuilders, fonnally changed its name to Native, Inc., because the term "native" is commonly used in a descriptive sense in connection with services in the "green" construction field. Plaintiff has built on this perception by using the domain name "buildnative.com" for its website. 5. In or around November 2012, Craig Immel, the managing member of Defendant Native Geothermal, sent a letter to Native, claiming that Native Geothermal has the exclusive rights in the mark "Native" for a myriad of services related to the "green" construction industry and renewable systems, and demanding that Plaintiff stop using the name "Native." Plaintiff's representative discussed this matter with Mr. Immel and learned from Mr. Immel that Native Geothermal's business is limited to geothermal drilling; a service that Plaintiff does not provide. In other words, Plaintiff and Defendant are not actually competitors. The likelihood of confusion is lessened even more, because Plaintiff's and Detendant's services are provided to 2 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 23 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 3 of 6 knowledgeable customers on a contractual basis. Moreover, upon int<mnation and belief, the term "Native" is used by many companies and is commonly used in a descriptive sense in connection with "green" construction and renewable systems. 6. Based on these facts, Plaintiff Native informed Mr. Immel that Plaintiff did not believe it was infringing on Defendant's rights. By letter dated January 19, 2013, Mr. Immel responded to Plaintiff by again insisting that Plaintiff stop using "Native" and stating "it is clear that your continued use of the Native mark constitutes infringement on our trademark rights." 7. Native has learned that Native Geothermal applied for a federal trademark registration for NATIVE on October 8, 2012. In its application, Native Geothernlal claimed to have used "Native" since at least July 2011 for "renewable energy, namely, solar energy, wind energy and geothermal energy," even though Native Geothermal's business is limited to geothennal drilling. Native Geothennal also applied for a Texas State trademark registration for NATIVE and the registration was issued on January 3, 2013. In its Texas application, Native Geothern131 claimed to have used "Native" for "renewable energy, namely, solar energy, wind energy and geothermal energy," even though Native Geothermal's business is limited to geothermal drilling. 8. Plaintiff Native has also learned that Native Geothennal purchased the domain name buildnative.net on December 2, 2012, and has created a website in which Native Geothermal claims to pertorm many of the same services offered by Plaintiff Native on its buildnative.com website. Upon information and belief, Native Geothermal's business is limited to geothennal drilling, a service not even offered by Plaintiff Native. Upon information and belief, Native Geothermal took these actions in an attempt to generate customer confusion. To the extent that Plaintiff Native and Deiendant Native Geothermal are "competitors," Deiendant's actions are a violation of Section 43(a) of the Lanham Act and Texas unfair competition law. 3 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 24 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 4 of 6 IV. CAUSES OF ACTION COUNT 1- DECLARATORY JUDGMENT 9. The allegations in Paragraphs 1-8 are incorporated herein by reference. 10. There is an actual and existing justiciable controversy between Plaintiff Native and Defendant Native Geothetmal relating to Defendant's allegations that Plaintiff is infringing Defendant's trademark rights in "Native." Pursuant to the Federal Declaratory Judgment Act, 28 U.S.c. 2201, et seq., Plaintiff Native is entitled to a declaratory judgment that Plaintiff is not intringing the trademark rights, if any, that Defendant has in the name 'Native." Plaintiff Native is also entitled to a determination as to whether Defendant committed fraud or other wrongful acts in connection with its representations in the Federal and Texas trademark filings for "Native. If the Court determines that Defendant received trademark registrations for "Native" through fraud or other wrongful acts, Plaintiff Native is entitled to a declaratory judgment that these registrations are invalid. COUNT 2 - UNFAIR COMPETITION 11. The allegations in Paragraphs 1-8 are incorporated herein by reference. 