in Chronic Pain Syndromes: A Review of Clinical Evidence
and Mechanisms Andreas Michalsen Published online: 10 March 2010 # Springer Science+Business Media, LLC 2010 Abstract Periods of deliberate fasting with restriction to intake of solid food are practiced worldwide, mostly based on a traditional, cultural, or religious background. Recent evidence from clinical trials shows that medically supervised modified fasting (200500 kcal nutritional intake/day) with periods from 7 to 21 days is efficacious in the treatment of rheumatic diseases and chronic pain syndromes. Here, fasting is frequently accompanied by increased alertness and mood enhancement. The beneficial claims of fasting are supported by experimental research, which has found fasting to be associated with increased brain availability of serotonin, endogenous opioids, and endocannabinoids. Fasting-induced neuroendocrine activation and mild cellular stress response with increased production of neurotrophic factors may also contribute to the mood enhancement of fasting. Fasting treatments may be useful as an adjunctive therapeutic approach in chronic pain patients. The mood-enhancing and pain-relieving effect of therapeutic fasting should be further evaluated in randomized clinical trials. Keywords Caloric restriction . Diet . Fasting . Mood . Pain Introduction A 54-year old woman with chronic low back pain, painful osteoarthritis of the knee, and metabolic syndrome is admitted to the Department of Integrative Medicine for intensified stationary treatment. Besides physical therapies, she participates in a 7-day modified fasting treatment with a restricted daily nutritional energy intake of 350 kcal per day. After 24 h of initial headache due to caffeine withdrawal, she experiences stable well-being and normalization of previously increased blood pressure throughout the fasting period. Contrary to what she expected, she feels not hungry during the fasting period and experiences increasing pain relief paralleled by mood enhancement and perceived increased vitality. After fasting she feels motivated for continuous lifestyle modification. This case describes a frequently observed course of medically supervised modified fasting treatment, which is established in various specialized departments of Internal and Integrative Medicine in Western Europe. The evolution of mankind was, until recent times, characterized by frequent fluctuations of food availability varying between periods of fasting or starvation and feast or overfeeding. The ability to survive periods of fasting must have been of some survival value and contrasts to the unfavorable health effects of continuous overfeeding of present times. Unsurprisingly, therefore, the human body exhibits adaptive biochemical and physiological responses to the lack of food. When deprived of food, the human body employees various behavioral, physiological, and structural responses to reduce metabolism, which prolongs the period in which energy reserves can cover metabolism. On the other hand, after extended fasting periods, physical activity and psychological performance may increase as food searching has to be activated [1]. In a cultural context, periods of deliberate fasting with restriction to intake of solid food have been practiced worldwide, mostly based on a traditional or religious background. Still today, fastingthe voluntary abstention from foodis a common feature of many religions and A. Michalsen (*) Immanuel Hospital Berlin, Department of Internal and Complementary Medicine; and the Institute of Social Medicine, Epidemiology and Health Economics, Charit-University Medical Centre, Knigstrasse 63, 14109 Berlin, Germany e-mail: a.michalsen@immanuel.de Curr Pain Headache Rep (2010) 14:8087 DOI 10.1007/s11916-010-0104-z ethnic rituals worldwide and is believed to enhance mental and spiritual alertness [2]. Fasting as a medical treatment is claimed to be a valuable therapeutic method for chronic and acute diseases in most of the traditional medical systems [3, 4]. Here, fasting always is a voluntary act, and the duration of fasting is limited and predefined. For evaluation of potential mood-enhancing effects of fasting, the differentiation between fasting and starvation or hunger is of importance. Thus, results of studies on starvation, which by definition is involuntary, only can be translated with some limitations to the condition of medical fasting. However, experimental research in animals can only use the model of starvation or controlled underfeeding, and some uncertainty in the appraisal of these results with regard to voluntary medical fasting cannot be resolved. Different types of fasting have to be differentiated. Physiologically, nutritional energy supply below a threshold of about 500 kcal per day leads to strong neuroendocrine responses of the body and is accompanied by rapid mobilization of glycogen stores (phase I), followed by metabolism of fat mass via lipolysis after a fasting duration more than 24 h (phase II) before the phase of late starvation with