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Are Ironridge Global Financings Hurting The Small Retail Investor?

Vancouver, British Columbia - August 19, 2014 -- What do publicly traded biotech
companies like Genetic Technologies (NASDAQ:#GENE), Rosetta Genomics
(NASDAQ:#ROSG), MEI Pharma Inc(NASDAQ:#MEIP), Advaxis,
Inc.(NASDAQ:#ADXS), Amarantus Bioscience (OTCMKTS:#ambs), Pressure
Biosciences (OTCMKTS:PBIO), Uluru Inc. (OTCMKTS:ULUR), PositiveID Corporation
(OTCMKTS:PSID), Cord Blood America Inc.(OTCMKTS:CBAI) and IntelliCell
BioSciences, Inc. (OTCMKTS:SVFC) all have in common? At some point, they all took
on less than favorable financings. Luckily, most of them survived those transactions.

In an article published by an analyst at Seeking Alpha, investors are learning that many
small cap companies succumb to Toxic Financing as a way to stay alive, which can
include below-market pricing, warrants and adverse 'ratcheting' provisions.

Michael Morhamus, who made a name for himself by exposing heavy stock pumping
and possible fraud by various publicly traded companies after becoming a regular
contributor at the popular investment news portal, dives in for a closer look at the
institutional investing group known as Ironridge Global IV, Ltd.

That Wall Street fund has entered into more than 50 equity financing transactions in the
last three years, but most of those deals may have come at the expense of the small
retail investors who were left holding the bag, despite best efforts by management
teams of to keep their emerging small-cap companies funded and alive.
Morhamus focuses on numerous historic deals listed between Ironridge and various
healthcare companies.

Morhamus points out that here are at many other institutional investment firms which
are in the business of "coming to the rescue" of desperate small cap companies who
have little choice but to take money however they can, under whatever predatory terms
they agree to. He writes that while those firms and their terms may not be fair they are
also not illegal.

In recent days, the U.S. Securities and Exchange Commission is rumored to be closing
in on some of the more egregious offenders who may be manipulating prices in order to
force more debt.

Morhamus complete article is available now at:

http://seekingalpha.com/instablog/861697-michael-morhamus/3165155-the-small-retail-
biotech-investor-usually-suffers-most-in-toxic-financings



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Canada

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