12. Defendant Native Geothermal claims that Plaintitf Native is a competitor. In an attempt to sow confusion, Native Geothermal purchased the domain name buildnative.net and has created a website in which Native Geothermal claims to perform many of the same services offered by Plaintiff Native on its buildnative.com website, even though Native Geothennal's business is limited to geothermal drilling. To the extent that Plaintiff Native and Defendant Native Geothermal are "competitors," Defendant's actions violate Section 43(a) of the Lanham Act (15 U.S.C. lI25(a)) and Texas unfair competition law. 4 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 25 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 5 of 6 13. If Defendant continues this inappropriate conduct, Plaintiff Native will incur damages for at least the monetary expenditures that Plaintiff Native will be required to make on corrective advertising and education to inform consumers about the truth; and Plaintiff Native's costs incurred in prosecuting this matter. PRAYER WHEREFORE, Plaintitf Native prays for relief against Defendant Native Geothermal, as follows: a. The Court enter a declaratory judgment, declaring that Plaintiff has not infringed on the trademark rights, if any, of Defendant Native Geothermal in the Native name, that Defendant's Texas trademark registration for "Native" is invalid and that any registration issuing from Defendant's pending federal trademark application for Native is invalid; b. That the Court enter judgment against Defendant and in favor of Plaintiff for any actual damages incurred by Plaintiff as a result of Defendant's actions regarding the buildnative.net domain site; and c. That the Court grant Plaintiff Native such other and further relief to\vhich it may be entitled. Respectfully submitted, Is/ Steven D. Smif Steven D. Smit State Bar]D No. 18527500 ssmitc{i)'gdhm.com Matthew C. Powers Texas State Bar No. 24046650 mpowers@gdhm.com 5 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 26 of 30 Case 1:13-cv-00067 Document 1 Filed 01/25/13 Page 6 of 6 Of Counsel: GRAVES, DOUGHERTY, FlEA RON & MOODY A Professional Corporation 401 Congress Ave., Suite 2200, Austin, TX 78701 P.O. Box 98, Austin TX 78767-0098 (512) 480-5600 (512) 480-5853 Telecopy A TTORNEYS FOR PLAINTIFF NATIVE, INC. 6 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 27 of 30 I1 GRAVES DOUGHERTY HEARON & MOODY A PROfESSIONAL CORPORATION Steven D. Smit 512.480.5653 512.480.5853 (fax) ssmit@gdhm.com January 25, 2013 Via email: craigimmel@nativegeothermal.com Mr. Craig Immel Native Geothermal, LLC P.O. Box 1586 Tulsa, Oklahoma 74101 Mailing Address: P.O. Box 98 Austin, TX 78767 Re: Case No. l:13-CV-67; Native, Inc. v. Native Geothermal, LLC; In the United States District Court, Western District of Texas, Austin Division Dear Mr. Immel: We represent Native, Inc. ("Native"). I have enclosed a courtesy copy of Plaintiff's Original Complaint which was filed in Austin this morning by Native. Please understand that Native's decision to file a lawsuit in this matter was not made lightly, and Native continues to be interested in trying to resolve this matter before the parties incur additional costs. Please have your attorney call me. I look forward to hearing fi'om you. SDS/jyl Enclosure cc: Lloyd Lee Sincerely, 401 Congress Avenue Suite 2200 Austin, Texas 78701 512.480.5600 www.gdhm.com EXHIBIT t B--1 Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 28 of 30 v. LtC j :; you.; Within :2 t arier {)j'thb on Y{RI (not ctjonimg [hi; (hy Y()\l n)(e;vu& il) or hO ifyOi.t ;)n; dw j)niwd iJ( (1 Uniu:,j Stille\> ngWl1C;" Dr an rdlk'ef (,rlhe United Statts (kscdbed in [,xL Fe Ch p, :; or ,.- }()tJ mHit surve nn tiE: phtinliff an ;m:;;wCf t.;J the aWv:hc;i ')f ? nwtinlt under Rule l2 iif ihL Fedenli Rules nCC'ivi! Fn.::,,;;ednre. 11k' mmvcr tJr mntl(}tl mwa !w 'iiWVe0 or) the plaIntiff or whose murw and add\vss Ne Steven D, Srn;t, (;'1;(0'11.\5, Dougherty., Heernn & M0001, V.C,. 401 Conaf&iJS Aven!)i1i:, Suite 2200, Austin, TfJxas 78701. taH to deLhtit vviE ht etlH'ti"d ;l.g:dhH ynu fbr the relief &km;mded in the n,mD"mm. "i'<m ;lhc, PFh'i me ytH.K Of moriN, \vith the comL Plltm"cki 02/1912013 EXHIBIT Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 29 of 30 Case 1:13-cv-00067-SS Document 5 Filed 03/13/13 Page 2 of 2 j:>'ROOF OF {This st!i'titm stUJftft! fUJi bi! jUett wi#t t!it' caur! unlesfi ft'f{ttlfrfi by Fd. ft. Oil, P. 4 tf}) ; or jrw a total of $, D&le: 2:410 \\1, Memoria! RtL ftC t 13 OK Case 4:13-cv-00123-GKF-FHM Document 12-2 Filed in USDC ND/OK on 03/21/13 Page 30 of 30