accelerated protein loss (phase III). Whereas the total withdrawal of calories (total fasting or zero diet) leads to substantial additional loss of protein mass for gluconeogen- esis, the daily intake of some calories reduces protein catabolism by a significant amount [5]. Therefore, clinically, the daily intake of 200500 kcal by fruits or liquid meals is established and defines the current mostly used form of therapeutic fasting, modified fasting. Very low calorie diets (VLCDs) allow a higher nutritional intake of up to 800 kcal per day. Yet, whereas VLCD also leads to substantial weight loss, the adaptive physiological and psychological responses are reduced compared with total and modified fasting. Finally, caloric restriction is defined as a long-term reduction in energy intake without malnutrition, mostly consisting of a 3040% reduction of daily nutritional energy intake [6]. Caloric restriction is commonly used in experimental animal research. As an alternative to traditional caloric restriction, another dietary regimen, termed intermittent or alternate day fasting, has also been established in research. Intermittent regimens usually involve a feast day on which food is consumed ad libitum that alternates with a fast day on which food is withheld [6, 7]. The feast and the fast periods are typically 24 h. One of the most known religious fasting traditions is the period of Ramadan. During the fasting month of Ramadan, Muslims abstain from food and drink from sunrise until sunset. Thus, Ramadan can be categorized as a short-period intermittent fasting regimen. However, in contrast to alternate day fasting, the health- related effects of the shorter Ramadan fasting periods are unclear. The main types of fasting are summarized in Table 1. There has been much effort in nutritional research in understanding how the adaption of the human body to food deprivation is regulated. Despite development in under- standing of physiological and molecular processes, the mechanisms associated with the ability of the human body to cope with extended periods of fasting are still not fully understood. Clearly, there is a strong link between distinct neuroendocrine and metabolic adaptive responses and the psychological effects of fasting. On the other hand, the clinical pain-relieving and anti-inflammatory effects of fasting may contribute to mood enhancement and, in turn, affect neuroendocrine regulation. In this review, a short historical perspective of fasting is summarized with clinical data on pain relief and mood enhancement through fasting, and experimental data and potential mechanisms are discussed. Fasting in Medical History In antique medicine, fasting was an established treatment method since Hippocrates and thereafter recommended by most older European medical schools for the treatment of acute and chronic diseases [2, 8], following the empirical observation that infections are frequently followed by an anorectic response [9]. More standardized methods of extended medical fasting were developed in the United States in the beginning of the 20th century by Tanner, Dewey, and Hazzard [4, 10]. Their method of fasting consisted of water and tea fasting (total fasting), supported by enemas and physical exercise. Later, some experimental studies [11] provided a framework for therapeutic fasting as an accepted inpatient treatment for obesity in the United States in the 1950s and 1960s. Thereafter, little attention has been given to the value of medical fasting, and the method almost disappeared in North America. In contrast, based on the works of some charismatic physicians, therapeutic fasting attracted a growing number of patients from the 1950s on in Europe. The most frequently used fasting method was created by German physician Otto Buchinger and was characterized by 13 weeks of modified fasting, which included the free intake of mineral water and the limited intake of fruit juice [3, 4]. The fasting cure, according to the Buchinger technique, is further accompanied by moderate exercise, nutritional advice, and mind-body medicine techniques. Prevalence In the recent past, modified fasting, according to Buchinger, and related methods attracted a growing popularity in the German public as a self-care method for health and Curr Pain Headache Rep (2010) 14:8087 81 particularly to initiate lifestyle modification [12, 13]. According to a recent survey, personal fasting experience varied between 15% and 20% in the German population [14]. In the United States, some 14% of the population reported using short-term fasting, predominantly to lose weight [11]. In Europe, fasting treatment is currently established in more than 20 specialized hospital and rehabilitation departments [15]. Here, the major treatment indications are rheumatic diseases, chronic pain syndromes including chronic headache, and metabolic syndrome. Clinical Effects of Fasting The clinical effects of therapeutic fasting have been investigated by controlled trials in some of the traditionally claimed indications. The best evaluated indication is rheumatoid arthritis. Here, four well-designed controlled trials investigated the effects of fasting with a subsequent nutritional advice for a follow-up for at least 3 months [16, 17]. These studies demonstrated a statistically and clinically significant beneficial long-term effect. A recent nonrandomized controlled trial also suggested fasting therapy to be beneficial in the complex treatment of fibromyalgia [18]. An uncontrolled study from Germany reported a beneficial effect of headache frequency and intensity in migraineurs [19]. Furthermore, pain-relieving and antinociceptive effects of fasting have been described in some recent experimental studies [20, 21] and confirm the present data from human studies. Some studies have further documented a relevant blood pressurereducing effect of total fasting [22, 23]. The blood pressurereducing effect of fasting has also led to the recommendation of fasting experts to reduce medications with antihypertensive medication when initializing fasting therapy. Notably, epidemiological studies showed that routine periodic fasting, as practiced by different religious groups, is associated with a lower risk of coronary artery disease in patients undergoing coronary angiography [24]. In a large observational study of inpatients with mixed diagnosis of chronic diseases, health-related and behavioral outcomes were compared in fasting patients and patients on a normocaloric Mediterranean diet [12]. The study was conducted within an Integrative Medicine hospital in Germany, where fasting treatment was established in the disease management pathway and regularly offered to all patients with suitable indications and without the presence of predefined exclusion criteria. Fasting patients showed higher satisfaction ratings with their overall treatment success and a greater improvement of their main complaint, which was chronic pain in the majority of patients. Furthermore, fasting patients showed higher attrition rates with recommended health-related lifestyle modifications in the follow-up assessments at 3 and 6 months after discharge from the hospital. Thus, these results confirmed prior empirical hypotheses that claimed fasting to act as a reset for lifestyle modifications [4], as it may interrupt long-term conditioned health behavior, thereby enhancing more profound and lasting lifestyle changes. Mood Enhancement in Chronic Pain Syndromes In the fasting tradition, it is a common observation that fasting is accompanied by mood enhancement, improvement of psychological well-being, and not rarely by a sense of euphoria [25]. Also, it is a daily life experience that full- stomach lethargy contrasts with heightened alertness of the fast. Various authors reported that hunger, during fasting, returned to baseline levels some days after initiation, thus not Type of fasting Characteristic Main effect Modified therapeutic fasting Caloric intake 200500 kcal/ day by fluids Rapid weight loss; strong neuroendocrine response Very low calorie diet Caloric intake 600800 kcal/ day by formulated liquid meals; protein supplements Rapid weight loss Caloric restriction Experimental research; longterm adaption to undernutrition Continuous caloric restriction 30%40% daily reduced caloric intake Increase of lifespan; reduced degeneration; improved functional indexes Intermittent fasting Alternate-day fasting (24 h) Increase of lifespan; reduced degeneration; improved functional indexes Total fasting 0% caloric intake; water and tea ad libitum Rapid weight loss; pronounced protein catabolism; numerous adverse effects Table 1 Principal types of fasting 82 Curr Pain Headache Rep (2010) 14:8087 affecting mood negatively [11]. Some early observational and anecdotal reports suggested a specific mood-enhancing effect of prolonged modified fasting in fasting phase II [2, 3]. A prospective uncontrolled study evaluated physical and psychological outcomes in 52 patients with metabolic and chronic pain syndromes undergoing a 2-week modified fast (250 kcal/day) in a rehabilitation hospital. More than 80% of fasters showed decreased scores for depression, anxiety, and exhaustion, accompanied by a mean weight loss of 6.6 kg and a normalization of blood pressure. Psychological quality of life at the end of the fasting cure was better than in the general healthy population [26]. In a controlled explorative study, we assessed the effect of fasting on mood and explored the interaction with neuroendocrine activation and leptin depletion in patients with chronic pain syndromes. Of the 55 study subjects, 36 participated in an 8-day modified fast (300 kcal/day), while 19 received a mild low calorie diet. Measurements included daily ratings of mood (VAS), assessment of weight, and levels of plasma leptin and cortisol. Weight loss amounted to 4.8 and 1.6 kg in fasters and controls, respectively. Daily mood ratings increased highly significantly after 5 fasting days but were not correlated to weight loss, leptin depletion, or cortisol increase [27]. In an uncontrolled study with 15 healthy subjects, the effects of fasting on quality of sleep, polysomnographic patterns, and subjective well-being were investigated. At the end of the 8-day fast, subjects experienced an increased quality of sleep. Emotional well-being in the course of fasting was characterized by increased daytime concentration, vigor, and emotional balance. Polysomnography revealed a significant decrease in arousals and periodic leg movements and a nonsignificant increase in REM sleep [28]. Thus, changes in sleep quality and architecture may also influence fasting-induced mood enhancement. Further, we assessed perceived daily mood in 108 subjects who underwent an 8-day modified stationary fasting treatment (350 kcal/day) and analyzed associations with the genotype. We genotyped for the GNB3 C825T polymorphism, which is a thrifty genotype associated with an increased risk for obesity. We observed a genotype- associated difference in fasting-induced change of mood. Whereas, TT genotypes experienced an initial decrease and only moderate late increase of mood, C-allele carriers showed a significant and consistent fasting-induced mood enhancement. Moreover, increase in mood was more pronounced in CC compared with CT genotypes, which is compatible with a gene-dose effect [29]. In summary, preliminary evidence from uncontrolled and controlled trials confirms the empirical observation that fasting may be associated with mood enhancement, which seems to be more pronounced in the late phase of fasting, emerging after 45 fasting days. Of note, all mentioned studies found that modified fasting was safe and not associated with relevant feelings of hunger. Further and larger controlled clinical trials are needed to verify this preliminary evidence. Such studies should also compare the effects of modified fasting with other forms of caloric restriction in order to better understand the underlying mechanisms. Mechanisms of Fasting-induced Mood Enhancement Physiological and Endocrine Responses to Extended Fasting Extended fasting represents a strong physiological stimulus and induces pronounced hormonal changes (eg, stimulation of the hypothalamic-pituitary-adrenal axis as the characteristic physiologic equivalent of a stress reaction) [3032]. It is not clear which factors initiate this neuroendocrine activation, but decreased brain glucose availability, leptin and insulin depletion, and perceived hunger may play a prominent role [5, 33, 34]. Recently, a transcription factor has been described, which acts as a metabolic sensor in neurons of the lateral hypothalamic area to integrate metabolic signals, adaptive behavior, and physiological responses [35]. In human clinical studies, the fasting-induced neuroendo- crine activation is associated with increased urinary and serum concentrations of noradrenaline, adrenaline, dopamine, and cortisol. This early hypopituitary-adrenergic activation is followed by decreased adrenergic levels in the midterm. In a prospective study with obese subjects, fasting over 16 days led to substantial weight loss paralleled by decreased basal and exercise-induced serum concentrations of noradrenaline, adrenaline, and dopamine [36]. Moreover, extended periods of fasting are associated with increases of concentrations of the growth hormone glucagon and reductions of the blood levels of thyrotropin and T 3 /T 4 [31]. Clinically, fasting is further associated with a pronounced initial natriuresis and diuresis. The mechanisms of the natriuresis of fasting remain partly unclear; however, ketoacidosis and fasting-induced increases of blood levels of aldosterone, glucagon, and natriuretic peptides are involved [37]. Studies on VLCD demonstrated an increased blood pressurelowering effect of natriuretic peptides after a 4-day diet period, which may point to increases in receptor sensitivity following periods of fasting or underfeeding [38]. Accordingly, blood levels of insulin are decreased after fasting periods with subsequently increased insulin receptor sensitivity. We and others have shown that fasting leads to rapid depletion of the adipokine leptin and reductions of blood levels of insulin [27, 33, 39]. Low levels of leptin indicating food deprivation have been identified as strong signals to induce adaptive biological actions; thus, leptin Curr Pain Headache Rep (2010) 14:8087 83 depletion may play a crucial role in the neuroendocrine signalling in response to fasting [40]. There is also increasing evidence that leptin is implicated in mood disorders [41], and leptin modulates putative brain reward circuitry by enhanc- ing the value of behaviors incompatible with feeding [42]. In concert with other signals from the gut, low leptin levels can trigger powerful activation of brain systems to restore energy balance. The most relevant neuroendocrine changes during extended fasting are summarized in Table 2. Neurobiological Effects of Extended and Intermittent Fasting Brain neurotransmitters may also be implicated in the fasting-induced modification of mood. The central seroto- nergic system is strongly involved in the regulation of food intake, and it is also a transmitter system that is readily affected by nutritional factors. Serotonin release and turnover are known to increase during extended fasting [43, 44]. Increased output of the serotonergic system is thought to be responsible for some of the characteristic nutritional effects on certain brain functions such as elevated mood, increased sleepiness, and reduced pain sensitivity. Fasting is associated with increases in tryptophan availability and serotonin turnover in the brain. Recent research indicated that semistarvation is associated with downregulation of cortical serotonin transporters in the frontal cortex of the rat, and alteration of the serotonin output pattern may also affect projection fields of the central serotonergic system [45]. Thus, fasting-induced modulation of central serotonin availability may be a potential mecha- nism and would also explain previously described effects of fasting treatments in migraineurs [19], as pharmacological 5 HT-receptor inhibition has been proven effective in the treatment of migraine. Furthermore, brain-derived neuro- trophic factors (BDNFs), which are induced by intermittent fasting, may be implicated in central serotonergic regulation [46]. Recent research indicates a reciprocal relationship between BDNF and serotonergic signaling, in which BDNF enhances serotonin production and release [47, 48]. Another potential mechanism of mood enhancement relates to fasting-induced alteration of endogenous opioid release. Plasma -endorphin levels in subjects undergoing fasting periods between 5 to 10 days were significantly increased during the fasting time, while there was no direct association with body weight changes [49]. Also, differential regulation of the endogenous synthetic pathways of morphine in response to fasting has been described. Brain morphine levels were elevated fivefold after 24 h of fasting and twofold after 48 h of fasting in rats [50]. Moreover, brain levels of the endogenous cannabinoid 2-arachidonoyl glycerol were found to be increased in fasting mice, while diet restriction had no influence [51]. Recent research in molecular biology of caloric restriction has revealed further potential mechanisms that may also contribute to the mood-enhancing and pain-relieving effects of fasting. It is a well-known fact that caloric restriction increases the maximum lifespan in all examined animal species [52]. It was recently shown that caloric restriction and intermittent fasting not only reduced the risk of different age-related diseases, including cardiovascular disease, diabetes, and cancers, but also of most neurode- generative disorders (eg, Parkinsons and Alzheimers disease) [46, 53]. These beneficial neurological effects of fasting may be linked to the elicitation of a cellular stress response due to decreased glucose availability to the brain cells. Neurons respond to the cellular stress response by activating signaling pathways that induce the expression of genes encoding proteins that promote neuronal survival and plasticity [46]. In fact, fasting can stimulate the production of new neurons from stem cells (neurogenesis) and can enhance synaptic plasticity, which modulate pain sensation, enhance cognitive function, and may increase the ability of the brain to resist aging [54]. The beneficial effects of fasting seem to be related to the stimulated production of proteins that include neurotrophic factors, neurotransmitter receptors, and protein chaperones [55]. For example, fasting increases the production of BDNF in different regions of the brain. BDNF can enhance learning and memory, protect neurons against oxidative and metabolic insults, and stimulate neurogenesis [46, 53]; these actions may protect neurons against age-related neurodegenerative disorders but may also contribute to mood enhancement in humans. Other neuropeptides linked to the regulation of eating behavior, appetite, and mood are orexins and neuropeptide Y. These neuropeptides are Table 2 Neuroendocrine responses of fasting Variable Early fasting phase a Late fasting phase a Adrenaline Noradrenaline Cortisol Natriuretic peptide Leptin Insulin Adiponectin Serotonin Growth hormone Glucagon T3 T4 Neurotrophic factors a Early phase of fasting may vary between 2 and 7 days; late phase of fasting between day 8 and 20. 84 Curr Pain Headache Rep (2010) 14:8087 inhibited in response to feeding-related signals and are released during fasting. In rodents, fasting increases expression of the neuropeptide Y gene in defined brain regions. Neuropeptide Yacts via its spinal receptors to reduce spinal neuron activity and behavioral signs of inflammatory and neuropathic pain [56]. Thus, a pain-relieving effect of fasting-induced neuropeptide Y seems likely. A decrease in orexin levels has been reported to be associated with depression. It was also shown that stress and depression can disrupt neurogenesis in the hippocampus. Here, results from experimental studies suggest that orexins induce an antidepressive-like effect via the enhancement of cell proliferation in the hippocampus [57]. In summary, fasting may activate specific self-protective cellular stress resistance mechanisms overriding any poten- tially deleterious effects of elevated glucocorticoids and catecholamines. In contrast, overfeeding, which is associated with chronic neuroendocrine activation, promotes neuronal degeneration and impairs neurogenesis. Finally, the fasting-induced increase in production of ketone bodies may contribute to psychological and pain- relieving effects. It is well known that ketone bodies may protect neurons against multiple types of neuronal injury and hypoglycemia, and the underlying mechanisms are similar to those of calorie restriction [54]. Anticonvulsant effects have been repeatedly demonstrated. However, so far it remains unclear if ketone bodies are involved in the neurobiological effects of fasting. The most relevant mechanisms and neurobiological interactions regulating mood and pain perception during fasting are summarized in Fig. 1. Reflecting on the given findings, mood enhancement during fasting may represent a phylogenetically useful mechanism promoting success in the fight for survival and the search for food. Presumably, it must have been an evolutionary advantage and increased the ability of our ancestors to cope with phases of restricted access to food, that mood enhancement followed limited periods of fasting. Mood enhancement, together with increased alertness and motor activity, thus probably reduced the susceptibility to detrimental influences of psychological distress due to underfeeding. Of note, the motivation to engage in periodical fasting in the religious context seems to be driven by a deliberate renunciation of exogenous gratifications on the background of asceticism. However, the current widespread practice of periodical fasting worldwide may also be supported by the concomitant increase of alertness, tranquillity, and mood enhancement [58]. Practical Aspects of Clinical Fasting Fasting is an established treatment method within specialized hospitals or hospital departments of Integrative and Nutri- tional Medicine in various central European countries. Within expert conferences, quality criteria of medical fasting have been defined [59]. A fasting period between 1 and 2 weeks is generally recommended to induce clinically relevant effects in chronic pain patients. Furthermore, exclusion criteria to fasting were defined and should be strictly considered in the practice of fasting treatments. Most relevant contraindications are eating disorders, a body mass index of less than 20 kg/m 2 or greater than 40 kg/m 2 , liver disease, renal failure, gastric ulcer, and other severe comorbidities, including cancer, premedication with immunosuppressive drugs (except corticosteroids) or coumarins, alcoholism, psychosis, pregnancy, lactation, and unexplained weight loss. An optimum fasting regimen is preceded by two relief or prefasting days, using a 800 kcal/day monodiet of fruit, rice, or potatoes according to patients choice. Fasting then Fig. 1 Mechanisms and interac- tions regulating mood and pain perception during fasting Curr Pain Headache Rep (2010) 14:8087 85 starts with ingestion of a mild oral laxative. During fasting, patients are recommended to drink 2 to 3 liters of fluids each day (mineral water, small quantities of juice, and herbal teas). The daily energy intake should amount between 200 to 500 kcal. The break-fast is followed by stepwise reintroduction of food with achievement of normo- caloric intake by vegetarian meals on the fourth postfast day. In the postfasting days, a focus is set on reintroducing mindfulness to eating. With this concept, therapeutic modified fasting has been found to be a safe treatment method. Rare adverse effects include tiredness, irritability, headache, nausea, lightheaded- ness, and gastric pain. To avoid any hyponatremia, fasting is not allowed in the presence of diuretic medication. Dosages of coumarins have to be closely monitored during fasting, as the fasting-associated interruption of oral vitamin K intake reduces necessary dosage. The described fasting method has a very high adherence rate in patients with chronic pain syndromes and rheumatic disease. In our experience, such periods of extended fasting seem to be much easier to apply in patients than intermittent fasting diets, in which hunger is a frequent discomfort during the restriction days. Furthermore, concerning feasibility, extended fasting periods seem to compare better to chronic caloric restriction, which is hard to sustain in daily life. Conclusions In chronic pain patients, medically supervised fasting over periods of 720 days is associated with mood enhancement and substantial pain relief. The current preliminary evidence suggests that fasting treatment could be useful as an adjunctive therapeutic approach in chronic pain patients, which are most frequently affected by depression and anxiety. 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